Privacy-Preserving Framework

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Period ending 2026-09-21

6 new papers

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Period ending 2026-09-14

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Period ending 2026-09-07

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139 papers

Latest in Privacy-Preserving Framework

Jun 9, 2026cs.CR

From Data Heterogeneity to Convergence: A Data-Centric Review of Federated Learning

Federated Learning (FL) has emerged as a promising solution for data hunger in centralized learning. This paradigm enables privacy with multiple clients to train a shared-task model collaboratively without exposing their local data. While being a key component in any learning system, data is also a primary source of vulnerabilities and challenges, and a major determinant of a stable and well-converged training. Existing FL reviews describe general foundations, security practices, opportunities, challenges, and applications, without delving into diverse aspects of data and considering problems from the data perspective. They rarely provide a data-lens synthesis that links concrete data properties, split protocols, and defenses to convergence speed and stability. This survey fills that gap with three advances. First, we analyze non-IID into measurable traits and rank their influence on convergence as strong, medium, or light, explaining the mechanisms behind each and reconciling evidence across images, texts, and graphs. Second, we connect experimental splitting practices to the real phenomena they emulate, expose the artifacts they introduce, and show how those artifacts affect target accuracy. Third, we analyze how data-related vulnerabilities and their proposed defenses affect convergence, reporting performance under clean and adversarial conditions to make the convergence-robustness trade-off explicit. To our knowledge, this is the first survey to provide a complete understanding of data-related challenges that govern FL. With clear takeaways distilled for each concern, our work serves as actionable guidance, helping practitioners design their system with predictable convergence and stability.
Huong Nguyen, Mickaël Bettinelli, Amirhossein Ghaffari +4
Jun 9, 2026cs.LG

Federated continual learning: A comprehensive survey on lifelong and privacy-preserving learning over distributed and non-stationary data

Federated Learning (FL) enables collaborative and privacy-preserving model training across distributed clients, but most existing FL systems implicitly assume data stationarity. In real-world settings-such as healthcare, industrial IoT (IIOT), cybersecurity, and smart cities-data streams are inherently non-stationary, leading classical FL methods to suffer from performance degradation, instability, and catastrophic forgetting. Continual Learning (CL) addresses learning under evolving data distributions but has been largely studied in centralized settings, overlooking key constraints of federated systems, including privacy, limited communication, and client heterogeneity. Federated Continual Learning (FCL) emerges at the intersection of FL and CL, aiming to support lifelong, adaptive, and privacy-aware learning over distributed and non-stationary data. This survey provides a comprehensive and systematic overview of FCL. We first present a formal definition of the FCL problem and clarify its distinctive characteristics. We then analyze the limitations of classical FL under non-stationary conditions, highlighting how CL principles support long-term adaptation. To organize the rapidly growing literature, we propose a multi-dimensional taxonomy of FCL approaches. Furthermore, we review representative application domains and data modalities, summarize commonly used evaluation metrics, and discuss experimental perspectives for assessing long-term performance and forgetting. Finally, we highlight key open challenges, including handling extreme heterogeneity under temporal drift, designing scalable and privacy-preserving memory mechanisms, and establishing standardized benchmarks. This survey aims to serve as a reference and a roadmap for advancing FCL toward robust and deployable real-world systems.
Masoume Gholizade, Fabrizio Ruffini, Pietro Ducange +1
Jun 6, 2026cs.CR

SoK: Reconstruction Attacks on Synthetic Tabular Data (Insights from Winning the NIST CRC)

Synthetic data is increasingly promoted as a privacy-preserving substitute for releasing sensitive tabular records, yet its central adversarial threat (reconstruction, the recovery of an individual's hidden attribute values from a synthetic release and a handful of known quasi-identifiers) has been studied only in scattered, hard-to-compare settings. We systematize reconstruction (equivalently, attribute inference) attacks on de-identified and synthetic tabular data. We contribute a taxonomy that organizes attacks by the structure they exploit; a broad, controlled empirical evaluation, pitting fourteen attacks against thirteen synthetic data generation (SDG) methods across five benchmark datasets; and a set of new attacks that fill gaps in the taxonomy, one of which (CoBP-RA) is the strongest attack we measure. We also introduce a methodology for interpreting what attack success means: a memorization test that distinguishes reconstruction of the population distribution from memorization of training records, and a reduction that places reconstruction and membership inference on a single comparable scale. Our findings: the choice of SDG method governs risk far more than the choice of attack; differential privacy reduces reconstruction steadily up to epsilon approximately 10, above which reconstruction risk levels off for all six DP mechanisms we sweep, bounded by what each synthesizer can represent rather than by its noise; de-identification methods are the most exposed, with diffusion the only synthesizer close behind; and most reconstruction reflects distributional structure rather than memorization, concentrating individual risk on atypical records. Our attacks and infrastructure are externally validated by our first-place finish in the 2025 National Institute of Standards and Technology (NIST) Collaborative Research Cycle.
Steven Golob, Sikha Pentyala, Martine De Cock
Jun 6, 2026cs.LG

CausShield: Sample Reconstruction-Resilient Vertical FL via Causal Representation Learning

Vertical federated learning (VFL) is a distributed learning paradigm that leverages vertically partitioned features across isolated parties without sharing raw samples; however, it remains vulnerable to active sample reconstruction attacks. Existing defenses fail to achieve a satisfactory trade-off between model utility and privacy protection, due to either suppressing task-relevant information alongside privacy-sensitive features or relying on end-to-end supervised training to converge the defense module, which exposes the model to early-epoch vulnerability. To address this challenge, we adopt a structural causal model (SCM) insight and construct CausShield. From a task-learning standpoint, causal features within a raw sample are those that are directly relevant and contributory to the learning objective, whereas non-causal features are task-irrelevant but often encode sample-specific private information, thereby facilitating reconstruction. Importantly, we lay a theoretical foundation to prove this insight. CausShield thus decomposes the shared representations between the client and the coordinating server in VFL into task-relevant and task-irrelevant components to ensure full-cycle privacy protection. Nonetheless, the decomposition is inherently challenging due to the dual objectives of preserving model utility while mitigating privacy leakage. We address this via a carefully formulated optimization problem, which is solved through unsupervised representation learning. We further theoretically prove that CausShield preserves the convergence behavior of standard VFL. Extensive experiments compare CausShield against seven SOTAs, including InvL (USENIX Security'25), and evaluate robustness against advanced reconstruction attacks such as URVFL (NDSS'25). Results demonstrate that CausShield consistently outperforms in privacy protection, model utility, and computational efficiency.
Yongqi Jiang, Yansong Gao, Siguang Chen +1
Jun 2, 2026cs.AI

Detecting and Mitigating Bias by Treating Fairness as a Symmetry Operation

Machine learning systems deployed in high stakes socioeconomic settings routinely display bias. We formalize bias as a symmetry breaking operation: a classifier is fair if its outputs remain invariant under the counterfactual operation of switching a sensitive attribute, with merit features held fixed. We implement loss based regularization as a symmetry restoring mechanism and evaluate the framework on four synthetic datasets with varying levels of noise, correlation, and bias. The framework achieves upwards of 90% violation reduction, with accuracy costs around 5%. This framework does not require causal graph knowledge, is computationally lightweight, and generalizes to any sensitive attribute definable as a bit-flip, making it suitable for contexts where local sources of discrimination remain absent from mainstream benchmarks.
Nishit Singh
Jun 2, 2026cs.CL

A Locally Deployed RAG-Based Academic Advising System for Course Selection

The correct sequence of courses in the curriculum based on prerequisites between courses is of great importance for students to develop their knowledge and skills holistically. However, students crafting this sequence in isolation frequently struggle with recognition limitations and information overload that leads to confusion. Simultaneously, education institutions encounter difficulties in providing adequate academic advice for the correct sequence due to limited education resources. To address these challenges, we propose a locally deployed RAG-based academic advising system grounded in syllabus information. By combining large language models with retrieval from structured syllabus data, the system is designed to support course selection, prerequisite understanding, and personalized study planning in a privacy-preserving manner.
Feng Li, Yoritaka Iwata
Jun 1, 2026cs.LG

IntraShuffler: A Privacy Preserving Framework for Heterogeneous DP Federated Learning

Heterogeneous Differential Privacy (HDP) in Federated Learning (FL) allows clients to select individual privacy budgets (εi\varepsilon_i) according to institutional policies and data sensitivity. In practice, many HDP-FL systems employ ε\varepsilon-aware server aggregation to improve model utility by re-weighting client updates according to their declared privacy budgets. However, gradient updates in FL retain structural patterns induced by non-independent and identically-distributed (non-IID) data, and these additional signals exposed by ε\varepsilon-aware aggregation create new opportunities for inference by an honest-but-curious server. In this work, we first show that a server equipped with gradient denoising and surrogate modeling can mount a \emph{Privacy Inference Attack} that infers distributional attributes of clients and links updates from the same client across training rounds, measured via surrogate inference accuracy and linkage success, under realistic knowledge constraints. The Shuffle-Model has been widely studied as a defense against such inference risks by anonymizing update sources, but it is fundamentally incompatible with HDP-FL ε\varepsilon-aware aggregation. To address this challenge, we propose \textbf{IntraShuffler}, a middleware defense framework designed for HDP-FL systems. IntraShuffler introduces a privacy-aware shuffling mechanism that groups clients into privacy-compatible buckets and performs parameter-level shuffling within each bucket to disrupt persistent gradient structure while preserving ε\varepsilon-aware aggregation. Experiments across four different datasets show that IntraShuffler reduces gradient recoverability by over 60% and decreases surrogate inference accuracy from 0.78 to 0.33 while maintaining comparable model utility across multiple FL aggregation rules.
Farhin Farhad Riya, Olivera Kotevska, Jinyuan Stella Sun
Jun 1, 2026quant-ph

