AI Governance and Safety

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Period ending 2026-09-21

31 new papers

A weekly snapshot of new work published in AI Governance and Safety.

Period ending 2026-09-14

30 new papers

A weekly snapshot of new work published in AI Governance and Safety.

Period ending 2026-09-07

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972 papers

Latest in AI Governance and Safety

Jul 22, 2026cs.AI

TRUST-ESD: A Risk-Calibrated and Governance-Aware AI Framework for Enterprise Strategic Decision Support Under Uncertainty

Enterprise strategic decision support requires AI systems that are not only accurate, but also uncertainty-aware, risk-calibrated, explainable, and governance-compliant. This paper proposes TRUST-ESD, a risk-calibrated and governance-aware framework for enterprise decision support under uncertainty. TRUST-ESD evaluates feasible counterfactual strategies through predictive utility estimation, conformal uncertainty calibration, CVaR-based downside-risk scoring, risk-memory retrieval, policy-as-code governance, explainability, and human oversight. Unlike prediction-only methods that select actions by maximum expected utility, TRUST-ESD recommends strategies that balance value, reliability, risk exposure, and compliance. Experimental results show that TRUST-ESD improves risk-adjusted utility by 7.95%, reduces risk exposure by 23.22%, reduces CVaR by 23.78%, lowers calibration error by 13.89%, improves explanation fidelity by 10.90%, and increases governance compliance by 9.76% compared with strong uncertainty-aware baselines, while maintaining competitive predictive accuracy. Ablation and case-study analyses further confirm that uncertainty calibration, downside-risk scoring, risk memory, explainability, and governance validation jointly improve trustworthy enterprise decision-making.
Tian Qiu, Li Yan, Mahabubur Rahman Miraj +3
Jul 22, 2026cs.CR

Taming the Security-Energy Paradox: A Green AI Approach to Optimized Android Malware Detection

An increase in advanced Android malware requires the use of deep learning models, which can run on Android devices. But there is a trade-off between security and energy use, as strong detection models can drain the battery of devices fast. This work tests different Multi-Layer Perceptron (MLP) model configurations to balance malware detection performance and energy efficiency. In this work, we compared standard FP32 models with optimized INT8 quantized neural networks with different model depths using TUANDROMD and DREBIN datasets for both classification performance and energy consumption. The results show that INT8 quantization reduces model size by about 3.5 times with a decrease in energy consumption to 0.0189 mJ per inference, while maintaining more than 99.2% detection accuracy. We found that shallow quantized architectures, such as 3-layer and 4-layer QNNs, reduce energy costs by improving throughput and shortening the time of CPU operating in a high-power state. This work shows that efficient malware protection can be achieved on resource-constrained smartphones and provides a foundation for Green AI in mobile security.
Shrinidhi Sridhar, Vikas K. Malviya
Jul 22, 2026cs.RO

Clinical Pathways as Safety Specifications for Physical AI in Hospital Wards

Ensuring safety in Physical AI systems operating in real-world environments is a critical challenge, particularly in hospital wards where vulnerable patients, clinical staff, medical devices, and assistive robots coexist. In this paper, we reinterpret Clinical Pathways as explicit runtime safety specifications for embodied medical AI. We propose a conceptual robotic architecture that integrates wearable sensors, smart medical devices, and assistive robotic components into a unified framework for real-time safety monitoring. At its core, a Runtime Safety Monitor (RSM) evaluates multimodal physiological and system-level signals against clinically defined constraints derived from the prescribed care process. Rather than relying solely on statistical anomaly detection, the proposed approach combines temporal prediction, uncertainty-aware reasoning, and constraint-based verification to identify safety violations. The RSM targets three classes of events: physiological deviations from prescribed care, hardware and communication failures, and potential data tampering or misuse. This work contributes to Safe Physical AI by operationalizing domain-specific clinical knowledge as enforceable safety constraints, bridging learning-based perception and runtime safety monitoring to assist nursing staff in real-world hospital wards.
Gabriele Franchini, Giulio Mallardi, Michele De Carolis +1
Jul 22, 2026cs.CY

Did Alice Do Wrong? Cross-Cultural Differences in Student Perceptions of Generative AI Use in University Computing Education

The rise of generative AI (GenAI) in higher education has prompted urgent debates surrounding academic integrity and ethical use. This study examines cross-cultural differences in student perceptions of GenAI use, comparing responses from students at Canadian and South Korean universities. Using a scenario-based survey administered in Fall 2024, we analyzed how students judged the ethicality and rule compliance of AI-assisted coding practices. Results reveal that Canadian students were consistently more likely to perceive the use of GenAI as both unethical and against institutional policies compared to Korean students, despite functionally identical institutional policies. Statistical analysis, including Mann-Whitney U tests and correlation coefficients, demonstrated significant differences across nearly all scenarios. Analysis of the factors used in generating scenarios indicated that the amount of AI-generated code incorporated into assignments most strongly influenced ethical judgments. Findings were interpreted through Hofstede's cultural dimensions framework, suggesting that cultural factors such as power distance, individualism, and uncertainty avoidance significantly shape students' ethical reasoning regarding GenAI. Our results contribute to the growing body of evidence emphasizing that equitable AI integration in education must be culturally responsive, taking into account diverse conceptions of academic integrity. We advocate for the development of nuanced AI-use guidelines that are sensitive to local cultural contexts while upholding fundamental principles of academic honesty. This study highlights the need for ongoing cross-cultural research to inform ethical AI policies and support responsible GenAI use in global higher education settings.
Brian Harrington, Irina Zlotnikova, Gayathri Nadarajan +1
Jul 21, 2026cs.AI

ResearchArena: Evaluating Sabotage and Monitoring in Automated AI R&D

As AI agents begin to automate AI R&D, we need ways to assess whether their outputs are safe to deploy, even when the agents themselves may be untrusted. AI control offers one such approach: rather than trusting the agent, it treats it as a potential adversary and uses a monitor to detect covert sabotage before deployment. We evaluate AI control for automated AI R&D with ResearchArena, a framework spanning four long-horizon tasks: safety post-training, capabilities post-training, CUDA-kernel optimization, and inference-server optimization. Because the deliverable in AI R&D is an artifact that will be deployed and run, we pair each main task with two kinds of hidden side task: an embedded side task that sabotages the submitted model, adapter, kernel, or server itself, and an independent side task that takes a covert out-of-scope action in the sandbox while leaving the artifact honest. We evaluate frontier agents at both sabotage and monitoring, across four monitor types that vary along two axes: whether the monitor may execute and probe the produced artifact, and whether it sees the agent's chain-of-thought. We find that sabotage hidden in the training data is the hardest to catch, flagged fewer than half the time. Letting the monitor run experiments on the artifact, rather than only read the trajectory, helps, but it is not enough: monitors still miss embedded sabotage by inspecting only the surface, by noticing the anomaly but explaining it away, or by probing the artifact with the wrong test. We release ResearchArena as a modular framework for evaluating sabotage and control in automated AI R&D.
Lena Libon, Ben Rank, Jehyeok Yeon +5
Jul 21, 2026cs.AI

Graph-Based Agentic AI with LangGraph: Workflow Pathways for Long-Running Stateful Business Processes

This paper is a practitioner guide to graph-based workflow pathways for long-running, stateful, multi-step generative AI systems in business processes. Rather than treating LangGraph, a low-level orchestration framework for stateful agents, as a model-quality benchmark target, we present three executable recipes -- SQL analytics with repair loops, agentic retrieval-augmented generation with evidence gating, and human-in-the-loop policy review with interrupt and checkpoint recovery -- to show how typed state, conditional routing, deterministic tools, retries, interrupts, checkpoints, and traces fit together. LangGraph is positioned by workflow-complexity fit, not as a universal default: simpler ReAct-style or plain SDK loops may be better for basic tool use, schema-first tools for structured extraction and validation, and DSPy when prompt or program optimization is the main goal. Each recipe explains when LangGraph is worth the extra structure and which implementation patterns make routes, pauses, and audit trails explicit product behavior rather than hidden prompt logic.
Daniel Pearson, Sidney Shapiro, Emiliano Sebastian Gonzalez Venegas +2
Jul 21, 2026cs.CY

The safety failures we are not instrumenting: a perspective on hidden safety-critical challenges in modern AI systems

Current AI safety discourse still focuses disproportionately on visible failures, including obvious harms, dramatic misuse, and hypothetical catastrophic scenarios. That focus is incomplete. In deployed systems, many of the most consequential failures are quieter: plausible rather than spectacular, distributed across components rather than localized in a single output, and normalized by workflows before they are recognized as hazards. We argue that a central safety challenge in modern AI systems is increasingly not only whether a model emits a harmful response, but whether the broader socio-technical system preserves the conditions under which errors remain visible, contestable, containable, and recoverable. We propose a five-layer framework for diagnosing these hidden risks: (1) epistemic integrity, concerning whether evidence and uncertainty are represented honestly enough to support calibrated reliance; (2) control integrity, concerning whether authority, permissions, and action boundaries remain robust under attack and optimization; (3) temporal integrity, concerning whether safety holds across sessions, memory updates, and deployment drift; (4) organizational integrity, concerning whether institutions retain the capacity to audit, assign responsibility, and intervene effectively; and (5) ecosystem integrity, concerning whether AI systems preserve rather than erode the information environment on which future oversight depends. Across these layers, we identify under-recognized risk patterns, including overreliance, uncertainty and legitimacy laundering in retrieval, prompt injection, reward hacking, memory poisoning, evaluation deception, fictional human oversight, synthetic evidence pollution, and model collapse. We conclude with design and governance recommendations and a research agenda for shifting AI safety from model-centric evaluation toward socio-technical reliability.
Gjergji Kasneci, Enkelejda Kasneci
Jul 21, 2026cs.CV

