Federated Learning

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52 papers in the last 28 days · 0.8% of indexed attention

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Period ending 2026-09-21

26 new papers

A weekly snapshot of new work published in Federated Learning.

Period ending 2026-09-14

2 new papers

A weekly snapshot of new work published in Federated Learning.

Period ending 2026-09-07

11 new papers

A weekly snapshot of new work published in Federated Learning.

437 papers

Latest in Federated Learning

May 11, 2026cs.LG

COSMOS: Model-Agnostic Personalized Federated Learning with Clustered Server Models and Pseudo-Label-Only Communication

Federated learning (FL) in heterogeneous environments remains challenging because client models often differ in both architecture and data distribution. While recent approaches attempt to address this challenge through client clustering and knowledge distillation, simultaneously handling architectural and statistical heterogeneity remains difficult. We introduce COSMOS, a model-agnostic framework that enables server-side personalization using only pseudo-label communication. Clients train local models and predict on the public data; the server clusters clients by prediction similarity, trains a cluster-specific model for each group using its own compute, and distills the resulting models back to clients. We provide the first theoretical analysis showing that distillation from the learned cluster models can yield exponential personalization risk contraction, going beyond the convergence-to-stationarity guarantees typically provided in model-agnostic FL. Experiments across benchmarks demonstrate that COSMOS consistently outperforms all model-agnostic FL baselines while remaining competitive with state-of-the-art personalized FL methods. More broadly, our results highlight personalized server-side learning with pseudo-labels as a promising paradigm for scalable and model-agnostic federated learning in highly heterogeneous environments.
Ben Rachmut, Luise Ge, William Yeoh +2
May 11, 2026cs.CR

FedSurrogate: Backdoor Defense in Federated Learning via Layer Criticality and Surrogate Replacement

Federated Learning remains highly susceptible to backdoor attacks--malicious clients inject targeted behaviours into the global model. Existing defenses suffer from substantial false-positive rates under realistic non-independent and identically distributed (non-IID) data, incorrectly flagging benign clients and degrading model accuracy even when adversaries are correctly identified. We present FedSurrogate, a novel backdoor defense that addresses this limitation by combining bidirectional gradient alignment filtering with layer-adaptive anomaly detection. FedSurrogate performs selective clustering on security-critical layers identified via directional divergence analysis, concentrating the detection signal on a low-dimensional subspace. A bidirectional soft-filtering stage screens trusted clients for residual contamination while rescuing false positives from suspects, substantially reducing misclassifications under heterogeneous conditions. Rather than removing confirmed malicious updates, FedSurrogate replaces them with downscaled surrogate updates from structurally similar benign clients, preserving gradient diversity while neutralising adversarial influence. Extensive evaluations demonstrate that FedSurrogate maintains false-positive rates below 10% across all datasets and attack types, compared to 31-32% for the nearest comparably effective baseline, while achieving superior main-task accuracy and maintaining attack success rates below 2.1% across all tested datasets and attack types under challenging non-IID settings.
Fatima Z. Abacha, Sin G. Teo, Yuanxiang Wu +2
May 11, 2026eess.IV

SplitFed-CL: A Split Federated Co-Learning Framework for Medical Image Segmentation with Inaccurate Labels

Split Federated Learning (SplitFed) combines federated and split learning to preserve privacy while reducing client-side computation. However, in medical image segmentation, heterogeneous label quality across clients can significantly degrade performance. We propose SplitFed-CL, a co-learning framework where a global teacher guides local students to detect and refine unreliable annotations. Reliable labels supervise training directly, while unreliable labels are corrected via weighted student--teacher refinement. SplitFed-CL further incorporates consistency regularization for robustness to input perturbations and a trainable weighting module to balance loss terms adaptively. We also introduce a novel difficulty guided strategy to simulate human like boundary centric annotation errors, where the degree of perturbation is governed by shape complexity and the associated annotation difficulty. Experiments on two multiclass segmentation datasets with controlled synthetic noise, together with a binary segmentation dataset containing real-world annotation errors, demonstrate that SplitFed-CL consistently outperforms seven state-of-the-art baselines, yielding improved segmentation quality and robustness.
Zahra Hafezi Kafshgari, Hadi Hadizadeh, Parvaneh Saeedi
May 11, 2026cs.LG

Provable Sparse Inversion and Token Relabel Enhanced One-shot Federated Learning with ViTs

One-Shot Federated Learning, where a central server learns a global model in a single communication round, has emerged as a promising paradigm. However, under extremely non-IID settings, existing data-free methods often generate low-quality data that suffers from severe semantic misalignment with ground-truth labels. To overcome these issues, we propose a novel Federated Model Inversion and Token Relabel (FedMITR) framework, which trains the global model by fully exploiting all patches of synthetic images. Specifically, FedMITR employs sparse model inversion during data generation, selectively inverting semantic foregrounds while halting the inversion of uninformative backgrounds. To address semantically meaningless tokens that hinder ViT predictions, we implement a differentiated strategy: patches with high information density utilize generated pseudo-labels, while patches with low information density are relabeled via ensemble models for robust distillation. Theoretically, our analysis based on algorithmic stability reveals that Sparse Model Inversion eliminates gradient instability arising from background noise, while Token Relabel effectively reduces gradient variance, collectively guaranteeing a tighter generalization bound. Empirically, extensive experimental results demonstrate that FedMITR substantially outperforms existing baselines under various settings.
Li Shen, Xiaolei Hao, Qinglun Li +3
May 11, 2026cs.LG

DP-LAC: Lightweight Adaptive Clipping for Differentially Private Federated Fine-tuning of Language Models

Federated learning (FL) enables the collaborative training of large-scale language models (LLMs) across edge devices while keeping user data on-device. However, FL still exposes sensitive information through client-provided gradients. Differentially private stochastic gradient descent (DP-SGD) mitigates this risk by clipping each client's contribution to a threshold CC and adding noise proportional to CC. Existing adaptive clipping techniques dynamically adjust CC but demand tedious hyperparameter tuning, which can erode the privacy budget. In this paper, we introduce DP-LAC, a method that first estimates an initial clipping threshold within an order of magnitude of the optimum using private histogram estimation, and then adapts this threshold during training without consuming additional privacy budget or introducing new hyperparameters. Empirical results show that DP-LAC outperforms both state-of-the-art adaptive clipping methods and vanilla DP-SGD, achieving an average accuracy gain of 6.6%6.6\%.
Haaris Mehmood, Jie Xu, Karthikeyan Saravanan +2
May 11, 2026cs.LG

Concordia: Self-Improving Synthetic Tables for Federated LLMs

Federated learning (FL) enables training large language models (LLMs) without sharing raw data, but adapting LLMs under strict data isolation and non-IID client distributions remains challenging in practice. Synthetic data offers a natural privacy-preserving surrogate for local training, yet existing federated pipelines typically treat synthetic generation as static or loosely coupled with downstream optimization, leading to rapidly diminishing utility under heterogeneous clients. We study federated adaptation of LLMs on tabular tasks where raw records and validation data cannot be shared, and local training must rely entirely on synthetic tables. We propose Concordia, a tri-level optimization framework that aligns synthetic data generation with federated validation utility despite these constraints. At the client level, models are adapted via parameter-efficient LoRA training on synthetic tables. Clients additionally learn lightweight utility scorers from private validation feedback to reweight synthetic samples during local training. At the outer level, each client refines its own synthetic table generator using group-relative policy optimization (GRPO), guided by an ensemble of heterogeneous scorers shared across clients, without aggregating generator parameters or exposing validation data. Experiments on privacy-sensitive tabular benchmarks from finance and healthcare demonstrate that Concordia consistently improves federated performance, cross-client stability, and robustness to distribution shift compared to static and decoupled synthetic-data baselines.
Jimin Huang, Duanyu Feng, Nuo Chen +8
May 10, 2026cs.NI

Optimizing Server Placement for Vertical Federated Learning in Dynamic Edge/Fog Networks

We investigate the control and optimization of vertical federated learning (VFL), a class of distributed machine learning (ML) methods in which edge/fog devices contain separate data features, in dynamic edge/fog networks. Owing to heterogeneous data features and hardware across edge/fog networks, devices' contributions to VFL vary substantially, and, moreover, dynamic edge/fog networks can lead to the permanent exit or entry of select data features. In this setting, our proposed methodology, server controlled VFL in dynamic networks (SC-DN), first establishes the existence of a global first-order stationary point for every global round, and then leverages this result to jointly optimize ML model training and resource consumption based on four key control variables: (i) server placement, (ii) device-to-server transmit power, (iii) local device processor frequency, and (iv) local training iterations per global round. The resulting optimization formulation contains coupled variables as well as numerous forms of logarithmic constraints which we show is a mixed-integer signomial program, an NP-hard problem, and for which we develop a general solver. Finally, via experiments on both image and multi-modal datasets, we show that our methodology demonstrates superior classification/regression performance and resource consumption savings than even greedy methodologies.
Su Wang, Mung Chiang, H. Vincent Poor
May 10, 2026cs.LG

M2^2FedAQI: Multimodal Federated Learning for Air Quality Prediction on Heterogeneous Edge Devices

