Privacy

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Period ending 2026-09-21

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Period ending 2026-09-07

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559 papers

Latest in Privacy

Jun 25, 2026cs.LG

Quantization in Federated Learning: Methods, Challenges and Future Directions

Federated Learning (FL) has become a foundational paradigm for privacy-preserving distributed intelligence, yet its scalability remains fundamentally constrained by communication bottlenecks, device heterogeneity, and the challenges of training under statistically non-IID data. Quantization is one of the most effective mechanisms for mitigating these limitations, reducing both uplink/downlink payloads and on-device computation. This paper provides the first FL-centric systematic review of quantization, introducing a novel taxonomy organized around FL-specific dimensions, including client heterogeneity, aggregation consistency, communication-scheduling adaptation, non-IID robustness, privacy/security integration, and hardware/energy co-optimization. Beyond cataloging existing methods, we analyze how quantization interacts with core FL behaviors such as client drift, partial participation, convergence stability, secure aggregation, and differential privacy. We further identify cross-method insights, open research gaps, and design guidelines for practitioners deploying quantized FL on mobile, IoT, and edge platforms. This survey thus establishes quantization not merely as a compression technique, but as a fundamental systems component shaping the performance, robustness, and practicality of modern FL.
Farwa Ikram, Dipanwita Thakur, Antonella Guzzo +1
Jun 25, 2026cs.LG

Escaping Iterative Parameter-Space Noise: Differentially Private Learning with a Hypernetwork

Differentially private (DP) training of neural networks is often hindered by the large amount of noise required by gradient-based methods such as DP-SGD, which repeatedly inject high-dimensional noise in parameter space throughout training. In this paper, we propose a new framework for DP learning that avoids iterative optimization in parameter space. Instead of updating the target model using privatized gradients, we employ a hypernetwork trained on public datasets to map a private dataset to the parameters of the target model. Specifically, each example is embedded into a low-dimensional representation, the embeddings are aggregated and perturbed to obtain a DP dataset embedding, and the hypernetwork generates the target model parameters from this noisy embedding. Because privacy noise is injected only once into a low-dimensional dataset representation, our approach can significantly reduce the adverse effect of noise. We theoretically show in a synthetic setting that, under a fixed privacy budget, models produced by our approach achieve higher utility than those trained with DP-SGD. Moreover, we apply our approach to LoRA fine-tuning of diffusion models and show that it achieves lower FID than LoRA models trained with DP-SGD and other public-data-guided methods.
Naoki Nishikawa, Shokichi Takakura, Satoshi Hasegawa
Jun 25, 2026cs.CR

TGHE: Template-based Graph Homomorphic Encryption for Privacy-Preserving GNN Inference in Edge-Cloud Systems

Existing homomorphic encryption (HE)-based GNN systems adopt a graph-centric paradigm that couples per-query cost to global graph size, limiting evaluations to at most ~20k nodes and making them incompatible with dynamic, large-scale financial graphs. We propose TGHE (Template-based Graph Homomorphic Encryption), an ego-centric framework that resolves this by exploiting a template phenomenon: local computation trees in transaction graphs converge into a small set of structural shapes. TGHE canonicalizes ego-graphs at the edge and packs structurally identical trees into shared CKKS ciphertexts for SIMD-parallel encrypted inference, with two long-tail optimizers (Approximate Template Fitting and Topology Collapse) ensuring full SIMD coverage. On DGraphFin (3.7M nodes, 4.3M edges), TGHE-Collapse achieves a 66.9x speedup over the sequential encrypted baseline with less than 0.002 AUC loss.
Ngoc Bao Anh Le, Thai T. Vu, John Le +2
Jun 25, 2026cs.CR

Agents That Know Too Much: A Data-Centric Survey of Privacy in LLM Agents

Large language model agents increasingly query databases, search document collections, call external APIs, remember past interactions, and act on a user's behalf. As they move from answering questions to operating over sensitive data, privacy becomes harder to enforce. An agent touches many data sources, runs multi-step workflows, keeps state across sessions, and acts with delegated permissions. Sensitive information can therefore leak not only through its final answer but through the queries it issues, the intermediate results it handles, the memory it writes, and the messages it exchanges with other agents. We survey the privacy of LLM agents from a data-centric view, organizing the field around the data an agent touches rather than by attack type, and we use data agent as shorthand for an LLM agent that works with data. Research on these risks is active but scattered across retrieval-augmented generation, text-to-SQL interfaces, agent memory, prompt injection, access control, and contextual privacy. This survey brings that work together: we taxonomize the data sources an agent touches, the privacy risks each source creates, and the governance mechanisms that address them; we map the benchmarks used to measure these risks and identify what is missing; and we set out the open problems. Two findings recur: among governance mechanisms only information-flow control covers both compositional and cross-session inference leakage, the two least-protected risks; and no benchmark drives an agent across its data surfaces under one privacy policy, the instrument the field most lacks. Our goal is a reference that situates the scattered literature and gives future work a common framing.
Nada Lahjouji, Ashwin Gerard Colaco
Jun 24, 2026cs.CR

Privacy Vulnerabilities of Attention Layers in Tabular Foundation Models and Protection of High-Risk Queries

Tabular foundation models are commonly assumed to present limited privacy concerns as they are often pre-trained on large collections of synthetic data. However, these models leverage in-context learning, where sensitive records may be provided directly at inference time as labelled context examples. In this paper, we demonstrate that predictions generated via the attention mechanism leak sufficient information to enable effective Membership Inference Attacks (MIAs). To highlight this vulnerability, we propose AMIA (Attention-based Membership Inference Attack), a shadow-model-free attack that exploits the concentration of transformer attention patterns. Our results show that attention mechanisms reveal strong membership signals, which exceed classical confidence-based attacks, achieving an average gain of 7.7%, specially in low false-positive regimes. To mitigate this risk, we introduce an inference-time defence inspired by kk-anonymity principles. This approach reduces the uniqueness of context-key representations without introducing random noise or retraining the model. By targeting only high-risk queries identified through AMIA scores, the defence substantially reduces membership leakage of this attack by an average of 50% and 25% against confidence-based attacks, while preserving predictive utility with only 3.9% performance degradation. Beyond showing that context examples are vulnerable, we further demonstrate that fine-tuning introduces an additional source of privacy risk. In particular, samples whose prediction confidence increases after fine-tuning become more susceptible to MIAs, indicating that fine-tuning can amplify memorisation and expose sensitive training information through confidence shifts.
Tânia Carvalho, Maxime Cordy
Jun 24, 2026cs.LG

Federated Hash Projected Latent Factor Learning

Hash Learning (HL) is an efficient representation learning approach that maps real-valued data into compact binary representations. Traditional HL methods typically require users to upload personal data to a central server, which is incompatible with increasingly stringent data security regulations. Federated Learning (FL) provides a decentralized paradigm for learning globally optimal models without centralizing private data. However, most FL methods rely on transmitting large-scale real-valued gradient information, leading to high communication overhead and potential privacy risks. Integrating HL into FL is a promising solution. Nevertheless, existing HL methods suffer from limited representational capacity of binary codes, which may degrade model accuracy. To address this challenge, we propose a Federated Hash Projected Latent Factor (FHPLF) model. FHPLF introduces three key innovations: (a) replacing real-valued gradient matrices with binary gradient-like matrices, significantly reducing computation, storage, and communication costs while enhancing privacy protection; (b) leveraging Projected Hamming Distance for similarity modeling, which captures the importance of individual binary bits to improve representation capability; and (c) proposing a Secure Binary Gradient Reassembly and Privacy-Enhanced Upload (SBG-PEU) strategy to further reduce the risk of user interaction leakage during transmission. Extensive experiments on four real-world datasets demonstrate that FHPLF consistently outperforms state-of-the-art HL and FL methods, achieving a favorable trade-off among accuracy, efficiency, and privacy preservation.
Jialan He
Jun 24, 2026cs.LG

TL++: Accuracy and Privacy Preserving Traversal Learning for Distributed Intelligent Systems

Distributed intelligent systems increasingly need to train across data silos without centralizing raw data. Federated learning keeps data local but can suffer under heterogeneous partitions and requires repeated full-model exchange. Split learning reduces communication through cut-layer activations, but standard protocols generally do not recover centralized mini-batch gradient behavior and may expose activations and gradients in plaintext. We present TL++, a two-mode traversal-learning framework that constructs virtual batches across nodes to recover centralized mini-batch gradient behavior under explicit synchronization assumptions. Base mode exchanges cut-layer activations and gradients rather than full models. Secure mode secret-shares each cut-layer activation and gradient between an orchestrator and a non-colluding helper, preventing either server from observing plaintext cut-layer tensors. This protection is limited to a semi-honest two-server setting; labels and loss-related outputs remain visible to the orchestrator. In the lightweight secure path evaluated here, exactness requires a linear or affine server path, while nonlinear operations require nonlinear MPC or approximation. We formalize TL++, analyze communication and computation costs, and evaluate it against federated and split-learning baselines on CIFAR-10 and BioGPT/PubMedQA using full fine-tuning and LoRA. On CIFAR-10, TL++ base cut 1 and exact secure cut 3 achieve accuracies of 91.41% (SD 0.19) and 90.93% (SD 0.17), respectively, exceeding the strongest measured non-TL++ baseline by more than 12 percentage points. TL++ base cut 1 also reduces per-step communication by 13.1-fold relative to full-model synchronization. PubMedQA results similarly favor TL++. Overall, TL++ approaches centralized-training performance while reducing communication and providing activation-level secret sharing.
Erdenebileg Batbaatar, Young Yoon
Jun 24, 2026cs.CR

Security and Privacy in Retrieval-Augmented Generation: Architectures, Threats, Defenses, and Future Directions for Building Trustworthy Systems

