Scaling Laws

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Period ending 2026-09-21

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141 papers

Latest in Scaling Laws

Jun 22, 2026cs.AI

Active Inference as the Test-Time Scaling Law for Physical AI Agents

In this paper, a novel test-time scaling law for physical artificial intelligence (AI) agents is introduced. This scaling law enables physical AI agents to reason with their world models to generalize in unforeseen scenarios at test time. The derived scaling law is grounded in the first principle of active inference, which equips agents with the general objective to survive in the real world, under which their specific task objectives are subsumed. Active inference achieves this by providing the reasoning to resolve prediction errors that arise when the agent encounters unforeseen situations outside its training distribution, enabling generalization in non-stationary environments. The proposed scaling law captures this by dynamically updating the agent's policy with this reasoning at test time. This policy update is modeled as a soft Bayesian inference process in which beliefs about the policy are updated using the reasoning that reduces expected prediction errors under allowable policies as a likelihood. The resulting posterior policy admits a biological interpretation, recovering the scaling mechanism that engages the brain's basal ganglia and prefrontal cortex at test time. To solve this analytically intractable problem, a variational inference solution minimizing free energy bounds is developed. This solution extends to enable learning beyond training by reinforcing new instances, resolved at test time, in both the policy and world model. Unlike existing scaling laws constrained by model size and training data, the derived solution scales with the continuous real-world experience of a physical AI agent. Simulation results on an autonomous driving task demonstrate that the proposed solution outperforms model-free Q-learning and model-based Bayesian reinforcement learning, achieving robust generalization to unforeseen scenarios while improving inference efficiency by over 36%.
Omar Hashash, Christo Kurisummoottil Thomas, Walid Saad +3
Jun 18, 2026hep-ex

Towards Engineering Scaling Laws with Pretraining Data Composition

Neural scaling laws describe how model performance improves as a power law in compute, model size, and dataset size. While well-established for large language models, these relationships are emerging for large models in particle physics. As with language, empirical studies show that the performance scales as a power law. However, unlike natural language or image domains, fundamental physics has high-fidelity simulators that produce synthetic data cheaply. This favors scaling regimes where additional data is cheaper than additional parameters, and allows the pretraining dataset itself to be engineered to influence the scaling. For the task of classifying hadronic jets produced in collisions of high-energy particle beams, we show that the scaling behavior can be engineered towards requiring more data rather than larger models by inclusion of pretraining data which is more diverse and better aligned with the downstream classification task.
Jan-Lucas Uslu, Kevin Greif, Daniel Whiteson +1
Jun 17, 2026quant-ph

Optimal Ansatz-free Hamiltonian Learning In Situ

Characterizing the features of a Hamiltonian that governs a quantum system serves as a fundamental subroutine of quantum device calibration, signal sensing, and error correction. Recent works proposed protocols have achieved the optimal Heisenberg-limited scaling learning ansatz-free Hamiltonians from their real-time evolutions without fully specifying interaction structures. However, these protocols rely on both deep circuits with interleaving probes and control, and extremely short time resolution, making them difficult to implement on near- and intermediate-term in situ quantum experiments. In this work, we propose a computationally efficient, control-free, and ancilla-free algorithm that uses only Pauli product state preparation and measurement, and learns an ansatz-free Hamiltonian HH with HΛ||H||\leqΛ in total evolution time of Θ(Λε2log(Λε))Θ(\fracΛ{ε^2}\log(\fracΛε)). The evolution time cost of our algorithm is optimal for any control-free protocols as we further prove a lower bound of Ω(Λε2log(Λε))Ω(\fracΛ{ε^2}\log(\fracΛε)). Technically, our method introduces a randomized-sampling framework that combines band-limited kernel-based time sampling with a displacement sieve for Hamiltonian structure learning. The characteristic probe time resolution depends only on ΛΛ instead of ε\varepsilon, which makes our protocol especially appealing in the high-precision regime for sensing and calibration applications. We also show that the algorithm maintains the same asymptotic total evolution time in the presence of state-preparation-and-measurement (SPAM) noise when the Hamiltonian is local after calibration. Our results demonstrate the fundamental cost of experimentally friendly Hamiltonian learning and provide a practical route to rigorous in situ characterization of near-term quantum platforms.
Taiqi Zhou, Weiyuan Gong
Jun 14, 2026math.OC

