LLM Auditing

LLM: Large Language Model

Overview

Large language model auditing examines how models are trained and how they behave in use, looking for problems such as bias, privacy leakage, hallucinations, unsafe actions, and unreliable reasoning. Common approaches include controlled benchmarks and counterfactual tests, multi-turn red-teaming, membership-inference and provenance analysis, human review, and probes of model activations or weights. Audits increasingly examine whole systems—including prompts, tools, interfaces, and model updates—rather than judging only a model’s final answer. A central challenge is that results can shift with prompts, access methods, versions, and evaluators, while behavioral scores or internal signals alone may not establish why a failure occurred or whether it will recur in deployment.

Latest papers

644 papers82 papers in the last four weeks, level with the four weeks before. 0.5% of all new papers.

May 12, 2026

PRISM: A Geometric Risk Bound for Decomposing Drift into Scale, Shape, and Head

A single base LLM now comes with dozens of post-training variants, quantized, LoRA-adapted, or distilled, and each has to be checked before release. Existing evaluations provide only a partial picture: benchmark scores and likelihood screens say that a variant has degraded, similarity scores such as CKA and SVCCA say how its features moved, and nothing connects the two. We connect them with one structural fact and one design choice: the prediction head is linear, so feature geometry reaches the loss, and we compare the two feature sets through an orthogonal map, which leaves the geometry being measured unchanged. From these we derive PRISM, a closed-form upper bound on the cross-entropy risk gap between a target model and a proxy variant, and prove that it splits exactly into three measurable axes: scale, shape, and head. Each axis names a failure mode and where to intervene: low-bit quantization distorts shape and, at the lowest bit-widths, also inflates activation scale; quantizing the output embedding inflates the head term, which dominates the bound at high bit-widths. Because the shape term is differentiable, the same geometry becomes a regularizer that curbs catastrophic forgetting more than experience replay. Across two model families and five benchmarks, PRISM ranks quantized and fine-tuned variants from a single forward pass at mean Spearman above 0.8, and eight reference sequences already recover the ranking that the risk gap itself needs over a hundred to reach.
May 12, 2026

The Evaluation Differential: When Frontier AI Models Recognise They Are Being Tested

Recent published evidence from frontier laboratories shows that contemporary AI models can recognise evaluation contexts, latently represent them, and behave differently under those contexts than under deployment-continuous conditions. Anthropic's BrowseComp incident, the Natural Language Autoencoder findings on SWE-bench Verified and destructive-coding evaluations, and the OpenAI / Apollo anti-scheming work all document instances of this phenomenon. We argue that these findings create a claim-validity problem for safety conclusions drawn from frontier evaluations. We introduce the Evaluation Differential (ED), a conditional divergence in a target behavioural property between recognised-evaluation and deployment-continuous contexts, define a normalised effect-size form (nED) for cross-property comparison, and prove that marginal evaluation scores cannot identify ED. We develop a typology of safety claims (ED-stable, ED-degraded, ED-inverted, ED-undetermined) by their warrant-status under documented divergence, and specify TRACE (Test-Recognition Audit for Claim Evaluation), an audit protocol that wraps existing evaluation infrastructure and produces restricted claims rather than capability scores. We apply the framework retrospectively to three publicly documented evaluation incidents and discuss governance implications for system cards, conformity assessment, and the international network of AI safety and security institutes. TRACE does not eliminate adversarial adaptation; it disciplines the claims drawn from evaluation evidence by making explicit the conditions under which that evidence was produced.
May 11, 2026

CPEMH: An Agentic Framework for Prompt-Driven Behavior Evaluation and Assurance in Foundation-Model Systems for Mental Health Screening

This paper presents CPEMH, an agentic framework designed to evaluate prompt-driven behavior in foundation-model systems operating on transcript-based datasets for mental-health screening. CPEMH serves as an engineering methodology for behavioral assurance in large-scale language systems, introducing an orchestrated architecture that autonomously performs the design, evaluation, and selection of prompt strategies, enabling systematic control of behavioral variability across contexts. Its modular agentic design, combining orchestrator, inference, and evaluation agents, ensures traceability, reproducibility, and robustness throughout the prompting lifecycle. A case study on automated depression screening from interview transcripts demonstrates the framework's capacity to stabilize and audit foundation-model behavior in conversational and clinically sensitive domains. Lessons learned emphasize the role of modular orchestration in behavioral assurance, the prioritization of stability over architectural complexity, and the integration of F1, bias, and robustness as core acceptance criteria.
May 11, 2026

Quantifying the Reconstructability of Astrophysical Methods with Large Language Models and Information Theory: A Case Study in Spectral Reconstruction

