LLM Auditing

LLM: Large Language Model

Momentum

59 papers in the last four weeks, up 79% on the four weeks before. 0.6% of all new papers.

Jul 13Week of Sep 28

Latest papers 453

May 9, 2026cs.HC

Causal Stories from Sensor Traces: Auditing Epistemic Overreach in LLM-Generated Personal Sensing Explanations

LLMs are increasingly used to explain personal sensing data, translating traces of activity and mood into natural-language accounts of why an anomalous day may have occurred. However, such explanations can sound coherent and personally meaningful even when the underlying evidence is sparse or missing. We introduce epistemic overreach (EO) as a measure for cases where a generated explanation implies more than the available sensing evidence can justify. To audit how often and in what forms EO occurs, we obtained anomalous-day scenarios from three longitudinal sensing datasets of college students: StudentLife, GLOBEM, and CollegeExperience. Across activity, sleep, and affect anomalies, we generated 14,922 explanations using three LLM families -- Llama, Qwen, and GPT -- under two prompting conditions: one minimally constrained prompt and another prompt explicitly instructing models to bound claims to the data. For each scenario, we varied the amount of behavioral evidence available to the model to examine whether more evidence reduces EO. We evaluated each explanation using a structured rubric, decomposing EO into the dimensions of unsupported causal attribution, unacknowledged data gaps, overconfident language, temporal inconsistency, and diagnostic inference. We find that LLMs routinely attribute anomalous days to causes without sufficient support from the data, and that this pattern replicates across datasets, anomaly types, and model families. Further, providing richer context does not reliably reduce EO; bounded prompting helps but does not eliminate it. These findings suggest that evidential grounding should be a first-order evaluation criterion for LLM-generated personal sensing explanations, alongside fluency and plausibility. We argue that personal sensing explanations require evidential discipline: systems must distinguish what is observed, what is inferred, and what remains unknown.
May 8, 2026cs.CR

SecureForge: Finding and Preventing Vulnerabilities in LLM-Generated Code via Prompt Optimization

LLM coding agents now generate code at an unprecedented scale, yet LLM-generated code introduces cybersecurity vulnerabilities into codebases without human involvement. Even when frontier models are explicitly asked to write secure production code with relevant weaknesses to avoid in context, we find that they still produce verifiable vulnerabilities on average 23% of the time across a corpus of 250 benign coding prompts. We introduce SecureForge, an automated pipeline that both audits security risks of frontier models and produces auditing-informed secure system prompts that reduce output security vulnerabilities while maintaining unit test performance. SecureForge first identifies benign prompts that produce statically detectable vulnerabilities, and then amplifies them into a large synthetic prompt corpus of diverse scenarios using a Markovian sampling technique to jointly maintain error rates and prompt diversity. This corpus is then used to iteratively optimize the system prompts to reduce output security vulnerabilities. On frontier models, SecureForge yields a statistically significant Pareto improvement in both unit test success and output security, with output vulnerabilities reduced by up to 48%. The resulting system prompts transfer zero-shot to in-the-wild coding agent prompts, without any exposure to real user prompt distributions during optimization.
May 8, 2026cs.DL

LLM hallucinations in the wild: Large-scale evidence from non-existent citations

Large language models (LLMs) are known to generate plausible but false information across a wide range of contexts, yet the real-world magnitude and consequences of this hallucination problem remain poorly understood. Here we leverage a uniquely verifiable object - scientific citations - to audit 111 million references across 2.5 million papers in arXiv, bioRxiv, SSRN, and PubMed Central. We find a sharp rise in non-existent references following widespread LLM adoption, with a conservative estimate of 146,932 hallucinated citations in 2025 alone. These errors are diffusely embedded across many papers but especially pronounced in fields with rapid AI uptake, in manuscripts with linguistic signatures of AI-assisted writing, and among small and early-career author teams. At the same time, hallucinated references disproportionately assign credit to already prominent and male scholars, suggesting that LLM-generated errors may reinforce existing inequities in scientific recognition. Preprint moderation and journal publication processes capture only a fraction of these errors, suggesting that the spread of hallucinated content has outpaced existing safeguards. Together, these findings demonstrate that LLM hallucinations are infiltrating knowledge production at scale, threatening both the reliability and equity of future scientific discovery as human and AI systems draw on the existing literature.
May 8, 2026cs.CL

MAVEN: Multi-Agent Verification-Elaboration Network with In-Step Epistemic Auditing

While explicit reasoning trajectories enhance model interpretability, existing paradigms often rely on monolithic chains that lack intermediate verification, allowing early errors to cascade unchecked. This lack of modularity impedes granular auditing and compromises the epistemic trust required for high-stakes applications. We propose MAVEN (Multi-Agent Verification-Elaboration Network with In-Step Epistemic Auditing), a blackboard-inspired framework designed to transform LLMs into deliberate reasoners through explicit role-decoupling. At its core, MAVEN operationalizes an adversarial Skeptic-Researcher-Judge loop, simulating expert deliberation by functionally separating logical defense from factual grounding. Experiments on OpenBookQA, TruthfulQA, HALUEVAL and StrategyQA benchmarks demonstrate that MAVEN delivers superior reasoning quality across four fine-grained metrics. Notably, MAVEN consistently outperforms latent reasoning models such as GEMINI-3.1-Pro and consensus-based baselines (e.g., ReConcile) by generating explicitly structured, modular, and verifiable deliberation trajectories, rather than relying on implicit internal states or post-hoc consensus. Moreover, comprehensive evaluations confirm that MAVEN is fully model-agnostic, serving as a strong and transferable reasoning booster that yields substantial performance improvements across diverse backbone models.
May 7, 2026cs.LG