Accurate air quality prediction is essential for public health, environmental monitoring, and industrial safety. However, most existing approaches rely on centralized learning paradigms, which introduce challenges related to scalability, privacy preservation, and communication overhead in distributed Internet of Things (IoT) environments. Moreover, current federated learning (FL) based solutions predominantly utilize unimodal data, limiting their capability to capture complex environmental patterns. To address these limitations, we propose M2^2FedAQI, a lightweight multimodal federated framework for decentralized Air Quality Index (AQI) prediction across heterogeneous edge devices. The proposed framework integrates visual and tabular modalities through a feature modulation based fusion mechanism that enables efficient cross-modal interaction while maintaining low computational overhead. M2^2FedAQI is evaluated on two benchmark datasets, PM25Vision and TRAQID, for both classification and regression tasks under centralized and federated settings. Experimental results demonstrate that M2^2FedAQI consistently outperforms existing approaches, achieving improvements of up to 11.0% in Accuracy, 3.53% in AUC, 12.2% in F1-score, and 18.0% in R2R^2, while reducing MAE and RMSE by up to 25.4% and 20.4%, respectively, compared with the strongest baselines. Furthermore, deployment on heterogeneous edge devices demonstrates efficient resource utilization in terms of communication overhead, memory footprint, and computational cost. To enhance communication security, TLS-based authentication is incorporated to ensure secure client participation and protect the FL communication channel from unauthorized third-party access without modifying the underlying FL protocol.
Manjil Nepal, Kimsie Phan, Tamoghna Ojha +2
May 10, 2026cs.LG

A Comparative Study of Federated Learning Aggregation Strategies under Homogeneous and Heterogeneous Data Distributions

Federated Learning has emerged as a transformative paradigm for collaborative machine learning across distributed environments. However, its performance is strongly influenced by the aggregation strategy used to combine local model updates at the server, which directly affects learning performance, robustness, and system behavior. This work presents a comprehensive experimental comparison of widely used federated aggregation strategies under both homogeneous and heterogeneous data distributions. Using benchmark image classification datasets, we analyze how different aggregation mechanisms respond to varying degrees of data heterogeneity, examining their impact on centralized accuracy and loss, and system-level efficiency metrics, including aggregation, training, and communication time. The results demonstrate that aggregation strategies exhibit distinct trade-offs across datasets and data distributions, with their effectiveness varying according to dataset characteristics and operating conditions.
Antonios Makris, Christos Dousis, Emmanouil Kritharakis +2
May 10, 2026cs.LG

Function-Space ADMM for Decentralized Federated Learning: A Control Theoretic Perspective

Decentralized federated learning (FL) is a promising approach for training machine learning models on sensor networks, Internet of Things (IoT) devices, and other edge systems where no central server exists. While federated learning offers advantages such as preserving data privacy, it often suffers from non-independent and identically distributed (IID) data distributions across devices, which cause significant performance degradation. This issue is particularly severe when directly optimizing model parameters, because neural network training is inherently non-convex and standard convergence guarantees for convex optimization do not apply. Unlike existing decentralized FL methods that primarily operate in parameter space, we propose federated function-space alternating direction method of multipliers (FedF-ADMM). FedF-ADMM exploits the convexity of loss functionals within function space to derive alternating direction method of multipliers (ADMM)-based update directions, which are subsequently projected onto the parameter space via knowledge distillation. We further introduce a stabilization coefficient to enhance robustness under severe non-IID settings and analyze its behavior from a control-theoretic perspective by interpreting it as a proportional-integral (PI) term. Experiments under challenging non-IID scenarios, including settings where each device has data from only a single label, demonstrate that FedF-ADMM achieves faster and more stable convergence than existing decentralized FL methods, while attaining higher accuracy and better consensus among devices.
Akihito Taya, Yuuki Nishiyama, Kaoru Sezaki
May 9, 2026cs.LG

FedVSSAM: Mitigating Flatness Incompatibility in Sharpness-Aware Federated Learning

Sharpness-aware minimization (SAM) is an effective method for improving the generalization of federated learning (FL) by steering local training toward flat minima. Under data heterogeneity, however, device-side SAM searches for locally flat basins that are incompatible with the flat region preferred by the global objective. We identify this structural failure mode as flatness incompatibility, which explains why improving local flatness alone may provide limited training and generalization improvement for the global model. We reveal that flatness incompatibility arises from data heterogeneity and the friendly adversary phenomenon, and is further amplified by local updates and partial device participation. To mitigate this issue, we propose Federated Learning with variance-suppressed sharpness-aware minimization (FedVSSAM), which constructs a variance-suppressed adjusted direction and uses it consistently in local flatness search, local descent, and global update. FedVSSAM anchors both perturbation and update directions to a more stable global direction, instead of correcting only an isolated local perturbation. We establish non-convex convergence guarantees of FedVSSAM and prove that the mean-square deviation between the adjusted direction and the global gradient is effectively controlled. Experiments demonstrate that FedVSSAM mitigates flatness incompatibility and outperforms the baselines across diverse FL settings.
Bingnan Xiao, Yuan Gao, Bingcong Li +3
May 9, 2026cs.LG

Evaluating Federated Learning approaches for mammography under breast density heterogeneity

Breast density is a key factor that influences mammography interpretation and is a major source of heterogeneity in multicenter datasets. Such heterogeneity poses challenges for collaborative machine learning across institutions, particularly in Federated Learning. This study aims to evaluate the impact of breast density-induced heterogeneity on FL for mammography image classification and to assess the robustness of common FL algorithms in realistic clinical settings. We conducted experiments under two scenarios: (1) a strongly heterogeneous setting where each participating site contributed exclusively low- or high-density cases, based on the BI-RADS density score, and (2) a population-based setting simulating breast density distributions in White and Asian populations. For the strongly heterogeneous setting, we evaluated two configurations: one with 2 clients, where the cases were grouped as BI-RADS A-B and C-D, and one with 4 clients, where each site contained cases of a single BI-RADS density. We compared three FL methods (FedAvg, FedProx, SCAFFOLD) against centralized training, local-only training, and naive aggregation approaches, including ensembling and weight averaging. Across both scenarios, FL achieved performance comparable to centralized training, while local models and naive aggregation approaches underperformed in the presence of strong heterogeneity. Notably, FedAvg achieved accuracy on par with or exceeding centralized training, demonstrating resilience to breast density-induced data imbalance without requiring specialized heterogeneity mitigation algorithms. These findings show that FL can address breast density-related heterogeneity, supporting its feasibility for real-world mammography workflows. The demonstrated robustness of FedAvg underscores the potential for broad clinical deployment of FL, enabling collaborative model development while maintaining data privacy.
Gonzalo Iñaki Quintana, Franco Martin Di Maria, Laurence Vancamberg
May 9, 2026cs.CV

MedFL-Stress: A Systematic Robustness Evaluation of Federated Brain Tumor Segmentation under Cross-Hospital MRI Appearance Shift

Federated learning enables hospitals to collaboratively train segmentation models without sharing patient data. However, current evaluation protocols report only average performance across clients, masking failures at individual sites. In clinical deployment, a model that fails consistently at one hospital is a real safety risk that a good mean score can hide entirely. We introduce MedFL-Stress, a controlled stress-testing framework that exposes exactly this failure mode. Using 2D axial slices from BraTS 2020 distributed across four simulated hospital clients, we apply graded MRI appearance shifts (gamma contrast, scale-shift, and noise-plus-blur) reflecting scanner and acquisition variability in real multi-site deployments. Three federated baselines are evaluated: FedAvg, FedProx, and FedBN. Worst-hospital Dice and inter-hospital disparity are treated as primary metrics, not supplementary observations. FedAvg achieves the highest global mean Dice (0.8159) but conceals a 0.0850 gap between its best and worst-performing hospital. FedBN closes that gap by 41% (0.0850 to 0.0503) while sacrificing less than half a Dice point in mean accuracy (0.8159 to 0.8109), and the weakest hospital gains 3.5 Dice points outright (0.7309 to 0.7656). These findings demonstrate that robustness-oriented evaluation protocols are essential for reliable federated medical imaging deployment.
Kiran Naseer, Naveed Anwer Butt
May 9, 2026cs.LG

When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneity

Federated learning (FL) is increasingly used to fine-tune foundation models (FMs) on distributed private data. The community largely assumes that large-scale pretraining serves as a 'rising tide that lifts all boats' in federated settings. However, our experiments reveal that these powerful priors can hinder rather than help the most disadvantaged clients under extreme heterogeneity. Through controlled experiments on federated text classification, we compare worst-client accuracy between TextCNN (2.7M parameters) and DistilBERT with Low-Rank Adaptation (LoRA, 66M parameters) across four Non-IID heterogeneity levels. Under extreme label skew (alpha = 0.1), DistilBERT+LoRA produces a worst-client accuracy gap of 50.1% -- 56% larger than TextCNN's 32.2% gap, despite having 25x more parameters and extensive pretraining. Under moderate heterogeneity (alpha >= 0.5), the pattern reverses: the FM nearly eliminates the gap. We call this the FM Fairness Paradox. We further show that an inverse-weighted LoRA aggregation method (FedAvgW) does not resolve the disparity, suggesting aggregation reweighting alone may be insufficient. Our results highlight the need for mechanisms that explicitly protect minority clients before deploying foundation models in high-stakes federated contexts such as healthcare and education.
Kiran Naseer, Umar Shoaib
May 9, 2026cs.LG

FedGMI: Generative Model-Driven Federated Learning for Probabilistic Mixture Inference

Federated Learning (FL) facilitates collaborative model training across decentralized clients while preserving data privacy by avoiding raw data exchange. Despite its potential, FL performance is often compromised by data heterogeneity across clients. To address this, Clustered Federated Learning (CFL) groups clients with similar data distributions to improve model performance, but constrained by intra-cluster heterogeneity. Conversely, Personalized Federated Learning (PFL) tailors models to individual clients, but usually neglects the underlying structural similarities among clients. In this work, we investigate a probabilistic mixture (PM) scenario, where each client's local data distribution is modeled as a convex combination of several shared inherent distributions. To effectively model this structure, we propose FedGMI, a framework that utilizes Variational Autoencoders (VAEs) as generative density estimators to represent these inherent distributions and infer the mixture components of clients' local data distributions. This approach enables structured personalization without sacrificing the benefits of collaborative learning. Extensive experiments demonstrate that FedGMI effectively characterizes and discriminate the inherent distributions, as well as accurately estimates mixture proportions. Furthermore, FedGMI maintains robust performance even under communication cost constraints.
Qijun Hou, Yuchen Shi, Pingyi Fan +1
May 8, 2026cs.LG