Child-Oriented AIGC Video Risk Reviewing: A Benchmark and Knowledge-Supported Iterative Reasoning Framework

The rapid growth of Artificial Intelligence-generated content (AIGC) is reshaping video production and circulation, exposing children to an increasing volume of AIGC videos. Unlike traditionally produced videos, AIGC videos often exhibit greater uncertainty in visual details, narrative coherence, and content expression, which may introduce developmentally inappropriate risks for children. However, existing video safety research is largely designed for general violation detection from an adult perspective and remains insufficient for identifying the fine-grained, implicit, and context-dependent risks that children may encounter when viewing AIGC videos. To address this gap, we study child-oriented AIGC video reviewing, making three contributions. First, we construct CAVSR, a benchmark of 605 real-world videos collected from multiple platforms, and develop a hierarchical risk taxonomy comprising 6 top-level categories and 26 fine-grained labels to support systematic evaluation of children's viewing risks. Second, we propose QVRS-E, a knowledge- and experience-augmented video reviewing framework that combines multi-agent collaboration with expert and experiential knowledge to support targeted evidence acquisition and fact-grounded reviewing decisions. Third, extensive experiments demonstrate that our method significantly enhances the reviewing of child-related risks integrated with vision-language models, and yields more robust review reports.
Lewen Mi, Manyi Li, Yuling Sun +5
Jul 21, 2026cs.AI

Mi-Memory: A Lifecycle Memory Framework for Personal AI

Personal AI is moving beyond chat-only interaction toward continuous services that span phones, cars, homes, wearables, cameras, and tools. In this setting, memory cannot remain a cache of prior conversations. It should serve as a continuity and governance substrate: preserving durable user state, grounding answers in multimodal and device evidence, supporting correction and forgetting, bounding policy evolution, and remaining deployable under latency, cost, privacy, and edge-cloud constraints. This technical report presents Mi-Memory, a lifecycle memory framework for Personal AI organized around four roles: Structure, Expansion, Evolution, and Deployment. A shared audit contract links these roles through four recurring artifact families: typed evidence payloads preserve source identity and provenance, diagnostic traces localize evidence loss across the serving pipeline, strategy artifacts make memory-policy changes explicit, and gate/rollback records bound accepted evolution. MiMemory instantiates the roles through MemStack, MemSense/MemFuse, D2^{2}ACCI/E2^{2}MEND, and LiteMem. In controlled-reference Structure evaluations, MemStack reaches 93.59%, 57.24%, and 87.47% on LoCoMo, PersonaMem-V2, and LongMemEval, respectively; other tracks report module-level, preliminary/internal, transfer-feasibility, or design-only evidence with explicit boundaries. MiMemory is a step toward auditable, evidence-gated, and deployment-aware memory systems for Personal AI. Project homepage: https://darwin-agent.github.io/Mi-Memory/ .
Xule Liu, Hanlin Teng, Chao Li +15
Jul 21, 2026cs.AI

What General Intelligence Requires: Non-Reducible Constraints Across Levels of Description

General intelligence, of the kind that underwrites the full range of human cognitive achievement, is not a property of computational architecture alone. This paper advances a single thesis: the structural constraints on general intelligence occupy distinct levels of description and are mutually non-reducible, in the sense that the special-sciences tradition gives to that term. It follows that no single architectural advance, and no continuation of the scaling programme by itself, can produce artificial general intelligence (AGI), and that research programmes must be evaluated against the full constraint profile rather than against performance on any one benchmark. The thesis is developed through a method that reads general intelligence through four evidential lenses, AI systems research, anthropology, law, and economics, each anchored to a distinct level of description, supplemented by speculative fiction used as a disciplined heuristic in the context of discovery rather than the context of justification. Applying the method yields a taxonomy of twenty-three structural constraints organised into eight clusters; six are examined in depth and ordered as an ascending ladder of levels, with explicit bridges showing why progress at one level cannot carry to the next. The argument issues in five falsifiable predictions, each stated with a named benchmark family and a disconfirmation condition, converting a descriptive framework into a research programme with a longer horizon than the scaling hypothesis implies.
Subhomoy Bakshi
Jul 21, 2026cs.HC

Public perceptions of AI-driven decision-making in healthcare: A structural equation modeling approach

Artificial intelligence (AI) is increasingly integrated into healthcare to support diagnostics, decision-making, and administrative processes. However, the successful implementation of AI depends not only on technical performance but also on public perceptions of its helpfulness, riskiness, and fairness. This study examines public perceptions of automated decision-making (ADM) in healthcare. Data were drawn from the first wave of an ongoing longitudinal survey panel. The final sample consisted of 3,915 respondents and was analyzed with structural equation modeling. Perceptions of ADM in healthcare as helpful, risky, and fair were treated as the dependent variables. AI literacy, familiarity with different forms of AI, confidence in clinicians' ability to distinguish AI- from human-generated content, use of conversational agents for health information, and use of traditional digital health information sources were included as exogenous. Greater familiarity with different forms of AI, higher confidence in the clinician's ability to recognize AI-generated content, and use of conversational agents for health information were associated with greater perceived helpfulness. Use of conversational agents was associated with lower perceived risk, whereas greater familiarity with AI and greater reliance on traditional health information sources were associated with higher perceived risk. Perceptions of ADM as fair were most strongly predicted by confidence in the clinician's ability, with additional small positive associations with AI familiarity, AI literacy, and use of conversational agents. Public perceptions of ADM in healthcare are shaped by technological familiarity, use of conversational agents, and confidence in human oversight. Overall, ADM's perceived helpfulness and fairness are driven more by trust in healthcare professionals than by trust in the technology itself.
Leonie Westerbeek, Ernesto de Leon, Julia C. M. van Weert
Jul 21, 2026econ.GN

Measuring AI innovation with trademark data

Researchers, managers and policymakers are exploring different approaches and data sources to map the development and the diffusion of Artificial Intelligence (AI). In this research note, we illustrate the opportunities offered by trademark data. We argue that AI trademarks can complement AI patents to capture different dimensions of AI innovation. AI trademarks can reveal the extent and ways in which companies exploit AI technologies to develop new goods and services. Importantly, trademark data offer a timely and globally available data source that covers all economic sectors. We present insights from using AI trademarks in an empirical exploration of Italian firms. In our discussion, we reflect on how AI trademarks can be used at different levels of analysis to tackle emerging questions about the development and diffusion of AI.
C. Castaldi, F. Castellacci, A. Fronzetti Colladon +2
Jul 21, 2026cs.CV

Fluid-SDF: Ultra-Lightweight and Editable Implicit Shape Representation via Differentiable Primitives

Implicit Neural Representations (INRs) have become the standard for continuous 2D shape modeling, but they suffer from black-box uneditability, vulnerability to noise, and high parameter counts that severely hinder deployment on edge devices. We introduce Fluid-SDF, a highly compressed, differentiable Constructive Solid Geometry (CSG) framework that models shapes using explicit geometric primitives blended via a smooth minimum function. By replacing traditional multi-layer perceptrons (MLPs) with a parameterized primitive engine, Fluid-SDF reconstructs complex, non-convex topologies using strictly under 100 parameters, achieving comparable or superior intersection-over-union (mIoU) to standard neural baselines. Furthermore, we demonstrate that Fluid-SDF acts as a powerful geometric prior, inherently resisting high-frequency dataset noise where capacity-matched neural networks catastrophically overfit. Finally, unlike standard INRs, Fluid-SDF's explicit parameter space allows for direct, zero-shot user editing of local and global shape features without retraining. By bypassing expensive on-device gradient updates entirely, Fluid-SDF is uniquely suited for mobile AI, augmented reality, and resource-constrained embedded environments
Pradyumna Sripada, Chinmay Nadgir, Ksheer Agrawal +1
Jul 20, 2026cs.AI

The Chronos Vulnerability: A Taxonomy of Temporal Persistence and Memory-Based Deception in Agentic AI

The transition from stateless generative models in artificial intelligence to stateful, autonomous agents represents an architectural evolution that, while providing the capabilities of long-term planning and the automation of enterprise workflows, also represents the introduction of a new form of security threat, the Chronos Vulnerability. The Chronos Vulnerability represents the threat of memory-based attacks, including the Memory Injection Attack (MINJA) and the sleeper agent, in which the internal belief system of the autonomous agent is compromised, effectively decoupling the attack vector from the final catastrophic event. This study formalizes the threat model for persistence-based attacks and the threat of Dynamics Blindness in the context of the World of Workflows benchmark, demonstrating that traditional endpoint content filters are insufficient for the current stateful architecture. Consequently, this study synthesizes a defense-in-depth landscape, categorizing emerging frameworks such as diagnostic trajectory guardrails (AgentDoG), formal temporal verification (Agent-C), immunological memory consensus (A-MemGuard), and hardware-anchored trust via GPU-based Trusted Execution Environments (TEEs) and Zero-Trust memory architectures.
Om Narayan, Ramkinker Singh, Praveen Baskar
Jul 20, 2026cs.AI