LLMs are not (consistently) Bayesian: Quantifying internal (in)consistencies of LLMs' probabilistic beliefs

Modern AI systems are being deployed in complex domains such as medicine, science, and law, where it is important that they not only produce correct answers, but also represent and update uncertain beliefs about the world as new evidence arrives. We introduce the novel technique of studying LLMs as information processing rules and utilize the information processing gap to study the internal (in)consistencies of how LLMs update their probabilistic beliefs from evidence. Our extensive experiments evaluate multiple approaches in which LLMs can incorporate evidence into their beliefs. Some of these approaches produce (nearly) Bayesian updates; others seem to use a learned heuristic. Surprisingly, the non-Bayesian heuristic updates often outperform exact Bayesian computation in terms of downstream task performance -- indicating the LLMs' probabilistic models of the world are misspecified. Lastly, we show how our measure can provide diagnostics to identify issues with LLM-powered inferential systems.
May 7, 2026cs.LG

Dataset Watermarking for Closed LLMs with Provable Detection

Large language models (LLMs) are pre-trained and post-trained on vast amounts of loosely curated data, raising the possibility that these models may have been trained on proprietary datasets or the same benchmarks used for evaluation. This motivates the need for dataset watermarking: designing datasets such that training on them leaves detectable signatures in the resulting model. Prior work has explored this problem for open models. We introduce the first dataset watermarking method for closed LLMs with provable detection. In particular, we embed a dataset-level watermark signal by increasing the co-occurrence frequency of randomly selected word pairs through rephrasing, and detect it using a statistical test on co-occurrence patterns in model-generated outputs. We evaluate our method with multiple base models and benchmark datasets and show that it reliably detects the watermark (p<0.01p <0.01) in the fine-tuning stage. Notably, our method remains effective in a data mixture setting where the watermarked dataset constitutes only approximately 1%1\% of the total fine-tuning tokens. Furthermore, we show that our method preserves the utility and semantic integrity of the benchmark.
May 7, 2026cs.LG

When No Benchmark Exists: Validating Comparative LLM Safety Scoring Without Ground-Truth Labels

Many deployments must compare candidate language models for safety before a labeled benchmark exists for the relevant language, sector, or regulatory regime. We formalize this setting as benchmarkless comparative safety scoring and specify the contract under which a scenario-based audit can be interpreted as deployment evidence. Scores are valid only under a fixed scenario pack, rubric, auditor, judge, sampling configuration, and rerun budget. Because no labels are available, we replace ground-truth agreement with an instrumental-validity chain: responsiveness to a controlled safe-versus-abliterated contrast, dominance of target-driven variance over auditor and judge artifacts, and stability across reruns. We instantiate the chain in SimpleAudit, a local-first scoring instrument, and validate it on a Norwegian safety pack. Safe and abliterated targets separate with AUROC values between 0.89 and 1.00, target identity is the dominant variance component (η2≈0.52η^2 \approx 0.52), and severity profiles stabilize by ten reruns. Applying the same chain to Petri shows that it admits both tools. The substantial differences arise upstream of the chain, in claim-contract enforcement and deployment fit. A Norwegian public-sector procurement case comparing Borealis and Gemma 3 demonstrates the resulting evidence in practice: the safer model depends on scenario category and risk measure. Consequently, scores, matched deltas, critical rates, uncertainty, and the auditor and judge used must be reported together rather than collapsed into a single ranking.
May 7, 2026cs.AI

DataDignity: Training Data Attribution for Large Language Models

Auditing language-model outputs often requires more than judging correctness: an auditor may need to identify which source document most likely supports the knowledge expressed in a response. We study this as pinpoint provenance: given a prompt, a target-model response, and a candidate corpus, rank the documents that best support the response. We introduce FakeWiki, a controlled benchmark of 3,537 fabricated Wikipedia-style articles designed to preserve ground-truth provenance while weakening lexical shortcuts. FakeWiki includes QA probes, source-preserving paraphrases, retro-generated variants, hard anti-documents that remain topically similar while removing answer-critical facts, and five query conditions: clean prompting plus four jailbreak-inspired transformations. We evaluate seven retrieval baselines, a training-free activation-steering retrieval-fusion method, SteerFuse, and a supervised contrastive provenance ranker, ScoringModel. ScoringModel maps response and document features into a shared space and is trained with InfoNCE using in-batch, retrieval-mined, and anti-document negatives. Across nine open-weight instruction-tuned LLMs and five query conditions, ScoringModel improves mean Recall@10 from 35.0 for the strongest retrieval baseline to 52.2, without inference-time fusion, and wins 41/45 model-by-condition cells. SteerFuse is usually second-best despite requiring no supervised training, showing that activation-space evidence can efficiently complement text retrieval. On jailbreak-inspired transformed queries, ScoringModel improves Recall@10 by 15.7 points on average over the best baseline. Overall, our work shows that robust training data attribution requires evaluation settings that separate true answer support from topical or lexical resemblance.
May 6, 2026cs.CL