Private Vertical Federated Inference for Time-Series

Institutions may benefit from collaborative inference on time-series data. In settings where privacy is necessary, multi-party computation (MPC) is a straightforward approach to providing strong guarantees, yet it remains prohibitively expensive and scales poorly with modern transformer architectures. Vertical Federated Learning (VFL) offers efficiency but suffers from privacy leakage at the embedding level, and securing the entire VFL model head via MPC remains prohibitively slow and communication-heavy for larger models. To enable practical, secure inference at scale, we propose "Public/Private Hybrid Head-VFL" (PPHH-VFL). This hybrid architecture splits the model head into an efficient plaintext public head and a secure, lightweight MPC private head. By applying adversarial training to the public embeddings, we mitigate privacy leakage; concurrently, the small private head securely preserves the flow of sensitive information needed for high downstream utility. Empirical evaluations on models ranging up to 86 million parameters demonstrate that PPHH-VFL accelerates inference by up to six orders of magnitude compared to end-to-end MPC. Compared to a standard VFL+MPC baseline, our approach scales significantly better, achieving a speedup of up to 44.4x in WAN and a 91.2x reduction in communication costs (dropping from 1.7 GB to 19 MB per batch), while simultaneously improving downstream classification accuracy by 2.50% and regression RMSE by 40.7%.
Lucas Fenaux, Larris Xie, Aditya Bang +3
May 8, 2026cs.LG

Self-Play Enhancement via Advantage-Weighted Refinement in Online Federated LLM Fine-Tuning with Real-Time Feedback

Recent works have advanced feedback-based learning systems, whereby a foundation model is able to intake incoming feedback (e.g., a user) to self-improve, creating a self-loop system of training. However, existing works are limited in needing to consider an offline setup to allow for such feedback-based methods, and are further limited in the need of requiring privileged ground-truth contexts for training. Moreover, there is limited consideration of federated learning (FL), which is particularly well-suited for incorporating external feedback across large networks of end users, for example, but requires methods to be efficient for training on resource-constrained edge devices. Therefore, we introduce SPEAR (Self-Play Enhancement via Advantage-Weighted Refinement), an efficient online learning algorithm for federated LLM fine-tuning. SPEAR utilizes a feedback-guided self-play loop to construct naturally contrastive pairs per prompt which are utilized to be trained on (i) standard maximum likelihood on correct completions and (ii) confidence-weighted unlikelihood on tail tokens of incorrect completions. Without the need of expensive group generations and ground-truth contexts for training (i.e., only partial, non-answer feedback), in contrast with existing works, SPEAR can be trained both online and in a resource-efficient manner. We validate SPEAR across various benchmark datasets, demonstrating its superior performance in comparison to state-of-the-art baselines. The implementation code is publicly available at https://github.com/lee3296/SPEAR.
Seohyun Lee, Wenzhi Fang, Dong-Jun Han +2
May 8, 2026cs.LG

FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learning

Performance evaluation is essential for assessing the quality of machine learning (ML) models and guiding deployment decisions. In federated learning (FL), assessing the performance is challenging because data are distributed across participants. Consequently, the coordinator must rely on locally computed evaluation metrics and aggregate them to assess the global model. A key challenge is that common aggregation strategies, such as weighted averaging based on the local samples per participant, do not always produce the same results as centralized evaluation. Existing definitions of performance evaluation are largely tailored to accuracy and do not generalize to other metrics, leading to inconsistencies between participant-based and centralized evaluation. However, such discrepancies are inconsistent with the FL objective and lead to a wrong calculation of the metric. To address this issue, we examine the underlying reasons for these discrepancies and propose FLAM, a performance evaluation method based on aggregatable measures that yields the same results as centralized evaluation without the need for a global test dataset.
Fabian Stricker, Jose A. Peregrina, David Bermbach +1
May 8, 2026cs.LG

Graph Representation Learning Augmented Model Manipulation on Federated Fine-Tuning of LLMs

Federated fine-tuning (FFT) has emerged as a privacy-preserving paradigm for collaboratively adapting large language models (LLMs). Built upon federated learning, FFT enables distributed agents to jointly refine a shared pretrained LLM by aggregating local LLM updates without sharing local raw data. However, FFT-based LLMs remain vulnerable to model manipulation threats, in which adversarial participants upload manipulated LLM updates that corrupt the aggregation process and degrade the performance of the global LLM. In this paper, we propose an Augmented Model maniPulation (AugMP) strategy against FFT-based LLMs. Specifically, we design a novel graph representation learning framework that captures feature correlations among benign LLM updates to guide the generation of malicious updates. To enhance manipulation effectiveness and stealthiness, we develop an iterative manipulation algorithm based on an augmented Lagrangian dual formulation. Through this formulation, malicious updates are optimized to embed adversarial objectives while preserving benign-like parameter characteristics. Experimental results across multiple LLM backbones demonstrate that the AugMP strategy achieves the strongest manipulation performance among all competing baselines, reducing the global LLM accuracy by up to 26%26\% and degrading the average accuracy of local LLM agents by up to 22%22\%. Meanwhile, AugMP maintains high statistical and geometric consistency with benign updates, enabling it to evade conventional distance- and similarity-based defense methods.
Hanlin Cai, Kai Li, Houtianfu Wang +4
May 8, 2026cs.LG

Enhancing Federated Quadruplet Learning: Stochastic Client Selection and Embedding Stability Analysis

Federated Learning (FL) enables decentralised model training across distributed clients without requiring data centralisation. However, the generalisation performance of the global model is usually degraded by data heterogeneity across clients, particularly under limited data availability and class imbalance. To address this challenge, we propose FedQuad, a novel method that explicitly enforces minimising intra-class representations while enabling inter-class splits across clients. By jointly minimising distances between positive pairs and maximising distances between negative pairs, the proposed approach mitigates representation misalignment introduced during model aggregation. We evaluate our method on CIFAR-10, CIFAR-100, and Tiny-ImageNet under diverse non-IID settings and varying numbers of clients, demonstrating consistent improvements over existing baselines. Additionally, we provide a comprehensive analysis of metric learning-based approaches in both centralised and federated environments, highlighting their effectiveness in alleviating representation collapse under heterogeneous data distributions.
Ozgu Goksu, Nicolas Pugeault
May 8, 2026cs.LG

On the Tradeoffs of On-Device Generative Models in Federated Predictive Maintenance Systems

Federated Learning (FL) has emerged as a promising paradigm for preserving client data ownership and control over distributed Internet of Things (IoT) environments. While discriminative models dominate most FL use cases, recent advances in generative models -- such as Variational Autoencoders (VAE), Generative Adversarial Networks (GAN), and Diffusion Models (DM) -- offer new opportunities for unsupervised anomaly detection in time series analysis, with relevant applications in predictive maintenance (PdM) in critical industrial infrastructures. In this work, we present a comprehensive analysis of VAEs, GANs, and DMs in the context of federated PdM. We analyze their performance and communication overhead under both full and partial federation setups, where only subsets of model components are shared. Building on this analysis, the paper proposes a novel taxonomy for federated generative models that formalizes partial component sharing as a principled mechanism for model personalization. Our experiments over a real-world time series dataset reveal distinct trade-offs in model utility, stability, and scalability, especially in heterogeneous and bandwidth-constrained FL settings. For the evaluated GAN-based configurations, full federation improves training stability relative to independent local training, although the model remains less robust than the VAE- and DDPM-based alternatives. For DMs, however, partial federation -- especially decoder sharing -- can outperform full federation in bandwidth-constrained, non-IID settings.
Usevalad Milasheuski, Piero Baraldi, Enrico Zio +1
May 8, 2026cs.LG

UMEDA: Unified Multi-modal Efficient Data Fusion for Privacy-Preserving Graph Federated Learning via Spectral-Gated Attention and Diffusion-Based Operator Alignment

Device-free localization trains models from heterogeneous wireless and visual sensors (e.g., Wi-Fi, LiDAR) distributed across edge devices. Federated learning offers a privacy-respecting framework, but is brittle when clients differ in sensor modality and resolution, when their data distributions drift, and when privacy noise destroys the structural signal needed for localization. We propose UMEDA, a graph federated learning framework in which clients form nodes of a global graph that share a continuous integral operator, and aggregation is reformulated as spectral signal processing on this operator. Each client encodes its local sensors with a linear-attention layer whose kernel spectrum is low-rank filtered, suppressing modality-specific residuals so clients with different sensors align in a common low-rank subspace. The server then aggregates client updates via a diffusion model over the kernel's spectral coefficients, treating updates as discretizations of a shared operator rather than topology-bound weights -- this absorbs varying graph sizes and missing modalities without node-wise correspondence. To balance privacy and utility, we add an anisotropic differential-privacy mechanism that projects noise preferentially into the null space of the signal subspace, preserving dominant eigendirections while ensuring formal (ε,δ)(ε, δ)-DP under gradient clipping. On MM-Fi and the RELI11D out-of-distribution benchmark, UMEDA outperforms state-of-the-art federated baselines in accuracy, convergence, and communication efficiency, particularly under high modality heterogeneity and tight privacy budgets.
Shih-Yu Lai, Hirozumi Yamaguchi, Shang-Tse Chen +2
May 8, 2026eess.SP

Resource-Element Energy Difference for Noncoherent Over-the-Air Federated Learning

