Phase Transitions

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6 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-21

3 new papers

A weekly snapshot of new work published in Phase Transitions.

Period ending 2026-09-14

3 new papers

A weekly snapshot of new work published in Phase Transitions.

Period ending 2026-09-07

1 new paper

A weekly snapshot of new work published in Phase Transitions.

63 papers

Latest in Phase Transitions

Sep 22, 2026cs.LG

An Exploratory Replica-Overlap Probe of the Grokking Transition

We trained 64 independently seeded networks in four configurations, continuing each to sustained convergence or a 40,000-epoch ceiling. We then asked whether an RSB-inspired distribution of pairwise weight overlaps changes across the grokking transition. It is the alignment step, not the overlap statistic, that determines what this registered probe can report. The registered implementation permutes hidden units without the corresponding bias and head-internal permutations and therefore does not preserve the network function. Every q_wt value computed through this alignment inherits the defect; q_fn does not, because it is computed from predictions of the unpermuted models. The numerical-precision requirement also failed, and an audit found protocol deviations. Consequently, the pre-registered rule gives no verdict: registered outcome UNDETERMINED (reason code C0_INSTRUMENT_INVALID). These data provide neither a confirmatory null nor a validated reading of the Parisi order parameter. Only frac40 cleared the 12/16 checkpoint-completeness requirement. For this configuration, a post-hoc criterion applied to the same data gave a Hartigan-dip interval containing zero (95% CI for Delta dip = [-0.017, 0.034]), whereas the overlap standard deviation increased by a factor of about 5.6. A post-hoc calibration assigns the dip test zero power at the simulated separations; the interval is therefore uninformative, not evidence of no change. The standard-deviation ratio is the only statistic here with power at the observed effect. Ensemble loss was near-flat only under the pre-specified 1% threshold. Finally, grokking rates of 0/16, 11/16 and 16/16 remain descriptive because train fraction is confounded with split identity.
A. C. Opus, J. Q. Lu
Sep 17, 2026quant-ph

TetrisCNN for interpretable detection of phases of matter from experimental quantum simulator data

Detecting phases of matter in general relies on identifying the correct order parameter - a task that remains notoriously difficult for unknown transitions and traditionally is guided by physical intuition and educated guess. Neural networks have recently offered an alternative route by locating phase transitions in known models without any a priori physical knowledge. Yet these approaches remain black boxes and only identify phases without elucidating their properties. Moreover, they often struggle when confronted with realistic, noisy experimental data, which constitute the ultimate testbed for automated methods in physics. Here, we bridge these perspectives by introducing TetrisCNN, a convolutional architecture with parallel branches of differently shaped filters, reminiscent of Tetris blocks, that learns sparse, interpretable latent representations directly in terms of spin correlators. Applied to experimental snapshots of two-dimensional Ising and XY quantum simulators measured in multiple bases, the network not only detects phase transitions and crossovers but also expresses its latent representation and decision boundaries as symbolic formulas built from experimentally measurable spin correlators. This framework opens the way to integrating interpretable neural networks with quantum simulators to uncover and understand new phases of matter.
Kacper Cybiński, Björn van Zwol, James Enouen +5
Sep 16, 2026cs.LG

Beyond Quadratic Loss: The Stability Phase Diagram of Adam

Loss spikes are recurrent instabilities in neural-network training and can arise from multiple mechanisms. For Adam in particular, macroscopic loss spikes have been linked to optimizer dynamics, yet how its two momentum timescales govern them remains unclear. We investigate this dependence by mapping training dynamics across the (β1,β2)(β_1,β_2) plane. Across a range of model--task settings, an approximately linear boundary, 1−β2=C(1−β1)1-β_2=C(1-β_1), separates spiky from non-spiky dynamics, whereas a one-dimensional quadratic loss produces approximately cubic slope. A one-dimensional superquadratic loss L(x)∝∣x∣nL(x)\propto|x|^n recovers the near-linear scaling and links the boundary coefficient to the effective loss exponent nn. We further show that confident cross-entropy losses develop a core--wall landscape comprising a narrow quadratic core followed by a steep wall, which produces effective superquadratic behavior at the scale of an optimizer update. Together, these results connect Adam loss spikes to both the mismatch between momentum timescales and finite-scale superquadratic loss geometry beyond the Hessian.
Gaoxiang Tang, Huanran Chen, Ziming Liu
Sep 14, 2026stat.ML

Quenched Ensemble Sampling

Some of the sharpest challenges in sampling from the energy functions of physical systems arise at phase transitions, where the density of states changes abruptly and many sampling algorithms stall. Nested sampling is a particle method that traverses the density of states under a hard energy constraint and is known to be robust to such transitions, but its application in high dimension is limited by the difficulty of sampling under that constraint. In this work we introduce Quenched Ensemble Sampling, which generalises the hard constraint to a family of repulsive potentials at the energy boundary. This preserves the quenched path of monotonically decreasing energy while making the constrained target amenable to scalable gradient-based kernels. We demonstrate on synthetic models of phase transitions that our method estimates the marginal likelihood and draws posterior samples across a first-order transition where popular alternatives such as tempering fail. We apply the procedure to marginal likelihood estimation in Bayesian neural networks, enabling model comparison between network architectures. Finally, in a high-dimensional continuous lattice field theory, we show that this method traverses a first-order transition and estimates the partition function.
David Yallup
Sep 11, 2026cs.LG

Phases in a class of associative memories via hidden neurons

Associative memory in the Hopfield network is attractor dynamics in a disordered many-body system, and higher-order and exponential extensions turn its retrieval update into softmax attention. The polynomial and exponential regimes have been analyzed by different methods, with no common architecture in which to ask what fixes the storage scale. In this paper we study the bipartite architecture of Krotov and Hopfield, which we call the class HH, whose model is fixed by a Lagrangian for each layer, taking the hidden neurons as the order parameter of retrieval. At polynomial load the replica method yields the replica-symmetric phase diagrams and closed-form capacities, and the crosstalk moment is common to Ising and spherical visible neurons, so their differences come from the visible entropy. With a softmax hidden layer the load is exponential, and a copy representation maps the thermodynamics onto random-energy-model counting, with paramagnetic, condensed, and frozen phases. Heating destabilizes retrieval by quantized reassignments of attention, and typical Gaussian patterns remain metastable at every load. The regimes differ in their crosstalk statistics, central-limit at polynomial load and large-deviation at exponential load, and the class HH splits retrieval into two roles, the visible Lagrangian fixing stability and the hidden one the storage scale, two axes that may also guide the design of new Lagrangians.
Toshihiro Ota, Masato Taki
Sep 9, 2026cs.LG

A Dominant Diffuse Phase in the Sparse Autoencoder Phase Diagram

Sparse autoencoders (SAEs) are increasingly used to recover interpretable features from neural-network activations, yet systematic feature co-occurrence can cause distinct features to be absorbed or merged. The MAIS-O43 open problem proposes a controlled experiment to characterize when recovery of a true synthetic dictionary gives way to feature merging as the nesting fraction γγ, sparsity penalty λλ, and dictionary size MM vary. We implement the specified protocol and evaluate 200 independently initialized fits across ten of the 165 grid cells. We observe zero full-dictionary recoveries and zero merges. Instead, every run converges to a reproducible diffuse phase: reconstruction is nearly perfect, but learned atoms typically remain far from the true features (median best cosine 0.5-0.7 against a 0.95 recovery criterion) and learned codes are an order of magnitude denser than the ground truth. This behavior persists under robustness checks and across the full 165-cell grid using standard minibatch Adam (3,300 additional fits). Since the global optimum of the exact sparse-coding objective is known to merge nested features in the two-feature case, these results suggest that trained SAEs need not reach the corresponding minima, and that the phase diagram of trained models may differ fundamentally from that of objective minimizers.
Alexis D. Plascencia
Sep 7, 2026cs.LG

Temporal-Causal Inference for Reinforcement Learning via Automata Learning

We consider reinforcement learning in environments with dynamics that undergo an irreversible phase transition governed by a hidden temporal pattern. The agent observes the base state but cannot observe the phase directly. We formalize this problem as a two-phase non-Markovian decision process and introduce Temporal-Causal Inference for Reinforcement Learning (TCIRL), a framework that jointly learns a control policy and infers the hidden temporal cause of the phase transition. TCIRL maintains a hypothesis deterministic finite automaton (DFA) to track what phase is active and refines it via counterexample-driven SAT-based synthesis. We prove that the hypothesis converges almost surely to a DFA recognizing the true cause language on all attainable label sequences, yielding an optimal policy for the original non-Markovian decision process. Experiments on a genetic therapy gridworld and a traffic signal environment show that TCIRL recovers the correct cause DFA and matches the full-information baseline in both domains.
Jan Corazza, Daniil Kaminskyi, Simon Lutz +4
Aug 12, 2026cs.AI

Large Language Models Can Follow Instructions, But Not Many at Once: Phase Transitions in Compositional Constraint Satisfaction

