Certification

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6 papers in the last 28 days · 0.2% of indexed attention

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Period ending 2026-09-14

3 new papers

A weekly snapshot of new work published in Certification.

Period ending 2026-09-07

3 new papers

A weekly snapshot of new work published in Certification.

45 papers

Latest in Certification

Sep 11, 2026cs.LG

Certifying Lower Bounds for Risk-Sensitive Reinforcement Learning under Adversarial State Perturbations

Reinforcement learning (RL) agents deployed in real-world environments are often vulnerable to adversarial perturbations in state observations, creating risks in safety-critical applications. Certification methods can improve robustness against adversarial perturbations by providing lower bounds on expected cumulative rewards. Existing certification methods, however, mainly focus on risk-neutral objectives. In this paper, we extend certification methods to risk-sensitive objectives by establishing lower bounds on the exponential utility of cumulative rewards under lpl_{p}-norm-bounded state adversarial perturbations (1p<1\leq p <\infty). By introducing a ϕ\phi-divergence relaxation of the perturbation set, we formulate the risk-sensitive certification problem as a convex optimization and derive its dual to obtain a tractable approximation of the certified lower bound. We further propose an empirical method that improves certified lower bounds by selecting the training risk-aversion parameter β\beta independently of the risk level used during evaluation. Experiments on both OpenAI Gym environments and a machine replacement problem show that, compared to risk-neutral training, risk-averse training generally yields policies with higher certified lower bounds, particularly under larger perturbation budgets. Moreover, under both risk-neutral and risk-averse evaluation settings, increasing risk aversion during training leads to non-monotonic certification performance, where certified lower bounds initially improve but eventually decrease due to overly conservative policies.
Tong Li, Saunak Kumar Panda, Yisha Xiang
Sep 10, 2026stat.ML

A distribution-free certification framework for trustworthy crash-severity prediction

Crash-severity models inform screening, dispatch and site prioritization, yet are deployed without a finite-sample statement of what one prediction means. Off-the-shelf guarantees fail here, because the features that make crash severity distinctive defeat them: the KABCO outcome is ordinal, the recorded label is a field assessment agreeing with medical severity about half the time, erring in a structured way, and deployment crosses jurisdictions and years calibration never saw. We develop a certification layer that wraps any severity model unmodified, with distribution-free guarantees using this structure: contiguous ordinal sets that read as "B or worse"; per-class validity for any pre-declared partition, with an oracle efficiency characterization; transfer of coverage to unobserved true severity through a declared reporting band, with a worst-case sharpness result; a one-sided certificate under deployment shift; and severity-weighted risk control. The guarantees compose with an attributable slack budget. The same analysis bounds what certification can achieve. A certified set's informativeness is governed by a functional of the true law that no base model can evade and that cannot be lower-bounded distribution-free; given a declared misreporting channel identified from record-linkage data, a nonvacuous lower bound on that floor becomes computable. On 5.2 million Texas records across seven base models spanning four decades, the layer attaches identical validity and certifies, on the vulnerable road users, a model-independent floor on set width that no base model beats, separating it from a remainder that stays bounded but distribution-free unidentifiable. The framework is released as an open-source package with theorem-level tests.
Amir Rafe, Subasish Das
Sep 10, 2026stat.ML

Risk-Averse Decision Making with Multi-Level Reliability Guarantees

Many applications in engineering, including wireless broadcasting, require designs that provide performance certificates at different target outage levels. This paper studies the problem of maximizing the weighted average of such certificates in the presence of uncertainty about the true system state. The problem is shown to be equivalent to an optimization over nested prediction sets, connecting to the literature on conformal prediction and extending prior art on single-level risk-averse decision making. Furthermore, we derive a dual formulation that decouples optimization across input values. Numerical experiments on a diversity-based wireless transmission system illustrate the cost of enforcing multi-level certificates with a single shared policy and trace the Pareto trade-off between multiple reliability levels.
Amirmohammad Farzaneh, Osvaldo Simeone
Sep 3, 2026cs.CV

SafeRestore: Detector-Relative Risk Certificates for Selective Industrial Image Restoration

Industrial inspection pipelines often restore a measured image before a detector acts on it, yet restoration can suppress detector-supported defect structure or create clean-region activations. We formulate restoration as a selective action problem over the measured display, five restored candidates, and review. SafeRestore ranks candidates with action-specific fitted scores, chooses a gate on threshold-tuning data, and evaluates the fixed gate on a disjoint certification sample with two one-sided exact binomial bounds: one for the positive-conditional evidence-loss incident rate and one for the all-accepted excess-activation incident rate. The guarantee is marginal for one policy fixed before its certification outcomes are observed, under an image-level i.i.d. working model. In a retrospective split-sample study of 4,591 public Carinthia-S images, the protocol yields auditable risk-coverage behavior. The primary all-action policy passes in one of five training repetitions (12.0% +/- 26.9% pass-gated test coverage when failures count as zero), whereas fixed bicubic and reduced-complexity variants pass more often. On reserved morphologies, evidence-loss incidence rises to 81.1-90.3%, and KolektorSDD lacks both detector competence and enough positive certification images for the stated target. The contribution is therefore an auditable, detector-relative framework for deciding when a transformed image may be returned automatically and when review remains necessary -- not a claim that adaptive routing outperforms simpler policies on the present evidence.
Shaoliang Yang, Jun Wang
Sep 2, 2026cs.RO

Following a Unique Path: A Fast Certifier Applied to Outlier-Robust Pose Registration

Certifiable methods have arisen as a means to guarantee global optimality of solutions to non-convex problems using convex semidefinite programming (SDP) relaxations. The most performant of these methods use a local solver to obtain the candidate solution, and then certify its optimality using efficient linear algebra techniques. However, for many problems of interest in robotics, this local-solve-then-certify approach is impeded by a form of degeneracy in the relaxation, leaving a costly optimization of the relaxation as the only recourse. In this paper, we introduce our Central-Path Certifier (CP-Cert), a certifiable method explicitly tailored to certify candidate optima to problems that exhibit this form of degeneracy. Using a candidate as a starting point, our approach seeks a nearby region of the feasible space -- known as the central path -- where a valid certificate can be readily obtained. The approach is kept efficient by exploiting indirect linear algebra techniques, problem sparsity, and parallelism. We apply CP-Cert to both matrix-weighted pose registration and pointcloud data association, whose novel SDP relaxation is of independent interest. On simulated examples, we explore the properties of this novel relaxation and show that CP-Cert is fast and scalable, achieving runtimes that are up to three orders of magnitude faster than state-of-the-art direct solvers. Finally, we combine these contributions into a certifiable, outlier-robust pose-estimation pipeline, which we apply to real-world data.
Connor Holmes, Abhishek Goudar, Timothy D. Barfoot
Sep 1, 2026cs.AI

SOVER: Formal Certification of Optimization Reformulations via LLM-Assisted SMT Verification

Large Language Models (LLMs) have shown remarkable promise in translating and reformulating complex mathematical optimization problems across modeling languages. However, validating such transformations through empirical solver executions alone is unreliable, as solver outcomes may be affected by local minima, structural timeouts, numerical artifacts, and subtle semantic divergence between formulations. We introduce SOVER, an LLM-assisted SMT framework that separates semantic mapping from formal certification: Z3 checks domain cross-feasibility and global objective-order preservation for mixed-integer linear formulations, while dReal provides tolerance-aware feasibility/range and εε-argmin checks for continuous nonlinear formulations. We also introduce NLEquiv-150, a public benchmark of 100 equivalent and 50 deliberately hard non-equivalent nonlinear reformulation pairs. With LLM-extracted mappings, SOVER classifies 149/150 pairs (99.33%) correctly, including all 50 hard negatives; the sole error is an incomplete mapping extraction.
Swapnil Bhattacharyya, Mayank Baranwal
Aug 12, 2026cs.CR