Retrieval-Augmented Generation (RAG) has emerged as a dominant paradigm for enhancing large language models with external knowledge. By coupling retrieval mechanisms with generative models, RAG systems improve factual grounding and adaptability across domains. However, integrating retrieval pipelines introduces new security and privacy risks that extend beyond conventional language modeling threats. Sensitive information may be exposed through retrieval indices, query logs, context construction, or federated updates, while adversarial manipulation of knowledge bases can undermine trust in generated outputs. This survey provides a comprehensive examination of privacy and security challenges across RAG systems deployed in centralized, on-device (Micro-RAG), federated, and hybrid paradigms. We present a unified taxonomy of threat surfaces spanning the retrieval, context construction, and generation stages and systematically analyze attack classes, including membership inference, index inference, poisoning, gradient leakage, and collusion. We further review architectural, algorithmic, and cryptographic defenses, highlighting privacy-utility trade-offs and deployment considerations. Finally, we outline open research challenges toward building trustworthy, secure, and resilient RAG systems for real-world applications.
Balamurugan Palanisamy, G S S Chalapathi, Vikas Hassija +1
Jun 23, 2026cs.CR

Homomorphic Encryptions for Privacy Preserving Vision

Legal requirements might prevent organizations from sharing sensitive data like medical or financial details of consumers which prevents them from leveraging cloud based ML-as-a-service solutions provided by third party providers, which are quickly gaining popularity these days. In this project, we aim to perform inference tasks in Computer Vision in a privacy-preserving manner, i.e, by only looking at encrypted data. Recent advances in fully homomorphic encryption make this possible. A fully homomorphic encryption allows an arbitrary sequence of additive and multiplicative operations to be performed on encrypted data directly. Applying homomorphic encryptions to CNNs requires modifying the conventional CNN layers, so that they adhere to the encryption scheme. Our aim was to explore the best methods to create CNNs which can classify encrypted images directly. We used Microsoft SEAL for performing homomorphic encryption. The performance of these "encryption based CNNs" should be comparable with baseline accuracies of the same CNNs trained on unencrypted data, and the aim was to achieve as low of a hit on inference-time performance as possible. We successfully obtained minimal drop in classification accuracy for various datasets. We used MNIST as our baseline, which is popularly used in related research work and then explored more complex datasets like Kuzushiji MNIST, Fashion-MNIST and CIFAR-10 as a part of our contribution. Additionally, we also added support for more complex operations on top of TenSEAL, like processing colored images (multi-channel input), applying multiple convolutional layers and performing average pooling.
Preey Shah, Rohan Virani, Sanjari Srivastava
Jun 23, 2026cs.CL

Privacy-Preserving RAG via Multi-Agent Semantic Rewriting: Achieving Confidentiality Without Compromising Contextual Fidelity

Retrieval-Augmented Generation enhances large language models by incorporating external knowledge, but deploying it in sensitive scenarios risks privacy leakage via malicious prompts. To address this, we propose a multi-agent framework that sanitizes retrieved content through semantic rewriting. By employing three specialized agents for privacy extraction, semantic analysis, and reconstruction, our approach collaboratively removes sensitive identifiers while preserving the semantic core. We evaluate the framework on the ChatDoctor and Wiki-PII datasets across six large language models. Experimental results demonstrate a significant reduction in privacy leakage under targeted attacks. For instance, we reduced targeted information exposure in LLaMA-3-8B from 144 instances in the baseline to just 1. Furthermore, we maintain strong contextual fidelity with a BLEU-1 score of 0.122, outperforming the existing SAGE method's 0.117. Finally, the framework operates as an asynchronous preprocessing module, introducing no additional latency to online inference, as all rewriting is executed as a one-time offline preprocessing step. To promote reproducibility, the source code of this work is publicly available at https://github.com/foursoils/Privacy-Preserving-RAG.
Yuanhe Zhao, Tianyu Zhang, Huafei Xing +3
Jun 23, 2026cs.LG

Natural Identifiers for Privacy and Data Audits in Large Language Models

Assessing the privacy of large language models (LLMs) presents significant challenges. In particular, most existing methods for auditing differential privacy require the insertion of specially crafted canary data during training, making them impractical for auditing already-trained models without costly retraining. Additionally, dataset inference, which audits whether a suspect dataset was used to train a model, is infeasible without access to a private non-member held-out dataset. Yet, such held-out datasets are often unavailable or difficult to construct for real-world cases since they have to be from the same distribution (IID) as the suspect data. These limitations severely hinder the ability to conduct scalable, post-hoc audits. To enable such audits, this work introduces natural identifiers (NIDs) as a novel solution to the above-mentioned challenges. NIDs are structured random strings, such as cryptographic hashes and shortened URLs, naturally occurring in common LLM training datasets. Their format enables the generation of unlimited additional random strings from the same distribution, which can act as alternative canaries for audits and as same-distribution held-out data for dataset inference. Our evaluation highlights that indeed, using NIDs, we can facilitate post-hoc differential privacy auditing without any retraining and enable dataset inference for any suspect dataset containing NIDs without the need for a private non-member held-out dataset.
Lorenzo Rossi, Bartłomiej Marek, Franziska Boenisch +1
Jun 23, 2026cs.CR

ComputeFHE: A Privacy-Preserving General-Purpose Computation Library

Fully Homomorphic Encryption (FHE) enables computations to be performed directly on encrypted data while preserving data confidentiality. However, its practical applications remain limited by high computational costs and development complexity. This paper presents ComputeFHE, an open-source C++ library that facilitates the development of privacy-preserving applications based on the TFHE cryptosystem. The library provides encrypted integer and fixed-point data types together with arithmetic, logical, comparison, conditional, and oblivious array-access operations which allow developers to implement algorithms using a familiar imperative programming paradigm. ComputeFHE supports both conventional TFHE arithmetic based on standard two-input logic gates and an optimized Arithmetic Logic Unit (ALU) architecture utilizing FHE-friendly logic primitives. Experimental results demonstrate significant reductions in the number of required bootstrapping operations, achieving performance improvements of up to 3.9x for selected operations. In addition, the library includes a simulation mode that enables testing, debugging, and complexity analysis without performing actual cryptographic computations while providing circuit complexity and bootstrapping costs. Built on top of OpenFHE, ComputeFHE offers a practical and accessible framework for developing and evaluating privacy-preserving algorithms and applications.
Faris Serdar Tasel, Efe Ciftci
Jun 23, 2026cs.LG

FedUP: One-Shot Federated Unlearning via Centroid-Guided Plug-in Filters

Federated unlearning (FU) is critical for complying with legal mandates like the right to be forgotten in decentralized systems, yet current methods face a persistent dilemma between non-target knowledge loss and high request latency. To resolve these issues, we propose FedUP, a one-shot federated unlearning framework utilizing lightweight pluggable filters that act as a "knowledge funnel" to screen out target data while preserving original model performance. By freezing original model parameters and training filters at the server side using differentially private (DP)-protected class centroid samples, FedUP bypasses the need for multi-round client-server communication and complex retraining, reducing unlearning latency from minutes to mere seconds. Additionally, the framework's pluggable architecture ensures inherent reversibility, enabling the seamless restoration of forgotten knowledge by simply removing the filters. Extensive experiments on diverse image and text tasks demonstrate that FedUP effectively reduces non-target knowledge loss and achieves superior unlearning precision and efficiency across various scenarios. Code is available at: https://github.com/suows/FedUP-code.
Feihong Nan, Zhengyi Zhong, Pan Wang +4
Jun 22, 2026cs.SD

EmotionAI: A Privacy-Preserving Computational Intelligence Pipeline for Speech-Emotion-Grounded Conversational Analysis

Reviewing recorded interviews for affective cues such as composure, hesitation and agitation is slow and subjective, and cloud services that could automate it require sensitive audio to leave the device. EmotionAI is a fully local Computational Intelligence (CI) pipeline that couples Speech Emotion Recognition (SER) with generative reasoning. Speaker diarisation, Whisper Automatic Speech Recognition (ASR) and a wav2vec2 emotion classifier produce per-segment affective evidence, which is then passed to an adversarial three-model local Large Language Model (LLM) panel for timestamp-grounded and citation-constrained question answering. Zero-shot evaluation on the RAVDESS four-class English subset (n = 672) exposes cross-corpus fragility rather than classifier superiority: the deployed classifier scores 48.8% accuracy, above random (24.9%) and majority (28.6%) baselines but below an in-domain MFCC + logistic-regression comparator (71.0%). The complete pipeline runs in a mean 157 s on CPU (real-time factor approximately 1.33) with zero external calls. The contribution is not state-of-the-art SER but an auditable, privacy-preserving integration of imperfect affective evidence into grounded conversational analysis, together with an honest empirical account of where cross-corpus transfer and human-centred validation still fall short.
Wai Laam Mak, Isibor Kennedy Ihianle, Pedro Machado
Jun 22, 2026q-bio.GN

Privacy-preserving federated tensor decomposition of single-cell immune data: recovering multicellular programs across institutions

Tensor decomposition of donor ×\times cell-type ×\times gene single-cell data recovers \emph{multicellular programs}: coordinated axes of inter-individual transcriptional variation that span cell types and stratify disease. Yet immune single-cell atlases are increasingly multi-institution, multi-ancestry, and governed, so patient cells often cannot be pooled. We present a federated estimator: each site computes a local program subspace, and a coordinator merges these by stacked SVD under federated global-mean centering, provably equivalent (up to truncation) to the centralised decomposition. This centering makes the merge robust to site-label confounding (program AUC 0.9570.957 vs.\ 0.8610.861 for naive per-site centering). Only program subspaces leave a site, and aggregation is compatible with secure aggregation. On a 261-donor systemic lupus erythematosus atlas it recovers the canonical interferon program (ISG enrichment AUC 0.9980.998; case--control separation 0.9580.958; bootstrap ΔAUC=−0.000Δ\text{AUC}=-0.000, 95% CI [−0.004,+0.012][-0.004,+0.012] vs.\ centralised), across institution-scale and multi-ancestry partitions, and across three \emph{real} COVID-19 sites (subspace correlation 0.9890.989). It recovers the program when \emph{no site observes all cell types} (correlation 1.0001.000, exact by construction), which fixed-feature federated PCA cannot. On an interstitial-lung-disease atlas the recovered program predicts disease better than the best single cell type (AUC 0.960.96 vs.\ 0.910.91; gap 95% CI excludes zero) and the advantage survives federation; a liver cohort is consistent (p=0.005p=0.005). Membership-inference shows secure aggregation cuts attack AUC from 0.910.91 to 0.610.61. The method enables cross-institution, cross-ancestry recovery of multicellular immune programs without sharing cells.
Axel Faes, Stephanie M. van den Berg, Maryam Amir Haeri
Jun 22, 2026cs.DC

