Federated Learning

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Period ending 2026-09-21

29 new papers

A weekly snapshot of new work published in Federated Learning.

Period ending 2026-09-14

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Period ending 2026-09-07

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619 papers

Latest in Federated Learning

Jun 26, 2026cs.LG

FoggyTrust: Robust Federated Learning with Hierarchical Trust Networks

Byzantine-robust federated learning seeks to protect distributed model training from malicious or corrupted clients without requiring access to their private data. FLTrust addresses this challenge by introducing a trusted server-side root dataset that assigns trust scores to client updates for more robust aggregation. In this work, we propose FOGGYTRUST, a hierarchical extension of FLTrust that localizes trust computation to fog nodes, allowing the framework to better handle globally heterogeneous data while preserving robustness within locally homogeneous client groups. We further show that this two-level architecture can simultaneously address distribution mismatch in trust estimation and client drift across groups by combining local trust-based aggregation with heterogeneity-aware global optimizers such as FedAdam and SCAFFOLD. Across benchmark datasets, FOGGYTRUST achieves its strongest gains on more challenging heterogeneous settings, particularly on CIFAR-10 under Krum and Trim attacks, where it achieves an over 50% improvement over FLTrust. We also test FOGGYTRUST in a real-world safari dataset to show the promise of hierarchical trust networks for robust federated learning in socially impactful, safety-critical settings such as distributed wildlife monitoring.
Emmanuel Rassou, Tomas Gonzalez
Jun 25, 2026cs.LG

Quantization in Federated Learning: Methods, Challenges and Future Directions

Federated Learning (FL) has become a foundational paradigm for privacy-preserving distributed intelligence, yet its scalability remains fundamentally constrained by communication bottlenecks, device heterogeneity, and the challenges of training under statistically non-IID data. Quantization is one of the most effective mechanisms for mitigating these limitations, reducing both uplink/downlink payloads and on-device computation. This paper provides the first FL-centric systematic review of quantization, introducing a novel taxonomy organized around FL-specific dimensions, including client heterogeneity, aggregation consistency, communication-scheduling adaptation, non-IID robustness, privacy/security integration, and hardware/energy co-optimization. Beyond cataloging existing methods, we analyze how quantization interacts with core FL behaviors such as client drift, partial participation, convergence stability, secure aggregation, and differential privacy. We further identify cross-method insights, open research gaps, and design guidelines for practitioners deploying quantized FL on mobile, IoT, and edge platforms. This survey thus establishes quantization not merely as a compression technique, but as a fundamental systems component shaping the performance, robustness, and practicality of modern FL.
Farwa Ikram, Dipanwita Thakur, Antonella Guzzo +1
Jun 24, 2026stat.ML

FedReLa: Imbalanced Federated Learning via Re-Labeling

Federated learning has emerged as the foremost approach for decentralized model training with privacy preservation. The global class imbalance and cross-client data heterogeneity naturally coexist, and the mismatch between local and global imbalances exacerbates the performance degradation of the aggregated model. The agnosticism of global class distribution poses significant challenges for data-level methods, especially under extreme conditions with severe class absence across clients. In this paper, we propose FedReLa, a novel data-level approach that tackles the coexistence of data heterogeneity and class imbalance in federated learning. By re-labeling samples with a feature-dependent label re-allocator, FedReLa corrects biased global decision boundaries without requiring knowledge of the global class distribution. This modular, model-agnostic approach can be integrated with algorithmic methods to deliver consistent improvements without additional communication overhead. Through extensive experiments, our method significantly improves the accuracy of minority classes and the overall accuracy on stepwise-imbalanced and long-tailed datasets, outperforming the previous state of the art.
Guangzheng Hu, Patricia Menéndez, Feng Liu +3
Jun 24, 2026cs.LG

Federated Hash Projected Latent Factor Learning

Hash Learning (HL) is an efficient representation learning approach that maps real-valued data into compact binary representations. Traditional HL methods typically require users to upload personal data to a central server, which is incompatible with increasingly stringent data security regulations. Federated Learning (FL) provides a decentralized paradigm for learning globally optimal models without centralizing private data. However, most FL methods rely on transmitting large-scale real-valued gradient information, leading to high communication overhead and potential privacy risks. Integrating HL into FL is a promising solution. Nevertheless, existing HL methods suffer from limited representational capacity of binary codes, which may degrade model accuracy. To address this challenge, we propose a Federated Hash Projected Latent Factor (FHPLF) model. FHPLF introduces three key innovations: (a) replacing real-valued gradient matrices with binary gradient-like matrices, significantly reducing computation, storage, and communication costs while enhancing privacy protection; (b) leveraging Projected Hamming Distance for similarity modeling, which captures the importance of individual binary bits to improve representation capability; and (c) proposing a Secure Binary Gradient Reassembly and Privacy-Enhanced Upload (SBG-PEU) strategy to further reduce the risk of user interaction leakage during transmission. Extensive experiments on four real-world datasets demonstrate that FHPLF consistently outperforms state-of-the-art HL and FL methods, achieving a favorable trade-off among accuracy, efficiency, and privacy preservation.
Jialan He
Jun 24, 2026cs.CR

Color Matters: Trigger Color Affects Success in Federated Backdoor Attacks

Federated learning is vulnerable to backdoor attacks in which malicious clients inject poisoned updates while preserving benign-task performance. In this paper, we study a semantics-driven backdoor mechanism in which attackers use natural visual accessories as triggers and manipulate only the trigger color while keeping the attack pipeline fixed. Our framework considers semantic trigger objects such as masks and sunglasses, instantiated in black and white variants, and evaluates their effect in a controlled federated learning setting. Malicious clients construct poisoned samples by applying a trigger to source-class images and relabeling them to an attacker-chosen target class, while benign clients train only on clean data. We analyze this mechanism under both a standard poisoning objective and a stronger SABLE-based objective that combines clean classification loss, triggered target loss, feature-separation loss in the penultimate representation space, and regularization to keep malicious updates close to the global model. This design enables the attack to remain effective while reducing excessive update drift. Experiments on a four-class CelebA hair-color task show that trigger color significantly changes attack success rate even when trigger semantics, placement, and poisoning budget are unchanged. White triggers are more effective for attacks targeting the blond class, whereas black triggers perform better for attacks targeting the black class. The same trend persists under robust aggregation, showing that trigger color is a meaningful factor in the operation, persistence, and evaluation of semantic backdoor mechanisms in federated learning.
Kavindu Herath, Joshua C. Zhao, Saurabh Bagchi
Jun 24, 2026cs.LG

Learning Subset-Shared Invariances for Domain Generalization with Mixture-of-Experts

Domain generalization (DG) aims to learn a model from one or more source domains that generalizes to an unseen target domain without accessing target data during training. A common approach enforces invariance of representations across all source domains, assuming predictive structure is globally shared. However, we demonstrate that enforcing invariance across more domains gradually restricts the feasible representation space, discarding transferable predictive factors that are not universally shared. To address this limitation, we propose subset-shared invariance, where predictive structure is assumed stable only within domain subsets. We implement this principle with a mixture-of-experts architecture, where each expert aligns the specific domains it serves and a routing mechanism composes subset-invariant components for prediction. This creates a routing-conditioned invariance, jointly learned with the representation. To facilitate effective decomposition, we develop training objectives that encourage selective alignment, confident and balanced routing, and diverse expert specialization. Experiments on DomainBed benchmarks demonstrate improved out-of-domain generalization and greater robustness under increasing domain heterogeneity. Our results suggest that DG should move beyond enforcing a single global invariance and instead model invariance through partially shared structure across domain subsets.
Tien-Hung Nguyen, Tien-Dat Tran, M. -Duong Nguyen +1
Jun 24, 2026cs.LG

TL++: Accuracy and Privacy Preserving Traversal Learning for Distributed Intelligent Systems

Distributed intelligent systems increasingly need to train across data silos without centralizing raw data. Federated learning keeps data local but can suffer under heterogeneous partitions and requires repeated full-model exchange. Split learning reduces communication through cut-layer activations, but standard protocols generally do not recover centralized mini-batch gradient behavior and may expose activations and gradients in plaintext. We present TL++, a two-mode traversal-learning framework that constructs virtual batches across nodes to recover centralized mini-batch gradient behavior under explicit synchronization assumptions. Base mode exchanges cut-layer activations and gradients rather than full models. Secure mode secret-shares each cut-layer activation and gradient between an orchestrator and a non-colluding helper, preventing either server from observing plaintext cut-layer tensors. This protection is limited to a semi-honest two-server setting; labels and loss-related outputs remain visible to the orchestrator. In the lightweight secure path evaluated here, exactness requires a linear or affine server path, while nonlinear operations require nonlinear MPC or approximation. We formalize TL++, analyze communication and computation costs, and evaluate it against federated and split-learning baselines on CIFAR-10 and BioGPT/PubMedQA using full fine-tuning and LoRA. On CIFAR-10, TL++ base cut 1 and exact secure cut 3 achieve accuracies of 91.41% (SD 0.19) and 90.93% (SD 0.17), respectively, exceeding the strongest measured non-TL++ baseline by more than 12 percentage points. TL++ base cut 1 also reduces per-step communication by 13.1-fold relative to full-model synchronization. PubMedQA results similarly favor TL++. Overall, TL++ approaches centralized-training performance while reducing communication and providing activation-level secret sharing.
Erdenebileg Batbaatar, Young Yoon
Jun 23, 2026cs.CV

MedPCFM: Improving Medical Point Cloud Completion by Integrating Point Transformers and Flow Matching

