Federated Averaging

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9 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-21

5 new papers

A weekly snapshot of new work published in Federated Averaging.

Period ending 2026-09-14

2 new papers

A weekly snapshot of new work published in Federated Averaging.

Period ending 2026-09-07

2 new papers

A weekly snapshot of new work published in Federated Averaging.

54 papers

Latest in Federated Averaging

Sep 17, 2026cs.LG

Opinion Dynamics-based Coalition Formation for Federated Learning in Heterogeneous IoT Systems

Federated learning (FL) enables privacy-preserving, on-device training across heterogeneous Internet-of-Things (IoT) deployments such as smart-city water-metering networks, where each smart meter observes a household-specific consumption time series. Under such statistical heterogeneity, the standard Federated Averaging (FedAvg) aggregation averages dissimilar local models into a single global model that may fail to capture client-specific patterns. We address this by forming client coalitions directly in the local-weight space and aggregating at the coalition level. Extending a prior weight-driven coalition-formation scheme, we model coalition formation as a Hegselmann-Krause (HK) bounded-confidence opinion-dynamics process acting on the local weights, and develop variants of the HK interaction based on Euclidean-distance and cosine-similarity confidence criteria. The framework is applied to short-term water-consumption forecasting with local Long Short-Term Memory (LSTM) models and evaluated against FedAvg, Per-FedAvg, FedProx, and FedAvg with Euclidean-distance or cosine-similarity coalition formation. Experiments on a real smart-metering dataset of water consumption show that the proposed HK-based coalition formation produces stable, endogenous coalition structures within at most ten inner iterations, incurs no additional client-side computation or communication compared to FedAvg, and reduces the average MAE by up to 54% relative to FedAvg, 39% relative to FedProx, and 24% relative to Per-FedAvg, while achieving the highest global accuracy (83-85%).
Mohammed El Hanjri, Anas Abouaomar, Hamidou Tembine +1
Sep 15, 2026cs.LG

Structural Negative Transfer in Federated Graph Neural Networks: Diagnosis, Causal Investigation, and the Limits of Divergence-Aware Mitigation

Federated learning lets multiple participants train a shared model without pooling raw data, by exchanging locally trained model updates instead. Federated averaging assumes that averaging local models is a reasonable way to solve one shared problem when participants' data are broadly similar. Work on non-IID federated learning has shown that this assumption can withstand differences in label and feature distributions. We ask whether it survives a different strain specific to graph neural networks, where client graphs differ not in label or feature distribution but in structure itself, requiring the same shared weights to operate over fundamentally different topologies. We call the resulting harm structural negative transfer. In a federation of real citation networks and synthetic structural proxies, a structurally atypical client lost more than half its achievable accuracy simply by joining. In an initial six-client federation, two label-free structural statistics computable before training were strongly associated with this harm. Expanding to twenty clients showed that degree divergence remained associated with harm, although more weakly, and survived removal of domain contrast. Spectral divergence did not replicate, which we trace to a confound caused by the composition of the reference pool used for leave-one-out statistics. A causal intervention isolating topology found no significant effect. A degree-normalization mechanism held across twenty-four seeds but did not explain the harm when corrected. The best of five candidate fixes beat a tuned baseline only until a matched, structurally blind control was applied, after which the gain disappeared. What survives is a modest, partially replicated, degree-specific signal that is not yet a validated predictor at scale.
Chethana Prasad Kabgere, Shylaja SS
Sep 15, 2026cs.LG

Recovering Governing Dynamics from Distributed Observations via Exact Spline Merging

Scientific observations are frequently distributed across locations, time periods, and institutions. Combining such observations into a continuous, differentiable field enables recovering governing physical parameters from its derivatives. This paper makes two contributions in this setting. First, the established additive structure of fixed-basis ridge-regression statistics is applied to tensor-product spline fields: each data holder computes a local Gram matrix and moment vector, and the merged solution is mathematically identical to centralized fitting, with no raw data shared and no iterative synchronization. This property is specific to the fixed-feature squared-error setting; the present derivation does not establish an analogous guarantee for general jointly trained multilayer networks. Second, a complete pipeline connects distributed observations to physical parameter inference through field reconstruction, derivative extraction, and linear regression. The pipeline is validated on four PDEs: diffusion, wave, heat-with-source, and the nonlinear viscous Burgers equation, recovering governing parameters to sub-percent accuracy in the linear cases and 5% for Burgers. In all cases, distributed merging introduces zero degradation relative to centralized fitting. Application to 41 years of NOAA sea-surface temperature data confirms the result on real spatiotemporal observations. Source code to reproduce all experiments is available at https://github.com/NAVEENMN/gramfield.
Naveen Mysore
Sep 15, 2026cs.CV

Decentralized Gossip Learning and Federated Averaging for Histopathology Image Classification

Breast histopathology analysis increasingly relies on distributed learning because direct data pooling across institutions is often restricted by privacy, governance, and communication constraints. This study compares server-based Federated Averaging (FedAvg), fully decentralized gossip learning, and Hybrid Gossip-FedAvg for invasive ductal carcinoma (IDC) patch classification. Experiments used 277,524 color image patches with patient-disjoint training, validation, and test partitions and a workload-balanced, Dirichlet-guided allocation across six nodes. Ring, random degree-3, and fully connected gossip topologies were evaluated together with sensitivity analyses for statistical heterogeneity, mixing coefficient, learning rate, model drift, prediction disagreement, calibration, clinically motivated operating points, communication payload, and patient-level IDC burden, together with auxiliary backbone robustness analyses. In the principal alpha=0.3 experiment, Hybrid Gossip-FedAvg achieved a test area under the receiver operating characteristic curve (ROC-AUC) of 0.8811, closely followed by FedAvg at 0.8801 and fully connected gossip at 0.8751. Across three independent patient-level repetitions, FedAvg and Hybrid Gossip-FedAvg obtained the same mean ROC-AUC of 0.9082, with standard deviations of 0.0037 and 0.0043, respectively. Hybrid achieved the highest mean area under the precision-recall curve of 0.8240, whereas FedAvg produced the lowest mean Brier score of 0.1335. Denser gossip graphs improved discrimination but increased theoretical model payload, while ring gossip remained sensitive to learning rate and mixing strength. Overall, FedAvg provided the most consistently reliable server-based baseline, topology-aware gossip offered a viable decentralized alternative, and Hybrid Gossip-FedAvg provided a balanced compromise between peer-to-peer diffusion and periodic global coordination.
Yusuf Ozturk, Enes Goltekin, Bengisu Atli +2
Sep 14, 2026cs.LG

Certified Uncertainty Propagation in One-Shot Federated Bayesian Models via Posterior Event Transport

Probabilistic certification of Bayesian neural networks lower-bounds the posterior probability that a model satisfies a verifier-defined safety property. In one-shot federated Bayesian learning, however, the deployed model is obtained by aggregating parameters drawn from client-specific posterior distributions, so local certificates do not directly guarantee safety of the aggregated model. This paper develops a deployment-consistent certification framework by propagating local posterior events through the deployment aggregation rule, with an exact geometric characterization for Federated Averaging (FedAvg). Each client constructs disjoint hyper-rectangular regions in parameter space and computes their probability masses. The server forms Cartesian products of these regions, maps them through the deployment rule, and retains a product event only when its aggregation image is verified to satisfy the safety property. Under independent client posteriors, each product-event probability factorizes into local masses, and summing verified disjoint events yields a lower bound on safety probability of the deployed model. For FedAvg with nonnegative aggregation coefficients, the image of a Cartesian product of axis-aligned hyper-rectangles is exactly a weighted hyper-rectangle, introducing no set over-approximation. We distinguish the proposed transported-event certificate from direct certification under posterior distributions induced by FedAvg and Product-of-Gaussians aggregation. Experiments on MNIST and Fashion-MNIST under label-Dirichlet heterogeneity show that the transported FedAvg certificate ranges from 22.51% to 46.89%, while direct global certificates range from 72.05% to 91.39%. Results show that predictive accuracy and certifiable safety do not necessarily follow the same trend, and that global posterior constructions can exhibit distinct certification behavior across architectures.
Mahyar Mohammadi, Mohammad Hossein Badiei, Abolfazl Yaghmaei +1
Sep 9, 2026math.ST

Algorithmic stability via ensembling

Algorithmic stability refers to the property of an algorithm being insensitive to perturbations of the input data, where the type of perturbation may vary depending on the setting. In this work, we develop a general framework to quantify the extent to which any ensembling strategy defined via averaging can yield stability guarantees for any type of data perturbation. Our main theoretical result is a guarantee on the stability of this ensembled algorithm, given in terms of the norm of a certain covariance operator that describes the ensembling process. We show how our general framework yields interpretable and intuitive insights in several examples of perturbations of practical interest, and provides much sharper guarantees than those obtained from privacy considerations.
Rina Foygel Barber, Richard J. Samworth
Sep 8, 2026cs.IT