Over-the-air federated learning (OTA-FL) reduces uplink latency by aggregating client updates directly over the wireless multiple-access channel. Coherent analog aggregation realizes this idea by aligning the phases and amplitudes of simultaneously transmitted waveforms, which typically requires synchronization, instantaneous channel-state information (CSI), phase compensation, and power control. Noncoherent energy detection removes the need for phase-coherent combining, but a single energy measurement is nonnegative and, therefore, cannot represent signed model updates. This paper introduces resource-element energy difference (REED), a noncoherent physical-layer primitive for continuous signed aggregation. REED maps the positive and negative parts of each real-valued update to transmit energies on paired orthogonal resource elements and estimates the signed sum by subtracting the corresponding received energies. The construction uses slow-timescale calibration of average channel powers, but does not require instantaneous transmitter- or receiver-side CSI or channel inversion. For independent Rayleigh fading, we derive exact first- and second-moment expressions for single-shot REED and for a chip-diverse extension that spreads each coordinate over multiple independently faded paired chips. The resulting variance laws separate fading-induced self-noise, signal-noise interaction, and receiver-noise fluctuation, giving an explicit diversity-resource tradeoff. More->The rest of abstract is in the paper.
Hao Chen, Zavareh Bozorgasl
May 8, 2026cs.LG

Modulated learning for private and distributed regression with just a single sample per client device

This work focuses on the question of learning from a large number of devices with each device holding only a single sample of data. Several real-world applications exist to this one sample per client setup up including learning from fitness trackers, data/app usage aggregators, body-worn sensing devices, and daily event monitors to name a few. When a client has only one sample, the standard federated learning paradigm breaks down as a local update based on that single point is far from being useful, especially in the earlier rounds for estimation of the model coefficients. This utility is further weakened by the privacy-inducing noise applied at every round. This work caters to this problem to enable such clients to collaboratively contribute to effectively learn a global model without leaking the privacy of their data. The proposed approach injects a single, carefully calibrated noisy perturbation to transform the sample at each client, followed by a post-processed representation which is shared with the server. These representations aggregated at the server are processed to obtain an unbiased gradient update that in expectation matches the non-private centralized gradient while preserving data privacy. This approach is different than traditional private federated learning, where the communication payloads involve model coefficients as opposed to privately transformed data samples. This method enables devices with extremely limited data to collaborate and learn accurate, privacy-preserving models without requiring large local datasets or sacrificing individual privacy.
Praneeth Vepakomma, Amirhossein Reisizadeh, Samuel Horváth +1
May 8, 2026cs.LG

Federated Nested Learning: Collaborative Training of Self-Referential Memories for Test-Time Adaptation

We rethink Federated Learning (FL) from a nested learning perspective, framing the core challenge as how to collaboratively learn optimization rules, not just static models, to tackle Non-IID client data. To address this, we propose Federated Nested Learning (FedNL), a novel framework that reformulates FL as a three-level nested optimization system. FedNL embeds Titans-based linear attention into FL, enabling clients to perform lightweight, zero-shot test-time adaptation by treating a delta rule as an online gradient step. Experiments on Non-IID MMLU and long-context benchmarks show that FedNL achieves competitive performance in short-context reasoning, enhances the performance of long-context retrieval and streaming Cross-Entropy, and maintains constant inference memory.
Hong Chen, Pengcheng Wu, Yuanguo Lin +4
May 8, 2026cs.LG

HARMONY: Bridging the Personalization-Generalization Gap by Mitigating Representation Skew in Heterogeneous Split Federated Learning

Mobile devices face diverse resource constraints and non-IID data class distributions, requiring fast on-device inference for local in-distribution (ID) classes and on-demand remote support for client-specific out-of-distribution (OOD) classes. Hybrid split federated learning (Hybrid SFL) couples personalized client-side front ends (supporting early exit) with a generalized server-side backend for fallback inference, balancing accuracy and cost. However, under client architectural heterogeneity, the existing hybrid SFL suffers from representation skew, where features from customized extractors fail to align in the shared space, leading to a sharp degradation in the server model responsible for OOD prediction. We propose HARMONY, the first hybrid SFL framework to support heterogeneous client architectures. HARMONY modifies meta-learning to simulate diverse extractors across parameters and architectures, and to learn to personalize. To mitigate representation skew, HARMONY conducts server-side contrastive learning to align extracted features, neither sacrificing clients' personalization nor sharing raw labels. Compared to the state of the art across multiple datasets and model families, HARMONY improves test accuracy by up to 43.0%/28.3% without/with OOD, respectively, while maintaining acceptable latency.
Jiseok Youn, You Rim Choi, Goodsol Lee +3
May 7, 2026physics.med-ph

Overcoming data scarcity through multi-center federated learning for organs-at-risk segmentation in pediatric upper abdominal radiotherapy

Deep learning-based organs/structures-at-risk(OARs) auto-contouring models can improve radiotherapy workflows, but models trained on adult data often underperform in pediatric patients. Developing robust pediatric-specific models is hindered by data scarcity and fragmentation across centers. Federated learning (FL) enables privacy-preserving collaborative training without the need for data sharing. We evaluated the feasibility and performance of FL for developing pediatric-specific OAR segmentation models across two European medical centers. Computed tomography (CT) images from pediatric patients from Utrecht and Heidelberg with a renal tumor or abdominal neuroblastoma were retrospectively collected and locally processed. An nnU-Net-based framework segmented 19 OARs using local and FL schemes. FL was implemented with secure weight exchange on a cloud storage across institutional firewalls. Performance was assessed using the Dice similarity coefficient (DSC), 95th percentile Hausdorff distance, and mean surface distance. Robustness to patient orientation, false-positive segmentation of surgically removed kidneys, and failure cases were identified. A total of 310 postoperative CTs from 272 patients (105 renal tumors, 167 neuroblastomas) were included. Local models performed well on their respective center data but showed significantly reduced cross-center performance for four to seven of the nine evaluated OARs (DSC). In contrast, the FL model matched local performance for at least seven of nine OARs and achieved the best cross-center results across three metrics, with DSC gains of 0.003-0.007 over local models. FL also maintained stable performance across patient orientations and reduced false-positive kidney segmentations. Real-world FL improves cross-center robustness of CT-based OAR segmentation models in pediatric upper abdominal tumors.
Mianyong Ding, Maximilian Knoll, Semi Harrabi +7
May 7, 2026cs.CR

FedAttr: Towards Privacy-preserving Client-Level Attribution in Federated LLM Fine-tuning

Watermark radioactivity testing type of methods can detect whether a model was trained on watermarked documents, and have become key tools for protecting data ownership in the fine-tuning of large language models (LLMs). Existing works have proved their effectiveness in centralized LLM fine-tuning. However, this type of method faces several challenges and remains underexplored in federated learning (FL), a widely-applied paradigm for fine-tuning LLMs collaboratively on private data across different users. FL mainly ensures privacy through secure aggregation (SA), which allows the server to aggregate updates while keeping clients' updates private. This mechanism preserves privacy but makes it difficult to identify which client trained on watermarked documents. In this work, we propose FedAttr, a new client-level attribution protocol for FL. FedAttr identifies which clients trained on watermarked data via a paired-subset-difference mechanism, while preserving the privacy guarantees of SA and FL performance. FedAttr proceeds in three steps: (i) estimate each client's update by differencing two SA queries, (ii) score the estimate with the watermark detector via differential scoring, and (iii) combine scores across rounds via Stouffer method. We theoretically show that FedAttr produces an unbiased estimator of each client's update with bounded mutual information leakage (i.e., O(d∗/N)O(d^*/N) per-round update). Moreover, FedAttr empirically achieves 100% TPR and 0% FPR, outperforming all baselines by at least 44.4% in TPR or 19.1% in FPR, with only 6.3% overhead relative to FL training time. Ablation studies confirm that FedAttr is robust to protocol parameters and configurations.
Su Zhang, Junfeng Guo, Heng Huang
May 7, 2026cs.LG

CLAD: A Clustered Label-Agnostic Federated Learning Framework for Joint Anomaly Detection and Attack Classification

The rapid expansion of the Internet of Things (IoT) and Industrial IoT (IIoT) has created a massive, heterogeneous attack surface that challenges traditional network security mechanisms. While Federated Learning (FL) offers a privacy-preserving alternative to centralized Intrusion Detection Systems (IDS), standard approaches struggle to generalize across diverse device behaviors and typically fail to utilize the vast amounts of unlabeled data present in realistic edge environments. To bridge these gaps, we propose CLAD, a holistic framework that seamlessly incorporates Clustered Federated Learning (CFL) with a novel Dual-Mode Micro-Architecture (DM2A\text{DM}^2\text{A}). This unified approach simultaneously tackles the two primary bottlenecks of IoT security: device heterogeneity and label scarcity. The DM2A\text{DM}^2\text{A} component features a shared encoder followed by two branches, enabling joint unsupervised anomaly detection and supervised attack classification; this allows the framework to harvest intelligence from both labeled and unlabeled clients. Concurrently, the clustering component dynamically groups devices with congruent traffic patterns, preventing global model divergence. By carefully combining these elements, CLAD ensures that no data is discarded and distinct operational patterns are preserved. Extensive evaluations demonstrate that this integrated approach significantly outperforms state-of-the-art baselines, achieving a 30% relative improvement in detection performance in scenarios with 80% unlabeled clients, with only half the communication cost.
Iason Ofeidis, Nikos Papadis, Randeep Bhatia +2
May 7, 2026cs.LG