Development and Design of FLKit: A Structured Onboarding Toolkit for Federated Learning in Health and Life Sciences

Federated learning lets institutions train shared models without moving their data, which makes it a natural fit for health and life sciences research under strict privacy regulation. The methods are maturing fast, but the practical barrier now comes earlier: a team starting a federated project meets a scattered mix of frameworks, governance obligations, and unfamiliar roles, with no structured place to begin that fits its own background. FLKit closes that gap. It is an open, community-maintained onboarding toolkit that takes a multidisciplinary team through the full federated learning lifecycle and gives every contributor, clinical, legal, governance, or technical, a role-aware entry point instead of assuming fluency across all four. We modeled it on the ELIXIR Research Data Management Kit and built it with a multidisciplinary core team, a wider consortium supplying milestone reviews and roadmap direction, and external practitioners interviewed to keep the content grounded in real practice. FLKit sits on four lifecycle stages, Governance, Infrastructure, Wrangling, and Analysis, and connects them through 11 role-specific entry points, a cross-disciplinary glossary, a reusable FAIR-aligned FL Story template for planning and documenting projects, and a curated directory of tools, frameworks, and communities. Since the December 2024 demo it has grown to 39 pages across eight sections, with seven FL Stories documenting completed and ongoing projects in multiple sclerosis disability prediction, inflammatory bowel disease, genomics, and brain-computer interfaces. It is openly available at https://uhasselt-biomedicaldatasciences.github.io/federated-learning-toolkit/ and welcomes contributions from across the life sciences.
Ashkan Pirmani, Ilse Vermeulen, Goran Vinterhalter +7
Jun 22, 2026cs.CV

Privacy-Preserving Person Re-Identification from Temporal Sequences with Transformer and Hungarian Optimization

Person re-identification (Re-ID) is a crucial task in surveillance and human behavior analysis, often used in public spaces such as transport hubs. Traditional RGB-based Re-ID methods raise privacy concerns and are highly sensitive to lighting variations and occlusion. In this paper, we propose a novel Re-ID approach that leverages depth images, which inherently obscures facial and other identifiable features, making it a privacy-preserving solution. Our method addresses the association problem between multiple views of individuals by applying the Hungarian algorithm, optimizing the matching process through minimization of the global cost across the distance matrix. We further enhance the approach by introducing temporal sequences of frames as input to a Transformer encoder architecture, which exploits both RGB and depth modalities. This architecture captures dynamic movement patterns, improving feature extraction and re-identification accuracy. Additionally, we employ batch hard triplet loss to enhance discriminative feature learning by focusing on the hardest samples. We evaluate both depth-only and RGB-D models on several top-view datasets, including TVPR2, GODPR, and BIWI RGBD-ID. Our results demonstrate that depth-only re-identification can achieve competitive performance compared to state-of-the-art methods, as measured by standard metrics such as Cumulative Matching Characteristics (CMC) and Mean Average Precision (mAP), while prioritizing privacy preservation.
Raphaël Delécluse, Hazem Wannous, Laurent Guimas
Jun 22, 2026cs.CL

MuPPET: A Benchmark for Contextual Privacy of LLM Assistants in Multi-Party Conversations

LLM agents are increasingly deployed in multi-party environments, handling sensitive personal data on behalf of individual users, for instance in group chats. When such an agent discloses private information, it reaches every group member at once. This risk is structurally harder to control than in one-to-one settings, as every piece of private information must be appropriate for every recipient in the group. Yet all existing contextual privacy benchmarks consider only single-interlocutor settings, leaving multi-party privacy risks unmeasured. We introduce MuPPET (Multi-Party Privacy Exposure Testing), a benchmark for contextual privacy in multi-party conversations. Our experiments show that models leak substantially more in multi-party settings than one-to-one evaluations suggest. Frontier models are vulnerable, and smaller open-weights models, often preferred for local deployment with sensitive data, even more so. Existing contextual privacy defences offer only partial protection, degrade utility, and do not resolve the underlying party-tracking problem.
Elena Sofia Ruzzetti, Cornelius Emde, Sangdoo Yun +2
Jun 22, 2026cs.LG

Minimax Quantile Lower Bounds for Interactive Statistical Decision Making with Privacy

Minimax risk and regret are expectation-based criteria and do not capture rare but consequential failures. To address this concern, we develop a δδ-explicit minimax-quantile theory for interactive statistical decision making (ISDM). We first provide structural relations between minimax quantiles, lower minimax quantiles, and minimax risk. This includes a quantile-to-expectation conversion and an equivalence between strict and lower minimax quantiles outside a countable set of confidence levels. We then derive two converse tools for ISDM: a high-probability interactive Fano's method and a high-probability interactive Le Cam's method. Then, we show that mutual-information (MI) privacy can be handled in the same framework by restricting the admissible decision class. For coordinatewise Gaussian privatization, we derive a two-point template that isolates the privacy-induced variance inflation. We instantiate this template for Gaussian mean estimation, and use the same two-point strategy directly for two-armed Gaussian bandits. We then derive a minimax quantile lower bound for the KK-armed Gaussian bandit problem, showing that the interactive Fano method captures the exploration cost over multiple possible best arms. The resulting lower bounds are explicit in the confidence level δδ and in the privacy budget for the private problems. They yield log⁡(1/δ)/n\log(1/δ)/n scaling for squared-error Gaussian mean estimation, Tlog⁡(1/δ)\sqrt{T\log(1/δ)} scaling for two-armed bounded-mean Gaussian bandits, and KTlog⁡(1/δ)\sqrt{KT\log(1/δ)}-type scaling for the KK-armed bandits, with privacy appearing through a Gaussian variance-inflation factor for the private problems.
Raghav Bongole, Amirreza Zamani, Tobias J. Oechtering +1
Jun 22, 2026cs.LG

FLFL: Federated Latent Factor Learning for Private Recovery of Spatio-Temporal Signals

Wireless sensor network (WSNs) stands out as a burgeoning and promising domain in intelligent sensing. Owing to various factors such as sudden sensor malfunctions or deliberate shutdown of partial nodes to save energy, the collected sensing signals from WSNs commonly have massive missing data, leading to adverse effects on subsequent analysis or decision-making. Latent factor learning (LFL) has proven to be highly effective in recovering the missing data for WSNs. However, the existing LFL models require the collected sensing signals to be maintained in one central place like a central server, which is becoming unacceptable for data owners who are getting increasingly privacy-sensitive. To address this issue, this paper innovatively proposes a federated latent factor learning (FLFL) model for privacy-preserving spatio-temporal signal recovery. Its main idea is two-fold: 1) it designs a sensor-level federated learning framework based on LFL, where each sensor only needs to upload gradient information rather than raw data for training a privacy-preserving recovery model, and 2) it incorporates the spatio-temporal correlation into the designed federated learning framework as the regularization constraint to improve its recovery accuracy. With such designs, FLFL can not only accurately recover the missing data of WSNs but also ensure data owners' privacy-preserving of raw data. To evaluate the proposed FLFL model, extensive experiments have been conducted on four real-world WSN datasets. The results demonstrate that FLFL significantly outperforms eight state-of-the-art federated and non-federated signal recovery models in terms of recovery accuracy with privacy-preserving.
Chengjun Yu, Di Wu, Yi He +1
Jun 22, 2026cs.LG

Towards Robust Personalized Federated Learning: Vulnerability Assessment and Defense Co-Design

The proliferation of IoT devices has fueled distributed edge systems to collect vast amounts of sensitive data, creating fertile ground for on-device machine learning applications. While federated learning (FL) mitigates privacy concerns by exchanging model parameters instead of raw data, we identify a critical blind spot in current research. We examine the most commonly used personalized federated learning (PFL) methods, which allow clients to maintain private, personalized models to address data heterogeneity across clients. Through systematic analysis, we reveal that PFL methods exhibit heightened vulnerability to transfer-based adversarial attacks compared to centralized learning paradigms. Wherein, malicious clients can exploit local model knowledge to craft adversarial examples that can compromise peer clients' personalized models. We establish this vulnerability through both theoretical analysis and empirical evaluation across multiple benchmark datasets, demonstrating significant accuracy drops across various PFL methods. To address this challenge, we propose a defense framework combining stochastic input noise, input-scaled trace regularization, and parameter sensitivity maximization to improve FL's robustness. Our findings establish the first systematic study of adversarial threats in PFL systems, providing both diagnostic tools and practical countermeasures.
Mingyuan Fan, Cen Chen
Jun 21, 2026cs.CR

Detecting and Understanding Vulnerabilities in Fully Homomorphic Encryption Frameworks

Fully homomorphic encryption (FHE) allows computations to be performed directly on encrypted data without decryption, offering strong privacy guarantees for sensitive data analysis. This capability is important for privacy-sensitive applications like secure cloud computing, finance, and healthcare. The complexity of FHE schemes, however, has hindered their practical adoption. To make FHE accessible to a broader range of developers, a new generation of specialized frameworks has emerged to translate high-level FHE programs into complex FHE operations, introducing a new programming paradigm. However, the inherent complexity of FHE frameworks makes them prone to incorrect implementation logic. Unlike mere crashes, logic bugs in these frameworks can silently corrupt encrypted computation, potentially leading to severe financial losses and security vulnerabilities in FHE-enhanced applications. In this work, we introduce HERTA, the first automated testing tool tailored for FHE frameworks. HERTA leverages metamorphic testing to uncover deep-seated implementation bugs and vulnerabilities across the multi-layered FHE software stack. To that end, we design a set of novel metamorphic relations (MRs) derived specifically from FHE semantics. These MRs stress the most challenging aspects of the pipeline, enabling automated correctness testing without the need for a manual ground truth. Our evaluation of HERTA on 3 leading industry frameworks discovered 21 previously unknown bugs, several of which have already been confirmed and fixed by developers. Furthermore, our hazard analysis reveals the critical security impact these bugs pose to the integrity and availability of FHE-based services.
Yiteng Peng, Dongwei Xiao, Zhibo Liu +2
Jun 20, 2026cs.CR