Non-Coherent Over-the-Air Federated Learning: Protocol, Convergence, and Device Scheduling

To mitigate the scalability bottleneck in the radio access network (RAN) in federated edge learning (FEEL), over-the-air federated learning (AirFL) exploits waveform superposition over multiple-access channels (MACs) for analog model aggregation. However, coherent AirFL typically relies on stringent PHY-layer conditions such as accurate channel state information (CSI), tight time/frequency synchronization, and frequent transceiver calibration for signal alignment. However, these requirements, if not impossible to be met, incur substantial communication and computation overhead. In this paper, we propose a non-coherent AirFL (NCAirFL) protocol over a broadband single-antenna MAC, leveraging binary dithering, unbiased non-coherent detection, and long-term error feedback to waive the need for instantaneous CSI. For NCAirFL with general smooth non-convex objectives and a constant learning rate, we establish a convergence bound achieving the convergence rate in the same order of O(1/T)\mathcal{O}(1/\sqrt{T}) as communication-ideal FedAvg, where TT is the total number of communication rounds. To further improve communication efficiency under data and wireless resource heterogeneity, we also derive a lower bound on the expected single-round objective decrease in the global loss conditioned on device scheduling, building upon which a surrogate objective function is obtained for jointly optimal device selection and power control. Experimental results on MNIST and CIFAR-10 corroborate that NCAirFL achieves learning performance close to FedAvg in practical settings, with the proposed device scheduling policy substantially accelerating convergence.
Haifeng Wen, Nicolò Michelusi, Osvaldo Simeone +2
Sep 2, 2026cs.CR

Differentially private federated learning with Byzantine-robust aggregation: A cross-domain framework for secure model training in banking and healthcare systems

Federated learning allows banks, hospitals, and other regulated organizations to train a shared model without moving raw records off their own servers, which is attractive wherever data protection law or competitive sensitivity rules out pooling data centrally. Two problems limit how far this promise can be trusted in practice. First, the parameter updates that clients exchange still leak information about local records through gradient inversion and membership inference attacks. Second, an honest averaging rule such as FedAvg has no defense against a subset of clients that submit corrupted or adversarial updates, so a small number of malicious or compromised participants can quietly steer the shared model off course. This paper presents a federated learning framework, DP-BR-FedAvg, that combines a Gaussian-mechanism differential privacy layer with a coordinate-wise trimmed-mean Byzantine-robust aggregation rule, evaluated on a simulated cross-institutional classification task resembling fraud and clinical-risk scoring. Across sixty communication rounds with twenty clients, a quarter of them Byzantine, plain FedAvg collapses on the minority class (F1-score 0.030) while the proposed framework recovers substantially more of the signal (F1-score 0.119) while bounding the privacy loss of any single client's contribution. A Byzantine-robust aggregator with no privacy layer performs best in raw accuracy, quantifying the cost privacy imposes on robustness. The results show that privacy and robustness mechanisms interact rather than simply add, and that system design for regulated, adversarial, cross-institutional settings needs to budget for that interaction.
Srikumar Nayak
Aug 31, 2026cs.LG

CRAD: Class-wise Reliability-Aware Distillation for Decentralized Heterogeneous Federated Learning

Conventional federated learning (FL) relies on parameter averaging, which forces clients to be doubly homogeneous: it demands an identical architecture and degrades under non-IID data. Real-world deployments usually break both assumptions. We sidestep both by building a decentralized knowledge distillation framework in which each client evaluates its peers' model snapshots on its own local data and distills from the resulting soft predictions. Because knowledge is transferred through the shared class posterior, clients are free to run different architectures; and because every teacher is evaluated on the student's own device, raw data never leaves the client, with no central server or public dataset required. Within this setting, we identify and address an under-examined problem: how to combine the peer teacher predictions. Existing methods, like uniform averaging, ignore how knowledge reliability varies across teachers and classes. We propose Class-wise Reliability-Aware Distillation (CRAD), which, per class, first discards teachers that disagree with the peer consensus and then takes a weighted average of the rest, weighting each teacher by its per-class reliability (precision, or inverse variance). Since the variance of an accuracy from nn samples scales as 1/n1/n, support enters automatically: among the teachers that survive filtering, a teacher is trusted for a class to the degree that it is both accurate and well-evidenced for it. On three image-classification benchmarks (CIFAR-10, CIFAR-100, and PathMNIST colon pathology), across heterogeneous architectures under severe non-IID skew, CRAD consistently outperforms competing methods in global accuracy.
Baraa Bilbeisi, Mengchen Fan, Baocheng Geng +1
Aug 5, 2026cs.LG

DG-FedReuse: Proxy-Gradient-Gated Cached-Update Reuse with Matched Sparse Uplink Accounting

Federated learning repeatedly incurs local optimization and model-update transmission. We study DG-FedReuse, a simulator-level mechanism that allows selected clients to contribute age-decayed cached updates when a stochastic head-gradient discrepancy proxy remains below a round-dependent threshold. A hard cache-age limit and minimum fresh-client quota constrain reuse, while fresh updates use an adaptive per-tensor Top-K numerical-field representation. Experiments cover six image-classification datasets, 50 virtual clients, Dirichlet label heterogeneity (α=0.5), and three seeds. At a common 90-round budget, DG-FedReuse yields 83.36-85.42% modeled update-data-field uplink saving, compared with 76.88% for matched Top-K FedAvg; the seed-aligned accuracy differences range from -5.29 to -0.14 percentage points. Best-observed test accuracies obtained under test-controlled checkpointing are retained only as exploratory archival evidence and range from -2.38 to +0.45 percentage points relative to matched FedAvg. A symmetric dense-model-downlink sensitivity reduces the headline saving to 41.68-F42.71% and the incremental gain over Top-K FedAvg to 3.24-4.27 percentage points, demonstrating the dependence of communication conclusions on the accounting boundary. The study characterizes the proposed reuse rule in the implemented simulator; it does not establish unbiased generalization, end-to-end bandwidth reduction, runtime or energy savings, faster convergence, or superiority over existing stale-update and lazy-aggregation methods.
Rahil Aftab, Vineet Kumar Rakesh, Soumya Mazumdar +1
Jul 20, 2026cs.AI

Rethinking Heterogeneous LLM Merging: A Weighted Model Averaging Perspective

Can large language models with substantially different parameter spaces be merged by direct weighted averaging, without training or semantic alignment? Existing heterogeneous fusion methods typically introduce distillation, adapters, learned latent spaces, routing, or feature alignment, leaving open whether a simpler recipe can work for genuinely different billion-parameter checkpoints. We revisit this counterintuitive question through training-free dimensional adaptation followed by ratio-controlled interpolation. In union-style merging, we expand the smaller model into the larger parameter space; in intersection-style merging, we truncate the larger model into the smaller parameter space. Across Qwen-family model pairs and benchmarks covering mathematical reasoning, code generation, language understanding, commonsense reasoning, knowledge, and instruction following, deterministic expansion largely preserves the source model function, and small-ratio interpolation can improve over strong source checkpoints by transferring complementary capabilities. However, near-balanced interpolation often collapses, and task-level results reveal a seesaw effect in which gains on some capabilities coexist with regressions on others. These results show that simple parameter averaging, when paired with lightweight dimensional adaptation and carefully controlled ratios, is a surprisingly strong baseline for heterogeneous LLM merging, suggesting that the limits of direct weighted fusion may also bound what more complex heterogeneous merging methods can achieve at scale.
Jiahe Fan, Yinghao Hou, Si Chen +3
Jul 20, 2026cs.LG

Federated Lightweight Fine-Tuning

Federated fine-tuning is bottlenecked by communication: FedAvg and pseudo-gradient schemes transmit a payload that scales with the model, and gradient compression shrinks it by only a constant factor. We take a different lever. Mapping networks generate a network's weights from a small trainable latent through a frozen affine projection; because the map is shared and affine, averaging latents is exactly averaging the generated weights. We turn this into a practical low-bandwidth federated channel with two changes: a low-rank, seed-regenerable factorisation of the projection (cutting generator memory from ~80 GB to ~10 MB), and a delta formulation θ=θpre+UVzθ= θ^{\mathrm{pre}} + U V^{\top} z that learns an additive correction around a shared centrally-pretrained base -- federated fine-tuning, which is what makes the method work at scale. A frozen orthogonal classifier head further removes the head from the payload while improving accuracy. On CIFAR-100 with ResNet-18+GroupNorm, our method (FLITE, Federated Low-rank Iterative Training Engine) communicates 1,280 floats (~5 KB) per client per round -- an 8718x reduction -- and reaches 74.67%, within ~0.5 pp of full-weight FedAvg. The averaging identity holds to floating-point precision (6×1086 \times 10^{-8}); the method sits one to two orders of magnitude below PowerSGD and top-k on the bandwidth-accuracy Pareto; it matches or exceeds full-weight FedAvg under strong non-IID skew. int4 latents reach 648 bytes per round at unchanged accuracy, whereas int4 full-weight FedAvg collapses to chance.
Radhakrishna Achanta, Will Reed
Jul 16, 2026cs.NE