Coherent Swap Regret and Channel-Proof Learning

External regret certifies stability only against replacing one's behavior by a fixed alternative. In a quantum game, this misses a natural physical move: a player can apply a local completely positive trace-preserving (CPTP) map to the state it actually received or prepared. We introduce coherent swap regret as the regret benchmark against all such local CPTP deviations, and give an algorithm achieving O(dTlogd)O(\sqrt{dT\log d}) coherent swap regret via entropic mirror ascent on the CPTP Choi slice with a fixed-point play rule. The main result is a three-level deviation-class landscape. Replacement channels recover ordinary external regret at rate Θ(Tlogd)Θ(\sqrt{T\log d}). Unital channels, including unitary deviations and mixtures of unitaries, have zero minimax regret. Deterministic measurement-and-preparation channels already force Ω(dTlogd)Ω(\sqrt{dT\log d}) regret in the moderate-horizon regime, and this rate is also sufficient for all CPTP deviations. Thus the hardness comes from non-unital use of the recommendation register, not from quantum coherence alone. As an application, decentralized full-information learning in finite quantum games reaches an ε\varepsilon-approximate separable quantum correlated equilibrium after T=O(maxidilogdi/ε2)T=O(\max_i d_i\log d_i/\varepsilon^2) rounds. We identify these equilibria with channel-proofness of mediated quantum recommendation protocols, give an SDP audit for local CPTP exploitability applicable to arbitrary finite-dimensional states, and include a probing-bandit extension with pseudo-regret O(d4/3T2/3(logd)1/3)O(d^{4/3}T^{2/3}(\log d)^{1/3}) under Haar-random pure-state probes.
Sohail Sarkar
May 31, 2026cs.LG

Profiling Privacy Preservation Against Gradient Inversion Attacks in Tabular Federated Learning

Federated learning (FL) enables multiple data holders to train machine learning models collaboratively without centralizing raw data, making it useful in privacy sensitive domains such as healthcare and institutional data sharing. FL keeps data local to clients while communicating only model updates, such as gradients or model deltas. Nevertheless, these updates can expose private client data through gradient inversion attacks (GIAs). We study this risk for tabular FL under an honest-but-curious server threat model across FL protocols, client batch sizes, training stages, attacker assumptions, model architectures, and binary classification, multiclass classification, and regression tasks. We use MIMIC-IV and complementary benchmark datasets. Our evaluation distinguishes numerical and categorical recovery, baseline recoverability, feature level recovery, and exact match rate (EMR). We evaluate FedSGD gradients and FedAvg model deltas with an exposure aligned protocol, comparing attacked models after matched client data exposure rather than matched communication rounds. We compare multilayer perceptron (MLP), ResNet, and FT-Transformer models, and isolate architecture effects through an MLP grid over width, depth, activation, normalization, and dropout. The results show that small client batches and updates representing few distinct records are most vulnerable. Larger local batches and stronger aggregation reduce reconstruction but do not eliminate leakage. FT-Transformer is consistently harder to invert than one-hot baselines, while reconstructability also varies substantially within the MLP family. These findings identify architecture as a practical privacy variable in tabular FL. We also show that aggregate reconstruction accuracy can overstate complete record recovery in sparse data, making EMR and baseline comparisons essential.
Ivo Osterberg Nilsson, Maximilian Birr Engvall, Viktor Valadi +1
May 29, 2026cs.AI

LLM-FACETS: A Privacy-Preserving Framework for Evaluating LLM Transparency and Accountability

Assessing whether Large Language Models outputs are factually grounded, epistemically calibrated, and methodologically reproducible is a prerequisite for responsible AI deployment. Yet auditing LLMs remains inaccessible to non-technical practitioners: existing tools require programming expertise and non-trivial environment setup, and cloud-hosted platforms transmit evaluation data to external services, creating barriers for domain experts and compliance officers legally responsible for AI oversight. We introduce LLM-FACETS (LLM FActuality Cross-EvaluaTion System): an open-source framework with a browser-accessible interface and a plugin architecture, structured around three practitioner profiles (technical experts, domain experts, compliance officers) that mirror the stakeholder categories identified in the EU AI Act and the NIST AI Risk Management Framework. The architecture makes data flows explicit: deterministic metrics (BLEU, ROUGE, BERTScore) run entirely within the self-hosted server with no outbound transmission; LLM-judge metrics contact external APIs explicitly, with users retaining full credential control. The framework operationalizes transparency through three mechanisms: token-level log-probability visualization for epistemic uncertainty, multi-judge consensus to mitigate judge bias, and RAG Triad metrics (Faithfulness, Answer Relevance, Context Relevance) to detect and localize hallucinations. A plugin architecture allows any new metric or dataset to be integrated without modifying the evaluation pipeline. The open-source implementation enables cross-checking across multiple metrics targeting the same property, ensuring reproducibility and decoupling AI accountability from the teams building the systems assessed. We verify the framework through cross-validation of 18 metric implementations against canonical reference libraries.
Tom Lucas, Alessio Buscemi, Alfredo Capozucca +2
May 29, 2026cs.LG

Federated Variational Preference Alignment with Gumbel-Softmax Prior for Personalized User Preferences

Federated Learning (FL) offers a privacy-preserving pathway for aligning Large Language Models (LLMs); however, existing frameworks typically enforce a monolithic reward model, inevitably averaging out inherently conflicting user preferences (e.g., helpfulness vs. harmlessness). While Variational Preference Learning (VPL) offers a pathway to personalization, adapting it to decentralized settings presents a fundamental challenge: posterior collapse driven by severe local data scarcity and heterogeneity. In this paper, we propose Federated Variational Preference Alignment with Gumbel-Softmax Prior (FedVPA-GP), a framework designed to disentangle diverse preferences without compromising privacy. To stabilize variational inference, we introduce a Federated Mixture Prior that enables clients to leverage the aggregate population distribution as a dynamic prior. Furthermore, we incorporate an Orthogonal Loss that explicitly enforces the separation of preference prototypes in the latent space. Experiments on the HH-RLHF dataset demonstrate that FedVPA-GP significantly outperforms monolithic baselines, successfully disentangling conflicting user intents and enabling dynamic preference switching.
Jabin Koo, Hoyoung Kim, Minwoo Jang +1
May 29, 2026cs.RO

Primitive Subspaces Mediate Few-Shot Transfer in VLAs

Deploying vision-language-action (VLA) policies in industrial environments requires the ability to teach new tasks at low cost, a property current VLAs lack, since each new task requires fine-tuning. We investigate whether primitive-aware training produces a transferable artifact: a learned library of sub-skills that can be composed at inference time, conditioned on a small number of demonstrations, to perform tasks the policy was never trained on. We train two VLA architectures with different inductive biases, OpenVLA and π0.5π_{0.5}, on the REASSEMBLE contact-rich assembly dataset under matched LoRA fine-tuning recipes and locked hyperparameters, varying training between flat trajectories and primitive-segmented episodes with primitive-specific language prompts. We hold out 6 object-task combinations from training and evaluate few-shot transfer: models receive m{0,1,3,5,10}m \in \{0, 1, 3, 5, 10\} demonstrations of a held-out task and attempt execution without weight updates. We replicate across three training seeds and validate on a second dataset (LIBERO-Long). Primitive-trained models reach 78% of fine-tuned upper-bound performance with only m=3 demonstrations, while flat-trained models require m=10 demonstrations to reach the same level -- a 3×3\times sample efficiency gap that replicates across seeds, architectures, and datasets. To establish causation, we ablate the primitive-decodable subspace of hidden states and show few-shot transfer degrades by 32 percentage points while ablating a random subspace of equal dimensionality has no effect, indicating primitive representations are causally necessary rather than incidentally correlated with transfer. We identify and correct a methodological pitfall in evaluating chunked policies: family-wise inflation of single-step action-range gates produces order-of-magnitude higher false-failure rates against ground-truth human demonstrations.
Anya Singh, Cabrel Happi, Jai Relan +2
May 28, 2026q-bio.QM

FPLIER: Federated Pathway-Level Information Extractor

In transcriptomics, gene-set-aware factorization methods such as the Pathway Level Information Extractor (PLIER) are most effective when trained on large, heterogeneous expression compendia. Yet, many clinically relevant cohorts cannot be pooled into a single dataset due to privacy and governance constraints. We present FPLIER, a federated extension of PLIER that enables distributed training across multiple data holders while incorporating publicly available datasets. Through secure aggregation, FPLIER produces training updates algebraically equivalent to those of a centralized pooled-data approach while keeping expression data local. We evaluate FPLIER across multiple scenarios in two simulated consortia (from the K-CLIER and MultiPLIER studies) and demonstrate stable convergence. We further conduct a systematic analysis of membership inference attacks targeting both intermediate training statistics and the released model. Our results show that privacy risk is governed by the rank of the training expression matrix. Incorporating public data or reducing data dimensionality increases this rank, moving the system toward a full-rank regime in which training and non-training samples become indistinguishable to the attacker, and membership-inference performance approaches random guessing.
Daniele Malpetti, Christian Berchtold, Francesco Gualdi +3
May 28, 2026cs.CY

Does Distributed Training Undermine Compute Governance?