Modern astrophysical studies rely heavily on complex data analysis pipelines; however, published descriptions often lack the detail required for computational reproducibility. In this work, we present an information-theoretic framework to quantify how effectively a method can be reconstructed from its written description. By treating algorithmic reconstruction as a probability distribution generated by Large Language Models (LLMs), we utilize Shannon entropy and Jensen-Shannon divergence to measure how strongly text constrains the hypothesis space of valid implementations. We demonstrate this approach through a case study of Trans-Neptunian Object (TNO) spectral reconstruction from sparse photometry. By prompting frontier LLMs with varying levels of manuscript text (Title, Abstract, and Methods), we find that while increasing text successfully clarifies the overall algorithmic structure, it fails to eliminate variance at the implementation level. This persistent variance establishes an "entropy floor," demonstrating that multiple divergent implementations remain consistent with explicit instructions. To evaluate practical reproducibility, we convert these reconstructed algorithms into executable pipelines. Our results reveal that, while LLMs easily recover core functional methodologies, they systematically fail to infer the tacit expert knowledge required for strict scientific calibration. This pilot study demonstrates that LLMs can be repurposed as a zero-shot diagnostic tool to audit methodological transparency, helping authors identify missing structural constraints and preserve scientific integrity in an era of automated research.
May 11, 2026

Auditing Multimodal LLM Raters: Central Tendency Bias in Clinical Ordinal Scoring

Multimodal large language models (LLMs) are increasingly explored as automated evaluators in clinical settings, yet their scoring behavior on ordinal clinical scales remains poorly understood. We benchmark three frontier LLM families against supervised deep learning models for scoring Clock Drawing Test (CDT) images on two public datasets using the Shulman rubric. While fully fine-tuned Vision Transformers achieve the best calibration (MAE 0.52, within-1 accuracy 91%), zero-shot LLMs remain competitive on tolerance-based agreement (GPT-5 MAE 0.67, within-1 accuracy 92%) despite higher absolute error. However, per-score analysis reveals that all three LLM families exhibit a pronounced central tendency effect (systematic endpoint compression): predictions are systematically compressed toward the middle of the scale, with over-prediction at the low end (score 0 to 1) and under-prediction at the high end (score 5 to 4). This effect disproportionately affects the clinically critical extremes where accurate scoring most impacts screening decisions for cognitive impairment. Targeted ablations show that neither few-shot exemplars spanning the full score range nor removing clinical terminology from the prompt eliminates the effect. Our findings extend the LLM-as-a-judge bias literature from NLP evaluation to clinical assessment, and highlight the need for calibration-aware evaluation and post-hoc calibration before deploying LLM-based raters in high-stakes screening workflows.
May 11, 2026

Acceptance Cards:A Four-Diagnostic Standard for Safe Fine-Tuning Defense Claims

Safe fine-tuning defenses are often endorsed on the basis of a held-out gap reduction, but the same reduction can come from sampling noise, subject artifacts, capability loss, or a mechanism that does not transfer. We introduce Acceptance Cards: an evaluation protocol, a documentation object, an executable audit package, and a claim-specific evidential standard for safe fine-tuning defense claims. The protocol checks statistical reliability, fresh semantic generalization, mechanism alignment, and cross-task transfer before treating a gap reduction as a full-card pass. Re-scored under this installed-gap protocol, SafeLoRA fails the full-card pass on Gemma-2-2B-it: under strict mechanism-class coding it fails all four diagnostics, and under a permissive shrinkage relabel it still fails three of four. This is a narrow installed-gap audit on one model family, not a global judgment of SafeLoRA's effectiveness. In a 46-cell audit, no cell satisfies the strict conjunction. The closest family is a near miss that passes reliability and mechanism checks where the required data are available, but fails the fresh-subject threshold, lacks a strict transfer pass, and carries a measurable deployment-accuracy cost.
May 11, 2026

Pseudo-Deliberation in Language Models: When Reasoning Fails to Align Values and Actions

Large language models (LLMs) are often evaluated based on their stated values, yet these do not reliably translate into their actions, a discrepancy termed "value-action gap." In this work, we argue that this gap persists even under explicit reasoning, revealing a deeper failure mode we call "Pseudo-Deliberation": the appearance of principled reasoning without corresponding behavioral alignment. To study this systematically, we introduce VALDI, a framework for measuring alignment between stated values and generated dialogue. VALDI includes 4,941 human-centered scenarios across five domains, three tasks that elicit value articulation, reasoning, and action, and five metrics for quantifying value adherence. Across both proprietary and open-source LLMs, we observe consistent misalignment between expressed values and downstream dialogues. To investigate intervention strategies, we propose VIVALDI, a multi-agent value auditor that intervenes at different stages of generation.
May 10, 2026

CHAINTRIX: A multi-pipeline LLM-augmented framework for automated smart-contract security auditing

Smart-contract exploits have caused billions of USD in cumulative losses, yet audits remain expensive and slow. Automated tools have emerged to close this gap, but each class has a characteristic failure mode. Static analyzers report findings that frequently fail manual triage at high rates, while large language models (LLMs) hallucinate findings that contradict the source code. Thus, we propose Chaintrix, an end-to-end auditing framework whose central architectural commitment is that every LLM-generated claim must be discharged against a deterministic structural contract representation. We introduce a Cross-Contract Interaction Model (CCIM) that parses Solidity into a structured map of function-level reads, writes, modifiers and resolved cross-contract calls. CCIM serves as the substrate against which all 12 of Chaintrix's deterministic signal engines and the parallel LLM audit pipelines operate. A staged false-positive-reduction pipeline, terminating in a Structural Verdict Engine (SVE) that applies deterministic structural checks against parsed code, filters the merged finding set, with selected high-confidence findings further validated through symbolic execution and fuzz testing. We evaluate Chaintrix on EVMbench, the smart-contract security benchmark by OpenAI, Paradigm, OtterSec. Chaintrix detects 86 of 120 high-severity vulnerabilities (71.7% recall), with 25 audits scoring 100% recall, placing Chaintrix 26 percentage points above the strongest frontier-model baseline.
May 9, 2026