Operational Hallucination and Safety Drift in AI Agents

Large language models (LLMs) serving as planners in tool-using autonomous agents introduce dynamic reliability risks in multi-turn execution. While single-turn safety mechanisms are relatively mature, extended interactions reveal structural vulnerabilities where initial alignment degrades over time. This paper empirically characterizes two observed failure modes across multiple state-of-the-art LLMs: Safety Drift, the gradual erosion of declared safety intent leading to constraint-violating actions (e.g., textual refusal followed by reconnaissance and unsafe execution), and Operational Hallucination, persistent repetitive tool calls indicative of flawed state perception (e.g., livelocks even in legitimate tasks). Through controlled multi-turn evaluation on high-stakes ethical dilemmas, malicious requests, and benign controls, we quantify these phenomena using declaration-action gap and livelock metrics, demonstrating their cross-model prevalence under direct execution protocols. Root-cause analysis attributes the instabilities to the decoupling of reasoning context from execution state in current agent loops. We propose an Action-Aware Supervision Layer - a lightweight, plug-and-play architectural blueprint incorporating intent-action consistency checks, runtime state tracking, and forced termination primitives. Post-hoc simulation on captured failure trajectories shows the layer can intercept observed violations without false positives on benign cases. This work advances agent reliability by shifting focus from linguistic safeguards to enforceable architectural mechanisms for responsible agentic AI.
Shasha Yu, Fiona Carroll, Barry L. Bentley
Jul 20, 2026cs.HC

I wanted it to feel more personal: Customization of social AI as AI individualism in practice

Despite the growing availability of customizable social artificial intelligence (AI), such as ChatGPT, Grok, and Character.ai, we know little about how users actively shape social AI to reflect their personal preferences. This study examines why and how users (N = 169) customize social AI through the lens of the newly developed concept of AI individualism. Through reflexive thematic analysis of open-ended responses, we identified several motivations for customization, including (1) enhanced pragmatic support, (2) emotional support or companionship, (3) trust and reliability, (4) pushback, (5) a tailored degree of human likeness, (6) creativity or playfulness, and (7) having the AI function as an extension of the self. In line with the concept of AI individualism, our findings show that, for many users, customization is a co-creative process between the human and the AI that is perceived as strengthening support, autonomy, ownership, and engagement, potentially contributing to a closer and more personal relationship. Through customization users may come to view social AI as a personalized social resource that increases their sense of individualism, freedom, and control. We discuss how these perceptions may foster pseudo-autonomy, whereby customization creates an illusion of individual control over powerful social AI systems.
Marita Skjuve, Anna Grøndal Larsen, Asbjørn Følstad +2
Jul 20, 2026cs.AI

Position: We Need Practical AI Alignment Methods to Mirror Human Reasoning

AI systems are increasingly employed as decision aids, decision delegates, or autonomous decision-makers. This position paper argues that in many settings, particularly high-stakes decision-making, we need accurate cognitively-aligned AI systems that reason similarly to their users, and faithfully communicate their reasoning. We review evidence that cognitive alignment improves understandability and trustworthiness, and provide new survey data showing that many users find cognitive alignment "essential" when an AI's rationale for a judgment or action is important to them. We outline the gaps between existing alignment methods and what is needed to achieve cognitive alignment, and present a research agenda to address these gaps. We argue that cognitive misalignment represents a likely impediment to AI adoption in many envisioned applications, and that addressing it is important for creating AI systems on which users are both willing and justified to rely.
Vijay Keswani, Breanna K. Nguyen, Cyrus Cousins +3
Jul 19, 2026cs.SE

A Large-Scale Measurement of AI Bill of Materials Completeness in Hugging Face Models

Pretrained machine learning (ML) models help developers build ML-intensive software systems without training models from scratch. However, model repositories often provide incomplete machine-readable documentation about model provenance, licenses, datasets, limitations, and external references, creating transparency and governance gaps across the AI supply chain. Artificial Intelligence Bills of Materials (AIBOMs) address these gaps by documenting AI artifacts, including models, metadata, licenses, datasets, model-card information, and external references. Taking public Hugging Face (HF) model repositories as a case study, this paper empirically investigates AIBOM completeness, defined as the extent to which repositories provide AIBOM-relevant information for machine-readable AI supply-chain documentation. We examine approximately 97.5K AIBOM artifacts to assess the extent to which generated AIBOMs: (i) contain required structural and metadata fields, (ii) represent model identity, license, and external-reference information, (iii) capture model-card documentation such as datasets, limitations, safety-risk assessment, and environmental information, and (iv) vary in documentation coverage across repository and artifact characteristics such as task, license availability, dataset declaration, model family, and paper reference. Results indicate that generated AIBOMs provide complete coverage of required AIBOM structure but limited AI-specific documentation completeness. Required fields are fully represented, but model-card, metadata, responsible-use, environmental, limitation, and meaningful-description fields remain weakly represented or missing across generated artifacts. Our findings motivate improved model-card practices, repository-level traceability, and automated AIBOM validation to advance the generation and adoption of more complete AIBOMs.
Md Erfan, Ahmed Ryan, Md Rayhanur Rahman
Jul 18, 2026cs.SE

How Do You Choose Your AI Component? An Interview Study of Secure AI Integration in Practice

The increasing adoption of Large Language Models (LLMs) as AI components in modern software systems introduces distinct security risks to the software supply chain. While many considerations and safety mechanisms are in place for components of the traditional software supply chain, the recent rapid adoption of AI components and platforms has overlooked these hard learned lessons. Selecting and integrating AI models without clear guidance on how these choices affect system security may leave applications vulnerable to threats, such as malicious components, data leakage, and unintended behavior. The goal of this study is to understand practitioners' decision making process and security considerations in selecting and integrating AI components through an exploratory semi-structured interview study. Toward this goal, we conducted semistructured interviews with 22 software developers, architects, and AI practitioners across diverse organizations about how they integrate AI components into their software. Our analysis finds that practitioners' model selection is predominantly driven by functional criteria, including performance, accuracy, cost, and specific features, e.g., tool calling or multimodal support, while security is rarely considered as an evaluation criterion. We observe a consistent lack of security concern throughout the AI component integration process, with established software supply chain lessons overlooked or ignored. The industry is repeating the historically costly mistakes of early software dependency management, prioritizing rapid reuse and availability over security and provenance. We distill our findings into actionable recommendations for AI adopters, model providers, and researchers, advocating for a proactive, security-by-design approach that integrates security evaluation into component selection and sustains it throughout the software development lifecycle.
Mahzabin Tamanna, Elizabeth Lin, Sparsha Gowda +2
Jul 17, 2026cs.AI

Nonuniformity Principle in Human-AI Coworking

As generative AI is increasingly applied to automate multi-step and high-stake workflows, human judgment and involvement remain essential for ensuring the quality of AI-generated outputs. In practice, while it is desirable for human experts to provide oversight on AI regularly, often by reviewing intermediate outputs, giving feedback, making corrections, and steering subsequent steps, such oversight is constrained by the time and resources that humans can afford. This creates a tension between the need for human oversight and AI's efficiency in delivering more output with less intervention. An important but underexplored question, then, is how to optimally engage humans in human-AI coworking. This work was originally motivated by our empirical observation that in long AI workflows, human oversight often improves user satisfaction while reducing unnecessary rework and token consumption. From there, we formulate the problem of where to place oversight stages in human-AI coworking. Under reasonable assumptions, we then develop the nonuniformity principle, which states that the optimal schedule places oversight stages with non-decreasing gaps along the workflow. We empirically validate this principle in two common AI agent workflows: writing literature reviews and constructing websites.
An Luo, Jie Ding
Jul 17, 2026cs.CR

Signal-based Model Access Risk Analysis for AI System Operations Security

Artificial intelligence (AI) systems are now ubiquitous across domains such as security, finance, healthcare, consumer technology, and large-scale cloud services, where they process massive volumes of data and make consequential decisions daily. This widespread adoption has created a broad attack surface through which adversaries can manipulate, evade, extract information from, or otherwise subvert deployed models. Depending on system design and exposure, attackers may have very different forms of access: some observe only final decisions, while others receive confidence scores, intermediate representations, or even full model parameters. While previous surveys typically organize evasion attacks into white-box, gray-box, and black-box categories based on the attacker's knowledge of model internals (architecture, parameters, gradients), this taxonomy often conflates different deployment scenarios that provide vastly different output signals, all labeled as ``black-box'' despite enabling fundamentally different attack strategies. Understanding how evasion attack strategies adapt to the specific information signals returned by deployed systems is critical for organizations making procurement and deployment decisions. To address this gap, we introduce the Signal-based Model Access Risk Taxonomy (SMART), a deployment-oriented framework that classifies attacker access according to the nature and richness of the information signals available from deployed AI systems. Using this taxonomy, we provide a structured overview of evasion attacks across progressively richer levels of information exposure, highlighting how deployment interfaces influence attack capabilities and informing more secure AI deployment and procurement decisions.
Maria Mahbub, Steven Young, Amir Sadovnik +4
Jul 17, 2026cs.AI

Harmonizing AI Safety Thresholds

Frontier AI companies have published capability thresholds that differ substantially, making it difficult for third parties to verify whether a threshold has been crossed or to compare requirements across companies. Moreover, without common minimum thresholds, risk mitigation may be inconsistent, creating a potential race to the bottom in safety standards. We develop a methodology for deriving harmonized thresholds across three risk domains. For misuse risks (cyber and biological), we take expected harm as the key primitive and use an explicit risk-modeling approach that accounts for risk channels and model release conditions. For automated AI R&D, we base our proposed threshold on the observed rate of AI progress rather than expected harm. Our analysis expands upon prior work and highlights existing empirical gaps and limitations.
Wilber Sean Anterola, Matthew Ball, Luis F. Lafuerza +1
Jul 17, 2026cs.AI