Compute governance proposals often rely on the assumption that frontier AI training requires large, detectable computing clusters. However, recent advances in distributed training algorithms could allow developers to conduct frontier-scale training on distributed agglomerations of hardware, rather than needing large datacenter facilities. Developers who prefer not to be constrained by regulations may structure their hardware in a manner that evades the registration and monitoring requirements associated with compute governance. Therefore, regulations must be designed to detect and prevent illicit distributed training operations. This paper evaluates the feasibility of such evasion and outlines recommended countermeasures, including whistleblowing, chip tracking, forensic accounting, and memory and compute thresholds for clusters.
Robi Rahman
May 27, 2026cs.LG

Learning High-Dimensional Parity Functions with Product Networks using Gradient Descent

Parity functions are fundamental Boolean operations with critical applications across machine learning, cryptography, and error correction. Yet, learning high-dimensional parity functions poses significant challenges: in a general setting, standard neural network architectures typically require exponential sample complexity, making gradient-based optimization intractable for large number of inputs NN. We demonstrate that compact product-based neural architectures combined with stochastic data sparsity (Bernoulli inputs with pe1/Np_e \leq 1/N) and appropriate hyperparameter choice enable efficient parity learning, with theoretical guarantees of convergence. Experiments validate our theory across dimensions up to N=100,000N = 100{,}000, with empirical evidence showing optimal hyperparameter choices for pep_e and learning rate αα, as well as polynomial complexity scaling laws. This work establishes fundamental connections between architectural inductive bias and data sparsity, opening new possibilities for neural arithmetic, structured reasoning, binary neural networks, and machine learning applied to automated protocol discovery.
Guillaume Larue, Louis-Adrien Dufrène, Quentin Lampin +2
May 27, 2026stat.ML

Geometry of Relaxed Fair Regression: A Unified Framework for Aware and Unaware Settings

Fairness-accuracy trade-offs are a central concern in the deployment of fairness-aware machine learning methods. When sensitive attributes are unavailable at inference time-the so called unawareness setting, principled methods for obtaining accurate predictions under relaxed fairness constraints are largely missing. In this work, we address this gap by formulating regression under a demographic parity penalty as an optimal transport problem. Our framework unifies both the \emph{aware} and \emph{unaware} settings and characterizes optimal prediction functions via optimal transport maps, under both squared Wasserstein-2 and Total Variation penalties. These results reveal that the choice of penalty reflects fundamentally different fairness philosophies: the Wasserstein penalty induces a smooth, population-wide compromise, while Total Variation enforces exact parity for a subset of individuals. Building on these theoretical characterizations, we propose an algorithm that is simple to implement, computationally efficient, and consistently matches or outperforms state-of-the-art baselines on real-world benchmarks.
M. Generali Lince, V. Divol, R. Flamary +2
May 27, 2026cs.CV

Pattern Recognition Tasks with Personalized Federated Learning

Personalized Federated Learning (PFL) constitutes a novel paradigm that tailors Machine Learning (ML) models to individual clients, thereby furnishing personalized model updates whilst upholding stringent data privacy principles. Diverging from conventional standard Federated Learning (FL) approaches, PFL adapts models to distinct client data distributions, engendering heightened levels of accuracy, customization, and data security, all while minimizing communication overhead. This methodology proves particularly salient in contexts marked by pattern recognition tasks reliant upon heterogeneous data sources and underpinned by paramount privacy apprehensions. In the present research endeavor, this article undertake a comprehensive comparative analysis of seven distinct PFL algorithms deployed across three diverse datasets, namely MNIST, SignMNIST, and Digit5. The overarching objective entails ascertaining the preeminent PFL algorithm, within the framework of pattern recognition tasks, through a rigorous evaluation anchored in metrics encompassing Accuracy, Precision, Recall, and F1 Score. Concurrently, an in-depth scrutiny of these PFL algorithms is conducted, elucidating their operative workflows, advantages, and limitations. Through empirical investigation, the findings evince that APPLE, FedGC, and FedProto emerge as stalwart contenders, consistently furnishing superior performance across the spectrum of assessed datasets, while acknowledging the contextual specificity of alternative algorithms and the potential for iterative refinement to realize optimal outcomes.
Md. Arifur Rahman, Isha Das, Mushfiqur Rahman Abir +4
May 26, 2026cs.LG

Test-Time Collective Action: Proxy-Based Perturbations for Correcting Algorithmic Harms

When machine learning systems under-perform for particular subgroups, affected users typically have no way to correct these disparities without relying on platform-level fixes. Existing approaches to algorithmic fairness rely on provider-centric approaches to correct these failures, leaving users with no external lever when faced with harm. Recent work in Algorithmic Collective Action shows that coordinated users can steer an algorithmic system toward a collective goal, but the existing mechanisms require the provider to retrain on the collective's modified data which users may not have control over. We propose Test-Time Collective Action (TTCA), a framework through which a group of users who share query access to the platform, can correct disparities affecting under-served subgroup without participating in the platform's training loop. We implement this through a proxy-based mechanism where the collective pools query access to a black-box API to extract a proxy of the platform, then optimizes a per-class universal perturbation against the proxy. Each member applies this perturbation to their own inputs at submission time, requiring no cooperation from the platform. We empirically evaluate the mechanism on CIFAR-10, CIFAR-100, and FairFace, showing that modestly-sized collectives close most of the subgroup accuracy gap, transfer across architectures (a small proxy can attack a larger platform), and improve worst-group accuracy, equal-opportunity gap, and disparate impact. A query-budget analysis comparing a per-user black-box attack baseline shows that pooling is cheaper than each subgroup member attacking alone. Test-time collective action thus offers corrective intervention to users when platform-side remediation is unavailable or delayed.
Meghana Bhange, Ulrich Aïvodji, Elliot Creager
May 26, 2026cs.LG

Nonlinear Data Integration via Kernel Methods for Data Collaboration Analysis

Collaborative analysis of decentralized confidential datasets is important, but direct sharing of original datasets is often restricted by privacy and institutional constraints. Data collaboration (DC) analysis transforms each dataset into privacy-preserving intermediate representations via party-specific obfuscation functions and integrates them into common collaboration representations using an anchor dataset. However, many existing DC analysis methods rely on linear transformations for data obfuscation and integration, which may increase reconstruction risk. Although nonlinear dimensionality reduction can mitigate this risk, conventional linear integration methods cannot accurately align intermediate representations produced by nonlinear transformations. Moreover, existing integration methods mainly minimize discrepancies among parties and do not explicitly incorporate geometric or target-variable information useful for downstream analysis. To overcome these limitations, we first formulate linear kernel integration (LKI) as a linear integration method and then kernelize it to obtain nonlinear kernel integration (NKI). NKI admits a globally optimal solution via kernel ridge regression and an eigenvalue problem. We also introduce graph regularization and a centering constraint so that the target representation can capture geometric and target-variable information useful for downstream analysis. Experiments on image classification tasks demonstrate that NKI improves classification accuracy over existing linear integration methods under nonlinear dimensionality reduction, with further gains from target-variable-aware graph regularization and centering. The results also show that dimensionality reduction choices substantially affect both classification accuracy and reconstruction risk.
Yamato Suetake, Yuta Kawakami, Shunnosuke Ikeda +1
May 26, 2026cs.CR

Practical Anonymous Two-Party Gradient Boosting Decision Tree

Structured data is well handled by gradient-boosted decision trees (GBDT), which are usually trained on vertically partitioned features across mutually distrustful parties. High speed and interpretability make GBDTs popular in finance and healthcare, where neural networks may fall short. Enabling secure computation for GBDTs poses unique challenges, requiring secure record alignment for comparison. Relying on private set intersection (PSI) is a de facto approach. Mistaking PSI for a safety measure actually exposes which record identifiers (IDs) are shared between the datasets. Although circuit-PSI could help, it is costly for generic uses. New ideas are needed to efficiently train in a "dark forest". Aiming to hide the IDs, we initiate the study of anonymous GBDT training on split data held by two parties. Dual circuit-PSI in our design lets the parties alternate as receiver to run pick-then-sum over local features. Via oblivious programmable pseudorandom functions, we propagate circuit-PSI outputs as shared state across runs. Avoiding universal alignment, we resolve the neglected dilemma that ID hiding incurs a cost that scales with domain size. Next, we halve the cost of ciphertext packing used to convert single-instruction multiple-data homomorphic encryption from (ring) learning with errors in prior secure GBDT (Usenix Security' 23) and related secure machine-learning computations. Comparative experiments show our protocol remains competitive with leaky approaches in efficiency. Enabling ID-hiding aggregation, our techniques can extend to other vertically partitioned analytics.
Chenyu Huang, Fan Zhang, Minxin Du +6
May 26, 2026cs.LG

Separate Aggregation of Split Network for Personalized Federated Learning

Federated learning enables collaborative model training without sharing raw data, but its performance can degrade substantially under heterogeneous client data distributions. A single global model often cannot satisfy diverse client requirements, so personalized federated learning has therefore been explored to improve client specific performance while preserving global generalization. Existing PFL methods often face a fundamental tradeoff in which stronger global sharing can undermine local specialization, whereas stronger local adaptation can lead to overfitting under limited data, label imbalance, and missing class scenarios. In this work, we propose PGFedSplit, a personalized federated learning framework that improves both personalization and global generalization under severe client heterogeneity. PGFedSplit adopts a split architecture and performs adaptive aggregation scheduling tailored to the roles of different model components, enabling stable knowledge sharing while maintaining client specific adaptation. Each client further leverages a mixture of locally extracted representations and synthetic representations generated from server side Gaussian statistics, improving robustness under label imbalance and missing class conditions. Extensive experiments on Fashion MNIST, CIFAR 10, CIFAR 100, and Tiny ImageNet demonstrate consistent improvements over state of the art PFL methods, with stable convergence and superior personalization in highly heterogeneous settings.
Yunseok Kang, Jaeyoung Song
May 23, 2026cs.LG

