Markov Decision Processes

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418 papers

Latest in Markov Decision Processes

Sep 22, 2026math.OC

A Decentralized Partially Observable Team Decision Methodology with Delayed Information Sharing

We study decentralized partially observable team decision problems with low-rank latent dynamics and unknown system models. The proposed framework combines team-theoretic equivalence with low-rank model representations to address cooperative decision-making in partially observable Markov decision processes without prior knowledge of the transition model. Each team member makes decisions based on local private information and delayed common information shared across the team. Using only this available information, each member learns an approximate low-rank Markov decision process and applies least-squares value iteration to compute its policy. This yields a fully decentralized learning and planning algorithm that requires neither a centralized coordinator nor centralized training. We show that the resulting member-side solutions approximate the centralized team solution: despite partial observability, unknown dynamics, and delayed common information, each member recovers the corresponding component of an approximate team-optimal policy. We further establish finite-sample performance guarantees and derive a corresponding sample-complexity bound for the proposed algorithm.
Xiaoxing Ren, Thomas Parisini, Andreas A. Malikopoulos
Sep 21, 2026cs.LG

Reinforcement Learning under State and Outcome Uncertainty: A Foundational Distributional Perspective

In many real-world planning tasks, agents must tackle uncertainty about the environment's state and variability in the outcomes of any chosen policy. We address both forms of uncertainty as a first step toward safer algorithms in partially observable settings. Specifically, we extend Distributional Reinforcement Learning (DistRL)-which models the entire return distribution for fully observable domains-to Partially Observable Markov Decision Processes (POMDPs), allowing an agent to learn the distribution of returns for each conditional plan. Concretely, we introduce new distributional Bellman operators for partial observability and prove their convergence under the supremum p-Wasserstein metric. We also propose a finite representation of these return distributions via psi-vectors, generalizing the classical alpha-vectors in POMDP solvers. Building on this, we develop Distributional Point-Based Value Iteration (DPBVI), which integrates psi-vectors into a standard point-based backup procedure-bridging DistRL and POMDP planning. By tracking return distributions, DPBVI lays the foundation for future risk-sensitive control in domains where rare, high-impact events must be carefully managed. We provide source code to foster further research in robust decision-making under partial observability.
Larry Preuett, Qiuyi Zhang, Muhammad Aurangzeb Ahmad
Sep 17, 2026stat.ML

Model-based Bootstrap for Offline Policy Evaluation in Tabular Reinforcement Learning

Offline policy evaluation (OPE) is crucial in high-stakes reinforcement learning applications, where new policies must be assessed reliably before deployment. In such settings, point estimates alone are insufficient; principled uncertainty quantification, such as confidence intervals and variance estimates, is essential for safe and risk-aware decision-making. A comprehensive way to unify these tasks is to estimate the sampling distribution of the evaluation error. Existing approaches, however, often suffer from limited robustness, scalability, or finite-sample validity. In this paper, we propose a model-based bootstrap framework for uncertainty quantification of OPE in finite-horizon, time-inhomogeneous Markov decision processes (MDPs). Unlike classical bootstrap methods that rely on resampling complete episodes, the proposed method regenerates trajectories from an estimated MDP and can therefore accommodate a much broader range of offline data formats, including complete trajectories, transition-level observations, and trajectory fragments. This flexibility further improves finite-sample statistical efficiency. We establish bootstrap distributional consistency, asymptotically valid confidence intervals, and consistent variance estimation for the target policy value. Extensive simulations show that the proposed method accurately captures the sampling distribution of the OPE estimator, yielding tighter confidence intervals and more accurate variance estimates in most settings.
Weiwei Wang, Yuqiang Li, Xianyi Wu +1
Sep 17, 2026cs.LG

Graph-Based Stochastic Power-UCT: Monte-Carlo Graph Search with Power Mean Estimation

Tree-based Monte-Carlo Tree Search (MCTS) duplicates the same state when it is reached through different trajectories, which can waste simulations in stochastic MDPs. We introduce Graph-Based Stochastic-Power-UCT (GS-Power-UCT), which shares states reached at the same planning depth while keeping separate values for states reached at different depths. This design applies to general stochastic MDPs, including problems with cycles. We prove that for a fixed planning horizon, the root estimate converges to the finite-horizon value at rate O(n1/2)O(n^{-1/2}), matching tree-based Stochastic-Power-UCT while reusing samples across shared states. We also study two full-state variants: GS-Power-UCT-F, which stores one node per physical state to increase sample sharing but may mix values from different remaining horizons, and GS-Power-UCT-F+^+, which uses an adaptive horizon to control this bias. The latter converges to V(s0)V^{\star}(s_0), the optimal infinite-horizon discounted value at the root state s0s_0, when the remaining cross-depth gap vanishes. Experiments on stochastic planning benchmarks show improved sample efficiency over tree-based and graph-based baselines.
Tung Tran, Viet Bao Mai, Hoang Ta +1
Sep 16, 2026econ.EM

Stable Policy Learning

In evidence-based policymaking, typically one experimental sample is observed, then a learned policy recommendation is implemented at scale. Policies learned from the experimental data can perform well in expected welfare, yet random sampling in the experiment can produce recommendations with poor welfare outcomes. In this paper, we ask: how should policy learning algorithms balance expected welfare against sampling risk? Our main contribution is to show that algorithmic stability plays a central role in characterizing and navigating the tradeoff. Intuitively, if a policy learning algorithm's recommendation remains stable when one experimental unit is replaced, then that algorithm has limited sampling risk. We propose a method for policy learning called policy-vote bagging, which learns treatment decisions on many subsamples then averages their votes into treatment probabilities. Relative to using one subsample, averaging across subsamples preserves expected welfare and improves expected utility for a risk-averse researcher. We derive sharp bounds linking estimation accuracy, subsample size, and welfare variation, including an exact guarantee under CARA utility.
Harvey Barnhard, Giacomo Opocher, Rahul Singh
Sep 16, 2026cs.RO

Task-Oriented Active Learning of Residual Dynamics for Model Predictive Path Integral Control

Online residual learning can reduce model mismatch in predictive control, but passive data collection may fail to adequately cover states that become important later in the task. Task-agnostic active learning targets uncertain or informative regions, but information acquired in such regions does not necessarily improve task performance. This paper introduces Task-Oriented Information Acquisition (ToIA), an active-learning criterion for model predictive path integral control (MPPI) with online Gaussian process (GP) residual learning. For each sampled control sequence, ToIA estimates how much an observation obtained early in the rollout would reduce predictive uncertainty at later states on the same rollout, and weights this reduction by the rollout's relevance to the task. The score is evaluated over the existing MPPI rollout batch without sampling future observations or re-optimizing control under hypothetical posterior updates. In simulated off-road navigation across held-out maps with heterogeneous terrain, ToIA improved the goal-reaching success rate over passive GP learning by 19.3 and 27.4 percentage points and outperformed task-agnostic active-learning baselines across dense and sparse online-learning intervals. An ablation study indicates that task relevance is particularly important under sparse model updates. The implementation supports online control at 20 Hz on an NVIDIA RTX 2080 Ti.
Nobuaki Aoki, Hojin Lee, Stefan Sosnowski +1
Sep 16, 2026cs.LG

Exponential Hardness of Off-Policy Evaluation under History-Dependent Logging

Can a logged dataset visit every hidden state frequently and still be exponentially uninformative about a target policy's value? We show that it can when the logger depends on history. For every horizon H3H \ge 3, we construct two POMDPs with at most two latent states per stage, three actions, and a common logger with three memory states. Action coverage, belief coverage, and two behavior-marginal outcome-revealing conditions all have constants independent of HH. Nevertheless, evaluating a known deterministic target policy to accuracy 1/81/8 requires Θ((3/2)Hlog(1/δ))Θ((3/2)^H \log(1/δ)) logged episodes at confidence 1δ1-δ, for 0<δ1/40 < δ\le 1/4, even when both candidate models are known. The mechanism is simple: a reset erases the unknown transition that determines the target value. We characterize the resulting statistical experiment exactly and obtain a matching optimal estimator. A directed two-lane gridworld realizes the construction, and trajectory simulations agree with its finite-sample prediction. The result establishes intractability for the history-dependent-logging, model-based case posed by Zhang and Jiang (2025, arXiv:2503.01134), under their behavior-marginal definition of revealing.
Pranaya Jajoo
Sep 16, 2026cs.MA

Social Laws for Multi-agent Coordination in Stochastic Environments

In multi-agent environments, coordinating agents to prevent interference and ensure robust individual performance is a critical challenge. Previous research on social laws for multi-agent systems has primarily focused on deterministic, goal-based settings. This paper extends the concept of social laws to stochastic, reward-based environments, proposing a formalism for defining and verifying their robustness under various conditions. We introduce the notion of αα-robustness, a measure of the guaranteed utility each agent retains while pursuing its optimal single agent policy, assuming all agents obey the social law. We then present an approach for robustness verification of social laws in stochastic settings, based on a reduction to solving a series of Markov decision processes. Empirical evaluations on toy environments illustrate the potential of our framework.
Rolando Fernandez, Caleb Probine, Tyler Lee +5
Sep 16, 2026cs.LG

A Convergence Framework for Deep VV-Learning: Error Propagation and Sharp Action-Gap Bounds