Medical point cloud completion is important for anatomical reconstruction and downstream clinical workflows, yet generative modeling in this setting remains insufficiently studied. We investigate completion through continuous-time generative modeling and introduce PCFM, a PTv3-backed flow matching approach for medical point cloud completion. We evaluate on SkullFix and SkullBreak, and additionally on the more recent Mandibular Defect dataset. We build strong baselines by adapting PTv3 to a deterministic encoder-decoder completion model and by instantiating diffusion completion (PCDiff) with both PVCNN and PTv3 denoisers. PCFM with PTv3 is competitive with the deterministic PTv3 baseline and achieves state-of-the-art generative performance across datasets, while requiring substantially fewer sampling steps than diffusion. At the best operating points, PTv3 also yields clear throughput gains, providing up to a 7×\times speed-up for PCFM compared to a PVCNN backbone. Finally, we study empirical scaling trends by varying model size and point cardinality, showing consistent gains with higher point resolution and informative trade-offs across model scales.
Kamil Kwarciak, Marek Wodzinski
Jun 23, 2026cs.LG

FedUP: One-Shot Federated Unlearning via Centroid-Guided Plug-in Filters

Federated unlearning (FU) is critical for complying with legal mandates like the right to be forgotten in decentralized systems, yet current methods face a persistent dilemma between non-target knowledge loss and high request latency. To resolve these issues, we propose FedUP, a one-shot federated unlearning framework utilizing lightweight pluggable filters that act as a "knowledge funnel" to screen out target data while preserving original model performance. By freezing original model parameters and training filters at the server side using differentially private (DP)-protected class centroid samples, FedUP bypasses the need for multi-round client-server communication and complex retraining, reducing unlearning latency from minutes to mere seconds. Additionally, the framework's pluggable architecture ensures inherent reversibility, enabling the seamless restoration of forgotten knowledge by simply removing the filters. Extensive experiments on diverse image and text tasks demonstrate that FedUP effectively reduces non-target knowledge loss and achieves superior unlearning precision and efficiency across various scenarios. Code is available at: https://github.com/suows/FedUP-code.
Feihong Nan, Zhengyi Zhong, Pan Wang +4
Jun 22, 2026cs.DC

Development and Design of FLKit: A Structured Onboarding Toolkit for Federated Learning in Health and Life Sciences

Federated learning lets institutions train shared models without moving their data, which makes it a natural fit for health and life sciences research under strict privacy regulation. The methods are maturing fast, but the practical barrier now comes earlier: a team starting a federated project meets a scattered mix of frameworks, governance obligations, and unfamiliar roles, with no structured place to begin that fits its own background. FLKit closes that gap. It is an open, community-maintained onboarding toolkit that takes a multidisciplinary team through the full federated learning lifecycle and gives every contributor, clinical, legal, governance, or technical, a role-aware entry point instead of assuming fluency across all four. We modeled it on the ELIXIR Research Data Management Kit and built it with a multidisciplinary core team, a wider consortium supplying milestone reviews and roadmap direction, and external practitioners interviewed to keep the content grounded in real practice. FLKit sits on four lifecycle stages, Governance, Infrastructure, Wrangling, and Analysis, and connects them through 11 role-specific entry points, a cross-disciplinary glossary, a reusable FAIR-aligned FL Story template for planning and documenting projects, and a curated directory of tools, frameworks, and communities. Since the December 2024 demo it has grown to 39 pages across eight sections, with seven FL Stories documenting completed and ongoing projects in multiple sclerosis disability prediction, inflammatory bowel disease, genomics, and brain-computer interfaces. It is openly available at https://uhasselt-biomedicaldatasciences.github.io/federated-learning-toolkit/ and welcomes contributions from across the life sciences.
Ashkan Pirmani, Ilse Vermeulen, Goran Vinterhalter +7
Jun 22, 2026cs.LG

FLFL: Federated Latent Factor Learning for Private Recovery of Spatio-Temporal Signals

Wireless sensor network (WSNs) stands out as a burgeoning and promising domain in intelligent sensing. Owing to various factors such as sudden sensor malfunctions or deliberate shutdown of partial nodes to save energy, the collected sensing signals from WSNs commonly have massive missing data, leading to adverse effects on subsequent analysis or decision-making. Latent factor learning (LFL) has proven to be highly effective in recovering the missing data for WSNs. However, the existing LFL models require the collected sensing signals to be maintained in one central place like a central server, which is becoming unacceptable for data owners who are getting increasingly privacy-sensitive. To address this issue, this paper innovatively proposes a federated latent factor learning (FLFL) model for privacy-preserving spatio-temporal signal recovery. Its main idea is two-fold: 1) it designs a sensor-level federated learning framework based on LFL, where each sensor only needs to upload gradient information rather than raw data for training a privacy-preserving recovery model, and 2) it incorporates the spatio-temporal correlation into the designed federated learning framework as the regularization constraint to improve its recovery accuracy. With such designs, FLFL can not only accurately recover the missing data of WSNs but also ensure data owners' privacy-preserving of raw data. To evaluate the proposed FLFL model, extensive experiments have been conducted on four real-world WSN datasets. The results demonstrate that FLFL significantly outperforms eight state-of-the-art federated and non-federated signal recovery models in terms of recovery accuracy with privacy-preserving.
Chengjun Yu, Di Wu, Yi He +1
Jun 22, 2026cs.LG

Priority-Aware Learning-Unlearning Correction for Dynamic Decentralized LoRA Fine-Tuning

As large language models (LLMs) are increasingly deployed at the network edge to provide pervasive generative AI services, decentralized federated learning (DFL) provides a vital mechanism for privacy-preserving, domain-specific fine-tuning through peer-to-peer exchanges of parameter-efficient updates. However, the dynamic nature of practical decentralized edge networks, where devices may dynamically join or leave the collaborative training process, requires the system to continuously adapt to new data while selectively removing prior contributions. This correction process remains a significant bottleneck, as individual device updates become deeply entangled within the global fine-tuned parameters. To address this challenge, we propose a priority-aware learning-unlearning correction framework based on orthogonal LoRA that can enhance the knowledge evaluation through topology adjustment. Specifically, we first design an orthogonal LoRA mechanism that yields post-training contribution coordinates, enabling history-free projection addition and deletion in response to membership changes. We then analyze the correction bottleneck and develop a priority-aware policy that selects among topology refinement, local correction, proximal damping, and synchronization scheduling according to the dominant residual term. A resource allocation algorithm is further developed to allocate limited communication across layer groups, prioritizing the primary bottlenecks within per-round wireless constraints. Experiments demonstrate that the proposed framework achieves robust post-event correction for both device join and leave events and validate that different residual regimes necessitate distinct correction actions.
Nuocheng Yang, Yechen He, Sihua Wang +3
Jun 22, 2026cs.CV

FedOT: Ownership Verification and Leakage Tracing via Watermarks for Federated LDMs

Training Latent Diffusion Models (LDMs) within Federated Learning (FL) has attracted increasing attention due to its ability to combine the powerful generative capacity of LDMs with the privacy-preserving properties of FL. However, FL requires sharing the global model with multiple participants, which risks unauthorized model distribution or resale by malicious clients. While an intuitive approach is to adopt existing VAE-based watermarking techniques for LDMs in FL, this strategy falls short in addressing such threats due to two fundamental challenges: (1) Existing methods support ownership verification but lack the ability to trace model leakage to a specific malicious client; (2) VAE-based watermarks are vulnerable, as they can be removed simply by replacing the decoder with a clean counterpart. In this paper, we propose FedOT, the first framework for ownership verification and leakage tracing in federated LDMs. Specifically, to address the first challenge, we design a chunked watermark, where the first part is for ownership verification, and the second part is used for client identification. Furthermore, to overcome the second challenge and secure the model against VAE replacement attack, we introduce Latent Vector Transformation (LVT), which strengthens the connection between the VAE and U-Net latent spaces by modifying the original latent distribution of the VAE. Consequently, any attempt to replace the VAE for watermark removal leads to significant image quality degradation, making the LDM model unusable. Extensive experiments demonstrate that FedOT achieves superior performance in both ownership verification and traceability. Project page: https://spyzixuan.github.io/FedOT/.
Wenlong Cheng, Yuan Gan, Yunqiu Xu +1
Jun 22, 2026cs.LG

Towards Robust Personalized Federated Learning: Vulnerability Assessment and Defense Co-Design

The proliferation of IoT devices has fueled distributed edge systems to collect vast amounts of sensitive data, creating fertile ground for on-device machine learning applications. While federated learning (FL) mitigates privacy concerns by exchanging model parameters instead of raw data, we identify a critical blind spot in current research. We examine the most commonly used personalized federated learning (PFL) methods, which allow clients to maintain private, personalized models to address data heterogeneity across clients. Through systematic analysis, we reveal that PFL methods exhibit heightened vulnerability to transfer-based adversarial attacks compared to centralized learning paradigms. Wherein, malicious clients can exploit local model knowledge to craft adversarial examples that can compromise peer clients' personalized models. We establish this vulnerability through both theoretical analysis and empirical evaluation across multiple benchmark datasets, demonstrating significant accuracy drops across various PFL methods. To address this challenge, we propose a defense framework combining stochastic input noise, input-scaled trace regularization, and parameter sensitivity maximization to improve FL's robustness. Our findings establish the first systematic study of adversarial threats in PFL systems, providing both diagnostic tools and practical countermeasures.
Mingyuan Fan, Cen Chen
Jun 21, 2026cs.LG

Subspace-Constrained Federated Learning with Low-Rank Adaptation

Federated low-rank adaptation methods are attractive for fine-tuning large models under communication and privacy constraints, but heterogeneous client data can induce geometric misalignment between local low-rank updates. We study whether this subspace misalignment leads to destructive aggregation and slower convergence in LoRA-based federated learning. We propose a subspace-regularized federated LoRA objective that encourages local client updates to remain close to a shared global reference subspace. We present a complete empirical evaluation on two pretrained models, RoBERTa-large and SmolLM-360M, over HellaSwag in a non-IID 10-client federated setting, across 3 random seeds (42, 43, 44), yielding 24 total experimental runs (4 methods x 3 seeds x 2 models). On RoBERTa-large, Subspace-Reg achieves the strongest mean best accuracy (0.454 +/- 0.023), mean final accuracy (0.429 +/- 0.011), and lowest final loss (1.363) across all three seeds, outperforming FedAvg, SVD redistribution, and FedSVD baselines by a large margin. On SmolLM-360M, FedAvg leads on accuracy, revealing that accuracy gains are model-dependent. Crucially, Subspace-Reg achieves near-perfect basis overlap, approximately 0.9999, on both models and across all seeds, versus 0.958 to 0.991 for all baselines, providing robust support for the geometric alignment hypothesis. The code is publicly available at https://github.com/sadia-sigma-lab/Subspace-Constrained-Federated-learning-with-Lora.
Neranjan Senarath, Rohit Muralitharan, Sadia Asif
Jun 21, 2026cs.LG