ππ-RAG: Oblivious Retrieval via Semantic Quantization and Transcendental Addressing for Large Language Models

This paper introduces ππ-RAG, a novel architecture for oblivious retrieval that decouples Large Language Models (LLMs) from sensitive data storage without sacrificing semantic understanding. Traditional Retrieval-Augmented Generation (RAG) architectures expose raw vector embeddings to potential inversion attacks and nondeterministic retrieval failures. To address this, we utilize the digits of ππ as a source of transcendental entropy, creating an immutable indirection layer between the LLM and private records. The value ππ provides immutability, is uneditable and math governs it. The architecture also introduces a Semantic Quantization Layer. This layer projects user inputs onto a pre-computed manifold of Canonical Intent Centroids. RAG performs vector cosine similarity but here it maps the centroids to deterministic offsets via cryptographic salt. The resulting ππ-key is a pointer to standardized payload from the actual datastore. By replacing direct access to the datastore via LLM with this transcendental layer, ππ-RAG mathematically guarantees that the inference remains oblivious to the data. This architecture unifies deterministic randomness, auditability, and differential privacy, demonstrating high efficacy for high-compliance sectors such as finance and healthcare.
Aniket Wattamwar, Mrunal Kakirwar
Jun 20, 2026cs.LG

On the Curse of Dimensionality in Private Sparse Covariance Estimation and PCA

We study high-dimensional differentially private (DP) covariance estimation in the operator norm, and principal component analysis (PCA), under kk-row-column sparsity (kk-RCS) of the covariance matrix. In the non-private setting, it is known that poly(k,log⁡d)\mathsf{poly}(k, \log d) samples suffice to solve both of these problems. However, the only comparable result known under DP (Wang et al. 2021) requires Ω(d)Ω(d) samples under standard parameterizations of the problem. We investigate when this curse of dimensionality is inherent for sparse covariance estimation tasks under DP. On the upper bound front, we show that a poly(k,log⁡d)\mathsf{poly}(k, \log d) sample complexity for PCA is possible under DP, if we also posit sparsity of the leading eigenvector. We complement this result with poly(d)\mathsf{poly}(d) lower bounds under DP for both sparse covariance estimation and PCA, establishing an exponential gap between the private and non-private variants of these problems when k=polylog(d)k = \mathsf{polylog}(d). To our knowledge, no such separation has previously been demonstrated for any sparse estimation problems in private high-dimensional statistics. Our techniques are flexible enough that they imply stronger lower bounds even for the well-studied problem of standard DP PCA, without sparsity assumptions.
Syamantak Kumar, Shourya Pandey, Purnamrita Sarkar +1
Jun 19, 2026cs.CV

From Gradient Clipping to Structural Refinement: Improving DPSGD for Medical Image Segmentation

Medical image segmentation is widely used for disease detection but relies on sensitive data, raising privacy concerns as trained models can leak information. Differential privacy, typically implemented via Differential Private Stochastic Gradient Descent (DPSGD), provides a solution, though at the cost of reduced utility. Recent DPSGD variants, including Automatic clipping (Auto-S), Normalised SGD with perturbation (NSGD), and Per-sample adaptive clipping (PSAC), have shown promise in image classification, but their behavior in medical segmentation remains underexplored. We evaluate these methods across binary and multi-class tasks and analyze gradient alignment, showing that prior assumptions, particularly for PSAC, do not consistently hold. We further demonstrate that combining clipping strategies with morphological refinement improves segmentation quality under privacy constraints. Finally, we propose an adaptive DP-Morph variant that captures class-specific structures and enhances performance in multi-class settings.
Shiva Parsarad, Parth Shandilya, Isabel Wagner
Jun 19, 2026cs.LG

AdaPrivate-TS: Private Thompson Sampling for Contextual Bandits with Privacy Amplification

We present AdaPrivate-TS, a differentially private contextual bandit algorithm that combines Thompson Sampling with batched zCDP composition. Our key insight is that differential privacy noise inflates the posterior covariance in a structured way: adding Gaussian noise N(0,σ2I)N(0,σ^2 I) to bb yields sampling covariance v2A−1+σ2A−2v^2 A^{-1} + σ^2 A^{-2}, which Thompson Sampling interprets as increased uncertainty rather than pure corruption. Under event-level privacy (protecting individual interactions) with stochastic contexts, we prove that the privacy cost is only O(d log⁡T/ρ)O(\sqrt{d}\,\log T/\sqrtρ), logarithmic in TT, because parallel composition amortizes noise across batches. Additionally, we explore privacy amplification via Poisson subsampling, which can reduce effective noise at stringent privacy budgets. Experiments on synthetic and real-world datasets demonstrate: (1) AdaPrivate-TS achieves 93-99% of non-private performance at ε∈[0.5,5]\varepsilon \in [0.5, 5], outperforming UCB by 0.5-3.7% and up to 18% with tuned adaptive exploration at extreme ε\varepsilon; (2) privacy amplification provides additional 2-5% gains at low ε\varepsilon; (3) on MovieLens and Jester, AdaPrivate-TS achieves the best overall performance among event-level baselines, dominating at ε≥2\varepsilon \geq 2; (4) under DP-SVD private features, TS's advantage over UCB grows to +11%, confirming noise-as-uncertainty is not limited to reward privacy. We provide rigorous proofs for privacy guarantees under interactive zCDP composition and comprehensive evaluation including convergence curves, 12-seed CIs, and DP-SVD feature ablation.
Mohammadreza Riyazat, Eranga Ukwatta
Jun 19, 2026cs.CL

PrivacyAlign: Contextual Privacy Alignment for LLM Agents

AI agents acting on behalf of users are constantly making decisions, and for users to trust their agents, those decisions must align with what they actually want. Privacy is an important alignment problem for agents: every message, post, or tool call an agent makes is a contextual judgment about what is appropriate to share, with whom, and under which conditions. Because such judgments depend on social expectations and norms, human judgment does not merely label privacy violations but also helps define them. While existing work relies on unreliable proxies for both training and evaluation, we place human judgment at the center of agentic privacy alignment. We introduce PrivacyAlign, a dataset of 1,350 samples with 3,516 detailed annotations from 599 unique annotators across diverse scenarios where current LLMs actually leak, and use it to ground both alignment training and automated evaluation in human privacy norms. Building on these annotations, we first show that conditioning LLM judges on human annotations and explanations for reference responses to the same prompt makes their judgments more reliable. We then introduce annotation-conditioned reward modeling, which uses these annotations to score new responses during RL, and show that small open-weight agents trained with this reward better align with human privacy norms, with strong gains on PrivacyAlign and existing privacy benchmarks for agents.
Manveer Singh Tamber, Abhay Puri, Marc-Etienne Brunet +3
Jun 19, 2026cs.LG

Privacy-Preserving Federated Temporal Graph Learning with Digital Twin--Guided Adaptive Deception for Cyber-Resilient IoMT

The rapid proliferation of IoT and IoMT devices introduces critical cybersecurity vulnerabilities in healthcare and industrial environments where resource-constrained devices operate under strict latency and data-privacy regulations. This paper presents the Federated Temporal Graph Convolutional Network with Advantage Actor-Critic (Federated TGCN-A2C), a privacy-preserving defense architecture integrating four mechanisms: a PyG-based Temporal GCN using GCNConv layers with global mean pooling and a learned anomaly gate for flow-level threat classification; LSTM-based Digital Twins generating per-device anomaly scores gating the classifier via learned sigmoid coupling; a Federated A2C agent selecting among ALLOW, ISOLATE, and HONEYPOT-REDIRECT actions based on a seven-dimensional state capturing confidence, entropy, anomaly magnitude, and traffic composition; and an enhanced honeypot layer converting suspicious traffic into threat intelligence with adaptive thresholds. Federated aggregation employs EMA-smoothed per-client validation losses as inverse-weighted FedAvg coefficients to stabilize global model updates under non-IID distributions, with cosine-annealed learning rates per round. Evaluated on CICDDoS 2019 and TON-IoT benchmarks, the framework achieves 99.48% and 99.61% test accuracy with weighted-F1 scores of 0.9948 and 0.9961, converging within 25 and 10 federated rounds, outperforming Fed-Inforce-Fusion by 0.21 percentage points while covering three additional attack categories. All sixteen CICDDoS 2019 classes achieve F1 of at least 0.9237 and all ten TON-IoT classes achieve F1 of at least 0.9488, including the severely imbalanced MITM category. Post-hoc explainability via SHAP, LIME, Grad-CAM, and counterfactual analysis confirms decisions are grounded in semantically meaningful flow features, supporting regulatory accountability in clinical deployments.
Syed Zeeshan Haider, Anwar Shah, Muneeb Arif +2
Jun 19, 2026cs.LG

Federated Temporal Attention Intelligence for Cyber-Resilient IoMT: Lightweight Digital Twins and PPO-Driven Honeypot Deception

The rapid proliferation of Internet of Medical Things (IoMT) devices introduces critical cybersecurity vulnerabilities in healthcare environments where resource-constrained medical devices operate under strict latency requirements and stringent data-privacy regulations. To address these challenges, this paper presents the Lightweight Digital Twin and Federated Reinforcement Learning (LDT-FRL) framework, a privacy-preserving defense architecture integrating four complementary mechanisms: a Temporal Attention Encoder (TAE) built on a GRU backbone with learned temporal self-attention for flow-level threat classification; lightweight LSTM-based Digital Twins trained on normal-class traffic to generate per-device anomaly scores that gate the TAE classifier through a learned sigmoid coupling; a Federated Proximal Policy Optimization (PPO) agent selecting among ALLOW, ISOLATE, and HONEYPOT_REDIRECT actions based on a seven-dimensional state; and an intelligent honeypot layer that converts redirected suspicious traffic into actionable threat intelligence. A federated aggregation strategy employing EMA-smoothed per-client validation losses as inverse-weighted FedAvg coefficients stabilizes global model updates under non-IID client distributions. Evaluated on CICDDoS 2019 and TON-IoT benchmarks, LDT-FRL achieves 99.66% and 99.95% test accuracy respectively, with macro-F1 scores of 0.9913 and 0.9995, converging 81% faster than the DTFL-CD baseline while attaining perfect F1=1.000 on the severely imbalanced MITM class. Explainability analysis via SHAP, LIME, Grad-CAM, and counterfactual methods confirms that the TAE focuses on semantically meaningful flow features, providing interpretable evidence for each defense decision.
Syed Zeeshan Haider, Anwar Shah, Muneeb Arif +2
Jun 19, 2026cs.LG