Rethinking Federated Unlearning via the Lens of Memorization

Federated learning (FL) increasingly needs machine unlearning to comply with privacy regulations. However, existing federated unlearning approaches may overlook the overlapping information between the unlearning and remaining data, leading to ineffective unlearning and unfairness between clients. In this work, we revisit federated unlearning through the lens of memorization. We argue that unlearning should mainly remove the unique memorized information attributable to the data to be forgotten, while preserving overlapping patterns that are also supported by the remaining data. Specifically, we propose Grouped Memorization Evaluation, an example-level metric that separates memorized knowledge from overlapping knowledge. Building on this metric, we introduce Federated Memorization Pruning (FedMemPrune), a pruning-based unlearning approach that resets redundant parameters responsible for memorization. Extensive experiments show that FedMemPrune closely matches retraining-based unlearning baselines while more effectively eliminating memorization than existing federated unlearning algorithms, yielding strong unlearning performance without sacrificing the utility of retained knowledge.
Jiaheng Wei, Yanjun Zhang, He Zhang +5
May 23, 2026cs.LG

ChainLearn: A Blockchain-Based Capacity-Aware Framework for Federated Ensemble Learning

Federated learning is used in medical imaging where privacy prohibits centralizing data. Standard federated algorithms assume homogeneous hardware, identical architectures, and centralized aggregation, which fails when hospitals have unequal compute resources. We propose capacity-aware coordination: measure each hospital's throughput, assign capacity-appropriate architectures (MobileNetV3-Small, EfficientNet-B0, ResNet-50), and combine predictions via weighted ensemble. Weak and strong hospitals can participate without forcing uniform architectures. We separate on-chain policy from off-chain learning. A Solidity contract stores hospital registration, benchmark hashes, metrics, and weights. Hospitals train locally and submit only hashes and scalars (not parameters). Weighted ensemble inference is computed off-chain. Experiments on PneumoniaMNIST and DermaMNIST (5 seeds, 3 non-IID levels) show our method achieves lower or equal calibration error versus equal-weight ensemble and competitive accuracy versus FedAvg, FedProx, and FedMD. Communication overhead is 224 bytes per round, a reduction of over 912,000x compared to FedAvg.
Karan Sharma, Aditya Tripathi, Rahul Mishra +1
May 22, 2026cs.LG

PrivFusion: A Privacy-preserving Multi-Agent Framework for Harmonizing Distributed Datasets

The growing availability of clinical data has increased the use of machine learning, yet centralized data aggregation is often infeasible for sensitive health information. Federated Learning (FL) offers a distributed alternative, but its adoption is limited by substantial heterogeneity across institutional datasets, making harmonization a critical but frequently overlooked prerequisite for multi-site analytics. We introduce PrivFusion, a privacy-preserving multi-agent framework that automates the harmonization of structured datasets prior to federated training. PrivFusion uses agents to analyze local data, cluster semantically similar features across sites, and provide iterative transformation recommendations until alignment is achieved. Evaluation across four heterogeneous COVID-19 datasets demonstrates that PrivFusion effectively and efficiently harmonizes multi-site data while substantially reducing manual effort.
Anisa Halimi, Liubov Nedoshivina, Kieran Fraser +1
May 22, 2026cs.CR

Unlocking Apple's Private Cloud Compute: An Analysis of Privacy-Preserving Artificial Intelligence

Many existing Artificial Intelligence (AI) solutions on mobile devices rely on an extensive collection of sensitive data, raising privacy concerns and often requiring storage for both context and model improvement. Apple's Private Cloud Compute (PCC) aims to address this by emphasizing mobile device integration and a privacy-first design. The central claim of PCC is that it does not store any user data and that user input and user accounts are unlinkable. While most of the PCC system specifications are public, compiled binaries add a layer of opaqueness. There are no reproducible builds, and there are no symbols within those binaries, creating potential discrepancies between the specification and what is shipped to the user. Additionally, the underlying models and interfaces for querying PCC are not openly accessible, limiting academic evaluation of model properties, such as accuracy. This poses a challenge in assessing whether a privacy-preserving approach like PCC is actually trustworthy while also providing high-quality answers. We are the first to reverse-engineer the PCC implementation on mobile devices to evaluate privacy aspects and to open its non-public interfaces on local devices to support custom PCC queries. We demonstrate this level of access beyond Apple's intended use cases by independently benchmarking the PCC model. We enable future research by making our PCC benchmarking framework publicly available.
Yannik Dittmar, Marvin Jerome Stephan, Thomas Völkl +2
May 21, 2026cs.LG

FIRMA: FIbonacci Ring Model Aggregation for Privacy-preserving Federated Learning

Federated learning protocols face a structural trilemma: canonical server-based aggregation~\cite{mcmahan2017} creates a single point of failure and gradient inversion risk; decentralised ring-gossip alternatives~\cite{hu2019segmented} expose classification heads to semi-honest peers via uninformed uniform weights; and personalised methods~\cite{collins2021exploiting} reintroduce central aggregation. No existing protocol simultaneously achieves server-free operation, permanently private heads, ring topology, and principled asymmetric neighbour weighting. We propose FIRMA (\textbf{FI}bonacci \textbf{R}ing \textbf{M}odel \textbf{A}ggregation), a family of three progressively enhanced federated learning protocols: 1) \fibfl\ establishes the foundation: server-free ring aggregation with Fibonacci-weighted neighbour blending and permanently private classification heads. 2) \fibflp\ augments this with accuracy-gated neighbour suppression, selectively down-weighting poorly-converged peers while preserving the Fibonacci directional bias. 3) \fibflpp, the full system, completes the family with a 2-opt ring permutation that maximises adjacent-client class diversity, global ring coverage via Kg=N/2K_g{=}\lceil N/2\rceil gossip passes, and cosine-annealed self-retention calibration. We establish a convergence rate bound and three supporting propositions governing normalisation, coverage, retention, and diversity optimality. Systematic experiments across 28 configurations -- four benchmarks crossed with seven heterogeneity regimes -- demonstrate that \fibflpp\ surpasses \fedavg\ in all 12 label-skew configurations, with a peak advantage of +20.7+20.7,pp on CIFAR-10 at K=1K{=}1. Under Dirichlet heterogeneity, \fibflpp\ is the Pareto-dominant method among all server-free protocols, achieving the highest accuracy in 17 of 28 configurations.
Rachid Hedjam
May 20, 2026cs.LG

FedCoE: Bridging Generalization and Personalization via Federated Coordinated Dual-level MoEs

Federated Learning (FL) has emerged as a promising paradigm for privacy-preserving distributed learning. However, existing FL methods face a fundamental challenge. Traditional averaging-based approaches suffer from parameter divergence under non-IID conditions, while personalized FL methods overfit to local data and fail to generalize to new clients (cold-start problem). Mixture-of-Experts naturally addresses this by routing heterogeneous data to specialized experts rather than forcing uniform aggregation. In this paper, we propose FedCoE, a Federated Coordinated dual-level mixture-of-Experts framework that effectively balances global generalization with local personalization. FedCoE maintains multiple independent global expert models on the server and employs a shared gating network to dynamically model client-expert correlations during aggregation, effectively mitigating expert drift and gating inconsistency. To address the cold-start challenge, we introduce an adaptive mechanism that enables new clients to immediately leverage the global expert pool without extensive local training. Extensive experiments demonstrate that FedCoE achieves 78.00% global accuracy and 89.32% personalized accuracy on average, outperforming the baseline by 8.82% and 29.19%, respectively. In cold-start scenarios, FedCoE delivers 77.27% accuracy without any local fine-tuning, outperforming baselines by over 12.54%.
Penglin Dai, Fulian Li, Xincao Xu +3
May 19, 2026cs.LG

Causal Unlearning in Collaborative Optimization: Exact and Approximate Influence Reversal under Adversarial Contributions

Federated learning systems must support data deletion requests to comply with privacy regulations, yet retraining from scratch after each deletion is computationally prohibitive. We present HF-KCU, a method that removes a client's contribution by approximating the influence function through conjugate gradient iterations in Krylov subspaces, reducing complexity from O(d^3) to O(kd) where k<<d.A causal weighting mechanism ensures that only clients holding the deleted data receive parameter updates, preventing spurious changes to unaffected clients. Our method is designed to handle bounded adversarial perturbations to the Hessian and gradient, providing graceful degradation under realistic threat models. We validate HF-KCU across convolutional (ResNet-18, SimpleCNN) and transformer (ViT-Lite) architectures on CIFAR-10, MNIST, and Fashion-MNIST. On CIFAR-10 under Dirichlet (alpha=0.5) partitioning, HF-KCU achieves 47.75 times speedup over retraining while maintaining test accuracy within 0.60% of the rational baseline(71.16 vs 71.76 %). Membership inference attacks on the forget set yield success rates of 0.499 matching the retrained model and confirming effective privacy restoration. We provide convergence guarantees showing that the Krylov approximation error decreases as O((k ^1/2-1)/(k^1/2+1)) where k is the Hessian condition number. The causal weighting mechanism ensures surgical updates, where only clients holding deleted data are modified, preserving model quality for unaffected participants and avoiding the instability of gradient-based approaches in asynchronous federated settings. This design provides interpretability as each update is directly traceable to the influence of the deleted data. The method's efficiency and precision make it suitable for production federated systems where deletion requests arrive asynchronously and computational budgets are constrained.
Ali Mahdavi, Azadeh Zamanifar, Amirfarhad Farhadi +1
May 18, 2026cs.LG

FedMental: Evaluating Federated Learning for Mental Health Detection from Social Media Data