SCRUB-FL: Sanitizing and Cleansing Representations via Unlearning of Backdoors

Federated Learning (FL) enables collaborative model training without sharing raw data, making it a promising paradigm for privacy-sensitive applications. However, its decentralized nature makes it inherently vulnerable to backdoor attacks, where malicious clients embed hidden triggers into local training data to manipulate model predictions. Existing defenses mainly operate during before and during aggregation cannot fully eliminate backdoor behaviors that persist in the converged global model. Moreover, the effectiveness of post-training sanitization is often limited by the server's lack of knowledge of trigger patterns or poisoned clients after convergence, resulting in residual backdoor behaviors or accuracy degradation due to neuron entanglement. To address this limitation, we propose SCRUB-FL (Sanitizing and Cleansing Representations via Unlearning of Backdoors), a two-phase solution for post-training backdoor removal in FL. During training, clients identify suspicious samples using spectral analysis and activation clustering, then train lightweight Wasserstein Generative Adversarial Network with Gradient Penalty (WGAN-GP) models to capture trigger-related distributions. The generator parameters are aggregated server-side to construct a global representation of suspicious patterns without exposing raw data. After convergence, the server synthesizes trigger-approximating samples and applies machine unlearning to erase the trigger-target association by redistributing predictions toward a uniform distribution. Experimental evaluations on CIFAR-10 and GTSRB across three attack types and up to 40% malicious participation demonstrate that SCRUB-FL reduces the backdoor attack success rate to as low as 3.88% while maintaining over 91% normal task accuracy, outperforming state-of-the-art defenses without requiring prior trigger knowledge or a large clean proxy dataset at the server.
Osama Wehbi, Sarhad Arisdakessian, Omar Abdel Wahab +2
Jun 21, 2026cs.LG

Federated Learning for Global Carbon Emission Forecasting: A Hybrid Time-Series Approach with Statistical and Neural Models

Climate change, primarily driven by carbon dioxide (CO2) emissions, requires accurate forecasting tools to support effective mitigation policies and sustainable development strategies. Existing forecasting approaches typically rely on centralized data collection, which is often restricted by privacy regulations and the distributed nature of emission data across countries and industrial sectors. This paper proposes a novel federated hybrid forecasting framework that integrates ARIMA-based trend modeling, GARCH-based volatility modeling, LSTM-Attention temporal representation learning, and XGBoost prediction within a privacy-preserving federated learning environment. The proposed framework enables collaborative learning among distributed clients without requiring the exchange of raw data. Experimental evaluation across 14 clients demonstrates strong forecasting performance, achieving client R2 values between 0.50 and 0.97 with an average of 0.73, RMSE values ranging from 0.06 to 2.35 with an average of 1.21, and MAPE values between 1.5% and 11.3% with an average of 6.5%. The results indicate that the proposed framework provides an accurate, scalable, and regulation-compliant solution for collaborative carbon-emission forecasting.
Attia Qammar, Qazi Haseeb Yousaf, Ali Azam +3
Jun 21, 2026cs.LG

A Survey on Federated Causal Discovery and Inference

Causal reasoning, which encompasses the discovery of causal structures and the inference of causal effects, is fundamental to data-driven decision making. In practice, data for reliable causal analysis are often distributed across institutions and cannot be centralized due to privacy regulations or communication constraints. Federated learning (FL) addresses this by enabling collaborative analysis without raw data sharing, giving rise to the rapidly growing field of federated causal discovery (FCD) and inference (FCI). However, the interdisciplinary nature of this field and the absence of a comprehensive survey present barriers to entry for researchers. This paper bridges that gap by providing a systematic review through multi-dimensional taxonomies. Grounded in the three core design decisions underlying any FCD solution, namely how structures are learned, how data are partitioned, and what structural knowledge each party obtains, we organize FCD along three axes: methodological paradigm, federation topology, and structural scope. We further examine key practical dimensions, including temporal dynamics, data heterogeneity, missing data, and non-identical variable sets. For FCI, we categorize methods by target estimand (average versus individualized/conditional treatment effects) and by estimation strategy, from classical weighting methods to modern deep generative architectures. Unlike prior works that treat FCD and FCI separately, we formalize their connection as complementary stages of a unified federated causal reasoning pipeline, where FCD supplies the structural knowledge required for valid effect estimation in FCI. Finally, we highlight their shared concerns regarding privacy, communication efficiency, theoretical guarantees, and application domains, and conclude by identifying open challenges for future research.
Xianjie Guo, Yuwei Wang, Guodu Xiang +4
Jun 21, 2026cs.LG

Fed-CausalDiff: Decoupled Synchronization for Federated Do-Simulation and Policy Evaluation

While federated learning enables collaborative modelling on decentralised data, standard methods merely fit historical observations. This purely observational approach is fundamentally insufficient for interventional inference and policy evaluation, as sequential actions dynamically alter future states. We propose \textbf{Fed-CausalDiff}, a federated causal diffusion framework for do-simulation. The architecture decomposes the evolution of the latent state into a global causal score function and a local confounding score function. This design enables \emph{decoupled synchronisation} (DSS), where clients aggregate only the shared causal mechanism while retaining site-specific confounders locally to handle heterogeneity. Experiments on four datasets demonstrate that Fed-CausalDiff achieves better ATE and policy-value estimation accuracy, offering a favorable trade-off between communication cost and inference fidelity.
Pengfei Li, Mohammad Khalil
Jun 21, 2026cs.LG

Federated learning with heavy-tailed gradient noise and communication noise: a variance-reduction based algorithm

Federated learning (FL) is an emerging distributed machine learning paradigm that enables local devices to jointly train a global model while keeping data decentralized and private. We propose a variance-reduction based algorithm, VRA-FedSGD, for FL in the presence of heavy-tailed gradient noise and communication noise, where these noises are prevalent in large-scale machine learning over wireless networks and Internet of Things deployments. VRA-FedSGD employs a momentum variance reduction technique together with a nonlinear mapping to mitigate heavy-tailed gradient noise, and uses a variance-reduced aggregation mechanism to suppress heavy-tailed communication noise. In the mean sense, VRA-FedSGD achieves a convergence rate of {\smallO(K(p1)/(2p1))\mathcal{O}\left(K^{-(p-1)/(2p-1)}\right)} for nonconvex objective functions, where pp is the tail index of heavy-tailed noise. In the almost sure sense, VRA-FedSGD achieves a convergence rate of O~(K(11/(pε)))\tilde{\mathcal{O}}\left(K^{-(1-1/(p-ε))}\right) for strongly convex objective functions, where εε is an arbitrarily small constant. Simulated experiments on a logistic regression problem with real-world data verify the effectiveness of VRA-FedSGD.
Shengchao Zhao, Yongchao Liu
Jun 20, 2026cs.LG

FedCausal-Dyn: A Causal-Dynamic Paradigm for Federated Learning under Dynamic Feature Drift

This paper addresses the challenging problem of dynamic feature drift in federated learning, where data distributions evolve across clients and over time -- a common scenario in real-world applications like financial technology. Existing approaches often assume static drift, limiting their effectiveness in non-stationary environments. To overcome this, we propose \textbf{FedCausal-Dyn}, a novel federated learning framework built on a causal-dynamic paradigm. Its key innovation is \textit{causal-domain feature separation}, which disentangles domain-invariant causal features from spurious, domain-specific variations via specialized projection heads and adversarial training. This enables \textit{reliable and dynamic prototype aggregation}, weighting local class prototypes by estimated reliability before global aggregation. We further introduce \textit{causal-feature guided collaborative regularization}, unifying prototype contrastive alignment and domain invariance into a cohesive objective. Extensive experiments on three federated domain generalization benchmarks demonstrate that FedCausal-Dyn consistently achieves state-of-the-art performance, with the highest average accuracy and the most stable results. Ablation studies confirm each component's critical contribution. Our work provides a robust and principled solution for federated learning under dynamic feature drift.
Kaijie Chen, Alex Johnson, Maria Garcia +2
Jun 19, 2026cs.LG

Privacy-Preserving Federated Temporal Graph Learning with Digital Twin--Guided Adaptive Deception for Cyber-Resilient IoMT

The rapid proliferation of IoT and IoMT devices introduces critical cybersecurity vulnerabilities in healthcare and industrial environments where resource-constrained devices operate under strict latency and data-privacy regulations. This paper presents the Federated Temporal Graph Convolutional Network with Advantage Actor-Critic (Federated TGCN-A2C), a privacy-preserving defense architecture integrating four mechanisms: a PyG-based Temporal GCN using GCNConv layers with global mean pooling and a learned anomaly gate for flow-level threat classification; LSTM-based Digital Twins generating per-device anomaly scores gating the classifier via learned sigmoid coupling; a Federated A2C agent selecting among ALLOW, ISOLATE, and HONEYPOT-REDIRECT actions based on a seven-dimensional state capturing confidence, entropy, anomaly magnitude, and traffic composition; and an enhanced honeypot layer converting suspicious traffic into threat intelligence with adaptive thresholds. Federated aggregation employs EMA-smoothed per-client validation losses as inverse-weighted FedAvg coefficients to stabilize global model updates under non-IID distributions, with cosine-annealed learning rates per round. Evaluated on CICDDoS 2019 and TON-IoT benchmarks, the framework achieves 99.48% and 99.61% test accuracy with weighted-F1 scores of 0.9948 and 0.9961, converging within 25 and 10 federated rounds, outperforming Fed-Inforce-Fusion by 0.21 percentage points while covering three additional attack categories. All sixteen CICDDoS 2019 classes achieve F1 of at least 0.9237 and all ten TON-IoT classes achieve F1 of at least 0.9488, including the severely imbalanced MITM category. Post-hoc explainability via SHAP, LIME, Grad-CAM, and counterfactual analysis confirms decisions are grounded in semantically meaningful flow features, supporting regulatory accountability in clinical deployments.
Syed Zeeshan Haider, Anwar Shah, Muneeb Arif +2
Jun 19, 2026cs.AI