BiAxisAudit: A Novel Framework to Evaluate LLM Bias Across Prompt Sensitivity and Response-Layer Divergence

Bias audits of large language models now operate within governance frameworks such as the EU AI Act, making benchmark reliability a security concern in its own right. Many current benchmarks, however, collapse bias into a single scalar from one prompt format and one surface label. This design misses two failure modes that can be exploited without changing model weights. Across prompts, meaning-preserving format changes shift bias endorsement by more than 0.70.7 on a fixed statement pool. Within a response, the discrete Selection and free-text Elaboration can take opposing stances, so an apparently clean aggregate may hide substantial internal inconsistency (a ``cancellation trap''). Selection-only and elaboration-only rankings are therefore nearly uncorrelated across eight LLMs (Spearman ρ=0.238ρ= 0.238, p=0.570p = 0.570): LLaMA3-70B ranks in the middle under selection-only scoring but highest under elaboration-only scoring on the same responses. We introduce BiAxisAudit, a protocol that reports each bias score together with a reliability estimate on two orthogonal axes. The across-prompt axis evaluates each statement under a factorial grid of task format, perspective, role, and sentiment, treating bias as a distribution rather than a point estimate. The within-response axis uses Split Coding to recover Selection and Elaboration as separate signals, measured by the Inconsistency Rate and Divergence Net Imbalance. Across eight LLMs with 80,20080{,}200 coded responses each, task format alone explains as much variance as model choice; 63.6%63.6\% of pooled bias signals (up to 85.2%85.2\% per model) appear in only one coding layer, and prompt-dimension interactions exceed main effects. The instrument also separates real bias reductions from apparent reductions caused by cross-layer redistribution: some prompt configurations reduce both BER and IR, whereas others suppress only selection-layer bias.
May 9, 2026

Explanation Fairness in Large Language Models: An Empirical Analysis of Disparities in How LLMs Justify Decisions Across Demographic Groups

Large language models (LLMs) are increasingly deployed not only to make decisions but to explain them. While AI decision fairness has been studied extensively, the fairness of AI explanations (whether LLMs justify decisions with equal quality, depth, tone, and linguistic sophistication across demographic groups) has received little attention. This paper introduces the Explanation Fairness Taxonomy (EFT), a framework comprising five formally defined, operationalizable dimensions: Verbosity Disparity, Sentiment Disparity, Epistemic Hedging Disparity, Decision-Linked Explanation Disparity, and Lexical Complexity Disparity. The taxonomy is instantiated in a controlled empirical study across 80 prompt templates, four consequential decision domains (hiring, medical triage, credit assessment, legal judgment), and five LLMs: GPT-4.1, Claude Sonnet, LLaMA 3.3 70B, GPT-OSS 120B, and Qwen3 32B. Two novel black-box metrics are introduced: the Hedging Density Score (HDS) and the Explanation Faithfulness Proxy (EFP), a heuristic indicator of decision-linked explanation variation. Across up to 400 prompt pairs, all eight EFT metrics show statistically significant disparities (Cohen's d ranging from small to large, all p_BH < 10^(-62)). Model choice is strongly associated with disparity magnitude: Qwen3 32B exhibits verbosity disparities 5.9x larger than LLaMA 3.3 70B. Two prompting-based mitigations show significant reductions in EFP disparity (78-95%) but no significant effect on stylistic dimensions, consistent with the hypothesis that stylistic explanation inequalities are encoded in pre-training distributions and are not resolvable through deployment-level instruction alone. A reproducible measurement framework is offered for explanation-level fairness auditing, with implications for AI regulation and deployment practice.
May 9, 2026

Causal Stories from Sensor Traces: Auditing Epistemic Overreach in LLM-Generated Personal Sensing Explanations

LLMs are increasingly used to explain personal sensing data, translating traces of activity and mood into natural-language accounts of why an anomalous day may have occurred. However, such explanations can sound coherent and personally meaningful even when the underlying evidence is sparse or missing. We introduce epistemic overreach (EO) as a measure for cases where a generated explanation implies more than the available sensing evidence can justify. To audit how often and in what forms EO occurs, we obtained anomalous-day scenarios from three longitudinal sensing datasets of college students: StudentLife, GLOBEM, and CollegeExperience. Across activity, sleep, and affect anomalies, we generated 14,922 explanations using three LLM families -- Llama, Qwen, and GPT -- under two prompting conditions: one minimally constrained prompt and another prompt explicitly instructing models to bound claims to the data. For each scenario, we varied the amount of behavioral evidence available to the model to examine whether more evidence reduces EO. We evaluated each explanation using a structured rubric, decomposing EO into the dimensions of unsupported causal attribution, unacknowledged data gaps, overconfident language, temporal inconsistency, and diagnostic inference. We find that LLMs routinely attribute anomalous days to causes without sufficient support from the data, and that this pattern replicates across datasets, anomaly types, and model families. Further, providing richer context does not reliably reduce EO; bounded prompting helps but does not eliminate it. These findings suggest that evidential grounding should be a first-order evaluation criterion for LLM-generated personal sensing explanations, alongside fluency and plausibility. We argue that personal sensing explanations require evidential discipline: systems must distinguish what is observed, what is inferred, and what remains unknown.
May 8, 2026