We establish convergence bounds for deep VV-learning with horizon HH. The algorithm fits a scalar value function to targets from executed transitions and selects actions using a predictive model and the value function. For current observed-successor targets with fresh true-kernel outcomes, the conditional mean is TβV\mathcal{T}^βV, which averages over behavior-policy actions. The Bellman optimality update is TV\mathcal{T} V. We decompose the update error into six residuals: fitting, transition reuse, target construction, replay, action selection, and exploration. Under LsL^s concentrability, their LpL^p norms (p=s/(s1)p=s/(s-1)) control expected L1L^1 policy loss. The bound explicitly weights residuals from only the last H1H-1 update blocks, plus an initialization term for shorter runs. We quantify the cost of a shared sampling distribution across horizon levels. For statistical error bounds of order nνn^{-ν}, we derive optimal continuous allocations and an integer allocation whose objective is within a factor 2ν2^ν of the constrained optimum. A margin condition with exponent αα gives action error of order Λ1+α/pΛ^{1+α/p}, where ΛΛ combines network drift and score error; a one-step construction proves the exponent sharp. Bounds on the distance between frozen and optimal scores transfer an optimal-gap condition to frozen-iterate gap bounds while retaining the mass of optimal ties. Survival probabilities and coverage conditions at deployment yield bounds for policies selected with approximate scores. Separate spatial ReLU networks per horizon level give a conditional neural regression rate, and the finite-state case gives a log-free expected fit rate. These results give expected policy-loss consistency for the fixed-horizon generative-reset approximate-ERM procedure with exact action scores and provide an explicit residual-decay criterion for FIFO/interleaved SGD.
Yury Kolomeytsev
Sep 16, 2026cs.LG

A Geometric Theory of Decision Boundaries in Structured Markov Decision Processes

Classical dynamic programming represents optimal sequential decisions through value functions and policies. While this functional representation is natural for computing optimal decisions, it does not directly identify the mathematical object governing policy reconstruction, representation complexity, or oracle-query complexity once an optimal policy is fixed. This paper addresses this question by developing a geometric theory of structured optimal policies in which the decision-boundary geometry induced by the policy becomes the primary object of analysis. We show that, under suitable structural regularity conditions, this geometry provides the minimal representation required for policy reconstruction and determines the statistical and computational complexity of the reconstruction problem. Building upon this representation, we establish structural properties of policy-induced decision geometry, introduce intrinsic notions of boundary and decision complexity, derive information-theoretic measures of decision compression, and obtain statistical guarantees for boundary estimation and policy reconstruction from black-box policy queries. Collectively, these results demonstrate that, for the structured decision problems considered here, the complexity of policy reconstruction is governed by the geometry of the decision boundary rather than by the cardinality of the ambient state space. Controlled numerical experiments examine the principal theoretical predictions and provide empirical evidence consistent with the proposed framework.
Fredy Pokou
Sep 14, 2026cs.GT

Symmetric solution of the Bellman optimality equation for repeated harmony game

In social dilemma games, additional rewards or punishments have been studied as means of promoting cooperation. Therefore, it is important to investigate the ideal situation, in which such an additional payoff would change the game. In this study, we investigated the symmetric solution of the Bellman optimality equation for a repeated harmony game. The calculations showed that three types of symmetric solutions exist. One of them corresponds to the trivial All-C strategy, and another to the Win-stay Lose-shift strategy of the prisoners dilemma game. The nontrivial behavior of the strategy corresponding to the last solution is also discussed in detail. In addition, we numerically investigated which strategy the agents actually learn by the reinforcement learning algorithm.
Hisato Komatsu
Sep 14, 2026cs.LG

Bellman Policy Optimization

Reinforcement learning with verifiable rewards (RLVR) improves the reasoning capabilities of large language models (LLMs). We introduce Bellman Policy Optimization (BPO), a critic-free method derived from Policy Mirror Descent (PMD). For autoregressive generation with terminal rewards, BPO uses the Bellman equations to reformulate PMD as a trajectory-level objective. The reformulation avoids estimating state values at intermediate states. We prove that it has the same unique optimal solution as the original PMD objective. We derive the practical BPO loss by approximating this objective. Its mismatch-correction weight is a smoothed ratio of complementary token probabilities. Experiments on mathematical reasoning benchmarks demonstrate the effectiveness of BPO.
Zhuoqing Song, Haotian Xu, Xikun Zhang +1
Sep 14, 2026cs.DS

Strong and Compact Policies for Submodular Markov Decision Processes via LP-Based Submodular Orienteering

Finding policies for Markov Decision Processes (MDPs) is a central problem in areas such as Reinforcement Learning and Operations Research. Here, we have to repeatedly choose an action that should be performed by an agent. Depending on the action and the current state of the agent, the agent collects a reward and randomly transitions into a new state. The goal is to maximize the reward in expectation over a finite time horizon of length HH. We consider a recently introduced variant that generalizes the traditionally additive reward function in the model to a monotone submodular one, which allows for capturing a range of interesting applications. Without the stochastic component, this problem is equivalent to the Submodular Orienteering problem, where the goal is to find an ss-tt walk in a directed graph maximizing a monotone submodular function under a length constraint. We present a novel LP-based algorithm for Submodular Orienteering using ideas from the Sherali-Adams hierarchy and Round-or-Cut. Our guarantees are comparable to the known quasi-polynomial time logarithmic approximation for Submodular Orienteering, but also extend to the setting of Submodular Markov Decision Processes. In the polynomial time regime, we present an O(nε)O(n^{\varepsilon})-approximation (and O(Hε)O(H^{\varepsilon}) for Submodular MDPs) for every ε>0\varepsilon >0, where nn is the number of vertices, which was unknown even for Submodular Orienteering. Prior to our work, the best known approximation guarantee for Submodular MDPs had an approximation ratio linear in HH. Beyond these algorithmic results, our methods reveal a trade-off between the approximation guarantee and the number of previously visited vertices on which an agent conditions its decision.
Lars Rohwedder, Rico Zenklusen
Sep 14, 2026cs.AI

Evaluation Metrics for Safe Reinforcement Learning

Safe reinforcement learning (RL) is commonly formalized as a Constrained Markov Decision Process (CMDP), in which an agent maximizes expected reward while keeping its expected cumulative cost below a specified safety bound. Existing safe RL benchmarks predominantly report whether an algorithm is safe on average, following this expectation-based guarantee. We argue that this convention is insufficient to reliably characterize an algorithm's true safety: it fails to capture how often and how severely the safety bound is violated, whether this holds consistently across tasks and safety bounds, and whether training-time behavior is representative of behavior of the final converged policy. Therefore, we introduce (i) evaluation metrics for safe RL that address each of these concerns and in addition allow for aggregation across tasks and safety bounds. We furthermore define (ii) a safety tier system to systematically categorize and compare algorithms in terms of safety and reliability at both training and for a final policy. Using this framework, we provide (iii) an empirical safety evaluation across multiple safety navigation tasks. Our results show that aggregate metrics, distributional reporting, and task- and safety bound-specific results each reveal information the other metrics cannot. We therefore recommend reporting all three jointly, rather than compressing this information into a single value, as is common practice. We provide SafeRLEval, an open-source evaluation suite to support the reliable characterization of safety in future safe RL research.
Lindsay Spoor, Aske Plaat, Thomas Moerland
Sep 14, 2026cs.LG

Certified Safety Curation: Distribution-Free Guarantees for Safe Offline Reinforcement Learning

Safe offline reinforcement learning assumes a cost function on every transition. We ask what remains possible when safety can be judged only by comparing short clips and occasionally asking whether an episode exceeded its budget. Certified safety curation answers with a filter-then-clone pipeline: a state-only value trained from segment comparisons scores whole trajectories, Learn-then-Test calibration certifies a selection threshold under a distribution-free (α,δ)(\alpha, \delta) bound on the unsafe fraction of the selection, and behavior cloning follows. We are not aware of prior work certifying the composition of a training set for offline RL or imitation. Oracle controls justify the design: reweighting individual transitions fails even with an exact value, so the value selects whole trajectories. The policies satisfy the cost budget on eleven of fifteen DSRL tasks, one short of cloning the ground-truth safe subset, which needs a label on every trajectory; the uncertified variant reaches twelve. Retrained on the certified selection, the strongest full-label method becomes safe where no setting of its own cost target rescues it. Refusal is predictable: the certificate's probability has a closed form in the purity the pool attains, which the calibration sample estimates and the scorer enters only through.
Adam Haroon, Cody Fleming
Sep 14, 2026eess.SY

Adaptive Agent Design

We consider an agent acting against a general non-Markovian environment. The agent maintains its agent states, but is free to choose a transition kernel across those states and optimize its state-feedback control policies. We study the bi-level agent design problem that optimizes the transition kernel and the policy it induces, given said kernel with offline data of observations and actions obtained via a behavioral policy. For general environments, we show that a soft QQ-learning algorithm converges almost surely to the fixed point of a soft Bellman equation defined by the stationary averages that the behavioral policy and the chosen kernel induce, and we delineate what separates the resulting policy from an optimal one. In partially observed Markov decision problems, we analyze convergence properties of parametrized transition kernel design via zero-th order and Bayesian optimization techniques.
Raj Kiriti Velicheti, Subhonmesh Bose, Tamer Başar
Sep 14, 2026cs.LO