Towards Transparent Mental Health Insights: An Explainable AI Model for Career-Related Depression and Anxiety Among University Students Using Structured Data

Career anxiety and depression among university students present a growing challenge to mental health and academic achievement. This study proposes an Explainable AI (XAI) framework using multimodal data and Federated Learning (FL) to identify early indicators of career-related mental health problems in a privacy-preserving and culturally responsive manner. The framework combines structured behavioral data and facial emotion features from interview videos via an intermediate fusion neural network with attention mechanisms. Label smoothing was applied to improve model generalizability. FL was used across institutions to enable collaborative training without raw data sharing. Evaluation was conducted using the Student Mental Health Survey dataset from university students across Pakistan. Our model attained an F1-score of 89.12%, recall of 86.54%, accuracy of 92.08%, and precision of 91.88%. Using Integrated Gradients and SHAP, the model identified key behavioral markers of depression including avoidance of direct gaze, lower facial expressiveness, and social withdrawal, consistent with psychological theory. This research presents an interpretable, scalable, and context-sensitive AI system for mental health pre-diagnosis with potential integration into student support services globally.
Arsham Azam, Rasikh Ali, Tayyaba Farhat +1
Jun 19, 2026cs.LG

Federated Temporal Attention Intelligence for Cyber-Resilient IoMT: Lightweight Digital Twins and PPO-Driven Honeypot Deception

The rapid proliferation of Internet of Medical Things (IoMT) devices introduces critical cybersecurity vulnerabilities in healthcare environments where resource-constrained medical devices operate under strict latency requirements and stringent data-privacy regulations. To address these challenges, this paper presents the Lightweight Digital Twin and Federated Reinforcement Learning (LDT-FRL) framework, a privacy-preserving defense architecture integrating four complementary mechanisms: a Temporal Attention Encoder (TAE) built on a GRU backbone with learned temporal self-attention for flow-level threat classification; lightweight LSTM-based Digital Twins trained on normal-class traffic to generate per-device anomaly scores that gate the TAE classifier through a learned sigmoid coupling; a Federated Proximal Policy Optimization (PPO) agent selecting among ALLOW, ISOLATE, and HONEYPOT_REDIRECT actions based on a seven-dimensional state; and an intelligent honeypot layer that converts redirected suspicious traffic into actionable threat intelligence. A federated aggregation strategy employing EMA-smoothed per-client validation losses as inverse-weighted FedAvg coefficients stabilizes global model updates under non-IID client distributions. Evaluated on CICDDoS 2019 and TON-IoT benchmarks, LDT-FRL achieves 99.66% and 99.95% test accuracy respectively, with macro-F1 scores of 0.9913 and 0.9995, converging 81% faster than the DTFL-CD baseline while attaining perfect F1=1.000 on the severely imbalanced MITM class. Explainability analysis via SHAP, LIME, Grad-CAM, and counterfactual methods confirms that the TAE focuses on semantically meaningful flow features, providing interpretable evidence for each defense decision.
Syed Zeeshan Haider, Anwar Shah, Muneeb Arif +2
Jun 19, 2026cond-mat.dis-nn

Communication Heterogeneity and Collective Consensus in Neural Cellular Automata

Reaching global agreement from purely local interactions is a defining problem of collective intelligence, and most models of it assume that all agents share a single communication protocol. We ask what happens when they do not. Using a Neural Cellular Automaton in which a population of cells must solve the density classification task, agreeing on a global majority that no individual can observe, we introduce languages'' as sub-populations that read one another's messages through a translation with a tunable linguistic distance''. We find that linguistic distance slows consensus, that it produces mild divergence between groups rather than full fragmentation, and that a collective whose shared rule was trained under diverse protocols is robust to mismatch; a homogeneously trained one is not. The findings hold on both a ring and a two-dimensional grid, and admit a natural reading as Ising relaxation, in which a foreign-language region acts as a boundary defect that leaves the system in a higher-energy, partially ordered state. These patterns are qualitatively consistent with effects reported in human group studies, suggesting that distance between communication protocols is a minimal mechanism sufficient to produce them, without anything language-specific.
Nishit Singh
Jun 18, 2026cs.RO

Heterogeneous Policy Networks for Composite Robot Team Communication and Coordination

High-performing human-human teams learn intelligent and efficient communication and coordination strategies to maximize their joint utility. These teams implicitly understand the different roles of heterogeneous team members and adapt their communication protocols accordingly. Multi-Agent Reinforcement Learning (MARL) has attempted to develop computational methods for synthesizing such joint coordination-communication strategies, but emulating heterogeneous communication patterns across agents with different state, action, and observation spaces has remained a challenge. Without properly modeling agent heterogeneity, as in prior MARL work that leverages homogeneous graph networks, communication becomes less helpful and can even deteriorate the team's performance. In the past, we proposed Heterogeneous Policy Networks (HetNet) to learn efficient and diverse communication models for coordinating cooperative heterogeneous teams. In this extended work, we extend Heterogeneous Policy Networks (HetNet) to support scaling heterogeneous robot teams. Building on heterogeneous graph-attention networks, we show that HetNet not only facilitates learning heterogeneous collaborative policies but also enables end-to-end training for learning highly efficient binarized messaging. Our empirical evaluation shows that HetNet sets a new state of the art in learning coordination and communication strategies for heterogeneous multi-agent teams by achieving an 5.84% to 707.65% performance improvement over the next-best baseline across multiple domains while simultaneously achieving a 200x reduction in the required communication bandwidth.
Esmaeil Seraj, Rohan Paleja, Luis Pimentel +7
Jun 18, 2026cs.CV

GEN-Guard: Correcting Generalization Failures for Deployable Federated Surgical AI

Federated Learning (FL) in surgical video AI enables collaborative model training without sharing sensitive data. However, standard evaluation practices - selecting the "best" global model based only on validation data from participating hospitals - can lead to suboptimal deployment choices. We identify this critical failure mode as performance leakage, where the selected model overfits internal federation data and fails to generalize to unseen institutions. We propose GEN-Guard, a practical post-hoc framework to detect and correct generalization failures in federated surgical AI. It integrates Generalization Detection via Client-Blocked Evaluation (CBE), which validates performance on isolated client distributions to prevent performance leakage, and Generalization Correction through Disagreement-Aware Distillation (DAD), which learns adaptive feature-level corrections for cross-institutional robustness. Both components operate after standard FL convergence while providing robust support for zero-shot adaptation to unseen environments. We first quantify the severity of performance leakage, observing Model Selection Failures (MSFs) exceeding 80% under standard evaluation. GEN-Guard is evaluated on two multi-center clinical challenges: surgical phase recognition in laparoscopic cholecystectomy and polyp segmentation in colonoscopy. Across both datasets, GEN-Guard consistently corrects these failures, improving in-federation F1 scores by up to 2 points, unseen-institution performance by up to 3 points, and worst-case institutional performance by 3-9 points. Performance leakage represents a systematic and previously under-recognized risk in federated surgical AI. GEN-Guard provides a practical solution for detecting and correcting such failures. By improving cross-institutional robustness and zero-shot generalization, it strengthens the reliability of FL for real-world surgical deployment.
Julia Alekseenko, Pietro Mascagni, AI4SafeChole Consortium +1
Jun 18, 2026cs.CL

HydraHead: From Head-Level Functional Heterogeneity to Specialized Attention Hybridization

The quadratic complexity of attention poses a critical bottleneck for long-context processing, spurring interest in hybrid attention designs. Most open-source hybrid models adopt a layer-wise strategy. Yet, prior work has noted the inherent difficulty of integrating Linear Attention (LA) with Full Attention (FA), suggesting that the design space of attention hybridization remains underexplored. To probe this space, we conduct interpretability analysis and observe that layers exhibit block-wise functional similarity, while individual heads within the same layer display distinct functional specialization despite sharing input features. This head-level heterogeneity suggests that the head dimension provides a natural and principled granularity for fusing heterogeneous attention signals. Building on this insight, we introduce HydraHead, a novel architecture that hybridizes FA and LA along the head axis. HydraHead features two key innovations: (1) an interpretability-driven selection strategy that identifies retrieval-critical heads and preserves FA only for them, and (2) a scale-normalized fusion module that reconciles the distributional gap between FA and LA head outputs. By leveraging a three-stage transfer pipeline with parameter reuse and distillation, we achieve high-performance hybrid models with minimal training overhead. Under a unified training setup, HydraHead outperforms other hybrid designs in long-context tasks while maintaining strong general reasoning. With interpretability-driven head selection, it matches a 3:1 layer-wise hybrid's long-context performance at a 7:1 LA-to-FA ratio. Crucially, trained on only 15B tokens, HydraHead achieves over 69% improvement over the baseline at 512K context length, approaching Qwen3.5, a leading model of comparable size with a native context length of 256K. This highlights the significant scaling potential of head-level hybridization.
Zhentao Tan, Wei Chen, Jingyi Shen +4
Jun 18, 2026cs.LG

Self-Adaptive Scale Handling for Forecasting Time Series with Scale Heterogeneity

Current time series forecasting (TSF) research predominantly focuses on scale-homogeneous data, where different time series share similar numerical magnitude ranges. However, in real-world industrial scenarios such as financial product sales, different time series often differ by orders of magnitude (scale heterogeneity). Since these series share similar temporal patterns, joint modeling is desirable for better data utilization, yet existing scaling methods either compress low-scale signals (global normalization) or destroy semantic discriminability and amplify inverse-scaling errors (window-based scaling). This paper proposes a self-Adaptive Scale-handling (AS) module that learns adaptive scale factors tailored to each input, preserving semantic discriminability while reducing inverse-scaling errors. AS consists of Scale Calibrating (SC), which calibrates prior mean scaling factors through neural networks, and Scaling Selection (SS), which decides whether to apply calibration or retain the original factor, avoiding over-calibration. Experiments on real-world fund sales datasets from Ant Fortune and Alipay show that AS seamlessly integrates into popular TSF models and consistently improves their performance. The code and dataset are available at the link https://github.com/Meteor-Stars/ASTSF.
Xu Zhang, Zhengang Huang, Yunzhi Wu +6
Jun 17, 2026stat.ML