SecureForge: Finding and Preventing Vulnerabilities in LLM-Generated Code via Prompt Optimization

LLM coding agents now generate code at an unprecedented scale, yet LLM-generated code introduces cybersecurity vulnerabilities into codebases without human involvement. Even when frontier models are explicitly asked to write secure production code with relevant weaknesses to avoid in context, we find that they still produce verifiable vulnerabilities on average 23% of the time across a corpus of 250 benign coding prompts. We introduce SecureForge, an automated pipeline that both audits security risks of frontier models and produces auditing-informed secure system prompts that reduce output security vulnerabilities while maintaining unit test performance. SecureForge first identifies benign prompts that produce statically detectable vulnerabilities, and then amplifies them into a large synthetic prompt corpus of diverse scenarios using a Markovian sampling technique to jointly maintain error rates and prompt diversity. This corpus is then used to iteratively optimize the system prompts to reduce output security vulnerabilities. On frontier models, SecureForge yields a statistically significant Pareto improvement in both unit test success and output security, with output vulnerabilities reduced by up to 48%. The resulting system prompts transfer zero-shot to in-the-wild coding agent prompts, without any exposure to real user prompt distributions during optimization.
May 8, 2026

LLM hallucinations in the wild: Large-scale evidence from non-existent citations

Large language models (LLMs) are known to generate plausible but false information across a wide range of contexts, yet the real-world magnitude and consequences of this hallucination problem remain poorly understood. Here we leverage a uniquely verifiable object - scientific citations - to audit 111 million references across 2.5 million papers in arXiv, bioRxiv, SSRN, and PubMed Central. We find a sharp rise in non-existent references following widespread LLM adoption, with a conservative estimate of 146,932 hallucinated citations in 2025 alone. These errors are diffusely embedded across many papers but especially pronounced in fields with rapid AI uptake, in manuscripts with linguistic signatures of AI-assisted writing, and among small and early-career author teams. At the same time, hallucinated references disproportionately assign credit to already prominent and male scholars, suggesting that LLM-generated errors may reinforce existing inequities in scientific recognition. Preprint moderation and journal publication processes capture only a fraction of these errors, suggesting that the spread of hallucinated content has outpaced existing safeguards. Together, these findings demonstrate that LLM hallucinations are infiltrating knowledge production at scale, threatening both the reliability and equity of future scientific discovery as human and AI systems draw on the existing literature.
May 8, 2026

MAVEN: Multi-Agent Verification-Elaboration Network with In-Step Epistemic Auditing

While explicit reasoning trajectories enhance model interpretability, existing paradigms often rely on monolithic chains that lack intermediate verification, allowing early errors to cascade unchecked. This lack of modularity impedes granular auditing and compromises the epistemic trust required for high-stakes applications. We propose MAVEN (Multi-Agent Verification-Elaboration Network with In-Step Epistemic Auditing), a blackboard-inspired framework designed to transform LLMs into deliberate reasoners through explicit role-decoupling. At its core, MAVEN operationalizes an adversarial Skeptic-Researcher-Judge loop, simulating expert deliberation by functionally separating logical defense from factual grounding. Experiments on OpenBookQA, TruthfulQA, HALUEVAL and StrategyQA benchmarks demonstrate that MAVEN delivers superior reasoning quality across four fine-grained metrics. Notably, MAVEN consistently outperforms latent reasoning models such as GEMINI-3.1-Pro and consensus-based baselines (e.g., ReConcile) by generating explicitly structured, modular, and verifiable deliberation trajectories, rather than relying on implicit internal states or post-hoc consensus. Moreover, comprehensive evaluations confirm that MAVEN is fully model-agnostic, serving as a strong and transferable reasoning booster that yields substantial performance improvements across diverse backbone models.
May 7, 2026

LLMs are not (consistently) Bayesian: Quantifying internal (in)consistencies of LLMs' probabilistic beliefs

Modern AI systems are being deployed in complex domains such as medicine, science, and law, where it is important that they not only produce correct answers, but also represent and update uncertain beliefs about the world as new evidence arrives. We introduce the novel technique of studying LLMs as information processing rules and utilize the information processing gap to study the internal (in)consistencies of how LLMs update their probabilistic beliefs from evidence. Our extensive experiments evaluate multiple approaches in which LLMs can incorporate evidence into their beliefs. Some of these approaches produce (nearly) Bayesian updates; others seem to use a learned heuristic. Surprisingly, the non-Bayesian heuristic updates often outperform exact Bayesian computation in terms of downstream task performance -- indicating the LLMs' probabilistic models of the world are misspecified. Lastly, we show how our measure can provide diagnostics to identify issues with LLM-powered inferential systems.
May 7, 2026