Confidence-based Ranking with Adaptive Sampling for Noisy Black-Box Optimisation

Real-world optimization problems often involve black-box functions and uncertainties in their evaluation, widely referred to as noisy optimization problems (NOPs). Evolutionary algorithms (EA), including Evolutionary Strategies (ES) and genetic algorithms (GA) have been commonly adopted to solve these problems in the contemporary literature. An ongoing challenge is the computational expense involved, given the number of evaluations required for good fitness estimation and ranking. Two fundamental methods commonly used for fitness estimation for NOPs are implicit averaging and explicit averaging. Explicit averaging uses resampling of solutions to improve the estimates, while implicit averaging typically uses a large population size with low resampling. Implicit averaging has been shown to have theoretical advantages for certain cases, which has motivated some recent approaches to use them. However, a recent study demonstrated that its performance is highly dependent on certain assumptions about the function, such as steepness and constant noise level, which may not apply for majority of the real world problems. Moreover, most existing algorithms have only considered homoscedastic noise, where the amplitude of variation is uniform across the entire search space, as opposed to more generic case of heteroscedastic noise. To address these issues, we introduce a set of heteroscedastic test problems and propose a novel confidence ranking method that employs a computationally efficient explicit averaging strategy with sampling budget adaptation. It is implemented within the Covariance Matrix Adaptation ES (CMA-ES) and GA frameworks to demonstrate its effectiveness and versatility. The resulting algorithm is evaluated on a range of problems with both homoscedastic and heteroscedastic noise, and it demonstrates superior performance compared to state-of-the-art approaches.
Enrico Halim, Hemant Kumar Singh, Tapabrata Ray
Jul 16, 2026cs.LG

What's in a Smoothness Constant? Tighter Rates for Local SGD with Bounded Second-order Heterogeneity

Local SGD, also known as Federated Averaging, is a widely used distributed optimization algorithm. Although Local SGD often outperforms alternatives such as Mini-batch SGD in practice, theory still only partially explains when and why local updates help under realistic data heterogeneity. Recent work by [Patel et al., 2025] shows that a bounded second-order heterogeneity assumption captures the efficiency of Local SGD for strongly convex objectives, and conjectures that the same principle extends to the general convex setting. In this paper, we prove this conjecture by establishing an improved convergence guarantee for Local SGD on general convex objectives under bounded second-order heterogeneity. We also improve the best-known lower bounds for Local SGD in this setting, showing that our upper bounds are nearly tight. Together, these results provide a sharper, more fine-grained convergence theory for Local SGD. As a further application of our techniques, we provide a lower bound for serial SGD with replacement, showing how second-order heterogeneity captures the impact of rare high-curvature clients.
Kumar Kshitij Patel, Rustem Islamov, Sebastian U Stich +3
Jul 16, 2026cs.LG

Adaptive Runge-Kutta Step Control Buys Training Loss, Not Generalization: An Honest Compute-Matched Study of RK-Adam Optimizers

Interpreting optimizers as gradient-flow discretizations has motivated applying higher-order Runge-Kutta (RK) integrators to neural networks. We build a representative Adam variant (Bogacki-Shampine 3(2) RK pair, FSAL reuse, local-error step control) and evaluate it under a strict compute-matched protocol giving every method the same gradient-evaluation budget - an accounting this literature rarely enforces. Under it the RK variant loses to plain Adam on training loss in both minibatch and full-batch (RK's best-case) training. Instrumenting it shows the "adaptivity" is illusory: normalized error stays far below tolerance, the step size pins at its growth cap from step one (98-100 percent of steps), and no rtol x hmax x h0 setting makes it act; tolerances spanning 100x give bit-identical trajectories. The method is exactly fixed-step Adam with an averaged gradient at 3-4x cost. Repairing it (true reject branch; error on the applied map) reverses the full-batch result - about 40x lower training loss than tuned Adam - and a fixed-step control isolates adaptivity (an emergent warmup-and-growth schedule) as the mechanism. But the gain is fragile to the initial step size and does not reach test accuracy. A pre-registered follow-up rules out the obvious explanations: deeper minimization does not overfit, and an explicit temperature knob only hurts - leaving a trajectory effect, the controller selecting a minimum generalizing 1.3-3.4 points below first-order descent at equal depth. An n=10 study confirms one secondary effect: gradient averaging is a genuine implicit regularizer, beating lr-matched Adam and AdamW on 10/10 seeds - yet RMSprop and NAdam match or beat it at a third the per-step cost. Higher-order adaptive integration buys deeper deterministic minimization and a small regularization effect, but nothing a cheaper, well-tuned first-order baseline does not already provide.
Akhilesh Gogikar
Jul 10, 2026cs.CV

Glob3R: Global Structure-from-Motion with 3D Foundation Models

Recent 3D geometric foundation models, such as VGGT, provide robust feed-forward 3D reconstruction by directly predicting camera poses and 3D scene points from input images. However, their results remain inaccurate, and scaling them to long sequences or large unordered image sets typically requires chunk-wise processing, which can introduce drift and inconsistency. We present Glob3R, a global SfM-style reconstruction built on 3D foundation models. Our key idea is to explicitly optimize feed-forward geometric predictions. To this end, we augment a frozen Pi3X backbone with a lightweight dense matching head that predicts image warps between selected reference frames and neighboring views. These dense warps are converted into sparse but reliable multi-view feature tracks, which provide correspondence constraints for global optimization. We further introduce a keyframe-based sliding-window association strategy that propagates tracks and relative poses across overlapping windows, enabling scalable reconstruction. Finally, we perform global motion averaging and bundle adjustment to refine camera poses, reduce scale inconsistencies, and recover dense scene geometry. Extensive experiments on indoor, outdoor, large-scale driving, and unordered SfM benchmarks demonstrate that Glob3R achieves robust and accurate reconstruction. It consistently improves over feed-forward foundation-model baselines and recent scalable reconstruction methods, while being more robust than classical SfM pipelines. The refined poses also lead to higher-quality neural rendering, validating the benefit of combining foundation-model priors with global geometric optimization. Project page: https://junyuandeng.github.io/Glob3r
Junyuan Deng, Heng Li, Kejie Qiu +7
Jul 8, 2026cs.LG

NFTR: From Provable Mode-Averaging to Geodesic Subgoal Selection in Offline Goal-Conditioned RL

Hierarchical Implicit Q-Learning (HIQL), an offline goal-conditioned RL method, selects subgoals by value-function advantages alone. This rule has two coupled failure modes. Optimistic bias treats lucky stochastic outcomes as skillful choices, and mode collapse reduces a multi-modal subgoal distribution to a single Gaussian mean that often falls in unreachable regions. We propose NFTR (Normalizing Flows subgoal policies with Triangle-slack Reweighting). A conditional Normalizing Flow replaces the Gaussian policy, and a closed-form mode-averaging result identifies NFs as the minimal generative class for AWR-based subgoal selection. A triangle slack score, built on the architectural triangle inequality without relying on distance accuracy, multiplicatively corrects the AWR weight to downweight subgoals whose detour cost exceeds average reachability. Triangle-slack vanishes on geodesics in deterministic MDPs and remains a conservative upper bound on composability violation under stochastic dynamics. The RWDR objective preserves AWR's population-level monotonic improvement and admits a three-term suboptimality decomposition. Together, these two ingredients yield subgoal selection that provably avoids the Gaussian collapse described above and remains stable under stochastic dynamics. GitHub page: https://github.com/erdemtbao/NFTR
Erdemt Bao, Xing Lei, Jun Chen
Jul 3, 2026cs.LG

On the Convergence of Adam, Revisited

We show that projected Adam for online optimization with arbitrary moment decay parameters β1,β2[0,1)β_1,β_2\in[0,1) can have average regret bounded away from zero. A similar result of Reddi-Kale-Kumar from 2018 required β1<β2β_1<\sqrt{β_2}. Similar to their result, we use a three-periodic sequence of linear functions on [1,1][-1,1] with slopes c,1,1c,-1,-1, though we use cc slightly larger than 22. This nonzero average regret result extends to Adam variants such as AdamW, RMSProp, NAdam, Adan, AdaMax, Muon, and to an i.i.d. variant of the three-periodic sequence of slopes for Adam.
Steven Heilman, Sampad Mohanty
Jul 3, 2026cs.SE

Which Algorithm Specification Formats Help Language Models Implement Machine Learning Algorithms?