Beyond Rigid Alignment: Graph Federated Learning via Dual Manifold Calibration

Graph Federated Learning (GFL) enables collaborative representation learning across distributed subgraphs while preserving privacy. However, heterogeneity remains a critical challenge, as subgraphs across clients typically differ significantly in both semantics and structures. Existing methods address heterogeneity by enforcing the rigid alignment of model parameters or prototypes between clients and the server. However, these alignments implicitly rely on a restrictive global linearity assumption that summarizes local data distributions using a single and globally consistent representation space. This severely compresses the personalized representation space of clients and fails to preserve diverse local graph distributions. To overcome these limitations, we propose Federated Graph Manifold Calibration (FedGMC), a novel paradigm that tackles semantic heterogeneity and structural heterogeneity from a unified manifold perspective. Instead of enforcing rigid alignment, FedGMC introduces a dual manifold calibration mechanism that preserves global commonalities while maximizing the personalized representation space of local clients. Specifically, for semantic heterogeneity, the server constructs a geometrically optimal semantic manifold via equidistant semantic anchors, so as to guide the calibration of local semantic manifolds. For structural heterogeneity, the server constructs a global structural manifold by building global structural templates, so as to guide the calibration of local structural manifolds. Finally, the server dynamically refines both global semantic manifolds and structural manifolds by aggregating local manifolds. Extensive experiments on eleven homophilic and heterophilic graphs demonstrate that FedGMC effectively balances global commonality and local personalization, thereby significantly outperforming state-of-the-art baseline methods.
Wentao Yu, Bo Han, Jie Yang +1
May 7, 2026cs.LG

VARS-FL: Validation-Aligned Client Selection for Non-IID Federated Learning in IoT Systems

Federated learning (FL) systems typically employ stateless client selection, treating each communication round independently and ignoring accumulated evidence of client contribution quality. Under non-IID data, this leads to slow convergence and unstable training, particularly when selection relies on local proxies (e.g., training loss) that are misaligned with the global optimization objective. These challenges are especially pronounced in Internet of Things (IoT) and Industrial IoT (IIoT) environments, where data is highly heterogeneous and distributed across devices observing different traffic patterns. In this paper, we propose VARS-FL (Validation-Aligned Reputation Scoring for Federated Learning), a client selection framework that quantifies each client's contribution using the reduction in server-side validation loss induced by its update. These per-round signals are aggregated into a Reputation score that combines a sliding-window average of recent contributions with a logarithmically scaled participation term, enabling robust exploration-exploitation selection. VARS-FL requires no changes to local training or aggregation and remains fully compatible with standard FedAvg. We evaluate VARS-FL on a 15-class non-IID IoT intrusion detection task using the Edge-IIoTset dataset, with 100 clients across multiple seeds, and compare it against FedAvg, Oort, and Power-of-Choice. VARS-FL consistently improves accuracy, F1-Macro, and loss, while accelerating convergence (up to 36% fewer rounds to reach 80% accuracy). These results demonstrate that validation-aligned, history-aware client selection provides a more reliable and efficient training process for federated learning in heterogeneous IoT environments.
Mohamed Lakas, Mohamed Amine Ferrag
May 7, 2026cs.LG

Adaptive Selection of LoRA Components in Privacy-Preserving Federated Learning

Differentially private federated fine-tuning of large models with LoRA suffers from aggregation error caused by LoRA's multiplicative structure, which is further amplified by DP noise and degrades both stability and accuracy. Existing remedies apply a single update mode uniformly across all layers and all communication rounds (or alternate them on a fixed schedule), ignoring both the structural asymmetry between the two LoRA factors and the round-wise dynamics of training. We propose AS-LoRA, an adaptive framework defined by three axes (i) layer-wise freedom, in which each layer independently selects its active component, (ii) round-wise adaptivity, in which the selection updates over communication rounds, and (iii) a curvature-aware score derived from a second-order approximation of the loss. Theoretically, AS-LoRA eliminates the reconstruction-error floor of layer-tied schedules, accelerates convergence, implicitly biases solutions toward flatter minima, and incurs no additional privacy cost. Across GLUE, SQuAD, CIFAR-100, and Tiny-ImageNet under strict DP budgets and non-IID partitions, AS-LoRA improves over the federated LoRA baselines by up to +7.5+7.5 pp on GLUE and +12.5+12.5 pp on MNLI-mm for example, while matching or exceeding SVD-based aggregation methods at 33–180×33\text{--}180 \times lower aggregation cost and with negligible communication overhead. Code for the proposed method is available at https://anonymous.4open.science/r/as_lora-F75F/.
Myoungjun Kim, Sangwoo Park, Yoseob Han +1
May 7, 2026cs.LG

Enabling Federated Inference via Unsupervised Consensus Embedding

Cooperative inference across independently deployed machine learning models is increasingly desirable in distributed environments, as there is a growing need to leverage multiple models while keeping their data and model parameters private. However, existing cooperative frameworks typically rely on sharing input data, model parameters, or a common encoder, which limits their applicability in privacy-sensitive or cross-organizational settings. To address this challenge, we propose Consensus Embedding-based Federated Inference (CE-FI), a framework that enables pretrained models to cooperate at inference time without sharing model parameters or raw inputs and without assuming a common encoder. CE-FI introduces two components: a Consensus Embedding (CE) layer that maps heterogeneous intermediate representations into a common embedding space, and a Cooperative Output (CO) layer that produces predictions from these embeddings. Both layers are trained using shared unlabeled data only, so the cooperative stage does not require additional labeled data. Experiments on image classification benchmarks -- CIFAR-10 and CIFAR-100 -- under diverse non-IID conditions show that CE-FI consistently outperforms solo inference and performs comparably to conventional methods that require stronger sharing assumptions. Additional evaluations on text and time-series tasks indicate applicability beyond image classification, although performance depends on the ensemble strategy. Further analysis identifies representation alignment as the primary bottleneck.
Yui Hashimoto, Takayuki Nishio, Yuichi Kitagawa +1
May 6, 2026cs.LG

A Simulated Federated Analysis of MS-Induced Brain Lesions

Federated techniques such as federated learning and federated analysis have emerged as a powerful paradigm for enabling multi-center research on sensitive clinical data while preserving patient privacy. In this study, we introduce a simulation framework that emulates a real-world federated research project focused on the analysis of multiple sclerosis (MS) patient data. The project comprises two components: an image segmentation task and a clinical data analysis task, where federated variants of survival analysis and Principal Component Analysis (PCA) are employed. To capture the complexity and heterogeneity of real clinical datasets, we construct a federation of high-fidelity synthetic cohorts designed to mirror MS-related clinical and demographic characteristics, while the imaging component leverages publicly available real-world datasets. Our simulation replicates key elements of authentic federated workflows, including distributed data governance, site-specific preprocessing, model training across isolated nodes, and the secure aggregation of analytical outputs. This framework provides a realistic testbed for developing, evaluating, and benchmarking federated learning methods in the context of MS research.
Evelyn Trautmann, Joël Federer-Gsponer, Markus C. Elze +1
May 6, 2026cs.LG

Federated Learning for Early Prediction of EV Charging Demand

Accurate forecasting of electric vehicle (EV) charging demand is critical for grid stability, infrastructure planning, and real-time charging optimization. In this work, we study the problem of early prediction of charging demand, where the total energy of a session is estimated using only information available at plug-in time and during the first minutes of charging. This enables actionable decisions while the session is still in progress, which is of direct importance for EV network operators. We construct a session-level dataset from the Adaptive Charging Network (ACN), combining session metadata with early-window charging measurements, and derive tabular features capturing user intent, temporal patterns, and initial charging behavior. We focus on a single operational depot, Caltech, and model intra-depot heterogeneity through station-level client partitions while evaluating multiple model families in a federated learning (FL) setting. Our results show that federated models can approach centralized predictive performance while keeping data in-depot, enabling privacy-enhanced training across distributed charging infrastructures. Overall, we demonstrate that reliable demand estimates can be obtained early in the session with minimal data, and that FL provides a practical pathway toward scalable and privacy-aware analytics for EV charging networks. Code is available at https://github.com/Indigma-Innovations/federated-learning-ev-charging-demand.
Vasilis Perifanis, Foteini Nikolaidou, Nikolaos Pavlidis +2
May 6, 2026cs.LG

Trustworthy Federated Label Distribution Learning under Annotation Quality Disparity

Label Distribution Learning (LDL) models supervision as an instance-wise probability distribution, enabling fine-grained learning under inherent ambiguity, but its success relies on high-fidelity label distributions that are costly to obtain and thus often noisy. Motivated by privacy-sensitive applications, we study Federated Label Distribution Learning (Fed-LDL), where data isolation further induces heterogeneous annotation quality across clients, making local updates unevenly reliable and breaking sample-size-based aggregation (e.g., FedAvg). To address this trust dilemma, we propose FedQual, a quality-aware Fed-LDL framework with two coupled mechanisms: (i) quality-adaptive client training guided by a global semantic anchor that calibrates low-quality clients while preserving high-quality autonomy, and (ii) reliability-aware server aggregation that reweights client contributions by effective reliable information rather than raw sample size. To enable rigorous evaluation, we construct four new Fed-LDL benchmarks (FER-LDL, FI-LDL, PIPAL-LDL, and KADID-LDL) with controlled annotation quality disparity. We further provide a theoretical guarantee showing that under heterogeneous supervision quality, client-specific calibration is strictly better than any uniform calibration. Extensive experiments on the proposed benchmarks demonstrate the effectiveness of FedQual.
Junxiang Wu, Zhiqiang Kou, Hongwei Zeng +7
May 6, 2026cs.LG

Knowledge-Free Correlated Agreement for Incentivizing Federated Learning

We introduce Knowledge-Free Correlated Agreement (KFCA) to reward client contributions in federated learning (FL) without relying on ground truth, a public test set, or distribution knowledge. Under categorical reports and an honest majority, KFCA is strictly truthful, addressing the label-flipping vulnerability of Correlated Agreement (CA). We evaluate KFCA on federated LLM adapter tuning and a real-world PCB inspection task, showing efficient real-time reward computation suitable for decentralized and blockchain-based incentive designs.
Leon Witt, Togrul Abbasli, Kentaroh Toyoda +2
May 6, 2026cs.LG