Service-Induced Congestion in Memory-Constrained LLM Serving

In large language model (LLM) serving, each request accumulates persistent graphics processing unit (GPU) memory during service as its key-value cache grows with every generated token. Under high concurrency, aggregate memory usage therefore increases endogenously over time: the service process itself creates future capacity pressure. When memory capacity is exceeded, systems evict active requests, discarding cached state and restarting them later, which wastes computation and reduces throughput. We develop a discrete-time dynamical model of memory-constrained LLM inference that captures admission, memory growth, and eviction under continuous batching. In the saturated-input regime, the system admits both eviction-free fixed points and limit cycles with evictions. For homogeneous workloads, we show that the eviction-free equilibrium is unstable and that, except for a Lebesgue-measure-zero exact-capture set, the system converges to a unique worst-case limit cycle that is asymptotically stable outside this exceptional set, with throughput losses as large as 50%. For heterogeneous workloads, we prove a stability criterion in the two-class common-input setting and explain how the survival-polynomial mechanism generalizes to multiple classes and heterogeneous-input lengths. Under an input-dominated scaling regime, coprime decoding lengths stabilize the eviction-free equilibrium, while non-coprime lengths create synchronized modes that drive instability. These results characterize when workload heterogeneity desynchronizes completions and helps stabilize memory-constrained serving. More broadly, we identify service-induced congestion as a structural instability mechanism and derive scheduling design principles for sustaining high throughput.
Ruicheng Ao, Jing Dong, Gan Luo +1
Jun 11, 2026cs.LG

Gefen: Optimized Stochastic Optimizer

AdamW is a default optimizer for modern deep learning, but its first and second moment states add roughly two parameter-sized buffers to training memory, increasing the already substantial cost of large-scale pretraining. We propose Gefen, a memory-efficient optimizer that automatically shares second-moment estimates across parameter blocks and quantizes the first moment using a learned codebook, thereby reducing AdamW's memory footprint by ~8x while maintaining the same performance, corresponding to a reduction of 6.5 GiB per billion parameters. The method is motivated by a theoretical result showing that large mixed Hessian entries constrain the ratio of squared gradients toward one, suggesting that Hessian-aligned parameters are natural candidates for sharing second-moment statistics. Since computing Hessians is impractical at scale, Gefen infers block structure from the initial squared gradients, requiring no architecture-specific metadata or hyperparameters beyond AdamW defaults. Gefen learns an exact histogram-based dynamic-programming quantization codebook and reuses the same blocks for first-moment scaling. Across diverse pretraining experiments, Gefen achieves the lowest peak optimizer memory among the compared AdamW-like methods while maintaining AdamW-level performance. In single-machine or distributed training, the reduced memory footprint enables larger microbatches and improves throughput significantly over AdamW, providing a practical drop-in replacement with lower memory usage that can increase throughput and enable training larger models or using larger global batch sizes. We provide the complete Python implementation, including fused CUDA kernels at https://github.com/ndvbd/Gefen
Nadav Benedek, Tomer Koren, Ohad Fried
Jun 9, 2026cs.LG

Efficiently Learning Drifting Halfspaces with Massart Noise

We study the problem of learning a drifting concept in the presence of Massart noise. In this framework, an online learner has access to a history of independent samples whose labels are noisy versions of a target concept that may change from round to round. The goal is to output, in each round, a hypothesis with small prediction error. We study the complexity of this learning problem for the fundamental class of margin-separable linear classifiers (halfspaces). On the positive side, we give a computationally efficient learner achieving error η+O~(Δ1/3/γ)η+ \tilde O(Δ^{1/3}/γ), where ηη upper bounds the Massart noise rate, ΔΔ is the drift rate, and γγ is the margin. Interestingly, in the realizable setting, an adaptation of our techniques yields an efficient learner with an improved error rate over prior work. On the lower-bound side, we provide formal evidence of an information-computation tradeoff, strongly suggesting that our algorithm's performance is essentially optimal. Specifically, while the information-theoretically optimal error scales with Δ1/2Δ^{1/2}, we prove that Δ1/3Δ^{1/3}-scaling is unavoidable for low-degree polynomial tests, even in the special case of random classification noise.
Mingchen Ma, Guyang Cao, Jelena Diakonikolas +1
Jun 9, 2026cs.LG

