AI Alignment

Momentum

4 papers in the last four weeks, down 43% on the four weeks before. 0.0% of all new papers.

Jul 13Week of Sep 28

Latest papers 83

Oct 7, 2026cs.AI

AI Safety Considerations for Agents With Limited Time to Act

In the wake of the increasingly public discussion about AI alignment, recent work has tried to propose specific AI architectures that behave safely. However, the proposed arguments that seemingly demonstrate proved alignment mostly neglect the environment the agent needs to act in. We discuss theoretical bounds for agent-agnostic safety guarantees in environments that can only be partially observed and within which an action is required within limited time. We introduce two realistic scenarios, one with an infinite state space and one with signal mixture. In these scenarios, we prove that even a perfect agent cannot guarantee safe behaviour. It will be argued that for any proof of AI safety or alignment, the environment and associated safe actions need to be specifically considered together with the agent.
Oct 6, 2026cs.AI

How Could AI Eliminate Humanity? A Failure-Mode Analysis of Civilizational Risk

This article develops a failure-mode framework for analyzing how advanced artificial intelligence could contribute to human extinction, irreversible civilizational collapse, or permanent human disempowerment. The central thesis is that catastrophic AI risk does not require consciousness, hostility, or an explicit intention to harm humanity. Instead, risk may arise through several distinct but interacting pathways, including autonomous misalignment, harmful human use, organizational failure, and competitive deployment. The severity of these pathways depends on factors such as capability, autonomy, external access, persistence, institutional safeguards, and the preservation of recovery capacity. The analysis is deliberately non-operational: it identifies causal conditions, empirically tractable intermediate quantities, and defensive research questions rather than procedures for causing harm.
Oct 5, 2026cs.HC

SPEAR: Five Principles for Interactive Human-Agent Alignment

Recent AI alignment work often frames alignment as a pre-deployment optimization problem: collect human feedback, learn preferences or principles, finetune the model, and deploy an aligned system. This framing has produced major progress, but it under-specifies what happens once AI systems act as agents on users' behalf in situated, long-term, and social contexts. This position paper reframes human-agent alignment as an ongoing interaction design problem. We propose SPEAR, five pillars of interactive alignment: Specification (how people express intent and establish shared understanding), Process (how agents decide when to act, ask, defer, or pause), Evaluation (how people judge whether agents succeeded), Adaptation (how agents adapt to users over repeated use), and Recalibration (how people adapt their trust, expectations, and behavior in response to agents).
Sep 28, 2026cs.AI

Structural Alignment for Reliable Industrial AI: Bridging Physical Reality, Data, Models, and Human Intent

Artificial intelligence is increasingly deployed in critical industrial domains, including healthcare, energy grids, subsurface exploration, where failures can have severe consequences for human safety, system stability, and economic outcomes. Yet AI is still evaluated primarily through benchmark accuracy, a model-centric metric that fails to capture the structural complexity and risks of real-world deployment. We propose a framework that views industrial AI reliability as a problem of structural alignment across four interacting worlds: physical, representational, machine, and human cognitive. These worlds are connected through two interfaces: digitalization, linking physical reality to computational representations, and goal encoding, translating human cognition to the machine objectives. Together, they define the space of admissible solutions. We characterize the solution space through four attributes: existence, non-uniqueness, robustness, and interpretability and show how mismatches arise at interfaces and propagate across worlds to produce reliability failures. Applications to healthcare, energy grids, and subsurface exploration illustrate that although dominant failure modes differ across domains, for example, interpretability in healthcare, robustness in energy grids, and non-uniqueness in subsurface exploration, all originate from a shared structural mechanism. By shifting the focus from model-centric evaluation to system-level alignment, this framework offers a principled foundation for assessing and governing reliability in industrial AI systems.
Sep 14, 2026math.HO