Large language models (LLMs) are increasingly used to implement algorithms from research manuscripts, but papers often leave implementation choices implicit. This study examines how the written format of an algorithm specification affects first-pass LLM implementation accuracy. We compare ordinary prose, LaTeX algorithm-style pseudocode, PDF-like extracted pseudocode, Markdown fields, YAML-like specifications, JSON-like specifications, and Python code stubs across five machine learning tasks, three models, and four experimental settings, yielding 4,020 generated implementations. Hidden tests evaluate details that often determine correctness, including tie-breaking, array shapes, numerical rules, return structures, and invalid-input behavior. Under the core-information setting, LaTeX algorithm-style pseudocode has the largest average format effect, with YAML-like specifications and ordinary prose close behind. Under complete information, GPT-5.4 mini shows no format differences in the matched comparisons, whereas Gemma 3 4B and Llama 3.2 3B still do. Code stubs do not consistently improve correctness despite specifying the function signature. The results support a writing recommendation: authors should state the interface, computation steps, numerical rules, and boundary-case behavior explicitly, instead of relying on a particular surface format to carry those details.
Masahiro Kato, Taka Kato
Jul 1, 2026cs.DS

Precomputing the Future-Offset Average in TriAttention

TriAttention is a recent method for shrinking the KV cache of long-reasoning LLMs: it scores each cached key by how much attention it is likely to receive and evicts the lowest-scoring ones. Because a key does not know how far away its future queries will sit, the score is averaged over a ladder of 17 possible future distances. We point out that this average is free: the future distance enters the score only through the position-dependent rotation, so the whole 17-fold average collapses--exactly, by a one-line algebraic identity--into a single per-band weight that is computed once, offline. Scoring a key then costs one evaluation instead of seventeen, with no change to which keys get pruned. The saving is modest and lives entirely in TriAttention's pruning-score computation, not in the attention kernel; we present it as a small, exact complement to their method, and we confirm the identity numerically.
Amarnath Mukherjee
Jun 23, 2026cs.LG

A Single Stepsize Suffices for Unprojected Linear TD(0): Simultaneous Robust and Fast Rates via Polyak--Ruppert Averaging

We study linear TD(0) under Markovian sampling, where data are generated along a single trajectory. We provide high-probability guarantees for a plain unprojected TD(0) algorithm with Polyak-Ruppert (PR) averaging, using a single stepsize schedule ηt1τmixlog(t)tη_t \propto \frac{1}{τ_{\mathrm{mix}}\log(t)\sqrt{t}} that depends on the mixing time but requires no prior knowledge of the curvature parameter ωω. Our first result shows that such a choice of the stepsize guarantees that the TD(0) iterates are automatically and uniformly bounded with high probability, without projections and without any stability argument based on ωω. Building on this result, we establish a simultaneous high-probability convergence guarantee for the PR average: the same stepsize yields both a robust curvature-free O~ ⁣(τmixT)\widetilde{\mathcal{O}}\!\left(\frac{τ_{\mathrm{mix}}}{\sqrt{T}}\right) rate and a fast curvature-dependent O~ ⁣(τmix2ωT)\widetilde{\mathcal{O}}\!\left(\frac{τ_{\mathrm{mix}}^2}{ωT}\right)rate, with the bound taking the minimum of the two. The core technical ingredient is a Poisson-equation toolkit for geometrically mixing Markov chains, which decomposes Markov noise into a martingale term plus a controlled remainder and enables a new self-bounding inductive argument for pathwise stability.
Wei-Cheng Lee, Francesco Orabona
Jun 21, 2026cs.MA

GARIP: A Running-Average Moving Reference for Last-Iterate Self-Play in Two-Player Zero-Sum Games

Self-play with naive gradient ascent cycles in two-player zero-sum games: the last iterate orbits the equilibrium. Modern methods restore last-iterate convergence by regularizing toward a reference policy -- MMD a fixed one (reaching only the regularized equilibrium), R-NaD a periodic snapshot (the engine of DeepNash). We study GARIP, which anchors to the running average, and isolate what the choice of reference controls. Our central result is a mechanism: collapse tracks the peak lag of the reference, and among causal convex averages of a fixed mean lag the running average (flat profile, peak == mean) uniquely minimizes that peak, while a snapshot's sawtooth has peak =2×= 2\times mean (a one-line theorem). Two consequences follow. Convergence: we prove local last-iterate convergence at constant anchor strength -- the anchor scales the base map's rotation by 1β1-β, crossing the stability boundary and turning a recurrent base into a contraction (global convergence is conjectured at small ββ; we characterize a large-ββ consensus failure). Robustness: GARIP matches R-NaD's peak performance -- on matrix games, the Coin Game, and the board games Connect Four/Othello, both moving references are far more robust than fixed-magnet and magnet-free baselines -- but is the better hyperparameter default; we report it both ways: over the full grid collapse rates are statistically indistinguishable, yet at conventional parameterizations a matched-mean-lag setting collapses in 0/40 vs 10/40 seeds (a snapshot matches it only by knowing to shorten KK). The boundaries: an anticipatory (negative-weight) reference does better still on the stale side, and the advantage appears only where naive self-play cycles (five deep self-play loops). All experiments are pure JAX and reproducible.
Can Savcı
Jun 18, 2026math.OC

Beyond Averaging in John Ellipsoid Approximation: High-Accuracy Algorithms in the Leverage-Score Model

The John ellipsoid of a symmetric polytope P={xRd:Ax1}P=\{\mathbf{x}\in\mathbb{R}^d:\|\mathbf{A}\mathbf{x}\|_\infty\le1\}, ARn×d\mathbf{A}\in\mathbb{R}^{n\times d}, is computed by a long line of leverage-score algorithms, from Cohen, Cousins, Lee and Yang (COLT 2019) to its successors [WY24, CLS+25], all reaching a (1+ε)(1+\varepsilon)-approximation in Θ(ε1log(n/d))Θ(\varepsilon^{-1}\log(n/d)) iterations. We separate this complexity into three costs the modern line conflates (certification, identification, and accuracy) and locate the historical ε1\varepsilon^{-1} in the first alone. In the equivalent D-optimal-design form minpΔnlogdet(ipiaiai)\min_{\mathbf{p}\inΔ_n}-\log\det(\sum_i p_i\mathbf{a}_i\mathbf{a}_i^\top), the leverage-score oracle is exactly the first-order oracle and the (1+ε)(1+\varepsilon)-John guarantee the Frank-Wolfe gap g(p)εdg(\mathbf{p})\le\varepsilon d; through this dictionary the costs come apart. The ε1\varepsilon^{-1} is a certification artifact: the uniform average of the iterates, the certificate used throughout the line, has gap exactly Θ(1/T)Θ(1/T), however cheap each iteration is made. Pointed instead at the last iterate the same oracle is fast: a warm-started accelerated method reaches the guarantee in C(A)+O(κlog(1/ε))C(\mathbf{A})+O(\sqrtκ\log(1/\varepsilon)) queries after an ε\varepsilon-independent setup C(A)C(\mathbf{A}), and once the optimal face is identified the facial problem is an unconstrained self-concordant minimization whose Hessian the oracle recovers exactly, so damped Newton needs only O(loglog(1/ε))O(\log\log(1/\varepsilon)) steps, for a total of C(A)+O(d2loglog(1/ε))C(\mathbf{A})+O(d^2\log\log(1/\varepsilon)) queries. The accuracy dependence is thus doubly logarithmic after an ε\varepsilon-independent, condition-dependent setup; the open problem is the remaining identification cost (a condition-free bound on reaching the optimal face) and lower bounds. Accuracy is not the obstruction.
Xiaoyu Li, Junwei Yu, Jiaojiao Jiang +2
Jun 11, 2026cs.SD

Towards Personalized Federated Learning for Dysarthric Speech Recognition

Speech recognition is challenging for dysarthric speakers. While federated learning (FL)-based ASR can be an effective tool for protecting privacy, it suffers from heterogeneity issues caused by speaker variability. Forcing all speakers to share the same model components can be suboptimal under such heterogeneity, making personalization a promising direction; however, related research on dysarthric speech remains limited. To this end, this paper explores two aggregation strategies to achieve personalization, including the parameter-based averaging strategy and the embedding-based averaging strategy. Experiments on UASpeech and TORGO show that the proposed methods outperform the baseline regularized FedAvg by statistically significant WER reductions of up to 0.99% absolute (3.15% relative) on UASpeech and 0.56% absolute (4.73% relative) on TORGO, respectively.
Tao Zhong, Mengzhe Geng, Jiajun Deng +2
Jun 10, 2026cs.LG

Fed-FBD: Federated Functional Block Diversification for Isolation, Privacy, and Surgical Unlearning

Federated learning (FL) enables collaborative model training without sharing raw patient data, but standard approaches such as FedAvg treat each client as a black box and provide no mechanism for isolating an adversarial contributor, auditing per-client influence, or honoring a departed participant's right to be forgotten. We present Fed-FBD (Federated Functional Block Diversification), a modular federated architecture that decomposes a ResNet backbone into six functional blocks (the stem, four residual groups, and the classification head) and maintains a warehouse of N color variants, each assembled from independently tracked and contributor-stamped blocks. Fed-FBD provides three capabilities absent in FedAvg: (i) architecturally guaranteed block-level isolation, so that an adversarial or mislabelled client cannot contaminate the clean colous; (ii) privacy-by-design, where membership inference advantage is already indistinguishable from chance before any privacy mechanism is applied; and (iii) surgical machine unlearning of a departed participant's contribution at sub-second cost and without retraining. Experiments on six MedMNIST-2D datasets, PathMNIST at 224x224, and CIFAR-10 show that Fed-FBD trades a modest 0.3%-3.1% IID accuracy gap on the adequately sized datasets for these guarantees, remains within 0.8%-4.0% of FedAvg at Dirichlet alpha=1.0 on three of four datasets, and confines all six adversarial attacks we study to the poisoned client's own blocks with at most +/-0.01 AUC drift on the clean colors.
Weijie Chen, Alan B. McMillan
Jun 10, 2026cs.CR