Variational Consensus Monte Carlo for Bayesian Mixture

Motivated by the privacy, sensitivity and sharing limitations of health data, we present a comprehensive pipeline for inference of Bayesian mixture models within a federated learning setting, i.e. when data cannot be fully shared or pooled across compute nodes. We adopt a Consensus Monte Carlo (CMC) approach, in which an MCMC algorithm is run independently within each data silo to estimate local posterior distributions, which are then aggregated to approximate the posterior over the full data. The variational CMC approach of Rabinovich, Angelino and Jordan (2015) [1] frames the aggregation step as a variational inference problem, but their application to mixtures assumes the number of clusters and key mixture parameters to be known. Our main methodological contributions are: (i) an extension of variational CMC to over-fitted Bayesian mixture models that infer the number of clusters and all model parameters, without requiring conjugacy; (ii) novel cluster-matching algorithms suitable for cross-silo settings in which not every cluster appears in each local dataset; (iii) a number of inference strategies for the aggregation step, matched to different federated learning constraints; and (iv) guidelines for choosing among these in practice. A comprehensive simulation study validates the framework and allows us to compare to state-of-the-art federated learning alternatives. Notably, we show that when the composition of local datasets reflects the underlying clustering structure in the data, our approach can recover small clusters with greater accuracy than standard MCMC applied to the pooled data. We illustrate the framework on large-scale electronic health record data, identifying multi-morbidity patterns in a British geriatric population.
Julie Fendler, Francesca L. Crowe, Tom Marshall +2
Jun 17, 2026cs.LG

A Human-in-the-Loop Bayesian Optimization Framework for Constraint-Aware Bioprocess Development

This work presents an extension to Pareto Front Guided Sampling (PFGS), a Human-in-the-Loop (HitL) Bayesian Optimization (BO) framework in which Gaussian process (GP) surrogate-derived quantities are reformulated as objectives of a multi-objective optimization problem, and the resulting Pareto front is exposed to a domain expert for interactive candidate selection rather than returning a single automated recommendation. The framework is extended in two directions: constrained optimization is addressed by incorporating the posterior probability of satisfying output specification limits as an explicit Pareto objective, computed analytically from the GP posterior distribution; robust optimization is addressed by a Monte Carlo sampling strategy that estimates expected lower-confidence performance over a user-defined variability of input perturbations, capturing performance degradation under likely implementation deviations. The resulting multi-dimensional Pareto representation renders trade-offs between predicted performance, model uncertainty, probabilistic constraint satisfaction, and input robustness simultaneously visible through pairwise two-dimensional projections on an interactive dashboard, enabling selection criteria to be iteratively refined as the surrogate model improves and development objectives evolve. The framework is showcased on an eight-dimensional fed-batch Chinese Hamster Ovary (CHO) cell culture simulator demonstrating systematic identification of high-performing, feasibility-compliant, and perturbation-resilient operating conditions, and illustrating how expert-defined requirements provide a principled stopping criterion and support informed allocation of experimental resources.
Samuel Stricker, Claus Wirnsperger, Alessandro Butté +4
Jun 16, 2026cs.SE

Complexity and Scale in AI-Assisted Workflow Management: A Federated Learning Case Study

Federated learning over medical images is a demanding workflow application. Each round fans out across parallel client jobs and converges on an aggregation step that feeds the next round. At scale this yields 101 sub-workflows and 2,679 jobs on GPUs at four sites, which takes an expert months to build, mostly on workflow mechanics rather than science. We ask how far AI assistance can automate such workflows. An LLM agent, grounded in a released plugin of Pegasus-specific skills, first produces a reviewable specification of checkable constraints and acceptance criteria, then generates the executable workflow. A validation loop repairs runtime failures, checks code against those constraints, and regenerates the implementation from the specification alone. We evaluate three LLM agents, report end-to-end runs on the FABRIC testbed, and show how conformance checking against the specification caught three silent errors that failure-driven debugging missed, including one that trained 1,700 jobs on random tensors.
Komal Thareja, Hamza Safri, Rajiv Mayani +2
Jun 16, 2026cs.LG

SCOPE-FL: A Strategy-proof Chain-based Optimal pareto efficient Federated Learning System

Hierarchical Federated Learning (HFL) enables scalable collaborative model training across distributed devices while preserving data privacy. However, existing HFL client selection mechanisms suffer from a fundamental strategic inefficiency. By prioritizing stability over Pareto efficiency (PE), they produce suboptimal resource allocations, and without strategy proofness (SP), participants are incentivized to misrepresent their true preferences, both failures degrading system overall welfare in the Pareto sense in practice. To address it, we propose SCOPE-FL (Strategy-proof Chain-based Optimal pareto efficient Federated Learning), a synchronous HFL framework that formulates client selection as a two-sided school choice problem solved through the Top Trading Cycle (TTC) algorithm that simultaneously guarantees PE and SP. For reward distribution, SCOPE-FL employs a scalable Shapley value approximation based on One-Round Reconstruction (OR), ensuring compensation proportional to each client's contribution. The entire mechanism executes via blockchain smart contracts, providing the tamper-proof environment required for the SP guarantees to hold in practice. A comprehensive evaluation on MNIST, Fashion-MNIST, and CIFAR-10 demonstrates that SCOPE-FL outperforms state-of-the-art approaches, including DA, IAS, and other methods across model accuracy, convergence rate, and reward efficiency, while achieving communication latency comparable to DA and blockchain overhead significantly lower than DA at scale.
Seyed Salar Ghazi, Kaiwen Zhang, Mehdi feizi +1
Jun 16, 2026cs.LG

C2FL: Clustered Continual Federated Learning under Spatial and Temporal Drift

Collective Adaptive Systems (CAS) increasingly rely on machine learning to let each node learn from locally sensed data, aligning its behavior with the surrounding environment. Scaling this intelligence, however, raises fundamental challenges: sensed data is often privacy-sensitive, preventing centralized collection; nodes are mobile, traversing regions where nearby nodes perceive similar phenomena while distant ones observe radically different conditions, creating natural spatial clusters; and these distributions evolve over time due to mobility, introducing temporal drift that makes local models progressively stale. These dynamics arise across domains - vehicular sensing, drone-based monitoring, smartphone crowdsensing - yet the interplay of privacy, spatial heterogeneity, and temporal drift severely undermines conventional learning strategies. Therefore, we propose C2FL, a fully distributed Federated Learning (FL) approach where nodes self-organize into learning groups through spatial clustering, reflecting the geographic structure of the environment. To counteract temporal drift, each node combines experience replay with a dwell-time-aware adaptive averaging step, progressively incorporating the regional consensus as it remains longer within the same area, while preserving previously acquired knowledge under evolving distributions. We evaluate our approach on synthetic experiments that systematically reproduce spatial and temporal shifts, showing that standard federated strategies degrade significantly under these conditions and that our method restores robust collective adaptation.
Davide Domini, Gianluca Aguzzi, Lorenzo Pellegrini +2
Jun 16, 2026cs.CR

TIGER: Inverting Transformer Gradients via Embedding-Subspace Distance Optimization

Federated learning allows multiple clients to jointly train a shared model by sending gradient updates to a central server while keeping raw inputs local. However, prior gradient inversion attacks show that these updates can reveal enough information to reconstruct client inputs. Existing attacks on transformers either optimize dummy inputs to match the true client updates, which is costly and unstable for modern models, or exploit the low rank of attention gradients to identify a subspace containing the true layer embeddings, followed by a discrete membership test for candidate tokens. However, this token test is brittle under numerical noise, i.e., from quantization or Differential Privacy (DP), and scales poorly for encoder models with non-causal attention. We introduce TIGER, a continuous gradient inversion attack that turns this subspace signal into a differentiable objective. Instead of searching over tokens or matching full gradients, TIGER directly optimizes token embeddings to minimize their distance to the subspace. Our experiments demonstrate that on encoder-only models, TIGER substantially improves both reconstruction quality and runtime over existing attacks, while on decoder models, TIGER is more robust than prior subspace-based attacks, enabling the first successful reconstructions in DP-defended federated learning settings.
William Kalikman, Ivo Petrov, Dimitar I. Dimitrov +1
Jun 16, 2026cs.LG

Handling Feature Heterogeneity with Learnable Graph Patches

In recent years, the rapid development of foundation models and graph pre-training technologies has spurred increasing interest in constructing a universal pre-trained graph model or Graph Foundation Model (GFM). However, a significant challenge is that existing models are unable to address feature heterogeneity in graph data without textual information, which hinders the transferability of graph models across different datasets. To bridge this gap, we propose the concept of learnable graph patches, which we regard as the smallest semantic units of any graph data. We decompose the graph into learnable graph patches by unfolding the node features and constructing corresponding patch structures separately. We then design a framework that mines transferable information from graph data across domains. Specifically, after extracting graph patches, we propose a patch encoder to extract knowledge from each unit and a patch aggregator to learn how the units are combined into a whole. Due to its domain-agnostic nature, the model can be applied to downstream data across different domains. Furthermore, we analyze the connection between our method and existing graph models, as well as the transferability of the node embeddings it generates. Empirically, our method not only achieves the capability to use multi-domain graphs for pre-training, but also shows enhanced performance across various downstream datasets and tasks. Moreover, we observe consistent improvement in downstream performance as the volume of pre-training data increases.
Yifei Sun, Yang Yang, Xiao Feng +4
Jun 15, 2026cs.LG

Federated Explainable Artificial Intelligence: Roles, Architectures, Evaluation, and Open Challenges