Social media text data are often used to train Machine Learning (ML) models to identify users exhibiting high-risk mental health behaviors. However, sharing this sensitive data poses privacy risks and limits the growth of benchmark datasets. We comprehensively evaluate whether privacy-preserving ML techniques can enable safer data sharing while preserving performance. Specifically, we apply federated learning (FL) and Differentially Private FL for two widely-studied mental health prediction tasks: depression detection on X (Twitter) and suicide crisis detection on Reddit. We simulate realistic data-sharing scenarios by treating each user as a client in a non-IID setting, evaluating across different client fractions, aggregation strategies, and privacy budgets. While FL achieves comparable performance to centralized training (centralized F1 = 85.63; best FL model F1 = 83.16) on depression identification, we find that Differentially Private FL has a large performance-privacy trade-off (up to F1 = 27.01 drop) even with low levels of noise (epsilon = 50). This is due to the distortion of highly informative yet sparse mental health linguistic markers related to mental health, like health topics and emotion words. This research empirically demonstrates the potential and limitations of current privacy preservation techniques for mental health inference tasks.
Nuredin Ali Abdelkadir, Anjali Ratnam, Zeerak Talat +1
May 17, 2026cs.LG

BESplit: Bias-Compensated Split Federated Learning with Evidential Aggregation

Split Federated Learning (SFL) enables privacy-preserving collaborative training by partitioning models between clients and a server. However, under non-IID data distributions, SFL often suffers from biased optimization and unstable convergence, while existing solutions largely adapt techniques from conventional federated learning. In this work, we observe that the split architecture of SFL inherently alters how client information is represented and coordinated, opening opportunities for bias compensation beyond parameter-level aggregation. Based on this insight, we propose BESplit, an architecture-aware framework that exploits the intrinsic structure of SFL to mitigate non-IID effects. First, to prevent biased local data from dominating global updates, we introduce Evidential Aggregation (EA) to perform fine-grained reweighting of client contributions based on evidential uncertainty. Second, to further reduce distributional skew, we develop Bias-Compensated Collaboration (BCC) to align split-layer representations by pairing complementary clients. Finally, Dual-Teacher Distillation (DTD) is incorporated to synchronize knowledge between decoupled client and server models, enabling independent local inference. Extensive experiments on five benchmark datasets demonstrate that BESplit consistently outperforms state-of-the-art methods in accuracy, convergence stability, and computational efficiency under diverse non-IID settings.
Yuhan Xie, Chen Lyu, Jingrong Huang
May 16, 2026cs.LG

Privacy-Preserving Generation Fraud Detection for Distributed Photovoltaic Systems: A Solar Irradiance-Fused Federated Learning Framework

The wide adoption of residential photovoltaic (PV) systems introduces new challenges for generation fraud detection (FD). Unlike traditional electricity theft detection, which focuses on electricity consumption-side behavior, PV generation fraud detection (PVG-FD) is complicated by the inherent intermittency and uncertainty of PV generation. The distributed nature of PV systems poses further challenges for centralized PVG-FD approaches due to scalability and privacy concerns. This paper develops a privacy-preserving distributed PVG-FD framework based on federated learning (FL). In this framework, a utility company manages multiple household communities, where each of which is equipped with a local detector. The framework integrates a novel detection model architecture with privacy-preserving global collaboration. Each community's local model fuses PV generation and weather data via a co-attention mechanism to detect discrepancies critical for PVG-FD. The FL framework enables cross-community collaboration by aggregating model parameters and prototypes, leveraging global knowledge sharing with local refinement while preserving privacy. It also uses prototype alignment to address class imbalance by enhancing fraud sample representation. Extensive experiments on a real-world residential PV dataset validate the effectiveness of the developed method and demonstrate that it outperforms state-of-the-art FL methods across various scenarios. The results also show its scalability across varying community sizes and strong robustness to class imbalance.
Xiaolu Chen, Chenghao Huang, Yanru Zhang +1
May 15, 2026cs.LG

Federated Imputation under Heterogeneous Feature Spaces

Federated Learning (FL) enables collaborative training across decentralized clients, but most methods assume aligned feature schemas, an assumption that rarely holds in tabular settings where clients observe only partially overlapping feature subsets. In these heterogeneous feature spaces, parameter-averaging methods (e.g., FedAvg) transfer little information across weakly overlapping or disjoint feature groups, limiting their effectiveness for federated imputation. To overcome this, we propose \textbf{FedHF-Impute}, a federated imputation framework that separates structural feature unavailability from conventional missingness and uses a shared global feature graph to propagate information across statistically related features through message passing. This enables indirect cross-client knowledge transfer, even when features are never jointly observed locally, while preserving standard federated communication. Under simulated partial schema overlap on the SECOM and AirQuality datasets, FedHF-Impute improves imputation accuracy (RMSE) over FL baselines by 26.9%, and 8.4% respectively, while achieving comparable performance on PhysioNET, with only a 0.3% difference relative to the best baseline.
Imane Hocine, Chaimaa Medjadji, Sylvain Kubler +2
May 15, 2026cs.LG

Centralized vs Decentralized Federated Learning: A trade-off performance analysis

Federated Learning (FL) has emerged as a promising paradigm for collaborative model training across distributed edge devices while preserving data privacy especially with the huge increase amount of data due to the adoption of technologies which contributes to the growing number of IoT devices. Storing this amount of data centrally is challenging due to issues like limited communication, privacy, and regulations. FL can be Centralized (CFL), Decentralized (DFL), and Semi-decentralized (SDFL). Choosing the right FL architecture depends on the application's needs. However, very few research studies have experimentally compared these three types of architectures to not only understand the respective strengths and limitations, but also trade-offs between different performance indicators. This paper overcome this lack of analysis, conducting experimental analyses using the Fedstellar simulator, MNIST dataset, and MLP classifier.
Chaimaa Medjadji, Guilain Leduc, Sylvain Kubler +1
May 15, 2026cs.LG

SAFE Quantum Machine Learning with Variational Quantum Classifiers

We propose a variational quantum classifier operating on high dimensional deep representations via amplitude encoding, stabilized by a learnable classical pre encoding layer.By combining normalized amplitude embeddings with bounded quantum observables, the resulting model induces a structured and smooth hypothesis class with controlled sensitivity to input variations. Model reliability is assessed using SAFE-AI metrics derived from the Cramer von Mises divergence, enabling consistent evaluation across accuracy, robustness, and explainability dimensions. Empirical results show that the proposed quantum model provides competitive predictive performance compared with strong classical baselines while exhibiting a more balanced SAFE reliability profile, with improved robustness to noise and stability under structured feature removal. These findings suggest that variational quantum circuits offer a principled mechanism for stability oriented SAFE learning in safety critical settings.
Ying Chen, Paolo Giudici, Vasily Kolesnikov +1
May 13, 2026eess.IV

Keyed Nonlinear Transform: Lightweight Privacy-Enhancing Feature Sharing for Medical Image Analysis

Feature sharing via split inference offers a lightweight alternative to federated learning for resource-constrained hospitals, but transmitted features still leak patient identity information and lack practical mechanisms for controlled feature sharing. We propose Keyed Nonlinear Transform (KNT), a drop-in feature transformation that applies key-conditioned obfuscation to intermediate representations. KNT reduces re-identification AUC from 0.635 to 0.586, corresponding to a 36% reduction in above-chance identity signal, while introducing only 0.15 ms CPU overhead, without backbone retraining, and preserving classification performance within 1.0 pp. Our analysis shows that KNT's nonlinear transform prevents closed-form inversion and shifts recovery to iterative gradient-based optimization under full key compromise, substantially increasing inversion difficulty. The same transform generalizes to dense prediction tasks, incurring only a 4.4 pp Dice reduction on skin-lesion segmentation without retraining. These results position KNT as a practical and efficient privacy layer for split inference deployments.
Haebom Lee, Gyeongjung Kim
May 13, 2026cs.LG

Towards the Next Frontier of LLMs, Training on Private Data: A Cross-Domain Benchmark for Federated Fine-Tuning

The recent success of large language models (LLMs) has been largely driven by vast public datasets. However, the next frontier for LLM development lies beyond public data. Much of the world's most valuable information is private, especially in highly regulated sectors such as healthcare and finance, where data include patient histories or customer communications. Unlocking this data could represent a major leap forward, enabling LLMs with deeper domain expertise and stronger real-world utility. Yet, these data cannot be shared because they are distributed across institutions and constrained by privacy, regulatory, and organizational barriers. Moreover, institutional datasets are typically non-independent and identically distributed (non-IID), differing across sites in population characteristics, data modalities, documentation patterns, and task-specific label distributions. In this paper, we demonstrate a practical approach to unlocking private and distributed institutional data for LLM adaptation through federated collaboration across data silos. Built on the Sherpa.ai Federated Learning platform, our framework enables nodes to jointly fine-tune a shared LLM without exchanging private data. We evaluate this approach through a cross-domain benchmark in healthcare and finance, using four closed-ended question answering and classification datasets: MedQA, MedMCQA, FPB, and FiQA-SA. We compare three parameter-efficient fine-tuning (PEFT) strategies-LoRA, QLoRA, and IA3-across pretrained backbones under non-IID settings reflecting institutional data heterogeneity. Our results show that federated fine-tuning performs close to centralized training and outperforms isolated single-institution learning. From a Green AI perspective, QLoRA and IA3 improve efficiency with limited accuracy degradation, supporting federated PEFT as a viable approach for adapting LLMs where data cannot be shared.
Daniel M. Jimenez-Gutierrez, Enrique Zuazua, Georgios Kellaris +3
May 13, 2026cs.LG

LightSplit: Practical Privacy-Preserving Split Learning via Orthogonal Projections