Quantifying Subliminal Behavioral Transfer Ratios in Language Model Distillation

Distillation of a language model intended to transfer benign behavior to a student model may also transfer undesirable characteristics, if they are present in the teacher model, a phenomenon known as subliminal learning. While qualitative evidence supports the existence of this effect, its magnitude has not been systematically characterized. This study quantifies subliminal behavioral transfer ratios by steering two teacher models (Llama-2-7B-Chat and Qwen2.5-7B-Instruct) at varying steering strengths and distilling student models using only benign data. Evaluation on 100 JailbreakBench prompts with GPT-4.1, serving as the evaluator, indicates that transfer is robust but exhibits distinct scaling behaviors. Llama-2 demonstrates a sharp threshold (τ=0.25,0.32 beyond α=0.15τ= {0.25,0.32} \ \text{beyond} \ α= -0.15), whereas Qwen2.5 displays continuous and higher levels of transfer (ττ up to 0.610.61).
Uwe König, Hamza Kazmi, Ruizhe Li +1
Jun 6, 2026cs.LG

Explaining Data Mixing Scaling Laws

Recent research has established empirical scaling laws to predict model performance on multi-domain data mixtures. However, a theoretical understanding of these model loss behaviors remains absent. In this work, we propose a unified framework to explain the underlying mechanics of data mixing. Our approach extends theoretical perspectives originally developed for standard neural scaling laws (e.g., Kaplan and Chinchilla) to the multi-domain setting. Based on the distributional assumption that domains overlap on fundamental skills while diverging on specialized skills, we identify two key factors that govern the domain losses of models trained on different data mixtures: \textit{Capacity Competition}, where the allocation of finite model capacity couples domain losses globally, and \textit{Noise Reduction}, where optimal weights shift toward harder-to-learn domains to minimize overall noise. Empirical evaluations show that our framework outperforms existing baselines by fitting the loss landscape with a lower Mean Relative Error and identifying higher-performing training mixtures. Most importantly, our model successfully extrapolates across scales, predicting highly effective mixtures for large, unseen scales using parameters fitted on smaller ones. In addition, our model achieves these results using significantly fewer parameters compared to previous empirical laws. Our code is available at https://github.com/meiqwq/Explaining-Data-Mixing-Scaling-Laws.
Rui Dai, Shuran Zheng
Jun 5, 2026cs.LG

Data-Constrained Language Model Pretraining: Improved Regularization and Scaling Laws

Classical scaling laws for language model pretraining balance model size against training dataset size under a fixed compute budget, assuming abundant data and a single pass over the corpus. As training compute grows faster than the supply of natural language data, pretraining is likely to enter a data-constrained, compute-rich regime where models train for multiple epochs over a finite dataset. We study data-constrained pretraining along two axes, regularization and scaling. For regularization, we study masked-input regularization (MIR), an auxiliary next-token prediction loss on randomly masked inputs. MIR tests whether the random masking central to diffusion language models can benefit autoregressive pretraining without architectural changes or inference overhead. Across 72M to 1.4B parameter models, we find that MIR added on top of strong weight decay improves validation loss over autoregressive strong-weight-decay-only models, with downstream gains at 1.4B. For scaling, we propose SoftQ, a scaling law that couples model size and data size to capture their interaction under repeated data. Classical alternatives such as the Chinchilla law use an additive form that decouples these terms, making them misspecified in the data-constrained regime. We find that SoftQ fits data-constrained experiments substantially better than these alternatives, and estimates MIR's gains as equivalent to roughly 1.3 times as much unique training data. We release our code at https://github.com/yixinw-lab/dc_pretrain.
Zhiwei Xu, Shihao Wu, Hanseul Cho +2
Jun 4, 2026eess.IV

Compute-Optimal Network Design for Echocardiography Myocardial Segmentation and Perfusion Quantification using Neural Scaling Laws