Enhancing Differentially Private Mechanisms via Empirical Bayes

Differential privacy (DP) has become the gold standard for ensuring the privacy protection of machine learning and statistical algorithms in recent decades. A plethora of algorithms and methods have been developed to enhance the utility of DP algorithms while maintaining the same level of DP. However, these are often overly complex or computationally ineffective. We propose a novel approach focusing on denoising the output of the simple additive Gaussian mechanism by adopting the idea of \textit{empirical Bayes estimation}. We highlight that the empirical Bayes approach can reduce the mean-squared error solely by taking the output of the Gaussian mechanism as input. Our numerical studies show that this simple yet powerful approach can be applied to improve upon various statistical problems, including histogram release, principal component analysis, and linear regression, often outperforming existing private algorithms.
Minwoo Kim, Junyong Park, Sungkyu Jung
Jun 18, 2026cs.LG

Predictability as a Fine-Grained Measure for Privacy

Differential privacy (DP) ensures rigorous individual-level privacy guarantees against even the most knowledgeable attackers, but its worst-case nature can impose a costly privacy-accuracy tradeoff. We introduce privacy via predictability, a fine-grained framework that explicitly incorporates the attacker's core knowledge, a compromised portion of the dataset generated by a stochastic process, and a specified family of queries. Predictability measures privacy leakage as the incremental gain in an attacker's ability to predict sensitive information about unknown individuals after observing the algorithm's output, beyond what can already be inferred from the compromised data. We show that predictability and DP are generally incomparable: each can be small while the other is large. However, in the worst-case regime where all but one individual is compromised, and all binary queries are considered sensitive, predictability implies mutual-information DP. More generally, predictability provides a finer-grained privacy metric tailored to specific sensitive information and specific attacker models. We introduce a general framework, using the generalized method of moments (GMM), to analyze asymptotic predictability when the compromised data is generated by a stationary, ergodic, mixing process. Using this analysis, we derive a predictability-calibrated output perturbation scheme for ERM. Our approach is complementary to DP and can be used alongside DP to provide fine-grained privacy control.
Linda Lu, Karthik Sridharan
Jun 18, 2026quant-ph

Quantum ring all-reduce: communication and privacy advantages for distributed learning

Machine learning models have scaled to unprecedented sizes, making training across distributed devices the de facto standard in the field. In this work, we explore how quantum communications can make distributed training both more communication-efficient and information-theoretically private, for both classical and quantum learning models. Ring all-reduce is the foundational communication primitive for large-scale distributed training. We present a quantum version that reduces per-link online communication by a provably optimal factor of two using pre-shared entanglement and superdense coding, without requiring the learning model or gradient computation to change. Beyond bandwidth, the primitive enables privacy guarantees that are information-theoretically impossible for any classical protocol, achieving composable ε-secure aggregation, via verified entanglement, at a 2x overhead in GHZ copies. Our hybrid quantum-classical communication architecture yields simultaneous communication and security advantages for large scale distributed training, regardless of whether the learning itself is quantum or classical. Finally, we characterise quantum advantages in gradient conflict detection for server-to-client communication under bandwidth constraints, a setting that arises after ring all-reduce is completed, when full gradient broadcast to external clients is infeasible. Two variants of the problem admit different separations. For margin-based alignment testing (\textsc{GapIP}_τ), the quantum advantage is quadratic in the margin parameter: \widetilde{O}(τ^{-1}\log P) qubits versus \widetilde{O}(\min(\τ^{-2},P)) bits. For sign-consistency auditing against a private parameter matching (\textsc{TieAudit}_ε), the advantage represents an exponential separation in communication complexity: Ω(\sqrt{P}) bits whereas O(ε^{-2}\log P) qubits suffice.
María Gragera Garcés, Lirandë Pira
Jun 18, 2026cs.CV

GEN-Guard: Correcting Generalization Failures for Deployable Federated Surgical AI

Federated Learning (FL) in surgical video AI enables collaborative model training without sharing sensitive data. However, standard evaluation practices - selecting the "best" global model based only on validation data from participating hospitals - can lead to suboptimal deployment choices. We identify this critical failure mode as performance leakage, where the selected model overfits internal federation data and fails to generalize to unseen institutions. We propose GEN-Guard, a practical post-hoc framework to detect and correct generalization failures in federated surgical AI. It integrates Generalization Detection via Client-Blocked Evaluation (CBE), which validates performance on isolated client distributions to prevent performance leakage, and Generalization Correction through Disagreement-Aware Distillation (DAD), which learns adaptive feature-level corrections for cross-institutional robustness. Both components operate after standard FL convergence while providing robust support for zero-shot adaptation to unseen environments. We first quantify the severity of performance leakage, observing Model Selection Failures (MSFs) exceeding 80% under standard evaluation. GEN-Guard is evaluated on two multi-center clinical challenges: surgical phase recognition in laparoscopic cholecystectomy and polyp segmentation in colonoscopy. Across both datasets, GEN-Guard consistently corrects these failures, improving in-federation F1 scores by up to 2 points, unseen-institution performance by up to 3 points, and worst-case institutional performance by 3-9 points. Performance leakage represents a systematic and previously under-recognized risk in federated surgical AI. GEN-Guard provides a practical solution for detecting and correcting such failures. By improving cross-institutional robustness and zero-shot generalization, it strengthens the reliability of FL for real-world surgical deployment.
Julia Alekseenko, Pietro Mascagni, AI4SafeChole Consortium +1
Jun 17, 2026cs.CR

Giskard : Byzantine Robust and Confidential Aggregation for Large-Scale Decentralized Learning

Dealing simultaneously with confidentiality and Byzantine behaviors in decentralized learning is a challenging problem. Indeed, in decentralized learning, clients train a machine learning model while keeping their data locally and share their model parameters or gradients with a set of neighbors. While enforcing confidentiality calls for hiding the exchanged model parameters/gradients (e.g., by using cryptographic techniques), dealing with Byzantine contributions often requires inspecting the latter. Hence, most research works address these objectives separately. A recent line of work proposes to employ secure multi-party computation (MPC) to implement robust aggregators against model poisoning, thereby enforcing both confidentiality and Byzantine resilience. However, these solutions scale badly: they either require all-to-all communication between participants or delegate the entire computation to a small subset, whose computational and communication load grows proportionally with the size of the network. In this paper, we present Giskard, a protocol for confidential and Byzantine-robust decentralized aggregation. Giskard organizes nn parties into a tree of committees of size O(log⁡n)O(\log n) and evaluates a coordinate-wise approximate median via a committee-adapted distributed binary search over the value domain, using BGW-style MPC within each committee. We assess Giskard both theoretically by proving its security and confidentiality properties and experimentally through extensive experiments involving up to one million participants. Compared to its closest competitors, Giskard reduces per-party communication complexity asymptotically while exhibiting comparable model utility under up to n/4n/4 Byzantine parties.
Ousmane Touat, César Sabater, Mohamed Maouche +1
Jun 17, 2026cs.LG

Private Learning with Public Feature Conditioning

We study differentially private (DP) regression in settings where each data sample includes public, non-sensitive features -- common in applications such as recommendation and advertising systems. While such label-DP or semi-sensitive-feature settings have been primarily explored in the context of classification, effective approaches for regression remain underexplored. We introduce Cond-DP, a conditioned variant of DPSGD that leverages the structure of public feature matrices to improve optimization under privacy constraints. Motivated by the observation that these public features often exhibit rapidly decaying spectra, Cond-DP incorporates a data-driven conditioning matrix to reshape the optimization landscape and accelerate convergence. We provide convergence guarantees for convex, strongly convex, and non-convex settings, and recover standard DPSGD as a special case when the conditioning matrix is the identity. We show how to construct an effective conditioning matrix for Cond-DP directly from public features, enabling provably faster convergence than DPSGD in private linear regression without incurring additional privacy cost. Empirically, Cond-DP with this conditioning matrix consistently outperforms state-of-the-art baselines across a wide range of datasets and model architectures under label DP, demonstrating strong and robust performance in practice.
Shuli Jiang, Walid Krichene, Nicolas Mayoraz
Jun 17, 2026cs.LG

What Your Model Threw Away and Why You'll Want It Back: Masking, Fingerprinting, and Privacy from Discarded Geometry

We develop a framework for the information discarded by machine learning models whose inputs carry a Lie group action. Given a representation ππ of a Lie group GG on a space VV and a learned function f ⁣:V→Rf\colon V \to \mathbb{R}, we define two objects measuring the symmetry invisible to ff. The null fiber at a point x∈Vx \in V is the set NG(f,x)={g∈G:f(π(g−1)⋅x)=f(x)}N_G(f,x) = \{g \in G : f(π(g^{-1}) \cdot x) = f(x)\} of group elements whose inverse action on xx is undetectable by ff. When NG(f,x)N_G(f,x) is independent of xx, it coincides with the stabilizer StabG(f)\mathrm{Stab}_G(f), the largest subgroup of GG under which ff is invariant. For smooth maps to R\mathbb{R}, the preimage theorem guarantees that null fibers have dimension at least dim⁡G−1\dim G - 1 at generic inputs, regardless of architecture. For compact groups acting on themselves, the Peter--Weyl theorem yields a spectral characterization of both objects in terms of the Fourier coefficient matrices of ff. We show that null fiber elements can be computed efficiently via Newton iteration on the orbit map, at a cost comparable to a few gradient evaluations. Applications to data masking, model fingerprinting, and privacy-preserving computation are developed and tested experimentally on molecular property prediction under SO(3)\mathrm{SO}(3) and spherical image classification under the Möbius group PSL(2,C)\mathrm{PSL}(2, \mathbb{C}). The framework applies uniformly to classical neural networks and variational quantum circuits.
Zachary P. Bradshaw
Jun 16, 2026cs.LG

PSyGenTAB: A Privacy-Preserving Framework for Synthetic Clinical Tabular Data Generation via Constrained Optimization