Federated Learning (FL) has emerged as a key paradigm for privacy-preserving collaborative model training across distributed and heterogeneous data sources. By keeping raw data local, FL addresses data confidentiality concerns, yet it does not resolve the opacity of modern machine learning models. In parallel, Explainable Artificial Intelligence (XAI) has gained attention for improving transparency, trust, and accountability, particularly in high-stakes domains. Their intersection has given rise to Federated Explainable Artificial Intelligence (FedXAI) paradigm, which aims to jointly satisfy privacy and explainability requirements. This survey provides a systematic review of FedXAI, highlighting the transition of explainability from a post-hoc tool to an integral component of the FL lifecycle. We show how explainability supports aggregation, personalization, robustness, coordination, and system-level decision making. To organize the literature, we introduce a taxonomy that classifies FedXAI methods by the role of explainability, model and explainer types, explanation scope, integration level, FL settings, and data heterogeneity. We review approaches ranging from model-agnostic explanations to interpretable federated models and explainability-aware aggregation mechanisms. We also examine evaluation practices and discuss the lack of standardized benchmarks and metrics for measuring explanation quality, stability, privacy leakage, and computational overhead. Finally, we identify key challenges, including explainability under non-IID data, explanation-centric security threats, communication-efficient XAI, continual FedXAI, and the integration of domain knowledge and regulatory constraints. By consolidating existing work and identifying key gaps, this survey serves as a reference framework for designing trustworthy, transparent, and privacy-preserving federated AI systems.
Masoume Gholizade, Fabrizio Ruffini, Pietro Ducange +1
Jun 15, 2026cs.LG

Your Privacy My Cloak: Backdoor Attacks on Differentially Private Federated Learning

Prior research suggests that differential privacy (DP) inherently enhances the robustness of federated learning (FL) against backdoor attacks. In this paper, we challenge this assumption. Through an empirical analysis of two baseline attack strategies, we uncover a fundamental tension in DP-FL: while bypassing DP allows state-of-the-art defenses to detect and filter malicious updates, complying with DP inadvertently masks their distinguishing statistical characteristics. Consequently, existing defenses become ineffective as DP reduces the raw backdoor signal. Building on this masking effect, we propose RING, a novel attack that explicitly exploits DP to conceal malicious contributions while maximizing attack impact. By collaboratively crafting adversarial perturbations, compromised clients reconstruct a strong backdoor signal during aggregation without triggering anomaly detection. RING operates as a perturbation layer that is agnostic to the underlying backdoor technique, making it broadly applicable and composable with existing attacks -- a property that significantly amplifies the threat it poses to DP-FL. Extensive evaluations across four image and text datasets under non-iid distributions show that RING achieves an average attack success rate of 90.3% against six state-of-the-art defenses under a moderate privacy budget, an improvement of up to 26.08x over baseline strategies. Finally, we evaluate potential countermeasures and find that mitigating this threat incurs significant utility trade-offs, exposing a fundamental security gap in the deployment of differentially private FL.
Xiaolin Li, Ning Wang, Ninghui Li +1
Jun 15, 2026cs.LG

Beyond Weights and Gradients: A Taxonomy of Federated Learning Messages

Federated Learning is rapidly evolving beyond the exchange of traditional model weights and gradients, yet existing definitions fail to capture the full scope of modern payloads like synthetic data and federated analytics. This paper addresses the gap by proposing a formal mathematical definition of a federated message that accounts for both utility and privacy. We introduce a taxonomy that organizes these exchanges into three categories: model structures, statistical summaries, and data-conditioned representations. By evaluating these groups based on computational demands, communication costs, and privacy risks, we provide a clearer understanding of the trade-offs involved in decentralized training. Our review of 202 recent publications highlights a significant shift since 2021 toward diverse messaging paradigms, signaling a move away from standard deep learning updates toward more specialized information sharing. This framework provides a structured path for future research to optimize federated systems for varying hardware and security requirements.
Alvaro Javier Vargas Guerrero, Xinguang Wang, Quang Manh Doan +1
Jun 15, 2026cs.LG

Distribution Alignment for One-Shot Federated Learning via Optimal Transport

One-Shot Federated Learning (OSFL) addresses extreme communication regimes in which clients interact with the server only once, amplifying the impact of heterogeneous client data distributions. In particular, the interaction of domain shift and label shift across clients induces misaligned feature representations that cannot be corrected through iterative optimization. Existing OSFL methods rely on distillation, server-side generation or ensemble-based aggregation, but assume aligned representations or address domain and label shift separately. We introduce SLOT-Align (Single-round, Learning-free Optimal Transport Alignment), a geometry-aware feature harmonization framework for OSFL. SLOT-Align uses a shared frozen encoder to extract compact feature statistics, constructs a global reference via Bures-Wasserstein barycenters, and aligns local representations using closed-form geodesic optimal transport maps. The method is computationally efficient and can be combined with existing OSFL pipelines relying on frozen encoders without modifying their training procedures. Extensive experiments across multiple benchmarks, pretrained backbones, and OSFL methods show that SLOT-Align consistently improves accuracy and robustness under joint domain and label shift.
Daniele Berardini, Vito Paolo Pastore, Vittorio Murino
Jun 15, 2026cs.LG

pFedUL: Layer-Aware Federated Unlearning for Personalized Federated Learning

Federated unlearning (FU) enables the removal of specific data contributions from federated learning (FL) models to comply with regulations such as the General Data Protection Regulation (GDPR). However, most existing FU methods are designed for the FedAvg paradigm, where all clients share a single global model. In practice, personalized federated learning (pFL) methods such as FedPer, FedRep, Ditto, and FedBN have become widely adopted due to their superior handling of non-IID data. These methods decompose the model into shared global layers and client-specific personalized layers, fundamentally altering the semantics of unlearning, yet this setting has received little attention. We formalize FU under the pFL paradigm, identifying a tension between unlearning completeness on shared layers and personalization preservation for remaining clients. We then propose pFedUL, a layer-aware selective unlearning framework comprising three components: (1) gradient-based layer-wise contribution attribution that separately quantifies the target client's influence on shared and personalized parameters, (2) adaptive selective unlearning that applies differentiated forgetting strategies across layer types, and (3) a lightweight recalibration protocol enabling remaining clients to restore personalization with minimal overhead. We further introduce two new metrics, Personalization Preservation Score (PPS) and Cross-client Fairness Index (CFI), to evaluate pFL-specific unlearning quality. Experiments on CIFAR-10, CIFAR-100, and FEMNIST under varying non-IID settings indicate that pFedUL achieves unlearning effectiveness comparable to full retraining while maintaining an average of 97.3% personalized accuracy for remaining clients. Compared with six state-of-the-art FU methods adapted to the pFL setting, pFedUL consistently achieves superior personalization preservation.
Zhuodong Liu, Xiangyu Li, Zhihao Zhang
Jun 15, 2026cs.CR

Loss Landscape Poisoning: Targeted Extraction of Unseen Training Data from LLMs

Large Language Models are increasingly trained on proprietary or sensitive data, from private healthcare and financial records to user conversations containing secrets. Ensuring the privacy of such data against extraction attacks has become a central concern. In this paper, we ask whether an attacker who can poison a portion of the training data can facilitate the leakage of a separate target record they have no access to. We answer in the affirmative and show that such leakage can be induced by a poisoning mechanism that reshapes the model's local loss landscape around the target completion. Our key insight is that poisoning to create a sharp loss minimum at the target, surrounded by elevated loss on nearby alternatives, forces the model to memorize the target as the unique low-loss solution in its neighborhood. The attack requires no architectural changes, and generalizes across centralized and federated learning settings. We demonstrate that the attack amplifies privacy leakage across language (up to 100% successful extraction), and vision-language models (up 90% successful extraction). We show that the attack is thwarted when the model is trained to be differentially private. However, we introduce a new attack that directly probes the loss landscape bypassing even differential privacy defenses.
Md Abdullah Al Mamun, Ngoc Phu Doan, Pedram Zaree +2
Jun 14, 2026cs.DC

PreLort: Prefix-Nested LoRA for Federated Fine-Tuning under Rank Heterogeneity

Federated fine-tuning of large language models using parameter-efficient methods such as LoRA enables privacy-preserving adaptation of foundation models. Heterogeneous hardware resources introduce challenges, as clients with different adapter ranks cannot be directly aggregated. While existing methods enable aggregation under heterogeneous ranks, they fail to control how information is distributed across rank dimensions, leading to suboptimal use of shared low-rank representations. Instead, we propose PreLort: a nested low-rank formulation for federated LoRA that organizes adapter dimensions into a prefix hierarchy. Our approach ensures that lower-rank dimensions encode task-relevant information, while higher-rank dimensions capture additional capacity. Building on this, we introduce (i) a segment-wise aggregation rule that averages only over clients contributing to each rank segment, avoiding dilution from zero-padded lower-rank clients, and (ii) a prefix-nested training strategy that optimizes each adapter under multiple rank truncations, encouraging useful signal to concentrate in low-rank prefix dimensions. Together, these components encourage a consistent low-rank prefix capturing the most task-relevant information, while higher-rank dimensions learn additional capacity. This allows low-rank clients to benefit from richer information contributed by higher-rank clients, as prefix dimensions are consistently learned and aggregated. Experiments demonstrate that our method consistently outperforms prior heterogeneous federated LoRA methods in accuracy and ROUGE-L, while achieving lower or comparable perplexity across multiple base models.
Muhammad Waseem, Nurbek Tastan, Andrej Jovanovic +4
Jun 14, 2026cs.AI

Heteroskedastic Signals in Budgeted LLM Verification: Structural Heterogeneity Limits Optimization Gains