Dataset Watermarking for Closed LLMs with Provable Detection

Large language models (LLMs) are pre-trained and post-trained on vast amounts of loosely curated data, raising the possibility that these models may have been trained on proprietary datasets or the same benchmarks used for evaluation. This motivates the need for dataset watermarking: designing datasets such that training on them leaves detectable signatures in the resulting model. Prior work has explored this problem for open models. We introduce the first dataset watermarking method for closed LLMs with provable detection. In particular, we embed a dataset-level watermark signal by increasing the co-occurrence frequency of randomly selected word pairs through rephrasing, and detect it using a statistical test on co-occurrence patterns in model-generated outputs. We evaluate our method with multiple base models and benchmark datasets and show that it reliably detects the watermark (p<0.01p <0.01) in the fine-tuning stage. Notably, our method remains effective in a data mixture setting where the watermarked dataset constitutes only approximately 1%1\% of the total fine-tuning tokens. Furthermore, we show that our method preserves the utility and semantic integrity of the benchmark.
May 7, 2026

When No Benchmark Exists: Validating Comparative LLM Safety Scoring Without Ground-Truth Labels

Many deployments must compare candidate language models for safety before a labeled benchmark exists for the relevant language, sector, or regulatory regime. We formalize this setting as benchmarkless comparative safety scoring and specify the contract under which a scenario-based audit can be interpreted as deployment evidence. Scores are valid only under a fixed scenario pack, rubric, auditor, judge, sampling configuration, and rerun budget. Because no labels are available, we replace ground-truth agreement with an instrumental-validity chain: responsiveness to a controlled safe-versus-abliterated contrast, dominance of target-driven variance over auditor and judge artifacts, and stability across reruns. We instantiate the chain in SimpleAudit, a local-first scoring instrument, and validate it on a Norwegian safety pack. Safe and abliterated targets separate with AUROC values between 0.89 and 1.00, target identity is the dominant variance component (η2≈0.52η^2 \approx 0.52), and severity profiles stabilize by ten reruns. Applying the same chain to Petri shows that it admits both tools. The substantial differences arise upstream of the chain, in claim-contract enforcement and deployment fit. A Norwegian public-sector procurement case comparing Borealis and Gemma 3 demonstrates the resulting evidence in practice: the safer model depends on scenario category and risk measure. Consequently, scores, matched deltas, critical rates, uncertainty, and the auditor and judge used must be reported together rather than collapsed into a single ranking.
May 7, 2026

DataDignity: Training Data Attribution for Large Language Models

Auditing language-model outputs often requires more than judging correctness: an auditor may need to identify which source document most likely supports the knowledge expressed in a response. We study this as pinpoint provenance: given a prompt, a target-model response, and a candidate corpus, rank the documents that best support the response. We introduce FakeWiki, a controlled benchmark of 3,537 fabricated Wikipedia-style articles designed to preserve ground-truth provenance while weakening lexical shortcuts. FakeWiki includes QA probes, source-preserving paraphrases, retro-generated variants, hard anti-documents that remain topically similar while removing answer-critical facts, and five query conditions: clean prompting plus four jailbreak-inspired transformations. We evaluate seven retrieval baselines, a training-free activation-steering retrieval-fusion method, SteerFuse, and a supervised contrastive provenance ranker, ScoringModel. ScoringModel maps response and document features into a shared space and is trained with InfoNCE using in-batch, retrieval-mined, and anti-document negatives. Across nine open-weight instruction-tuned LLMs and five query conditions, ScoringModel improves mean Recall@10 from 35.0 for the strongest retrieval baseline to 52.2, without inference-time fusion, and wins 41/45 model-by-condition cells. SteerFuse is usually second-best despite requiring no supervised training, showing that activation-space evidence can efficiently complement text retrieval. On jailbreak-inspired transformed queries, ScoringModel improves Recall@10 by 15.7 points on average over the best baseline. Overall, our work shows that robust training data attribution requires evaluation settings that separate true answer support from topical or lexical resemblance.
May 6, 2026

Automatically Finding and Validating Unexpected Side-Effects of Interventions on Language Models

We present an automated, contrastive evaluation pipeline for auditing the behavioral impact of interventions on large language models. Given a base model M1M_1 and an intervention model M2M_2, our method compares their free-form, multi-token generations across aligned prompt contexts and produces human-readable, statistically validated natural-language hypotheses describing how the models differ, along with recurring themes that summarize patterns across validated hypotheses. We evaluate the approach in synthetic setting by injecting known behavioral changes and showing that the pipeline reliably recovers them. We then apply it to three real-world interventions, reasoning distillation, knowledge editing and unlearning, demonstrating that the method surfaces both intended and unexpected behavioral shifts, distinguishes large from subtle interventions, and does not hallucinate differences when effects are absent or misaligned with the prompt bank. Overall, the pipeline provides a statistically grounded and interpretable tool for post-hoc auditing of intervention-induced changes in model behavior.
May 6, 2026