The development of medical AI is constrained by limited access to high-quality clinical data due to institutional silos and strict privacy regulations such as HIPAA and GDPR. Synthetic data generation offers a potential solution, but existing methods lack principled mechanisms to explicitly manage the privacy-utility trade-off, often degrading clinically meaningful patterns or risking patient re-identification. We present PSyGenTAB, a privacy-preserving generative framework that formulates synthetic healthcare data generation as a constrained optimization problem solved using the Augmented Lagrangian Method. By embedding configurable privacy constraints directly into model training, PSyGenTAB enforces minimum privacy thresholds while maximizing clinical data utility. Across multiple clinically motivated benchmarks, PSyGenTAB preserves inter-feature clinical relationships and minority-class diagnostic patterns essential for reliable health AI. Downstream evaluation using Train-on-Synthetic, Test-on-Real and Train-on-Real, Test-on-Synthetic protocols shows that models trained on synthetic data achieve performance comparable to those trained on real patient records. Privacy auditing further demonstrates reduced exact record reproduction and strong resilience to membership inference attacks. These results establish PSyGenTAB as a principled framework for balancing privacy protection and clinical utility in synthetic healthcare data, supporting secure cross-institutional AI development.
Arshia Ilaty, Hossein Shirazi, Manasi Chitale +5
Jun 16, 2026cs.CL

Security and Privacy Prompts in the Wild: What Users Ask LLMs and How LLMs Respond

Large language models (LLMs) are widely used to fulfill users' information needs; users ask LLMs about the weather, pose educational questions, and consult them for legal assistance. One particularly understudied area is digital security and privacy (S&P), where users may seek LLMs' help on how to secure their online accounts or protect their computers from cyber attacks. To the best of our knowledge, no prior study has collected or analyzed the S&P questions users ask LLMs; prior research on LLM response quality relied on expert-authored S&P misconceptions or FAQs rather than user queries. Drawing from WildChat, a dataset of 3.2M user-LLM conversations collected in the wild, our study identifies 14,727 S&P prompts and categorizes them into nine categories covering a wide range of S&P topics. From the S&P prompts, we sampled 450 and performed a thematic analysis to characterize the S&P questions users ask LLMs. Separate from the thematic analysis, we curated 270 advice-seeking S&P prompts, where users ask for recommendations, guidance, or specific S&P information. We measured LLM response quality and consistency when posing the prompt to LLMs 10 times. We found that commercial LLMs outperform open-weight models (GPT 5.5 provided "good enough" responses on 98% of prompts; Llama 4 on 47%). However, among prompts that received high-quality responses on average, commercial models sometimes produce contradictory responses across runs, risking confusing or misleading users.
Hobin Kim, Xiaoyuan Wu, Omer Akgul +2
Jun 16, 2026stat.ML

Differential Privacy of Gaussian Process Posterior Sampling

We study the privacy of releasing functional posterior sample paths from a Gaussian process (GP) when the entire training set including covariates and responses is private. Unlike standard differential-privacy (DP) mechanisms that inject external noise, posterior sampling is intrinsically random and we show that this randomness provides useful privacy guarantees. We derive Rényi-DP guarantees separating privacy leakage through the posterior mean from a distinct channel induced by the data-dependent posterior covariance. The analysis identifies effective ridge regularisation and covariance scale as the principal privacy-controlling quantities and yields sharper guarantees in several regimes of practical interest as well as extensions to repeated and adaptive releases. Membership inference attacks confirm the predicted dependence on regularisation, covariance scale and the number of released paths. Utility experiments on downstream posterior sampling tasks identify noisy observation regimes where privacy-compatible regularisation preserves useful samples. Finally we identify large-data asymptotic regime in which the privacy parameter and posterior mean-square risk vanish simultaneously, yielding privacy for free. Together, these results provide a comprehensive characterisation of privacy and utility of GP posterior sampling.
Tomasz Maciazek
Jun 16, 2026cs.LG

CheckMIABench: Firm Foundations For Membership Inference Attacks on Language Models

Membership inference attacks (MIAs) are a canonical way to assess a machine learning model's privacy properties. Although several attempts have been made to evaluate MIAs on language models, the extant literature has suffered numerous difficulties in constructing clean evaluations to test new techniques. In particular, subtle distribution shifts between member and non-member sets can undermine the statistical validity of MIAs; recent work has underscored this by showing that "blind" methods with no access to the underlying model can perform far better than published methods on the same benchmarks. This paper constructs a benchmark for principled evaluation of MIAs against LLMs, by leveraging the insight that training data before and after a fixed point during training are drawn from the same distribution. Therefore, all open-source models with intermediate checkpoints and public training data can be converted into MIA testbeds. We apply our framework to a half-dozen published attacks on the Pythia and OLMo family of models, from 70M to 7B parameters. To facilitate further privacy research, we open-source a modular library for designing and implementing attacks in this setting: https://github.com/safr-ai-lab/pandora_llm.
Jeffrey G. Wang, Jason Wang, Marvin Li +1
Jun 15, 2026cs.LG

Federated Explainable Artificial Intelligence: Roles, Architectures, Evaluation, and Open Challenges

Federated Learning (FL) has emerged as a key paradigm for privacy-preserving collaborative model training across distributed and heterogeneous data sources. By keeping raw data local, FL addresses data confidentiality concerns, yet it does not resolve the opacity of modern machine learning models. In parallel, Explainable Artificial Intelligence (XAI) has gained attention for improving transparency, trust, and accountability, particularly in high-stakes domains. Their intersection has given rise to Federated Explainable Artificial Intelligence (FedXAI) paradigm, which aims to jointly satisfy privacy and explainability requirements. This survey provides a systematic review of FedXAI, highlighting the transition of explainability from a post-hoc tool to an integral component of the FL lifecycle. We show how explainability supports aggregation, personalization, robustness, coordination, and system-level decision making. To organize the literature, we introduce a taxonomy that classifies FedXAI methods by the role of explainability, model and explainer types, explanation scope, integration level, FL settings, and data heterogeneity. We review approaches ranging from model-agnostic explanations to interpretable federated models and explainability-aware aggregation mechanisms. We also examine evaluation practices and discuss the lack of standardized benchmarks and metrics for measuring explanation quality, stability, privacy leakage, and computational overhead. Finally, we identify key challenges, including explainability under non-IID data, explanation-centric security threats, communication-efficient XAI, continual FedXAI, and the integration of domain knowledge and regulatory constraints. By consolidating existing work and identifying key gaps, this survey serves as a reference framework for designing trustworthy, transparent, and privacy-preserving federated AI systems.
Masoume Gholizade, Fabrizio Ruffini, Pietro Ducange +1
Jun 15, 2026cs.LG

Your Privacy My Cloak: Backdoor Attacks on Differentially Private Federated Learning

Prior research suggests that differential privacy (DP) inherently enhances the robustness of federated learning (FL) against backdoor attacks. In this paper, we challenge this assumption. Through an empirical analysis of two baseline attack strategies, we uncover a fundamental tension in DP-FL: while bypassing DP allows state-of-the-art defenses to detect and filter malicious updates, complying with DP inadvertently masks their distinguishing statistical characteristics. Consequently, existing defenses become ineffective as DP reduces the raw backdoor signal. Building on this masking effect, we propose RING, a novel attack that explicitly exploits DP to conceal malicious contributions while maximizing attack impact. By collaboratively crafting adversarial perturbations, compromised clients reconstruct a strong backdoor signal during aggregation without triggering anomaly detection. RING operates as a perturbation layer that is agnostic to the underlying backdoor technique, making it broadly applicable and composable with existing attacks -- a property that significantly amplifies the threat it poses to DP-FL. Extensive evaluations across four image and text datasets under non-iid distributions show that RING achieves an average attack success rate of 90.3% against six state-of-the-art defenses under a moderate privacy budget, an improvement of up to 26.08x over baseline strategies. Finally, we evaluate potential countermeasures and find that mitigating this threat incurs significant utility trade-offs, exposing a fundamental security gap in the deployment of differentially private FL.
Xiaolin Li, Ning Wang, Ninghui Li +1
Jun 15, 2026cs.LG

Beyond Weights and Gradients: A Taxonomy of Federated Learning Messages

Federated Learning is rapidly evolving beyond the exchange of traditional model weights and gradients, yet existing definitions fail to capture the full scope of modern payloads like synthetic data and federated analytics. This paper addresses the gap by proposing a formal mathematical definition of a federated message that accounts for both utility and privacy. We introduce a taxonomy that organizes these exchanges into three categories: model structures, statistical summaries, and data-conditioned representations. By evaluating these groups based on computational demands, communication costs, and privacy risks, we provide a clearer understanding of the trade-offs involved in decentralized training. Our review of 202 recent publications highlights a significant shift since 2021 toward diverse messaging paradigms, signaling a move away from standard deep learning updates toward more specialized information sharing. This framework provides a structured path for future research to optimize federated systems for varying hardware and security requirements.
Alvaro Javier Vargas Guerrero, Xinguang Wang, Quang Manh Doan +1
Jun 15, 2026cs.CL

The Art of Mixology: Mixup-based Obfuscation for Privacy-Preserving Split Learning in Large Language Models

Split learning provides a practical paradigm for resource-constrained users to train Large Language Models (LLMs) by offloading computation-intensive layers to a server while keeping raw data local. However, existing privacy-preserving split learning methods still face a difficult trade-off among utility, privacy, efficiency, and stability. Specifically, these methods often suffer from substantial utility degradation, remain vulnerable to advanced data reconstruction attacks, incur prohibitive computational and communication overhead, or exhibit unstable performance across different tasks. In this paper, we propose MIXGUARD, a novel mixup-based privacy-preserving split learning framework for LLMs. MIXGUARD introduces token-level obfuscation, representation-level obfuscation, and adaptive gradient perturbation mechanisms, which operate jointly to preserve useful learning signals while preventing privacy leakage to the server. Technically, MIXGUARD first constructs a lightweight calibration model on a public dataset to refine the approximated target representation, and then applies this model during privacy-preserving fine-tuning on private data. We conduct extensive experiments on four classification tasks and four text generation tasks across multiple LLM families, model sizes, architectures, and fine-tuning strategies. The results show that MIXGUARD preserves model utility comparable to non-split training baselines, consistently achieves stronger privacy protection than existing split learning defense methods against state-of-the-art data reconstruction attacks, and remains robust under adaptive attack settings.
Chen Chen, Xiang Gao, Xianshun Wang +6
Jun 15, 2026cs.RO