Privacy-Preserving Federated Autoencoder for ECG Anomaly Detection on Edge Devices

Continuous electrocardiography (ECG) monitoring could surface rhythm abnormalities before they escalate into cardiovascular events. However, a deployable system must satisfy three requirements simultaneously: legal-grade privacy (GDPR, HIPAA), real-time inference on constrained edge hardware, and detection quality under non-IID cross-hospital data. We design and evaluate an end-to-end federated system addressing all three for unsupervised 12-lead ECG anomaly detection on PTB-XL dataset, combining three autoencoder families (VanillaAE, ConvAE, VAE), Flower-based federated averaging (FedAvg) across ten simulated hospitals, client-side differentially private SGD (DP-SGD) with a Rényi-DP accountant, and 8-bit integer (INT8) post-training quantization with Raspberry Pi 4 benchmarking. Our main contributions are: an empirical characterization of how these mechanisms compose, practical DP-specific recommendations, and technical and security insights for a clinically sensitive setting. Federated learning matches or exceeds the centralized baseline across all architectures (ConvAE federated area under the ROC curve, AUROC, 0.7820.782), and an ε\varepsilon sweep identifies ε=4\varepsilon=4 as the recommended clinical operating point. INT8 quantization roughly halves model size and cuts Pi 4 latency by up to 4444% with <0.12<0.12% AUROC loss. Crucially, DP and quantization penalties are empirically independent, so practitioners need not trade a strong privacy guarantee for a compact edge footprint. To our knowledge, this is the first system combining federated learning, formal (ε,δ)(\varepsilon,δ)-DP, unsupervised reconstruction-based detection, and quantized AArch64 deployment.
Kaan Arda Akyol, Jakub Kacper Szeląg, Aydin Abadi +9
Jun 4, 2026stat.ML

Fast and Robust Convergence Rate for TD(0) with Linear Function Approximation, Universal Learning Steps and I.I.D. Samples

In this paper, we study the finite-time behavior of the TD(0) temporal-difference method with linear function approximation (LFA). We consider on-policy independent and identically distributed (i.i.d.) samples, a constant learning step, and the Polyak-Juditsky averaging method. We establish a new convergence rate, for the Mean-Square Error (MSE) on the approximated function, that is (i) fast in the sense that it admits an optimal dependency in the number of iterations k (i.e., of order 1/k), (ii) robust to ill-conditioning: it only depends on an initial error and modelindependent constants and (iii) sharp up to a multiplicative constant lower than 11. In particular, it does not depend on the smallest eigenvalue of the uncentered covariance matrix of the linear parametrization, unlike all pre-existing O(1/k) rates in the TD(0) literature. We also introduce PCTD(0), a variant of TD(0), which benefits from better convergence properties under an additional assumption of strong mixing on the Markov Chain.
Ziad Kobeissi, Éloïse Berthier
May 31, 2026cs.LG

Beyond Task-Agnostic: Task-Aware Grouping for Communication-Efficient Multi-Task MoE Inference

Sparsely activated Mixture-of-Experts (MoE) models scale capacity via conditional computation, but distributed inference suffers from cross-GPU expert communication and routing-induced load imbalance. Existing placement methods reduce this cost by co-locating frequently co-activated experts; however, they derive a single deployment plan from globally aggregated routing traces, thereby averaging away the heterogeneous, task-specific co-activation patterns that actually drive communication in multi-task serving. We observe that expert co-activation is strongly task-conditioned: pairs tightly coupled in one task family are often uncorrelated in another, so effective deployment should group experts by task-aware co-activation rather than by a task-agnostic average. Based on this insight, we propose \emph{Task-Aware Coactivation Grouping} (TACG), a deployment-time framework that uses family-specific dispatch and co-activation traces to derive per-expert task-family preferences, reweights the co-activation graph so that intra-family locality dominates grouping, and assigns each expert to a primary GPU under exact capacity constraints. To keep the static placement robust under online workload skew, we further introduce \emph{Generic Expert Shared Replication} (GESR), a lightweight companion that identifies generic experts with consistently central co-activation profiles, replicates them across a small set of secondary GPUs, and applies locality- and load-aware selection at serving time. Experiments on three representative open-source MoE models demonstrate that our framework reduces the average communication cost by 31.39% over the baseline, while preserving an average Jain fairness index of 0.9975. This advantage persists even under severe distribution shifts in the inference data, consistently outperforming strong baselines.
Zhiyao Xu, Aoxue Liu, Zhanjie Ding +3
May 28, 2026cs.LG

Q-ANCHOR: Federated Quantum Learning with ZNE-guided Correction

Quantum Federated Learning (QFL) offers a promising framework to train quantum models across distributed clients while keeping data strictly local. Due to its simplicity and low communication overhead, Federated Averaging (FedAvg) is the standard aggregation choice in QFL literature. However, deploying QFL on practical hardware exposes a severe double-drift phenomenon: the global model is simultaneously derailed by client drift from non-IID data and hardware bias from noisy quantum gradient estimates. In this work, we first analyze the convergence of FedAvg under these realistic conditions, mathematically demonstrating that quantum hardware bias creates a persistent error floor that standard averaging cannot correct. To overcome this limitation, we propose Q-ANCHOR, a quantum-aware federated aggregation architecture that anchors server updates with zero-noise extrapolation while applying stateful client correction to suppress both client drift and hardware-induced bias. Our convergence theory proves that Q-ANCHOR successfully mitigates classical client drift while actively reducing the hardware-bias floor. Experimental results demonstrate that Q-ANCHOR achieves significantly more stable training than conventional FL baselines.
Hoang M. Ngo, Quan Nguyen, Wanli Xing +1
May 27, 2026cs.LG

FedQHD: Closed-Form Function-Space Federated Reinforcement Learning

Federated reinforcement learning enables decentralized agents to collaboratively improve policies or value estimates without exchanging raw trajectories. However, FedAvg-style parameter averaging is not function-space consistent: when clients use heterogeneous encoders or even identical nonlinear networks, averaged parameters need not correspond to the weighted average of client value functions in any common function space. We propose FedQHD, a federated Q-learning method using hyperdimensional (random-feature) state encoders with a linear readout, so that Q-functions are nonlinear in state yet linear in trainable parameters. This linear structure enables closed-form aggregation. With a shared encoder, the function-space consensus update coincides exactly with weighted averaging of local readout matrices. With heterogeneous encoders, the server constructs a global teacher by averaging client Q-values on a shared anchor-state set, and each client compiles this teacher into its local representation via a single ridge projection. We formalize the federation gap -- the error incurred when compiling a federated teacher into a heterogeneous client representation -- relative to a client-specific oracle projection. We show that this gap decomposes into subspace misalignment, anchor-set conditioning, and regularization bias. We further identify the anchor-to-dimension ratio mDim \geq D_i as the well-conditioned regime in which the gap reduces to a multiple of the encoder heterogeneity floor. On four continuous-state, discrete-action control benchmarks, FedQHD matches or outperforms FedAvg-style baselines and distillation-based alternatives while requiring substantially less computation, and the empirical dependence of the federation gap on encoder dimension matches our theoretical analysis.
Yuchen Hou, Yongshan Chen, Zhuowen Zou +4
May 23, 2026cs.LG

Hardware-Aware Federated Learning for Speech Emotion Recognition

Federated learning (FL) enables privacy-preserving collaborative training across distributed edge devices, but real deployments involve heterogeneous clients with different processing power, memory capacity, and communication latency, which often increase round duration and system cost. This paper proposes a hardware-aware federated learning framework for emotion recognition on session-partitioned IEMOCAP that integrates hardware profiling, top-K client selection, and adaptive local epochs within a unified training loop. We compare the method against FedAvg, FedProx, and random top-K selection under a non-IID setup and show that, across 50 federated rounds and 5 independent trials, the proposed approach achieves competitive validation accuracy (0.352), reduces total training time by about 36.5% compared to FedAvg, and lowers cumulative communication cost by 40%.
Beyazit Bestami Yuksel, Emrah Dikbiyik
May 21, 2026cs.LG