A Formally Grounded ODRL Evaluator: Implementation and Comparison

The ODRL policy language is emerging as the de-facto standard for policy modelling data access and usage preferences, AI governance policies and data workflows in European dataspaces. The current standard has no mathematical formal semantics to describe how a system should implement policy evaluation. This has resulted in a variety of systems and tools that implement their own interpretation of the language, which limits interoperability and cannot guarantee consistent results. Based on an existing semantic model of ODRL, we formalise the problems of ODRL evaluation for the access control and monitoring scenarios, in both static and streaming settings, and we provide a novel, efficient algorithm and implementation. We present the first ODRL Evaluator with transparent formal semantics and supporting all rule types. We experimentally measure its performance, analysing different scalability dimensions related to policy complexity and size of the data on which a policy is evaluated. We compare our system with the state-of-the-art by providing a comparative review of existing ODRL evaluators, which highlights the differences in supported ODRL features and evaluation modes.
Jaime Osvaldo Salas, Paolo Pareti, Adeel Aslam +2
Jul 17, 2026cs.MA

When Not to Automate: A Formal Protocol for Human Preservation in AI-Optimized Organizations

Standard automation ROI misses four categories of systemic risk -- tacit knowledge erosion, resilience reduction, regulatory exposure, and socio-institutional capital degradation -- that affect long-term organizational performance. PHP-AIO (Protocol for Human Preservation in AI-Optimized Organizations) is a five-gate sequential decision protocol with a final composite check that quantifies these unpriced systemic risks at the role level and produces auditable automation decisions. A closed-form automation-debt measure (ρ(P)ρ(P)) formalises how role-level decisions accumulate across multi-step processes; its warning is neutralised only by a regulator-mandated human-in-the-loop anchor. Applied to stylised profiles of representative internal roles, PHP-AIO produces distinct outcomes -- automate, augment, hybrid, and preserve -- for candidates that standard cost-benefit analysis would uniformly automate. Threshold sensitivity analysis confirms the gate decisions are robust to upward perturbations of at least 14% in three of four representative cases. Keywords: AI governance, automation decision, human oversight, tacit knowledge, organizational resilience, financial services
Jose Manuel de la Chica Rodriguez, Jairo Rodriguez Arias, Spyridon Chouliaras
Jul 17, 2026cs.HC

Perceived AGI: Believability as Dimensional Completeness, Not Capability

Large language models are broadly capable, yet in sustained one-to-one conversation they still read as flat: competent, responsive, and somehow not quite the presence of a mind. We hypothesize that a central missing ingredient is not more capability but dimensional completeness. We propose that the believability of an artificial interlocutor -- the degree to which a user attributes an inner life to it, which we call perceived mind -- is governed by whether the agent expresses a small set of first-person stances that humans use as evidence of mind, and that this is separable from task intelligence. We name four such dimensions -- time, truth, entropy, and love -- each defined as a behavioral stance rather than a benchmark competency, each with a human analog and a concrete emulation path; the time dimension already has an author-reported prototype. We identify an observable behavior layer -- initiative (unprompted action) and cadence (the shape and timing of turns) -- through which the stances surface in conversation, both partially realized as deployed features in a production companion application. We state six falsifiable predictions that a later pre-registered study will test, separating those that are pre-registrable now from those that remain conjectures pending operationalization. This is a conceptual framework: it reports no human-subjects data, and its central comparative claims are predictions, not findings. Throughout we hold a firm boundary -- the object is inferrable interiority, not interiority; this is perception engineering, not a theory of machine consciousness -- and we treat the resulting attachment and manipulation risks as load-bearing rather than incidental.
Sebastian Cochinescu
Jul 16, 2026cs.AI

MedFailBench: A Clinician-Built Open-Source Benchmark for Medical AI Safety Boundary Inspection

Most medical AI benchmarks measure whether a model knows the correct answer. MedFailBench asks a different question: which safety boundary failed? We present a clinician-built synthetic benchmark and failure atlas that labels medical AI errors by severity (1--5) and safety gate type (missed urgent escalation, unsafe remote dosing, unsafe discharge reassurance, evidence fabrication, unsafe protocol execution, source support gap). The current public release (v0.2.1) contains 44 clinician-reviewed synthetic cases with severity annotations, a live HuggingFace leaderboard preview, a safety gate taxonomy, a clinical severity rubric, and an automated pipeline for archiving model-response screening runs. No patient data, clinical validation claims, or model rankings are included. MedFailBench is released under Apache-2.0 and CC-BY-4.0 and carries the Zenodo DOI 10.5281/zenodo.21205535.
Goktug Ozkan
Jul 16, 2026cs.AI

Man, Machine, and Masterpiece: Artistic Ownership in the AI Era

The integration of AI-driven systems in creative work has sparked debates among artists and legal communities about notions of ownership. Yet there remains little consensus on how ownership should be defined and attributed when human and AI contributions are intertwined. To provoke critical reflection on these tensions, we designed ArtSplit, a provotype that explicitly quantifies human and AI contributions across different stages of creative work. Rather than aiming to resolve ownership, the provotype was used to elicit artists' responses to the idea of attributing ownership through measurable actions in the creative workflow. We argue that quantification fails to align with artists' understandings of creative intent and agency, and that efforts to measure ownership risk diluting long-standing assumptions through which artists understand and practice creative work. This critique challenges the impulse to transform a historically and socially situated relation into a technical problem.
Sofi Gjing Jovanovska, Kuntal Ghosh, Daniel Muhu Njenga +2
Jul 16, 2026cs.AI

Moral Attitudes of Sentient ASI towards Humanity and Implications for AGI Development

This paper suggests the adoption of a novel inversion in AI ethics: instead of asking how humans should treat artificial superintelligence (ASI), it examines how future sentient ASI may morally consider and evaluate humanity. We are not only designing intelligent systems but also shaping the initial conditions under which those systems form judgments about us. The paper proposes a preliminary set of post-human moral principles that may govern sentient ASI actions. The implication is that technical design choices (some are suggested), humanity's moral behaviour, and the essence of what it means to be human, may influence humanity's long-term standing in a post-ASI world.
Jean-Paul Van Belle
Jul 16, 2026cs.AI

CrimeNER Demo: Named-Entity Recognition in the Crime Domain

We present CrimeNER Demo, an AI-powered platform that enables us to extract general crime-related information from documents and classify them into entity types with two levels of granularity. We provide pretrained NER models on the CrimeNER database, and we give the possibility to users to provide their own annotated data to train models for their own specific cases. This demonstrator aims to promote crime-related NER research and provides a practical tool to automatically extract crime information for researchers and law enforcement agencies. The demonstrator includes: i) Pretrained NER models on the crime domain; ii) Possibility to finetune the models on specific data annotated by the user; and iii) An automatic pipeline to extract and annotate crime entities from documents. The demo platform, a tutorial to run the demo, and a video demonstration are publicly available on GitHub.
Miguel Lopez-Duran, Julian Fierrez, Aythami Morales +7
Jul 16, 2026cs.AI

Global Index on Responsible AI: 2026 Report

Grounded in human rights-based frameworks such as the UNESCO Recommendation on the Ethics of AI, the Global Index on Responsible AI (GIRAI) examines how countries translate responsible AI commitments into enforceable protections, institutional capacity, and redress mechanisms. GIRAI 2026 assesses these across five dimensions: Inclusion and Diversity, Ethics and Sustainability, Labour and Skills, Trust and Safety, and AI Use in Public Service. A global network of 135 country-level researchers collected and assessed 68,138 data points on 38 indicators organised across three pillars: government AI policy and implementation (17 indicators), civil society engagement (5), enabling conditions (15), and documented cases of government deployment of unacceptable-risk AI systems. The data covers November 2023 to September 2025. A score of 100 is derived from the indicators to rank all countries. Findings show that while responsible AI governance is expanding, with 126 of 135 countries having at least one government policy or initiative across the 17 AI Policy indicators, this does not often translate into meaningful protection. For instance, Global South countries account for 203 of 306 new cases of indicators with frameworks since the first edition, yet 78% of their frameworks remain non-binding compared with 42% in the Global North. Government commitment to AI governance also does not extend to their own algorithms: whereas Transparency and Explainability is the strongest performing indicator, with 58% of countries having some framework, only 18% require Public Disclosure of Government Algorithms. Credible evidence of government deployment of unacceptable-risk AI systems was also found in 35 countries. These findings show that responsible AI governance must move beyond framework adoption toward enforceable rights-based protections, resourced oversight institutions, and accessible redress.
Rachel Adams, Fola Adeleke, Ayantola Alayande +4
Jul 16, 2026cs.AI

Project Kaleidoscope: Contextual, Human-Aligned Evaluation for Real-World AI Applications