Non-Degenerate Risk Certification for Automated Security Decisions: A Decision-Contract Theory with ATT\&CK-Aligned Triage as a Worked Instance

An unconditional risk bound on automated decisions can be satisfied without automating anything, since a selector that never acts drives the bound to zero. We show this is structural: any risk certificate is defined over a decision contract, the inputs a system acts on plus the semantic relation under which an output counts correct, and weakening either hides base-classifier error. We develop a decision-contract theory: an error-conservation law showing error is only reassigned among harmful automation, human deferral, and semantic masking; a label-free singleton capacity certifying structural incapacity, with a risk-feasible refinement separating recoverable threshold misalignment from risk-constrained incapacity; and a non-degenerate actionability certificate excluding all-abstain solutions by construction. We instantiate this on ATT&CK-aligned alert triage for LLM-based intrusion detection, the setting that exposed the vacuity failure. Across 3 IDS datasets, 6 LLMs, and 4 error-rate thresholds, empirical false-attribution risk stays at or below target in 90.3% of configurations, with 83.4% mean correct automation. The capacity diagnostic explains every low-utility configuration; its refinement separates genuine misalignment from risk-constrained incapacity, confirmed by an exhibited alternative threshold; a training-stability re-run finds no confirmed structural-incapacity instance; and real fine-grained attack-subtype labels confirm the coarsening-transfer identity under a genuine many-to-one map, with small but non-zero masking mass.
Zhenpeng Li
Aug 12, 2026cs.LG

Certifying What Helps Customer-Return Timing: A Screen-and-Confirm Test for Conditioning Signals, and Why Decay Is Nearly Enough

Practitioners enrich customer-return models with ever more signals (lifetime value, category, recency/frequency, calendar, geography), and the temporal-point-process (TPP) literature follows suit with covariate- and external-covariate-conditioned intensities. But does any of it improve the timing, and how would you know? A null ("feature X doesn't help") is only meaningful if the model could have found a signal. We make two contributions--a method and a measurement--to answer this credibly. (i) A screen-and-confirm protocol that certifies whether a candidate signal improves a TPP's event-timing likelihood: a positive control plants a coupling of known strength and confirms the model recovers it, so a real-data null can be read as "no signal" rather than "weak method." The control is validated for categorical and continuous encodings, and on a real clock-driven dataset (NYC taxi hour-of-day). (ii) A model-free ceiling quantifying how little of customer-return timing is point-predictable at all (a single-digit percentage of gap variance from any covariate; returns are near-memoryless). With these we certify a clean result on three public benchmarks (Amazon, Taobao, RetailRocket) and a real marketplace (Thumbtack): the inter-event clock--continuous-time decay, long known to beat frozen-intensity models--is nearly sufficient, and the conditioning the field keeps adding is redundant or harmful on top of it (statistically null on the public benchmarks, at most 0.06 NLL; null to mildly harmful on the marketplace). We do not claim to discover that decay helps; our contribution is the tools that turn "conditioning doesn't help" into a checkable, certified statement--plus an honest-evaluation account of the read-out/leakage pitfalls we hit and retracted.
Sang Su Lee, Vineeth Loganathan, Shishir Dash +1
Aug 11, 2026cs.CL

Certify or Refuse: A Cross-Model Map for Selective Risk Control with Coverage Floors under Covariate Shift

Certified selective predictors attain whatever coverage they attain; operators impose an automation floor: answer at least a ββ-fraction of shifted target traffic with at most an αα-fraction of answers wrong. Under bounded-ratio covariate shift we prove the Floor Certification Map: once that floor must be certified alongside the selection-conditioned risk αα, certification acquires a feasibility frontier and a two-resource complexity map, additive up to constants: risk in labeled source, the floor in unlabeled target samples. The rates are local, needing a regular frontier margin, slack below the local-regime threshold, and lattice conditions: pre-registered with a lattice margin for the upper bounds, compatible per-slack for the lower. The displayed split is the operational route; oracle weights also allow a labeled-source floor estimate. Three model-tagged results: a lower bound (Model-B), a matching oracle-weight upper bound (Model-A), and an implementable upper bound (Model-B') valid under a pre-registered exact stratified-shift model with nuisance cost priced explicitly. The match is across these models rather than a single-model minimax theorem, and necessarily so: over the full bounded-ratio class no unknown-weight procedure matches at any sample size (Model-B is inconsistent, witnessed at α=β=1/2α=β=1/2). The nuisance's necessity is only partially settled. Complexity tracks a localized accepted-region functional, not global effective sample size (ESS), on both sides, though a fixed-ESS separation theorem is left open; both lower-bound axes vanish as β0β\to0, so the floor creates the map. Empirically, the registered bite family diverges with log-log slope 2.002-2.002 within its pre-registered band; a 1,024-cell audit records 0 violations where the formal certificates fire; and a single-corpus SQuAD-to-NewsQA feasibility audit returns honest refusal.
Jiamiao Liu, Dewen Qiao, Yu Zhang +1
Aug 8, 2026cs.CR

Private Anytime Selective-Risk Certification for Federated Retrieval-Augmented Generation: Guarantees and Empirical Limits

Selective-risk certificates promise that accepted outputs meet a declared error target. We develop Fed-SRC, a score-agnostic certificate for federated, differentially private, adaptively monitored retrieval-augmented generation. Clients release only Gaussian-perturbed score and loss histograms. Record-indexed and noise-variance-indexed martingales jointly bound target-risk contrast and accepted mass over all registered thresholds and rounds, permitting predictable recruitment, dropout, threshold selection, and optional stopping. A range-one total-variation term transfers the calibration mixture to a declared deployment mixture. The contribution is this private, federated, anytime combination, rather than the contrast statistic or acceptance floor individually. Empirically, no simultaneous-bound violation occurs in any evaluated cell, privacy level, or policy. Operational power depends on the score and population: the primary target r*=0.10 never certifies, and on RAGTruth the secondary target r*=0.20 never certifies either, whereas on HaluEval question answering it certifies in all 200 non-private trials, with held-out risk below the target. Naively privatized non-private certificates violate their bounds in 146 to 198 of 200 trials. As an exploratory comparison, we also evaluate a private betting-capital heuristic for which we do not establish e-process validity. This heuristic stops certifying at epsilon <= 4, where Fed-SRC still certifies. Certification nevertheless consumes roughly 30 times more stream events than unique calibration items.
Sanjeda Akter, Ibne Farabi Shihab, Anuj Sharma
Aug 6, 2026cs.GT

AV-AIVAT: 74x Cheaper Agent Evaluation with Certified Anytime-Valid Stopping in Imperfect-Information Games

Deciding which of two agents is stronger means playing games until skill outweighs luck, and every game costs money, model inference, or expert time. Since the number of games needed is unknown, fixed-budget evaluations either keep paying after the result is settled or stop before the agents can be told apart, while naive optional stopping with an ordinary confidence interval invalidates the stated level. We make such an evaluation stop as soon as its evidence suffices, with the guarantee intact. The Action-Informed Value Assessment Tool (AIVAT) reduces variance in imperfect-information games through conditional mean-zero corrections, by a median 54×54\times across 15 LLM agent configurations spanning 71,439 paired Heads-Up No-Limit Hold'em (HUNL) hands, but does not say when to stop. We combine AIVAT with continuously monitored Confidence Sequences (CSs) into anytime-valid AIVAT (AV-AIVAT), whose online value model learns only from past games so that no game scores its own correction. At the nominal 95% level and a target precision of ±1\pm1 Big Blind, raw outcomes need a median 74×74\times as many hands as AIVAT-corrected outcomes to stop under the Asymptotic CS (AsympCS). Exact finite-sample certification uses the Empirical-Bernstein CS (EB-CS), which needs an independently justified bound on corrected payoffs. We establish such a bound structurally for Leduc hold'em and characterize a width floor set by the CS's bet cap and that bound, which governs how much of a variance gain becomes earlier stopping; the descriptive HUNL EB-CS runs show a median 1.37×1.37\times stopping-time ratio. AV-AIVAT turns variance reduction into efficient, auditable early stopping while separating asymptotic screening from exact certification, so an evaluation can stop the moment its evidence suffices and hand a third party everything needed to recheck the verdict at that very stopping time.
Boning Li, Yu Chen, Longbo Huang
Aug 4, 2026cs.CR