FL-Sailer: Efficient and Privacy-Preserving Federated Learning for Scalable Single-Cell Epigenetic Data Analysis via Adaptive Sampling

Single-cell ATAC-seq (scATAC-seq) enables high-resolution mapping of chromatin accessibility, yet privacy regulations and data size constraints hinder multi-institutional sharing. Federated learning (FL) offers a privacy-preserving alternative, but faces three fundamental barriers in scATAC-seq analysis: ultra-high dimensionality, extreme sparsity, and severe cross-institutional heterogeneity. We propose FL-Sailer, the first FL framework designed for scATAC-seq data. FL-Sailer integrates two key innovations: (i) adaptive leverage score sampling, which selects biologically interpretable features while reducing dimensionality by 80%, and (ii) an invariant VAE architecture, which disentangles biological signals from technical confounders via mutual information minimization. We provide a convergence guarantee, showing that FL-Sailer converges to an approximate solution of the original high-dimensional problem with bounded error. Extensive experiments on synthetic and real epigenomic datasets demonstrate that FL-Sailer not only enables previously infeasible multi-institutional collaborations but also surpasses centralized methods by leveraging adaptive sampling as an implicit regularizer to suppress technical noise. Our work establishes that federated learning, when tailored to domain-specific challenges, can become a superior paradigm for collaborative epigenomic research.
Guangyi Zhang, Yi Dai, Yiyun He +1
May 5, 2026cs.LG

A Hierarchical Sampling Framework for bounding the Generalization Error of Federated Learning

We study expected generalization bounds for the Hierarchical Federated Learning (HFL) setup using Wasserstein distance. We introduce a generalized framework in which data is sampled hierarchically, and we model it with a multi-layered tree structure that induces dependencies among the clients' datasets. We derive generalization bounds in terms of Wasserstein distance under the Lipschitz assumption on the loss function, by applying a supersample construction that allows us to measure the sensitivity of the algorithm to the change of a single node in the sampling tree. By leveraging the FL structure, we recover and strictly imply existing state-of-the-art conditional mutual information (CMI) bounds in the case of bounded losses. We also show that our bound can be applied together with Differential Privacy assumptions, to recover generalization bounds based on algorithmic privacy. To assess the tightness of our bounds, we study the Gaussian Location Model (GLM) and show that we recover the actual asymptotic rate of the generalization error.
Dario Filatrella, Ragnar Thobaben, Mikael Skoglund
May 4, 2026cs.CR

Distributed Deep Variational Approach for Privacy-preserving Data Release

Federated learning (FL) lets distributed nodes train a shared model without exchanging their raw data, but in privacy-sensitive deployments medical sensors, IoT devices, wearables the protection offered by keeping data local is incomplete: gradients, model updates, and the released representations themselves can leak sensitive attributes. We propose the \emph{Gaussian Privacy Protector} (GPP), a data-release framework for continuous, high-dimensional inputs that learns a stochastic encoder mapping raw data to a low-dimensional sanitized representation. The encoder is trained against a variational lower bound on the mutual information between the released representation and a designated sensitive attribute, while a separate cross-entropy term preserves a designated utility attribute, with a Lagrange multiplier ββ controlling the trade-off. We then extend GPP to the federated setting, in which each client trains a local encoder, sensitive labels never leave the client, and the aggregator receives only sanitized representations giving instance-level privacy protection in addition to the standard ``raw data stays local'' guarantee of FL. We evaluate GPP on MNIST (digit-sum utility, parity sensitive), CelebA (smiling vs.\ gender), and HAPT-Recognition (activity vs.\ subject identity). Across all three benchmarks, GPP attains utility within roughly one percentage point of an unconstrained autoencoder baseline while reducing the adversary's AUC to near random guessing.
Zahir Alsulaimawi, Huaping Liu
May 4, 2026cs.CV

MuCALD-SplitFed: Causal-Latent Diffusion for Privacy-Preserving Multi-Task Split-Federated Medical Image Segmentation

Federated Learning enables decentralized training by aggregating model updates across clients without sharing raw data, while Split Federated Learning further partitions the model between clients and a server to reduce computation and communication at the client side. However, decentralized medical institutions rarely operate on a single shared task, making standard Federated and SplitFed collaborations poorly aligned with real clinical workflows. Multi-task FL extends these frameworks by allowing clients to handle different tasks, but often introduces instability and privacy vulnerabilities. This study proposes \textbf{MuCALD-SplitFed}, a multi-task SplitFed framework that integrates causal representation learning and latent diffusion. Experiments show MuCALD-SplitFed consistently improves segmentation, while baseline SplitFed fails to converge. The proposed approach further reduces information leakage at split points, mitigating reconstruction-based and membership inference attacks. Additionally, MuCALD SplitFed outperforms state-of-the-art personalized FL and multi-task FL approaches. The code repository is: https://github.com/ChamaniS/MuCALD_SplitFed.
Chamani Shiranthika, Hadi Hadizadeh, Parvaneh Saeedi
May 4, 2026cs.CR

Privacy Preserving Machine Learning Workflow: from Anonymization to Personalized Differential Privacy Budgets in Federated Learning

The growing development of artificial intelligence based solutions, together with privacy legislation, has driven the rise of the so-called privacy preserving machine learning architectures, such as federated learning. While federated learning enables model training on decentralized data preventing their sharing and centralization, it still faces several challenges related to data integrity and privacy. This paper presents a comprehensive privacy preserving federated learning workflow for sensitive tabular data, including anonymization and differential privacy techniques. We also introduce a formal definition for the concept of client drift, together with ways of detecting it to mitigate poisoning attacks. Then, we detail a complete methodology for assigning personalized privacy budgets for global differential privacy to the different clients participating in the network, based on a re-identification risk metric. The proposed methodology is presented and tested on an openly available dataset of medical records. Within the experimental setup we show that the approach based on personalized budgets, compared to the architecture including global differential privacy with fixed privacy budget, achieves a better model performance in terms of two error metrics.
Judith Sáinz-Pardo Díaz, Álvaro López García
May 4, 2026cs.DC

FedPLT: Scalable, Resource-Efficient, and Heterogeneity-Aware Federated Learning via Partial Layer Training

Federated Learning (FL) has gained significant attention in distributed machine learning by enabling collaborative model training across decentralized system while preserving data privacy. Although extensive research has addressed statistical data heterogeneity, FL still faces several challenges, including high communication and computation overheads and severe device heterogeneity, which require further investigation. Prior work has addressed these issues through sub-model training and partial parameter training. However, such methods often suffer from inconsistent parameter distributions across clients, inaccurate global loss estimation, and increased bias and variance. Guided by our empirical analysis, we propose FedPLT (Federated Learning with Partial Layer Training), an innovative and structured partial parameter training approach that exhibits training behavior similar to full model training while assigning client-specific portions of the model according to their communication and computational capabilities. In addition, we evaluate the performance of FedPLT when combined with optimal client sampling under communication constraints. We show that this integration improves FL performance by reducing sampling variance under the same communication budget. Through extensive experiments, we demonstrate that FedPLT achieves performance comparable to, or even surpassing, that of full-model training (i.e., FedAvg), while requiring significantly fewer trainable parameters per client. Moreover, FedPLT outperforms existing methods in highly heterogeneous environments, effectively adapts to client resource constraints, and reduces the number of straggling clients. In particular, FedPLT reduces the number of trainable parameters by 71%-82% while achieving performance on par with full-model training.
Ahmad Dabaja, Rachid El-Azouzi
May 4, 2026cs.LG

Graph Federated Unlearning for Privacy Preservation

Graph federated learning (GFL) facilitates decentralized training on distributed graph data while keeping sensitive user information local, aligning with policies such as GDPR and CCPA that grant users the right to freely join or withdraw from learning systems. However, even decentralized, user information can persist after quitting, potentially propagating to central servers and then redistributing to malicious clients. This privacy leakage during user withdrawal, despite its importance, has received seldom attention in GFL. To fill the gap, we explore the potential of machine unlearning (MU) to thoroughly remove user information. However, classical MU methods are known to degrade overall performance, a problem that is exacerbated in GFL due to local message passing and global model collaboration. To this end, we make two adjustments to mitigate this challenge for GFL. First, we ensure unlearning updates that minimally affect overall performance, steering them in directions orthogonal to the gradients from learning other data. Second, we introduce virtual clients, maintained by the central server, to preserve graph topology and global embeddings without recovering information of removed entities. We conduct comprehensive experiments under a representative user-withdrawal scenario and propose a novel membership inference framework to rigorously evaluate and validate the reliability of our privacy preservation. The experimental results demonstrate the effectiveness of our approach, which also surpasses the performance of seven state-of-the-art baseline methods.
Ruotong Ma, Wentao Yu, Qizhou Wang +2
May 4, 2026cs.CV

Fine-Tuning Impairs the Balancedness of Foundation Models in Long-tailed Personalized Federated Learning

Personalized federated learning (PFL) with foundation models has emerged as a promising paradigm enabling clients to adapt to heterogeneous data distributions. However, real-world scenarios often face the co-occurrence of non-IID data and long-tailed class distributions, presenting unique challenges that remain underexplored in PFL. In this paper, we investigate this long-tailed personalized federated learning and observe that current methods suffer from two limitations: (i) fine-tuning degrades performance below zero-shot baselines due to the erosion of inherent class balance in foundation models; (ii) conventional personalization techniques further transfer this bias to local models through parameter or feature-level fusion. To address these challenges, we propose Federated Learning via Gradient Purification and Residual Learning (FedPuReL), which preserves balanced knowledge in the global model while enabling unbiased personalization. Specifically, we purify local gradients using zero-shot predictions to maintain a class-balanced global model, and model personalization as residual correction atop the frozen global model. Extensive experiments demonstrate that FedPuReL consistently outperforms state-of-the-art methods, achieving superior performance on both global and personalized models across diverse long-tailed scenarios. The code is available at https://github.com/shihaohou/FedPuReL.
Shihao Hou, Chikai Shang, Zhiheng Yang +5
May 4, 2026cs.DC