Split learning (SL) enables collaborative training by partitioning a neural network across clients and a central server, but the cut-layer interface introduces a key challenge: high-dimensional activations incur substantial communication overhead while exposing representations vulnerable to reconstruction attacks. Existing approaches typically address efficiency or privacy in isolation, relying on additional mechanisms such as sparsification, quantization, or noise injection. We propose LightSplit, which limits information exposure and reduces communication overhead by applying a lightweight fixed orthogonal random projection at the cut layer. Based on Shannon's information theory, this projection acts as an information bottleneck that restricts instance-specific information and suppresses exploitable per-sample signals. By transmitting low-dimensional projections instead of raw activations, the server operates on lifted representations without requiring architectural modifications, ensuring compatibility with existing SL architectures. By avoiding additional trainable components on the client, the method remains lightweight and suitable for edge devices while preserving end-to-end differentiability via exact gradient propagation. As the projection is non-invertible, part of the original representation is irreversibly discarded at the client, LightSplit reduces the information available for reconstruction and limits information exposure. We extensively evaluate LightSplit on state-of-the-art benchmarks in both IID and non-IID settings across varying projection dimensions and client scales. Our results show that the method retains more than 95% of the baseline accuracy at up to 32x reduction in transmitted dimensionality while maintaining stable training dynamics.
Mert Cihangiroglu, Alessandro Pegoraro, Phillip Rieger +2
May 12, 2026cs.LG

Partial Model Sharing Improves Byzantine Resilience in Federated Conformal Prediction

We propose a Byzantine-resilient federated conformal prediction (FCP) method that leverages partial model sharing, where only a subset of model parameters is exchanged each round. Unlike existing robust FCP approaches that primarily harden the calibration stage, our method protects both the federated training and conformal calibration phases. During training, partial sharing inherently restricts the attack surface and attenuates poisoned updates while reducing communication. During calibration, clients compress their non-conformity scores into histogram-based characterization vectors, enabling the server to detect Byzantine clients via distance-based maliciousness scores and to estimate the conformal quantile using only benign contributors. Experiments across diverse Byzantine attack scenarios show that the proposed method achieves closer-to-nominal coverage with substantially tighter prediction intervals than standard FCP, establishing a robust and communication-efficient approach to federated uncertainty quantification.
Ehsan Lari, Reza Arablouei, Stefan Werner
May 11, 2026cs.LG

COSMOS: Model-Agnostic Personalized Federated Learning with Clustered Server Models and Pseudo-Label-Only Communication

Federated learning (FL) in heterogeneous environments remains challenging because client models often differ in both architecture and data distribution. While recent approaches attempt to address this challenge through client clustering and knowledge distillation, simultaneously handling architectural and statistical heterogeneity remains difficult. We introduce COSMOS, a model-agnostic framework that enables server-side personalization using only pseudo-label communication. Clients train local models and predict on the public data; the server clusters clients by prediction similarity, trains a cluster-specific model for each group using its own compute, and distills the resulting models back to clients. We provide the first theoretical analysis showing that distillation from the learned cluster models can yield exponential personalization risk contraction, going beyond the convergence-to-stationarity guarantees typically provided in model-agnostic FL. Experiments across benchmarks demonstrate that COSMOS consistently outperforms all model-agnostic FL baselines while remaining competitive with state-of-the-art personalized FL methods. More broadly, our results highlight personalized server-side learning with pseudo-labels as a promising paradigm for scalable and model-agnostic federated learning in highly heterogeneous environments.
Ben Rachmut, Luise Ge, William Yeoh +2
May 11, 2026cs.LG

Concordia: Self-Improving Synthetic Tables for Federated LLMs

Federated learning (FL) enables training large language models (LLMs) without sharing raw data, but adapting LLMs under strict data isolation and non-IID client distributions remains challenging in practice. Synthetic data offers a natural privacy-preserving surrogate for local training, yet existing federated pipelines typically treat synthetic generation as static or loosely coupled with downstream optimization, leading to rapidly diminishing utility under heterogeneous clients. We study federated adaptation of LLMs on tabular tasks where raw records and validation data cannot be shared, and local training must rely entirely on synthetic tables. We propose Concordia, a tri-level optimization framework that aligns synthetic data generation with federated validation utility despite these constraints. At the client level, models are adapted via parameter-efficient LoRA training on synthetic tables. Clients additionally learn lightweight utility scorers from private validation feedback to reweight synthetic samples during local training. At the outer level, each client refines its own synthetic table generator using group-relative policy optimization (GRPO), guided by an ensemble of heterogeneous scorers shared across clients, without aggregating generator parameters or exposing validation data. Experiments on privacy-sensitive tabular benchmarks from finance and healthcare demonstrate that Concordia consistently improves federated performance, cross-client stability, and robustness to distribution shift compared to static and decoupled synthetic-data baselines.
Jimin Huang, Duanyu Feng, Nuo Chen +8
May 10, 2026cs.MA

CalBench: Evaluating Coordination-Privacy Trade-offs in Multi-Agent LLMs

Personal AI assistants are beginning to act as delegates with access to calendars, inboxes, and user preferences. Calendar scheduling makes the trust problem concrete: an assistant must coordinate with other assistants while deciding what to reveal about the person it represents. We introduce CalBench, a controlled benchmark for multi-agent calendar scheduling under private information. In each task, NN agents manage separate private calendars and schedule a stream of MM incoming meetings while minimizing disruption costs. Because no agent can inspect another agent's calendar, success requires language-mediated coordination rather than centralized planning. CalBench generates solvable scenarios with CP-SAT oracle solutions and decentralized non-LLM reference protocols, enabling evaluation of task success, excess cost, communication efficiency, burden fairness, and privacy leakage under matched information constraints. Across seven model families, we find that completion alone misses important failures: agents leave avoidable cost on the table, communication volume does not predict lower regret, and privacy-preserving silence can deprive teammates of cost information needed for fair burden allocation. CalBench provides a reproducible testbed for studying whether autonomous assistants can coordinate on behalf of users before deployment at scale.
Chelsea Zou, Yiheng Yao, Selena She +2
May 10, 2026cs.CR

Privacy-Preserving Distributed Learning in IoT Systems: A Unified Threat Model and Evaluation Framework

The increasing deployment of Internet-of-Things (IoT) devices has accelerated the use of distributed learning frameworks, where data remains local while model updates are shared across decentralized systems. Although this reduces centralized data collection, it introduces privacy risks through the exchange of gradients, model parameters, and intermediate representations. A variety of privacy-preserving techniques have been proposed to address these risks, including differential privacy, cryptographic methods, and lightweight system-level approaches. However, existing surveys often evaluate these methods in isolation and lack a unified framework for comparing their effectiveness under realistic attack models and IoT resource constraints. This paper presents a structured analysis of privacy-preserving techniques for distributed learning in IoT environments. A unified threat model is introduced that captures model inversion, membership inference, gradient leakage, and communication-based attacks. Building on this model, an evaluation framework is developed to compare methods in terms of both privacy robustness and system-level efficiency, including computational, memory, and communication overhead. Using this framework, representative approaches including differential privacy, homomorphic encryption, secure multi-party computation, distributed selective stochastic gradient descent, and Bloom Filter-based methods are analyzed. The results highlight a fundamental trade-off between privacy strength and system efficiency. In particular, Bloom Filter-based encodings are shown to provide lightweight privacy through collision-induced ambiguity while maintaining low computational and communication overhead. The paper provides a unified perspective on privacy-preserving design choices for distributed learning in IoT systems.
John Cartmell, Alexander Williams
May 9, 2026cs.LG

FedGMI: Generative Model-Driven Federated Learning for Probabilistic Mixture Inference

Federated Learning (FL) facilitates collaborative model training across decentralized clients while preserving data privacy by avoiding raw data exchange. Despite its potential, FL performance is often compromised by data heterogeneity across clients. To address this, Clustered Federated Learning (CFL) groups clients with similar data distributions to improve model performance, but constrained by intra-cluster heterogeneity. Conversely, Personalized Federated Learning (PFL) tailors models to individual clients, but usually neglects the underlying structural similarities among clients. In this work, we investigate a probabilistic mixture (PM) scenario, where each client's local data distribution is modeled as a convex combination of several shared inherent distributions. To effectively model this structure, we propose FedGMI, a framework that utilizes Variational Autoencoders (VAEs) as generative density estimators to represent these inherent distributions and infer the mixture components of clients' local data distributions. This approach enables structured personalization without sacrificing the benefits of collaborative learning. Extensive experiments demonstrate that FedGMI effectively characterizes and discriminate the inherent distributions, as well as accurately estimates mixture proportions. Furthermore, FedGMI maintains robust performance even under communication cost constraints.
Qijun Hou, Yuchen Shi, Pingyi Fan +1
May 8, 2026cs.GT

Quotient Semivalues for False-Name-Resistant Data Attribution

Data valuation methods allocate payments and audit training data's contribution to machine-learning pipelines; however, they often assume passive contributors. In reality, contributors can split datasets across pseudonymous identities, duplicate high-value examples, create near-duplicates, or launder synthetic variants to inflate their share. We formalize this as false-name manipulation in ML data attribution. Our main construction is the quotient semivalue mechanism: compute Shapley-, Banzhaf-, or Beta-style values over evidence-backed attribution clusters instead of raw identities, using a canonical-representative operator to absorb within-cluster duplication. We prove an impossibility: on a fixed monotone data-value game, exact Shapley-fair attribution over reported identities is incompatible with unrestricted false-name-proofness, even on binary-valued instances, and characterize the split-gain of a general semivalue on a unanimity counter-example. The mechanism is exactly false-name-proof under two structural conditions: false-name-neutral within-cluster allocation and quotient-stable manipulations. Under imperfect provenance, when these conditions hold approximately, manipulation gain and fairness loss are bounded by three measurable quantities: escaped-cluster mass, value-estimation error, and clustering distance. We instantiate the mechanisms in DataMarket-Gym, a benchmark for attribution under strategic provider attacks. On synthetic classification tasks, quotient semivalues with example-level evidence reduce manipulation gain on duplicate and near-duplicate Sybil attacks from 1.741.74 under baseline Shapley to 0.960.96, near the honest level. The cosine-threshold and (false-merge, false-split) rate sweeps trace the corresponding fairness--Sybil frontier.
Florian A. D. Burnat, Brittany I. Davidson
May 7, 2026stat.ML