Myocardial perfusion quantification using contrast-enhanced ultrasound offers a bedside non-ionizing alternative to nuclear imaging modalities. However, its clinical adoption is hindered by time-consuming manual labelling. Automated segmentation has proved challenging due to a paucity of in-domain training data. Adapting strategies currently used to optimise large language models for large datasets, we apply neural scaling laws to predict network performance for myocardial segmentation. We extrapolate performance on subsets of the data to determine optimal network size on the CAMUS echocardiography dataset and a 25-patient contrast-enhanced ultrasound (CEUS) dataset. Finally, we validate the clinical utility of our models by comparing the final myocardial perfusion parameters with those obtained by a senior cardiologist. Extrapolation based on the scaling law is predictive of test loss at the full dataset size, allowing us to select two networks that obtained state-of-the-art performance on CAMUS with a 240-fold reduction in parameter count. We observe the gradient of the scaling law transfers from CAMUS to the CEUS dataset with a bias in the predicted losses. The automatically segmented masks perform equivalently to a senior cardiologist in myocardial perfusion quantification. These results establish neural scaling laws as a practical tool for data-driven compute-optimal model design for small imaging datasets.
Clara Rodrigo González, Matthieu Toulemonde, Lasha Gvinianidze +5
Jun 4, 2026cs.CL

Predictable Scaling Laws of Optimal Hyperparameters for LLM Continued Pre-training

The efficacy of continued pre-training for Large Language Models (LLMs) hinges upon hyperparameter configurations, such as learning rate and batch size. However, current practices often rely on heuristics or grid searches, leading to training instability and excessive costs. In this work, we first empirically discover that optimal hyperparameters follow stable and predictable scaling laws throughout the continued pre-training process. Leveraging these insights, we propose a novel framework to establish quantitative relationships between compute budget and optimal hyperparameters for a given checkpoint. Our approach has two stages: (1) \textit{Empirical Law Discovery}, where we train small-scale proxy models to derive functions mapping compute budget to optimal hyperparameters via standard loss-compute scaling laws; and (2) \textit{State-Aware Hyperparameter Prediction}, where we evaluate an initial checkpoint's validation loss and use the inverse scaling law to estimate its \textit{equivalent pre-training compute} -- the compute needed to achieve the same loss from scratch. Combining this with the planned compute budget, we predict optimal hyperparameters for the target run. Empirical results demonstrate that our method reduces the hyperparameter search overhead by up to 90% while achieving comparable or superior performance relative to baselines. This model-agnostic framework generalizes across architectures, providing a principled and efficient methodology for diverse continued pre-training scenarios starting from any given point.
Yongwei Zhou, Juncheng Diao, Junlin Shang +2
Jun 3, 2026cs.CL

Streaming Communication in Multi-Agent Reasoning

Multi-agent reasoning systems adopt a "generate-then-transfer" paradigm that forces end-to-end latency to scale linearly with pipeline depth. We introduce StreamMA, a multi-agent reasoning system that streams each reasoning step to downstream agents as soon as it is generated, pipelining adjacent agents and thus reducing latency. Surprisingly, this pipelining also improves effectiveness: because multi-step reasoning quality is non-uniform and early steps are more reliable than later ones, working with these reliable early steps instead of the full chain prevents error-prone late steps from misleading downstream agents. We formalize both advantages with the first closed-form joint analysis of stream, serial, and single protocols, deriving the effectiveness ordering, speedup upper bound, and cost ratio. Across eight reasoning benchmarks spanning mathematics, science, and code, two frontier LLMs (Claude Opus 4.6 and GPT-5.4), and three topologies (Chain, Tree, Graph), StreamMA outperforms both baselines (avg. +7.3 pp, max +22.4 pp on HMMT 2026; Claude Opus 4.6-high). Beyond these contributions, we discover a "step-level scaling law": increasing per-agent steps consistently improves both effectiveness and efficiency, a new scaling dimension orthogonal to and composable with agent-count scaling.
Zhen Yang, Xiaogang Xu, Wen Wang +3
Jun 3, 2026cs.LG