AMUSE: Anytime Muon with Stable Gradient Evaluation

Modern deep learning commonly relies on AdamW with prescribed learning rate schedules, but recent works challenge both components: Schedule-Free optimization removes explicit schedules via iterate averaging, and Muon improves the update geometry by orthogonalizing momentum for matrix parameters. Despite Muon's strong empirical performance, its underlying mechanism remains partially understood. We study Muon through the river-valley loss landscape, where useful training progress occurs along a flat, low-curvature bulk subspace (the river), while high-curvature dominant directions form steep valley walls that induce oscillations. We empirically show that while Muon's orthogonalization accelerates river progress by increasing the bulk component, it also amplifies dominant-direction noise, causing oscillatory trajectories. Building on this, we propose Anytime MUon with Stable gradient Evaluation (AMUSE), which integrates Muon's rapid bulk progress with the stabilizing effect of Schedule-Free averaging. AMUSE uses a time-varying interpolation coefficient that initially evaluates gradients near the fast Muon sequence for rapid adaptation, then gradually shifts toward the stable averaged sequence to suppress valley-wall oscillations. As a result, AMUSE requires no learning rate schedules and supports anytime training. Across vision tasks and large language model pretraining, AMUSE consistently improves the performance-iteration Pareto frontier over (Schedule-Free) AdamW and Muon.
Jueun Kim, Baekrok Shin, Jihun Yun +3
May 19, 2026cs.CE

An End-to-End PyTorch Interface for Differentiable PDE Solvers: A RANS Model-Correction Study

This work presents an end-to-end strategy for solving inverse problems constrained by Partial Differential Equations within a fully differentiable Machine Learning framework. The proposed formulation provides a unified and user-friendly methodology applicable to a wide range of problems, from data assimilation to closure modeling. Our approach combines a baseline differentiable PDE solver, which predicts the state w from the nonlinear system R(w)=0R(w) = 0, with a generic additive, parametrized, and differentiable correction fφ(w)f_φ(w), with trainable parameters φφ. We show how to optimize phi within a fully differentiable Python workflow by reformulating the PDE as an implicit layer, enabling its integration into arbitrary objective functions, while leveraging PyTorch's automatic differentiation graph. The method is demonstrated on the Reynolds-Averaged Navier-Stokes equations for compressible flows, where the closure term, or a portion of it, is modeled using trainable parameters or a Neural Network. The first application considers the 2D NASA Wall-Mounted Hump test case, where a production-term parameter is optimized against time-averaged LES data. A second application is carried out on the VKI LS-59 turbine blade, where the Spalart-Allmaras eddy viscosity field is reconstructed through the optimization of a trainable spatial field. A dataset is generated starting from the VKI LS-59 turbine blade geometry using the differentiable BROADCAST solver with the Spalart-Allmaras turbulence model. The results highlight the flexibility of the framework, showing its applicability beyond turbulence modeling to a broader class of physics-informed PDE-constrained problems with data-driven components.
Luca Saverio, Michele Alessandro Bucci, Gianmarco Farro +2
May 18, 2026stat.ML

Statistical Limits and Efficient Algorithms for Differentially Private Federated Learning

Federated Learning is a leading framework for training ML and AI models collaboratively across numerous user devices or databases. We study the trade-offs among estimation accuracy, privacy constraints, and communication cost for differentially private (DP) federated M estimation. The two standard methods in the literature are FedAvg, which may suffer from high federation bias, and FedSGD, which can incur high communication cost. Aimed at improving accuracy at a reduced communication cost, we propose FedHybrid, which uses FedSGD starting with an improved initialization by the FedAvg estimator. We propose FedNewton, which averages local Newton iterations to reduce bias in FedAvg, achieving an estimation accuracy comparable to FedSGD with much fewer communication rounds when the number of clients grows sufficiently slowly. We establish finite sample upper bounds on the mean-squared error rates of the DP versions of these estimators as functions of the number of clients, local sample sizes, privacy budget, and number of iterations. We further derive a minimax lower bound on the MSE of any iterative private federated procedure that provides a benchmark to assess the optimality gap of these methods. We numerically evaluate our methods for training a logistic regression and a neural network on the computer vision datasets MNIST and CIFAR-10.
Arnab Auddy, Xiangni Peng, Subhadeep Paul
May 12, 2026physics.optics

Bin Latent Transformer (BiLT): A shift-invariant autoencoder for calibration-free spectral unmixing of turbid media

The accurate recovery of constituent-level optical properties from integrating sphere measurements is a central analytical challenge in pharmaceutical analysis, food science, and biomedical diagnostics. Neural network autoencoders can extract spectrally resolved absorption and scattering coefficients for each constituent without prior knowledge, but their fully connected encoders bind learned features to absolute wavelength indices, causing accuracy loss under spectrometer calibration drift or hardware exchange. This work introduces the Bin Latent Transformer (BiLT)-Autoencoder, in which the dense encoder is replaced by a cross-attention scanner: 16 learnable probe vectors query a convolutional feature map, aggregating morphological spectral information independently of absolute wavelength position. A physics-constrained linear decoder with enforced absorption/scattering separation and a three-phase curriculum augmentation strategy complete the architecture. On a liquid phantom benchmark (intralipid and two ink absorbers; 496 samples), the model achieves R2=0.979R^2 = 0.979 and 0.9750.975 for μa(λ)μ_a(λ) and μs(λ)μ_s'(λ), respectively, on held-out test spectra, maintaining R2>0.90R^2 > 0.90 for μaμ_a and R20.99R^2 \approx 0.99 for μsμ_s' across the full tested shift range of ±10\pm 10 spectral bands. The model generalises to a simulated spectrometer with a broader instrument line shape (24{\approx}24nm FWHM) without retraining, retaining R20.96R^2 \approx 0.96 and 0.9740.974 for the two channels. Attention map analysis reveals a physically interpretable two-component probe strategy: sparse anchor probes at absorption-edge wavelengths combined with a diffuse, SNR-driven ensemble at the high-transmittance long-wavelength region, which recruits additional probes dynamically under noise to provide implicit spectral averaging.
Martin Hohmann
May 11, 2026cs.LG

The Scaling Law of Evaluation Failure: Why Simple Averaging Collapses Under Data Sparsity and Item Difficulty Gaps, and How Item Response Theory Recovers Ground Truth Across Domains

Benchmark evaluation across AI and safety-critical domains overwhelmingly relies on simple averaging. We demonstrate that this practice produces substantially misleading rankings when two conditions co-occur: (1) the evaluation matrix is sparse and (2) items vary substantially in difficulty. Through controlled simulation experiments across four domains -- NLP (GLUE), clinical drug trials, autonomous vehicle safety, and cybersecurity -- we show that Spearman rank correlation ρρ between simple-average rankings and ground-truth rankings degrades from ρ=1.000ρ= 1.000 at 100% coverage to ρ=0.809ρ= 0.809 at 67% coverage with high difficulty heterogeneity (mean over 20 seeds). A standard two-parameter logistic (2PL) Item Response Theory (IRT) model maintains ρ0.996ρ\geq 0.996 across all conditions. A 150-condition grid sweep over sparsity S[0,0.70]S \in [0, 0.70] and difficulty gap D[0.5,5.0]D \in [0.5, 5.0] confirms that ranking error forms a failure surface with a strong S×DS \times D interaction (γ3=+0.20γ_3 = +0.20, t=13.05t = 13.05), while IRT maintains ρ0.993ρ\geq 0.993 throughout. We discuss implications for Physical AI benchmarking, where evaluation matrices are often incomplete and difficulty gaps are extreme.
Jung Min Kang
May 11, 2026cs.LG

Optimistic Dual Averaging Unifies Modern Optimizers

We introduce SODA, a generalization of Optimistic Dual Averaging, which provides a common perspective on state-of-the-art optimizers like Muon, Lion, AdEMAMix and NAdam, showing that they can all be viewed as optimistic instances of this framework. Based on this framing, we propose a practical SODA wrapper for any base optimizer that eliminates weight decay tuning through a theoretically-grounded 1/k1/k decay schedule. Empirical results across various scales and training horizons show that SODA consistently improves performance without any additional hyperparameter tuning.
Thomas Pethick, Wanyun Xie, Roman Machacek +1
May 7, 2026eess.SP

Decentralized Time-Varying Optimization for Streaming Data via Temporal Weighting

Classical optimization theory largely focuses on fixed objective functions, whereas many modern learning systems operate in dynamic environments where data arrive sequentially and decisions must be updated continuously. In this work, we study optimization with streaming data over a distributed network of agents. We adopt a structured, weight-based formulation that explicitly captures the streaming-data origin of the time-varying objective: at each time step, every agent receives a new sample, and the network seeks to track the minimizer of a temporally weighted objective formed from all samples observed across the network so far. We focus on decentralized gradient descent (DGD) with a limited communication/computation budget, where at each time step, only a limited number of DGD iterations can be performed before the objective changes again. For strongly convex and smooth losses, we analyze the tracking error with respect to the time-varying minimizer through a fixed-point theory lens. Our analysis reveals that the tracking error decomposes into a fixed-point tracking term and a bias term induced by data heterogeneity across agents. We specialize the analysis to two natural weighting strategies: uniform weights, which treat all samples equally, and exponentially discounted weights, which geometrically decay the influence of older data. Under uniform weighting, DGD tracks the fixed-point at a rate O(1/t)\mathcal{O}(1/t), whereas discounted weighting yields a non-vanishing fixed-point tracking floor controlled by the discount factor. In both cases, decentralization induces an additional non-zero bias floor under a constant step size. We validate our theoretical findings through numerical simulations.
Muhammad Faraz Ul Abrar, Nicolò Michelusi, Erik G. Larsson
May 4, 2026cs.RO