Post-Hoc Trajectory-Risk Certification for Modular LLM-Based Security Agents

Autonomous security agents operate as staged pipelines, such as classifying network traffic and then attributing attacks to a specific technique. Split conformal prediction gives each stage finite-sample coverage, but deployment requires a trajectory-level guarantee across the full chain. These guarantees do not compose automatically when stages are independently trained and calibrated. Bonferroni allocation is distribution-free but conservative under correlated errors. We show that a natural pairwise-correlation extension to three or more stages is invalid because it gives a lower rather than an upper bound, and derive a valid spanning-tree alternative. We distinguish whether stages are dependent from whether an audit sample is large enough to certify that dependence, and give matching upper and information-theoretic lower sample-complexity bounds. We also show that coarse-to-fine label selection can create near-perfect measured correlation without learned dependence. On a two-stage intrusion-detection pipeline across 6 open LLMs and 2 datasets, removing this artifact reduces measured correlation from near 1 to 0-0.78. A direct audit of trajectory failure becomes 13.7% tighter than Bonferroni once the audit reaches the required sample size, but is worse when undersized. A modular certificate using per-stage certificates and a pairwise overlap bound yields a positive average gain of 0.6%, quantifying the cost of lacking joint access. Same-model, cross-model, and permuted-pairing tests show that residual dependence reflects shared sample difficulty, not shared model representations. Average trajectory coverage across 12 configurations is 92.7% +/- 2.4% at alpha = 0.10. Under cross-dataset deployment, single-step miscoverage reaches 100% even when accuracy remains 78%, showing that distribution shift destroys calibrated confidence before raw accuracy.
Zhenpeng Li
Aug 4, 2026cs.AI

SafeCommit: Certifying When Memory-Grounded Agents May Safely Act

Long-horizon agents increasingly use persistent memory and tools to take actions with external side effects. A central failure mode is premature commitment: an agent acts before resolving whether its memory grounding is stale, conflicting, incomplete, or corrupted. We formalize this problem as safe commitment under memory uncertainty and introduce SafeCommit, a risk controlled layer between agent reasoning and external execution. The layer constructs a calibrated set of plausible latent worlds from memory, observations, tool outputs, provenance, and policy constraints. It permits a side effectful action only when a conformal action certificate shows that the action is safe in every retained world. Otherwise, it selects a low-side-effect probe that targets the worlds blocking certification, or returns a conservative fallback. Under calibrated world coverage, the probability of an unsafe certified commit is at most the target level α; with imperfect world proposal, the bound separates calibration and representation error. A dependency-free controlled simulator illustrates the safety-utility tradeoff and reproduces all reported results with one command. The goal is to offer a concrete approach for deciding not only what an agent should do, but when the available evidence is sufficient to safely do it.
Mayur Akewar, Ravi Ranjan
Aug 3, 2026cs.AI

Self-Certification of Representation Adequacy: Sequential Certification at Minimum Task Loss

Agents that act on a compressed representation of their history face a structural risk: if the representation aliases histories with different optimal actions, no rule measurable with respect to the representation can avoid an irreducible per-round loss, and the agent may be unable to detect this from its own transcript. This paper develops a four-layer theory of self-certification of representation adequacy. The static layer defines decision-theoretic adequacy through a Bayes-risk grouping identity and prices a one-shot external verification by an exact total-variation threshold. The sequential layer poses certification as an optimal-stopping problem in the currency of task loss: we define an environment-wise certification complexity constant through a covering linear program, prove an information-task-loss lower bound for every delta-correct strategy, and give a Certification Track-and-Stop policy whose cost matches the bound asymptotically. A final boundary layer gives an explicit kernel-switching example and identifies the open theorem needed to cover policy switching or representation repair; it does not claim that the fixed-kernel guarantees extend to representation revision. The proofs of the two main theorems are given in full in the appendices.
Zijie Huang
Jul 31, 2026cs.AI

ModelEquivBench: Certifying Multi-Relational Evaluation of LLM-Generated Optimization Models

Large language models increasingly generate optimization models from natural language, but existing evaluation often reduces a generated model and its ground truth to a single equivalent/not-equivalent verdict or an execution-success rate--labels that are neither independently checkable nor faithful to the multiple distinct senses in which two formulations can agree. We present ModelEquivBench, a certifying, multi-relational evaluation system that reports a per-pair semantic profile E0--E6: model construction and exact ingestion (E0), verified representation alignment (E1), same-space and projected feasible-set relations (E2, E3), objective-order equivalence (E4), optimal-value equality (E5), and optimizer-set equivalence (E6). Each decided entry carries relation-appropriate, independently re-checkable evidence: replayable traces or explicit maps for E0--E1, exact-rational certificates for positive E2--E6 conclusions, and explicit witnesses for supported negatives. Incomplete mapping search, unsupported structure, and resource limits produce typed UNKNOWN or N/A outcomes rather than guesses, while unmet prerequisites are reported as ABSENT. Using ModelEquivBench to evaluate three model snapshots--GPT-5.4, Claude Sonnet 4.6, and Qwen3.5-397B-A17B--on the same frozen cohort of 173 base problems (346 cells per model) under a no-repair protocol, the resulting profiles expose distinctions that coarse baselines do not represent: 49, 35, and 25 cells contain executable candidates that are nevertheless certified negative on at least one supported relation, and 25, 8, and 18 structural rejections occur on pairs for which E2 certifies mapped feasible-set equality under a verified map. The three model snapshots fail at different stages of the profile and therefore cannot be meaningfully reduced to a single accuracy score.
Penglin Zhu, Jungang Xu
Jul 23, 2026cs.LG

Finite-Sample Coverage Audits for High-Recall Candidate Generation: Certification and Learning-Theoretic Design

An initial high-recall stage in an empirical pipeline decides which items pass to later review, labelling, or modelling, and relevant items it misses are lost to every subsequent stage. We study how many audit labels are needed to certify, with finite-sample validity, that this missed relevant mass is small, and our main results characterise the label complexity of this problem. We first show that no procedure using only labels from inside the candidate set can certify any non-trivial bound on the missed mass: the audit must sample the excluded pool, the only region where unrecovered relevant items can lie. We then prove a matching finite-corpus lower bound. Any valid audit that certifies fewer than mm missed relevant items with high probability when none are present, even if adaptive and permitted to label the entire included pool, must inspect on the order of N0/mN_0/m excluded-pool labels. Excluded-pool auditing is therefore minimax rate-optimal, not merely convenient, for missed-mass certification in the zero-miss regime. Building on this characterisation, we develop an exact finite-sample toolkit, using binomial and hypergeometric inversion rather than asymptotic approximation, that certifies missed mass, converts it to recall through a two-pool design, certifies pre-specified families of nested candidate generators simultaneously, and produces stress-test certificates against declared perturbation mechanisms. These certificates can be paired with observable review burden to select the least burdensome pre-specified candidate generator meeting a missed-mass target. Every guarantee holds under one discipline: the candidate generator, or the pre-specified family from which it is selected, and the audit rule are fixed before the certification labels are examined.
Martin Anthony, Kaveh Salehzadeh Nobari
Jul 23, 2026cs.LO