Decentralized Conformal Novelty Detection via Quantized Model Exchange

This work studies decentralized novelty detection with global false discovery rate (FDR) control across heterogeneous composite null distributions, without sharing the raw data due to privacy and bandwidth considerations. We propose a framework based on the exchange of quantized surrogate models, allowing independent agents to share low-precision representations of locally learned non-conformity score functions. We prove that evaluating data against these quantized composite scores preserves conditional exchangeability, providing rigorous finite-sample guarantees for global FDR control. Empirical studies on synthetic datasets confirm our theoretical results, demonstrating that the proposed approach maintains competitive statistical power while drastically reducing the communication cost.
Kyle Loh, Yu Xiang
May 7, 2026cs.CR

FedAttr: Towards Privacy-preserving Client-Level Attribution in Federated LLM Fine-tuning

Watermark radioactivity testing type of methods can detect whether a model was trained on watermarked documents, and have become key tools for protecting data ownership in the fine-tuning of large language models (LLMs). Existing works have proved their effectiveness in centralized LLM fine-tuning. However, this type of method faces several challenges and remains underexplored in federated learning (FL), a widely-applied paradigm for fine-tuning LLMs collaboratively on private data across different users. FL mainly ensures privacy through secure aggregation (SA), which allows the server to aggregate updates while keeping clients' updates private. This mechanism preserves privacy but makes it difficult to identify which client trained on watermarked documents. In this work, we propose FedAttr, a new client-level attribution protocol for FL. FedAttr identifies which clients trained on watermarked data via a paired-subset-difference mechanism, while preserving the privacy guarantees of SA and FL performance. FedAttr proceeds in three steps: (i) estimate each client's update by differencing two SA queries, (ii) score the estimate with the watermark detector via differential scoring, and (iii) combine scores across rounds via Stouffer method. We theoretically show that FedAttr produces an unbiased estimator of each client's update with bounded mutual information leakage (i.e., O(d/N)O(d^*/N) per-round update). Moreover, FedAttr empirically achieves 100% TPR and 0% FPR, outperforming all baselines by at least 44.4% in TPR or 19.1% in FPR, with only 6.3% overhead relative to FL training time. Ablation studies confirm that FedAttr is robust to protocol parameters and configurations.
Su Zhang, Junfeng Guo, Heng Huang
May 7, 2026cs.CV

CRISP: Compositional Relations as Invariant Structural Priors for Domain Generalization

Domain generalization requires identifying stable representations that support reliable classification across domains. Domains may differ in low-level attributes, such as color, texture, or visual style, while preserving the same structural relationships among their underlying components. Existing methods primarily address these differences by improving the training process or aligning features across domains. However, since they leave this shared compositional structure implicit, they may overlook a more reliable source of invariance and consequently generalize less effectively to unseen domains. We propose Compositional Relational Invariance from Spatial Primitives (CRISP), an image classification framework that factors visual recognition into visual primitives and their relational composition. We represent these compositions using soft unary, binary, and ternary predicates over primitive locations and appearance, yielding differentiable measures of spatial and visual alignment that can be learned end-to-end. To learn primitives and relational structure jointly, we design an end-to-end architecture with three components: (1) a visual backbone that extracts generalized features, (2) a concept bottleneck layer that maps these features to primitive heatmaps with differentiable spatial coordinates, and (3) a structural scoring layer that evaluates candidate spatial relations among the detected primitives. Finally, we compute class probability from the joint evidence of its class-specific relational compositions and localized primitive appearance. We evaluate \method{} on five real-world image-classification datasets from the widely used DomainBed suite, covering shifts in depiction style, dataset provenance, and camera-trap location and achieving the new state-of-the-art on both benchmarks.
Dat Nguyen, Duc-Duy Nguyen
May 7, 2026cs.LG

Enabling Federated Inference via Unsupervised Consensus Embedding

Cooperative inference across independently deployed machine learning models is increasingly desirable in distributed environments, as there is a growing need to leverage multiple models while keeping their data and model parameters private. However, existing cooperative frameworks typically rely on sharing input data, model parameters, or a common encoder, which limits their applicability in privacy-sensitive or cross-organizational settings. To address this challenge, we propose Consensus Embedding-based Federated Inference (CE-FI), a framework that enables pretrained models to cooperate at inference time without sharing model parameters or raw inputs and without assuming a common encoder. CE-FI introduces two components: a Consensus Embedding (CE) layer that maps heterogeneous intermediate representations into a common embedding space, and a Cooperative Output (CO) layer that produces predictions from these embeddings. Both layers are trained using shared unlabeled data only, so the cooperative stage does not require additional labeled data. Experiments on image classification benchmarks -- CIFAR-10 and CIFAR-100 -- under diverse non-IID conditions show that CE-FI consistently outperforms solo inference and performs comparably to conventional methods that require stronger sharing assumptions. Additional evaluations on text and time-series tasks indicate applicability beyond image classification, although performance depends on the ensemble strategy. Further analysis identifies representation alignment as the primary bottleneck.
Yui Hashimoto, Takayuki Nishio, Yuichi Kitagawa +1
May 6, 2026cs.LG

Knowledge-Free Correlated Agreement for Incentivizing Federated Learning

We introduce Knowledge-Free Correlated Agreement (KFCA) to reward client contributions in federated learning (FL) without relying on ground truth, a public test set, or distribution knowledge. Under categorical reports and an honest majority, KFCA is strictly truthful, addressing the label-flipping vulnerability of Correlated Agreement (CA). We evaluate KFCA on federated LLM adapter tuning and a real-world PCB inspection task, showing efficient real-time reward computation suitable for decentralized and blockchain-based incentive designs.
Leon Witt, Togrul Abbasli, Kentaroh Toyoda +2
May 6, 2026cs.LG

FL-Sailer: Efficient and Privacy-Preserving Federated Learning for Scalable Single-Cell Epigenetic Data Analysis via Adaptive Sampling

Single-cell ATAC-seq (scATAC-seq) enables high-resolution mapping of chromatin accessibility, yet privacy regulations and data size constraints hinder multi-institutional sharing. Federated learning (FL) offers a privacy-preserving alternative, but faces three fundamental barriers in scATAC-seq analysis: ultra-high dimensionality, extreme sparsity, and severe cross-institutional heterogeneity. We propose FL-Sailer, the first FL framework designed for scATAC-seq data. FL-Sailer integrates two key innovations: (i) adaptive leverage score sampling, which selects biologically interpretable features while reducing dimensionality by 80%, and (ii) an invariant VAE architecture, which disentangles biological signals from technical confounders via mutual information minimization. We provide a convergence guarantee, showing that FL-Sailer converges to an approximate solution of the original high-dimensional problem with bounded error. Extensive experiments on synthetic and real epigenomic datasets demonstrate that FL-Sailer not only enables previously infeasible multi-institutional collaborations but also surpasses centralized methods by leveraging adaptive sampling as an implicit regularizer to suppress technical noise. Our work establishes that federated learning, when tailored to domain-specific challenges, can become a superior paradigm for collaborative epigenomic research.
Guangyi Zhang, Yi Dai, Yiyun He +1
May 5, 2026cs.LG

FairHealth: An Open-Source Python Library for Trustworthy Healthcare AI in Low-Resource Settings

We present FairHealth, an open-source Python library that provides a unified, modular framework for trustworthy machine learning in healthcare applications, with particular focus on low-resource and low-income country (LMIC) settings such as Bangladesh. FairHealth addresses four critical gaps in existing healthcare AI toolkits: (1) the absence of integrated fairness auditing for biosignals and clinical tabular data; (2) the lack of privacy-preserving federated learning tools compatible with standard ML workflows; (3) missing explainability tools tailored for low-bandwidth clinical decision support; and (4) no existing toolkit covering Global South healthcare datasets. Built from five peer-reviewed research contributions, FairHealth provides six modules covering federated learning with homomorphic encryption (fairhealth.federated), intersectional fairness metrics (fairhealth.fairness), hybrid fuzzy-SHAP explainability (fairhealth.explain), multilingual dengue triage (fairhealth.lowresource), equitable disaster aid allocation (fairhealth.equity), and public dataset loaders (fairhealth.datasets). All datasets used are publicly available without institutional data use agreements. FairHealth is installable via pip install fairhealth(PyPI: pypi.org/project/fairhealth/) and available at https://github.com/Farjana-Yesmin/fairhealth.
Farjana Yesmin
May 4, 2026cs.CV

MuCALD-SplitFed: Causal-Latent Diffusion for Privacy-Preserving Multi-Task Split-Federated Medical Image Segmentation

Federated Learning enables decentralized training by aggregating model updates across clients without sharing raw data, while Split Federated Learning further partitions the model between clients and a server to reduce computation and communication at the client side. However, decentralized medical institutions rarely operate on a single shared task, making standard Federated and SplitFed collaborations poorly aligned with real clinical workflows. Multi-task FL extends these frameworks by allowing clients to handle different tasks, but often introduces instability and privacy vulnerabilities. This study proposes \textbf{MuCALD-SplitFed}, a multi-task SplitFed framework that integrates causal representation learning and latent diffusion. Experiments show MuCALD-SplitFed consistently improves segmentation, while baseline SplitFed fails to converge. The proposed approach further reduces information leakage at split points, mitigating reconstruction-based and membership inference attacks. Additionally, MuCALD SplitFed outperforms state-of-the-art personalized FL and multi-task FL approaches. The code repository is: https://github.com/ChamaniS/MuCALD_SplitFed.
Chamani Shiranthika, Hadi Hadizadeh, Parvaneh Saeedi
May 4, 2026cs.CR