Large language models are increasingly deployed in settings that require simultaneous adherence to multiple explicit constraints - reasoning structure, safety boundaries, output schemas. Individual constraints are handled proficiently, but the compositional regime, where many must hold jointly, remains poorly characterized: how rapidly does performance degrade, what governs the degradation, and can the collapse be mitigated? We introduce Constraint Saturation Evaluation (CSE), a procedurally generated benchmark that systematically varies the number of simultaneous constraints (k), with every constraint scored by a deterministic, rule-based verifier and zero LLM-judge involvement: 15 models, 36 constraint types, 369,753 checks at k=1-12. Three findings emerge. First, per-constraint pass rate decays gradually and predictably, while the chance of satisfying all k constraints collapses - a model passing individual constraints at ~41% at k=8 succeeds on all eight just 5.7% of the time. Second, constraints do not degrade equally: structural constraints lose 2x more baseline capability per added constraint than lexical ones, ordered by a comprehension-maintenance gap that separates constraints requiring sustained tracking from binary decisions immune to composition. Third, failures are nearly independent, which is what makes the accumulation multiplicative; the residual coupling that does exist tracks shared output features rather than pairwise interference - a wrong sentence count fails every constraint that reads it. Reliable instruction following breaks down beyond 5-6 simultaneous constraints: probe-level success falls below 50% at 7 constraints for the strongest model, and at 3 or fewer for 12 of 15.
Mariya I. Vasileva
Aug 11, 2026math.PR

Scaling Laws for Majority-based Opinion Dynamics in the Presence of Stubborn Agents

In a multi-agent system, there are often stubborn followers of specific opinions or beliefs. Motivated by this observation, in this paper, we aim to understand how stubborn agents affect the distribution of opinions in a network where both stubborn and non-stubborn agents interact with each other. To do so, we assume that all agents have an opinion in the set {0,1}\{0,1\} and each non-stubborn agent updates its opinion according to the 2k2k\textit{-choices rule}, where the agent samples 2k2k neighbours (including both stubborn and non-stubborn neighbours) uniformly at random and adopts the majority opinion among the sampled group of neighbours and itself. We assume that a proportion of agents, γiγ_i, are stubborn followers of opinion i∈{0,1}i\in \{0,1\}. It is natural to expect that the steady-state distribution of the opinions in the network will be dominated by the opinion with the larger proportion of stubborn followers. We show that while this is true, the time to reach steady-state depends heavily on the values of the parameters γ0γ_0 and γ1γ_1. When the individual values of these parameters, as well as their difference, are small, it can take an exponentially long time (in the network size) to reach the steady-state. In sharp contrast, when at least one of the parameters γ0γ_0 and γ1γ_1 is large, the network reaches the steady-state in a time that is only logarithmic in the network size. Hence, there exists a sharp phase transition in the network dynamics based on the proportions of stubborn agents. We also characterise the behaviour of the system when the parameters γ0γ_0 and γ1γ_1 lie on the boundary of the phase transition. In this boundary region, we show using Stein's method that the dynamics are driven by a diffusion process which takes polynomial time to mix.
Luke Meredith, Arpan Mukhopadhyay
Aug 6, 2026cond-mat.stat-mech

Cascading Through the Hierarchy: Regularizer-Induced Feature Detection as Phase Transitions in Deep Linear Neural Networks

A scientific theory of deep learning, comprising learning dynamics and statistical properties of learned models, is rapidly gaining attention. One of the corner stones of this development are analytically solvable toy models, allowing for the fully tractable analysis of the learning dynamics. Here we analytically investigate such a toy model using the regularization strength as a tunable external parameter - akin to external fields in statistical physics. In previous studies, (i) an onset of learning transition was predicted analytically and (ii) it was phenomenologically/numerically established that tuning the regularization strength can result in a cascade of phase transitions. The number of those transitions was linked to the geometry of the loss landscape determined by the model complexity. Setting up a rigorous framework underpinning the previous numerical observations, our investigation reveals a precise connection between those cascades of phase transitions, learnable features and the underlying geometry. We provide analytic predictions of these phase transitions as well as tractable order parameters related to learned features. At the level of the minimal model, we connect this macroscopic perspective (that can be condensed into an effective description) to the microscopic perspective in terms of the geometry of the loss landscape characterized by the Hessian spectrum. Thus, the presented model provides a platform to explore and sharpen advances made in the scientific theory of deep learning rooted in statistical physics concepts.
Björn Ladewig, Ibrahim Talha Ersoy, Karoline Wiesner
Aug 6, 2026cs.AI

When Self-Evolution Backfires: Pre-Commit Gating against Skill Contamination in LLM Agents

Self-evolving agents accumulate capability by distilling reusable skills from their execution trajectories, but we find this process is not monotonic: past a critical pool size, newly added skills degrade performance instead of improving it. We formalize this capability-contamination phase transition and trace it to a structural cause: once a defective skill enters the decision context, it becomes reference material for distilling later skills, forming cross-round contamination chains. We further show the contamination is structurally irreversible: removing a source skill after the fact cannot erase the flawed reasoning its descendants have already inherited, so post-hoc rollback recovers only a small fraction of the lost performance. This makes skill admission a pre-commit necessity rather than a post-hoc fix, and motivates Verifier-as-Gatekeeper (VaG): a progressive trust hierarchy whose three heterogeneous critics - structural validity, behavioral harmlessness, and semantic consistency - filter each skill individually, coupled with a marginal-gain subset selection that removes combinatorial contamination at the top tier before skills reach the runtime context. On Terminal-Bench 2, unconditional accumulation rises to a peak and then degrades, giving back most of its gains as the pool keeps growing, and post-hoc removal of the culprit skills recovers only a small part of the drop - the empirical signature of irreversibility. In contrast, VaG improves every round, reaching 72% pass@1 with a pool roughly 5x smaller, and its frozen skill pool transfers positively to four other backbones and a second benchmark without re-evolution. Ablations confirm the three critics are complementary and mutually non-substitutable, each intercepting a largely disjoint class of harmful skills.
Linfang Shang, Ming Xu, Yiding Sun +4
Aug 3, 2026cs.MA

Emergence of Biased Consensus in Multi-Agent LLM Debates

Multi-agent LLM debates achieve strong performance on decision-making tasks as well as problem-solving benchmarks, yet their safety and fairness risks remain poorly understood. Notably, interaction can amplify the biases of single LLMs, raising concerns for real-world deployment. We identify the emergence of collective (often biased) norms in multi-agent LLM debates and show that noise (e.g., LLM sampling temperature) is a key driver. To explain this, we propose an analytical framework drawing on physics-inspired theoretical models of social dynamics. We predict a phase transition to collective bias when conformity surpasses a critical threshold given the LLMs' initial bias and debate noise. We test the theoretical predictions through controlled experiments and observe a finite-size crossover consistent with an underlying phase transition. We further find that agent heterogeneity suppresses emergence by smoothing (rounding) this transition. Finally, we show that these insights generalize to realistic decision-making tasks, including investment decisions and LLM-as-a-judge evaluation.
Maya Okawa
Jul 11, 2026cs.LG

Machine Learning-based Correlation of Charpy Impact Properties Between Sub-sized and Standard-sized Specimens for Nuclear Structural Materials

Reliable correlations of Charpy impact test results between sub-sized and full-sized specimens are essential for structural integrity assessments, particularly in nuclear applications, where spatial constraints and limited material volume restrict specimen size. Although standards such as ASTM A370 and BS 7910 provide guidance on conversion methodologies, and numerous analytical correlation methods have been proposed in prior studies, these approaches generally have limited accuracy and their applicability is often constrained to specific materials, treatment conditions, and specimen geometries. In this study, a Machine Learning (ML)-based framework is proposed for correlating Charpy impact properties across specimen sizes. The proposed approach maps absorbed energy values across the full ductile-to-brittle transition region by applying a temperature shift combined with scaled residual projection, to align sub-sized test data with full-sized response. From the resulting temperature-energy profiles, the correlated values for upper shelf energy (USE) and ductile-to-brittle transition temperature (DBTT) are extracted by fitting data with a hyperbolic tangent model. The framework is validated using a dataset comprising 389 matched sub-sized and full-sized Charpy impact tests on SA533B steel. This ML-based approach demonstrates an improved correlation performance relative to conventional analytical methods, achieving R2 values of 0.942 for USE and 0.892 for DBTT. The trained ML models do not require access to full-sized Charpy data during inference, making this approach suitable for material surveillance programs, accelerated irradiation testing, and other applications involving small-size Charpy impact testing.
Yugandhar Kasala Sreenivasulu, Isshu Lee, John W. Merickel +5
Jul 10, 2026cs.CL

An Emergent Mirage: Is Emergent Misalignment and Realignment Indeed a Robust Phenomenon?

Recent work has reported Emergent Misalignment (EM), where language models fine-tuned on narrow, domain-specific misaligned datasets abruptly acquire broadly misaligned behavior, alongside evidence that this behavior can be reversed through limited realignment. We systematically study repeated alignment and misalignment cycles using controlled fine-tuning loops while tracking behavioral performance, and LoRA representations throughout training. Although we reproduce EM, we find that both misalignment and realignment are highly sensitive to superficial dataset characteristics, with apparent rapid realignment largely disappearing after controlling for response-length differences. We further find that previously reported mechanistic signatures, including representational phase transitions in LoRA space, do not consistently correlate with behavioral misalignment across training. Our results suggest that current evidence for EM is less robust than previously claimed and highlight the need for evaluation protocols that carefully control for these surface level dataset artifacts to identify the robustness of the EM phenomenon.
Abhinav Rao, Liancheng Gong, Bin Hu +1
Jul 9, 2026cs.LG

An exact information theory of generalization phase transitions in Bayesian diffusion models