Towards a Certifying Grounder

Grounding, the translation of high-level theories into equivalent quantifier-free formulas, is a crucial step in declarative solving, yet it has so far escaped the proof-logging revolution. When this grounding step is not certifying, there is no way of knowing that the obtained solutions actually correspond to the original problem specification, resulting in a trust gap. In this paper, we close the trust gap between the user's high-level specification and the solver's low-level input by introducing a novel certifying grounding framework for first-order logic model expansion (FOX) over finite domains. We present CertiFOX, a framework consisting of: (1) a proof format for grounding derivations, (2) GroundFOX, a certifying grounder operating on theories in Grounding Normal Form (GNF)--a new normal form designed for compact, domain-aware grounding--and (3) CheckFOX, an independent proof checker. Our approach guarantees that the grounder's output is equivalent to the input specification, setting the stage for trustworthy end-to-end certified solving pipelines for declarative languages. Experimental evaluation confirms that CertiFOX is a feasible approach. The GroundFOX grounder is broadly comparable with other grounders, and proof checking with CheckFOX adds overhead within a small constant factor of grounding time.
Daimy Van Caudenberg, Alexander Ek, Carlos Cantero +1
Jul 21, 2026cs.LG

Unlearning as Distribution Restoration: A Controlled Counterfactual Study, a Validated Selective Screen, and the Limits of Oracle-Free Certification

Machine unlearning is commonly evaluated by matching a retrained oracle on trained probes. In a controlled nonce-fact testbed with a matched retraining reference, we find this criterion can favor methods that retain held-out knowledge: candidates it rates adequate score held-out forget facts 2.82-2.82 nats below the never-learned level (cluster CI [3.16,2.48][-3.16,-2.48]). We recast unlearning as restoration to the matched reference and audit oracle-free screens and certificate-style criteria across 45 model-seed cells spanning five open architecture families. The reference itself falsifies an absolute retain/round-trip certificate: the injected model, which retains the retain set by construction, fails the fixed retain threshold in 41/45 cells and its own round trip in 31/45, and the reference fully certifies in only 1/45. A base-anchored held-out screen remains strong as a selective necessary test: on a sealed challenge suite it rejects the injected model in 45/45 cells, accepts the reference in 44/45, and partially detects entity-routing suppression (35/45); it is a necessary test with measured sensitivity, not a sufficiency certificate. A damage-relative recalibration anchored to the reference's own operating point certifies a small subset in 15/45 cells; where it does not abstain, its picks lie within retraining noise (0.80 nats) on the axes it optimizes, while the common trained-probe criterion sits 5.17 nats away (a supporting comparison, not a head-to-head benchmark). A fixed-magnitude logit-suppression attack defeats the full forward battery in 12/45 cells, so forward-only certification is not sound; our method is an empirical selective test for methods-as-produced. An identifiability theorem delimits which facts admit an oracle-free forget threshold at all, with TOFU as the predicted boundary case.
Sen Yang, Yuen-Hei Yeung
Jul 17, 2026cs.AI

Closing the AI Trust Gap: The Case for Independent Certification for Trustworthy AI

Over the past decade, responsible AI (RAI) has produced a substantial body of practice for identifying and mitigating the risks AI poses in high-stakes settings. Yet this work has not produced a market that rewards trustworthiness. Firms that invest seriously in safety, fairness, and oversight cannot consistently prove to consumers, regulators, and shareholders that their systems go beyond the bare minimum of compliance. What is missing is a way for society to recognize or compare the difference. The result is a trust gap: a structural condition in which responsible development efforts happen inside organizations but produce no external, independently recognized and verifiable signal of trustworthy outcomes. We argue this gap is sustained in part because of a focus on responsible AI (a matter of internal process) as opposed to trustworthy AI (a matter of independently verifiable real-world outcomes), and that it persists because of three compounding failures: (1) the market cannot distinguish trustworthy systems from their imitations; (2) evaluation targets models and outputs rather than deployed sociotechnical systems and their outcomes; (3) the measurement ecosystem is oriented toward avoiding harm rather than demonstrating benefit. Reviewing existing AI governance instruments and comparing them to certification regimes in healthcare, sustainability, and security, we show that none integrate a governance baseline, independently verified positive-outcome evidence, and market signaling in a single framework. We propose independent, outcome-oriented certification as the connective layer that can close the trust gap, complementing regulation and internal governance by making trustworthiness measurable, comparable, and commercially rewarded.
Trisevgeni Papakonstantinou, Cansu Canca, Farah Nanji +14
Jul 16, 2026cs.LG

Sharp Stability Threshold and Certification for Designing Stable Residual Architectures

We propose \emph{the sublinear-growth principle} for deep residual architectures -- a sharp stability threshold on the input-magnitude exponent of every residual block's velocity field: v(x,t)cxq+b,q[0,1].\|v(x, t)\| \leq c\,\|x\|^q + b, \qquad q \in [0, 1]. The threshold q=1q = 1 is established via two independent arguments. Classical ODE theory gives a global forward flow on [0,T][0, T] at q1q \le 1 and exhibits divergent velocity fields at any q>1q > 1. The optimal-control analysis, via the Hamilton-Jacobi-Bellman equation, sharpens this to a selection statement: the training optimum is bang-bang on the boundary of the admissible class, so the optimum at q>1q > 1 blows up while the optimum at q1q \le 1 is safe by construction. The exponent criterion q1q \le 1 is thereby a necessary and sufficient condition for stable training. It clarifies architectural placements that ensure the stability of training and inference, explaining, for instance, the stabilizing role of layer normalization. The sublinear-growth velocity fields form \emph{the right function space} on which forward dynamics, adjoint sensitivity, and architectural composition are all well-controlled. An arithmetic of input-magnitude exponents under the five operations that build residual blocks enables efficient certification of qk1q_k \le 1 at the level of architectural primitives, in place of ad hoc trial and error in the search for stable neural architectural designs. A parameter-free modification reduces the supercritical Mamba block from q=5q = 5 to q=1q = 1 without layer normalization, demonstrating this point. Experiments on Mamba and PatchTST confirm that the q1q \le 1 variants train stably: the criterion is the input-magnitude exponent, not the presence of a normalization layer.
Hyemin Gu, Michael Tyrrell, Tuhin Sahai +1
Jul 13, 2026cs.RO

Trajectory Planning and Certification for 3-DOF Robot Manipulators Using Real Quantifier Elimination Based on Comprehensive Gröbner Systems

We propose an algorithm and its implementation for trajectory planning and certification for 3-DOF robot manipulators. The method uses Real Quantifier Elimination (QE) based on Comprehensive Gröbner Systems (CGS), also known as the CGS-QE method. The main advantage of the proposed method is its efficiency in trajectory planning and solution certification. This efficiency comes from the effective use of the CGS. First, for trajectory planning, we solve the inverse kinematics problem at each point along the trajectory via Gröbner basis computation. This usually requires recalculating the Gröbner basis at every point, which is time-consuming. We avoid this by computing the CGS for a parametric system. Here, the end-effector coordinates are parameters. This approach streamlines the algorithm. Second, for solution certification, the CGS-QE method certifies that an inverse kinematics solution exists at any point along the end-effector's trajectory. Our method also certifies solutions for trajectories composed of line segments and cubic natural splines. The algorithm is implemented within the computer algebra system Risa/Asir.
Yu Nakai, Akira Terui, Masahiko Mikawa
Jun 30, 2026cs.LG