Large language model (LLM) systems increasingly use uncertainty signals to allocate limited computation across verification, test-time scaling, tool execution, and other selective-compute decisions. Such policies rely on a \emph{global signal comparability assumption}: equal scores should carry comparable decision value across inputs. Using budgeted verification as a controlled diagnostic setting, we identify a failure mode of this assumption: uncertainty quality is heteroskedastic across cost strata, with some regions exhibiting near-random discriminability despite concentrating many errors. Under an explicit local model, we characterize the resulting distortion of global allocation and show that its upper bound scales with cross-stratum signal-quality dispersion. We separate weak signals, optimization instability, and structural heterogeneity through a controlled intervention hierarchy: Threshold, MP-Adapt, MP-Strat, and a deliberately simple cost-stratified thresholding intervention (CST). Across MBPP and MATH using Qwen3-8B, LLaMA3-8B, and GPT-4o-mini, global online adaptation yields inconsistent gains over static thresholding; MP-Strat partially recovers performance, while CST improves hit rate by up to 17 percentage points in strongly heterogeneous settings without gradient updates. These results identify structural heterogeneity, rather than optimizer weakness alone, as the primary bottleneck in the observed settings. More broadly, misaligned feedback structure cannot always be repaired by stronger optimization.
Jinlong Yang
Jun 14, 2026cs.LG

Conflict-Aware Federated Fine-Tuning of Large Language Models with Mixture-of-Experts

The continuous scaling of large language models (LLMs) incurs prohibitive computational costs, making Mixture-of-Experts (MoE) a scalable alternative for efficient fine-tuning via sparse activation. While federated learning (FL) emerges as the paradigm for privacy-preserving collaborative optimization, integrating MoE into FL under data heterogeneity may trigger conflicting expert optimizations. Client-specific data distributions force same-indexed experts to optimize under inconsistent or even conflicting feature-label correlations. This mismatch induces destructive interference during aggregation, thus destabilizing the optimization trajectory and degrading model performance. To address this issue, we propose FC-MoE, a federated conflict-aware framework for MoE fine-tuning. It employs an importance aware weighting scheme to prioritize reliable local updates and utilizes gradient consensus projection to suppress conflicting updates, ensuring a stable global optimization path. Moreover, a local knowledge retention mechanism further preserves specialized client expertise by re-anchoring domain-specific residuals. Extensive experiments demonstrate that FC-MoE accelerates convergence and enhances both global and local model performance in non-IID federated environments.
Yijun Lu, Zihan Fang, Pengpeng Qiao +6
Jun 13, 2026cs.LG

Contextual Bandits for Maximizing Stimulated Word-of-Mouth Rewards

Stimulated word-of-mouth is a strategy that promotes information sharing through prompts or incentives. Optimizing stimulated word-of-mouth through social networks requires identifying and targeting connected users who are most susceptible to spillover, a phenomenon where the influence of recommendations extends beyond the immediate audience to impact their connected users. The probability of spillover varies across individuals, and their connections, leading to heterogeneity. Understanding and accurately estimating the spillover probabilities among users in social networks is crucial for improving the effectiveness of stimulated word-of-mouth. To address this, we present a novel contextual multi-armed bandit framework that learns individual spillover probabilities and ranks connected users to maximize rewards from stimulated word-of-mouth. Experiments on real-world network datasets demonstrate that accounting for spillover heterogeneity enhances the targeting precision of top-kk connected users, boosting rewards and outperforming baseline methods that do not learn individual spillover effects.
Ahmed Sayeed Faruk, Elena Zheleva
Jun 12, 2026cs.CR

Securing the Future of IoMT in the Post-Quantum Era: An Edge-Native Federated Learning Approach

Internet of Medical Things (IoMT) devices operate under strict resource constraints while handling highly sensitive health data, making security and privacy critical concerns. Federated learning (FL) further complicates this landscape, as model updates exchanged during training may unintentionally expose private medical information. Emerging quantum computing capabilities threaten the long-term viability of conventional lightweight cryptographic mechanisms, motivating the integration of Post-Quantum Cryptography (PQC) into IoMT systems. This article discusses key enabling technologies for quantum-resilient IoMT, including post-quantum key establishment, lightweight encryption, and edge-native orchestration. We propose a scalable Kubernetes-based framework that integrates PQC into FL-enabled IoMT environments and validate it on a Raspberry Pi testbed. Results demonstrate that distributed cryptographic processing significantly reduces latency compared to sequential designs while maintaining feasible resource overhead. The primary contribution of this work lies in the design and validation of a secure orchestration and communication framework for FL-enabled IoMT systems. We conclude by outlining future directions toward energy-aware architectures, intelligent security optimization, and resilient next-generation Intelligent Internet of Medical Things (IIoMT) ecosystems.
Taym Alshoghri, Deemah H. Tashman, Mohammad Reza Gerami +1
Jun 12, 2026cs.LG

Federated Learning for Feature Generalization with Convex Constraints

Federated learning (FL) often struggles with generalization due to heterogeneous client data. Local models are prone to overfitting their local data distributions, and even transferable features can be distorted during aggregation. To address these challenges, we propose FedCONST, an approach that adaptively modulates update magnitudes based on the parameter strength of the global model. This prevents over-emphasizing well-learned parameters while reinforcing underdeveloped ones. Specifically, FedCONST employs linear convex constraints to ensure training stability and preserve locally learned generalization capabilities during aggregation. A Gradient Signal to Noise Ratio (GSNR) analysis further validates the effectiveness of FedCONST in enhancing feature transferability and robustness. As a result, FedCONST effectively aligns local and global objectives, mitigating overfitting and promoting stronger generalization across diverse FL environments, achieving state-of-the-art performance.
Dongwon Kim, Donghee Kim, Sung Kuk Shyn +1
Jun 12, 2026cs.LG

MUFFLe: Efficient Model Update Compression via Generalized Deduplication for Federated Learning

Federated learning is well suited to edge environments but is often limited by the uplink cost of transmitting model updates. This Work-in-Progress paper presents MUFFLe, a communication-efficient update compression scheme that integrates generalized deduplication (GD) into the FedAvg pipeline. MUFFLe deduplicates repeated patterns across the update vector, yielding a fixed-rate, variable-count compression scheme. Preliminary experiments on IID MNIST with 20 clients show that MUFFLe reaches the target accuracy of 92.93%92.93\% with 38MB cumulative uplink communication, compared with 75MB for 8-bit quantization, 86MB for Top-kk sparsification, and 310MB for uncompressed FedAvg. These results demonstrate the feasibility of applying GD to communication-efficient federated learning.
Xiaobo Zhao, Daniel E. Lucani
Jun 11, 2026cs.LG

FedSPC: Shared Parameter Correction for Personalized Federated Learning

Personalized federated learning (PFL) is one of the important approaches in federated learning for addressing statistical heterogeneity while enabling client-specific adaptation. Many PFL methods split the model into shared and personalized parameters, which are jointly trained on each client. However, this creates an optimization issue: shared parameters are updated by clients optimizing different local objectives, which can lead to inconsistent shared updates and weaken the shared representation. To address this problem, we propose Federated Shared Parameter Correction (FedSPC), a modular correction method for PFL. FedSPC applies control-variate correction only to the shared parameters of a given PFL method, while leaving personalized parameters unchanged. It can be integrated into three common PFL settings: shared feature extractors, shared classifiers, and fully shared models with local regularization. Experiments on CIFAR-100 and Tiny-ImageNet with ViT, ResNet-34, and VGG-11 show that FedSPC improves performance across representative PFL methods, including FedPer, FedRep, FedBABU, LG-FedAvg, and Ditto.
Kannanthodath Induchoodan Ajay Menon, Christian Prehofer, Yunfei Xu +1
Jun 11, 2026cs.SD

Towards Personalized Federated Learning for Dysarthric Speech Recognition

Speech recognition is challenging for dysarthric speakers. While federated learning (FL)-based ASR can be an effective tool for protecting privacy, it suffers from heterogeneity issues caused by speaker variability. Forcing all speakers to share the same model components can be suboptimal under such heterogeneity, making personalization a promising direction; however, related research on dysarthric speech remains limited. To this end, this paper explores two aggregation strategies to achieve personalization, including the parameter-based averaging strategy and the embedding-based averaging strategy. Experiments on UASpeech and TORGO show that the proposed methods outperform the baseline regularized FedAvg by statistically significant WER reductions of up to 0.99% absolute (3.15% relative) on UASpeech and 0.56% absolute (4.73% relative) on TORGO, respectively.
Tao Zhong, Mengzhe Geng, Jiajun Deng +2
Jun 11, 2026cond-mat.dis-nn

A solvable model for unsupervised federated learning

We introduce a theoretical framework for analyzing federated learning in a generative setting through a teacher-multiple interacting students scenario, in which each student receives a distinct realization of the data, either through a different noise corruption or by accessing a different subset, possibly of varying size. Using theoretical tools in equilibrium disordered system, we analytically show that interactions among students systematically enhance learning performance: highly noisy students require fewer samples to recover the underlying pattern, while low-noise students achieve a larger overlap with the ground-truth signal. We derive the optimal Bayesian conditions for teacher recovery as functions of the sample complexity, noise level, and interaction strength, and validate these predictions through numerical simulations. The resulting dynamics can be mapped onto equilibrium sampling in a Restricted Boltzmann Machine with a structured hidden layer, providing a principled theoretical understanding of how interactions improve distributed generative modeling.
Giovanni Catania, Aurélien Decelle, Gianluca Manzan +2
Jun 10, 2026cs.LG

Fed-FBD: Federated Functional Block Diversification for Isolation, Privacy, and Surgical Unlearning

Federated learning (FL) enables collaborative model training without sharing raw patient data, but standard approaches such as FedAvg treat each client as a black box and provide no mechanism for isolating an adversarial contributor, auditing per-client influence, or honoring a departed participant's right to be forgotten. We present Fed-FBD (Federated Functional Block Diversification), a modular federated architecture that decomposes a ResNet backbone into six functional blocks (the stem, four residual groups, and the classification head) and maintains a warehouse of N color variants, each assembled from independently tracked and contributor-stamped blocks. Fed-FBD provides three capabilities absent in FedAvg: (i) architecturally guaranteed block-level isolation, so that an adversarial or mislabelled client cannot contaminate the clean colous; (ii) privacy-by-design, where membership inference advantage is already indistinguishable from chance before any privacy mechanism is applied; and (iii) surgical machine unlearning of a departed participant's contribution at sub-second cost and without retraining. Experiments on six MedMNIST-2D datasets, PathMNIST at 224x224, and CIFAR-10 show that Fed-FBD trades a modest 0.3%-3.1% IID accuracy gap on the adequately sized datasets for these guarantees, remains within 0.8%-4.0% of FedAvg at Dirichlet alpha=1.0 on three of four datasets, and confines all six adversarial attacks we study to the poisoned client's own blocks with at most +/-0.01 AUC drift on the clean colors.
Weijie Chen, Alan B. McMillan
Jun 10, 2026cs.CV