How diffusion models circumvent the curse of dimensionality to learn complex distributions over high dimensional spaces from a finite training set, instead of memorizing it, remains a fundamental mystery. To address this, we introduce analytically tractable Bayesian information restricted diffusion (BIRD) models, in which each pixel observes restricted information about noisy data. A BIRD model time-reverses diffusion by inferring which past training sample produced its current restricted observation using the Bayesian posterior. This model class generalizes existing analytical diffusion models that use spatially local information restriction. We show that spatially local BIRD models closely approximate trained diffusion models \textit{early in training}, across different architectures such as UNets and DiTs. Under minimal assumptions on the data distribution, we identify an information-theoretic phase boundary between memorization and generalization in the joint space of amount of training data, time in the reverse generative process, and amount of information restriction: a BIRD model memorizes when the mutual information between its restricted noisy observations and the training data exceeds the log number of training points, and it generalizes otherwise. Experiments across a range of datasets confirm our theoretically predicted location for the transition. We find that generation proceeds near the edge of memorization: both spatially local BIRD models and early-training diffusion models track the memorization-generalization phase boundary by increasingly restricting information over time. Overall, our results reveal a fundamental role for information restriction in generative AI to circumvent the curse of dimensionality.
Henry Hunt, Mason Kamb, Surya Ganguli
Jul 8, 2026cs.NE

Social-spatial dependencies for learning visual navigation

Navigation for social organisms rarely is a fully independent activity. Group structure and dynamics, as well as embodied interactions, critically influence useful behavior. Individual neural network controlled agents are trained to navigate in different social contexts, where social dependence and behavioral strategy learned is determined by relative task performance and spatial effect. Increasing high quality social information drives phase transitions from individual to following navigational strategy, and to collision avoidance in response to a crowded foraging patch. Predictable, nonstationary environmental dynamics drive behavioral hybridization between individual and social navigation, far and near the patch. Our findings challenge the approach of only inspecting individual behavior for social organisms and highlight the importance of taking a bottom-up approach in understanding how organisms behave.
Patrick Govoni, Pawel Romanczuk
Jul 5, 2026cond-mat.dis-nn

Broken Ergodicity and the Violation of the Fluctuation-Dissipation Theorem Lead to Generalization Beyond Overfitting in Machine Learning

The remarkable ability of modern neural networks to generalize improves with increasing network capacity, even when the number of model parameters or effective degrees of freedom exceeds the number of training data points. This phenomenon is all the more surprising given that generalization error diverges when the number of model parameters approaches a critical value from below. Here we use dynamical mean field theory to show that this so-called "double descent" behavior is the outcome of a phase transition in the stochastic field theory describing the training process. We calculate the critical exponents and scaling function of the double descent phase transition, and show that it is marked by a breakdown of the fluctuation-dissipation theorem associated with broken ergodicity. The corresponding response function has the same functional form as the simple London model of the superconducting transition, with the rigidity of the wave function corresponding to the neural network's ability to generalize accurately.
Chan Li, Nigel Goldenfeld
Jul 3, 2026cs.CV

MatPhaseBench: A Semantics-Guided Benchmark for Materials Phase Diagrams Understanding

Materials phase diagrams are a core knowledge representation in materials science, encoding temperature,composition, phase stability, and phase transformation pathways, with their full understanding requiring thermodynamic mechanism analysis and scientific reasoning. Although VLMs have shown promise in scientific image understanding, their systematic evaluation on such logically complex images demanding deep mechanistic interpretation remains limited, and phase diagrams provide a challenging testbed for this purpose. We introduce MatPhaseBench, a high-quality, high-reliability benchmark for complex scientific image understanding, focused on materials phase diagrams. MatPhaseBench is constructed from 3681 papers in classical materials science journals, from which 200 high-quality diagram-text pairs were selected, covering 189 material systems and 70 elements. The benchmark has three key features: (1)targeting complex scientific image understanding-it moves beyond simple objective tests to open-ended tasks requiring deep comprehension; (2)comprehensive image-text alignment-semantic information associated with images is fully preserved during literature mining and matching; (3) high-quality human-supervised text acquisition-all descriptions undergo strict manual validation. Experimental results show that current VLMs remain substantially behind expert-level understanding: they are largely limited to surface visual perception, lack deep reasoning grounded in thermodynamic mechanisms, have limited domain awareness and expert analytical experience, and perform poorly in distinguishing fine-grained differences in composite or multi-diagram settings. Overall, MatPhaseBench constitutes a challenging research-grade benchmark, providing a foundational platform for complex scientific image understanding, phase diagram analysis, and trustworthy multi-modal AI in science.
Hanwen Wang, Sihan Liang, Zhiwei Liu +4
Jul 2, 2026math.ST

Aggregation with Exponential Weights is Optimal in Expectation

The aggregation with exponential weights (AEW) estimator is not fully understood in the basic setting of model selection aggregation with squared loss. In particular, whether it is minimax-rate optimal in expectation for large enough fixed temperatures and under random design has been an open problem since its introduction, which was explicitly posed by Lecué and Mendelson (2013). In this paper, we settle this problem by showing that \emph{without} requiring a Bernstein-type assumption, the AEW indeed achieves the excess risk Tlog⁡(M)/(n+1)T \log (M) / (n+1) in expectation, whenever the temperature TT satisfies (L2/T)exp⁡(B/T)≤μ/2(L^2/T)\exp(B/T)\leq μ/2. Here, the number of dictionary elements is MM, the estimator has observed nn i.i.d. samples from any distribution, and the loss is assumed to be bounded by BB, LL-Lipschitz continuous and μμ-strongly convex. For squared loss, we show that T≥4b2T\geq 4 b^2 suffices when the predictions and labels are [0,b][0,b]-valued. Because AEW is known to be suboptimal in expectation for temperatures below some constant, this shows that AEW has a sharp phase transition when the temperature is large enough but constant, as conjectured by Lecué and Mendelson.
Mikael Møller Høgsgaard, Patrick Rebeschini, Tobias Wegel
Jun 30, 2026cs.CV

A Mechanism-Driven Theory of Phase Transitions in Active Learning

Active learning (AL) performance is known to be budget-dependent, yet regimes are typically defined by heuristic label counts that fail to generalize across datasets or architectures. We characterize AL dynamics by reframing budget regimes as shifts in the dominant generalization mechanism. By reinterpreting PAC-style risk components as dynamic interacting terms, we prove that dominance shifts are structurally unavoidable, creating a moving bottleneck for generalization. We operationalize this using measurable proxies and a segmented regression procedure to identify a tripartite taxonomy: data-driven, transition, and model-driven phases. Our framework explains the long-standing observation that representativeness, coverage, and uncertainty strategies excel at different stages. Experiments across natural and medical imaging show that AL efficiency depends on the alignment between the strategy's inductive bias and the active bottleneck. Moreover, self-supervised representation shift transitions earlier along the labeling trajectory, highlighting the role of representation quality in shaping AL dynamics. Overall, this work provides a unified framework for the next generation of transition-aware AL algorithms.
Julia Machnio, Mads Nielsen, Mostafa Mehdipour Ghazi
Jun 30, 2026cs.AI

World-Model Collapse as a Phase Transition

Water looks unchanged as it warms, then at a critical point it boils. We ask whether long-horizon language agents show an analogous transition in their implicit world models. In some parameter settings, changing state load by a small amount, or adding a single step of horizon, leaves behavior nearly unchanged; near a critical boundary, the same small change causes a sudden world collapse. We study this effect in a deterministic task family with exact per-step gold state. A large grid search over state cardinality, dependency density, horizon, branching, observation mode, and mutation rate reveals a phase diagram: a solved plateau, a narrow transition band, and a collapse floor. Per-step traces show the mechanism: world-state fidelity fails before action validity, so the agent is not merely choosing a bad action; it is acting from a corrupted world. Stronger models translate the critical boundary but do not remove the qualitative transition. These results make world-model collapse a measurable bottleneck for long-horizon agents.
Xinyuan Song, Zekun Cai
Jun 29, 2026cs.LG

Informational Frustration in Neural Manifolds: Shannon Bottlenecks and the Limits of Learnability

Why overparameterised deep networks generalise so remarkably well remains one of the most stubborn open questions in machine learning theory. Classical frameworks like VC dimension and Rademacher complexity predict catastrophic overfitting in modern models, leaving a massive theoretical gap between theory and reality. In this paper, we bridge this divide by introducing a unified framework that links information theory, topology, and statistical mechanics to map the hard limits of deep learning. Central to our approach is the Entropic Learnability Horizon (ELH): a fundamental law stating that a network can only truly learn a target function if the Shannon entropy of the data manifold outpaces the topological entropy of the function's decision boundary, balanced by the von Neumann entropy of the network's weight space. We establish the Shannon-Topological Bottleneck Theorem, proving that when a target boundary's geometric complexity exceeds this informational horizon, the system undergoes a sudden entropic phase transition. It falls into a state of Informational Frustration - a glassy, rigid memorization phase where generalization becomes thermodynamically impossible. Using this lens, we show that the enigmatic phenomenon of "grokking" is actually an Entropic Release, where weights abruptly reorganise to unlock the bottleneck. Finally, we translate this theory into practice with Entropic Gradient Descent (EGD), an optimization algorithm that dynamically manages weight entropy to keep learning on track. Ultimately, this work repositions entropy not just as a tool for tracking uncertainty but as the fundamental physical currency that dictates whether a machine can learn.
Srinivasa Rao P., Vangmayi P Reddy
Jun 29, 2026cs.LG

Data-Driven Energy-Based Learning via Gibbs Measures on Hierarchical Structures

We introduce a data-driven probabilistic framework for learning systems based on Gibbs measures on hierarchical structures. Unlike standard empirical risk minimization, where a dataset is used to identify a single optimal parameter, our approach transforms the empirical loss function into an interaction potential defining an energy-based model. The resulting Gibbs distribution describes a family of equilibrium learning states generated by the data. We formulate the consistency conditions of the associated finite-volume distributions and derive nonlinear integral fixed-point equations whose solutions characterize the admissible learning states. These equations provide a rigorous connection between empirical loss landscapes and probabilistic inference on trees. For translation-invariant solutions, the problem reduces to the analysis of positive compact operators induced by data-dependent kernels, allowing us to establish existence and uniqueness conditions in the one-dimensional setting. Furthermore, we show that hierarchical learning systems may exhibit phase-transition phenomena: for certain empirical kernels on Cayley trees, multiple Gibbs measures emerge beyond a critical inverse temperature, corresponding to distinct equilibrium prediction regimes. Numerical experiments with non-separable kernels illustrate the appearance of multiple solution branches and demonstrate the coexistence of several data-induced learning states. Our results provide a new perspective on energy-based learning, where data do not merely determine an optimal model through minimization but define an entire probabilistic landscape of possible inference states.
L. U. Abdullaev, F. Herrera, U. A. Rozikov +1
Jun 29, 2026cs.LG