Improving Certified Robustness via Adversarial Distillation

Certified training aims to produce models whose predictions can be formally verified against adversarial perturbations, typically by optimising upper bounds on the worst-case loss over an allowed perturbation set. For neural networks, certified training methods based purely on tight relaxation bounds produce networks that are amenable to certification, but sacrifice standard accuracy. Conversely, adversarial training often yields stronger empirical robustness and standard accuracy, but the resulting models are generally difficult to certify with neural network verifiers. Recently, the literature has shown that better standard-certified accuracy trade-offs can be achieved by combining adversarial training objectives with loose over-approximations based on Interval Bound Propagation (IBP), effectively interpolating between lower and upper bounds of the worst-case loss. Building on this, we introduce AD-CERT, a certified training objective that combines adversarial distillation with an IBP upper bound. We show that distilling adversarial information over the logit space from an empirically robust teacher provides an effective lower bound surrogate for certified training, with AD-CERT achieving state-of-the-art certified performance on several robustness benchmarks. Furthermore, in a unified setup, distilling adversarial information at the logit-level is shown to improve certified accuracy over a robust feature-space distillation objective by up to 5.40 percentage points.
Matteo Melis, Jesus Martinez Del Rincon, Vishal Sharma
Jun 29, 2026cs.AI

Structural Certification for Reliable Physical Design with Language Models

An unreliable language model can be made to produce reliable physical designs if the authority to assert is moved out of the model: the model proposes, and a deterministic engine alone certifies, returning certified, impossible, or unknown. We introduce Physics-Anchored Certification (PHACT), a propose-certify loop spanning five scientific domains, and identify what makes such a certificate trustworthy. A checker that accepts a model-supplied value can be forged; deriving the certified quantity from fixed inputs instead makes forgery impossible by construction. Across eighty adversarial trials spanning two models, two decoding temperatures, and a deliberately faulted engine, this contract produced zero false certifications.
Nakul Vyas, Iliya D. Stoev
Jun 26, 2026cs.LO

The Unverifiability of Artificial General Intelligence (AGI) Alignment, Static and Dynamic: From Trakhtenbrot's Wall to the Safety-Generality Tension

We establish the mathematical limits of AGI safety in two forms: verifying a fixed system, and verifying that a certified safety property persists once the system self-modifies. In the static case, no algorithm can certify a highly expressive AGI's safe behaviour infallibly, completely and tractably, whether over unbounded input domains (blocked by Rice's and Godel's theorems) or over all finite hardware configurations (blocked by Trakhtenbrot's theorem, which splits into a PSPACE-hardness barrier and a co-RE-completeness barrier), forcing a Soundness-Completeness-Tractability Trilemma as a structural, not statistical, necessity. In the dynamic case, we formalise self-modification as a computable transition operator and prove that no algorithm can determine, from a system's current certified safety, whether safety survives its next self-modification step: a result that reduces to Rice's Theorem one level up, making the static and dynamic barriers two faces of one obstruction. This forces an exclusive dichotomy: persistent certification is attainable only for systems that have stopped evolving semantically, i.e. only for narrow, not general, systems. Nor can the obstruction be delegated: any supervisor adequate to audit a general AGI is itself a general AGI, so the supervisory regress never terminates. Three practical risks (finite test coverage, bounded deliberation time, restricted observation) are one phenomenon: every bounded scheme that does not reject correct evidence admits an evolution trace it certifies at every stage while the property is persistently violated. These results give formal content to the unverifiability of AI, showing it is not an engineering target deferred by current limits but a structural tension, an Expressivity Invariant governed by the same computational laws as the Halting Problem and Rice's Theorem.
Jose Pascual Gumbau Mezquita
Jun 23, 2026cs.LG

Certification of Machine Learning Models via Directional Sharpness

In machine learning, model certification has been identified as an important method for gaining assurance about a model's trustworthiness and quality. A model's quality is largely determined by its ability to generalize, i.e., to perform well on data beyond what it was trained on. It is not possible to certify generalization directly, however, as it depends on unknown data and is not directly measurable. Proxies such as test accuracy can be misleading when the training process is perturbed (intentionally or accidentally), and metrics such as sharpness -- which has an empirically supported link to generalization -- are computationally expensive and can also serve as unreliable signals when training deviates from a prescribed procedure. In this work, we propose directional sharpness, a metric designed to efficiently and reliably indicate generalization despite potential training deviations. We provide empirical and analytical evidence that directional sharpness (1) correlates more strongly with generalization than existing metrics and (2) identifies models with poor generalization more reliably than existing metrics. Furthermore, directional sharpness is efficiently computable in model auditing settings, where the verifier has access to training data, and via zero-knowledge proofs that certify quality without revealing training data.
Gefei Tan, Adria Gascon, Sarah Meiklejohn +1
Jun 23, 2026cs.LG

From Forecasting Leaderboards to Deployment Decisions: A Fail-Closed Certification Protocol

Forecasting leaderboards rank models by predictive quality, but their winners are often read as deployment-ready top-1 advice. That reading can fail when forecasts are passed through a fixed decision interface, such as an alert threshold, a top-k budget, or a switching-cost policy. We study when a forecast-side winner can be certified as deployment-actionable for a specified interface and deployed utility. We introduce a fail-closed certification protocol whose gates are sufficient evidential conditions for a strong claim: a friction-caused, non-tie, statistically supported, and recurrent deployment-side reversal. Traffic-Hourly provides a certified anchor: winners agree at zero friction, but positive switching friction makes the forecast winner deployed-suboptimal. A locked native audit tests overclaiming: across 22 verified candidates and 362 full-grid cells, 155 apparent forecast/deployment winner inversions are blocked before certification. The contribution is not a new forecaster, metric, or universal utility, but a conservative protocol for deciding when forecasting leaderboard winners should be read as deployment-actionable top-1 advice.
Geumyoung Kim
Jun 22, 2026cs.LG

Are Safety Guarantees in Neural Networks Safe? How to Compute Trustworthy Robustness Certifications

A primary challenge in AI safety is the existence of adversarial examples -- slightly distorted inputs that cause a neural network (NN) to misclassify. To mitigate this problem, recent research focuses on the computation of robustness certifications, which, for a given input, determine the largest distortion the input may receive without breaking the network's prediction. Robustness certifications can be interpreted as an axis-aligned hyper-rectangle (multi-dimensional intervals). Most existing approaches focus on maximizing the certification's volume, but recent intractability results prohibit the computation of volume-optimal certifications in reasonable time. We introduce the apothem measure and show how to compute apothem-optimal certifications in a linear number of calls to a NN verifier (oracle) w.r.t. the input domain's diameter. Moreover, we prove that we cannot have a volume-optimal, oracle-based algorithm, even if we discard the oracle costs. Also, we introduce dual certifications -- an interval including all instances of a class -- thus providing apothem-minimum upper bounds to a robustness certification. Further, we present the ParallelepipedoNN system, which we evaluate on the standard MNIST and Fashion MNIST benchmarks. A preliminary comparison with existing work on the same datasets reveals at least two-fold improvement w.r.t. the minimum edge length.
Merkouris Papamichail, Konstantinos Varsos, Giorgos Flouris +1
Jun 18, 2026cs.LG