Automatically Finding and Validating Unexpected Side-Effects of Interventions on Language Models

We present an automated, contrastive evaluation pipeline for auditing the behavioral impact of interventions on large language models. Given a base model M1M_1 and an intervention model M2M_2, our method compares their free-form, multi-token generations across aligned prompt contexts and produces human-readable, statistically validated natural-language hypotheses describing how the models differ, along with recurring themes that summarize patterns across validated hypotheses. We evaluate the approach in synthetic setting by injecting known behavioral changes and showing that the pipeline reliably recovers them. We then apply it to three real-world interventions, reasoning distillation, knowledge editing and unlearning, demonstrating that the method surfaces both intended and unexpected behavioral shifts, distinguishes large from subtle interventions, and does not hallucinate differences when effects are absent or misaligned with the prompt bank. Overall, the pipeline provides a statistically grounded and interpretable tool for post-hoc auditing of intervention-induced changes in model behavior.
May 6, 2026cs.CL

Distilling Bayesian Belief States into Language Models for Auditable Negotiation

Negotiation agents must infer what their counterpart values, update those beliefs over dialogue turns, and choose actions under uncertainty. End-to-end large language models (LLMs) can imitate negotiation dialogue, but their opponent beliefs are usually implicit and difficult to inspect. We propose BOND (Bayesian Opponent-belief Negotiation Distillation), a framework for auditable negotiation. BOND consists of an LLM-based Bayesian teacher that scores dialogue contexts against the six possible opponent priority orderings, updates a posterior over those orderings, and uses the posterior for menu-based decision making, as well as a smaller 8B student language model that emits both negotiation actions and normalized posterior beliefs as tagged text. In the CaSiNo negotiation dataset, BOND outperforms the state-of-the-art and achieves mean Brier score 0.085 over opponent-priority posteriors. The distilled student preserves much of this belief signal, achieving Brier 0.114, below the uniform six-ordering reference of 5/36, approximately 0.139. Compared with a 70B structured-CoT baseline, the significantly smaller 8B student model yields substantially better elicited posterior calibration. We further showcase auditability through posterior trajectories, belief-versus-policy error decomposition, and posterior-prefix interventions. These diagnostics reveal that distillation preserves a scoreable belief report more strongly than causal belief-conditioned control, making weak belief-action coupling visible, not hidden.
May 6, 2026cs.AI

Deployment-Relevant Alignment Cannot Be Inferred from Model-Level Evaluation Alone

Alignment evaluation in machine learning has largely become evaluation of models. Influential benchmarks score model outputs under fixed inputs, such as truthfulness, instruction following, or pairwise preference, and these scores are often used to support claims about deployed alignment. This paper argues that deployment-relevant alignment cannot be inferred from model-level evaluation alone. Alignment claims should instead be indexed to the level at which evidence is collected: model-level, response-level, interaction-level, or deployment-level. Two studies support this position. First, a structured audit of eleven alignment benchmarks, extended to a sixteen-benchmark corpus, dual-coded against an eight-dimension rubric with Cohen's kappa = 0.87, finds that user-facing verification support is absent across every benchmark examined, while process steerability is nearly absent. The few interactional benchmarks identified, including tau-bench, CURATe, Rifts, and Common Ground, remain fragmented in coverage, and benchmark construction rather than data source determines what is measured. Second, a blinded cross-model stress test using 180 transcripts across three frontier models and four scaffolds finds that the same verification scaffold raises one model's verification support to ceiling while leaving another categorically unchanged. This shows that scaffold efficacy is model-dependent and that the gap identified by the audit cannot be closed at the model level alone. We propose a system-level evaluation agenda: alignment profiles instead of single scores, fixed-scaffolding protocols for comparable interactional evaluation, and reporting templates that make the inferential distance between evaluation evidence and deployment claims explicit.
May 5, 2026cs.CY

Frontier Lag: A Bibliometric Audit of Capability Misrepresentation in Academic AI Evaluation