Supermartingale Certificates for Parametric MDPs

We consider the problems of formal verification and synthesis in parametric Markov decision processes (MDPs) with general measurable state and action spaces. The heart of our approach is a parameter flattening transformation, which allows us to transform parametric MDPs into semantically equivalent non-parametric MDPs. Building on this transformation, we introduce the novel notion of parametric supermartingale certificates, which generalize the traditional supermartingale certificates---used for non-parametric MDPs---to the parametric setting. We use our parametric supermartingale certificates to design algorithms for verification and approximate synthesis in polynomial arithmetic parametric MDPs. This leads to the first verification and synthesis algorithms for parametric MDPs with general state and action spaces. We implement our algorithms and experimentally evaluate them on several continuous parametric random walk benchmarks.
Kaushik Mallik, \DHorj̣e Žikelić
Sep 14, 2026cs.LG

Learning to Solve Stochastic Controls with Unknown Drifts and Running Rewards: Theory, Algorithms and Convergence

We study continuous-time and possibly high-dimensional stochastic control problems where drift coefficients and running reward functions are unknown. Due to these missing model primitives, we take the exploratory, reinforcement learning (RL) framework of Wang, Zariphopoulou, and Zhou(2020) with relaxed controls and entropy regularization. The objective is to develop theoretically grounded, efficient and scalable RL algorithms to learn both the optimal value functions (which also solve the exploratory HJB equation) and optimal exploratory feedback control policies. When the diffusion coefficients do not contain control, we employ probabilistic representations of both the optimal value function and its gradient based on an auxiliary state process depending only on the diffusion part of the original dynamics. With a delicate analysis on some properly defined mappings and their fixed points, this leads to the introduction of our policy iteration algorithms and their convergence. We demonstrate the performance of our algorithms through various numerical examples. Finally, we study a special control-dependent diffusion case where probability representation of the Hessian is called for.
Jin Ma, Gaozhan Wang, Jianfeng Zhang +1
Sep 11, 2026cs.LG

A Bellman Optimality Equation for Plasticity

In continual reinforcement learning, carefully managing the stability-plasticity tradeoff remains a core challenge. Recent work by Abel et al. (2025) formalized this dilemma by defining plasticity as the generalized directed information from an agent's observations to its actions, and empowerment as the generalized directed information from its actions to its observations. This formulation successfully reframes the traditional stability-plasticity tradeoff as an empowerment-plasticity tradeoff. However, while extensive literature exists on optimizing for empowerment, there is currently no research addressing the optimization of plasticity under this new definition. This paper presents preliminary work toward optimizing plasticity within Markov decision processes. We show that there exists a Bellman optimality equation for optimizing plasticity similar to previous work for empowerment.
Jeremy Lucas, Doina Precup
Sep 10, 2026cs.RO

DIA: Denoising Intermediate Advantage for Diffusion Policy Optimization

Diffusion-based robot policies have become widely used in robotic manipulation, where they are typically trained with behavior cloning. However, policies trained purely from demonstrations are limited by the quality and coverage of the available data. Reinforcement learning can further improve the performance of these pretrained policies through interaction. A common approach is to use policy-gradient methods that formulate diffusion-policy fine-tuning as an outer environment MDP together with an inner denoising MDP. However, existing methods typically assign the same environment-level credit to all denoising steps used to construct an action chunk, without distinguishing which intermediate decisions contributed most to the final return. We introduce Denoising Intermediate Advantage (DIA), a policy-gradient method that learns a value function over partially denoised actions and uses it to construct a denoising level advantage for each step of the generative process. DIA combines this inner credit signal with the standard environment-level PPO advantage, providing state-dependent credit throughout the denoising chain. Across Robomimic, FurnitureBench, Franka Kitchen, and D3IL, DIA consistently improves final performance over existing diffusion-policy fine-tuning methods. Beyond final reward, DIA reaches successful states more efficiently and can shift farther from the pretrained behavior distribution, enabling it to discover more effective and efficient task-level strategies and subtask sequences that baseline methods fail to reach.
Arjun Sohal, Yuchi Zhao, Miroslav Bogdanovic +1
Sep 10, 2026math.OC

Support Discovery With Iteratively Reweighted Least Squares for Fixed-Charge Network Flow

The fixed-charge network flow problem (FCNFP) couples continuous flow allocation with discrete arc-activation decisions, making it a canonical but computationally challenging model for a variety of network design and resource allocation problems. Exact mixed-integer linear programming formulations capture the fixed-charge structure faithfully, but often become difficult to solve on large networks. We propose a scalable continuous-optimization algorithm for large-scale single-commodity FCNFP based on an iteratively reweighted least-squares (IRLS) framework. The method replaces the discontinuous fixed-charge and linear arc cost objective with a smooth nonconvex Lasry--Lions surrogate and solves a sequence of weighted quadratic flow subproblems. Each subproblem is solved by a warm-started dual semismooth Newton method whose Newton systems have weighted graph-Laplacian structure, enabling the use of modern Laplacian solvers. To further improve the discovered arc supports of the challenging underlying combinatorial problem, we also develop an algorithmic variant that incorporates objective-driven perturbation restarts and an anchor-union restricted search that jointly leverages supports discovered by IRLS and by complementary FCNFP heuristics. Computational experiments on 410 benchmark, synthetic, and large-scale instances show that our method obtains the best objective quality among the evaluated scalable FCNFP algorithms, with a mean gap of 1.316%1.316\% to a time-limited MILP reference and a win-or-tie rate of 90.0%90.0\% among the non-MILP methods. The results indicate that combining smooth continuous optimization with support-level search is an effective strategy for producing high-quality feasible solutions to large-scale FCNFP.
Sindura Saraswathi, Christian Kümmerle
Sep 9, 2026cs.CR

Learning Intrusion Response Strategies for OT Systems

Cyberattacks against Operational Technology (OT) systems, which monitor and control industrial processes, pose an increasing threat to essential societal services. For this reason, developing automated intrusion response strategies is highly important. In this paper, we present a formal model of an OT intrusion response use case using the POMDP framework. It includes a realistic model of partial observability that is based on traffic measurements. This approach allows us to develop tractable, learning-based solution methods for automated intrusion response, which are based on PPO. We evaluate the obtained response strategies on an emulated OT system and find that they are effective against several types of MITRE attacks for the studied use case.
Duc Huy Le, Rolf Stadler
Sep 9, 2026cs.AI

Belief-State Engine: Augmenting LLMs for Principled Planning Under Partial Observability

Large language model agents produce fluent action sequences across a wide range of tasks, yet they fail in characteristic ways once the environment becomes partially observable. Ambiguous feedback pushes them into premature commitments. A single informative observation can collapse their uncertainty onto the wrong hypothesis. Policies drift as the history grows. We trace these symptoms to a common structural cause. An LLM agent, as commonly deployed, is a history-conditioned policy with no explicit belief over hidden state. We propose an architectural fix. The Belief-State Engine (BSE) is an inference module placed outside the LLM. It maintains a Bayesian posterior over the latent states of a given POMDP (Partially Observable Markov Decision Process) model, and at each decision step it exposes only that posterior to the LLM. The raw action-observation log is not shown. We set out a minimal four-axiom specification of what a belief-consistent internal state must satisfy, and prove that the LLM paired with the BSE is a sound Markov policy on the belief MDP induced by the underlying POMDP. It therefore inherits the Bellman optimality guarantees of classical POMDP theory, provided the LLM is never exposed to the raw history. We evaluate the architecture on the Tiger POMDP and a red-team attack-graph task, against six baselines: a reactive LLM, Chain-of-Thought, ReAct, a natural-language belief tracker, QMDP, and POMCP. Across both domains, the BSE-augmented agent improves task return, belief calibration, and decision consistency. Ten targeted ablations isolate the contribution of each architectural choice confirms that the effect is not specific to any one model. Code, environment specifications, prompt templates, and seed logs accompany this paper.
Arnab Chattopadhayay, Debdipta Halder
Sep 9, 2026stat.ML

Optimal Value Inference for Reinforcement Learning

We study offline inference for the optimal value in reinforcement learning under finite state and action spaces. Two new nuisances are derived as fixed points of a self-induced Bellman equation, in which we approximate the maximum Bellman operator by its softmax correspondence. We propose a debiased estimator through the Neyman orthogonality and establish its asymptotic normality under diverging horizons even when the behavior policy changes with time, as long as the nuisances have the statistical rates that can be achieved by many machine learning methods. We provide a concrete estimating procedure for these nuisances and show they can lead to valid inference. Synthetic experiments validate the numerical performance of our inference method, and we implement it in real-life decision-making problems, including bike repositioning and AI agentic tool use.
Nan Lu, Ethan Lee, James M. Robins +2
Sep 9, 2026cs.LG

BRACE: Anchored Bellman-Residual Correction for Stale Critics in Asynchronous RL

Asynchronous reinforcement learning has become the standard way to scale training for large language models (LLM), but the resulting policy lag biases the critic toward the stale behavior policy. Existing work on asynchronous LLM training corrects the actor and leaves this bias unaddressed, while the off-policy value correction of classical RL does not carry over to long-horizon agentic tasks, since a short correction horizon leaves the regression target free of the reward and a long one lets the product of importance ratios drift exponentially with the trajectory length. We propose BRACE, an anchored Bellman-residual correction for stale value models. BRACE bounds the correction horizon to a prefix of policy tokens and anchors a constant-weight Monte-Carlo tail beyond it, which separates policy correction from reward propagation. BRACE delivers a 9.8%9.8\% relative improvement in mean@1 on BrowseComp-Plus over the strongest baseline, runs 2.46×2.46\times faster per step than synchronous training, and remains stable 5050 updates off-policy.
Guanqun Zhao, Zijun Xie, Binbin Zheng +3
Sep 8, 2026cs.AI