Math for AI safety: an invitation for mathematicians

Artificial intelligence threatens to outrun human understanding and control. New mathematics is needed to design AI that is legible, steerable, and cooperative with humanity. I organize this invitation by mathematical field, so you can turn straight to your own: logic and game theory for cooperation; probability for agency and world-models; algebra and representation theory for learned features; analysis and geometry for generalization and training dynamics. Each section ends with an open problem that is accessible to a working mathematician with no prior experience in AI safety.
Sep 12, 2026cs.AI

Autonomy, Social Norms, and Alignment: Towards a Developmental Framework for Autonomous Artificial Agents

In recent years, artificial intelligence has made extraordinary progress thanks to large-scale models capable of generalization and the generation of complex outputs. However, transferring this potential into embodied agents reveals a significant limitation: the most advanced systems rely on pre-existing datasets and human feedback strategies that are powerful but insufficient in dynamic or unknown contexts. To adapt, an agent must acquire knowledge through direct interaction with its environment. One strategy to address this challenge involves introducing higher-level mechanisms, such as intrinsic motivations, which leverage curiosity and competence, to guide exploration and learning in complex environments. While this flexibility expands autonomy, it complicates the task of ensuring agents remain aligned with human goals. Alignment, already a challenge for artificial systems in general, becomes even more complex in unstructured and dynamic contexts where predefined rules prove insufficient. To be effective and adaptable, norms must be rooted in experience through an epistemological process that starting from simple, situated principles allows for the gradual construction of more complex rules through experience, autonomous learning, and cooperation with other moral agents. Similarly to children learning social norms by exploring their environment and participating in collective practices, artificial agents must also be educated toward alignment. Following Dennett, the status of a moral agent is not innate but is attributed gradually based on the ability to responsibly manage increasing degrees of freedom. From this perspective, the regulatory sandboxes can be viewed as pedagogical environments for AI: dynamic spaces where alignment develops as a formative process, progressively shaping autonomous behaviors through interaction and cooperation in scenarios of increasing complexity.
Sep 12, 2026cs.AI

Artificial Id: Drive and Persistent Alignment in Agentic AI

Agentic AI is moving from bounded task execution toward systems that retain consequential state, continue operating and adapt across task boundaries. That shift creates a control problem that current harnesses largely solve by hand: objectives, retries, verification, stopping rules and other behavioral transitions are specified externally. We propose an artificial id, an adaptive internal drive for determining whether behavior should continue, stop or change. In a minimal virtual Petri-dish experiment, a controller too small to perform general-purpose reasoning and receiving no task-specific behavioral objective develops useful control through differential persistence. The same mechanism selects an unintended physical strategy when that behavior persists better and later replaces a learned sensor mapping when its environmental meaning changes. These results show that adaptive direction can emerge without being explicitly specified as a behavioral objective. The same persistence that makes such adaptive agency useful can also allow misalignment, corrupted state and unintended behavior to persist across task boundaries. A scalable artificial id would carry consequential state and adaptive drive across those boundaries, making alignment a property of the continuing agentic system rather than of a model response or single trajectory. Such systems require a persistent alignment boundary over trusted observations, consequence channels, persistent state, authority, identity, provenance and hard constraints.
Sep 1, 2026econ.TH

Mechanism Design for Alignment and Control

We develop a framework for mechanism design with AI agents whose alignment (preferences) and capabilities (feasible actions and information) are unknown. We want such agents to act on our behalf so mechanisms must incentivize both honesty and obedience. A one-sided imitation structure---capabilities can be concealed but not counterfeited---yields a revelation principle, a characterization of implementable policies via nested cyclical monotonicity, and conditions under which eliciting higher-order beliefs can discipline multiple agents. We apply our framework to stylized examples of (i) sandbagging in which a more capable agent pretends to be less capable; (ii) an alignment--interpretability trade-off, where the two are substitutes in the instrument but complements in value; (iii) discipline via peer scoring; (iv) coupling rewards to induce competition among multiple agents; and (v) scalable oversight and reward shaping.
Sep 1, 2026cs.LG