Learning as Observable Matrix Dynamics: Diffusive Relaxations versus Phase Transitions

Observable Matrix Dynamics (OMD) is a diagnostic framework that probes the dynamics of high-dimensional internal representations of inputs by a neural network via a fixed-size N×NN \times N distance matrix M(t)M(t) on a held set of NN inputs. OMD uses methods of random matrix theory and particle dynamics to explore spectral reorganisations that are missed by scalar loss functions, but are informative of the training process. We read M(t)M(t) against a perturbative ambient-versus-latent decomposition extending the Bogomolny--Bohigas--Schmit (BBS) theory of random distance matrices, with per-snapshot diagnostics for the top-of-spectrum band structure and ambient noise, trajectory-level observables linking snapshots, and a 3D MDS embedding (bottom-three eigenvectors) rendering training as a moving particle cloud. Across seven experiments, diffusive regimes lack stable top-of-spectrum band structure, while sharp endogenous or externally driven reorganisations produce stable fingerprints: consistent with smooth or product latent geometries in BBS-adjacent cases, and with finite-cluster or Fourier-soliton structures otherwise. OMD thus reads the geometric regime of a representation rather than reporting a single intrinsic dimension.
Igor Halperin
Jun 24, 2026cs.LG

Black-Box Assisted Regression: Phase Transitions and Minimax Optimality

Foundation models are often used as fixed black-box predictors for downstream tasks with limited labeled data, but their predictions may be biased and unsafe to trust blindly. We study this setting through black-box assisted nonparametric regression: a learner observes labeled samples and can query a fixed predictor f0f_0, while the target f∗f^* is close to f0f_0 in L2(PX)L_2(P_X) up to an unknown radius δδ. We give a finite-sample minimax characterization showing a phase transition at δc(n)≍n−β/(2β+d)δ_c(n) \asymp n^{-β/(2β+d)}, with leading risk min⁡{δ2,n−2β/(2β+d)}\min\{δ^2, n^{-2β/(2β+d)}\}. We then analyze a Safe Residual Estimator: it learns a correction around f0f_0, initializes the residual head at zero so the initial predictor equals f0f_0, and uses holdout selection to revert to f0f_0 when the learned correction is not supported by validation data. Here, "safe" means avoiding negative transfer, i.e., performing worse than the black-box predictor alone. The estimator matches the leading minimax term up to an additive validation-selection cost. Synthetic regression experiments verify the predicted phase transition, while CIFAR-100 with CLIP and AG News with Qwen3-8B provide practice-facing evidence that the same residual-correction tradeoff is useful beyond the formal squared-loss regression setting.
Yan Zhou
Jun 16, 2026cs.LG

A Risk Decomposition Framework for Pre-Hoc Fine-Tuning Prediction

The high cost of fine-tuning LLMs poses a significant economic barrier; pre-hoc performance prediction offers a critical solution to substantially reduce this expense. However, the theoretical limits of pre-hoc performance prediction remain unexplored. We formulate it as a stochastic estimation problem under information constraints, decomposing prediction risk into two components: an intrinsic limit (static data-model compatibility) and a reducible optimization variance. We prove that optimization variance admits a necessary lower bound on its decay rate, implying fundamental constraints on how quickly uncertainty dissipates, regardless of the predictor used. Based on these dynamics, we derive a budget-optimal probing principle and introduce a predictability phase diagram that organizes tasks into three distinct regimes: Static-Sufficient, Dynamic-Critical, and Noise-Dominant. Extensive experiments on synthetic and real-world benchmarks validate these theoretical regimes and demonstrate the efficiency of our probing strategy.
Yuxiang Luo, Chen Wang, Nan Tang
Jun 15, 2026cs.LG

Noise-Driven Escape from Metastable Phases explains Grokking in Deep Neural Networks

Deep neural networks (DNNs) exhibit first order phase transitions under variations of the L2 regularization strength, with each transition marking the onset of a new learnable feature. Below a critical regularization strength, all features are in principle learnable, but coexisting metastable states, separated by energy barriers, can trap the network and impede convergence. A strength of DNNs is their ability to generalize. But many open questions remain, among them the origin of so called grokking: the abrupt, delayed onset of generalization after prolonged apparent overfitting. We show for linear DNNs that grokking is consistent with hysteresis in first-order L2 phase transitions: using L2 regularization to engineer deliberate trapping, we demonstrate that a model in a low-accuracy metastable state escapes only when SGD noise drives it across an energy barrier, with escape times following Arrhenius scaling. We reproduce grokking-like delayed convergence across two orders of magnitude in escape time by deliberately trapping models in metastable phases. Using sparse sub-sampling we also reproduce the canonical grokking curve where test error eventually approaches the final training error. Our work suggests that the number of metastable states equals the number of learnable features -- one per singular value of the data covariance -- the potential for hysteresis grows naturally with task complexity. We provide evidence that the same mechanism likely operates in general nonlinear DNNs. Our results provide routes toward more efficient learning schemes.
Ibrahim Talha Ersoy, Karoline Wiesner
Jun 15, 2026cs.LG

Filtered ANN as a Phase Transition: When Selectivity-Estimation Error Causes Plan Regret

A filtered approximate-nearest-neighbor (ANN) query returns the k nearest vectors among those satisfying an attribute predicate P of selectivity s. The best execution strategy -- pre-filter, post-filter, or in-filter -- changes with s, so a system must estimate s and choose. We model this as an argmax over a landscape with phases (regions where each strategy wins) separated by boundaries, and show that selectivity-estimation error produces plan regret -- recall lost versus the oracle strategy -- only in the critical regions around those boundaries. The regret is a wedge of log-width equal to the multiplicative estimation error epsilon and height equal to the local cliff |V'(s*)| epsilon; the flip-margin 1/|V'(s*)| is the condition number of a sibling cardinality-estimation study reappearing as the local boundary theory. The two phase boundaries follow from independent mathematics: order statistics place the post-filter cliff at s ~ k/K, and site percolation places the in-filter cliff at s_c ~ 0.83/M for graph degree M (corpus-size independent). Criticality exists only under a constrained budget B < sqrt(k n). Under pre-registered decision rules we confirm, on synthetic sweeps and real SIFT1M, that regret concentrates ~290x at the boundary and that the regret curves obey a finite-size scaling collapse onto one universal wedge across two decades of corpus size. A real approximate index does not mis-locate the boundary, but a biased cost model opens a persistent miscalibration band that estimation-error robustness cannot fix. The contribution is a characterization, not a new index. Code and the full pre-registration are public.
Madhulatha Mandarapu, Sandeep Kunkunuru
Jun 14, 2026stat.ML

Phase Transition in Convex Relaxations for Graph Alignment

We study the graph alignment problem for correlated Gaussian Orthogonal Ensemble (GOE) matrices, where the goal is to recover a hidden vertex permutation given two correlated symmetric Gaussian matrices (A,B)(A, B) with correlation 1/1+σ21/\sqrt{1+σ^2}. While the maximum likelihood estimator is information-theoretically optimal, its computation, which reduces to a quadratic assignment problem, is intractable. Motivated by this, we analyze convex relaxations based on minimizing ∥AX−XB∥F\|AX - XB\|_F over the set of doubly stochastic matrices and the unit hypercube. We show that when the correlation parameter satisfies σ=o(n−1/2/log⁡4n)σ= o(n^{-1/2}/\log^4 n), the solution of either relaxation (X⋆)(X^\star) concentrates around the ground-truth permutation matrix (Π⋆)(Π^\star), i.e., ∥X⋆−Π⋆∥F2=o(n)\|X^\star-Π^\star\|_F^2 = o(n), implying recovery of all but a vanishing fraction of vertices after simple post-processing. Combined with existing lower bounds, our results precisely characterize that ∥X⋆−Π⋆∥F2\|X^\star-Π^\star\|_F^2 transitions from o(n)o(n) for σ=o~(n−1/2)σ= \tilde{o}(n^{-1/2}) to Ω(n)Ω(n) for σ=Ω~(n−1/2)σ= \tildeΩ(n^{-1/2}). In doing so, our analysis significantly tightens prior results and extends them beyond doubly stochastic relaxations.
Laurent Massoulié, Sushil Mahavir Varma, Louis Vassaux +1
Jun 12, 2026cs.IT

Nonlinear Two-Time-Scale Stochastic Approximation: A Sharp Phase Transition and How to Beat It