The Surprising Effectiveness of Approximate Value Iteration in Self-Play

Combining search with function approximation has driven major advances in game-playing programs, making self-play algorithms more competitive than ever. Still, the computational overhead of the most popular methods, based on Monte Carlo Tree Search (MCTS), can be substantial. In this work, we investigate whether simpler methods remain competitive in non-trivial, moderately sized games such as Connect Four, Hex(7x7) and synthetic games. We train a minimal self-play implementation of Approximate Value Iteration (AVI) and use ground-truth oracles for exact evaluation. Contrary to expectations, our results demonstrate the surprising effectiveness of AVI: it learns more accurate value functions than those learned by AlphaZero, while its one-step-lookahead greedy policies remain competitive with MCTS-based policies at substantially lower training and inference costs. Preliminary experiments on Othello and Go(9x9) show that AVI trains stably on larger games and learns effective value functions. These findings suggest that the success of MCTS-based methods may have eclipsed simpler approaches that have become increasingly practical with modern deep-learning tools.
Raphael Boige, Amine Boumaza, Bruno Scherrer
Sep 8, 2026cs.RO

CAST: Alternating State-Value Targets and Expanded Policy Gradients for Model-Based Reinforcement Learning

Model-based reinforcement learning (MBRL) is a family of RL methods that learn a model of the environment and use it for action selection, making it well suited to robotics due to its sample efficiency. Combining learned models with online planning can further improve action selection, as the planner can exploit the model to find better actions than the learned policy alone. Recent methods combining learned policies with online planning typically learn the value of the policy rather than the stronger planner-guided behavior. We present CAST (Critic with Alternating State-value Target), which uses planner-guided behavior to improve value learning while regularizing the value estimate with the current policy. CAST replaces the action-value critic with a state-value critic, trained using a target that combines a real planner-guided transition and an imagined transition under the current policy. The resulting value function corresponds to an alternating process between planner-guided behavior and the current policy, allowing it to benefit from the stronger planner behavior while being regularised by the policy being learned. We evaluate CAST on the DeepMind Control and HumanoidBench Suites against several state-of-the-art methods, and demonstrate successful transfer to a physical Unitree Go2 quadruped performing a dynamic handstand.
Pietro Noah Crestaz, Mohamed Yassine Kabouri, Nicolas Mansard +1
Sep 7, 2026cs.AI

Mini-Batch Risk-Averse Deep Q-Learning: A Robot Navigation Case Study

We study the control of Markov decision processes in which the quality of a policy is evaluated by a dynamic, time-consistent Markov risk measure rather than by an expected discounted cost. The main obstacle to combining such measures with reinforcement learning is that a transition risk mapping depends on the transition kernel in a nonlinear way, and therefore cannot be estimated from a single observed transition. We remove this obstacle by employing mini-batch transition risk mappings: the mapping is applied to the empirical measure of NN independent next-state samples, and the result is averaged. The resulting mapping is again coherent. However, as an expected value of a function of NN next-state values, it admits an unbiased one-sample estimator. We embed this mapping into a double deep Q-network, analyze the two sources of estimation bias that arise, and obtain a risk-averse Q-learning method applicable to state spaces far beyond the reach of tabular schemes. The method is applied to an underwater robot navigation problem, in which a vehicle must visit collection points, gather stochastic information payloads, and deliver them at transmission points, while exposed at each step to the risk of destruction. A hierarchical decomposition delegates path execution to an exact graph search and confines learning to the high-level ``collect or transmit'' decision. A low-dimensional feature map, invariant under the symmetries of the problem, replaces the raw state--configuration encoding. In experiments on 300300 held-out environments, the resulting policies transfer to instance sizes never seen in training, and already N=2N=2 reduces the upper semideviation of the outcome distribution while simultaneously improving its mean whenever the simulator is misspecified---an empirical counterpart of the duality between coherent risk measures and distributional robustness.
Aayush Patel, Andrzej Ruszczyński
Sep 7, 2026cs.RO

Conditional Timed Partial Orders: An Expressive and Interpretable Framework for Robot Task Specification and Planning

Timed Partial Orders (TPOs), originally proposed for workflows, provide an interpretable framework for robot task specification with planning algorithms based on mixed-integer linear programming (MILP). However, TPOs are limited in expressivity, capturing only partial-order events with simple timing constraints. In this paper, we introduce Conditional TPOs (cTPOs), which extend TPOs with richer relative-timing constraints and conditional event activations based on environmental conditions. We show that planning for cTPOs also reduces to an MILP problem; however, the added expressivity results in significantly larger MILPs that can become computationally intractable. To address this challenge, we propose a decomposition algorithm that partitions a cTPO into smaller sub-TPOs, yielding a sequence of smaller MILP problems. We prove that this decomposition is complete and preserves plan optimality while improving the interpretability of complex tasks. Experimental results demonstrate the effectiveness of cTPOs as a task specification framework and the efficiency of our decomposition approach, achieving up to four orders of magnitude speedup over the monolithic MILP.
Sebastian Escobar, Morteza Lahijanian
Sep 7, 2026cs.LG

Temporal-Causal Inference for Reinforcement Learning via Automata Learning

We consider reinforcement learning in environments with dynamics that undergo an irreversible phase transition governed by a hidden temporal pattern. The agent observes the base state but cannot observe the phase directly. We formalize this problem as a two-phase non-Markovian decision process and introduce Temporal-Causal Inference for Reinforcement Learning (TCIRL), a framework that jointly learns a control policy and infers the hidden temporal cause of the phase transition. TCIRL maintains a hypothesis deterministic finite automaton (DFA) to track what phase is active and refines it via counterexample-driven SAT-based synthesis. We prove that the hypothesis converges almost surely to a DFA recognizing the true cause language on all attainable label sequences, yielding an optimal policy for the original non-Markovian decision process. Experiments on a genetic therapy gridworld and a traffic signal environment show that TCIRL recovers the correct cause DFA and matches the full-information baseline in both domains.
Jan Corazza, Daniil Kaminskyi, Simon Lutz +4
Sep 3, 2026cs.LG

Robust PAC Learning of Concurrent Stochastic Games

We introduce the first Probably Approximately Correct (PAC) learning framework for general-sum concurrent stochastic games (CSGs) with transition uncertainty, while addressing the challenge of Nash equilibrium (NE) existence. Our algorithm maintains data-driven L1L^1 confidence sets over transition kernels and solves a robust CSG to compute a social-welfare optimal ε\varepsilon-NE, using a robust MDP-based exploration mechanism to drive joint state-action coverage. Crucially, we introduce a Nash margin characterisation that enables principled reasoning about equilibrium existence: the framework either returns an ε\varepsilon-approximate NE whose social-welfare value is ε\varepsilon-close to optimal, or provides a sound certificate that no exact NE exists. Under a minimum reachability condition preach>0p_{\mathrm{reach}}>0 over relevant state-action pairs, the algorithm terminates after a polynomial number of trajectory samples, with sample complexity O~(Rmax2H4S2A/(preachε2))\widetilde{O}\left( {R_{\max}^2 H^4 |S|^2 |A| / (p_{\mathrm{reach}} \varepsilon^2)} \right). Empirical results on benchmark CSGs demonstrate near-optimal performance, correct handling of equilibrium (non-)existence, and sample complexity consistent with theory.
Angel Y. He, David Parker
Sep 1, 2026cs.RO

Scalable Rao-Blackwellized Online Planning for High-Dimensional POMDPs

Online planning under uncertainty remains a fundamental challenge for robotic systems operating in partially observable environments with high-dimensional state spaces. While sampling-based POMDP solvers enable approximate decision-making in large or continuous domains, their performance degrades as belief dimensionality increases due to the high variance inherent in Monte Carlo-based estimation. In this work, we extend the Rao-Blackwellized online POMDP (RB-POMDP) framework to improve its generalizability in high-dimensional settings through hybrid continuous-discrete belief representations. By analytically propagating uncertainty associated with marginalized state components during tree-based planning, the proposed approach reduces sampling-induced variance in value estimation. We demonstrate the effectiveness of this framework in a robotic search-and-rescue task by integrating it with FastSLAM 2.0. Experimental results show that the proposed planner achieves higher cumulative rewards using significantly fewer particles and planning simulations than purely sampling-based methods under equivalent computational budgets. These results suggest that structured high-dimensional robotic problems admitting tractable sufficient statistics can be effectively leveraged within the RB-POMDP framework for computationally feasible online decision-making.
Jiho Lee, Nisar Ahmed, Kyle Hollins Wray +1
Aug 31, 2026cs.LG

Locally-Guided Actor-Critic: Training a Goal-conditioned Actor with a Subgoal-aware Critic