Adapting Prithvi-EO for Fallow Detection for Food-Water Nexus: ViT-Adapter Necks and Parameter-Efficient Backbone tuning of Geospatial Foundation Model

Understanding spatial distribution of fallow land is important for optimizing the food-water (FW) nexus, given fallowing's role in crop rotation and water conservation. Fallow is a low accuracy class in USDA Cropland Data Layer (CDL). Geospatial foundation model (GFM), Prithvi-EO has shown strong transferability across computer vision tasks. However, its Vision Transformer (ViT) backbone produces features at a single spatial scale that are ill-suited for the multi-scale features required by object detection heads. Existing approaches synthesise multi-scale pyramids through scaling of single stride tokens, sacrificing spatial heterogeneity, and full backbone fine-tuning is computationally prohibitive for GFMs. We evaluate a fallow detection pipeline combining two parameter-efficient fine tuning (PEFT) schemes: Low-Rank Adaptation (LoRA) and a hybrid PEFT, with three neck designs: pseudo multi-scale, Lite ViT-Adapter, and Full ViT-Adapter. Our best configuration, Lite ViT-Adapter with a one-stage head, achieves a mAP@50 of 0.9479 with the Diou loss, suggesting the effectiveness of center-aware localization for irregular fallow field detection. ViT-Adapter free one-stage detection under LoRA improves the adapter-free anchor-based approach by 6.42%, and the best configuration improves baseline adapter-free anchor-based approach by 25.70%. These results demonstrate that lightweight spatial prior fusion and selective backbone unfreezing enable Prithvi-EO to capture local fallow patterns more effectively, outperforming approaches that rely on reshaped single-stride ViT tokens.
Sk Muhammad Asif, Orhun Aydin
Jun 9, 2026cs.LG

Accurate and Resource-Efficient Federated Continual Learning

Federated continual learning (FCL) must learn from distributed task streams under limited resources, such as communication, computation, memory, and label availability. Existing FCL methods often rely on repeated local optimization, replay, and full supervision. Analytic alternatives avoid iterative training and replay, but using high-dimensional random features to improve accuracy requires a second-order feature statistic, the Gram matrix, which has a quadratic communication cost in the random feature size MM. We propose FedRAN, a resource-aware analytic FCL framework that replaces gradient-based updates with compact random feature statistics. Each client transmits a truncated-SVD summary of its Gram matrix, reducing the dominant second-order upload from quadratic to linear in MM for fixed rank. The server performs a two-level QR-SVD subspace merge, spatially across clients and temporally across tasks, and solves a ridge classifier in closed form. FedRAN further supports label scarcity through prototype-based pseudo-labeling. Across CIFAR-100, ImageNet-R, and VTAB datasets, FedRAN improves average accuracy by up to 4.8 percentage points over the strongest baseline, uses 30.6-121.8×\times less per-client communication than optimization-based FCL, and is 190.3×\times faster on average than gradient-based baselines; with only 20% labels, pseudo-labeling improves average accuracy by up to 6.61 points. These results show that FedRAN enables accurate and resource-efficient FCL under communication, computation, and label constraints. The source code is available at https://github.com/JebacyrilArockiaraj/Fed-RAN-SSL.
Jebacyril Arockiaraj, Dhruv Parikh, Jayashree Adivarahan +2
Jun 9, 2026stat.ML

Range Penalization: Theoretical Insights with Applications in Federated Learning

This paper introduces range regularization for federated learning with linear systematic components to enhance statistical accuracy and induce cross-client regularity conducive to quantization, coding, and resource efficiency. Our approach identifies features with shared weights across different clients and adaptively clusters the weights of personalized features at extreme values, a process we refer to as polar clustering. Theoretical analysis of the associated estimators poses significant challenges due to the seminorm nature and non-decomposability of the regularizer. We develop new proof techniques for the nonasymptotic analysis of statistical accuracy and faithful pattern recovery. Moreover, a fast optimization algorithm that leverages varying degrees of local strong convexity is proposed to reduce iteration complexity. Experiments support the efficacy and efficiency of the proposed approach.
Yiyuan She, Zhaojun Hu, Yifan Sun
Jun 9, 2026cs.IT

Secure Aggregation with Top-K Sparsification in Decentralized Federated Learning

Secure aggregation is a vital component for mitigating gradient leakage in federated learning, but its communication cost conventionally scales with the gradient dimension. This becomes prohibitive for large models and even more pronounced in decentralized federated learning with limited bandwidth and unreliable nodes. Top-K gradient sparsification is an effective approach to reduce communication by transmitting only a few entries of the full gradient, while maintaining competitive model accuracy. Nevertheless, the top-K entries selected by each user are unpredictable and vary across users, which poses a challenge for efficient sparse secure aggregation. This paper studies information-theoretic secure aggregation with top-K sparsification in decentralized federated learning under user dropouts and user collusion. We propose a communication-efficient sparse secure aggregation scheme that offloads dimension-dependent overhead to an offline phase and protects private gradients using random masks and permutations. Experimental results demonstrate that our scheme preserves accuracy comparable to full-gradient aggregation even with only 1% gradient sparsification, while substantially reducing the communication cost.
Hengxuan Tang, Jinbao Zhu, Xiaohu Tang
Jun 9, 2026cs.LG

Asynchronous Decentralized Federated Learning over Lossy Wireless Links via Reception- and Age-Aware Aggregation

Decentralized Federated Learning(DFL) enables collaborative model training across wireless edge nodes, including IoT deployments, autonomous vehicles, UAV swarms, and satellite constellations. Operating over lossy wireless links under constraints, these systems cannot rely on retransmissions, so model parameters must be accepted as partial chunks, leading to two key failure modes, which are selection bias, where poor-quality links are systematically under-represented in gossip aggregation, and update staleness, where asynchronous nodes contribute outdated models. We prove that classical gossip aggregation introduces irreducible selection bias proportional to the link-loss rate. We propose DFL-AA (Decentralized Federated Learning with Adaptive AoI-weighted Aggregation), which corrects selection bias using Inverse Probability Weighting (IPW) with online channel estimation and mitigates staleness via Age-of-Information (AoI) decay without requiring a global clock. We prove that DFL-AA removes link-quality distortion in expectation and consistently outperforms state-of-the-art baselines across varying loss rates and heterogeneous channel conditions on fixed directed topologies.
Chanuka A. S. Hewa Kaluannakkage, Rajkumar Buyya
Jun 9, 2026cs.CR

From Data Heterogeneity to Convergence: A Data-Centric Review of Federated Learning

Federated Learning (FL) has emerged as a promising solution for data hunger in centralized learning. This paradigm enables privacy with multiple clients to train a shared-task model collaboratively without exposing their local data. While being a key component in any learning system, data is also a primary source of vulnerabilities and challenges, and a major determinant of a stable and well-converged training. Existing FL reviews describe general foundations, security practices, opportunities, challenges, and applications, without delving into diverse aspects of data and considering problems from the data perspective. They rarely provide a data-lens synthesis that links concrete data properties, split protocols, and defenses to convergence speed and stability. This survey fills that gap with three advances. First, we analyze non-IID into measurable traits and rank their influence on convergence as strong, medium, or light, explaining the mechanisms behind each and reconciling evidence across images, texts, and graphs. Second, we connect experimental splitting practices to the real phenomena they emulate, expose the artifacts they introduce, and show how those artifacts affect target accuracy. Third, we analyze how data-related vulnerabilities and their proposed defenses affect convergence, reporting performance under clean and adversarial conditions to make the convergence-robustness trade-off explicit. To our knowledge, this is the first survey to provide a complete understanding of data-related challenges that govern FL. With clear takeaways distilled for each concern, our work serves as actionable guidance, helping practitioners design their system with predictable convergence and stability.
Huong Nguyen, Mickaël Bettinelli, Amirhossein Ghaffari +4
Jun 9, 2026cs.LG

Federated continual learning: A comprehensive survey on lifelong and privacy-preserving learning over distributed and non-stationary data

Federated Learning (FL) enables collaborative and privacy-preserving model training across distributed clients, but most existing FL systems implicitly assume data stationarity. In real-world settings-such as healthcare, industrial IoT (IIOT), cybersecurity, and smart cities-data streams are inherently non-stationary, leading classical FL methods to suffer from performance degradation, instability, and catastrophic forgetting. Continual Learning (CL) addresses learning under evolving data distributions but has been largely studied in centralized settings, overlooking key constraints of federated systems, including privacy, limited communication, and client heterogeneity. Federated Continual Learning (FCL) emerges at the intersection of FL and CL, aiming to support lifelong, adaptive, and privacy-aware learning over distributed and non-stationary data. This survey provides a comprehensive and systematic overview of FCL. We first present a formal definition of the FCL problem and clarify its distinctive characteristics. We then analyze the limitations of classical FL under non-stationary conditions, highlighting how CL principles support long-term adaptation. To organize the rapidly growing literature, we propose a multi-dimensional taxonomy of FCL approaches. Furthermore, we review representative application domains and data modalities, summarize commonly used evaluation metrics, and discuss experimental perspectives for assessing long-term performance and forgetting. Finally, we highlight key open challenges, including handling extreme heterogeneity under temporal drift, designing scalable and privacy-preserving memory mechanisms, and establishing standardized benchmarks. This survey aims to serve as a reference and a roadmap for advancing FCL toward robust and deployable real-world systems.
Masoume Gholizade, Fabrizio Ruffini, Pietro Ducange +1