Distilling Bayesian Belief States into Language Models for Auditable Negotiation

Negotiation agents must infer what their counterpart values, update those beliefs over dialogue turns, and choose actions under uncertainty. End-to-end large language models (LLMs) can imitate negotiation dialogue, but their opponent beliefs are usually implicit and difficult to inspect. We propose BOND (Bayesian Opponent-belief Negotiation Distillation), a framework for auditable negotiation. BOND consists of an LLM-based Bayesian teacher that scores dialogue contexts against the six possible opponent priority orderings, updates a posterior over those orderings, and uses the posterior for menu-based decision making, as well as a smaller 8B student language model that emits both negotiation actions and normalized posterior beliefs as tagged text. In the CaSiNo negotiation dataset, BOND outperforms the state-of-the-art and achieves mean Brier score 0.085 over opponent-priority posteriors. The distilled student preserves much of this belief signal, achieving Brier 0.114, below the uniform six-ordering reference of 5/36, approximately 0.139. Compared with a 70B structured-CoT baseline, the significantly smaller 8B student model yields substantially better elicited posterior calibration. We further showcase auditability through posterior trajectories, belief-versus-policy error decomposition, and posterior-prefix interventions. These diagnostics reveal that distillation preserves a scoreable belief report more strongly than causal belief-conditioned control, making weak belief-action coupling visible, not hidden.
May 6, 2026

Deployment-Relevant Alignment Cannot Be Inferred from Model-Level Evaluation Alone

Alignment evaluation in machine learning has largely become evaluation of models. Influential benchmarks score model outputs under fixed inputs, such as truthfulness, instruction following, or pairwise preference, and these scores are often used to support claims about deployed alignment. This paper argues that deployment-relevant alignment cannot be inferred from model-level evaluation alone. Alignment claims should instead be indexed to the level at which evidence is collected: model-level, response-level, interaction-level, or deployment-level. Two studies support this position. First, a structured audit of eleven alignment benchmarks, extended to a sixteen-benchmark corpus, dual-coded against an eight-dimension rubric with Cohen's kappa = 0.87, finds that user-facing verification support is absent across every benchmark examined, while process steerability is nearly absent. The few interactional benchmarks identified, including tau-bench, CURATe, Rifts, and Common Ground, remain fragmented in coverage, and benchmark construction rather than data source determines what is measured. Second, a blinded cross-model stress test using 180 transcripts across three frontier models and four scaffolds finds that the same verification scaffold raises one model's verification support to ceiling while leaving another categorically unchanged. This shows that scaffold efficacy is model-dependent and that the gap identified by the audit cannot be closed at the model level alone. We propose a system-level evaluation agenda: alignment profiles instead of single scores, fixed-scaffolding protocols for comparable interactional evaluation, and reporting templates that make the inferential distance between evaluation evidence and deployment claims explicit.
May 5, 2026

Frontier Lag: A Bibliometric Audit of Capability Misrepresentation in Academic AI Evaluation

LLM evaluations in applied domains tend to reflect models that were already outclassed at time of publication. We observe a publication elicitation gap: the distance between the AI systems generating the results reported in an academic paper and the AI systems that a current reader of that paper would reasonably assume are being referenced. We systematically sweep OpenAlex from 2022-01-01 to 2026-04-01 (n = 112,303 LLM keyword matches). Then, we identify what models were evaluated (n = 18,574 admissible records). We then rank each evaluated LLM against a frontier LLM based on the Epoch AI Capabilities Index (ECI), an aggregate LLM capability score. We find that the median paper's models are worse than the frontier LLM at the time of evaluation (a median gap of +10.45 ECI; H1, n = 12,668). The gap is increasing at a rate of +4.07 ECI per year (H2, nominal 95% CI [+3.75, +4.45]). An explicitly stated evaluation date can be found in only 18.4% of full-text papers. A Bayes-corrected 52.5% (95% CI: [47.3, 57.9]) of the abstracts audited discuss their conclusions in terms of "AI" as a category, rather than specific models. Just 2.2% of abstracts and 21.2% of full-text articles evaluating reasoning models disclose whether the models were tested with reasoning turned on or off (H4). We propose a solution to this problem that is distributed among authors, editors, and funders. First, reporting from authors; VERSIO-AI v1.2 is a proposed 13-item checklist to cover the configuration surface described herein. Second, enforcement from journal editors and peer reviewers. Third, conditioning grants on disclosure and providing API access.
May 5, 2026

Auditing Stealth Sycophancy in Mental-Health Dialogue: Structured Clinical-State Diagnostics and Clean Matched Benchmarks