Goal-conditioned reinforcement learning struggles with long horizons when rewards are sparse. While a planner can provide subgoals to guide a low-level policy, its use at test time may introduce practical subgoal management difficulties. An alternative paradigm utilizes a high-level planner to assist learning, while the policy remains conditioned only on the final goal, enabling planner-free deployment. Among these methods, Reinforcement Learning with Imagined Subgoals (RIS) introduces a regularization term that encourages the policy to take the same actions for the final goal as it does for an intermediate goal. This regularization, however, may lead to goal-chaining issues when intermediate goals are low-dimensional. Potential-based reward shaping (PBRS) translates plans into an additional reward while ensuring that the optimal policy remains unchanged. Yet, it can generate deceptive rewards in terminal states. We study these failure cases and first propose an alternative reward shaping method (RS) that removes these deceptive rewards at the expense of theoretical guarantees of PBRS. Similar to this RS variant, we then propose another method named Locally-Guided Actor Critic (LG-AC) that rewards the agent for reaching intermediate goals. Unlike RS, where intermediate rewards are implicit in the shaping signal, we explicitly condition a value estimator on the full sequence of intermediate goals but represent the value function as a sum of subgoal-conditioned value functions, enabling dense hindsight relabeling. We evaluate all these methods in tasks with challenging goal-chaining requirements and empirically highlight specific cases in which either action regularization or reward shaping yield low performance, while LG-AC achieves the best overall performance across tasks.
Olivier Serris, Stéphane Doncieux, Olivier Sigaud
Aug 31, 2026cs.CL

GPAgentBench-2K: Benchmarking Large Language Model Agents in Complex Clinical Action Space

Large Language Models (LLMs) show great potential as clinical agents, yet existing benchmarks reduce clinical workflows to static predictions or unconstrained Markov Decision Processes (MDPs) with coarse action sets. To address this, we introduce GPAgentBench-2K, the first Constrained MDP (CMDP) LLM-agent benchmark for primary-care clinical decision-making, constructed from expert-validated records of real-world GP encounters. Our environment models a full spectrum of six foundational clinical actions, imposes a topological workflow prior over the action space, and operationalizes safety-informed abstention as a first-class outcome. Evaluating 16 state-of-the-art LLMs reveals a significant performance degradation as the action space scales. Crucially, we uncover a clinical quality-safety gap: even frontier models with the highest diagnosis accuracy violate safety constraints in over half of high-risk cases. Finally, we establish a reference point using Constrained Group Relative Policy Optimization (C-GRPO), and show that while explicitly modeling constraints improves performance over unconstrained RL methods, it remains far from clinically acceptable safety.
Boqi Chen, Xudong Liu, Yunke Ao +2
Aug 30, 2026cs.AI

Game-Agnostic Value Functions through Automatic JSON Feature Extraction

JSON Bag-of-Tokens (JSON-Bag) is a recently proposed method to generically represent game trajectories by tokenizing their JSON descriptions. We introduce JSON-Bag VF, a game-agnostic approach to training value functions for game-playing agents using JSON-Bag prototypes. We show that this approach can be enhanced with Random Forest-based feature selection and a method to select game-stage-specific features. We evaluate JSON-Bag VF with One-step-look-ahead (JSON-Bag OSLA) on six tabletop games over different combinations of prototype-tokenization and feature selections. JSON-Bag OSLA outperforms baseline OSLA agents in most games. Our analysis also shows that feature selection significantly improves JSON-Bag VF and that feature selection is the most important factor in JSON-Bag VF performance, over prototype-tokenization.
Dien Nguyen, Diego Perez-Liebana
Aug 25, 2026cs.LG

From Relaxed Indexability to Exact Indexability: A tt-Step Approach for Partially Observable Restless Bandits

Whittle index policies offer a scalable method for restless multi-armed bandits, but under partial observability even determining the indifference subsidy at a single belief requires solving an infinite-horizon belief-state problem with no closed-form value function. Liu [10] addresses this difficulty by linearizing the unknown decision boundary, leading to a linear system and a closed-form approximate Whittle index. However, the resulting threshold uses only a one-step active--passive comparison and does not account for longer-horizon continuation values. We extend this framework to a \emph{tt-step lookahead threshold policy}. For each subsidy mm, the threshold is defined by the active-minus-passive advantage under tt-step finite-horizon value iteration. At t=1t=1, the threshold is mm-independent and recovers the linear threshold of Liu [10]; for t>1t>1, it becomes subsidy-dependent through the induced first-crossing structure and tracks the exact decision boundary more closely. The proposed algorithm does not require indexability as an input and includes an indexability verification. Under the original Whittle indexability, we prove that the tt-step approximate Whittle index converges geometrically to the exact Whittle index, W^t(ω)W(ω)=O(βt).|\widehat W_t(ω)-W(ω)|=O(β^t). Numerically, all 2,715 tested three-state instances are verified as indexable according to the proposed criterion. The P95 index error decreases from 2.18×1022.18\times10^{-2} at t=1t=1 to 8.93×1048.93\times10^{-4} at t=8t=8. In an exact-comparable instance with β=0.9999β=0.9999, t=2t=2 already recovers the exact Whittle-index ordering. Moderate-depth threshold policies also outperform the one-step baseline and remain close to the optimal dynamic-programming benchmark, while runtime grows mildly with tt.
Qizhen Jia, Keqin Liu
Aug 13, 2026cs.LG

Fast A/B/n Testing: Exact Multi-Policy Comparison via Tree-Coupled Feedback Sharing

Online platforms increasingly compare many adaptive decision policies---ranking systems, recommendation algorithms, pricing rules, and language-model agents---while each reward-bearing interaction can be costly or risky. A direct A/B/n design gives each of JJ policies its own horizon-TT trajectory and therefore uses JTJT outcomes. We introduce Tree-Coupled A/B Testing (\TCAB), an exact feedback-sharing design for arbitrary history-dependent contextual-bandit policies. At each round, a predictable tree connects the current policy histories; every parent--child context--action law is maximally coupled, and one reward is shared within each component of matched tree edges. Every policy retains exactly its standalone finite-horizon trajectory law, even though the policies are deliberately dependent. If De,tD_{e,t} records a mismatch on tree edge ee at round tt, the number of reward queries satisfies the pathwise identity N(T)=T+t,eDe,tN(T)=T+\sum_{t,e}D_{e,t} and hence equals TT plus cumulative tree-edge total variation in expectation. This cost is conditionally optimal among exact edge-local designs on the selected tree, and a current-round minimum-spanning tree is myopically optimal among tree designs. For fixed JJ, sublinear pseudo-regret of every policy and almost-sure uniqueness of the oracle action imply E[N(T)]=T+o(T)\mathbb{E}[N(T)]=T+o(T), versus JTJT for independent runs. We also obtain finite-sample variance bounds for pairwise policy contrasts. Experiments on reward-model evaluation, multiple-choice language-model evaluation, and adaptive search policies demonstrate substantial improvements in the cost--precision frontier.
Yuxiao Wen
Aug 13, 2026cond-mat.stat-mech

Thermodynamics of Learning: A Typed Four-Component Accounting of Memory, Fit, and Value

What a finite learning device has recorded and what will hold value for it on future tasks are not the same quantity. We develop a typed accounting for finite-state learning devices that separates four components: a training-side fit functional ΦfitΦ_{\mathrm{fit}}, the record-correlation stock JD=I(M;D)J_{D}=I(M;D), an update-side search ledger σMσ_{M}, and an operational capital value V(M;T,b)V(M;T,b). This value is the work gap between an informed protocol class and a blind class obtained by deleting the memory-read port and re-optimizing from scratch. (I) Separation: for every nn, there is a device family on which record correlation and world correlation grow by nln2n\ln 2 while the capital gain is exactly zero. In the flat\mathrm{flat}^{*} regime, data-free updates never increase VV. (II) Capitalization ledger: an exact flat\mathrm{flat}^{*} extraction identity and a universal ledger identity give, for (F5')-stable MM-local updates under a no-discarded-record-correlation condition (f), the bound ηcap1η_{\mathrm{cap}}\le 1 for the capitalization efficiency ηcap=ΔV/(kTσM)η_{\mathrm{cap}}=ΔV/(k T\,σ_{M}), together with necessary and sufficient conditions for equality. (III) Value retention: for the retention gap LgenL_{\mathrm{gen}} and retention ratio ρgenρ_{\mathrm{gen}} (the former carries no sign constraint; the latter is defined for positive training-side value and is not confined to [0,1][0,1]) we give a two-layer alignment domain: an exact exchange rate between value and the side-information-adjusted record fit I(M;DY)I(M';D\mid Y) without any record-side-information independence assumption, and a raw record-stock exchange rate under a joint side-information neutrality condition (M,D)Y(M,D)\perp Y, whose boundary is marked by an explicit one-time-pad witness. These are statements about finite-device value retention under task-distribution shift, not a theory of statistical generalization.
Akihito Sudo
Aug 13, 2026cs.LG

Decentralized Multi-Player Q-Learning in Episodic Markov Decision Processes with Information Asymmetry

We study decentralized multi-player reinforcement learning in episodic tabular Markov decision processes (MDPs) under three forms of information asymmetry: (A) unobserved actions with common rewards, (B) observed actions with independent rewards, and (C) unobserved actions with independent rewards. Players cannot communicate during learning but may agree on a protocol a priori. For Problems A and B we propose \texttt{mQ-learning} and \texttt{mQ-learning-intervals}, achieving O~(H4SAjointT)\tilde{O}(\sqrt{H^4 S A_{\text{joint}}\, T}) regret, where HH is the horizon, SS the state count, T=KHT = KH the total steps, and Ajoint=i=1MAiA_{\text{joint}} = \prod_{i=1}^M |\mathcal{A}_i| the joint action space across MM players. For Problem C we give \texttt{mEXC} and \texttt{mEXC-Bellman}, two-phase explore-then-commit algorithms with regret O~(H(SAjoint)1/3T2/3)\tilde{O}(H (S A_{\text{joint}})^{1/3} T^{2/3}). Against the centralized joint-action benchmark, decentralized learning under information asymmetry matches the single-agent Q-learning rate of \cite{jin2018q} up to logarithmic factors. Because AjointA_{\text{joint}} grows exponentially in MM, the bounds are most meaningful for small MM or small per-player action sets.
Larissa Xu, King Bi, William Chang
Aug 12, 2026cs.LG