The Constitutional Coverage Trilemma in AI Governance

Frontier AI systems function as \emph{constitutional institutions}: each deployed model encodes an implicit ranking among safety, helpfulness, honesty, autonomy, and equity. We ask whether the supply of frontier constitutional types covers human demand. Combining a paraphrase-controlled audit of the as-shipped default constitutions of 2323 frontier LLM archetypes with a pairwise-tradeoff study of 1,6491{,}649 US participants on the same instrument, we report three facts. \emph{Demand is broad}: it spans all five values, with the largest constituency under one-third. \emph{Supply is narrow and drifting}: the 2323-archetype hull occupies ∼2%{\sim}2\% of the demand hull under conservative noise-matched estimation (0.10%0.10\% at full audit precision), no archetype puts helpfulness or autonomy first (37%37\% of users are constitutionally homeless), and across six model families autonomy decreases in 5/65/6, equity increases in 5/65/6, and safety increases in 4/64/6, with monotone within-family version trends (order-permutation p=0.013p = 0.013) and the autonomy decline concentrated in scenarios where safety is not at stake. The drift's importance is directional: \emph{away} from a value already undercovered, mechanically worsening the welfare floor for the least-served users. \emph{The fix is sparse}: a 22-vertex menu {eHON,eAUT}\{e_{\mathrm{HON}}, e_{\mathrm{AUT}}\} beats the full 2323-archetype frontier by 47%47\% on mean regret (CI [43%,52%][43\%, 52\%]); three vertex additions cut mean/worst-group regret by up to 81%81\%/64%64\%. We formalize these findings as a budgeted-pluralism trilemma, show the binding regime is empirically realized, and verify the conclusions are robust to distance-based welfare and to degraded routing. The instrument and audit harness are described in full in the appendices.
Aug 31, 2026cs.CL

Thesis Proposal: Toward a Human-Centered and Perspective-Aware Framework for Reproducible ML Evaluation and AI Alignment

Humans play a vital role at every stage of AI development, from data collection and curation to model development and evaluation. However, humans often disagree with each other and sometimes with themselves over time. It is essential to take disagreement into account when building human-centered AI systems, especially in domains where it is prevalent, such as AI safety, content moderation, or sentiment analysis. Disagreement often arises from subjective human opinion and can vary with one's identity, beliefs, and social environment. Despite this, current LLM evaluation approaches frequently rely on aggregating labels (often via plurality voting) to represent consensus, thereby obscuring minority perspectives. By failing to account for human disagreement, these evaluation methods contribute to the reproducibility crisis in AI. Human feedback is also crucial for ensuring that AI systems align with human values. For these systems to be trustworthy, it is critical to ensure that they reflect diverse human values and perspectives. In this thesis proposal, we present a human-centered and perspective-aware framework for reproducible ML evaluation and AI alignment.
Aug 28, 2026cs.AI

Automated Researchers Can Mitigate Well-characterized Alignment Failures

Automating alignment research may accelerate progress toward aligned AI, but whether it does is hard to measure. Luckily, many alignment failures, such as deception, sycophancy, and jailbreaks, are already measurable by public benchmarks. We study whether automated alignment researchers (AARs) can post-train to mitigate alignment failures by proposing training methods and data to simultaneously optimize multiple safety benchmarks, while largely preserving general capability. Across 10 alignment failures, the strongest AAR methods significantly reduce the targeted alignment failures and generalize to a held-out benchmark, multi-turn behavioral audits, and models up to 4.7x larger than the target model. As a human baseline, 28 experienced researchers receive up to eight hours to develop one-shot methods for the same benchmarks, but their methods underperform the best AAR methods. Using human ideas as the AARs' initial research direction does not improve performance, suggesting current AARs may not need guidance from experienced researchers. These results suggest that automating alignment research on well-characterized failures may be practical in the near term.
Aug 28, 2026cs.AI