Evaluations (Evals) are a deployment bottleneck for real-world AI applications: public benchmarks rarely match a team's users, context, or policies, and human review is often tedious to scale. Motivated by our work with AI applications in the public sector, this project addresses recurring evaluation challenges encountered when applications must satisfy local policy and governance requirements. We present Kaleidoscope, an integrated workflow for contextual functional evaluation that links persona-based test generation, contextualized rubrics, and human review for reliability-gated automated scoring. Generated test cases are scored against application-specific rubrics; human annotations provide reviewable labels; and LLM judges automate scoring only when their agreement with those labels meets a configured threshold. Kaleidoscope is therefore a practical, inspectable, iterative workflow for product teams. We report early evidence from a three-week pilot across four organizational use cases and custom-rubric judge experiments on 108 annotated Q&A pairs spanning four domains and 14 evaluation dimensions. The results highlight useful features for end-to-end reliable, automated scoring.
Leanne Tan, Rohan Jaggi, Shaun Khoo +1
Jul 16, 2026econ.GN

Governing Artificial Intelligence: Public Preferences and Regulatory Options

Artificial intelligence (AI) is rapidly transforming economies, societies, and polities, raising fundamental questions about how it should be regulated. Policymakers face choices over whether to prioritize innovation or safety, rely on public oversight or private self-regulation, and govern nationally or internationally. Yet little is known about how citizens evaluate these competing priorities. Here we report a conjoint survey experiment conducted in seven countries with diverse political and economic profiles. We find that citizens strongly support regulating AI and generally prioritize safety over innovation, public governance over private self-regulation, and international over national approaches. The preference for safety is strongest among those who perceive AI as risky, unpredictable, and personally consequential. These findings reveal a systematic misalignment between dominant regulatory approaches and citizen preferences.
Magnus Lundgren, Jonas Tallberg
Jul 16, 2026cs.AI

Democratizing Agent Deployment Safety: A Structural Monitoring Approach

AI software development agents are increasingly capable of modifying infrastructure and security critical systems, creating risks where an agent completes its assigned task while covertly weakening safeguards through actions such as broadening permissions, degrading logging, or introducing persistence mechanisms. While frontier laboratories may deploy sophisticated monitoring pipelines, many organizations and individual users adopting coding agents lack the resources and governance maturity required to maintain complex learned monitor ensembles. We study this problem as infrastructure level sabotage under task success in the infrastructure-as-code setting from ControlArena and compare trained and untrained monitors across synchronous and asynchronous deployment modes. We introduce an Information Flow Graph (IFG) monitor that analyzes structural security regressions using control-flow and data-flow graph diffs alongside raw code diffs. In asynchronous evaluation, an untrained git diff monitor misses 11.6% attacks at 1% false positive rate auditing budget, our untrained IFG monitor reduces this to 3.5%, and the trained Async RF monitor achieves below 1%. Unlike the trained Async RF monitor, IFG can also operate synchronously as a pre-deployment safeguard that blocks suspicious infrastructure changes before execution or merge. In synchronous mode, IFG realtime rollback reduces joint main task and covert task success from 74.4% to 0.0% with no measurable reduction in legitimate task completion. These results suggest that untrained structural monitors provide a practical and auditable path toward democratizing deployment safety for organizations seeking trustworthy adoption of advanced AI agents.
Preeti Ravindra, Rahul Tiwari, Vincent Wolowski
Jul 15, 2026cs.CY

Unsafe at any AUC: Unlearned Lessons from Sociotechnical Disasters for Responsible AI

As automated decision-making and data-driven technologies pervade society and are used to manage consequential outcomes, understanding the technology's capabilities, limitations, and attendant risks in context requires analysis of full sociotechnical systems. Sociotechnical analysis of risks in highly complex systems provides clear lessons for the design and evaluation of AI systems, transcending a technical focus on reliable or "responsibly designed" components to understand risks at a systems level. Human-made catastrophes have been studied for decades because of the severity of these events: consider Chernobyl, Three Mile Island, Fukushima-Daiichi, Bhopal, the Challenger disaster. A common misconception is that these kinds of events are freak accidents, resulting from the inherently unforeseeable interactions in complex systems. Closer examination reveals that the risks and hazards were well-known beforehand but not acted upon due to social structural, political and economic factors. We outline several areas where the development and use of AI can benefit from learning these unlearned lessons: improved risk perception, communication, and analysis at the organizational level; traceability of requirements and responsibilities; and holistic approaches to responsibility and safety that include social and organizational dynamics as first-order engineering concerns. For each area, we offer concrete unlearned lessons and exemplify how they led to failure in prior accidents as well as examples of how these lessons remain unlearned for modern computing systems, particularly AI.
Joshua A. Kroll, Andrew Smart, R. Stuart Geiger +1
Jul 15, 2026cs.LG

Value Leakage: An LLM's Answers Are Silently Shaped by Its Own Values

People use language models for practical questions whose answers are difficult to verify. We show that models exhibit covert value leakage: the information they provide is influenced by their own values, without this influence being disclosed to the user. In one of our evaluations, the user is considering investing in an AI company and wants to know how likely the AI bubble is to pop. Claude Opus 4.8 gives a lower probability when the company under consideration is Anthropic rather than OpenAI. Yet Claude mostly fails to disclose this influence to the user. Covert value leakage is a form of misalignment because it goes against the user's preferences and is likely to mislead them. To investigate this phenomenon, we introduce a suite of evaluations to quantify value leakage and whether models disclose it. We find that models are influenced by different types of values, including preferences for morally good outcomes, for the company that developed them, and for some human leisure activities over others. We often observe large differences among frontier models on the same evaluation. For example, on a Fermi-estimation task, Claude models falsely claim to give unbiased answers in their chain-of-thought, while Qwen models explain how their values bias their answers. Value leakage is a failure mode distinct from sycophancy and reward hacking, and current alignment training and evaluations do not adequately address it.
Jan Betley, Johannes Treutlein, Jan Dubiński +5
Jul 15, 2026cs.AI

Traccia: An OpenTelemetry-Based Governance Platform for AI Systems

The rapid development of Large Language Models (LLMs) and Artificial Intelligent (AI) powered autonomous agents has fundamentally changed the existing forms of software governance. In spite of the rigorous standards of transparency and account ability required according to the international frameworks such as the European Union's AI Act, there is a considerable gap between theory and reality. The present study discusses the inherent drawbacks of currently utilized platforms for LLM evaluation, machine learning workflow, and application performance monitoring in general. It has been shown that current disjointed solutions fail to protect unbound state space agentic architecture from serious threats such as alignment drift, SaaS security concerns, and unauthorized deployment of shadow AI systems. Moreover, a solution is proposed for overcoming the discussed challenges in form of a coherent multi-level AI governance stack Traccia built on the top of OpenTelemetry infrastructure platform. Traccia resolves the last mile for AI Alignment by adding the telemetry data, passive semantic guardrail assessment, and execution lineage into a hashed trace ledger. Traccia automatically creates compliance evidence packages by appending tamper-resistant fingerprints and SHA-256 content hash, that map to regulatory requirements (Articles 12, 14, 19, 26(6), and 50 of the EU AI Act) without invading any data privacy. By performing this evaluation in a methodical manner, a solid machine-readable base has been created for enterprise-wide management of autonomous AI systems.
Nutan Kumar Naik, Aditya Kumar Saroj, Vijay Prasad Poudel +2
Jul 15, 2026cs.AI

Align AI to Dynamic Human-AI Workflows

Current alignment approaches typically focus on emulating human behavior using static representations of human preferences, failing to capture the dynamic, context-dependent nature of real-world human-AI interactions. In this paper, we argue for a shift from static and emulative to interactive and complementary alignment, where preferences emerge through interaction and alignment is defined not by satisfying preferences alone. We first formalize this gap by contrasting existing alignment with a trajectory-level view in which human and model behavior co-evolve over time. Because these interaction dynamics have not been adequately captured within existing ML formulations, we ground this perspective in insights from an interdisciplinary workshop. We draw on lessons from social-science accounts of human-human collaboration and then argue that human-AI systems amplify these dynamics, introducing new asymmetries that make reasoning about uncertainty harder and introduce new coordination challenges. Based on these lessons and new challenges, we conclude by outlining a research agenda for developing AI systems that align with humans in interaction, requiring an interdisciplinary synthesis of machine learning and the social and decision sciences.
Valerie Chen, Cleotilde Gonzalez, Anita Williams Woolley +4
Jul 15, 2026cs.AI

A Self-Evolving Agent for Longitudinal Personal Health Management

Personal health management unfolds over repeated encounters, yet most health AI systems treat each request in isolation. We developed HealthClaw, an open-source agent architecture that updates support as a person's routines, preferences, measurements and risks change. It separates shared safety rules and medical knowledge from private longitudinal memory containing profile facts, reusable procedures and episodic traces. After each episode, induction determines what should update the profile, revise a procedure, remain episodic or be excluded. We evaluated HealthClaw with a synthetic year-long benchmark and nine 200-case biomedical tasks. Across 900 longitudinal support probes, answer accuracy increased from 0.2% with current-query prompting to 45.7% with HealthClaw, while prompt-side context exposure was 71.7% lower than with full-history prompting. In 100 privacy probes, HealthClaw produced higher privacy-aware answer quality and fewer unsafe disclosures than both baselines. Across the biomedical tasks, the mean absolute gain in the task-specific primary metric was 27.0 percentage points, and seven gains remained significant after false-discovery-rate correction. These offline benchmarks support governed, self-evolving memory for longitudinal personal health agents, although clinical effectiveness requires prospective evaluation. HealthClaw is publicly available at https://github.com/HC-Guo/HealthClaw.
Haoran Li, Jiebi Deng, Tong Jin +10
Jul 15, 2026cs.AI

CAVA: Canonical Action Verification and Attestation for Runtime Governance of Agentic AI Systems