Privacy-Preserving Federated Learning: Integrating Zero-Knowledge Proofs in Scalable Distributed Architectures

The intersection of Artificial Intelligence (AI) and distributed systems has given rise to Federated Learning (FL), a paradigm that enables decentralized model training without compromising local data privacy. As organizational data silos grow, deploying complex machine learning models across highly distributed edge networks becomes a critical infrastructural challenge. Standard FL implementations suffer from severe vulnerabilities related to adversarial gradient updates and computational bottlenecks at the aggregation layer. This paper presents a novel, end-to-end distributed architecture that hardens FL pipelines using advanced cryptographic verification and optimized big data processing frameworks. We introduce a Zero-Knowledge Proof (ZKP) wrapper that cryptographically validates node computations before global aggregation, neutralizing model poisoning attacks without inspecting raw gradients. Additionally, we evaluate the system's performance using extreme gradient boosting models optimized for distributed edge execution. We formalize the mathematical transformation of the machine learning loss functions into Rank-1 Constraint Systems (R1CS) suitable for succinct verification. Extensive experimental results demonstrate that our hybrid architecture achieves a 94.2% accuracy retention under adversarial conditions while maintaining scalable throughput across 1,000 parallel distributed nodes, effectively bridging the gap between rigorous cryptographic security and high-performance distributed AI.
Divya Gupta
May 4, 2026cs.CV

Heterogeneous Model Fusion for Privacy-Aware Multi-Camera Surveillance via Synthetic Domain Adaptation

We propose HeroCrystal, a novel privacy-preserving framework for multi-camera domain-adaptive object detection, addressing challenges such as data privacy, class imbalance, and heterogeneous architectures. Our framework consists of three key stages. In the Generated Stage, we introduce a one-shot, target-aware diffusion-based generation module that learns visual style from a single target-domain image while leveraging prompt-based control to synthesize specific object instances. Unlike conventional style transfer-based methods that require large target datasets and ignore semantic-level discrepancies, our approach enables privacy-preserving augmentation to reduce ethical concerns, and introduces controllable rare object generation to mitigate long-tailed category degradation. In the Federated Stage, we employ probabilistic Faster R-CNN on the client side to improve localization accuracy, and a dynamic model contrastive strategy to suppress domain-specific bias. The server side performs model fusion across heterogeneous architectures without accessing raw data. Finally, in the Distilled Stage, we propose an inconsistent categories integration algorithm to resolve label inconsistency and architecture heterogeneity across clients. Extensive experiments on multiple cross-domain detection benchmarks demonstrate that our method outperforms existing multi-source domain adaptation and federated learning baselines under multi-class, privacy-preserving settings. Our method improves mAP by +2.1% over prior privacy-preserving approaches and achieves a new state-of-the-art mAP of 33.4%, highlighting the effectiveness of HeroCrystal in enabling practical multi-camera AI surveillance systems. The source code is publicly available at https://github.com/ccuvislab/HeroCrystal.
Peggy Joy Lu, Wei-Yu Chen, Yao-Tsung Huang +1
May 4, 2026cs.LG

Personalized Federated Learning for Gradient Alignment

Personalized federated learning (pFL) aims to adapt models to client specific data distributions, yet it often fails to reliably preserve personalized information. Local training is hindered by high variance gradients induced by limited and heterogeneous client data, while aggregation further distorts client specific optimization directions. To address these challenges, we propose pFLAlign, a gradient alignment framework to maintain client specific information during both local training and aggregation. pFLAlign consists of two complementary mechanisms: one adapts local gradient directions to reduce variance during client side optimization, and the other mitigates aggregation induced distortion by realigning the global model with each client's personalized direction. Theoretically, we derive pFLAlign from a PAC Bayesian analysis, which reveals how personalized gradient alignment preserves client specific information. Our experiments and ablation studies show that pFLAlign consistently improves personalization performance and training stability, achieving state of the art results.
Dongwon Kim, Gyuejeong Lee
May 4, 2026cs.DC

FedQueue: Queue-Aware Federated Learning for Cross-Facility HPC Training

Federated learning (FL) across multiple HPC facilities faces stochastic admission delays from batch schedulers that dominate wall-clock time. Synchronous FL suffers from severe stragglers, while asynchronous FL accumulates stale updates when queues spike. We propose FedQueue, a queue-aware FL protocol that incorporates scheduler delays directly into training and aggregation, which (i) predicts per-facility queue delays online to budget local work, (ii) applies cutoff-based admission that buffers late arrivals to bound staleness, and (iii) performs staleness-aware aggregation to stabilize heterogeneous local workloads. We prove the convergence for non-convex objectives at rate O(1/R)\mathcal{O}(1/\sqrt{R}) under bounded staleness, and show that the admission controls yield bounded staleness with high probability under queue-prediction error. Real-world cross-facility deployment of FedQueue shows 20.5% improvement over baseline algorithms. Controlled queue simulations demonstrate robust improvement over the baselines; in particular, up to 60% reduction in time to reach a target accuracy level under high queue variance and non-IID partitions.
Yijiang Li, Emon Dey, Zilinghan Li +3
May 4, 2026cs.LG

Adversarial Update-Based Federated Unlearning for Poisoned Model Recovery

Federated learning (FL) is vulnerable to poisoning attacks, where malicious clients upload manipulated updates to degrade the performance of the global model. Although detection methods can identify and remove malicious clients, the model remains affected. Retraining from scratch is effective but costly, and existing unlearning methods remain unsatisfactory in both effectiveness and efficiency. We propose Federated Adversarial Unlearning (FAUN), a lightweight framework that retains only a short window of malicious clients' updates and employs adversarial optimization on a proxy dataset to derive updates that eliminate malicious directions. Applying these updates for a few unlearning rounds, followed by benign fine-tuning, enables fast removal of malicious effects and stable recovery. Experiments on three canonical datasets show that FAUN achieves recovery comparable to retraining while requiring far fewer rounds and reduces attack success rates to near zero, confirming FAUN successfully eliminates the contributions of unlearned clients.
Wenwei Zhao, Xiaowen Li, Yao Liu +1
May 3, 2026cs.NI

Toward Resilient 5G Networks: Comparative Analysis of Federated and Centralized Learning for RF Jamming Detection

Jamming attacks are proliferating and pose a significant threat to the security of 5G and beyond networks. These attacks target 5G radio frequency (RF) domain and can disrupt the communication in wireless networks. While conventional machine learning and deep learning approaches demonstrate its potential for jamming detection, they typically require centralized data collection, compromising the privacy of user equipment (UEs). This work proposes a federated learning (FL)-based jamming detection framework that operates on over-the-air In-phase and Quadrature (IQ) samples extracted from Synchronization Signal Blocks (SSBs) in the RF domain. The framework enables collaborative model training across multiple UEs without sharing raw RF signal data. We adopt Federated Averaging (FedAvg) algorithm to train a 1D convolutional neural network (1DCNN) for effective detection of attacks. Numerical results demonstrate that the proposed FL framework achieves 97% accuracy and 97% F1-score, outperforming centralized baselines including MLP, 1DCNN, SVM, and logistic regression, while preserving the data privacy of all participating UEs
Samhita Kuili, Mohammadreza Amini, Burak Kantarci
May 1, 2026eess.IV

FedKPer: Tackling Generalization and Personalization in Medical Federated Learning via Knowledge Personalization

Federated learning (FL) holds great potential for medical applications. However, statistical heterogeneity across healthcare institutions poses a major challenge for FL, as the global model struggles both to generalize across unseen patient populations and to adapt to the unique data distributions of individual hospitals. This heterogeneity also exacerbates forgetting at both the global and local level, resulting in previous learned patient patterns to be misclassified after model updates. While prior work has largely treated generalization and personalization as separate challenges, we show that a better balance between the two can be achieved through selective alignment with the global model and a modified aggregation scheme, which together mitigate the effects of statistical heterogeneity. Specifically, we introduce FedKPer, which introduces knowledge personalization into the training stage of each local device. Afterwards, generalization is considered via the global model aggregation process, where local updates that are reliable and label-diverse are emphasized. We evaluate the performance of FedKPer, devising additional metrics that relate to common consequences of forgetting. Overall, we demonstrate FedKPer improves the generalization-personalization trade-off without sacrificing retention.
Zoe Fowler, Ghassan AlRegib
May 1, 2026cs.CV

Federated Distillation for Whole Slide Image via Gaussian-Mixture Feature Alignment and Curriculum Integration

Federated learning (FL) offers a promising framework for collaborative digital pathology by enabling model training across institutions. However, real-world deployments face heterogeneity arising from diverse multiple instance learning (MIL) architectures and heterogeneous feature extractors across institutions. We propose FedHD, a novel FL framework that performs local Gaussian-mixture feature alignment tailored for WSI analysis. Instead of exchanging model parameters, each client independently distills semantically rich synthetic feature representations aligned with the distribution of real WSIs. To preserve diagnostic diversity, FedHD adopts a one-to-one distillation strategy, generating a synthetic counterpart for each real slide to avoid over-compression. During federation, a curriculum-based integration strategy progressively incorporates cross-site synthetic features into local training once performance plateaus. Furthermore, an optional interpretation module reconstructs pseudo-patches from synthetic embeddings, enhancing transparency. FedHD is architecture-agnostic, privacy-preserving, and supports personalized yet collaborative training across diverse institutions. Experiments on TCGA-IDH, CAMELYON16, and CAMELYON17 show that FedHD consistently outperforms state-of-the-art federated and distillation baselines.
Luru Jing, Cong Cong, Yanyuan Chen +1
May 1, 2026cs.LG