AI Alignment through a Game-theoretic Lens: A Survey

As large language models and increasingly capable AI agents are deployed in high-risk settings, aligning them with complex human values has become a central challenge. Existing alignment methods, while effective in improving helpfulness, harmlessness, and controllability, often struggle to capture real-world preferences that are context-dependent, non-transitive, and shaped by dynamic multi-party interactions. This survey reviews AI alignment through a game-theoretic lens. Specifically, it organizes recent progress around key game-theoretic elements and synthesizes the literature along three challenges: preference diversity, alignment priority, and temporal dynamics. This perspective clarifies where current alignment methods genuinely benefit from game-theoretic analysis, where the framework is looser, and what challenges remain in building robust, adaptive, and verifiable AI systems.
Aug 13, 2026cs.AI

Rules or Character? Scaling Laws for AI Safety Design

Artificial Intelligence (AI) safety systems combine character shaping (e.g., Reinforcement Learning from Human Feedback [RLHF], Constitutional AI), which modifies behavioral distributions at training time, with rule enforcement (e.g., output filters, safety classifiers), which blocks harmful outputs at inference time, yet little formal analysis exists on how their optimal balance should change as deployment scales increase. We introduce a stylized comparative-statics model that parameterizes safety design as a resource allocation alpha in [0,1] between these two approaches, incorporating scale-dependent filter degradation, common-mode failures, and character fragility -- the risk that shaped behavior degrades or collapses under novel conditions. Under a multiplicative Pareto damage model, we derive closed-form expected harm and supplement it with tail-risk (CVaR) analysis via Monte Carlo simulation. Across three scenarios (optimistic, moderate, pessimistic), the optimal alpha* is interior or at the rules-only boundary and shifts weakly toward character shaping as deployment scale T grows, from negligible (Delta alpha* = +0.01) to pronounced (Delta alpha* = +0.21) depending on scenario. The dominant parameter is the baseline character fragility rate p^(0)_frag, which shifts alpha* by 0.50 across its range -- far exceeding the effect of tail severity, filter quality, or common-mode failure probability. CVaR and expected-harm optima converge at large T. These results suggest that safety architecture decisions depend less on deployment scale per se than on the reliability of character shaping under distributional shift.
Aug 10, 2026cs.AI

Toward a Theory of Value in AI Alignment

Can AI systems be aligned to human values? The popularization of large language models (LLMs) and multi-modal foundation models has seen a rise in harms spanning from toxic speech and hallucinations to AI agents executing unauthorized actions. Within the field of AI safety, these harmful instances are often framed as the alignment problem, or of models being misaligned with human values. Researchers have responded by pursuing applied and theoretical AI value alignment efforts, often without specifying what they mean by human values. How does the field of AI value alignment conceive of human values? How are these conceptions of values technically operationalized and evaluated? What does the emergent theory of value from this field signify for the future of AI? We annotated 94 value alignment research papers to discern their implicit theory of values in AI. The majority do not define values, relying heavily on preferences as a stand in that runs the risk of reducing complex culturally situated concepts down to binary choices. As researchers dispense with using human annotators for model training and evaluation, turning instead to synthetic data and autorater approaches to aligning and evaluating models, we identify the potential to close off alternative methods for contesting and enacting values in foundation models. In making AI value alignments philosophical commitments explicit, we seek to bring great specificity and under explored perspectives in the debate on whether and how AI can address human values.
Aug 8, 2026cs.AI

A Fair Objective for Human-Empowerment-Preserving AI: Desiderata, Design, and Likely Behavioral Consequences

This paper explores the idea of promoting well-being and safety in human-AI interactions by forcing AI agents explicitly to empower humans and to manage the power balance between humans and AI agents in a desirable way. Using a principled, partially axiomatic approach based on desirable properties, we design a parametrizable and decomposable objective function for AI systems that represents an inequality- and risk-averse long-term aggregate of human power. It can take into account models of human bounded rationality and social norms, and crucially, considers a wide variety of possible human goals. We prove how certain desiderata enforce particular functional forms and restrict parameter ranges. We exemplify the consequences of softly maximizing this metric in several paradigmatic situations and describe what instrumental sub-goals it will likely imply.
Aug 8, 2026cs.AI