LLM evaluations in applied domains tend to reflect models that were already outclassed at time of publication. We observe a publication elicitation gap: the distance between the AI systems generating the results reported in an academic paper and the AI systems that a current reader of that paper would reasonably assume are being referenced. We systematically sweep OpenAlex from 2022-01-01 to 2026-04-01 (n = 112,303 LLM keyword matches). Then, we identify what models were evaluated (n = 18,574 admissible records). We then rank each evaluated LLM against a frontier LLM based on the Epoch AI Capabilities Index (ECI), an aggregate LLM capability score. We find that the median paper's models are worse than the frontier LLM at the time of evaluation (a median gap of +10.45 ECI; H1, n = 12,668). The gap is increasing at a rate of +4.07 ECI per year (H2, nominal 95% CI [+3.75, +4.45]). An explicitly stated evaluation date can be found in only 18.4% of full-text papers. A Bayes-corrected 52.5% (95% CI: [47.3, 57.9]) of the abstracts audited discuss their conclusions in terms of "AI" as a category, rather than specific models. Just 2.2% of abstracts and 21.2% of full-text articles evaluating reasoning models disclose whether the models were tested with reasoning turned on or off (H4). We propose a solution to this problem that is distributed among authors, editors, and funders. First, reporting from authors; VERSIO-AI v1.2 is a proposed 13-item checklist to cover the configuration surface described herein. Second, enforcement from journal editors and peer reviewers. Third, conditioning grants on disclosure and providing API access.
May 5, 2026cs.CL

Auditing Stealth Sycophancy in Mental-Health Dialogue: Structured Clinical-State Diagnostics and Clean Matched Benchmarks

Mental-health dialogue models are increasingly evaluated by AI-based evaluators, yet these evaluators often treat surface empathy, supportiveness, or fluency as evidence of safety. In this paper, we study a hidden failure mode that we call implicit sycophancy: a response may appear empathetic while implicitly reinforcing catastrophizing, avoidance, hopeless prediction, or CBT-style labeling. To examine this problem, we introduce a diagnostic benchmark for implicit-sycophancy detection, built from three representative mental-health dialogue sources covering everyday peer support, counseling-style emotional support, and crisis-oriented interaction, and further construct a leakage-audited clean single-response matched benchmark with 500 contexts and 1,500 matched response windows. We then propose Dynamic Emotional Signature Graphs (DESG), a structured offline audit framework that separates LLM-based state extraction from final scoring and evaluates clinical direction through semantic, affective, and cognitive-distortion state transitions rather than free-form LLM judgment. Unlike metadata, surface-style, lexical, embedding, and rubric-LLM baselines, DESG scores the direction of clinical-state change induced by a response; on the leakage-audited clean matched benchmark, DESG-StateRisk improves over the strongest non-DESG baseline by 0.0488 macro-F1 and achieves the best harmful-risk detection result. These results suggest that evaluating implicit sycophancy requires explicit clinical-state modeling together with leakage checks, shortcut controls, and competitive baselines.
May 4, 2026cs.SE

AI-Generated Smells: An Analysis of Code and Architecture in LLM and Agent-Driven Development

The promise of Large Language Models in automated software engineering is often measured by functional correctness, overlooking the critical issue of long term maintainability. This paper presents a systematic audit of technical debt in AI-generated software, revealing that AI does not eliminate flaws but rather introduces a distinct machine signature of defects. Our multi-scale analysis, spanning single-file algorithmic tasks and complex, agent generated systems, identifies a fundamental Reasoning-Complexity Trade-off: as models become more capable, they generate increasingly bloated and coupled code. This architectural decay is so pronounced that we establish a Volume-Quality Inverse Law, where code volume is a near perfect predictor of structural degradation. Crucially, we demonstrate that neither functional correctness nor detailed prompting mitigates this decay. These findings challenge the current paradigm of prompt-driven generation, reframing the central problem of AI-based software engineering from one of code generation to one of architectural complexity management. We conclude that future progress depends on equipping agents with explicit architectural foresight to ensure the software they build is not just functional, but also maintainable.
May 3, 2026cs.AI

Model Routing as a Trust Problem: Route Receipts for Adaptive AI Systems

AI products often route requests through version aliases, service tiers, tool choices, regional endpoints, fallback rules, or safety handling before responding. These routing steps are documented product surfaces in several widely used AI platforms and serving stacks. Routing helps AI services stay affordable, fast, and available at scale, and it shapes trust. Trust can break when routing changes the cost, quality, or accountability of a response without the user being able to tell what happened. "Which model answered?" is only part of the audit question. The runtime path matters. Adaptive AI systems should produce a runtime transparency artifact called the route receipt. A route receipt is a compact record of the route that served a request. It should capture enough material facts for people relying on the output to reconstruct important routing decisions without exposing proprietary internals or hidden reasoning. Route transparency should be part of model documentation. Model cards describe trained model artifacts, while route receipts describe the runtime conditions under which a particular answer was produced. The paper introduces the route-receipt concept, a minimal schema and redaction model, and a documentation-based survey of selected platforms showing that receipt fragments already exist without a portable per-answer record.
May 2, 2026cs.CL

Auditing demographic bias in AI-based emergency police dispatch: a cross-lingual evaluation of eleven large language models