Towards a Formal Definition of Agent Memory: Basis, Span, Optimality, and the Sequential Memory Problem

Despite the wide deployment of memory in large-model agents, there is no unified formal account of what a memory is or when it is optimal. This paper takes a first step toward this account. The central idea is that memory is a basis, knowledge is its span, and answerability is a coverage problem: an agent stores events extracted from a material; a generation operator turns any event set into the knowledge it entails; and a query is answerable exactly when some single item in the span covers it. The optimal memory is then the capacity-constrained maximizer of expected coverage, and its value traces a utility--capacity frontier, the common yardstick on which memory systems can be compared. Next, we consider noise in the memory and discuss coverage versus precision under it: a memory may store false claims, so the write policy must infer the truth of what it stores. Drawing an analogy with biological memory, which is formed continuously through ongoing experience, we formalize the continual agent-memory problem in a sequential MDP that covers multiple levels, where memory is the state, writing is the action, and the utility settled at query time is the delayed reward that drives learning. To make the framework concrete, we instantiate it on Homer's \emph{Odyssey}, turning the frontier, the compression zone, and the divergence of coverage from precision into concrete numbers. Finally, we position existing systems within the framework, making ``how good is a memory'' measurable and recasting the open problems of constructing and learning agent memory as concrete research questions.
Hongyao Tang
Aug 11, 2026math.OC

Threshold Structure of Optimal Policies in Restart POMDPs

We study a Restart POMDP (Partially Observable Markov Decision Process) on a general Borel state space, where the controller either lets the hidden state evolve unobserved or restarts the system and observes the new state. Exploiting a sufficient-statistic representation consisting of the last observed state and the elapsed time since restart, we reduce the problem to a fully observed MDP. Under a natural one-step cost deterioration condition, we prove that optimal policies have a threshold structure in the elapsed time for both the discounted and total undiscounted cost criteria. When the state space is partially ordered and the kernel is stochastically monotone, we further show that the optimal threshold is nonincreasing in the state. For the average cost criterion, under additional assumptions of geometric ergodicity and domination of the transient gain, we establish analogous threshold results via the vanishing discount approach, after showing the uniform boundedness of the optimal thresholds and relative value functions.
Konstantin Avrachenkov, Alexey Piunovskiy, Yi Zhang
Aug 10, 2026cs.LG

Boundary-Seeking Policy Gradient for Safe Reinforcement Learning

Safe reinforcement learning maximizes reward subject to safety constraints. For Constrained Markov Decision Processes, the linear-programming view over occupancy measures implies that whenever the constraint is active at optimality, the optimal policy lies exactly on the constraint boundary, yet standard gradient-based methods do not exploit this structure and often settle in the feasible interior. We introduce Boundary-Seeking Policy Gradient (BSPG), a first-order method whose update combines a tangential component that improves reward while preserving cost to first order with a signed, residual-driven normal component that regulates the policy toward the active boundary from either side; the combined direction admits an algebraic Lagrangian form with an induced coefficient and no learned dual variable. Under exact gradients and stated regularity conditions, the constraint residual converges to zero from either side with a finite-horizon O(1/T)O(1/\sqrt{T}) bound, the tangential component is a reward-ascent direction on the boundary, and any convergent parameter sequence is stationary on the active constraint set, satisfying the KKT conditions when the limit is also a local maximizer over the feasible set. This complements existing analyses, which certify feasibility but do not characterize the constraint value at convergence. On a standard Safety-Gymnasium navigation task, BSPG attains higher reward while tracking the boundary more tightly than the compared baselines.
Chenhua Fan, Jiahui Zhu, Yuhang Zhang +1
Aug 9, 2026cs.LG

Path-dependent Discrete Amortized Inference

We consider the problem of sampling compositional and discrete objects from a given unnormalized posterior distribution. Notably, recent studies have shown that this problem can be efficiently solved by learning a deterministic Markov Decision Process (MDP) that progressively builds each object in proportion to the posterior. In this work, however, we demonstrate that the Markovian assumption can both hamper signal propagation during training and catastrophically reduce the learned sampler's expressivity due to state aliasing. To address these issues, we propose lifting the MDP with a learnable latent dynamical system that allows the underlying policy to depend on the entire past trajectory---and not only on the current state. In view of this, we refer to the resulting method as path-dependent discrete amortized inference. Importantly, we provably extend existing learning algorithms for discrete amortized samplers to our setting. In experiments on standard benchmark problems, we also show that our approach often leads to faster learning convergence and improved state space exploration relatively to prior techniques.
Tiago da Silva, Esmeralda S. Whitammer, Salem Lahlou
Aug 7, 2026cs.MA

Per-Shipment Multi-Agent Reinforcement Learning for Intermodal Freight Routing Under Hurricane Disruption

Intermodal freight networks face growing disruption risk from climate extremes that degrade multiple corridors simultaneously. To address this, we formulate freight routing as a Dec-POMDP with per-shipment action granularity and train Independent PPO (IPPO) under Centralized Training with Decentralized Execution, comparing against two heuristic baselines with privileged state access on a 15-hub network under hurricane disruption. Across 30 matched episodes, no single policy dominates: IPPO achieves the highest throughput (+12.7%+12.7\%) and delivery rate while a capacity-aware heuristic leads on Resilience Index (RI) and delay. Under demand surge (2.9:1 capacity ratio), IPPO's RI advantage grows to +6.4%+6.4\%, suggesting learned routing is most valuable when capacity is scarce. A Multi-Agent PPO (MAPPO) variant collapses under train-eval queue mismatch (RI=0.811\mathrm{RI} = 0.811); retraining recovers RI to 1.0181.018 but IPPO still leads on throughput, pointing to residual limitations in centralized critics under per-shipment dispatch.
Aliza Sharmin, Xudong Wang, Mustafa Can Camur +1
Aug 7, 2026cs.LG

The Sample Complexity of Policy Learning with Mu-Resets

We study policy-based reinforcement learning under the μμ-resets interaction protocol of Kakade and Langford [KL02]. This interaction protocol enables the learner to sample trajectories from a given exploratory reset distribution μμ, in addition to the starting distribution. We resolve the question raised by [KLS25] on the role of policy realizability for the sample complexity of this problem. Critically, the dependence on horizon HH is governed by the notion of coverage assumed of the reset distribution. Under bounded all-policy concentrability, we show a exp(Ω(H))\exp(Ω(H)) sample complexity lower bound; with bounded pushforward concentrability, we show the dependence on horizon is tightly characterized as exp(Θ(H))\exp(Θ(\sqrt H)).
Gene Li
Aug 7, 2026cs.LG

Finite Constant Frontiers and Auditable Regret Certificates for Average-Reward Reinforcement Learning

Average-reward reinforcement-learning regret is known up to logarithmic factors, but the numerical content of published guarantees is difficult to compare because probability mode, structural parameter, logarithmic normalization, prior information, and planning assumptions differ. We introduce a constant-aware comparison protocol and derive an explicit finite lower certificate for communicating MDPs. The construction is a binary tree of two-state blocks; its proof uses exact trajectory-level Bernoulli KL divergence and keeps action budget, diameter, occupancy, navigation cost, and terminal bias explicit. A common closed-form envelope improves the published coefficient 0.0150.015 across a finite frontier: 0.02000.0200 in a moderate regime and up to 0.02910.0291 under stronger action, diameter, and horizon conditions, a 94%94\% increase. The limiting coefficient is 132(A3)/A\frac1{32}\sqrt{(A-3)/A}. For upper bounds, we give an auditable composition rule for a span-constrained optimistic learner, but do not claim a coefficient while adaptive directional-variance and planning certificates remain open. We also formalize valid expectation conversion and constant comparability. Controlled diagnostics test diameter dependence, bonus-by-width interactions, span misspecification, and the finite lower certificate on its exact family.
Ibne Farabi Shihab, Abu Sa-Adat Mohamed Moon-Im Al Ahsan, Md Najmus Swaqeeb
Aug 7, 2026cs.LG

CODS: Iterative Bellman-Residual Data Selection for Reusable Offline Reinforcement Learning