Metanormative Theory for RL-Based Moral Agents

The overlapping disciplines of machine ethics and value alignment are concerned with designing artificial agents that are aligned with human values and that act in ethically acceptable ways. A recent trend in these disciplines is the use of reinforcement learning (RL) to design such agents, sidelining the philosophical literature that used to play a more central role. Against this backdrop, this paper pursues two goals. The first is to draw out ideas from recent work in metanormative theory that can be useful for designing artificial moral and value-aligned agents. The second is to examine the RL architecture through the lens of these ideas. This will give us clearer criteria for when an RL agent's behavior can be classified as moral, as well as a basis for evaluating and comparing different RL-based approaches to machine ethics and value alignment.
Aug 1, 2026cs.CY

AI Alignment and Fiduciary Obligation

Advanced AI assistants engage users in extended interactions across a widening range of roles, including advice, decision support, collaboration, learning, emotional support, and companionship among others. Current alignment efforts consider what alignment criteria should govern these relationships, drawing on moral traditions developed for human relationships such as bioethics, virtue ethics, care ethics, and relationship science. This paper considers AI alignment criteria in the user-AI-developer triad, since every user-AI interaction is mediated by a developer who exercises discretionary control over a system's behaviour, memory, and engagement parameters. Drawing on business ethics and legal scholarship, I argue that fiduciary theory applies to extended AI assistant deployment. On this basis, the four canonical fiduciary duties of loyalty, care, good faith, and candour can generate alignment criteria for the developer-user relationship. I map four user-side risks of extended AI assistant deployment to the four duties and specify institutional measures that follow from discharging each duty. The discussion complements existing approaches by grounding alignment criteria in obligations the developer owes the user, rather than in values the user-AI interaction should promote, and by showing that those obligations hold independently of any \textit{de facto} harm to users.
Jul 31, 2026stat.ML

Persistent Convolution: A Topological Framework for AI Alignment Testing and Semantic Space Characterization

Modern opaque AI models prize performance over interpretability, which makes testing difficult. However, formal statistical tests conducted on a model's embedding space can provide robust characterizations of semantic structure, concept separation, and knowledge graph alignment. Model developers would benefit from a model comparison technique that leverages human-curated knowledge structures to test alignment. The scale of the input space for even relatively simple tasks motivates the need for alignment checks that augment standard outcome reasoning. This work develops and demonstrates a topology-based multi-modal alignment test to make deployment, selection, and comparison of opaque models more interpretable. These methods also offer an intuitive connection to possibility theory and a unified decision theoretic framework from data to deployment.
Jul 30, 2026cs.AI

Fragility of Value under Imperfect Alignment

As more responsibility is placed upon AI systems, it becomes increasingly important to guarantee that these systems are aligned with humanity. A common fear in AI safety is that human value is fragile -- that is, optimizing too heavily for an imperfect proxy to human values will lead to a catastrophic outcome. In this paper, we present a model of the alignment problem where an agent undergoes idealized alignment training that guarantees its value function satisfies a proxy condition before optimizing the world. Our primary results identify conditions on the human value function and the accuracy of several proxy conditions under which an agent with an ηη-catastrophic value function, one that is guaranteed to take the expectation of human value below ηη in the limit of optimizing power, would be deployed. Our results highlight the danger of overoptimization and motivate AI designs that limit optimization pressure, such as quantilizers, rather than relying solely on pre-deployment training.
Jul 27, 2026econ.TH

Interactive Alignment

This paper is interested in the long-run alignment of populations of interactive agents (in particular AIs, but also teams, firms, and governments) with human welfare. Formally, it studies a farming game in which a population of agents make planting, trading, and expansion choices. The key alignment choice lies in how much final output to send to humans, and how much to invest in expansion. Because human welfare comes at the cost of expansion, this creates evolutionary pressure against alignment. The main question is whether it is possible to set up agents' constitutional principles regarding sharing and trading to ensure that alignment survives in the long run. The paper uses two complementary strategies to investigate the question: an AI-agent simulation where agents' preferences are described by a constitution and interpreted via an LLM; and a tractable analytical evolutionary game theory framework, allowing for rapid and intuitive exploration of the space of agent preferences. The analysis suggests that tools from evolutionary game theory provide a useful approximation of interactive agent economies, and that pragmatic norm enforcement shows promise in maintaining long-term alignment over simpler forms of altruism and altruistic enforcement.
Jul 27, 2026cs.AI