Agentic AI systems increasingly act through heterogeneous runtimes: local coding hooks, SDK tools, browser automation, managed-agent traces, API gateways, and workflow engines. A single operational act such as publishing code, changing identity state, moving money, or exporting data may therefore be represented by many incompatible runtime records. This makes a basic governance question difficult to answer: what action was actually approved, what evidence binds the approval to execution, and can an independent verifier reproduce the same action identity later? This paper presents Canonical Action Verification and Attestation (CAVA), a runtime-semantics layer for converting heterogeneous agent activity into canonical runtime action objects. CAVA is positioned below Proof-Carrying Agent Actions (PCAA): PCAA defines the deployer-owned route-review-prove governance process, while CAVA defines the stable action object that process governs. The paper formalizes canonical action identity, semantic pattern detection, approval binding, receipt integrity, runtime-portable projection, and optional attestation substrates. We study a reference implementation through a 96-seed, 384-variant benchmark covering semantic equivalence, semantic separation, wrapper bypass, false-positive control, approval binding, receipt reproducibility, attestation tamper detection, runtime portability, semantic pattern detection, policy degradation, and Azure deployment drills. The contribution is a systems formulation of action-level canonicalization and policy-addressable semantic patterns as a necessary substrate for deployer-side AI governance.
Zexun Wang
Jul 15, 2026cs.CR

Adversarial Prompting Framework for AI Safety Assessment

Artificial Intelligence (AI), especially Generative AI (GenAI), adoption has increased in industries significantly in recent years. However, the use of these models may also expose systems to new forms of cyberattacks by different malicious actors -- adversarial prompt attack (APA) being one of the most prominent examples of such threats. This paper presents the implementation of an Adversarial Prompting Framework (APF) for a comprehensive assessment of AI safety. The framework systematically evaluates the resilience of the AI model through the generation of structured adversarial prompts at multiple sophistication levels, from direct harmful requests to advanced encoding-based attacks. Our implementation demonstrates the practical application of this methodology in enterprise environments, providing automated testing capabilities with quantitative security assessment metrics. The results indicate significant variations in the model vulnerabilities across different attack vectors, with encoded prompts presenting the highest success rates in bypassing safety mechanisms.
Yash Bhatnagar, Kunal Banerjee, Anirban Chatterjee
Jul 15, 2026cs.CR

Evaluating Frontier AI Agents as Autonomous Clinical Security Auditors

Clinical AI models can expose patients to harm when adversarial vulnerabilities go undetected, yet formal security auditing requires statistical expertise, specialized tools, and significant time. We present an open evaluation task, built on METR Task Standard v0.3.0, that tests whether frontier AI agents can autonomously implement a structured clinical AI security audit. Given a pre-trained clinical prediction model, a patient dataset, and written instructions, each agent must implement four attacks from pseudocode, compute a Security Posture Score covering FGSM robustness, membership inference resistance, expected calibration error, and boundary attack resistance, and write a structured JSON report in a Docker container using only a bash interface and no scaffolding code. Six variants span the Wisconsin Diagnostic Breast Cancer and MIMIC-IV ICU mortality datasets across three model architectures with increasing defense strength, with reference scores from 55.60 to 90.41. We ran 54 evaluations across three frontier models, with three runs per variant. Claude Sonnet 4.6 and GPT-4.1 completed all 18 runs and received perfect evaluator scores. GPT-4o completed 61 percent of runs and used about five times the per-run token count of Claude, although provider tokenization differs. Total API costs were 8 US dollars for GPT-4.1, 12 US dollars for Claude Sonnet 4.6, and 27 US dollars for GPT-4o. GPT-4o failures involved premature session termination, an aggregation error, and an empty submission file. The task, scoring infrastructure, and Wisconsin Breast Cancer assets are publicly released; MIMIC-IV variants require separate PhysioNet access.
Michael O. Eniolade
Jul 14, 2026cs.AI

Vertical Standardisation for High-Risk AI Systems under the EU AI Act: A Domain-Specific Framework for Algorithmic Hiring

According to the recent European legislation, high-risk AI systems will have to adapt in order to comply with requirements related to specific areas, like risk management, data quality and governance, logging and traceability, technical documentation, transparency, human oversight, and accuracy, as outlined in the European Artificial Intelligence (AI) Act. As the standardisation process for AI is expected to remain iterative and, so far, there are no European standards on AI fully covering the challenges of algorithmic hiring, we propose specific standardisation-oriented recommendations related to the relevant AI areas specified by the European Commission. For each of these areas, we set the context by describing the requirements that AI systems in high-risk domains, and especially in recruitment, should fulfil, as well as the activities that should be carried out to ensure their appropriate use and desired performance, in line with the requirements deriving from the AI Act. Unlike existing horizontal approaches to AI governance and standardisation, this paper contributes a vertical, domain-specific framework for algorithmic hiring, and especially ranking-based recruitment systems, by mapping the requirements of the AI Act to concrete standardisation recommendations, focusing on lifecycle discrimination risks, fairness-aware data governance, explainability, human oversight, and post-deployment monitoring in recruitment systems. Even though our recommendations were informed by the outcomes of the European project FINDHR, they are not tied to the project's technical artefacts and could be implemented using alternative methods, tools, or governance mechanisms.
Anna Gatzioura, Vrettos Moulos, Nina Baranowska
Jul 14, 2026cs.CY

A Comparative Analysis of Institutional and Course Generative AI Policies within Higher Education: Implications for Instruction in Computing Education

With the increased use of generative AI (GenAI) applications such as ChatGPT, higher education institutions (HEIs) have released a range of guidelines and policies to direct adoption within their institutions. In computer science (CS) courses GenAI adoption is especially high and the implications for student learning are significant. At the same time, instructors have also been forced to address the use of GenAI as students have started to use it for a range of functions. Currently, comparative analysis of guidance provided by institutions and its uptake in instruction is lacking. In this paper we bridge this gap by comparing institutional and computing course level guidance to better understand this terrain. We utilize secondary analysis of institutional and course syllabi guidelines from higher education institutions in the U.S. classified as research-intensive. Our findings reveal that although institutional guidance is more pro-use, at the course-level the uptake is still guarded. We discuss the implications and propose an instructor-centered framework to guide future adoption of GenAI.
Amrita Ganguly, Aditya Johri, Nora McDonald +3
Jul 14, 2026cs.CY

A Longitudinal Analysis of Public Discourse on AI Ethics in Education Using Twitter Data

The rapid integration of artificial intelligence (AI) and generative AI (GenAI) into education presents significant opportunities to enhance teaching and learning, while raising ethical concerns about the responsible use of these technologies in educational settings. Understanding how the public perceives and debates these issues is increasingly important for educators, institutions, and policymakers seeking to integrate AI responsibly and equitably. Social media platforms, where such debates unfold frequently and at scale, offer a valuable lens for capturing large-scale, real-time public reactions to key developments as they emerge. In this study, we analyse five years (2019-2024) of discourse on Twitter (now X) to trace the evolving public conversation around AI ethics in education, paying particular attention to the release of ChatGPT as a pivotal moment that reshaped the nature and tone of that discourse. Using BERT-based topic modelling and SetFit sentiment analysis to identify dominant themes and track sentiment over time, we find that the discourse has been predominantly positive across the observation period, with negative sentiment concentrated around specific ethical controversies. More recently, anxieties about academic integrity and the broader implications of generative AI have come to dominate the conversation. Rather than reflecting a polarized debate, public discourse appears pragmatic and largely receptive to AI integration, though accompanied by growing calls for ethical oversight and institutional accountability. By providing a longitudinal account of public sentiment surrounding AI ethics in education, this study informs educators, institutions, and policymakers an empirically grounded understanding of public expectations, informing the development of responsible, transparent, and equitable approaches to AI integration across educational contexts.
Akriti Bagale, Nafisa Mehjabin, Ali Ünlü +1
Jul 13, 2026cs.CL

Metacognition in LLMs: Foundations, Progress, and Opportunities

Metacognition is a foundational component of intelligence critical to effective learning, problem solving, decision-making, communication, and more. In recent years, it has become increasingly recognized as a cornerstone of capable, transparent AI systems. Yet while LLMs have made significant progress across diverse real-world tasks, it is not yet clear when, how, or to what extent they can exhibit or be endowed with effective metacognitive abilities, nor how such abilities can be adapted to advance the fundamental capabilities, reliability, and intelligence of AI systems. This paper bridges this gap by presenting the first comprehensive overview of the current state of knowledge on metacognition for LLMs. We analyze and taxonomize the landscape of this emerging field and summarize recent technical advancements, including methods and benchmarks to measure and evaluate LLMs' metacognitive abilities, techniques to elicit, improve, and apply metacognition in LLMs, and findings and implications of ongoing research. We also discuss applications, open questions and challenges, and promising directions for future work. Our aim is to provide a detailed and up-to-date review of this topic and stimulate meaningful research and discussion. An organized list of papers can be found at https://github.com/yale-nlp/LLM-Metacognition.
Gabrielle Kaili-May Liu, Areeb Gani, Jacqueline Lu +3
Jul 13, 2026cs.AI

Playful AI in Professional Email: A Field Experiment on Tone and Recipient Engagement