Mental-health dialogue models are increasingly evaluated by AI-based evaluators, yet these evaluators often treat surface empathy, supportiveness, or fluency as evidence of safety. In this paper, we study a hidden failure mode that we call implicit sycophancy: a response may appear empathetic while implicitly reinforcing catastrophizing, avoidance, hopeless prediction, or CBT-style labeling. To examine this problem, we introduce a diagnostic benchmark for implicit-sycophancy detection, built from three representative mental-health dialogue sources covering everyday peer support, counseling-style emotional support, and crisis-oriented interaction, and further construct a leakage-audited clean single-response matched benchmark with 500 contexts and 1,500 matched response windows. We then propose Dynamic Emotional Signature Graphs (DESG), a structured offline audit framework that separates LLM-based state extraction from final scoring and evaluates clinical direction through semantic, affective, and cognitive-distortion state transitions rather than free-form LLM judgment. Unlike metadata, surface-style, lexical, embedding, and rubric-LLM baselines, DESG scores the direction of clinical-state change induced by a response; on the leakage-audited clean matched benchmark, DESG-StateRisk improves over the strongest non-DESG baseline by 0.0488 macro-F1 and achieves the best harmful-risk detection result. These results suggest that evaluating implicit sycophancy requires explicit clinical-state modeling together with leakage checks, shortcut controls, and competitive baselines.
May 4, 2026

AI-Generated Smells: An Analysis of Code and Architecture in LLM and Agent-Driven Development

The promise of Large Language Models in automated software engineering is often measured by functional correctness, overlooking the critical issue of long term maintainability. This paper presents a systematic audit of technical debt in AI-generated software, revealing that AI does not eliminate flaws but rather introduces a distinct machine signature of defects. Our multi-scale analysis, spanning single-file algorithmic tasks and complex, agent generated systems, identifies a fundamental Reasoning-Complexity Trade-off: as models become more capable, they generate increasingly bloated and coupled code. This architectural decay is so pronounced that we establish a Volume-Quality Inverse Law, where code volume is a near perfect predictor of structural degradation. Crucially, we demonstrate that neither functional correctness nor detailed prompting mitigates this decay. These findings challenge the current paradigm of prompt-driven generation, reframing the central problem of AI-based software engineering from one of code generation to one of architectural complexity management. We conclude that future progress depends on equipping agents with explicit architectural foresight to ensure the software they build is not just functional, but also maintainable.
May 3, 2026

Model Routing as a Trust Problem: Route Receipts for Adaptive AI Systems

AI products often route requests through version aliases, service tiers, tool choices, regional endpoints, fallback rules, or safety handling before responding. These routing steps are documented product surfaces in several widely used AI platforms and serving stacks. Routing helps AI services stay affordable, fast, and available at scale, and it shapes trust. Trust can break when routing changes the cost, quality, or accountability of a response without the user being able to tell what happened. "Which model answered?" is only part of the audit question. The runtime path matters. Adaptive AI systems should produce a runtime transparency artifact called the route receipt. A route receipt is a compact record of the route that served a request. It should capture enough material facts for people relying on the output to reconstruct important routing decisions without exposing proprietary internals or hidden reasoning. Route transparency should be part of model documentation. Model cards describe trained model artifacts, while route receipts describe the runtime conditions under which a particular answer was produced. The paper introduces the route-receipt concept, a minimal schema and redaction model, and a documentation-based survey of selected platforms showing that receipt fragments already exist without a portable per-answer record.
May 2, 2026

Auditing demographic bias in AI-based emergency police dispatch: a cross-lingual evaluation of eleven large language models

Large language models (LLMs) are rapidly being integrated into high-stakes public safety systems, including emergency call triage and dispatch decision support, yet their demographic fairness in this context remains largely untested. Here we introduce a cross-lingual audit framework that operationalizes the Police Priority Dispatch System as a five-level ordinal classification task and applies a controlled minimal-pair design to isolate the effect of demographic cues. Across 19,800 model outputs spanning 11 frontier models, 15 scenario pairs, three demographic categories (religious appearance, gender, and race), and two languages (English and Mandarin Chinese), we find that demographic bias emerges systematically when incident severity is ambiguous but largely disappears when the operational priority is clearly determined by call content. Bias magnitude varies by demographic axis, with the largest effects observed for religious appearance, followed by gender and race. Critically, bias does not transfer consistently across languages: gender bias is substantially amplified in Mandarin Chinese, whereas race bias is more pronounced in English, revealing cross-lingual asymmetries that aggregate analyses obscure. In several scenarios, demographic cues produce counter-directional effects, challenging simple stereotype-amplification accounts of model behavior. These findings suggest that bias in LLM-based dispatch is not a fixed property of models alone, but arises from the interaction between demographic signals, contextual ambiguity, and language. Beyond these empirical results, the proposed framework provides a scalable audit infrastructure that enables deploying agencies to evaluate candidate models on jurisdiction-relevant scenarios prior to real-world adoption.
May 1, 2026

When RAG Chatbots Expose Their Backend: An Anonymized Case Study of Privacy and Security Risks in Patient-Facing Medical AI