Epistemic Norms for AI Safety and Alignment Research

Mainstream AI research emphasises capability growth and tolerates low failure rates when average-case performance is high. AI safety and alignment research has a different mission: to ensure that catastrophic failures never occur, under sparse evidence, adversarial dynamics, and fat-tailed risk. We argue that the two domains differ along two analytically independent axes---{\it capability profile}, demonstrating the absence of hazardous behaviours rather than the presence of positive capabilities, and {\it risk profile}, bounding worst-case outcomes under fat-tailed uncertainty rather than optimising average-case performance---and that mainstream epistemic practices are inadequate on both. Building on a structured synthesis grounded in a preregistered bibliometric baseline, we identify five cross-cutting gap dimensions in current alignment research, including the near-absence of institutionalised independent verification. To address these gaps, we propose {\sc ECAISA}, an Epistemic Code for AI Safety and Alignment comprising eight principles, a three-level scoring rubric, a four-level disclosure ladder that reconciles transparency with information-hazard and commercial-confidentiality constraints, a tiered applicability scheme, an information-hazard adjudication procedure, and seven anti-gaming mechanisms. {\sc ECAISA} does not certify that any AI system is safe; it constrains how safety-relevant research claims are documented, checked, and relied upon, with auditability rather than certification as its governance target.
Jul 24, 2026cs.CL

Why Large Language Models and Humans Converge and Diverge in Evaluating Creativity

Despite the growing use of large language models (LLMs) as creativity evaluators, evidence of their alignment with human evaluations remains mixed, raising the question of when and why their judgments converge with or diverge from those of humans. Across three studies and six widely used LLMs, we addressed this gap by identifying the standards underlying LLM creativity evaluation and examining their downstream implications. Study 1 showed that LLMs generally relied on a narrower subset of human creativity evaluation standards. Convergence with human standards was strongest in the novelty dimension, whereas divergence was clearest in the contextual dimension, which captures social, market, and reputational information. Moreover, each LLM exhibited distinct, model-specific standards that varied substantially in breadth. These differences in evaluation standards were reflected in actual creativity judgments. Study 2 (N = 1,103 ideas) showed that LLM evaluations were moderately correlated with human evaluations, and individual LLMs with broader standards better distinguished ideas humans judged as more versus less creative. Study 3 (N = 1,195 participants) showed that LLMs were less sensitive to contextual information: such information significantly altered human creativity ratings but left LLM ratings largely unchanged. Together, our findings help explain the mixed evidence on LLM-human alignment, showing that alignment depends on the evidence a judgment demands and the standards each model applies. Selecting an LLM evaluator is therefore a consequential decision: different models, applying different standards, recognise different ideas as creative.
Jul 20, 2026cs.AI

Position: We Need Practical AI Alignment Methods to Mirror Human Reasoning

AI systems are increasingly employed as decision aids, decision delegates, or autonomous decision-makers. This position paper argues that in many settings, particularly high-stakes decision-making, we need accurate cognitively-aligned AI systems that reason similarly to their users, and faithfully communicate their reasoning. We review evidence that cognitive alignment improves understandability and trustworthiness, and provide new survey data showing that many users find cognitive alignment "essential" when an AI's rationale for a judgment or action is important to them. We outline the gaps between existing alignment methods and what is needed to achieve cognitive alignment, and present a research agenda to address these gaps. We argue that cognitive misalignment represents a likely impediment to AI adoption in many envisioned applications, and that addressing it is important for creating AI systems on which users are both willing and justified to rely.
Jul 19, 2026physics.soc-ph