CELEUS: Certifiable and Efficient LLM Evaluation via E-Processes

Can we trust evaluation scores to capture an LLM's true real-world performance? Certifiable evaluation answers this question by providing guarantee for LLM evaluation. In particular, existing methods sequentially curate evaluation samples and keep updating confidence intervals (CIs) that cover the true performance with high probability (e.g., 95%) until some conditions are satisfied, e.g., the CI width reaches a target precision. However, existing methods are not generally anytime-valid: the claimed coverage (e.g., 95%) may fail when CIs are repeatedly updated and used to decide when to stop, leaving a gap between theoretical rigor and practice. This paper bridges this gap by proposing Celeus, a Certifiable framework for Efficient LLM evaluation, which leverages E-processes to build anytime-valid CIs. Concretely, we propose signals that combine two ingredients: (i) Uncertainty-guided sampling to select informative samples for evaluation, and (ii) Surrogate-assisted approximations for unevaluated samples. We prove that such signals remain unbiased for the evaluation score conditional on the past, enabling statistically-grounded and anytime-valid ee-process CIs. More importantly, the two ingredients reduce estimation variance and help reach the target precision with fewer evaluated samples. We also prove that CIs obtained by Celeus can shrink at a near-parametric rate up to logarithmic factors and analyze the oracle variance-optimal sampling rule that motivates the empirical uncertainty-guided one. Experiments show that Celeus reaches the target precision using 54-62% fewer evaluated samples than baselines, while preserving anytime-valid coverage.
Zhijian Zhou, Zesheng Ye, Zhaorun Chen +2
Jun 16, 2026cs.LG

From Sparse Features to Trustworthy Proxies: Certifying SAE-Based Interpretability

Sparse autoencoders (SAEs) are increasingly used to extract interpretable features from language models (LMs), yet a central question remains: when can an SAE-based explanation be treated as a faithful view of an underlying frozen LM We study this through a post-hoc generalization framework that certifies the LM via a sparse proxy, obtained by replacing a native hidden activation with its pretrained SAE reconstruction. Our framework derives an upper bound on the base model's expected risk using four measurable quantities: proxy risk, SAE reconstruction gap, concept-pool mismatch, and sparse complexity. We interpret this certificate as an operational criterion for explanatory faithfulness. In particular, a non-vacuous bound indicates that the extracted sparse features retain meaningful predictive information, while small reconstruction and mismatch errors indicate that the proxy remains behaviorally close to the original model. Empirically, we show that the bound becomes non-vacuous on GPT-2 Small, Gemma-2B, and Llama-3-8B at practical sample sizes. A detailed layerwise analysis of Llama-3-8B reveals a strong depth dependence, with later layers becoming much easier to certify, associated with both stronger local fidelity and weaker downstream error amplification. Finally, through feature-shuffling ablations, we show that the decomposition distinguishes genuine semantic alignment from mere statistical sparsity, providing a useful diagnostic for when SAE-based explanations become less reliable.
Dibyanayan Bandyopadhyay, Asif Ekbal
Jun 6, 2026cs.LG

Semantic Quorum Assurance: Collective Certification for Non-Deterministic AI Infrastructure

As large language model (LLM) agents are integrated into autonomous cloud operations, distributed systems face a semantic reliability problem: proposer agents can generate production mutations, such as modifying IAM policies, opening firewall security groups, or executing data exports, that are syntactically valid and statically authorized but operationally unsafe. Classical distributed consensus protocols replicate deterministic state transitions but do not evaluate the safety of the proposed intent. To address this gap, we introduce Semantic Quorum Assurance (SQA), a control-plane primitive for governing non-deterministic agentic infrastructure. SQA represents proposals as declarative execution contracts bound to cryptographic evidence chains and routes them to a diverse panel of read-only, sandboxed validator agents. SQA aggregates their judgments under a risk-adaptive quorum predicate that enforces model and archetype diversity, adjusts weights based on calibrated assurance scores, and respects archetype-specific vetoes. Admitted proposals execute only through a sovereign execution gate. We instantiate SQA in a cloud-native control plane and formalize a correlated cognitive failure model for non-deterministic validators. On 500 infrastructure-inspired mutation scenarios, with safety results reported on held-out safe/unsafe trials excluding ambiguous scenarios, SQA reduces unsafe approval from 18.5% for single-agent validation to 0.3% while adding median validation latency of 1.45--4.12 seconds across the studied risk buckets.
Jun He, Deying Yu
Jun 3, 2026cs.AI

CARVE-Q: Quantum-Proposed, Classically Certified Interactive Driving Repair

The critical question after a correct driving veto is not only whether a maneuver is unsafe, but whether the blocked interaction admits a lawful, auditable, and responsibility-bounded repair. Prediction and game-theoretic planners can suggest plausible cooperation, yet they do not return a proof that the repair respects hard rules, right-of-way, cost allocation, and ego fallback. We introduce CARVE, Certified Affordable Repair of Vetoed maneuvers via Envelopes, a certificate architecture for prediction-free interactive repair. Given a vetoed maneuver, CARVE constructs a finite repair lattice and emits a structured certificate recording the binding rule, selected joint repair, right-of-way-scaled cooperation envelope, responsibility-weighted cost split, and ego-only fallback. This certificate view reveals the algorithmic bottleneck: multi-owner repair induces a product lattice M=jAjM = \prod_j |\mathcal{A}_j|. We therefore introduce CARVE-Q, a verifier-shielded quantum-AI search layer that applies quantum minimum finding only to this black-box lattice while leaving all safety authority classical. In the conservative verifier-oracle model, exact classical minimum finding requires Θ(M)Θ(M) queries in the worst case, whereas Durr-Hoyer/Grover minimum finding uses O(M)O(\sqrt{M}) oracle queries with high probability. We prove verifier-shielded certificate soundness, priority non-elicitation, black-box query separation, and finite-precision reversible-oracle constructibility. We then demonstrate state-vector minimum finding on CARVE repair oracles up to 65,536 assignments and validate certificate preservation on Lanelet2-grounded INTERACTION replay with 100% right-of-way respect, 100% blame consistency, and zero priority false positives. The result is a trust-bounded quantum-AI pattern for certified autonomy: quantum proposes; CARVE certifies.
Yifan Wang
Jun 1, 2026cs.LG

Rethinking Evaluation Paradigms in IBP-based Certified Training

Deep neural networks achieve strong performance on many supervised learning tasks but remain vulnerable to adversarial perturbations. Neural network verification provides mathematically rigorous robustness guarantees, yet at substantial computational cost. To mitigate this, certified training techniques optimise for verifiable robustness during training, typically inducing a trade-off between natural and certified accuracy controlled by method-specific hyperparameters. Because these metrics are inherently conflicting, the common practice of reporting a single configuration is problematic: it can mislead conclusions about overall performance and prevents unbiased assessments of the state of the art. We address this by evaluating certified training methods via Pareto front comparisons over the natural--certified accuracy trade-off. To enable fair, method-agnostic comparisons, we perform efficient automated multi-objective hyperparameter optimisation to identify a set of Pareto-optimal configurations for each method. This approach often uncovers substantial undertuning in previously reported configurations, yielding superior performance and establishing a new state of the art. Leveraging these fronts, we present the first comprehensive multi-objective comparison of certified training approaches, showing that prior advancements are less pronounced than assumed and revealing previously unreported performance complementarities.
Konstantin Kaulen, Hadar Shavit, Holger H. Hoos
May 31, 2026cs.LG

Non-Vacuous Certification of Transport MCMC via Oscillation-Controlled Normalizing Flows