Refining Compositional Diffusion for Reliable Long-Horizon Planning

Compositional diffusion planning generates long-horizon trajectories by stitching together overlapping short-horizon segments through score composition. However, when local plan distributions are multimodal, existing compositional methods suffer from mode-averaging, where averaging incompatible local modes leads to plans that are neither locally feasible nor globally coherent. We propose Refining Compositional Diffusion (RCD), a training-free guidance method that steers compositional sampling toward high-density, globally coherent plans. RCD leverages the self-reconstruction error of a pretrained diffusion model as a proxy for the log-density of composed plans, combined with an overlap consistency term that enforces consistency at segment boundaries. We show that the combined guidance concentrates sampling on high-density plans that mitigate mode-averaging. Experiments on challenging long-horizon tasks from OGBench, including locomotion, object manipulation, and pixel-based observations, demonstrate that RCD consistently outperforms existing methods.
Kyowoon Lee, Yunhao Luo, Anh Tong +1
May 4, 2026cs.RO

Higher-Order Flexible Configurations of Planar Parallel Manipulators Constructed by Averaging

This paper investigates singular configurations of planar 3-RPR parallel manipulators, which result from applying the averaging technique to solution pairs of their direct kinematic problem. Without computing the zeros of the corresponding degree 6 polynomial we parametrize the input pairs and determine their relative orientation in a way that the flexion order of the averaged configurations increases. Moreover, the obtained results are visualized for concrete examples. The presented methodology can also be used for studying the spherical and spatial analogues of planar 3-RPR parallel manipulators.
Yudi Zhao, Georg Nawratil
Apr 29, 2026cs.LG

Generalizing the Geometry of Model Merging Through Frechet Averages

Model merging aims to combine multiple models into one without additional training. Naïve parameter-space averaging can be fragile under architectural symmetries, as their geometry does not take them into account. In this work we show that not only the geometry, but also the averaging procedure itself, must be symmetry-invariant to achieve symmetry-aware merges. Consequently, we propose a general solution: merging as Fréchet averaging, i.e., selecting parameters that minimize a sum of geodesic distances on an appropriate manifold. In this view, the key design choice is the overall geometry, i.e., the choice of metric, manifold, and distance approximation, that determines what it means for two models to be "close". We show that Fréchet averaging, combined with simplifying assumptions, contains Fisher merging. Building on this, we examine the particular case of low-rank adapters (LoRA), whose symmetries induce a distinct geometry: that of a quotient manifold. We outline the limitations of current LoRA merging methods, propose a practical algorithm for this setting, and show how they compare with other commonly used approaches.
Marvin F. da Silva, Mohammed Adnan, Felix Dangel +1
Apr 27, 2026stat.ML

A Divergence-Based Method for Weighting and Averaging Model Predictions

This paper uses a minimum divergence framework to introduce a new way of calculating model weights that can be used to average probabilistic predictions from statistical and machine learning models. The method is general and can be applied regardless of whether the models under consideration are fit to data using frequentist, Bayesian, or some other fitting method. The proposed method is motivated in two different ways and is shown empirically to perform better than or on a par with standard model averaging methods, including model stacking and model averaging that relies on Akaike-style negative exponentiated model weighting, especially when the sample size is small. Our theoretical analysis explains why the method has a small-sample advantage.
Olav Benjamin Vassend
Apr 24, 2026stat.ML

FedSPDnet: Geometry-Aware Federated Deep Learning with SPDnet

We introduce two federated learning frameworks for the classical SPDnet model operating on symmetric positive definite (SPD) matrices with Stiefel-constrained parameters. Unlike standard Euclidean averaging, which violates orthogonality, our approach preserves geometric structure through two efficient aggregation strategies: ProjAvg, projecting arithmetic means onto the Stiefel manifold, and RLAvg, approximating tangent-space averaging via retractions and liftings. Both methods are computationally efficient, independent of the optimizer, and enable scalable federated learning for signal processing applications whose features are SPD matrices. Simulations on EEG motor imagery benchmarks show that FedSPDnet outperforms federated EEGnet in F1 score and robustness to federation and partial participation, while using fewer parameters per communication round.
Thibault Pautrel, Florent Bouchard, Ammar Mian +1
Apr 23, 2026cs.DC

Shard the Gradient, Scale the Model: Serverless Federated Aggregation via Gradient Partitioning

Federated learning (FL) aggregation on serverless platforms faces a hard scalability ceiling: existing architectures (lambda-FL, LIFL) partition clients across aggregators, but every aggregator must hold the complete model gradient in memory. When gradients exceed the per-function memory limit (e.g., 10 GB on AWS Lambda), aggregation becomes infeasible regardless of tree depth or branching factor. We propose GradsSharding, which instead partitions the gradient tensor into M shards, each averaged independently by a serverless function that receives contributions from all clients. Because FedAvg averaging is element-wise, this produces bit-identical results to tree-based approaches, so model accuracy is invariant by construction. Per-function memory is bounded at O(|θ|/M), independent of client count, enabling aggregation of arbitrarily large models. We evaluate GradsSharding against lambda-FL and LIFL through HPC experiments and real AWS Lambda deployments across model sizes from 43 MB to 5 GB. Results show a cost crossover at approximately 500 MB gradient size, 2.7x cost reduction at VGG-16 scale, and that GradsSharding is the only architecture that remains deployable beyond the serverless memory ceiling.
Amine Barrak
Apr 20, 2026cs.LG

Federated Rule Ensemble Method in Medical Data

Machine learning has become integral to medical research and is increasingly applied in clinical settings to support diagnosis and decision-making; however, its effectiveness depends on access to large, diverse datasets, which are limited within single institutions. Although integrating data across institutions can address this limitation, privacy regulations and data ownership constraints hinder these efforts. Federated learning enables collaborative model training without sharing raw data; however, most methods rely on complex architectures that lack interpretability, limiting clinical applicability. Therefore, we proposed a federated RuleFit framework to construct a unified and interpretable global model for distributed environments. It integrates three components: preprocessing based on differentially private histograms to estimate shared cutoff values, enabling consistent rule definitions and reducing heterogeneity across clients; local rule generation using gradient boosting decision trees with shared cutoffs; and coefficient estimation via 1\ell_1-regularized optimization using a Federated Dual Averaging algorithm for sparse and consistent variable selection. In simulation studies, the proposed method achieved a performance comparable to that of centralized RuleFit while outperforming existing federated approaches. Real-world analysis demonstrated its ability to provide interpretable insights with competitive predictive accuracy. Therefore, the proposed framework offers a practical and effective solution for interpretable and reliable modeling in federated learning environments.
Ke Wan, Kensuke Tanioka, Toshio Shimokawa
Apr 18, 2026cs.CV

Rethinking Cross-Dose PET Denoising: Mitigating Averaging Effects via Residual Noise Learning

Cross-dose denoising for low-dose positron emission tomography (LDPET) has been proposed to address the limited generalization of models trained at a single noise level. However, neural networks trained on a specific dose level often fail to generalize to other dose conditions due to variations in noise magnitude and statistical properties. Conventional "one-size-for-all" models attempt to mitigate this variability but tend to learn averaged representations across noise levels, resulting in degraded performance. In this work, we analyze this limitation and show that standard training formulations implicitly optimize an expectation over heterogeneous noise distributions, causing the network to learn an averaged denoising mapping that cannot accurately model dose-specific noise characteristics. We propose a unified residual noise learning framework that estimates noise directly from low-dose PET images rather than predicting full-dose images. Experiments on large-scale multi-dose PET datasets from two medical centers demonstrate that the proposed method outperforms the "one-size-for-all" model, individual dose-specific U-Net models, and dose-conditioned approaches, achieving improved denoising performance. These results indicate that residual noise learning effectively mitigates the averaging effect and enhances generalization for cross-dose PET denoising.
Yichao Liu, Zongru Shao, Yueyang Teng +1
Apr 16, 2026cs.LG