Privacy Preserving Machine Learning Workflow: from Anonymization to Personalized Differential Privacy Budgets in Federated Learning

The growing development of artificial intelligence based solutions, together with privacy legislation, has driven the rise of the so-called privacy preserving machine learning architectures, such as federated learning. While federated learning enables model training on decentralized data preventing their sharing and centralization, it still faces several challenges related to data integrity and privacy. This paper presents a comprehensive privacy preserving federated learning workflow for sensitive tabular data, including anonymization and differential privacy techniques. We also introduce a formal definition for the concept of client drift, together with ways of detecting it to mitigate poisoning attacks. Then, we detail a complete methodology for assigning personalized privacy budgets for global differential privacy to the different clients participating in the network, based on a re-identification risk metric. The proposed methodology is presented and tested on an openly available dataset of medical records. Within the experimental setup we show that the approach based on personalized budgets, compared to the architecture including global differential privacy with fixed privacy budget, achieves a better model performance in terms of two error metrics.
Judith Sáinz-Pardo Díaz, Álvaro López García
May 4, 2026cs.LG

Graph Federated Unlearning for Privacy Preservation

Graph federated learning (GFL) facilitates decentralized training on distributed graph data while keeping sensitive user information local, aligning with policies such as GDPR and CCPA that grant users the right to freely join or withdraw from learning systems. However, even decentralized, user information can persist after quitting, potentially propagating to central servers and then redistributing to malicious clients. This privacy leakage during user withdrawal, despite its importance, has received seldom attention in GFL. To fill the gap, we explore the potential of machine unlearning (MU) to thoroughly remove user information. However, classical MU methods are known to degrade overall performance, a problem that is exacerbated in GFL due to local message passing and global model collaboration. To this end, we make two adjustments to mitigate this challenge for GFL. First, we ensure unlearning updates that minimally affect overall performance, steering them in directions orthogonal to the gradients from learning other data. Second, we introduce virtual clients, maintained by the central server, to preserve graph topology and global embeddings without recovering information of removed entities. We conduct comprehensive experiments under a representative user-withdrawal scenario and propose a novel membership inference framework to rigorously evaluate and validate the reliability of our privacy preservation. The experimental results demonstrate the effectiveness of our approach, which also surpasses the performance of seven state-of-the-art baseline methods.
Ruotong Ma, Wentao Yu, Qizhou Wang +2
May 2, 2026eess.IV

A Target-Free Harmonization Method for MRI

In MRI, variations in scan parameters, sequence, or hardware can lead to discrepancies in image appearance, even for the same subject. These inconsistencies, known as domain shifts, can hinder image analysis and degrade the performance of deep learning models trained on data from specific target domains. MRI image harmonization aims to address these issues by aligning source domain images to the target domain images while preserving biological information such as anatomical structures. However, most existing harmonization approaches require access to both source and target domain data in training or test time. This dependence induces data sharing between institutions, raising concerns about patient privacy and substantially limiting the harmonization approaches that can be practically deployed in clinical settings. To overcome these limitations, we introduce TgtFreeHarmony, the harmonization framework tailored for target-free scenarios, eliminating the need for target domain data and any data sharing, enabling privacy-preserving harmonization directly within the source institution. Our approach estimates the target domain style by searching the manifold of MRI domain style constructed via a disentanglement-based generator using Bayesian optimization guided by the performance of a downstream task model, which is trained on target domain data. We evaluated our method on the brain tissue segmentation task across multiple institutes and demonstrated that it effectively harmonizes source images into target images, leading to improved downstream task performance. By enabling harmonization without any access to target-domain data, TgtFreeHarmony establishes a new direction of harmonization preserving data privacy that can be realistically deployed within clinical environments.
Minjun Kim, Dong Ju Mun, Hwihun Jeong +4
May 1, 2026eess.IV

FedKPer: Tackling Generalization and Personalization in Medical Federated Learning via Knowledge Personalization

Federated learning (FL) holds great potential for medical applications. However, statistical heterogeneity across healthcare institutions poses a major challenge for FL, as the global model struggles both to generalize across unseen patient populations and to adapt to the unique data distributions of individual hospitals. This heterogeneity also exacerbates forgetting at both the global and local level, resulting in previous learned patient patterns to be misclassified after model updates. While prior work has largely treated generalization and personalization as separate challenges, we show that a better balance between the two can be achieved through selective alignment with the global model and a modified aggregation scheme, which together mitigate the effects of statistical heterogeneity. Specifically, we introduce FedKPer, which introduces knowledge personalization into the training stage of each local device. Afterwards, generalization is considered via the global model aggregation process, where local updates that are reliable and label-diverse are emphasized. We evaluate the performance of FedKPer, devising additional metrics that relate to common consequences of forgetting. Overall, we demonstrate FedKPer improves the generalization-personalization trade-off without sacrificing retention.
Zoe Fowler, Ghassan AlRegib
Apr 30, 2026cs.LG

DeRelayL: Sustainable Decentralized Relay Learning

In the era of big data, large-scale machine learning models have revolutionized various fields, driving significant advancements. However, large-scale model training demands high financial and computational resources, which are only affordable by a few technological giants and well-funded institutions. In this case, common users like mobile users, the real creators of valuable data, are often excluded from fully benefiting due to the barriers, while the current methods for accessing large-scale models either limit user ownership or lack sustainability. This growing gap highlights the urgent need for a collaborative model training approach, allowing common users to train and share models. However, existing collaborative model training paradigms, especially federated learning (FL), primarily focus on data privacy and group-based model aggregation. To this end, this paper intends to address this issue by proposing a novel training paradigm named decentralized relay learning (DeRelayL), a sustainable learning system where permissionless participants can contribute to model training in a relay-like manner and share the model. In detail, this paper presents the architecture and workflow of DeRelayL, designs incentive mechanisms to ensure sustainability, and conducts theoretical analysis and numerical simulations to demonstrate its effectiveness.
Haihan Duan, Tengfei Ma, Yuyang Qin +4
Apr 29, 2026cs.LG

Asynchronous Federated Unlearning with Invariance Calibration for Medical Imaging

Federated Unlearning (FU) is an emerging paradigm in Federated Learning (FL) that enables participating clients to fully remove their contributions from a trained global model, driven by data protection regulations that mandate the right to be forgotten. However, existing FU methods mostly rely on synchronous coordination. This requirement forces the entire federation to halt and wait for stragglers to complete erasure, creating significant delays due to device heterogeneity. Furthermore, these methods often face the problem that the influence of erased data is merely suppressed temporarily and resurfaces during subsequent training, rather than being genuinely removed. To overcome these limitations, this paper proposes Asynchronous Federated Unlearning with Invariance Calibration (AFU-IC), a novel framework for medical imaging that decouples the erasure process from the global training workflow. This enables the target client to perform unlearning asynchronously without interrupting global training. Meanwhile, a server-side invariance calibration mechanism prevents the model from relearning the erased data. Extensive experiments on three medical benchmarks demonstrate that AFU-IC achieves unlearning efficacy and model fidelity comparable to gold-standard retraining while significantly reducing wall-clock latency compared to synchronous baselines. AFU-IC ensures efficient, compliant and reliable FL in cross-silo medical environments.
Zhaoyuan Cai, Xinglin Zhang
Apr 28, 2026cs.LG

Privacy-Preserving Federated Learning Framework for Distributed Chemical Process Optimization

Industrial chemical plants often operate under strict data confidentiality constraints, making centralized data-driven process modeling difficult. Federated learning (FL) provides a promising solution by enabling collaborative model training across distributed facilities without sharing raw operational data. This paper proposes a privacy-preserving federated learning framework for distributed chemical process optimization using data collected from multiple geographically separated plants. Each plant locally trains a neural-network-based process model using its own time-series sensor data, while only model parameters are transmitted to a central aggregation server through secure aggregation mechanisms. This design allows cross-plant knowledge sharing while maintaining strict data locality and industrial confidentiality. Experimental evaluation was conducted using process datasets from three independent chemical plants operating under heterogeneous conditions. The results demonstrate rapid convergence of the federated model, with the global mean squared error decreasing from approximately 2369 to below 50 within the first five communication rounds and stabilizing around 35 after 40 rounds. In comparison with local-only training, the proposed federated framework significantly improves prediction accuracy across all plants, while achieving performance comparable to centralized training. The findings indicate that federated learning provides an effective and scalable solution for collaborative industrial analytics, enabling privacy-preserving predictive modeling and process optimization across distributed chemical production facilities.
Teetat Pipattaratonchai, Aueaphum Aueawatthanaphisut
Apr 27, 2026cs.CR

A Survey on Split Learning for LLM Fine-Tuning: Models, Systems, and Privacy Optimizations

Fine-tuning unlocks large language models (LLMs) for specialized applications, but its high computational cost often puts it out of reach for resource-constrained organizations. While cloud platforms could provide the needed resources, data privacy concerns make sharing sensitive information with third parties risky. A promising solution is split learning for LLM fine-tuning, which divides the model between clients and a server, allowing collaborative and secure training through exchanged intermediate data, thus enabling resource-constrained participants to adapt LLMs safely. % In light of this, a growing body of literature has emerged to advance this paradigm, introducing varied model methods, system optimizations, and privacy defense-attack techniques for split learning. To bring clarity and direction to the field, a comprehensive survey is needed to classify, compare, and critique these diverse approaches. This paper fills the gap by presenting the first extensive survey dedicated to split learning for LLM fine-tuning. We propose a unified, fine-grained training pipeline to pinpoint key operational components and conduct a systematic review of state-of-the-art work across three core dimensions: model-level optimization, system-level efficiency, and privacy preservation. Through this structured taxonomy, we establish a foundation for advancing scalable, robust, and secure collaborative LLM adaptation.
Zihan Liu, Yizhen Wang, Rui Wang +2