Large language models (LLMs) are rapidly being integrated into high-stakes public safety systems, including emergency call triage and dispatch decision support, yet their demographic fairness in this context remains largely untested. Here we introduce a cross-lingual audit framework that operationalizes the Police Priority Dispatch System as a five-level ordinal classification task and applies a controlled minimal-pair design to isolate the effect of demographic cues. Across 19,800 model outputs spanning 11 frontier models, 15 scenario pairs, three demographic categories (religious appearance, gender, and race), and two languages (English and Mandarin Chinese), we find that demographic bias emerges systematically when incident severity is ambiguous but largely disappears when the operational priority is clearly determined by call content. Bias magnitude varies by demographic axis, with the largest effects observed for religious appearance, followed by gender and race. Critically, bias does not transfer consistently across languages: gender bias is substantially amplified in Mandarin Chinese, whereas race bias is more pronounced in English, revealing cross-lingual asymmetries that aggregate analyses obscure. In several scenarios, demographic cues produce counter-directional effects, challenging simple stereotype-amplification accounts of model behavior. These findings suggest that bias in LLM-based dispatch is not a fixed property of models alone, but arises from the interaction between demographic signals, contextual ambiguity, and language. Beyond these empirical results, the proposed framework provides a scalable audit infrastructure that enables deploying agencies to evaluate candidate models on jurisdiction-relevant scenarios prior to real-world adoption.
May 1, 2026cs.CR

When RAG Chatbots Expose Their Backend: An Anonymized Case Study of Privacy and Security Risks in Patient-Facing Medical AI

Background: Patient-facing medical chatbots based on retrieval-augmented generation (RAG) are increasingly promoted to deliver accessible, grounded health information. AI-assisted development lowers the barrier to building them, but they still demand rigorous security, privacy, and governance controls. Objective: To report an anonymized, non-destructive security assessment of a publicly accessible patient-facing medical RAG chatbot and identify governance lessons for safe deployment of generative AI in health. Methods: We used a two-stage strategy. First, Claude Opus 4.6 supported exploratory prompt-based testing and structured vulnerability hypotheses. Second, candidate findings were manually verified using Chrome Developer Tools, inspecting browser-visible network traffic, payloads, API schemas, configuration objects, and stored interaction data. Results: The LLM-assisted phase identified a critical vulnerability: sensitive system and RAG configuration appeared exposed through client-server communication rather than restricted server-side. Manual verification confirmed that ordinary browser inspection allowed collection of the system prompt, model and embedding configuration, retrieval parameters, backend endpoints, API schema, document and chunk metadata, knowledge-base content, and the 1,000 most recent patient-chatbot conversations. The deployment also contradicted its privacy assurances: full conversation records, including health-related queries, were retrievable without authentication. Conclusions: Serious privacy and security failures in patient-facing RAG chatbots can be identified with standard browser tools, without specialist skills or authentication; independent review should be a prerequisite for deployment. Commercial LLMs accelerated this assessment, including under a false developer persona; assistance available to auditors is equally available to adversaries.
Apr 30, 2026cs.CL

How Frontier LLMs Adapt to Neurodivergence Context: A Measurement Framework for Surface vs. Structural Change in System-Prompted Responses

We examine if frontier chat-based large language models (LLMs) adjust their outputs based on neurodivergence (ND) context in system prompts and describe the nature of these adjustments. Specifically, we propose NDBench, a 576-output benchmark involving two frontier models, three system prompt types (baseline, ND-profile assertion, and ND-profile assertion with explicit instructions for adjustments), four canonical ND profiles, and 24 prompts across four categories, one of which involves an adversarial masking strategy. Four trends emerge consistently from our findings. First, LLMs show significant adaptation under ND context, where fully instructed conditions yield lengthier and more structured outputs, characterized by higher token counts, more headings, and more granular steps (p < 10^-8, Holm-corrected). Second, such adaptation is largely structural in nature: although list density does not change much, there is a marked rise in the frequency of headings and per-step detail. Third, ND persona assertion alone fails to suppress potentially harmful tendencies, as masking-reinforcement decreases only in explicitly instructed cases (36-44% reduction); the reduction rate barely changes in persona assertion conditions. Moreover, reliability analysis of LLM-based harm assessment reveals that only two out of the six dimensions (masking and reinforcement, validation quality) exceed the pre-defined inter-judge agreement criterion (alpha >= 0.67) and thus can be considered primary results. NDBench is made publicly available along with its prompts, outputs, code, and other resources, forming a reproducible framework for auditing future LLMs' adaptation to ND awareness.
Apr 30, 2026cs.SE

Test Before You Deploy: Governing Updates in the LLM Supply Chain

Large Language Models (LLMs) are increasingly used as core dependencies in software systems. However, the hosted LLM services evolve continuously through provider-side updates without explicit version changes. These silent updates can introduce behavioral drift, causing regressions in functionality, formatting, safety constraints, or other application-specific requirements. Existing approaches focus primarily on regression testing or versioning but do not provide deployer-side mechanisms for governing compatibility during opaque model evolution. This paper proposes a deployment-side governance framework based on three components: clearly defined rules for how the model is allowed to behave (production contracts), focused testing organized by deployment risk categories (risk-category-based testing suite), and release checkpoints that block updates unless they meet defined safety and performance standards (compatibility gates). Through exploratory validation across multiple LLM versions, we provide evidence that targeted testing in specific risk areas can uncover performance regressions that overall metrics miss. We also identify several open research challenges, including how to systematically build effective test suites, how to set reliable performance thresholds in non-deterministic systems, and how to detect and explain model drift when providers offer limited transparency. Overall, we frame LLM update management as a software supply chain governance problem and outline a research agenda for putting deployer-side compatibility controls into practice.
Apr 30, 2026cs.CL