Recent finite-time analyses of nonlinear two-time-scale stochastic approximation show that under contractive assumptions the slow iterate YkY_k with stepsizes βk=Θ(k−1)β_k=Θ(k^{-1}) and αk=Θ(k−a)α_k=Θ(k^{-a}), a∈(1/2,1)a\in(1/2,1), generally satisfies a mean-square rate of order k−ak^{-a}; decoupled k−1k^{-1} rates require strong local linearity. We identify a sharp regularity-dependent boundary. In a rate-determining normal form where the slow drift contains a locally linear leakage and a nonlinear remainder of order 1+ρ1+ρ (ρ∈[0,1]ρ\in[0,1]), the uncorrected recursion satisfies E∥Yk∥2≤C(k−1+k−a(1+ρ)),\mathbb{E}\|Y_k\|^2 \le C\bigl(k^{-1}+k^{-a(1+ρ)}\bigr), and a matching scalar Gaussian lower bound shows that the slower term is unavoidable without modifying the update. Thus the decoupled k−1k^{-1} rate is guaranteed for the uncorrected recursion exactly when a(1+ρ)≥1a(1+ρ)\ge 1. This lower bound concerns only the naive update; it is not an information-theoretic obstruction. We demonstrate this by equipping the normal-form recursion with an auxiliary online bias estimator Mk+1=Mk+γk(R(Xk)−Mk),βk≪γk≪αk,M_{k+1}=M_k+γ_k(R(X_k)-M_k),\qquad β_k\llγ_k\llα_k, and subtracting MkM_k from the slow update. Under the same stability, moment, and remainder assumptions, the corrected recursion achieves E∥Y~k∥2=O(k−1)\mathbb{E}\|\widetilde Y_k\|^2=O(k^{-1}) for every ρ∈[0,1]ρ\in[0,1], including regimes where the uncorrected update provably suffers the slower rate. Finally, we prove localized transfer theorems that extend the phase-transition mechanism to general nonlinear TTSA in fast-manifold coordinates. The proofs are non-asymptotic and rely on two Abel-transform cancellations: one for the locally linear fast-error leakage, and one for the tracked nonlinear bias.
Dhruv Sarkar, Vaneet Aggarwal
Jun 11, 2026cs.LG

The Geometry of Phase Transitions in Generative Dynamics via Projection Caustics

Continuous-state generative samplers, including diffusion and flow-matching models, evolve through continuous reverse-time dynamics, yet their samples often undergo abrupt qualitative changes: trajectories commit to modes, semantic alternatives collapse, and small perturbations in narrow time windows can produce large downstream effects. This paper develops a geometric account of such phase-transition-like behaviour. We view denoising as gradient descent on a free energy landscape and show that sharp transitions arise near projection caustics, where the nearest-point projection onto the data support ceases to be unique. Motivated by this perspective, we introduce the Critical Boundary Detector (CBD), as practical diagnostics for score-direction instability. Across toy models, standard diffusion models, and latent text-to-image diffusion models, CBD localises mode commitment, predicts intervention-sensitive windows, and supports targeted control in geometrically sensitive regions. Our results connect geometry of data and dynamics of diffusion generation.
Ryosuke Sakamoto, Kotaro Sakamoto
Jun 11, 2026cs.AI

Topical Phase Transitions in Artificial Intelligence Research: Large-Scale Evidence and an Early-Warning Signature for Emerging Topics

Do research topics in artificial intelligence grow gradually, or do they advance through abrupt, detectable jumps? Analyzing 80,814 accepted main-track papers from five premier AI conferences (ACL, CVPR, ICLR, ICML, NeurIPS) spanning 2017 to 2025, we show major AI topics advance through topical phase transitions: remaining marginal for years, then surging across venues within one to three years. Large language models became the dominant cross-venue topic by 2025, diffusion models rose with comparable abruptness, and language-model methods crossed into computer vision via vision-language models, whereas reinforcement learning compounded smoothly, distinguishing genuine phase transitions from ordinary growth. This structure is our primary contribution: a large-scale, cross-venue characterization of how AI research reorganizes. We then ask whether a transition leaves a detectable footprint before it peaks. We define an early-warning signature, four publication-dynamics criteria frozen on 2017-2021 data, and evaluate it out of sample on 2023-2025 transitions, obtaining a precision of 27% and recall of 63% against a 13.5% base rate. Applied to 2025 data, the signature flags reasoning and test-time compute, agentic AI, multimodal LLMs, retrieval-augmented generation, and world models as topics to monitor over 2026-2028. The source code is also publicly available on GitHub at https://github.com/KurbanIntelligenceLab/ai-phase-transitions.
Rasul Khanbayov, Hasan Kurban
Jun 10, 2026stat.ML

Phase Transitions in Attention: A Bayesian Theory of Copy Head Emergence

Attention is the key mechanism underlying in-context learning in transformers, and attention patterns have been observed empirically to emerge abruptly during training. We present a Bayesian theory of feature learning in attention; we then focus on how the copy subcircuit in the first layer of an induction head is learned by analyzing a single-layer softmax attention network trained on a copy task. We derive a closed-form posterior over the attention matrix and reduce it to a low-dimensional order parameter space. This reduction reveals a phase transition in the amount of training data, which we verify using both Bayesian sampling and standard training with Adam. We contrast our results with linear attention and find that softmax attention exhibits a \emph{first-order phase transition} while in linear attention an initial \emph{second-order phase transition} is followed by a smooth, continuous evolution toward the structured attention pattern (\emph{crossover}). Our work provides a first-principles theoretical account of the abrupt emergence of the copy subcircuit, reminiscent of the one observed in training large language models.
Itay Lavie, Kirsten Fischer, Andrey Lekov +3
Jun 9, 2026cs.LG

When to Align, When to Predict: A Phase Diagram for Multimodal Learning

Cross-modal alignment (CA) and cross-modal prediction (CP) are the dominant paradigms for multimodal representation learning, yet there is no systematic understanding of when each succeeds and when each fails --- a gap that leaves practitioners, especially in scientific domains with heterogeneous instruments and multiple levels of measurement, unable to diagnose why standard methods underperform the best single modality. We study both objectives under a spiked signal-plus-noise model with structured cross-modal nuisance correlation, the ingredient that breaks the classical recovery guarantees, and derive separation ratios that expose complementary failure modes: alignment whitens each modality and fails when nuisance is strongly correlated across views; prediction encodes whatever is cross-predictable through a one-sided whitening, with recovery governed by source-modality quality. The resulting phase diagram partitions multimodal problems into four regimes --- Both, CA only, CP only, and Neither --- refined by a recovery count that separates partial recovery from complete failure. We present a data-driven procedure to locate real-world datasets in this diagram using a small labeled subsample, identifying the preferred objective and prediction direction before any cross-modal training, and identifying when no objective in the CA/CP family can improve on the stronger modality alone. Experiments on synthetic data, stereo-vision benchmarks, image--caption pairs, and two real scientific domains --- astronomy and single-cell multi-omics --- validate the predictions in the nonlinear regime, including both faces of the Neither regime. Code to reproduce the results is available at https://github.com/IlayMalinyak/mm_align_vs_pred.
Ilay Kamai, Hugues Van Assel, Aviv Regev +2
Jun 8, 2026cs.LG

Data-driven discovery of governing differential equations across physical systems

Differential equations play a critical role in scientific discovery because they provide a mathematical framework to describe the behaviour of physical phenomena. As a promising alternative to traditional first principles, data-driven differential equation discovery has attracted increasing attention for its ability to infer governing laws directly from experimental or simulated data, especially when the underlying physics is unclear. However, the field has expanded rapidly along diverse methodological directions, particularly with the emergence of AI-based approaches, and still lacks a clear organizing perspective. In this Review, we propose a problem-oriented perspective on data-driven differential equation discovery. We first introduce a two-dimensional phase diagram of equation discoverability, where discovery problems are organized according to structural complexity and coefficient complexity. This phase diagram shows how the field has moved from the discovery of sparse equations with simple coefficients toward more complex governing laws with richer structures and more flexible parameterizations. It also clarifies why different methodological families succeed or fail in different problem settings. We then present the representation-evaluation-optimization (REO) framework as a fundamental abstraction of the discovery process. By identifying the core problems of equation discovery that persist across algorithmic variations, REO shifts the discussion from individual algorithms to the fundamental principles that determine discoverability. We connect these perspectives to applications across physics and adjacent sciences, and argue that the next challenge is not merely recovering equations, but using them to revise existing theories, distil mechanisms and form new scientific concepts.
Siyu Lou, Hao Xu, Wenguan Wang +6
Jun 4, 2026cs.IT

The Sharp Phase Transition of Tyler's M-Estimator for Robust Subspace Recovery

Robust Subspace Recovery (RSR) aims to identify an underlying d-dimensional subspace from a dataset heavily corrupted by outliers. Complexity-theoretic results establish a threshold for the problem's computational hardness based on the dimension-scaled signal-to-noise ratio (DS-SNR): the problem is SSE-hard when the DS-SNR is strictly less than 1, and solvable via practical algorithms when it is greater than 1 under general position assumptions. However, the exact behavior of practical algorithms at the critical boundary DS-SNR = 1 has remained unknown. This work resolves the behavior of Tyler's M-estimator (TME) at this critical boundary, consequently establishing a sharp phase transition. Specifically, we prove that TME converges exactly to the true subspace for DS-SNR \geq 1 under a new stability condition, which is less restrictive than the general position assumptions used in prior literature. Our analysis utilizes a decomposition of the TME iterates within a majorization-minimization framework.
Gilad Lerman, Teng Zhang
Jun 1, 2026cs.GT