Background: Patient-facing medical chatbots based on retrieval-augmented generation (RAG) are increasingly promoted to deliver accessible, grounded health information. AI-assisted development lowers the barrier to building them, but they still demand rigorous security, privacy, and governance controls. Objective: To report an anonymized, non-destructive security assessment of a publicly accessible patient-facing medical RAG chatbot and identify governance lessons for safe deployment of generative AI in health. Methods: We used a two-stage strategy. First, Claude Opus 4.6 supported exploratory prompt-based testing and structured vulnerability hypotheses. Second, candidate findings were manually verified using Chrome Developer Tools, inspecting browser-visible network traffic, payloads, API schemas, configuration objects, and stored interaction data. Results: The LLM-assisted phase identified a critical vulnerability: sensitive system and RAG configuration appeared exposed through client-server communication rather than restricted server-side. Manual verification confirmed that ordinary browser inspection allowed collection of the system prompt, model and embedding configuration, retrieval parameters, backend endpoints, API schema, document and chunk metadata, knowledge-base content, and the 1,000 most recent patient-chatbot conversations. The deployment also contradicted its privacy assurances: full conversation records, including health-related queries, were retrievable without authentication. Conclusions: Serious privacy and security failures in patient-facing RAG chatbots can be identified with standard browser tools, without specialist skills or authentication; independent review should be a prerequisite for deployment. Commercial LLMs accelerated this assessment, including under a false developer persona; assistance available to auditors is equally available to adversaries.
Apr 30, 2026

How Frontier LLMs Adapt to Neurodivergence Context: A Measurement Framework for Surface vs. Structural Change in System-Prompted Responses

We examine if frontier chat-based large language models (LLMs) adjust their outputs based on neurodivergence (ND) context in system prompts and describe the nature of these adjustments. Specifically, we propose NDBench, a 576-output benchmark involving two frontier models, three system prompt types (baseline, ND-profile assertion, and ND-profile assertion with explicit instructions for adjustments), four canonical ND profiles, and 24 prompts across four categories, one of which involves an adversarial masking strategy. Four trends emerge consistently from our findings. First, LLMs show significant adaptation under ND context, where fully instructed conditions yield lengthier and more structured outputs, characterized by higher token counts, more headings, and more granular steps (p < 10^-8, Holm-corrected). Second, such adaptation is largely structural in nature: although list density does not change much, there is a marked rise in the frequency of headings and per-step detail. Third, ND persona assertion alone fails to suppress potentially harmful tendencies, as masking-reinforcement decreases only in explicitly instructed cases (36-44% reduction); the reduction rate barely changes in persona assertion conditions. Moreover, reliability analysis of LLM-based harm assessment reveals that only two out of the six dimensions (masking and reinforcement, validation quality) exceed the pre-defined inter-judge agreement criterion (alpha >= 0.67) and thus can be considered primary results. NDBench is made publicly available along with its prompts, outputs, code, and other resources, forming a reproducible framework for auditing future LLMs' adaptation to ND awareness.
Apr 30, 2026

Test Before You Deploy: Governing Updates in the LLM Supply Chain

Large Language Models (LLMs) are increasingly used as core dependencies in software systems. However, the hosted LLM services evolve continuously through provider-side updates without explicit version changes. These silent updates can introduce behavioral drift, causing regressions in functionality, formatting, safety constraints, or other application-specific requirements. Existing approaches focus primarily on regression testing or versioning but do not provide deployer-side mechanisms for governing compatibility during opaque model evolution. This paper proposes a deployment-side governance framework based on three components: clearly defined rules for how the model is allowed to behave (production contracts), focused testing organized by deployment risk categories (risk-category-based testing suite), and release checkpoints that block updates unless they meet defined safety and performance standards (compatibility gates). Through exploratory validation across multiple LLM versions, we provide evidence that targeted testing in specific risk areas can uncover performance regressions that overall metrics miss. We also identify several open research challenges, including how to systematically build effective test suites, how to set reliable performance thresholds in non-deterministic systems, and how to detect and explain model drift when providers offer limited transparency. Overall, we frame LLM update management as a software supply chain governance problem and outline a research agenda for putting deployer-side compatibility controls into practice.
Apr 30, 2026

Know2Guess: A Contamination-Aware Multi-Zone Benchmark for Knowledge-Boundary Evaluation in Large Language Models

Reliable evaluation of large language models should separate supported answering from unsupported guessing without conflating either with data contamination, prompt idiosyncrasy, or generic refusal behavior. We present a contamination-aware, multi-zone benchmark for measuring the transition from answerable knowledge to abstention-expected unknowns under frozen build-time labels. The benchmark contains 1,200 items across five domains, explicit abstention expectations, contamination-risk metadata, and dual parsing with an official strict parser plus a normalized robustness parser. We evaluate FLAN-T5, Qwen2.5-Instruct, and Llama-3-Instruct models under locked answer-or-abstain prompts, answer-only controls, and prompt-template variants. The benchmark is not solved by generic non-answer behavior: FLAN baselines remain weak on productive abstention, while stronger instruction-tuned models expose a selective but incomplete transition from answering to abstaining. Qwen2.5-3B-Instruct achieves the best overall reliability, but answer-expected zones remain difficult, calibration remains poor, and benign-item refusal persists. Prompt and parser robustness analyses preserve the main ranking and qualitative conclusions. The benchmark therefore provides a reproducible protocol for auditing answerability, abstention, refusal, and contamination as distinct but interacting dimensions of LLM reliability.The dataset is publicly available at https://github.com/renweimeng/Know2Guess-A-Contamination-Aware-Multi-Zone-Benchmark.