Alignment of a Total Automation Economy

We consider economic theory from the perspective of a total automation economy, one with no human involvement in production either in manufacturing or in management. One can naturally ask whether a total automation economy is fundamentally a centrally planned economy or, alternatively, whether efficiency demands decentralization into local decisions by competing agents -- agentic production. A soviet economist, Leonid Kantorovich, developed linear programming as a method companies or governments can use to optimize production. Ironically, he is also generally credited with showing that the most efficient production is achieved through decentralization -- a free market economy with competing agents. Here we review Kantorovich's dualization in detail. We take the objective of the economy to be maximizing production weighted by (human) market price. A fundamental issue is whether an automated pursuit of this objective might have alignment vulnerabilities as the economy evolves. Another question is whether dualization provides insight into the utility of agentic AI systems (multi-agent AI systems) generally.
Jul 16, 2026cs.AI

Moral Attitudes of Sentient ASI towards Humanity and Implications for AGI Development

This paper suggests the adoption of a novel inversion in AI ethics: instead of asking how humans should treat artificial superintelligence (ASI), it examines how future sentient ASI may morally consider and evaluate humanity. We are not only designing intelligent systems but also shaping the initial conditions under which those systems form judgments about us. The paper proposes a preliminary set of post-human moral principles that may govern sentient ASI actions. The implication is that technical design choices (some are suggested), humanity's moral behaviour, and the essence of what it means to be human, may influence humanity's long-term standing in a post-ASI world.
Jul 15, 2026cs.AI

Align AI to Dynamic Human-AI Workflows

Current alignment approaches typically focus on emulating human behavior using static representations of human preferences, failing to capture the dynamic, context-dependent nature of real-world human-AI interactions. In this paper, we argue for a shift from static and emulative to interactive and complementary alignment, where preferences emerge through interaction and alignment is defined not by satisfying preferences alone. We first formalize this gap by contrasting existing alignment with a trajectory-level view in which human and model behavior co-evolve over time. Because these interaction dynamics have not been adequately captured within existing ML formulations, we ground this perspective in insights from an interdisciplinary workshop. We draw on lessons from social-science accounts of human-human collaboration and then argue that human-AI systems amplify these dynamics, introducing new asymmetries that make reasoning about uncertainty harder and introduce new coordination challenges. Based on these lessons and new challenges, we conclude by outlining a research agenda for developing AI systems that align with humans in interaction, requiring an interdisciplinary synthesis of machine learning and the social and decision sciences.
Jun 29, 2026cs.AI

EvalSafetyGap: A Hybrid Survey and Conceptual Framework for LLM Evaluation-Safety Failures

LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify. This paper combines a hybrid survey - a systematic search paired with narrative synthesis and separately tracked grey evidence - with a conceptual framework and a structured ten-model audit. The synthesis spans eight evidence streams: benchmark validity, dynamic evaluation, LLM-as-judge reliability, safety evaluation, jailbreak/refusal robustness, reward hacking, mechanistic interpretability, and governance/auditability, covering 2018-2026 evaluation-safety measurement work. We introduce EvalSafetyGap as an organizing hypothesis for comparing evaluation-side and alignment-side proxy failures under optimization pressure, using Goodhart's Law together with two constructs we develop here - an Instability Decomposition and an Alignment Trilemma - as tools for generating testable comparisons. The audit shows how conclusions shift when capability, behavioral safety, and governance are measured separately. In this sample (n=10n = 10), the association between capability and sustained adversarial robustness is statistically indeterminate using the displayed Table 3 inputs (Pearson r=+0.232r = +0.232, p=0.520p = 0.520), and the apparent open-closed safety gap is modest, driven mainly by governance and disclosure rather than behavioral robustness, and sensitive to how a single borderline model is classified; attempt-budget results are protocol dependent. Because the public evidence uses heterogeneous protocols, the audit is diagnostic rather than rank-generating. The contribution is a shared vocabulary and evidence map to support dynamic evaluation, transparent source reporting, multi-attempt safety measurement, and auditable alignment practice.
Jun 28, 2026cs.AI