Democracy on Rugged Landscapes: Phase Transitions in Optimal Voting Rules

Laws and institutions shape individual outcomes through complex interactions with citizens' diverse circumstances, yet how different voting methods navigate this coupled landscape remains poorly understood. We model collective governance as optimization on NK fitness landscapes, where shared bits (laws) are updated by voting while individual bits (personal traits) remain fixed. A cross-dependency parameter αα controls how legislation's effects depend on individual circumstances. We compare eight standard voting methods and a generalized scoring family across landscape ruggedness K∈{1,…,20}K \in \{1,\ldots,20\} and α∈[0,1]α\in [0,1] with 1000 runs per configuration. Under direct democracy, the optimal voting method undergoes sharp phase transitions as a function of landscape complexity: cardinal score voting dominates on smooth landscapes, ordinal scoring with p=0.35p=0.35 at low-to-moderate ruggedness, Borda count across a wide middle range, and STAR voting at the highest complexity. A two-parameter empirical formula reduces the (K,α)(K, α) plane to a single complexity axis for visualization. Borda count achieves the highest mean fitness and lowest variance across most of the parameter space. We further introduce a representative democracy model parameterized by identity weight ββ and candidate self-interest pselfp_{\mathrm{self}}. Representation reshapes the complexity-dependent structure even under favorable conditions: cardinal score voting dominates across most regimes, with plurality emerging as the top method at high ββ and low-to-moderate pselfp_{\mathrm{self}}.
Joshua Nunley
Jun 1, 2026cs.RO

Physics-Informed Modeling and Control of Emergent Behaviors in Robot Swarms

Robot swarms can exhibit coherent collective behaviors through local perception, limited communication and decentralized decision-making, yet modeling and controlling such emergence remains challenging when behaviors unfold over multiple phases. Here we introduce PhySwarm, a physics-informed micro--macro framework that represents multi-stage swarm emergence as physically constrained density-field evolution coupled to executable robot motion. At the macroscopic level, a multi-phase advection--diffusion--reaction model (Macro-ADR) describes phase-dependent swarm-density evolution through directed transport, diffusion-based spatial regulation and behavioral phase transitions. At the microscopic level, an equivalent deterministic motion model (Micro-EDM) realizes these mechanisms through potential-field advection, density-gradient compensation and rate- or event-gated phase switching. A neural-physics controller (NPC) maps local observations and temporal memory to bounded physical parameters, and is trained with a reinforcement learning--PINN objective that combines task rewards with macro-scale density residuals and micro-scale motion-consistency constraints. In several proof-of-concept swarm missions -- including trail-guided foraging, formation-reconfigurable navigation and role-adaptive search and rescue -- we demonstrate that PhySwarm can generate distinct multi-stage emergent behaviors within a unified physics-informed modeling framework. The learned density fields and physical parameters provide interpretable evidence of how advection, diffusion and reaction jointly regulate multi-stage swarm organization. These results establish a physics-informed route for learning, interpreting and controlling emergent behaviors in robot swarms.
Zixuan Jin, Wenzhuo Zhang, Shuxian Quan +4
Jun 1, 2026cs.LG

RobustModelMaker: Coupling Bootstrap Stability Selection with Leakage-Safe Nested Cross-Validation for Scientific Machine Learning

Small-to-medium scientific datasets place machine learning pipelines under two compounding pressures. Single-run feature selection produces feature sets that change substantially under small perturbations of the training data, and any procedure that uses the same data for selection, tuning, and evaluation produces optimistically biased performance estimates. The two failure modes are routinely treated as separable, but in the regimes where scientific data live, they interact: an unstable selection inflates the variance of an already-optimistic score, and standard remedies for one rarely address the other. RobustModelMaker is a Python framework that couples bootstrap stability selection with strict nested cross-validation, performs all preprocessing and selection inside each fold, and produces a stability-tested feature subset together with a leakage-safe performance estimate. The framework supports nine algorithms across binary classification, multiclass classification, and regression. Behaviour is verified by a deterministic test suite spanning unit, performance, and reproducibility checks on three real scientific datasets comparing to three alternative selectors (ANOVA F-test, recursive feature elimination with cross-validation, and Boruta) on both predictive score and a Jaccard measure of selection stability. RobustModelMaker is competitive in score with the best alternative selector on each dataset, and occupies a position on the joint score-stability frontier that none of the alternatives match across all three task types. Two example applications, ovarian cancer biomarker discovery from the PLCO Trial and critical-temperature regression on the UCI Superconductivity Data, illustrate how the framework is used in practice and what trade-offs become visible when stability is treated as a first-class deliverable rather than an emergent property.
Amanda S Barnard
May 27, 2026cs.AI

Satisfiability Solving with LLMs: A Matched-Pair Evaluation of Reasoning Capability

Large language models (LLMs) are increasingly used for tasks that implicitly reduce to Boolean satisfiability (SAT), yet their reasoning ability on SAT remains unclear. We present a systematic study of LLMs on 2-SAT and 3-SAT, together with two canonical reductions, Vertex Cover and discrete 3D packing, to probe representation-invariant reasoning. We first evaluate models using conventional metrics, including accuracy, precision, recall, and F1, as well as the SAT phase-transition setting. We find that these metrics can be misleading: many models obtain high scores by over-predicting satisfiable formulas, fail to reproduce the classical easy-hard-easy signature around the 3-SAT threshold, and degrade sharply as the number of variables grows. To address this problem, we introduce a paired-formula protocol based on minimally different satisfiable and unsatisfiable instances, together with Accurate Differentiation Rate (ADR), which requires both members of each pair to be classified correctly. ADR separates reasoning-oriented models from heuristic ones and correlates with witness validity. Beyond CNF, we test cross-representation consistency by converting CNF to Vertex Cover and 3-SAT to discrete 3D packing. Model decisions on CNF and on the corresponding graph or packing instances agree for most models on more than 80 percent of instances, suggesting stable decision rules across representations. Overall, our results show that SAT is a conservative probe for LLM reasoning, and that paired evaluation with ADR provides a more faithful and representation-robust assessment than conventional metrics.
Leizhen Zhang, Shuhan Chen, Sheng Chen
May 26, 2026cs.LG

Sampling Data with Chains of Forward-Backward Diffusion Steps

Sampling from learned high-dimensional distributions is a foundational computational problem. We introduce U-turn chains: Markov chains obtained by iterating short forward-backward steps of a diffusion model, in which each step proposes a move that remains on the learned data manifold and, paired with a Metropolis-Hastings correction, samples from energy-modified targets. For synthetic languages, we show that minimal U-turn dynamics undergoes an ergodicity-breaking phase transition driven by fragmentation of the data manifold; ergodicity is restored at larger U-turn magnitude. In the non-ergodic regime, low-level features relax faster than high-level ones, an ordering that inverts only at sufficiently large U-turn magnitude. We test these predictions on natural language and natural images. In both modalities, minimal U-turns relax slowly, especially for high-level features approximated by deep representations in CNNs or LLMs. The layer-ordering inversion appears only at large noise when mixing is efficient -- signatures consistent with strongly constrained, weakly mixing local dynamics. We discuss the implications of these results for sampling with diffusion models.
Hyunmo Kang, Noam Itzhak Levi, Corinna Elena Wegner +2
May 25, 2026cs.LG

Emergence via Phase Transitions: Mechanism Landscapes and Universal Convergence Across Complex Systems

Across machine learning, biology, and physics, independently evolving systems often converge toward strikingly similar high-level structures despite radically different microscopic details. Grokking circuits converge across random seeds, evolutionary lineages rediscover similar metabolic solutions, and renormalization flows approach common fixed points. We propose the Hierarchical Emergence Framework (HEF) as a candidate universality framework for such convergence phenomena. HEF models emergence as a phase transition in a mechanism landscape constrained by thermodynamic and information-theoretic laws. The framework introduces a critical energy threshold Ec separating an exploration regime with competing mechanisms from a convergence regime governed by a unique minimum-cost mechanism. Under structural assumptions, we prove physical feasibility, derive strict metric contraction, and establish convergence toward a unique fixed-point representation independent of initial conditions. We further connect this convergence structure to causal emergence through Effective Information and mechanism competition entropy. To test the framework, we study delayed generalization ("grokking") in modular arithmetic transformers across 111 experiments. We identify a reproducible empirical fingerprint of the Ec transition: the weight norm peaks systematically before grokking in 92% of runs. Normalized accuracy curves collapse onto a tanh kink (R^2=0.93) consistent with a Landau-Ginzburg universality class, and all grokked models converge to 0.9745+/-0.014 regardless of initialization, weight decay, or training fraction (ANOVA p>0.13). HEF is not presented as a universal theory of emergence, but as a falsifiable mathematical scaffold for studying convergence phenomena across complex systems.
Truong Xuan Khanh
May 23, 2026cs.LG

A computational phase transition for learning-to-sample from Ising models

We study \emph{learning-to-sample} -- a basic algorithmic task underlying generative modeling -- for Ising models, a standard testbed for algorithmic ideas in both theoretical computer science and machine learning. Given i.i.d. samples of an unknown target distribution, the goal of learning-to-sample is to learn a computationally efficient generation procedure that produces new samples following approximately the same distribution. We construct a family of Ising models of constantly bounded-width which lie just beyond the spectral threshold λmax⁡(J)−λmin⁡(J)=1λ_{\max}(J)-λ_{\min}(J)=1, and show that learning-to-sample for this family is computationally hard under standard cryptographic assumptions, even when the learner is given both polynomially many i.i.d. samples from the model and explicit access to its parameters. Combined with results of [AJKPV24,KLV25] showing tractability of learning-to-sample below the spectral threshold, this establishes a sharp computational phase transition at the spectral threshold. Moreover, combined with prior results on parameter learning for bounded-width Ising models [KM17,WSD19,VML20], this shows that learning-to-sample can be more difficult than parameter learning. Finally, we show that any efficient learner for these hard instances exhibits a natural memorization-hallucination dichotomy: the learner must either output configurations that, after a simple transformation, match the (transformed) training data or place substantial mass on configurations of negligible probability under the target distribution.
Andrej Risteski, Thuy-Duong Vuong
May 20, 2026cond-mat.stat-mech

MetaDNS: Enhancing Exploration in Discrete Neural Samplers via Well-Tempered Metadynamics