Offline reinforcement learning repeatedly trains policies from a fixed transition pool, making redundant data costly across seeds and hyperparameters, while naive subsampling can remove rare transitions needed for long-horizon credit assignment. We introduce CODS, a critic-guided selector that alternates between fitting an algorithm-matched critic and acquiring high-residual transitions before freezing a reusable subset. Unlike prioritized replay, CODS produces a static artifact; unlike one-shot residual selection, it refreshes scores as the critic changes. At a 10% budget, CODS retains 96.6% of eligible-pool performance across 20 valid D4RL task--algorithm cells. It exceeds ReDOR and OPER on 19/20 cells and every other subset baseline on 20/20; all six subset advantages remain significant under predeclared hierarchical inference with Holm correction. Holding total selector updates fixed, five acquisition rounds improve four representative cells by 11.23 points over one round and saturate thereafter. Equal-pass and equal-hour evaluations clarify that reuse, rather than a single-run speedup, creates the compute advantage. Mechanism and corruption interventions expose both useful sparse-reward enrichment and sensitivity to outliers. Finally, a whole-trace extension retains 95.4% of pooled ALFWorld success and 96.5% of pooled GSM8K exact match. CODS is therefore a reusable selection procedure, not a formal coreset guarantee.
Ibne Farabi Shihab, Sanjeda Akter, Abu Sa-Adat Mohamed Moon-Im Al Ahsan +2
Aug 7, 2026cs.LG

Aftab: A Comprehensive Benchmark of CNN Encoders and Advanced Value Functions in Parallelized Q-Networks

Recent advancements in deep reinforcement learning have increasingly favored simplified, highly parallelized paradigms. Notably, the Parallelized Q-Network (PQN) algorithm enables off-policy value learning without relying on experience replay buffers or target networks. However, the representational capacity and computational efficiency of visual encoders operating in these buffer-free settings remain comparatively underexplored. In this work, we systematically investigate the architectural design space of Convolutional Neural Networks within PQN. We evaluate eight distinct CNN topologies while explicitly characterizing their parameter and computational requirements. We further study the effect of multiplicative representation learning and advanced value estimation by integrating the Hadamax encoding paradigm with categorical, ensemble, and dueling value heads. Extensive experiments on Atari-57 show that our final composite architecture, Aftab, achieves an Interquartile Mean (IQM) Human-Normalized Score of 6.592, compared with 2.715 for the standard PQN baseline, together with a 0.86 Probability of Improvement over PQN. We additionally evaluate Aftab on Procgen-Hard to assess performance under procedurally varying visual environments. Aftab achieves a normalized learning-curve Area Under the Curve (nAUC) of 0.541 compared with 0.216 for PQN. Overall, the results demonstrate that carefully designed encoder topology, multiplicative feature interactions, and advanced value-estimation heads can substantially improve performance within a parallelized, replay-free Q-learning framework while preserving its memory-efficient training paradigm. The complete Aftab framework, including model definitions, training configurations, reproducibility settings, and raw experimental logs, is open-sourced at https://github.com/tahashieenavaz/aftab
Taha Shieenavaz, Shabnam Zareshahraki, Loris Nanni
Aug 7, 2026cs.LG

From Optimal Actions to World Models: Identifiability of Transition Kernels in Discounted MDPs

We study what can be recovered about the transition probabilities of a Markov decision process from optimal actions alone. This is closely related to the inverse problem considered by Letcher et al., who ask when the dynamics can be recovered from numerical QQ-values. Here the numerical values themselves are not observed; only the optimal actions are known, for every reward in a given class. For state-action rewards r(s,a)r(s,a), knowing the optimal actions for every reward also tells us how much better one action is than another when each is followed by the same fixed policy. This is still not enough to determine the transition probabilities uniquely. We prove that two kernels give the same optimal actions for every reward exactly when Qs,a=(Ps,a+1γesT(LI))L1Q_{s,a} = \Bigl(P_{s,a}+\tfrac1γe_s^{\mathsf T}(L-I)\Bigr)L^{-1} for one invertible matrix LL satisfying L1=1L\mathbf 1=\mathbf 1. Near a kernel with strictly positive entries, there is an n(n1)n(n-1)-dimensional family of different kernels with this property. The result is unchanged if we consider only rewards having a unique optimal action at every state. We then compare this with rewards of the forms r(s)r(s) and r(s,a,s)r(s,a,s'). Rewards that depend on the next state can usually recover the transition kernel itself: every row at a state with at least two actions is determined, and we describe exactly when a row at a state with one action can remain hidden. State rewards reveal less: two kernels give the same optimal actions exactly when every deterministic policy is optimal for the same set of rewards. The results show how the form of the reward affects what can be learned about the dynamics from optimal actions alone.
Neal Batra
Aug 7, 2026cs.LG

Sub-Quadratic Bisimulation Metrics via Approximate Nearest Neighbors: Coverage-Augmented Guarantees and Computable Two-Sided Certificates

Bisimulation metrics quantify behavioral similarity in Markov decision processes, but their Wasserstein fixed-point operator updates every state pair and incurs quadratic pairwise work. We give a certificate-carrying sub-quadratic method for MDPs with bounded transition support and a useful low-dimensional indexing representation: an approximate-nearest-neighbor index selects the pairs updated by the exact restricted operator, while monotone lower and upper runs enclose the exact metric at every sweep. The main analytical result is a coverage-augmented anytime bound: local index quality alone cannot control global error, because uncovered pairs retain their initialization gap. The limiting error is at most max(ρ,\eop/(1γ))\max(ρ,\eop/(1-γ)), and with exact covered backups the lower arm satisfies \dannd=ρ\|\dann-d\|_\infty=ρ. Because ρρ depends on the unknown exact metric, the algorithm returns the observable sandwich width instead; agreement of the induced lower and upper clusterings certifies exact recovery of the covered aggregation. A reward-oblivious lower bound shows sub-quadratic index-first coverage cannot remove the coverage term, while a separate adaptive lower bound requires Ω(\Scal)Ω(|\Scal|) pair evaluations. Exact-operator experiments verify the identity and enclosure in every seeded run, and timing experiments recover quadratic versus sub-quadratic scaling under both cheap and full Wasserstein backups. On the grouped \Scal=64|\Scal|=64 benchmark, exact restricted refinement reaches the exact-metric skyline once retrieval covers roughly half of all pairs, while independently trained MICo and DBC baselines stay 2222-33×33\times above that skyline at every retrieval budget. Taxi shows the certificate abstaining under an uninformative embedding, while a 25002500-state gridworld improves over a reward-only metric by 28.6%28.6\% using 12.8%12.8\% of one quadratic sweep.
Ibne Farabi Shihab, Joyanta Jyoti Mondal
Aug 6, 2026cs.LG

Bootstrap-Conditioned Action Selection with Tabular Foundation Models

Contextual bandits offer a natural framework for sample-efficient personalization, but practical deployment remains difficult under sparse, biased interaction data, unreliable uncertainty estimates, and severe cold starts. We study whether pre-trained tabular foundation models with in-context learning can be turned into randomized policies for online decision making. We propose BC-ICL (Bootstrap-conditioned action selection using ICL), which at each round draws a bootstrap resample of the interaction history, conditions a frozen pre-trained ICL model on that resample, scores all actions, and selects the action with the highest sampled score. We further introduce an arm-context conditioning architecture that promotes shared statistical strength across actions and helps avoid common bootstrap failure modes of isolated-arm bandits. Empirically, this policy delivers strong early-round regret and regret performance on standard contextual bandit suites, outperforming established baselines under a strict online protocol.
Devansh Gupta, Shiv Tavker, Dmitry Efimov +3
Aug 6, 2026cs.LG

Robust Average-Reward Markov Decision Processes: Minimax-Optimal Learning via Plug-in Reductions

Distributionally robust Markov decision processes provide a principled framework for sequential decision making under model uncertainty. We study how many samples are necessary and sufficient to learn an ε\varepsilon-optimal robust policy under the average-reward criterion. A generative model provides samples from the nominal transition kernel, whereas policy performance is evaluated over (s,a)(s,a)-rectangular total-variation uncertainty sets of radius at most σσ. Let H0H_0 and HσH_σ denote the nominal and robust optimal bias spans, respectively. We identify σH0σH_0 as the perturbation scale separating high- and low-tolerance regimes. Our matching upper and lower bounds show that, up to logarithmic factors, the minimax total sample complexity is NSASAε2{min{H0,Hσ},εσH0,min{H0,Hσ}+σHσ2,εσH0.NSA \asymp \frac{SA}{\varepsilon^2}\begin{cases} \min\{H_0,H_σ\}, & \varepsilon\gtrsimσH_0,\\ \min\{H_0,H_σ\}+σH_σ^2, & \varepsilon\lesssimσH_0. \end{cases} Here SS and AA are the numbers of states and actions, and NN is the number of samples per state-action pair. The sample complexity consists of a linear-span term that resembles the nominal AMDP results and a robustness-specific term that appears only in the low-tolerance regime. We attain these rates using reduction-based plug-in procedures that select the reduction---nominal or robust---and its discount factor: a span-informed procedure that makes these choices using known span parameters, and a span-agnostic procedure that calibrates both choices from data.
Yuepeng Yang, Yuxin Chen, Yuejie Chi
Aug 6, 2026cs.LG

Online Security Learning in Cooperative Multi-Agent Systems under Hidden Byzantine Attacks