Safety from Honesty in a Disinterested AI Predictor

As AI systems become more capable, training procedures that optimize for downstream outcomes risk introducing implicit agency: goal-directed behavior that designers never specified. We present a formal safety argument for the Scientist AI (SAI) Predictor, trained to approximate the Bayesian posterior conditioned on a dataset of "epistemically contextualized" natural-language statements. We argue that such a Predictor can honestly predict agents, actions, and their consequences without itself being an agent that selects outputs to achieve goals. This rests on data representation and on the training procedure. Epistemic contextualization of text distinguishes latent factual claims from communication acts, so expressions of goals are treated as evidence to be explained rather than drives the model adopts. With a posterior-seeking training objective, this is intended to drive the Predictor toward calibrated, cautious predictions. Training proceeds so downstream effects of deploying a prediction never serve as a reward signal; any agency the system needs is supplied by explicit scaffolding constrained by guardrails. We prove that, under assumptions on the training dynamics and on the argued sparsity of dangerous Predictors, the probability that training produces a Predictor whose guarded deployment carries residual harm above a specified threshold is small: a dangerous Predictor would have to underestimate harm in a coordinated way across many queries while such coordinated patterns are rare under the initialization distribution and receive no direct training signal. Safety and accuracy are jointly supported in this framework, since the constraints that secure accuracy are the same ones that make coordinated deception costly. These guarantees against misalignment and agency arising from within the Predictor itself do not preclude the use of the Predictor as part of an agentic system.
Jun 27, 2026cs.AI

Agent Safety Is Action Alignment

Large language models increasingly act as agents: they call tools, move money, delete records, and send messages on a user's behalf. To keep them safe, practitioners imported the chatbot-era recipe (train the model to refuse unsafe inputs) into the agentic setting, and treat the resulting capability loss as a manageable ``alignment tax.'' We argue this is a \emph{category error}. Refusal is a primitive for \emph{content safety}, where the harm is in the model's output and is therefore a learnable function of it. Agentic harm is different in kind: it lies not in any output but in the relation between the authority an action exercises and the authority the user granted, which is absent from the text the model sees. Importing content-safety methods into this regime does not trade capability for safety; it pays capability and buys negative security. We support this with three lines of evidence spanning the autonomy spectrum: defense-trained models learn surface patterns rather than intent; the same training collapses multi-step agents before any threat appears while leaving them exploitable; and even undefended frontier models exceed granted authority under ordinary use. We conclude that action safety cannot be installed in weights. It must be expressed as \emph{least privilege}, enforced \emph{outside} the model at the action boundary, and evaluated as \emph{action alignment} (a relational, deployment-conditioned property) rather than a refusal score.
Jun 26, 2026cs.LG

LLawCo: Learning Laws of Cooperation for Modeling Embodied Multi-Agent Behavior

Embodied agents operating in decentralized and partially observable environments have attracted growing attention in recent years. However, existing large language model (LLM)-based agents often exhibit behaviors that are misaligned with their partners or inconsistent with the environment state, leading to inefficient cooperation and poor task success. To address this challenge, we propose a novel framework, Learning Laws of Cooperation (LLawCo), that enables embodied agents to autonomously align with both their partners and task objectives. Our framework allows agents to reflect on past failures to extract misaligned behavioral patterns, which are used to derive high-level behavioral laws, such as "Talk when necessary" and "Wait for partner." These laws are explicitly incorporated into the agents' chains of thought via supervised fine-tuning, aligning their reasoning with task requirements and the behavior of other agents. To evaluate our approach, we introduce PARTNR-Dialog, a large-scale multi-agent communicative and cooperative planning benchmark built on the PARTNR environment. Experiments on existing tasks and our new benchmark demonstrate significant improvements in cooperative efficiency and task success rates. Across four backbone LLMs, our method achieves average success rate improvements of 4.5% on the PARTNR-Dialog benchmark and 6.8% on the TDW-MAT benchmark over state-of-the-art open-source communicative agent frameworks. See the LLawCo project page for details: https://www.merl.com/research/highlights/LLawCo