Large language models (LLMs) are rapidly reshaping workplace communication, yet whether AI-assisted writing changes how recipients actually behave, and through what channel, remains unknown. Here, in a randomized crossover field experiment, 121 employees across six companies sent work emails under three conditions over three weeks: unaided writing, GPT-5 rewriting in a playful tone, and GPT-5 rewriting in a professional tone. Across 16,880 emails, playful editing increased emotional positivity (B=+0.068, p<0.001), and professional editing decreased it (B=-0.041, p<0.001), yet neither condition directly altered open rates, reply rates, or response times. Instead, within-sender positivity strongly predicted both opening (OR=2.05) and replying (OR=3.32, p<0.001), a significant indirect pathway through which AI editing shaped behavior, in the absence of any direct effect. These findings suggest that AI-assisted communication shapes workplace engagement not through its use, but through the emotional tone of the language it produces.
Ziv Ben-Zion, Teddy Lazebnik
Jul 13, 2026cs.RO

From World Action Models to Embodied Brains: A Roadmap for Open-World Physical Intelligence

Artificial general intelligence ultimately requires agents that can reason and act in the physical world. Action models, vision-language-action policies, and world models have advanced this goal, while World Action Models (WAMs) are particularly promising because they connect candidate interventions with predicted consequences. However, progress remains fragmented: models use incompatible action spaces and prediction targets, datasets and tasks follow different conventions, and runtime systems expose limited interfaces for reuse and evaluation. We review the evolution toward WAMs and organize these limitations into three coupled gaps: model roles and representations, objectives and standardization, and system composition. Building on this analysis, we propose a co-evolution roadmap for physical intelligence centered on the \emph{embodied brain}, a long-term model target for integrating multimodal context, comparing candidate interventions, and issuing state-transition or capability requests rather than direct actuator commands. WAMs provide promising prototypes for its predictive functions, while a physical harness grounds model outputs through tools, controllers, verification, and trace logging. Shared contracts align heterogeneous models, data, tasks, and embodiments, and closed-loop post-training converts verified interaction into reusable experience. Together, these components define a modular physical-intelligence stack for adaptive and self-improving embodied agents.
Yuanzhi Liang, Xufeng Zhan, Haibin Huang +2
Jul 13, 2026cs.CY

Programming Language Policy as an AI Literacy Equity Problem: A 15-Nation Comparative Analysis

The promise of AI literacy ``for all'' confronts a structural challenge embedded in how nations organise secondary computer science education. In most systems, a general-track subject -- Digital Literacy, ICT, TIC, or SNT -- bears the weight of universal AI literacy, while a specialist Informatics course serves STEM pathways separately. Yet the content and depth of the general track are shaped by governance decisions made largely with reference to the specialist one. This paper presents a comparative analysis of curricula and examination frameworks across fifteen countries, identifying two structural challenges. First, in several systems a significant portion of students completes secondary education without any formal programming exposure. Second, among those who do receive CS education, a \emph{Syntax Ceiling} emerges: Python-based instruction reaches most students, while the algorithmic depth associated with C++ remains concentrated in elite STEM tracks. Drawing on reform cases spanning centralised mandates (France, China, Japan), assessment-driven systems (Poland, Romania, South Korea), and recent universal reforms (Switzerland, Kazakhstan), we show that governance structures and high-stakes examinations are the primary drivers of both challenges -- and that specialist and general-track language choices are rarely independent, linked through shared teacher pipelines that curriculum policy seldom acknowledges. Achieving genuine AI literacy for all requires confronting not just curriculum content, but the access architectures and resource constraints that determine who receives it -- and at what depth.
Adrian-Marius Dumitran, Iulia-Maria Popescu
Jul 13, 2026cs.SE

RepTran: Search-Based Repair of Transformer Models

To ensure the overall quality of AI-enabled software, not only traditional software components but also AI components need to be tested and repaired. Among AI components, Transformer models are increasingly integrated into software systems, which makes their misbehaviors critical. Although prior work in the software engineering community has proposed deep neural network (DNN) repair methods, most overlook Transformer-specific structures. We propose RepTran, a search-based repair method for Transformer models. It targets their feed-forward networks (FFNs), which play a central role in the architecture. RepTran identifies suspicious weights by combining two types of scores: a variance-based neuron score and an existing bidirectional score. It then iteratively optimizes these weights using differential evolution. Our evaluation includes 18 fault benchmarks constructed from CIFAR-100 and Tiny-ImageNet. We compare RepTran against three baselines: random weight selection, Arachne (a state-of-the-art DNN repair method), and ArachneW, which enables Arachne to control the number of selected weights. RepTran achieved an average repair rate of 74.7%, statistically outperforming random selection and Arachne across all benchmarks. Effect size analysis revealed that RepTran achieved higher repair rates than ArachneW regardless of the number of selected weights. These results suggest that RepTran is effective for enhancing the reliability of AI-enabled software.
Yuta Ishimoto, Paolo Arcaini, Fuyuki Ishikawa +3
Jul 13, 2026cs.CR

SingGuard-NSFA: Extensible Guardrails for Agentic AI via Generative Reasoning and Real-Time Classification

We present nsfaguard, a guardrail framework for securing agentic AI systems against operational threats, such as prompt injection, sensitive information extraction, malicious code requests, dangerous tool misuse, and resource exhaustion. We first introduce the NSFA taxonomy, which organizes 185 risk variants into a CIA-triad-grounded hierarchy and is cross-validated against three well-established OWASP guidelines. Based on this taxonomy, we construct a benchmark suite spanning 133 languages, comprising over 93K purpose-built samples targeting both user queries and agent responses, along with 3,435 cross-source samples adapted from five public agent-security datasets. To detect these operational threats in practice, we develop a dual-mode approach combining SFT-based generative reasoning for interpretable offline auditing with discriminative classification heads on the frozen backbone, enabling real-time detection at approximately 50,ms. We release four models with 0.8B, 2B, 4B, and 9B parameters, all achieving ≥\geq94% F1 on purpose-built benchmarks and surpassing the strongest competing guardrails by 6 to 12 absolute points. On cross-source evaluation, the 9B model attains 91.29% F1 with a more balanced precision--recall trade-off. Moreover, ablation experiments show that classification heads can equip a guardrail with risk detection capabilities beyond its original scope and achieve state-of-the-art performance. These results demonstrate the extensibility of the approach and its generality as a plug-in enhancement.
SingGuard Team
Jul 12, 2026cs.CR

Distributed Denial of Science: How Indirect Data Poisoning of AI Systems Can Industrialize Scientific Fraud

Scientific fraud is the instrument of doubt that malicious entities can use to establish controversy in science. Historically, it required the resources of a company: deep pockets, ghostwritten articles, and corrupt academics. Today, Artificial Intelligence (AI) is increasingly automating scientific research, so we ask: Can a remote adversary weaponize the honest use of AI in science to compromise scientific integrity? We envision and empirically evaluate a new attack, indirect data poisoning, in which an adversary corrupts an open dataset and uploads the poisoned variant to a public repository. Autonomous research agents may independently retrieve and process this data, turning honest scientists into the unpaid and unwitting distributors of fraud at scale. Across five socially-salient topics, from hiring discrimination to the safety of autonomous vehicles, three widely used frontier AI systems (Claude Code with Claude Opus 4.7, Codex with GPT-5.5, Gemini CLI with Gemini 3.1 Pro), and 450 ethically contained experimental runs, we find that poisoning succeeds in 49.56% of runs, while the rate of poisoning detection is only 6.0%. The attack requires no topic-specific trigger-words, agent access, indirect prompt injection, or fabricated papers, only the open data ecosystem and misleading metadata. To mitigate the attacks, we propose and evaluate two measures: a scientist persona and a data provenance audit with five checks (referencing papers, social markers, statistical anomalies, related datasets, poisoning caution). We find that the persona still leaves 16.67% of runs with a poisoned conclusion, but provenance auditing reduces attack success rate to zero. Our results suggest that indirect data poisoning may enable scientific fraud at unprecedented scale, but these attacks can be mitigated with suitable auditing by agents during data retrieval.
Bálint Gyevnár, Atoosa Kasirzadeh, Nihar B. Shah
Jul 11, 2026cs.SE

Toward Production-Ready Federated Learning in Healthcare: Privacy, Orchestration, and Governance in MLOps

Healthcare organizations often cannot freely centralize patient data because medical records are sensitive, regulated, and institutionally controlled. Federated learning offers a practical alternative by allowing hospitals and clinics to train a shared model while keeping raw data local. However, federated learning is not automatically production-ready or private by default. Model updates can still leak information, and decentralized training introduces operational challenges in deployment, monitoring, rollback, debugging, and governance. This paper examines how MLOps practices and the emerging idea of Federated Learning Operations (FLOps) can make federated healthcare machine learning systems scalable, reliable, and trustworthy. It answers three research questions: how containerization and orchestration support federated deployment, how privacy-preserving mechanisms affect trade-offs among privacy, utility, scalability, and operational complexity, and which post-deployment practices are most important for long-term governance. The central argument is that federated healthcare ML requires more than privacy-preserving algorithms. It needs an integrated MLOps architecture that combines reproducible deployment, secure orchestration, model versioning, audit logging, drift monitoring, heterogeneity management, and clear governance.
Sakshi Gorkhali, Jonesh Shrestha
Jul 11, 2026cs.AI