SoK: Security and Privacy of Foundation-Model-Powered Robots

Foundation models are reshaping robotics by enabling robots to interpret open-ended instructions, reason over multimodal contexts, and operate in complex, open-world environments. However, their integration also introduces security and privacy (S&P) risks that extend beyond the FMs themselves to embodied execution pipelines, supporting ecosystems, and broader governance impacts. Existing literature reviews provide valuable insights but often focus on specific FM types, risk categories, mitigation strategies, or trust boundaries. Consequently, the field lacks a unified structure for analyzing where risks originate, how they propagate across robotic systems, and where mitigations should intervene. To address this gap, we propose a progressive F-E-S-G structural boundary framework for analyzing the S&P of FM-powered robots. The framework comprises four layers: the Foundation model layer (F), Embodied system layer (E), Supporting ecosystem layer (S), and Governance impact layer (G). Building on this structure, we develop a multi-level taxonomy that organizes prior studies along three levels: F-E-S-G trust boundary, security-privacy concerns, and risk-mitigation perspectives. We further annotate each study using fine-grained coding attributes, including target, lifecycle stage, mechanism, system access, and effect. Guided by this framework and taxonomy, we systematize 96 papers. Our analysis uncovers multiple threat patterns, defense mismatches, and evaluation gaps that are difficult to identify from a single-boundary perspective. Based on these findings, we identify open challenges and future directions to provide a research agenda for developing secure, privacy-preserving, and responsibly governed FM-powered robotic systems.
Xueluan Gong, Chen Chen, Jinxin Liu +2
Jun 15, 2026cs.CR

Cross-Silo De-Anonymization Under Local Differential Privacy: Threat Model, Phase Transition, and Coordination Necessity

When a person's records appear in k independent data silos, each protected by (epsilon, delta)-differential privacy, standard composition yields a valid (kepsilon, kdelta)-DP guarantee for the joint output. This worst-case bound, however, does not answer the concrete inference question: at what k can an adversary actually identify a target person? This paper develops the information-theoretic framework needed to answer that question. We introduce cross-silo person-level DP (XSP-DP), a Pufferfish-style privacy notion whose adjacency relation captures all records of a single person across all silos simultaneously, and verify that the standard basic composition bound carries over to this adjacency model. Within this framework we prove that de-anonymization undergoes a phase transition at k* = Theta(log n / epsilon^2) (population size n, per-silo RR parameter epsilon): a Fano lower bound shows any estimator fails for k << k*, while a matching maximum-likelihood upper bound shows the attack succeeds for k >> k*. An explicit XOR + randomized-response construction demonstrates information synergy: each silo's output is individually uninformative about the target, yet the joint mutual information is strictly positive. For non-coordinated binary randomized-response mechanisms, we prove that de-anonymization is inevitable once k exceeds the threshold, establishing that cross-silo coordination is necessary. These results provide a baseline threat model and Theta-level threshold for cross-silo inference attacks under local DP.
Ziniu Liu, Aiping Li
Jun 15, 2026cs.CR

TrustErase: Auditable Instant Machine Unlearning with Passport-Embedded Representations

The demand for privacy-compliant AI has amplified the need for machine unlearning; yet, existing retraining or distillation-based methods remain unverifiable and computationally costly. We introduce TrustErase, a verifiable, data-free unlearning framework leveraging passport-embedded representations for instant, modular, and auditable forgetting. By treating passports as cryptographic keys within parameter-efficient adaptation layers, TrustErase enables the removal of specific classes or datasets through simple deactivation, without retraining, fine-tuning, or access to the original data. A singular value based decomposition conceals passports within model weights, ensuring that unlearning actions remain transparent and provably compliant. Evaluations on MNIST, CIFAR10 and CIFAR100 show that TrustErase matches or exceeds state-of-the-art benchmarks such as DELETE, L2UL, and Boundary Shrink, while operating in a strictly data-free regime. Ultimately, TrustErase establishes a new paradigm for trustworthy, accountable, and instantly forgettable AI systems.
Rutger Hendrix, Leonardo G. Russo, Concetto Spampinato +2
Jun 15, 2026cs.LG

Privacy from Symmetry: Orthogonally Equivariant Transformers for LLM Inference

Running large language models locally is often impractical, pushing inference on sensitive text to third-party providers. Split inference partially mitigates this by keeping tokens on the client and sending only hidden representations, but these representations can still be recovered via nearest-neighbor search against the public embedding table. We propose an orthogonal obfuscation procedure in which the client multiplies embeddings by a secret orthogonal matrix before transmission. To enable correct inference under arbitrary rotations, we introduce ConjFormer, a transformer variant that is exactly O(d)\mathrm{O}(d)-equivariant via a lightweight normalization change (scalar RMSNorm) together with blockwise orthogonal conjugation of all linear weights. As a result, the server performs the full forward pass entirely in the rotated basis and never observes unrotated hidden states. Experiments on GPT-2 and Llama 3.2 1B models fine-tuned on PubMed show that orthogonal obfuscation eliminates direct cosine nearest-neighbor inversion and reduces token recovery from over 35% top-10 to at most 1.3%, while increasing perplexity by only 0.4% after fine-tuning. These results indicate that enforcing symmetry at the architectural level can provide a practical defense for privacy-preserving LLM inference without noise injection or heavy cryptographic machinery.
Alexander Yukhimchuk, Andrey Shulga, Mladen Kolar +1
Jun 15, 2026cs.CR

FEnc2^2: Unifying Data Packing for Efficient Private Inference via Convolution and Architecture-Aware Fragment Encoding

Fully Homomorphic Encryption (FHE) enables privacy-preserving machine learning but incurs extreme computational and memory overhead. These costs come not only from expensive low-level primitives, including Number Theoretic Transform (NTT), rotation, and key-switching, but also from inefficient ciphertext packing at the application level. Existing packing strategies typically preserve either neighboring data elements or feature grouping, but not both, leading to wasted ciphertext slots, excessive rotations, and inflated ciphertext counts. We propose FEnc2, a unified and principled fragment-based encoding framework for CKKS-based private convolutional neural network inference. FEnc2 optimizes slot utilization, rotation complexity, and ciphertext density through two components: 1)Conv-aware Encoding, which analytically selects an optimal fragment size to decouple spatial dependencies and jointly minimize inner-outer rotations across layers, and 2)Arch-aware Ct Compression, which restores ciphertext density after feature- or channel-reduction layers. Together, these transformations reshape encrypted workload structure and reduce homomorphic operations by one to two orders of magnitude. With full memory capacity utilized, i.e., at maximum batch size, FEnc2 achieves end-to-end latency speedups over the state-of-the-art Orion of up to 228.83x on GPU and 226.06x on CPU for LeNet on MNIST, and up to 4.55x on GPU and 9.43x on CPU for MobileNet on ImageNet. FEnc2 is hardware-agnostic yet architecturally transformative: by optimizing encrypted tensor layout before execution, it reduces ciphertext count and workload pressure on hardware, complementing primitive-level optimizations such as NTT and keyswitch accelerators. These results show that application-level data layout is a first-order architectural design dimension for encrypted inference and an important enabler for next-generation FHE systems.
Ran Ran, Zhaoting Gong, Nuo Xu +3
Jun 15, 2026cs.LG

pFedUL: Layer-Aware Federated Unlearning for Personalized Federated Learning

Federated unlearning (FU) enables the removal of specific data contributions from federated learning (FL) models to comply with regulations such as the General Data Protection Regulation (GDPR). However, most existing FU methods are designed for the FedAvg paradigm, where all clients share a single global model. In practice, personalized federated learning (pFL) methods such as FedPer, FedRep, Ditto, and FedBN have become widely adopted due to their superior handling of non-IID data. These methods decompose the model into shared global layers and client-specific personalized layers, fundamentally altering the semantics of unlearning, yet this setting has received little attention. We formalize FU under the pFL paradigm, identifying a tension between unlearning completeness on shared layers and personalization preservation for remaining clients. We then propose pFedUL, a layer-aware selective unlearning framework comprising three components: (1) gradient-based layer-wise contribution attribution that separately quantifies the target client's influence on shared and personalized parameters, (2) adaptive selective unlearning that applies differentiated forgetting strategies across layer types, and (3) a lightweight recalibration protocol enabling remaining clients to restore personalization with minimal overhead. We further introduce two new metrics, Personalization Preservation Score (PPS) and Cross-client Fairness Index (CFI), to evaluate pFL-specific unlearning quality. Experiments on CIFAR-10, CIFAR-100, and FEMNIST under varying non-IID settings indicate that pFedUL achieves unlearning effectiveness comparable to full retraining while maintaining an average of 97.3% personalized accuracy for remaining clients. Compared with six state-of-the-art FU methods adapted to the pFL setting, pFedUL consistently achieves superior personalization preservation.
Zhuodong Liu, Xiangyu Li, Zhihao Zhang
Jun 15, 2026cs.CR

Loss Landscape Poisoning: Targeted Extraction of Unseen Training Data from LLMs

Large Language Models are increasingly trained on proprietary or sensitive data, from private healthcare and financial records to user conversations containing secrets. Ensuring the privacy of such data against extraction attacks has become a central concern. In this paper, we ask whether an attacker who can poison a portion of the training data can facilitate the leakage of a separate target record they have no access to. We answer in the affirmative and show that such leakage can be induced by a poisoning mechanism that reshapes the model's local loss landscape around the target completion. Our key insight is that poisoning to create a sharp loss minimum at the target, surrounded by elevated loss on nearby alternatives, forces the model to memorize the target as the unique low-loss solution in its neighborhood. The attack requires no architectural changes, and generalizes across centralized and federated learning settings. We demonstrate that the attack amplifies privacy leakage across language (up to 100% successful extraction), and vision-language models (up 90% successful extraction). We show that the attack is thwarted when the model is trained to be differentially private. However, we introduce a new attack that directly probes the loss landscape bypassing even differential privacy defenses.
Md Abdullah Al Mamun, Ngoc Phu Doan, Pedram Zaree +2
Jun 13, 2026cs.CV