We study online cooperative control of a multi-agent system under Byzantine attacks. Namely, an unknown, fixed subset of agents are Byzantine comprised and can stealthily overwrite its own coordinates of the team's planned joint action after observing that plan. The learner observes planned actions, public rewards, and public states, but neither the overwrite nor the executed joint action. Our objective is security: to optimize the team performance against the worst overwrites and achieve the optimal security value. We first show that the attacker's information determines the geometry. An attacker that observes the planned action induces an exact (s,a)(s,a)-rectangular robust Markov decision process (MDP) whose rows are convex hulls of overwrite-induced public-outcome laws, whereas a blind attacker induces an ss-rectangular model. We then identify the information-theoretic limit of security learning, showing that the security regret decomposes exactly into return regret against the response generating the data and a cumulative response gap DKD_K. Two indistinguishable horizon-one instances force Ω(K)Ω(K) expected security regret while return regret is zero, showing that dependence on DKD_K is unavoidable. Finally, we develop a stage-tied robust estimation-to-decisions learner and prove a regret bound of O~ ⁣(H2SAK)+E[DK]\widetilde{\mathcal O}\!\left(H^2S\sqrt{AK}\right)+\mathbb E[D_K]. Our studies thus provide comprehensive theoretical and algorithmic foundations of reliable multi-agent systems under Byzantine attacks.
Ximing Sun, Yue Wang
Aug 6, 2026cs.CL

MACRO: Markov Chain Routing of Transformer Layers

Standard Large Language Models (LLMs) execute layers sequentially. Dynamic layer routing, i.e. search for a different execution path through layers involving layer repetitions, skips and other moves, can improve performance. Existing routing approaches often require updating model weights, running expensive search loops per test instance, or demand ground-truth labels during inference. In this work, we propose Markov Chain Routing of Transformer Layers (MACRO), a framework that learns task-specific routes over LLM architectures without modifying underlying parameters. MACRO models layer routing as a context-dependent Markov policy conditioned on layer indices, computation budget phases, directional displacements, and operator context, supporting skip, repeat, and residual hidden-state addition operations. The Markov route distribution is updated via feedback on training data and decoded using a top-k Viterbi algorithm to isolate high-probability candidate programs. We evaluate MACRO across diverse reasoning and knowledge benchmarks on multiple open-weight LLMs. MACRO achieves a +5.0% average accuracy improvement over the unrouted baselines, with largest gains on small models. We outperform the best dynamic routing approach Dr. LLM by +7.2%, while reducing route-search time 9.4x (from 14.8 to 1.6 hours). Our code is publicly available at https://github.com/Batorskq/MACRO.
Paweł Batorski, Abtin Pourhadi, Akylgali Aitaza +2
Aug 5, 2026eess.SY

Exact Model-Free Policy Iteration for Co-safe LTL Planning

This work studies model-free reinforcement learning for co-safe linear temporal logic (sc-LTL) objectives in finite Markov decision processes, which can be reduced to maximal reachability objectives via the standard product construction. For this problem, direct sample-based bootstrap methods (e.g., TD or Q-learning) may fail to converge to optimal policies due to the noncontractive nature and nonuniqueness of solutions to the Bellman equation. We develop a new two-step model-free reinforcement learning method that first uses a discounted surrogate to identify a clamp set that resolves this nonuniqueness, and then applies undiscounted policy evaluation and greedy policy improvement with guarantees of finding an optimal solution. We prove almost-sure convergence of the policy evaluation step and finite termination of the policy iteration algorithm at an optimal policy. These theoretical results are validated through numerical experiments on a stochastic grid world.
Zetong Xuan, Yu Wang
Aug 5, 2026cs.RO

Optimal Constrained sc-LTL Planning in MDPs via Switching Policies

We study the synthesis of optimal policies for planning problems on Markov decision processes with both objectives and safety constraints specified in co-safe linear temporal logic (sc-LTL). Our problems are inherently non-Markovian due to the complexity of the sc-LTL specification and may require policy randomization to balance the objective and constraint. We propose a novel approach that reduces the constrained sc-LTL planning problem to a constrained reachability problem on an extended model. We then show that a class of switching policies constructed from stationary policies for the individual sc-LTL specifications is sufficient for optimality for the constrained reachability problem. Our finding enables a tractable linear program to compute the optimal policy. A grid world case study demonstrates that our switching policies can achieve the optimal trade-off between the objective and the safety constraint and validates both optimality and tractability.
Zetong Xuan, Yu Wang
Aug 5, 2026cs.LG

Differentiating Through Dual Prices: End-to-End Policy Learning Under Capacity Constraints

Many social services assign scarce resources, such as housing assistance or hospital interventions, to people who arrive one at a time: each arrival must receive a decision immediately, and the long-run usage of every resource must stay within its capacity. We study how to learn such an assignment policy from logged observational data. The standard pipeline is decision-blind: fit one outcome model per arm by regression, price each capacitated resource from the fitted models, and assign each arrival the arm whose predicted outcome minus price is largest. We instead train the outcome models end-to-end, differentiating an off-policy estimate of the deployed policy's value through the dual prices themselves. We study two formulations: an exact nonconvex one, and a convex relaxation whose optimum always satisfies the capacity constraints in expectation and which is suboptimal by at most a term linear in the smoothing temperature and logarithmic in the number of arms. Every method is evaluated in a queueing simulation with resources replenished at their capacity rates. Across six datasets, the two end-to-end variants take the top slots on a deployment-adjusted value index at every delay cost, including zero; when capacities are binding, decision-blind baselines frequently violate them and incur much longer queueing delays. On the largest dataset, a hospital cohort of seventy thousand patients, end-to-end training also achieves significantly higher policy value, a margin that survives a capacity-matched neural baseline. Flexible decision-blind regression remains the stronger pure predictor where ground truth is measurable; end-to-end training is best suited to settings where resources are genuinely scarce and feasibility matters.
Mohammadsaeed Haghi, Mahdi Salmani, Nima Kelidari
Aug 5, 2026cs.LG

Adaptive Finite-Budget Training for CVaR Risk-Aware Q-Learning

Risk-aware Q-learning (RaQL) provides a model-free, two-timescale estimator for dynamic risk objectives, but its finite-budget behavior remains fragile: fixed inner-loop hyperparameters can produce unstable value estimates, persistent Bellman residuals, and inefficient sample reuse. This paper proposes an adaptive training controller for Conditional Value-at-Risk (CVaR) RaQL and evaluates it on a daily Bitcoin trading task. The controller preserves the original CVaR estimator and Bellman fixed point; instead, it redesigns the training procedure through six coordinated mechanisms: per-cell inner-step sizing, outer-rate-matched decay synchronization, a short early correction for the VaR-like inner variable, a coverage-first-then-greedy sample allocation rule, progressive suffix aggregation of mature inner estimates, and data-driven calibration of key scales from online-observable quantities. Across 20 random seeds and 856,000 inner-transition samples, the controller reduces the mean empirical CVaR Bellman residual by approximately 85% relative to the fixed-parameter baseline (MeanBEQ: 1.2202 to 0.1854; MeanBEV: 1.1624 to 0.0535) and maintains stability across CVaR levels, discount factors, and training budgets. On the chronological out-of-sample test set, the learned policy attains a Sharpe ratio of 0.9281 with a maximum drawdown of 6.46% after transaction costs. Although buy-and-hold yields a higher cumulative return (35.43% vs. 23.61%), the adaptive policy achieves far lower volatility (9.57% vs. 47.93%), drawdown, and CVaR loss. These results demonstrate that adaptive finite-budget training design, applied solely to the training procedure without altering the risk objective, can materially improve the reliability and risk-adjusted performance of risk-aware Q-learning in financial applications.
Yifan Wu, Junjie Lei, Wenjie Huang
Aug 4, 2026cs.RO

POMDPs for Autonomous Science Exploration

Autonomous exploration missions require decision-making under sensor uncertainty and computational constraints, yet integrating scientific representations into POMDP planning has remained intractable due to high-dimensional observation spaces. Information-theoretic planners overcome this by assuming deterministic observations, sacrificing the principled uncertainty quantification that POMDPs provide. We introduce the Science Hypothesis Map POMDP (SHM-POMDP), which makes science-driven belief-space planning more tractable by branching on inferred physical properties rather than raw sensor data. This preserves full sensor information through learned observation models while enabling the planner to reason jointly about navigation and scientific properties under uncertainty. On an extended RockSample domain with 50-dimensional observations, SHM-POMDP achieves 18.6% higher rewards and 32.9% reduced computation time per step than continuous-observation baselines. On realistic geologic exploration using Cuprite hyperspectral data, SHM-POMDP achieves 2.5×\times higher information gain than the best information-theoretic baseline by maintaining beliefs and replanning adaptively---reaching 80% of oracle performance using only uniform priors. These results demonstrate that integrating hierarchical probabilistic models into belief-space planning enables tractable, principled autonomous science that outperforms both traditional POMDP methods and science-aware information-theoretic approaches.
Daniel Guirguis, Nathan Wallace, Hanna Kurniawati +1
Aug 4, 2026stat.ML

Minimax-Optimal Semiparametric Contextual Dynamic Pricing with Multimodal Revenue

We study contextual dynamic pricing with arbitrary covariate sequences and bounded, possibly nonbinary purchase quantities. Demand follows a semiparametric surplus-index model with an unknown linear valuation parameter and an unknown Hölder-smooth response. We impose neither concavity nor strong unimodality on revenue and allow nonunique optimal prices. We develop a pilot-corrected layered decision-partitioning policy that combines directional pilot estimation, local polynomial learning, predictable data assignment, and global action elimination. Pilot correction removes the first-order effect of valuation-parameter error, while permanent labels enable concentration under adaptive sampling. The policy attains the minimax smoothness-dependent horizon rate up to logarithmic factors; a matching lower bound already holds for a constant-context binary-demand subclass.
Xueping Gong, Zhuoluo Zhang, Zhaowei Miao +1