Curvature-Aligned Probing for Local Loss-Landscape Stabilization

Local loss-landscape stabilization under sample growth is typically measured either pointwise or through isotropic averaging in the full parameter space. Despite practical value, both choices probe directions that contribute little to the dominant local deformation of strongly anisotropic neural landscapes. We recast stabilization as an observational problem and introduce a unified family of criteria parameterized by an aggregation order and a probing distribution; within this family we propose a curvature-aligned criterion Δ2(D)Δ_2^{(D)} that probes the loss increment field in the top-DD eigenspace of the empirical Hessian near a trained solution. Solely from a local quadratic model, we prove that Δ2(D)Δ_2^{(D)} preserves the O(k2)O(k^{-2}) mean-squared rate of the full-space criterion while replacing ambient-dimension curvature dependence with dependence on the subspace dimension DD; a corollary gives a closed-form spectral expression and a proposition identifies the top-DD eigenspace as extremal within the eigenspace-aligned family. We also derive scalable estimators based on Hessian-vector products, subspace Monte Carlo, and a closed-form Gaussian-moment proxy. On a decoder-only transformer, a curvature-aligned probe occupying a tiny fraction of parameter space already reproduces the full-space mean-squared signal to within numerical noise throughout the validated local regime, and the closed-form estimator is orders of magnitude faster than direct Monte Carlo after subspace construction.
Nikita Kiselev, Andrey Grabovoy
Apr 10, 2026cs.LG

Sliding-Window Reordering with Overlap Averaging: A Simple Time-Domain Augmentation for Multivariate Forecasting

Augmentation has become a central technique for improving deep forecasting models, but classification-style transformations tend to break the coherence between the look-back window and its continuous future target. We describe a simple procedure that unfolds the joint input-target sequence into overlapping sliding windows, randomly reorders a controlled fraction of them-prioritized by a lightweight variance criterion-and reconstructs the sequence by averaging across the overlaps, producing synthetic samples with controlled variation while limiting temporal distortion. The procedure is model-agnostic, introduces only three interpretable hyperparameters, and achieves strong improvements over a comprehensive set of competing augmentations across nine long-term forecasting benchmarks with five backbone families (TSMixer, DLinear, PatchTST, TiDE, LightTS) and four short-term traffic benchmarks with PatchTST. Component-wise ablations, hyperparameter sensitivity studies, distributional-alignment diagnostics, probabilistic forecasting evaluation, and a transfer experiment to univariate and multivariate time series classification clarify the contribution of each design choice.
Jafar Bakhshaliyev, Johannes Burchert, Niels Landwehr +1
Apr 4, 2026cs.LG

Algebraic Diversity: Group-Theoretic Spectral Estimation from Single Observations

We establish that temporal averaging over multiple observations is the degenerate case of algebraic group action with the trivial group G={e}G=\{e\}. A General Replacement Theorem proves that a group-averaged estimator from one snapshot achieves equivalent subspace decomposition to multi-snapshot covariance estimation. The Trivial Group Embedding Theorem proves that the sample covariance is the accumulation of trivial-group estimates, with variance governed by a (G,L)(G,L) continuum as 1/(GL)1/(|G|\cdot L). The processing gain 10log10(M)10\log_{10}(M) dB equals the classical beamforming gain, establishing that this gain is a property of group order, not sensor count. The DFT, DCT, and KLT are unified as group-matched special cases. We conjecture a General Algebraic Averaging Theorem extending these results to arbitrary statistics, with variance governed by the effective group order deffd_{\mathrm{eff}}. Monte Carlo experiments on the first four sample moments across five group types confirm the conjecture to four-digit precision. The framework exploits the structurestructure of information (representation-theoretic symmetry of the data object) rather than the content, complementing Shannon's theory. Five applications are demonstrated: single-snapshot MUSIC, massive MIMO, single-pulse waveform classification, graph signal processing, and analysis of transformer LLMs. Techniques for blind group matching are described.
Mitchell A. Thornton
Dec 28, 2025cs.LG

Mechanistic Evidence for Preserved-but-Misaligned Representations in Non-IID FedAvg

Federated Averaging (FedAvg) often degrades under non-IID client data, but it remains unclear whether this degradation reflects the loss of client-learned representations or a failure to use representations that are still present. We study this question mechanistically in sparse client-trained vision models, using dense-model controls to test whether the observed effects depend on sparsity. Our analysis combines class-specific circuit discovery, linear probing of frozen representations, head-only finetuning, and sparse feature dictionaries. Across CNN and ResNet models on CIFAR-10 and Fashion-MNIST, severe label skew can drive some per-class accuracies near zero even when class-specific internal structure remains recoverable. Linear probes substantially outperform the aggregated classifier, head-only finetuning partially restores accuracy, and USAE transfer reveals a largely shared feature basis between IID and non-IID models. Together, these diagnostics suggest that, in our setting, non-IID FedAvg degradation is not fully explained by representational erasure; it also reflects misalignment between preserved internal structure and the final prediction pathway.
Muhammad Haseeb, Salaar Masood, Muhammad Abdullah Sohail +2
Jul 31, 2025stat.ML

Formal Bayesian Transfer Learning via the Total Risk Prior

Existing methods for transfer learning struggle to deal with situations where the source datasets are limited and not guaranteed to be well-aligned with the target dataset. A typical strategy is to use the empirical loss minimizer on the source data as a prior mean for the target parameters. Our key conceptual contribution is to use a risk minimizer conditional on source parameters instead. This allows us to construct a single joint prior distribution for all parameters from the source datasets as well as the target dataset. As a consequence, we benefit from full Bayesian uncertainty quantification and can perform model averaging via Gibbs sampling over indicator variables governing the inclusion of each source dataset. We show how a particular instantiation of our prior leads to a Bayesian Lasso in a transformed coordinate system and discuss computational techniques to scale our approach to moderately sized datasets. We discuss connections between the Maximum a Posteriori estimate associated with our approach and the recently proposed Trans-Lasso method and demonstrate that the MAP estimator MSE-dominates the Trans-Lasso in the normal means setting when there is no regularization on the source datasets. Finally, we perform numerical experiments finding that full Bayesian inference provides superior predictive performance relative to Trans-Lasso on a genetics application, especially when the source data are limited.
Nathan Wycoff, Ali Arab, Lisa O. Singh
Jun 10, 2025cs.CV

SEMA: a Scalable and Efficient Mamba like Attention via Token Localization and Averaging

Attention is the critical component of a transformer. Yet the quadratic computational complexity of vanilla full attention in the input size and the inability of its linear attention variant to focus have been challenges for computer vision tasks. We provide a mathematical definition of generalized attention and formulate both vanilla softmax attention and linear attention within the general framework. We prove that generalized attention disperses, that is, as the number of keys tends to infinity, the query assigns equal weights to all keys. Motivated by the dispersion property and recent development of Mamba form of attention, we design Scalable and Efficient Mamba like Attention (SEMA) which utilizes token localization to avoid dispersion and maintain focusing, complemented by theoretically consistent arithmetic averaging to capture global aspect of attention. We support our approach on Imagenet-1k where classification results show that SEMA is a scalable and effective alternative beyond linear attention, outperforming recent vision Mamba models on increasingly larger scales of images at similar model parameter sizes.
Nhat Thanh Tran, Fanghui Xue, Shuai Zhang +4
May 18, 2025cs.LG

Never Skip a Batch: Dense Learning of Temporal GNNs via Adaptive Pseudo-Supervision

Temporal graph networks suffer from irregular supervision in realworld dynamic graphs, as most minibatches contain few labeled events. The lack of labels leads to high-variance gradient updates and, consequently, slow wall-clock convergence. To constructively reduce sparsity, our Moving-Averaged Labels (MAL) assigns soft pseudo-targets based on past supervised signals using a running label distribution while leaving the loss and the model architecture unchanged. Thus, supervision gaps are replaced with informative signals independent of a temporal graph model and the message passing or memory components used. Theoretical analysis supports our insight that aggregating historical supervision into moving average targets reduces stochastic gradient variance, yielding faster convergence under mild assumptions. Experimentally, for TGNv2 and DyRepv2 (our modification of DyRep) models, MAL boosts predictive performance, establishing a new SOTA, and improves time-to-accuracy (on average 6x faster to reach the top score) for a common suite of Temporal Graph Benchmark datasets.
Alexander Panyshev, Dmitry Vinichenko, Oleg Travkin +2
Oct 21, 2024stat.ML

Statistical Inference for Policy Evaluation with Temporal Difference Learning

We investigate the statistical properties of Temporal Difference (TD) learning with Polyak-Ruppert averaging, arguably one of the most widely used algorithms in reinforcement learning, for the task of estimating the parameters of the optimal linear approximation to the value function. Assuming independent samples, we make three theoretical contributions that improve upon the current state-of-the-art results: (i) we establish refined high-dimensional Berry-Esseen bounds over the class of convex sets, achieving faster rates than the best known results, and (ii) we propose and analyze a novel, computationally efficient online plug-in estimator of the asymptotic covariance matrix; (iii) we derive sharper high probability convergence guarantees that depend explicitly on the asymptotic variance and hold under weaker conditions than those adopted in the literature. These results enable the construction of confidence regions and simultaneous confidence intervals for the linear parameters of the value function approximation, with guaranteed finite-sample coverage. We demonstrate the applicability of our theoretical findings through numerical experiments.
Weichen Wu, Gen Li, Yuting Wei +1