Facial Affect Analysis for Service-Oriented Systems: Advances, Challenges, and Future Visions

Facial Affect Analysis (FAA) is evolving from a stand-alone recognition task into a reusable perception capability for Service-Oriented Software Ecosystems (SoSE). This paper preserves the FAA methodological core while reframing recent advances through systems-engineering requirements for composable and dependable services. We review representative progress in static and dynamic expression analysis, action-unit and micro-expression modeling, and modern CNN, Transformer, graph, and hybrid architectures, then interpret these advances by their operational fit in edge, cloud, and hybrid service pipelines. The synthesis emphasizes SoSE concerns that determine deployability: service contracts for uncertainty-aware outputs, latency and availability envelopes, lifecycle monitoring and recalibration, governance-aware integration, and interoperability across independently evolving components. Our analysis shows that benchmark gains alone are insufficient for SoSE readiness; robustness under shift, intervention stability, fairness, privacy posture, and runtime guarantees are equally critical. We conclude with a roadmap for treating FAA as an operational service component with explicit interfaces, measurable quality attributes, and accountable lifecycle management.
Spyridon Georgiou, Aggelos Psiris, Thomas Lagkas +4
Jun 12, 2026cs.LG

Behavioral Audit of Machine Unlearning Has a Privacy Cost

The removal of learned data from Machine Learning models through Machine Unlearning (MU) has been widely studied; however, there has yet to be an agreed-upon scheme for auditing MU. Existing work has shown that a dishonest model owner can falsify evidence to avoid executing MU, while curious auditors (and adversaries) can infer the privacy-sensitive properties of the model and its training data even with limited access. Yet auditing of MU under mutual distrust between the model owner and the auditor remains unexplored. We provide an information-theoretic proof for this scenario: for convex ML models, a generic audit scheme that relies solely on querying the model for \textit{behavioral} signals cannot identify insufficiently unlearned models without revealing membership information of the retained set. Therefore, auditing MU under the assumption of a dishonest model owner and an honest-but-curious auditor faces an inherent privacy-audit tradeoff. Our empirical results on convex models strongly supports this result, while further experiments demonstrate that this privacy-audit tension persists in non-convex models. Our results call for a more careful consideration of the privacy-audit tension under a realistic auditor threat model, and serve as a foundation for more scrutiny of designs of privacy-preserving audit schemes for the MU pipeline. We also release our code implementation at https://github.com/LiouTang/Behavioral-Unlearn-Audit.
Liou Tang, James Joshi, Ashish Kundu
Jun 12, 2026cs.CR

Securing the Future of IoMT in the Post-Quantum Era: An Edge-Native Federated Learning Approach

Internet of Medical Things (IoMT) devices operate under strict resource constraints while handling highly sensitive health data, making security and privacy critical concerns. Federated learning (FL) further complicates this landscape, as model updates exchanged during training may unintentionally expose private medical information. Emerging quantum computing capabilities threaten the long-term viability of conventional lightweight cryptographic mechanisms, motivating the integration of Post-Quantum Cryptography (PQC) into IoMT systems. This article discusses key enabling technologies for quantum-resilient IoMT, including post-quantum key establishment, lightweight encryption, and edge-native orchestration. We propose a scalable Kubernetes-based framework that integrates PQC into FL-enabled IoMT environments and validate it on a Raspberry Pi testbed. Results demonstrate that distributed cryptographic processing significantly reduces latency compared to sequential designs while maintaining feasible resource overhead. The primary contribution of this work lies in the design and validation of a secure orchestration and communication framework for FL-enabled IoMT systems. We conclude by outlining future directions toward energy-aware architectures, intelligent security optimization, and resilient next-generation Intelligent Internet of Medical Things (IIoMT) ecosystems.
Taym Alshoghri, Deemah H. Tashman, Mohammad Reza Gerami +1
Jun 11, 2026cs.CR

Crypto x AI, AI x Crypto: A Survey

The intersection of crypto x AI is spawning papers, products, online posts, and companies. All the surrounding buzz, though, obscures what exactly has been done, what the opportunities and challenges are, and what open questions deserve attention. This survey paper asks what AI can do for blockchain-based technologies (broadly construed as "crypto") (crypto x AI), and vice versa (AI x crypto). We systematize existing work, summarize key takeaways, highlight open research questions, and offer a perspective on pervasive industry misconceptions, concluding that AI and crypto are still in the very early stages of meaningful integration.
Sarah Allen, Pranay Anchuri, James Austgen +22
Jun 11, 2026cs.LG

FedSPC: Shared Parameter Correction for Personalized Federated Learning

Personalized federated learning (PFL) is one of the important approaches in federated learning for addressing statistical heterogeneity while enabling client-specific adaptation. Many PFL methods split the model into shared and personalized parameters, which are jointly trained on each client. However, this creates an optimization issue: shared parameters are updated by clients optimizing different local objectives, which can lead to inconsistent shared updates and weaken the shared representation. To address this problem, we propose Federated Shared Parameter Correction (FedSPC), a modular correction method for PFL. FedSPC applies control-variate correction only to the shared parameters of a given PFL method, while leaving personalized parameters unchanged. It can be integrated into three common PFL settings: shared feature extractors, shared classifiers, and fully shared models with local regularization. Experiments on CIFAR-100 and Tiny-ImageNet with ViT, ResNet-34, and VGG-11 show that FedSPC improves performance across representative PFL methods, including FedPer, FedRep, FedBABU, LG-FedAvg, and Ditto.
Kannanthodath Induchoodan Ajay Menon, Christian Prehofer, Yunfei Xu +1
Jun 11, 2026cs.LG

Disparate Impact in Synthetic Data Generation

We revisit the fairness notion of disparate impact for synthetic data generation (SDG), that assesses whether the utility of generated records is the same across sensitive groups. Our approach departs from existing work on fair SDG, that address the problem of correcting for undue biases in the observed distribution, hence redefining SDG as learning a distribution that is not that of the real data. By contrast, non-disparate impact is notably achieved when the synthetic and real distributions are the same. We expose reasons why SDG may fail to reach that solution and discuss why approximation and estimation errors occur and can be disparate across groups. We notably look into the expressive power of SDG methods relative to distribution complexity, sampling errors due to group proportions, and estimation errors induced by differential privacy mechanisms. We illustrate cases of disparate impact on both artificial and real-world data, focusing on SDG methods that rely on probabilistic graphical models. We also introduce a strategy of learning group-wise SDG models, that constitutes a simple baseline for analyzing and in some settings mitigating cases of disparate impact.
Paul Andrey, Michaël Perrot, Batiste Le Bars +1
Jun 11, 2026cs.CR

A Privacy-Preserving Framework Using Remote Data Science for Inter-Institutional Student Retention Prediction

This study explores privacy-preserving machine learning (PPML) techniques using the PySyft platform to enable collaborative prediction of student retention between institutions. We developed a remote data science (RDS) framework with a semi-air-gapped architecture consisting of high-side and low-side servers, allowing researchers from three universities to build predictive models on sensitive student data without direct data access. Using historical data from a small private university (N=720), we evaluated three synthetic data generation approaches and validated the framework through inter-institutional collaboration. The results demonstrate consistent classification performance across institutions (Macro F1: 0.690--0.695) while maintaining strict Family Educational Rights and Privacy Act (FERPA) compliance. We also propose Data-Type-Aware Templates, a novel synthetic data method that prioritizes privacy over distributional fidelity. Our findings confirm that RDS-based PPML is technically feasible for educational settings and offers a practical alternative to federated learning for small-scale inter-institutional collaborations. The code is available at https://github.com/jtfields/NAIRR240195-Privacy-Preserving-Machine-Learning.
John Fields, K M Sajjadul Islam, Ruchitha Thota +2
Jun 10, 2026cs.LG

Let's Ask Gauss: Improved One-Run Privacy Auditing

Privacy auditing provides an important safeguard by estimating the actual information leaked by a model, thus ensuring that theoretical privacy guarantees hold in practice. We study empirical privacy auditing for differentially private (DP) machine learning, focusing on efficient one-run methods for mechanisms such as DP-SGD. Prior one-run approaches threshold training examples or "canaries" into binary membership guesses, which discards useful information. We show that, in the white-box DP-SGD setting, canary-aligned signals naturally form a sequence of random variables whose normalized sum is asymptotically Gaussian. Leveraging this distributional perspective, we develop a DP-auditing framework that leads to tighter privacy lower bounds from a single training run.
Adya Agrawal, Yu Wei, Jaspal Singh +2
Jun 10, 2026cs.LG

Fed-FBD: Federated Functional Block Diversification for Isolation, Privacy, and Surgical Unlearning

Federated learning (FL) enables collaborative model training without sharing raw patient data, but standard approaches such as FedAvg treat each client as a black box and provide no mechanism for isolating an adversarial contributor, auditing per-client influence, or honoring a departed participant's right to be forgotten. We present Fed-FBD (Federated Functional Block Diversification), a modular federated architecture that decomposes a ResNet backbone into six functional blocks (the stem, four residual groups, and the classification head) and maintains a warehouse of N color variants, each assembled from independently tracked and contributor-stamped blocks. Fed-FBD provides three capabilities absent in FedAvg: (i) architecturally guaranteed block-level isolation, so that an adversarial or mislabelled client cannot contaminate the clean colous; (ii) privacy-by-design, where membership inference advantage is already indistinguishable from chance before any privacy mechanism is applied; and (iii) surgical machine unlearning of a departed participant's contribution at sub-second cost and without retraining. Experiments on six MedMNIST-2D datasets, PathMNIST at 224x224, and CIFAR-10 show that Fed-FBD trades a modest 0.3%-3.1% IID accuracy gap on the adequately sized datasets for these guarantees, remains within 0.8%-4.0% of FedAvg at Dirichlet alpha=1.0 on three of four datasets, and confines all six adversarial attacks we study to the poisoned client's own blocks with at most +/-0.01 AUC drift on the clean colors.
Weijie Chen, Alan B. McMillan