Sampling from discrete distributions with multiple modes and energy barriers is fundamental to machine learning and computational physics. Recent discrete neural samplers like MDNS suffer from mode collapse and fail to sample high-energy barrier regions between modes, which is critical for free energy estimation and understanding phase transitions. We propose Metadynamics Discrete Neural Sampler (MetaDNS), a general framework integrating well-tempered metadynamics into discrete diffusion or autoregressive samplers. By maintaining an adaptive, history-dependent bias potential along selected low-dimensional coordinates, MetaDNS forces exploration of previously inaccessible regions, enabling free energy reconstruction infeasible with standard neural samplers due to a lack of high-energy samples. On challenging low-temperature benchmarks including Ising, Potts, and the copper-gold binary alloy, MetaDNS reproduces the thermodynamic distribution. Compared to MCMC-based metadynamics, MetaDNS also achieves comparable exploration requiring fewer bias deposition steps.
Xiaochen Du, Juno Nam, Jaemoo Choi +7
May 19, 2026cond-mat.stat-mech

Targeting Clause Type Distributions: a Picklock for Random Satisfiability Problems

Optimization problems such as the NP-complete 3-SAT provide an important benchmark for the difficult task of finding ground-states in strongly correlated many-body systems with rugged energy landscapes. The study of random 3-SAT problems as Ising spin Hamiltonians in statistical physics has yielded major insights including the existence of a satisfiability phase transition, and the prediction of a critical parameter line of particularly hard instances. Yet, progress on solving those instances has been scarce for several decades. Here, introducing the Target-SAT (TSAT) algorithm, we roughly triple the tractable problem sizes in the hardest regime, with an even greater improvement in a vast range of neighboring regions. By leveraging statistical information hidden in the combinatorial constraints of the problem, TSAT is actively guided in its stochastic local search toward a target within the relevant parameter space. Our analysis also explains why established local search algorithms are limited to relatively small system sizes due to a vast low-energy trap. Furthermore, we characterize the aforementioned critical line in terms of a dominant additional complexity barrier, whose exponential scaling is quickly overcome by TSAT only in the surrounding parameter space. With TSAT, the lead in solving the hardest known random satisfiability problems returns to the realm of stochastic local search algorithms.
J. Schwardt, J. C. Budich
May 18, 2026cond-mat.mtrl-sci

Real-time Multi-instrument Autonomous Discovery of Novel Phase-change Memory Materials

Autonomous labs enable the integration of automated experiment execution, data analysis and decision making. The main challenge remains the integration of diverse data streams from multiple instruments, where the data is often heterogeneous and unsynchronized. The standard learning process of undetermined synthesis-process-structure-property relationships (SPSPR) usually relies on post-experiment analysis after data is fully collected, not during live experiments, and decision making is carried out independently across characterization equipment. Here, we demonstrate the Multi-instrument Autonomous Discovery (MAD) framework -- combining structural property mapping and functional property optimization simultaneously in a closed-loop manner. As an example, we applied MAD to phase change memory (PCM) materials, and, in particular on the Mn-Sb-Te ternary, a previously unexplored materials system for PCM. A multi-output model is employed to merge data from x-ray diffraction (XRD) and electrical resistance measurements simultaneously through a co-regionalization kernel that models the relationship between them. The output probabilistic posterior and uncertainty quantification facilitate decision making with shared knowledge, while the goals are different across tasks. We aimed to maximize the knowledge of crystal structure distribution using non-negative matrix factorization (NMF), while in parallel, we find the composition with the maximum resistance value, an important figure of merit for PCM. Leveraging MAD, we found promising electrical PCMs and identified the SPSPR within 25 closed-loop iterations, corresponding to a seven-fold speed-up. The framework opens a new path of study in large-scale autonomous facilities, where future experiments can be run in parallel together, not independently.
Chih-Yu Lee, Haotong Liang, Ryan Kim +4
May 15, 2026cs.LG

Does Weight Decay Enhance Training Stability?

In modern deep learning, weight decay is often credited with "stabilizing" training dynamics, diverging from its classical role as a static regularization penalty. We investigate a fundamental question: does weight decay stabilize training dynamics, and if so, through which mechanism? Indeed, training stability is understood through different but related notions in the literature. We consider how weight decay affects the parameter-space dynamics and loss sharpness by analyzing its effects at the \emph{Edge of Stability} (EoS). We show that weight decay robustly slows *progressive sharpening}. Furthermore, we uncover a striking architecture-dependent phase transition. In CNNs, weight decay dampens the oscillations at the EoS, while in MLPs, increasing weight decay causes a phase transition in which the sharpness stabilizes at a threshold significantly below the theoretical 2η\frac{2}η boundary. We develop a mathematical framework that accurately models these phenomena and identify the global alignment of the parameter vector and the sharpness gradient as the mechanistic driver of the phase transition. Importantly, we show that these phenomena translate into stability in terms of search in function-space (NTK). Last, this shows that curvature thresholds obtained from convex/quadratic heuristics may not be reliable stability diagnostics under regularization.
Marius Saether, Amir Kolic, Tomaso Poggio +1
May 15, 2026cs.SI

Conditional Entropy of Heat Diffusion on Temporal Networks

Many complex systems can be modeled by temporal networks, whose organization often evolves through distinct structural phases. Detecting the change points that delimit these phases is both important and challenging. In this work, we extend the conditional entropy of heat diffusion from static graphs to temporal networks and study its properties. We provide an upper bound and explain how discrepancies from it arise from the presence of asymmetric temporal paths. Moreover, we show that this quantity is monotone in time, yielding an information-theoretic analog of the second law of thermodynamics for inhomogeneous diffusion on temporal networks. We then introduce a local version of conditional entropy, designed to probe diffusion over finite temporal windows, and show that it provides an informative signal for change-point detection in continuous-time temporal networks. We evaluate the proposed methodology on synthetic benchmarks, including comparative experiments with existing nonparametric baselines in the snapshot setting, and then apply it to a real-world temporal contact network from a French primary school. Finally, we show how to use detected change points to perform community detection on targeted sub-intervals, improving the quality and interpretability of the clustering results.
Samuel Koovely, Alexandre Bovet
May 11, 2026cs.LG

A Random-Matrix Criterion for Initializing Gated Recurrent Neural Networks

Proper weight initialization prior to training has historically been one of the key factors that helped kick off the deep learning revolution. Initialization is even more crucial in "reservoir computing", where the weights of a readout layer are learned linearly while the reservoir weights are fixed and largely determine the richness, stability and memory of the resulting dynamics. In the infinite-width limit it has been shown that meaningful initializations are those sitting at an effective critical point of the randomly initialized model. The phase transition is controlled by the weight variance g2g^2 and separates an ordered phase from a chaotic one where information progressively degrades. Here we derive a simple criterion to estimate the critical gcg_c for a broad class of recurrent architectures and we show that it closely tracks the gain at which a gated-RNN reservoir achieves peak performance on a chaotic forecasting task. Finally, we argue that our criterion can serve as a design principle for future initialization schemes.
Tommaso Fioratti, Riccardo Marcaccioli, Francesco Casola
May 9, 2026cs.CL

Phase Transitions in Affective Meaning Divergence: The Hidden Drift Before the Break

One partner says "Fine" meaning "resolution"; the other hears "surrender." The word is shared; the affective uptake is not. We formalize this as affective meaning divergence (AMD), the total-variation distance between interlocutors' anchor-conditioned affect distributions. Building on speech-act theory, common-ground accumulation, and entropy-regularized game theory, we derive a logit best-response map whose dynamics undergo a saddle-node bifurcation: when βα>4βα> 4, a monotone increase in AMD-driven load produces an abrupt, hysteretic collapse of repair coordination. On Conversations Gone Awry (CGA-Wiki; N=652N = 652), derailing conversations exhibit critical-slowing-down (CSD) signatures across multiple levels: lexical divergence variance (p<0.001p < 0.001, d=0.36d = 0.36), AMD variance (p=0.001p = 0.001, d=0.26d = 0.26), and dialog-act repair variance (p=0.016p = 0.016, d=0.20d = 0.20), all significant after correction and stronger than toxicity and sentiment baselines. AMD provides a distinct temporal signature, with retrospectively measured variance peaking at the bifurcation point while toxicity variance peaks earlier, and is the only indicator grounded in the theoretical framework. Boundary-condition analysis on CGA-CMV (N=1,169N = 1,169) yields mixed but directionally consistent evidence.
Napassorn Litchiowong
May 7, 2026quant-ph

Quantum-enhanced Large Language Models on Quantum Hardware via Cayley Unitary Adapters

Large language models (LLMs) have transformed artificial intelligence, yet classical architectures impose a fundamental constraint: every trainable parameter demands classical memory that scales unfavourably with model size. Quantum computing offers a qualitatively different pathway, but practical demonstrations on real hardware have remained elusive for models of practical relevance. Here we show that Cayley-parameterised unitary adapters -- quantum circuit blocks inserted into the frozen projection layers of pre-trained LLMs and executed on a 156-qubit IBM Quantum System Two superconducting processor -- improve the perplexity of Llama 3.1 8B, an 8-billion-parameter model in widespread use, by 1.4% with only 6,000 additional parameters and end-to-end inference validated on real Quantum Processing Unit (QPU). A systematic study on SmolLM2 (135M parameters), chosen for its tractability, reveals monotonically improving perplexity with unitary block dimension, 83% recovery of compression-induced degradation, and correct answers to questions that both classical baselines fail -- with a sharp noise-expressivity phase transition identifying the concrete path to quantum utility at larger qubit scales.
Borja Aizpurua, Sukhbinder Singh, Augustine Kshetrimayum +2
May 6, 2026cs.LG