Scaling Federated Linear Contextual Bandits via Sketching

In federated contextual linear bandits, high data dimensionality incurs prohibitive computation and communication costs: local agents perform O(d3)O(d^3)-time determinant computation and upload O(d2)O(d^2) parameters, making existing algorithms unscalable, where dd is the dimension of data. To relieve these scaling bottlenecks, this paper proposes Federated Sketch Contextual Linear Bandits (FSCLB). On the computation side, FSCLB uses SVD to indirectly obtain the determinant required for communication, eliminating the prohibitive cost of direct determinant calculation and cutting complexity from O(d3)O(d^3) to O(l2d)O(l^2d) per round, where l<dl< d is the sketch size. On the communication side, FSCLB introduces a double-sketch strategy that reduces both upload and download costs from O(d2)O(d^2) to O(ld)O(ld). Naively involving sketch update into federated contextual linear bandits can destroy the local increment and invalidate the asynchronous communication condition; FSCLB solves this by replacing the covariance matrix with the sketch matrix when deciding whether to communicate. Theoretically, FSCLB achieves a regret bound of O~((d+Mεl)lT)\widetilde{O} ((\sqrt{d}+\sqrt{M\varepsilon_l})\sqrt{lT}), where εl\varepsilon_l is the upper bounded by the spectral tail of the covariance matrix; when ll exceeds the rank of the covariance matrix, the bound simplifies to O~(ldT)\widetilde{O}(\sqrt{ldT}), matching the optimal no-sketch regret. Experiments on both synthetic and real-world datasets show that FSCLB significantly reduces computational and communication costs by over 90 % while sacrificing only a negligible amount of cumulative reward.
Hantao Yang, Hong Xie, Xutong Liu +1
May 1, 2026cs.LG

Federated Learning with Hypergradient-based Online Update of Aggregation Weights

Federated learning using mobile and Internet of Things devices requires not only the ability to handle heterogeneity of clients' data distributions but also high adaptability to varying communication environments. We propose FedHAW (Federated Learning with Hypergradient-based update of Aggregation Weights) that implements online updates of aggregation weights. FedHAW updates the aggregation weights by using hypergradient, the gradient of the objective function with respect to the weights, which can be calculated with low computational overhead. Simulation results show that the proposed method possesses high generalization performance in heterogeneous environments and high robustness to communication errors.
Ayano Nakai-Kasai, Tadashi Wadayama
May 1, 2026cs.LG

Hierarchical Federated Learning for Networked AI: From Communication Saving to Architecture-Aware Design

Federated learning (FL) is fundamentally a distributed optimization problem executed by communicating agents with local data, local computation, and partial system visibility. Once FL is viewed through that lens, hierarchy is not merely a scalability mechanism. It becomes the natural place to rethink how distributed optimization should be organized over real multi-tier networks. This article argues that hierarchical federated learning (HFL) should move beyond its common framing as a communication-saving protocol and instead be viewed as an architecture-aware design framework for networked AI. The framework is organized around three coupled design axes: architectural parameters, layer-wise optimization decomposition, and layer-wise communication realization. The first axis determines the coordination geometry of learning through hierarchy depth, layer asymmetry, and layered connectivity. The second determines how the global FL objective is decomposed across layers and highlights modular multi-layer optimization as a major opportunity beyond one dominant method everywhere. The third determines how the distributed optimization is physically realized under heterogeneous communication regimes, from interference-limited lower tiers to reliable upper tiers. A central message is that, in HFL, convergence becomes architecture-dependent: it is directly shaped by the chosen hierarchy, the assigned optimization roles, and the communication mechanisms that connect them. We develop this viewpoint using large-scale wireless edge intelligence as a flagship networked AI setting, then provide a comparative perspective on flat FL, two-tier HFL, and deep HFL together with a regime-oriented design map. The resulting perspective positions HFL as a practical methodology for designing future networked AI systems.
Seyed Mohammad Azimi-Abarghouyi, Mehdi Bennis, Leandros Tassiulas
Apr 30, 2026cs.CV

Taming Noise-Induced Prototype Degradation for Privacy-Preserving Personalized Federated Fine-Tuning

Prototype-based Personalized Federated Learning (ProtoPFL) enables efficient multi-domain adaptation by communicating compact class prototypes, but directly sharing them poses privacy risks. A common defense involves per-example ℓ2\ell_2 clipping before prototype computation to bound sensitivity, followed by isotropic Gaussian noise to enforce Local Differential Privacy (LDP). However, Isotropic Gaussian Prototype Perturbation (IGPP) typically over-perturbs discriminative dimensions and struggles to balance the clipping threshold with representation fidelity. In this paper, we propose VPDR, a client-side privacy plug-in that seamlessly integrates into existing ProtoPFLs. Motivated by the observation that dimension-wise class variance reflects discriminability, we introduce Variance-adaptive Prototype Perturbation (VPP), which allocates less noise to discriminative subspaces, preserving semantic separability while ensuring privacy. We further develop Distillation-guided Clipping Regularization (DCR), which enables feature norms to adaptively concentrate near the predefined clipping threshold while maintaining prediction consistency. Theoretical analysis shows that our groupwise mechanism provides privacy guarantees no weaker than the isotropic baseline under the same privacy constraints. Extensive experiments on multi-domain benchmarks demonstrate that VPDR achieves a superior privacy-utility trade-off, outperforming IGPP in personalized federated fine-tuning without sacrificing robustness against realistic attacks.
Yuhua Wang, Qinnan Zhang, Xiaodong Li +6
Apr 30, 2026cs.LG

Privacy-Preserving Federated Learning via Differential Privacy and Homomorphic Encryption for Cardiovascular Disease Risk Modeling

Protecting sensitive health data while enabling collaborative analysis is a central challenge in healthcare. Traditional machine learning (ML) requires institutions to pool anonymized patient records, centralizing analytical development and privacy risks at a single site. Privacy-enhancing technologies (PETs), including Differential Privacy (DP) and Homomorphic Encryption (HE), can mitigate these risks. However, they are mainly studied in conventional data-sharing settings and often introduce trade-offs, including reduced model utility, higher computational cost, and increased implementation complexity. Federated Learning (FL) reduces data centralization by enabling institutions to train models locally and share only model updates. Nevertheless, FL does not eliminate privacy risks, as shared parameters or gradients may still reveal sensitive information. Integrating DP or HE into FL can strengthen privacy guarantees, yet their comparative performance and deployment implications in real-world healthcare settings remain unclear. We systematically evaluated DP and HE integration in FL under real-world conditions, comparing them with standard FL and centralized ML (cML) to quantify privacy-utility trade-offs in multi-institutional settings. Using nationwide Swedish healthcare data, we evaluated cardiovascular disease risk prediction using logistic regression (LR) and neural network (NN) learners. FL with HE achieved performance comparable to cML but introduced measurable cryptographic overhead, particularly in the NN implementation. FL with DP incurred lower computational cost; however, LR was more sensitive to calibrated noise than the NN, resulting in greater performance degradation. Our findings provide practical guidance for deploying privacy-preserving FL in fragmented healthcare systems.
Gaurang Sharma, Juha Pajula, Aada Illikainen +4
Apr 30, 2026cs.LG

FMCL: Class-Aware Client Clustering with Foundation Model Representations for Heterogeneous Federated Learning

Federated Learning (FL) enables collaborative model training across distributed clients without sharing raw data, yet its performance deteriorates under statistical heterogeneity. Clustered Federated Learning addresses this challenge by grouping similar clients and training separate models per cluster. However, existing clustering strategies often rely on raw data statistics, model parameters, or heuristic similarity measures that fail to capture class-level semantic structure across heterogeneous domains and frequently require iterative coordination. We propose FMCL, a one-shot, class-aware client clustering framework that leverages foundation model representations to construct semantic client signatures. Using a frozen foundation model, FMCL computes class-level embedding prototypes for each client and measures similarity via cosine distance between their class-aware representations. Clustering is performed once prior to training, introducing no additional communication during federated optimization and remaining agnostic to the downstream model architecture. Extensive experiments across heterogeneous benchmarks demonstrate that FMCL improves federated performance and yields more stable clustering behavior compared to existing clustering-based methods under non-identically distributed data partitioning.
Mahad Ali, Laura J. Brattain
Apr 30, 2026cs.LG

AdaBFL: Multi-Layer Defensive Adaptive Aggregation for Bzantine-Robust Federated Learning

Federated learning (FL) is a popular distributed learning paradigm in machine learning, which enables multiple clients to collaboratively train models under the guidance of a server without exposing private client data. However, FL's decentralized nature makes it vulnerable to poisoning attacks, where malicious clients can submit corrupted models to manipulate the system. To counter such attacks, although various Byzantine-robust methods have been proposed, these methods struggle to provide balanced defense against multiple types of attacks or rely on possessing the dataset in the server. To deal with these drawbacks, thus, we propose an effective multi-layer defensive adaptive aggregation for Bzantine-robust federated learning (AdaBFL) based on a novel three-layer defensive mechanism, which can adaptively adjust the weights of defense algorithms to counter complex attacks. Moreover, we provide convergence properties of our AdaBFL method under the non-convex setting on non-iid data. Comprehensive experiments across multiple datasets validate the superiority of our AdaBFL over the comparable algorithms.
Zehui Tang, Yuchen Liu, Feihu Huang