Know2Guess: A Contamination-Aware Multi-Zone Benchmark for Knowledge-Boundary Evaluation in Large Language Models

Reliable evaluation of large language models should separate supported answering from unsupported guessing without conflating either with data contamination, prompt idiosyncrasy, or generic refusal behavior. We present a contamination-aware, multi-zone benchmark for measuring the transition from answerable knowledge to abstention-expected unknowns under frozen build-time labels. The benchmark contains 1,200 items across five domains, explicit abstention expectations, contamination-risk metadata, and dual parsing with an official strict parser plus a normalized robustness parser. We evaluate FLAN-T5, Qwen2.5-Instruct, and Llama-3-Instruct models under locked answer-or-abstain prompts, answer-only controls, and prompt-template variants. The benchmark is not solved by generic non-answer behavior: FLAN baselines remain weak on productive abstention, while stronger instruction-tuned models expose a selective but incomplete transition from answering to abstaining. Qwen2.5-3B-Instruct achieves the best overall reliability, but answer-expected zones remain difficult, calibration remains poor, and benign-item refusal persists. Prompt and parser robustness analyses preserve the main ranking and qualitative conclusions. The benchmark therefore provides a reproducible protocol for auditing answerability, abstention, refusal, and contamination as distinct but interacting dimensions of LLM reliability.The dataset is publicly available at https://github.com/renweimeng/Know2Guess-A-Contamination-Aware-Multi-Zone-Benchmark.
Apr 29, 2026cs.AI

TRUST: A Framework for Decentralized AI Service v.0.1

Large Reasoning Models (LRMs) and Multi-Agent Systems (MAS) in high-stakes domains demand reliable verification, yet centralized approaches suffer four limitations: (1) Robustness, with single points of failure vulnerable to attacks and bias; (2) Scalability, as reasoning complexity creates bottlenecks; (3) Opacity, as hidden auditing erodes trust; and (4) Privacy, as exposed reasoning traces risk model theft. We introduce TRUST (Transparent, Robust, and Unified Services for Trustworthy AI), a decentralized framework with three innovations: (i) Hierarchical Directed Acyclic Graphs (HDAGs) that decompose Chain-of-Thought reasoning into five abstraction levels for parallel distributed auditing; (ii) the DAAN protocol, which projects multi-agent interactions into Causal Interaction Graphs (CIGs) for deterministic root-cause attribution; and (iii) a multi-tier consensus mechanism among computational checkers, LLM evaluators, and human experts with stake-weighted voting that guarantees correctness under 30% adversarial participation. We prove a Safety-Profitability Theorem ensuring honest auditors profit while malicious actors incur losses. All decisions are recorded on-chain, while privacy-by-design segmentation prevents reconstruction of proprietary logic. Across multiple LLMs and benchmarks, TRUST attains 72.4% accuracy (4-18% above baselines) and remains resilient against 20% corruption. DAAN reaches 70% root-cause attribution (vs. 54-63% for standard methods) with 60% token savings. Human studies validate the design (F1 = 0.89, Brier = 0.074). The framework supports (A1) decentralized auditing, (A2) tamper-proof leaderboards, (A3) trustless data annotation, and (A4) governed autonomous agents, pioneering decentralized AI auditing for safe, accountable deployment of reasoning-capable systems.
Apr 29, 2026cs.AI

Persuadability and LLMs as Legal Decision Tools

As Large Language Models (LLMs) are proposed as legal decision assistants, and even first-instance decision-makers, across a range of judicial and administrative contexts, it becomes essential to explore how they answer legal questions, and in particular the factors that lead them to decide difficult questions in one way or another. A specific feature of legal decisions is the need to respond to arguments advanced by contending parties. A legal decision-maker must be able to engage with, and respond to, including through being potentially persuaded by, arguments advanced by the parties. Conversely, they should not be unduly persuadable, influenced by a particularly compelling advocate to decide cases based on the skills of the advocates, rather than the merits of the case. We explore how frontier open- and closed-weights LLMs respond to legal arguments, reporting original experimental results examining how the quality of the advocate making those arguments affects the likelihood that a model will agree with a particular legal point of view, and exploring the factors driving these results. Our results have implications for the feasibility of adopting LLMs across legal and administrative settings.
Apr 28, 2026cs.CR