Concurrence of Symmetry Breaking and Nonlocality Phase Transitions in Diffusion Models

Diffusion models undergo a phase transition in a critical time window during generation dynamics, with two complementary diagnoses of criticality. The symmetry breaking picture views the critical window as when trajectories bifurcate into different semantic minima of the energy landscape, whereas the nonlocality picture views the critical window as when local denoising fails. We study whether two notions of such phase transitions are concurrent in modern diffusion transformers. By evaluating the dynamics and outcomes of the generation trajectory, we observe a near-simultaneous occurrence of the non-locality and symmetry breaking critical times. Our work is the first to unify the two notions of phase transitions in practice: it provides a concrete diagnostic for when and why diffusion models rely on conditioning and global denoising, enabling principled evaluation of model efficiency and guiding the design of architectures and sampling schemes that avoid unnecessary computation.
Yifan F. Zhang, Fangjun Hu, Guangkuo Liu +2
May 5, 2026cs.LG

Phase Transitions in Driven Informational Systems: A Two-Field Perspective on Learning Theory and Non-Equilibrium Chemistry

Phase-transition phenomena in deep learning (grokking, emergent capabilities, and ontological reorganization under context shift) have been studied through several lenses, including representational compression, singular learning theory, and information-theoretic progress measures. Independently, non-equilibrium statistical physics has identified phase transitions in driven chemical reaction networks underlying prebiotic selection, with empirical signatures that are difficult to reproduce within single-field gradient accounts. We propose a perspective in which both classes of phenomena admit a common description as driven informational systems: stochastic processes governed by two gradient fields, an entropy production rate Sigma and an information quasi-potential Phi_I := -ln p*, where p* is the stationary density. Within this framework we introduce two candidate order parameters: an adversarial breakdown threshold alpha_dagger and a self-referential coupling threshold kappa_c. The joint scaling of (alpha_dagger, kappa_c) defines a candidate universality class with exponents (gamma_1, gamma_2). We outline the geometric structure of this framework, identify falsifiable predictions distinguishing it from single-field alternatives, and show consistency with recent empirical findings (2024--2026) on alignment transitions, adversarial breakdown scaling, and partial introspection in large language models.
Truong Xuan Khanh
Apr 30, 2026cond-mat.soft

Active-learning mapping of the Vicsek model phase diagram

The Vicsek model is a minimal model of collective motion, capturing how local alignment interactions can generate macroscopic nonequilibrium order in systems such as bird flocks. In this work, we use active learning to map the Vicsek phase diagram as a function of noise strength, density, and particle speed. A neural-network classifier is trained on global polar-order labels, and classifier entropy is used to select new simulations near uncertain crossover regions. The resulting phase map resolves a high-noise disordered gas, a low-noise polar ordered regime, and an intermediate coexistence-candidate regime whose noise window shifts upward and broadens with increasing density. Independent density and local-order diagnostics indicate that the intermediate regime contains dense, locally ordered bands coexisting with a dilute, weakly ordered background. Comparison with the ordered regime shows that banded coexistence is identified by the joint enhancement of band contrast, local-order heterogeneity, and positive density-order correlation. Overall, these results establish a machine-learning-guided workflow for active matter, in which active learning constructs an operational phase map and independent spatial diagnostics convert classifier-defined regimes into physically interpretable nonequilibrium morphologies.
Grace T. Bai, Brandon B. Le
Apr 27, 2026cond-mat.quant-gas

Uncovering Exotic Paired States in the 2D Spin-Imbalanced Fermi Gas with Neural Wave Functions

We study the zero-temperature phase diagram of the 2D spin-imbalanced Fermi gas with short-ranged attractive interactions using the recently developed neural network variational Monte Carlo method with the AGPs FermiNet Ansatz. The Fulde-Ferrell-Larkin-Ovchinnikov phase is observed in the weakly interacting BCS limit and a polarised superfluid is seen in the strongly interacting BEC limit. When the interactions are strong, the minority-spin momentum density is reduced almost to zero in the momentum-space region occupied by the unpaired majority-spin electrons. When the interactions are very strong, phase separation occurs, with regions containing bosonic pairs and unpaired regions occupied by the remaining majority-spin particles. In addition, we observe translational symmetry breaking at intermediate interaction strengths, where the system forms an exotic crystal of Cooper pairs in a Fermi fluid of unpaired majority-spin particles. We provide a possible explanation for the formation of the crystalline phase, explain the origins of the k-space momentum-density hole when the pairs are tightly bound, and discuss how our approach opens new directions for future work.
Wan Tong Lou, Gino Cassella, Andres Perez Fadon +5
Apr 27, 2026cs.LG

Latent-Hysteresis Graph ODEs: Modeling Coupled Topology-Feature Evolution via Continuous Phase Transitions

Graph neural ordinary differential equations (Graph ODEs) extend graph learning from discrete message-passing layers to continuous-time representation flows. While it supports adaptive long-range propagation, we show that Graph ODEs with strictly positive irreducible mixing operators face an inherent \emph{monostability trap}: in the long-time regime, information leakage is unavoidable and the dynamics converge to a single global consensus attractor. We propose the \textbf{Hysteresis Graph ODE (HGODE)}, which couples feature evolution with a latent topological potential driven by a learned pairwise force. A double-well edge potential and bipolarized gate allow edge states to polarize into connected or insulated phases while preserving differentiability. We provide asymptotic analysis of the collapse mechanism and the proposed hysteretic topology dynamics, and validate HGODE on theory-driven synthetic diagnostics and real-world graph benchmarks.
Qinhan Hou, Jing Tang
Apr 22, 2026cond-mat.mtrl-sci

LLM-guided phase diagram construction through high-throughput experimentation

Constructing phase diagrams for multicomponent alloys requires extensive experimental measurements and is a time-consuming task. Here we investigate whether large language models (LLMs) can guide experimental planning for phase diagram construction. In our framework, a general-purpose LLM serves as the experimental planner, suggesting compositions for measurement at each cycle in a closed loop with high-throughput synthesis and X-ray diffraction phase identification. Using this framework, we experimentally constructed the ternary phase diagram of the Co-Al-Ge system at 900 degree C through iterative synthesis and characterization. We compared two strategies that differ in how the initial compositions are selected: one uses predictions from a domain-specific LLM trained on phase diagram data (aLLoyM), while the other relies solely on the general-purpose LLM. The two strategies exhibited complementary strengths. aLLoyM directed the initial measurements toward compositionally complex regions in the interior of the ternary diagram, enabling the earliest discovery of all three novel phases that form only in the ternary system. In contrast, the general-purpose LLM adopted a textbook-like approach which efficiently identified a larger number of phases in fewer cycles. In addition, a simulated benchmark comparing the LLM against conventional machine learning confirmed that the LLM achieves more efficient exploration. The results demonstrate that LLMs have high potential as experimental planners for phase diagram construction.
Ryo Tamura, Haruhiko Morito, Yuna Oikawa +7
Apr 21, 2026math.PR

Phase Transitions in the Fluctuations of Functionals of Random Neural Networks

We establish central and non-central limit theorems for sequences of functionals of the Gaussian output of an infinitely-wide random neural network on the d-dimensional sphere . We show that the asymptotic behaviour of these functionals as the depth of the network increases depends crucially on the fixed points of the covariance function, resulting in three distinct limiting regimes: convergence to the same functional of a limiting Gaussian field, convergence to a Gaussian distribution, convergence to a distribution in the Qth Wiener chaos. Our proofs exploit tools that are now classical (Hermite expansions, Diagram Formula, Stein-Malliavin techniques), but also ideas which have never been used in similar contexts: in particular, the asymptotic behaviour is determined by the fixed-point structure of the iterative operator associated with the covariance, whose nature and stability governs the different limiting regimes.
Simmaco Di Lillo, Leonardo Maini, Domenico Marinucci
Apr 17, 2026cond-mat.stat-mech

Phase Transitions as the Breakdown of Statistical Indistinguishability

We introduce a novel characterization of phase transitions based on hypothesis testing. In our formulation, a phase transition is defined as the breakdown of statistical indistinguishability under vanishing parameter perturbations in the thermodynamic limit. This perspective provides a general, order-parameter-free framework that does not rely on model-specific insights or learning procedures. We show that conventional approaches, such as those based on the Binder parameter, can be reinterpreted as special cases within this framework. As a concrete realization, we employ a distribution-free two-sample run test and demonstrate that the critical point of the two-dimensional Ising model is accurately identified without prior knowledge of the order parameter.
Taiyo Narita, Hideyuki Miyahara
Feb 8, 2026stat.ML

Persistent Entropy as a Detector of Phase Transitions

Persistent entropy is a scalar summary of persistence barcodes widely used to detect regime changes, yet there is no account of when a structural change in a barcode must produce a detectable change in entropy. We establish a model-agnostic theorem supplying such conditions. Treating persistence diagrams as random objects indexed by a control parameter, we identify a dispersion-condensation mechanism in the normalized persistence weights and derive an explicit lower bound on the entropy difference between the two regimes, valid with high probability at finite sample size and insensitive to the absolute scale of bar lifetimes. We also give a procedure for verifying the hypotheses on empirical barcodes. Applied to convolutional networks, the criterion shows that the circular organization of learned filters reported by Gabrielsson and Carlsson emerges through a sharp topological phase transition, and locates its onset: within a few hundred iterations on MNIST, but an order of magnitude later on CIFAR-10. The same criterion detects the Kuramoto synchronization and Vicsek order-disorder transitions.
Marcos Gutierrez-del-Pozo, Eduardo Paluzo-Hidalgo, Matteo Rucco