Transport MCMC trains a normalizing flow to precondition Metropolis--Hastings proposals, achieving high empirical efficiency on challenging posteriors; yet no prior work produces a numerically non-vacuous, rigorous spectral-gap bound for such samplers. We establish the first such bounds. For independence MH on the banana family we certify (γ^\ast = 0.828) at (D = 2) (covering in the original space) and (γ^\ast \ge 7.6\times 10^{-4}) at (D = 5) (covering in an analytically unwarped Gaussian space with a grid-certified gradient bound under the stated numerical Lipschitz certification), both rigorous at 95% confidence. The framework rests on three pillars: (i) spectral normalization with reduced scale clips constrains the flow Lipschitz constant from (10^{47}) to (10^4); (ii) a coverage-based empirical oscillation bound replaces the vacuous analytical bound with a data-dependent certificate; and (iii) oscillation-regularised training cuts the empirical oscillation by 60--90% at no cost to density fit, extending practical certificates through (D = 20) ((γ^\ast \ge 1.7\times 10^{-4})). Tests on four further targets (Gaussian mixture, shear-building, Neal's funnel, Bayesian logistic regression) identify three precise barriers: boundary curvature, target stiffness, and tail-coverage mismatch. An affine-vs-spline comparison shows that simpler architectures yield tighter certificates at identical NLL, inverting the usual expressiveness hierarchy.
Jun Hu
May 28, 2026cs.AI

Conformal Certification of Reasoning Trace Prefixes

Language model reasoning traces are rarely all-or-nothing; they frequently contain valid intermediate steps before a critical error occurs. Existing uncertainty quantification methods typically certify final answers or entire responses, failing to provide statistical guarantees for the proportion of a sequential trace that can be safely retained. To address this, we introduce CROP (Conformal Reasoning Output Prefixes), a verifier-agnostic calibration procedure for clean-prefix certification. Given any step-level risk proxy, CROP selects a calibrated threshold and returns the longest contiguous prefix whose step risk proxies remain below it, routing the uncertified suffix for downstream review or repair. Assuming exchangeability, CROP rigorously controls the marginal probability that the returned prefix contains an annotated error. Across six process-labeled reasoning datasets, we demonstrate that standard step-level metrics such as AUROC do not fully capture prefix utility, suggesting verifiers should instead be evaluated by certified prefix length. Furthermore, CROP balances over- and under-withholding, improving downstream repair accuracy by preserving valid intermediate reasoning while discarding misleading suffixes. Ultimately, this work positions prefix certification as a rigorous, practical bridge between process supervision, abstention, and repair.
Matt Y. Cheung, Ashok Veeraraghavan, Hanjie Chen +1
May 21, 2026cs.LG

Certification from Examples is Hard for Circuits and Transformers under Minimal Overparametrization

As state-of-the-art neural networks are deployed on reasoning and algorithmic tasks, exactness guarantees become increasingly important. However, high average-case accuracy can still mask inconsistent behaviors. This motivates exact certification, which asks for the smallest set of labeled examples needed to certify that a learned hypothesis equals the target. We show that while some hypotheses are easy to certify, even minimal overparametrization can make certification exponentially hard across several hypothesis classes. For threshold circuits of depth 2\ge 2, adding a single extra gate can force certificate sizes exponential in the input dimension. We show an analogous hardness result for log-precision Transformers with only constant architectural overhead. We also characterize approximate certification, showing that allowing only polynomially many mistakes still requires exponentially large certificates, whereas constant relative-error guarantees can hide exponentially many mistakes. Empirically, we study certification for constructed circuits and trained Transformers for recognizing binary addition. While the constructed circuits instantiate the exponential barrier for certification, the trained Transformer analysis shows that imperfect models can evade detection by large uniformly sampled certificate candidates.
Artur Back de Luca, Kimon Fountoulakis
May 21, 2026cs.CL

Claim-Selective Certification for High-Risk Medical Retrieval-Augmented Generation

Medical RAG systems in high-risk QA settings are often evaluated through a single answer-or-abstain decision, but mixed evidence may support one claim, require conditions for another, and contradict a third. We study claim-selective certification: each response is decomposed into verifiable claims, scored against retrieved evidence, and mapped by an intent-aware selector to {full, partial, conflict, abstain}. On the primary weak-label certificate protocol, whose real-source-only dev/test rows cover the naturally occurring non-abstain actions, the full system records UCCR=0.0000, PAU=1.0000, PAU Precision=0.9901, and action accuracy=0.9204 on dev (n=314), and UCCR=0.0000, PAU=0.9967, PAU Precision=0.9739, and action accuracy=0.8997 on test (n=319). UCCR measures unsupported-claim risk within the certificate definition, and a source-missing counterfactual slice evaluates abstain under empty evidence. Shortcut controls quantify the action-label prior explained by source and intent metadata, while source/evidence-novel slices characterize transfer boundaries. The resulting interface separates action-label prediction from evidence-linked claim selection under mixed evidence.
Shao Kan
May 13, 2026cs.RO

TinySDP: Real Time Semidefinite Optimization for Certifiable and Agile Edge Robotics

Semidefinite programming (SDP) provides a principled framework for convex relaxations of nonconvex geometric constraints in motion planning, yet existing solvers are too computationally expensive for real-time control, particularly on resource-constrained embedded systems. To address this gap, we introduce TinySDP, the first semidefinite programming solver designed for embedded systems, enabling real-time model-predictive control (MPC) on microcontrollers for problems with nonconvex obstacle constraints. Our approach integrates positive-semidefinite cone projections into a cached-Riccati-based ADMM solver, leveraging computational structure for embedded tractability. We pair this solver with an a posteriori rank-1 certificate that converts relaxed solutions into explicit geometric guarantees at each timestep. On challenging benchmarks, e.g., cul-de-sac and dynamic obstacle avoidance scenarios that induce failures in local methods, TinySDP achieves collision-free navigation with up to 73% shorter paths than state-of-the-art baselines. We validate our approach on a Crazyflie quadrotor, demonstrating that semidefinite constraints can be enforced at real-time rates for agile embedded robotics.
Ishaan Mahajan, Jon Arrizabalaga, Andrea Grillo +4
May 9, 2026cs.RO

SHIELD: Scalable Optimal Control with Certification using Duality and Convexity

We present SHIELD, a hierarchical algorithm that reduces both the decision-variable dimension and the constraint set in 1\ell_1-regularized convex programs. From strong convexity and Lagrangian duality, we derive certificates that \emph{safely} discard constraints and decision variables while guaranteeing that all removed constraints remain satisfied and all removed variables are null. To further accelerate the proposed algorithm, we propose a transformer-based deep neural network to guide the dual certificate inference. We validate SHIELD on stochastic model predictive control (SMPC) in complex, multi-modal traffic scenarios, comparing against a full-dimensional SMPC policy. Numerical simulations demonstrate order-of-magnitude computational speedups while preserving feasibility and closed-loop safety, highlighting the practicality of certifiably safe, lightweight MPC in complex driving scenes.
Hansung Kim, Siddharth H. Nair, Francesco Borrelli
May 7, 2026cs.AI

Safety Certification is Classification

The goal of this paper is certifying safety of dynamical systems subject to uncertainty. Existing approaches use trajectory data to estimate transition probabilities, and compute safety probabilities recursively via dynamic programming (DP). This recursion may lead to compounding errors in the certified safety probability, thus collapsing to a vacuous lower bound for growing horizons TT. We propose a kernel embedding framework that treats safety certification as a classification problem on trajectory data, directly estimating the TT-step safety probability without recursion. We show that the framework subsumes well-established approaches from the literature (e.g., barrier certificates, robust Markov models) as special cases, and allows us to go beyond their limitations. As the main consequence, it bypasses compounding error across the horizon and enables certification for systems with non-Markovian dynamics. We demonstrate that direct estimators remain stable independent of the certification horizon and in the non-Markovian setting, whilst DP-based certificates silently go unsound -- confirmed in simulation on a neural-controlled quadrotor.
Oliver Schön, Licio Romao, Sadegh Soudjani
May 2, 2026cs.CV

Certified vs. Empirical Adversarial Robust-ness via Hybrid Convolutions with Attention Stochasticity