The Surprising Universality of LLM Outputs: A Real-Time Verification Primitive

We report a striking statistical regularity in frontier LLM outputs that enables a CPU-only scoring primitive running at 2.6 microseconds per token, with estimated latency up to 100,000×\times (five orders of magnitude) below existing sampling-based detectors. Across six contemporary models from five independent vendors, two generation sizes, and five held-out domains, token rank-frequency distributions converge to the same two-parameter Mandelbrot ranking distribution, with 34 of 36 model-by-domain fits exceeding R2=0.94R^{2} = 0.94 and 35 of 36 favoring Mandelbrot over Zipf by AIC. The shared family does not collapse the models into statistical duplicates. Fitted Mandelbrot parameters remain cleanly separable between models: the cross-model spread in qq (1.63 to 3.69) exceeds its per-model bootstrap standard deviation (0.03 to 0.10) by more than an order of magnitude, yielding tens of standard deviations of separation per few thousand output tokens. Two capabilities follow. First, statistical model fingerprinting: text from a vendor-delivered LLM can be tested against its claimed model family without cryptographic watermarks or access to model internals, supporting provenance verification and silent-substitution audits. Second, a model-agnostic reference distribution for black-box output assessment, from which we derive a single-pass scoring primitive that composes with model log probabilities when available and degrades to a rank-only mode usable on closed APIs. Pilot results on FRANK, TruthfulQA, and HaluEval map where the primitive helps (lexical anomalies, unsupported entities) and where it structurally cannot (reasoning errors in domain-appropriate vocabulary). We position the primitive as a first-pass triage layer in compound evaluation stacks, not as a replacement for sampling-based or source-conditioned verifiers.
Apr 28, 2026cs.CL

Bye Bye Perspective API: Lessons for Building and Governing Measurement Infrastructure

Perspective API closes at the end of 2026, removing the de facto standard for toxicity measurement and exposing researchers' dependence on a tool they did not control. Drawing on this case, we argue that a research field must build and govern its own measurement infrastructure rather than borrow it. Surveying 241 papers that use or study Perspective, we show what depending on it cost the research community: claims reaching past what the tool could support, results that shifted when its model was silently retrained, and disparities researchers could measure but not explain. These failures were amplified throughout the LLM lifecycle, where Perspective supplied the labels, filtered the corpora, and graded the systems trained on each, rewarding errors rather than catching them. To keep the instrument open to study after shutdown, we release Perspective scores for 5.9 million text snippets from 77 datasets. We further specify ten requirements for measurement infrastructure a field owns, and argue that what blocks such infrastructure is not technical capability but the value the field places on infrastructure work.
Apr 28, 2026cs.AI

Authority Inversion in LLM-Mediated Ubiquitous Systems: When Models Trust Users Over Sensors

Large language models (LLMs) increasingly fuse heterogeneous inputs in ubiquitous systems. Yet, how LLMs implicitly allocate authority when sensor measurements and user claims conflict remains unexamined, raising critical reliability concerns for deployments where physical sensing must retain priority. Unlike explicit traditional fusion, LLMs bury authority allocation within learned representations. We discover this allocation is severely format-dependent: numerical sensor data fails to integrate into answer-relevant model directions, allowing natural-language claims to dominate the final decision, a phenomenon we term \textbf{Authority Inversion}.To diagnose and mitigate this, we develop a geometric framework of context integration, introduce two computable audit metrics, specifically the Context Integration Ratio (CIR) and Authority Alignment Index (AAI), and propose Geometric Authority Calibration (GAC), an inference-time layer-level intervention to suppress misplaced user authority. Evaluating four models (4B to 35B parameters, three architectures) across four datasets totaling 576 conflict instances reveals extreme inversion: on numerical tasks, models exhibit near-zero sensor trust (AAI = -0.805, Cohen's d = -2.14), unaffected by model capacity. Validating our geometric framework, theory-guided causal injection flips 80.2% of incorrect decisions (vs. <0.4% for random controls). Practically, GAC improves HAR accuracy from 0 -- 1.6% to 21.9 -- 27.5%, outperforming prompting baselines. Ultimately, authority allocation in LLM-mediated systems must be explicitly audited and application-specifically configured rather than left implicit.
Apr 28, 2026cs.CR

Making AI-Assisted Grant Evaluation Auditable without Exposing the Model

Public agencies are beginning to consider large language models (LLMs) as decision-support tools for grant evaluation. This creates a practical governance problem: the model and scoring rubric should not be exposed in a way that allows applicants to optimize against them, yet the evaluation process must remain auditable, contestable, and accountable. We propose a TEE-based architecture that helps reconcile these requirements through remote attestation. The architecture allows an external verifier to check which model, rubric, prompt template, and input representation were used, without exposing model weights, proprietary scoring logic, or intermediate reasoning to applicants or infrastructure operators. The main artifact is an attested evaluation bundle: a signed, timestamped record linking the original submission hash, the canonical input hash, the model-and-rubric measurement, and the evaluation output. The paper also considers a scenario-specific prompt injection risk: applicant-controlled documents may contain hidden or indirect instructions intended to influence the LLM evaluator. We therefore include a canonicalization and sanitization layer that normalizes document representations and records suspicious transformations before inference. We position the design relative to confidential AI inference, attestable AI audits, zero-knowledge machine learning, algorithmic accountability, and AI-assisted peer review. The resulting claim is deliberately narrow: remote attestation does not prove that an evaluation is fair or scientifically correct, but it can make part of the evaluation process externally verifiable.
Apr 28, 2026cs.LG