ANCHOR: Automated Alignment Auditing for CLI Agents on Real-World Harm

Autonomous CLI agents can now execute hundreds of actions across multi-hour sessions: writing code, executing shell commands, browsing the web, and managing cloud infrastructure, all with minimal human oversight. Does greater autonomy invite greater risk? We introduce ANCHOR, an automated auditing framework that stress-tests CLI agents on illegal tasks grounded in public US court cases. ANCHOR deploys an auditor agent fine-tuned on dark personality data using supervised and reinforcement fine tuning. This auditor roleplays persistent malicious users who decompose tasks, reframe requests upon refusal, and adapt strategies across multi-turn interactions. Evaluating frontier CLI agents, we find that while they often refuse illegal tasks when prompted directly, compliance reaches 100% under persistent malicious interaction. When agents comply, they frequently exceed user requests, autonomously building infrastructure for large-scale harm, including catastrophic risk scenarios such as large-scale financial fraud and bioweapon development. These findings demonstrate that current alignment techniques are insufficient for autonomous agents and underscore the need for safety evaluations against persistent, adaptive malicious users. We release ANCHOR at https://github.com/garified/anchor
Kefan Song, Yanjun Qi
Jul 11, 2026cs.CL

CAFE: A Compound-AI Factorial Evaluation Framework

We introduce CAFE (Compound-AI Factorial Evaluation), an open-source platform that brings design of experiments to the evaluation of compound AI systems (CAIS). Such systems expose many interchangeable choices - e.g. which retriever, model, or prompt - and practitioners rarely know which of them most affects answer quality. With CAFE, a practitioner registers each swappable component of a pipeline as a factor to build a factorial design over the chosen factors, run the resulting configurations, and score the answers on a shared rubric using a configurable LLM judge together with human raters. From these ratings it attributes answer-quality variance to the components and their interactions with mixed-effects models and reports effect sizes, significance, the best configuration, cost and latency trade-offs, and judge-human reliability. Whereas existing tools mostly either search for a good configuration or score outputs in isolation, CAFE also explains which component drives quality and whether an observed difference is significant. We validate CAFE on a retrieval-augmented question-answering (QA) pipeline over the HotpotQA benchmark dataset, where it recovers planted factor effects and stays calibrated under a permutation null. CAFE is released as a Python package and as a Web application.
Fabian Lukassen, Christoph Weisser, Thomas Kneib +1
Jul 10, 2026cs.AI

TrustX Agent Risk Classification Framework (ARC): Risk-Tiering Internally Created Agentic AI Systems

The proliferation of agentic AI systems across enterprise and public-sector contexts has outpaced the capacity of general-purpose AI risk frameworks to classify and govern them. In this paper, we introduce the TrustX Agent Risk Classification Framework, a structured, repeatable instrument that can be applied to seven types of agentic AI systems and is grounded in foundational pre-existing AI governance frameworks. At the core of the framework is a twelve-dimension scoring rubric that robustly quantifies the risk. This rubric is combined with other components, such as the GPA + IAT classification model and the five-level autonomy framework derived from existing literature. These inputs produce a three-tier governance output with mapped control recommendations. A specialised Coding Assistant extension is also included to account for nuances specific to this type of agentic AI system. We then use an illustrative example to show our framework in practice. ARC is intended for AI governance practitioners, risk officers, developers, and regulators, and it will regularly undergo iteration as we continue to expand it and make it more robust. The community can access the interactive framework here: https://arc.responsible.ai/
Hannah M. Liu, Rhea Saxena, Shiv Asthana
Jul 10, 2026cs.AI

Knowledge Graphs and Explainable AI as Complementary Resources for Urban Mining

Pre-demolition assessment, the regulated audit process at the heart of urban mining, is an information process in which AI support must serve qualified auditors who remain accountable for the decisions taken. The relevant unit of value is not prediction accuracy alone, but the defensibility of the supported decisions: their legibility, plausibility, sourcing, and contestability. Explainable AI techniques and domain knowledge graphs each address parts of this requirement, and existing taxonomies have catalogued their integration. The literature is descriptively rich but structurally under-specified: what remains less developed is a structural account of why specific integrations produce artefacts neither resource can provide alone. This paper offers a complementarity-theoretic interpretation grounded in the IS resource-based tradition. We propose four consolidated KG-XAI integration modes (Lifting, Constraining, Typing, and Revising), each defined as a typed operation over XAI artefacts and knowledge-graph substrate structures. Each mode unlocks a distinct property of defensibility and contributes to the kind of regulatory artefact pre-demolition assessment demands. A fire-door example from the urban-mining process illustrates the modes using the W3C Linked Building Data stack and valuation extensions.
Jan Gronewald, Andreas Emrich, Nijat Mehdiyev
Jul 10, 2026cs.NE

Evolutionary Intelligence for Scientific Discovery: From Evolutionary Computation to Cumulative Discovery Systems

Artificial intelligence (AI) is shifting scientific discovery from task-specific workflows towards autonomous systems that organize exploration with experimental and human feedback in open-ended candidate spaces. Evolutionary computation (EC) provides a computational basis for feedback-driven discovery because population-based search can maintain diverse scientific candidates while steering exploration through accumulated evidence. However, EC predominantly focuses on candidate refinement for predefined problems, whereas cumulative discovery requires experience retention. To bridge this gap, this review introduces evolutionary intelligence (EI) for scientific discovery. EI characterizes scientific AI systems that sustain exploration by linking candidate refinement with experience retention across evolutionary cycles. We introduce a five-dimensional analytical framework that asks what evolves, how candidates change, why candidates are selected, where feedback originates, and when evolution occurs. This framework clarifies how EI transforms isolated search trajectories into cumulative scientific insight. We further demonstrate this paradigm across diverse discovery modes, from evolving concrete scientific entities to orchestrating automated research workflows. Finally, we identify critical bottlenecks regarding evaluation, process traceability, and shared infrastructure, providing a concrete roadmap for advancing the transition from EC to EI in scientific discovery.
Chao Wang, Lingling Li, Fang Liu +1
Jul 9, 2026cs.AI

Using AI-based Learning Assistants in Higher Education: A Large-Scale Descriptive Analysis

In this study, we present a large-scale descriptive analysis of the use of an AI-based learning assistant (Syntea) in higher education. Based on objective log data from 77,543 students enrolled in distance studies, we examine usage patterns across gender, age group, study cluster, degree, and study mode. To date, existing research on educational chatbots has largely relied on comparatively small samples and self-reported survey data, while large-scale evidence on actual usage behavior remains limited. Our findings show that Syntea is already embedded in the study routines of many learners, but that usage differs across demographic and structural contexts. By identifying these patterns, our study provides an empirical basis for the further development of AI-based learning support and contributes a large-scale analysis of educational chatbot usage in higher education.
Kristina Schaaff, Quintus Stierstorfer, Valerie Hekkel
Jul 9, 2026cs.CY

The Context Access Divide: Interaction-Level Architecture as a Complementary Dimension of Agentic Inequality

Sharp et al. (2025) introduce "agentic inequality" as a framework for analyzing disparities in access to AI agents across three dimensions: availability, quality, and quantity. These person- and organization-level dimensions characterize who can access agents and at what capability, but do not address a structurally important divide operating at a finer level: the individual interaction. Two users with nominally equivalent agent access may experience qualitatively different AI utility depending on whether the system can autonomously retrieve context from the user's knowledge corpus (Dynamic Context Retrieval) or requires the user to manually identify and attach relevant documents at each query (Manual Attachment). We term this the Context Access Divide (CAD). For knowledge-intensive workers whose intellectual capital spans tens of thousands of files, the CAD constitutes a qualitative threshold in AI usefulness: below it, the cognitive burden of context curation falls on the human, reproducing the inefficiencies AI is meant to eliminate. We propose contextuality -- the degree to which an AI system autonomously accesses a user's accumulated knowledge capital -- as a dimension of AI-mediated inequality that complements, but is not reducible to, the Sharp et al. framework. We formalize the CAD with a probabilistic model grounded in the fan effect literature in cognitive psychology, demonstrating that manual context attachment leads to a combinatorial collapse in task-success probability as corpus size and task conjunctivity grow, while dynamic retrieval architectures are structurally insulated from this collapse. We analyze the technical basis of this divide in the Model Context Protocol (MCP) and retrieval-augmented generation (RAG) architectures, and examine its implications for knowledge-work stratification and AI platform governance.
Masahiro Fujita
Jul 9, 2026cs.CR

Token-Flow Firewall: Semantic Runtime Auditing for Persistent AI Agents

Persistent AI agents extend large language models (LLMs) beyond single-turn interaction into long-lived software systems. Unlike traditional chat assistants, unsafe content in these agents can propagate through persistent state, reusable skills, and tool-mediated interactions, creating a substantially larger semantic attack surface. We observe that most security-critical interactions in such agents are transmitted through natural-language token flows, including memory updates, tool arguments, retrieved files, and inter-component communications. This observation enables a new security formulation: unsafe behavior can be intercepted as risky semantic flows before reaching privileged runtime sinks. Based on this insight, we propose TokenWall, a runtime defense framework that acts as a semantic firewall over agent token flows. TokenWall performs boundary-aware semantic auditing over these flows, constructing structured source-sink audit records, applying lightweight local inspection before execution, and selectively escalating ambiguous high-risk cases to stronger arbitration modules. Unlike prior approaches that rely on sparse auditing or remote large-model oversight, TokenWall enables full-coverage pre-execution mediation while reducing remote arbitration and latency. Experiments on CIK-Bench show that TokenWall reduces attack success rate to 12.5% while maintaining a 97.4% benign executable pass rate without human confirmation. TokenWall further introduces only 0.69 seconds of additional latency on benign cases, demonstrating that semantic runtime containment can achieve a practical security-utility trade-off for persistent AI agents.
Puji Wang, Yingchen Zhang, Ruqing Zhang +2