We introduce Hybrid Convolutions with Attention Stochasticity (HyCAS), an adversarial defense that narrows the long-standing gap between provable robustness under L2 certificates and empirical robustness against strong L attacks, while preserving strong generalization across diverse imaging benchmarks. HyCAS unifies deterministic and randomized principles by coupling 1-Lipschitz, spectrally normalized convolutions with two stochastic components, spectral normalized random, projection filters and a randomized attention-noise mechanism, to realize a randomized defense. Injecting smoothing randomness inside the architecture yields an overall <= 2-Lipschitz network with formal certificates. Exten-sive experiments on diverse imaging benchmarks, including CIFAR-10/100, ImageNet-1k, NIH Chest X-ray, HAM10000, show that HyCAS surpasses prior leading certified and empirical defenses, boosting certified accuracy by up to 7.3% (on NIH Chest X-ray) and empirical robustness by up to 3.1% (on HAM10000), without sacrificing clean accuracy. These results show that a randomized Lipschitz constrained architecture can simultaneously improve both certified L2 and empirical L adversarial robustness, thereby supporting safer deployment of deep models in high-stakes applications. Code: https://github.com/misti1203/HyCAS
Joy Dhar, Song Xia, Manish Kumar Pandey +5
Apr 30, 2026cs.AI

Autonomous Systems Dependability in the era of AI: Design Challenges in Safety, Security, Reliability and Certification

The design of embedded safety-critical systems such as those used in next-generation automotive and autonomous platforms, is increasingly challenged by escalating system complexity, hardware-software heterogeneity, and the integration of intelligent, data-driven components. Ensuring dependability in such systems requires a holistic approach that spans multiple abstraction layers and encompasses both design- and run-time assurance. Traditional methods for reliability, safety, and security management often fall short in addressing the dynamic and uncertain behaviors introduced by Artificial Intelligence (AI) and Machine Learning (ML) components, especially under stringent real-time, power, and safety constraints. While AI and ML offer powerful predictive, adaptive, and self-optimizing capabilities that can enhance system dependability, their inherent non-determinism, data-dependence, and lack of formal guarantees introduce new challenges for verification, validation, and certification. This paper explores emerging methodologies, architectures, and frameworks for designing dependable autonomous and embedded systems in the era of AI. It highlight advances in reliability modeling, secure system design, and certification approaches that account for imperfect, learning-enabled components, aiming to bridge the gap between AI innovation and certifiable system-level dependability.
Behnaz Ranjbar, Kirankumar Raveendiran, Sudeep Pasricha +3
Apr 27, 2026cs.LG

Laplace-Bridged Randomized Smoothing for Fast Certified Robustness

Randomized Smoothing (RS) offers formal 2\ell_2 guarantees for arbitrary base classifiers but faces two key practical bottlenecks: (i) it often relies on noise-augmented training to achieve nontrivial certificates, which increases training cost, can reduce clean accuracy, and weakens RS as a genuinely post-hoc defense; and (ii) certification is computationally expensive, typically requiring tens of thousands of noisy forward passes per input, which hinders deployment, especially on resource-constrained edge devices. To address both limitations, we propose Laplace-Bridged Smoothing (LBS), an analytic reformulation of RS that replaces high-dimensional input-space Monte Carlo (MC) sampling with efficient computations in a low-dimensional probability space. LBS preserves formal robustness guarantees without requiring noise-augmented training while substantially reducing certification burden. On CIFAR-10 and ImageNet, LBS attains stronger certified robustness than RS and reduces per-sample certification cost by nearly an order of magnitude. Notably, on NVIDIA Jetson Orin Nano and Raspberry Pi 4, LBS achieves speedups of up to 494×494\times, enabling practical certified deployment on real-world edge devices. Finally, we provide theoretical justification for the analytic formulation and certificate validity of LBS.
Miao Lin, MD Saifur Rahman Mazumder, Feng Yu +2
Apr 23, 2026cs.AI

Rethinking Publication: A Certification Framework for AI-Enabled Research

AI research pipelines can now generate academic work that may satisfy existing peer review standards for quality, novelty, and methodological rigor. However, the publication system was built around the assumption that research is produced by human authors. It therefore lacks a clear way to evaluate work when the knowledge claim may be valid but the producer is partly or fully automated. This paper proposes a two-layer certification framework for AI-generated research. The first layer evaluates whether the knowledge claim is sound. The second layer evaluates the level of human contribution. This separation allows journals and conferences to assess pipeline-generated work more consistently without creating new institutions. The framework uses normative analysis, conceptual design, and dry-run validation against representative submission cases. It classifies human contribution into three categories: Category A, where the work is reachable by an automated pipeline; Category B, where human direction is required at identifiable stages; and Category C, where the work goes beyond current pipeline capability, especially at the problem-formulation stage. The paper also proposes dedicated benchmark slots for fully disclosed automated research. These slots would provide a transparent publication path and help reviewers calibrate judgments over time. The key argument is that publication has historically certified two things at once: that the knowledge is valid and that a human produced it. AI research pipelines separate these two claims. By decoupling knowledge certification from authorship attribution, the proposed framework responds to a structural change already underway. It can be implemented within existing editorial systems, works even when attribution is uncertain, and recognizes human frontier contribution based on epistemic value rather than human origin alone.
Yang Lu, Rabimba Karanjai, Lei Xu +1
Apr 8, 2026cs.CC

Descent Before Hardness: Orbit-Gap Obstructions in Exact Certification

Tractability tests are often computed from input syntax: support-graph treewidth, local coefficient patterns, backdoor tests, or action-count bounds. Before such a test can be lower-bounded or made algorithmic, it must define a predicate on the exact-certification problem itself. Equivalent presentations must receive the same verdict. The semantic object is the correctness quotient, whose classes are states with the same correct outputs. Correctness-preserving presentation moves generate closure orbits. A target that changes inside one closure orbit has an orbit gap and fails descent. Exact closure-invariant classification is possible exactly when the positive and negative orbit hulls are disjoint; the positive hull is then the least exact classifier, and computable orbit representatives make the classifier algorithmic. The results separate three layers. The descent layer gives orbit-gap obstructions for raw local syntax, raw action and coordinate counts, and raw support-graph predicates. The post-descent complexity layer applies ordinary reductions to descended objects: graph-predicate lower bounds transfer through action-gap graph extraction, and Action-Gap-Treewidth is NP-complete when the width bound is part of the input. The certification layer asks whether a proxy descends: for split proxies bφ(z)b\wedge\varphi(z), SAT reduces to non-descent and UNSAT reduces to descent. Positive regimes use quotient-preserving normalizations or catalogues before model checking; bounded quotient size, bounded full Gaifman treewidth of the constructed quotient, sparse unary-gap certificates, and strict-margin perturbation balls give explicit cost bounds after quotient construction.
Tristan Simas
Jul 22, 2024cs.CY

The Contribution of XAI for the Safe Development and Certification of AI: An Expert-Based Analysis

Developing and certifying safe - or so-called trustworthy - AI has become an increasingly salient issue, especially in light of upcoming regulation such as the EU AI Act. In this context, the black-box nature of machine learning models limits the use of conventional avenues of approach towards certifying complex technical systems. As a potential solution, methods to give insights into this black-box - devised in the field of eXplainable AI (XAI) - could be used. In this study, the potential and shortcomings of such methods for the purpose of safe AI development and certification are discussed in 15 qualitative interviews with experts out of the areas of (X)AI and certification. We find that XAI methods can be a helpful asset for safe AI development, as they can show biases and failures of ML-models, but since certification relies on comprehensive and correct information about technical systems, their impact is expected to be limited.
Benjamin Fresz, Vincent Philipp Göbels, Safa Omri +5