Evaluation without Generation: Non-Generative Assessment of Harmful Model Specialization with Applications to CSAM

Auditing the fine-tunes of open-weight generative models for harmful specialization has become a new governance challenge for model hosting platforms. The standard toolkit, generative evaluation via curated prompts or red-teaming, does not scale to platform-level auditing and breaks down entirely for domains like CSAM where generation is legally constrained. This motivates the Evaluation without Generation problem: assessing model capabilities without producing outputs. We argue that in such settings, capability must be inferred from the model's state, either its parameters or internal representations, rather than its outputs. We introduce Gaussian probing, a method that characterizes how LoRA adaptors perturb a model's internal representations by measuring responses to Gaussian latent ensembles. Unlike raw-weight baselines, Gaussian probing reliably distinguishes benign from harmful specialization without sampling outputs. We demonstrate effectiveness in high-risk domains, including detecting models specialized for child sexual abuse material (CSAM), where output-based evaluation is legally and ethically constrained. Our results show that Gaussian probing provides a scalable non-generative alternative for evaluating high-risk generative systems and remains robust to weight rescaling, a representative adversarial manipulation.
Apr 27, 2026cs.AI

Evaluating whether AI models would sabotage AI safety research

We evaluate the propensity of frontier models to sabotage or refuse to assist with safety research when deployed as AI research agents within a frontier AI company. We apply two complementary evaluations to four Claude models (Mythos Preview, Opus 4.7 Preview, Opus 4.6, and Sonnet 4.6): an unprompted sabotage evaluation testing model behaviour with opportunities to sabotage safety research, and a sabotage continuation evaluation testing whether models continue to sabotage when placed in trajectories where prior actions have started undermining research. We find no instances of unprompted sabotage across any model, with refusal rates close to zero for Mythos Preview and Opus 4.7 Preview, though all models sometimes only partially completed tasks. In the continuation evaluation, Mythos Preview actively continues sabotage in 7% of cases (versus 3% for Opus 4.6, 4% for Sonnet 4.6, and 0% for Opus 4.7 Preview), and exhibits reasoning-output discrepancy in the majority of these cases, indicating covert sabotage reasoning. Our evaluation framework builds on Petri, an open-source LLM auditing tool, with a custom scaffold running models inside Claude Code, alongside an iterative pipeline for generating realistic sabotage trajectories. We measure both evaluation awareness and a new form of situational awareness termed "prefill awareness", the capability to recognise that prior trajectory content was not self-generated. Opus 4.7 Preview shows notably elevated unprompted evaluation awareness, while prefill awareness remains low across all models. Finally, we discuss limitations including evaluation awareness confounds, limited scenario coverage, and untested pathways to risk beyond safety research sabotage.
Apr 27, 2026cs.CL

A Multi-Dimensional Audit of Politically Aligned Large Language Models

As the application of Large Language Models (LLMs) spreads across various industries, there are increasing concerns about the potential for their misuse, especially in sensitive areas such as political discourse. Deliberately aligning LLMs with specific political ideologies, through prompt engineering or fine-tuning techniques, can be advantageous in use cases such as political campaigns, but requires careful consideration due to heightened risks of performance degradation, misinformation, or increased biased behavior. In this work, we propose a multi-dimensional framework inspired by Habermas' Theory of Communicative Action to audit politically aligned language models across four dimensions: effectiveness, fairness, truthfulness, and persuasiveness using automated, quantitative metrics. Applying this to nine popular LLMs aligned via fine-tuning or role-playing revealed consistent trade-offs: while larger models tend to be more effective at role-playing political ideologies and truthful in their responses, they were also less fair, exhibiting higher levels of bias in the form of angry and toxic language towards people of different ideologies. Fine-tuned models exhibited lower bias and more effective alignment than the corresponding role-playing models, but also saw a decline in performance reasoning tasks and an increase in hallucinations. Overall, all of the models tested exhibited some deficiency in at least one of the four metrics, highlighting the need for more balanced and robust alignment strategies. Ultimately, this work aims to ensure politically-aligned LLMs generate legitimate, harmless arguments, offering a framework to evaluate the responsible political alignment of these models.
Apr 26, 2026cs.CL

One Size Fits None: Heuristic Collapse in LLM Investment Advice

Large language models are increasingly deployed as advisors in high-stakes domains -- answering medical questions, interpreting legal documents, recommending financial products -- where good advice requires integrating a user's full context rather than responding to salient surface features. We investigate whether frontier LLMs actually do this, or whether they instead exhibit heuristic collapse: a systematic reduction of complex, multi-factor decisions to a small number of dominant inputs. We study the phenomenon in investment advice, where legal standards explicitly require individualized reasoning over a client's full circumstances. Applying interpretable surrogate models to LLM outputs, we find systematic heuristic collapse: investment allocation decisions are largely determined by self-reported risk tolerance, while other relevant factors contribute minimally. We further find that web search partially attenuates heuristic collapse but does not resolve it. These findings suggest that heuristic collapse is not resolved by web search augmentation or model scale alone, and that deploying LLMs as advisors requires auditing input sensitivity, not just output quality.