Scaling Laws for Behavioral Foundation Models over User Event Sequences

Foundation models are increasingly trained on sequences of user actions in recommendation, payments, fraud, and commerce, but these models still lack the kind of compute calibration that scaling laws provide for language models. We study a common two-part behavioral-model architecture: a feature-based event embedder maps each multi-modal item to a vector, and a decoder-only transformer predicts the next event from the resulting sequence. Across roughly 600 runs on real interaction data, spanning 101510^{15}-101910^{19} training FLOPs, we jointly vary four deployment-relevant axes: the two-part parameter split, critical batch size, model/data allocation, and the number of sampled negatives used after freezing the embedder. A small embedder (s ⁣ ⁣2%s^{\star}\!\approx\!2\% of parameters) is compute-optimal at every budget we test because embedder parameters are both more expensive per step and exposed to far more repeated items than contextualizer parameters. Compute-optimal training is data-heavy relative to text at low compute, but its D/ND/N ratio moves toward the Chinchilla heuristic as compute increases. The sampled training objective and deployed ranking metrics disagree in ways that themselves scale: critical batch size, optimal negative count after freezing, and the agreement between loss and ranking quality all shift with compute and with the chosen evaluation metric. For negative sampling, larger budgets increasingly prefer more negatives; by 101910^{19} FLOPs the active constraint is candidate-axis memory rather than FLOPs. In behavioral foundation models, the evaluation metric is therefore part of the scaling law: changing it can change the compute-optimal recipe.
Rickard Brüel Gabrielsson
Jun 2, 2026cs.LG

Neuron Populations Exhibit Divergent Selectivity with Scale

We investigate whether neuron populations within neural networks evolve predictably with scale, extending scaling laws beyond macroscopic observables such as loss. To probe this question, we study Rosetta Neurons, a previously characterized class of neurons whose activation patterns are similar across independently trained models (Dravid et al., 2023). In separate analyses of language models up to 30B parameters and vision models up to 5B parameters, we observe that the population of Rosetta Neurons follows a sublinear power law in model size, growing in absolute number but occupying a shrinking fraction of the total neuron count. We further observe a Neuron Polarization Effect: Rosetta Neurons become more selective and increasingly monosemantic with scale, separating from a growing non-Rosetta population that remains less selective. An analytical model balancing feature utility against limited neuron capacity explains the sublinear power-law scaling and this polarization effect. Finally, we find that Rosetta Neurons become more domain-specialized with scale and illustrate their selectivity through a targeted data-filtering case study for continued pretraining. Our results point to a scaling law for interpretable, shared neuron-level structure, linking model size to systematic changes in neuron universality, selectivity, and specialization.
Amil Dravid, Yasaman Bahri, Alexei A. Efros +1
Jun 2, 2026cs.LG

Spectral Scaling Laws of Muon

Orthonormalized update rules have rapidly become a leading choice of optimizer for training large language models, with recent open-source state-of-the-art models adopting Muon. To keep these updates tractable, Muon performs the orthonormalization with the Newton--Schulz (NS) iteration. Since NS is only approximate, directions with small singular values fail to be orthonormalized. In Muon, NS is applied to the momentum matrix at every step, yet little is known about how the singular value spectrum of these momentum matrices behaves during training, or how that behavior changes with model size. We present the first systematic study of this question. Tracking singular value quantiles of the momentum buffer across layers in models ranging from 77M to 2.8B parameters, we observe a consistent picture: after a short burn-in, the quantiles stabilize at a value determined by the layer type and model size. These stabilization values follow remarkably clean power laws in model size, with layer-dependent exponents. Layers up to mid-late depth scale very mildly with model size MM (around M0.25M^{-0.25}), so the standard 5-step NS configuration used at academic scale will continue to orthonormalize them at much larger scales. Some of the late layers, however, scale much more aggressively (up to M0.96M^{-0.96}) and will fall into the NS failure regime at frontier scale unless one uses more NS iterations or better-tuned coefficients. NS iterations are computationally expensive at scale; our laws give practitioners a principled, layer-aware recipe for choosing the minimum NS configuration that still orthonormalizes the directions that matter -- avoiding unnecessary computation without sacrificing update quality.
Gagik Magakyan, Pablo Parrilo, Asuman Ozdaglar
Jun 1, 2026stat.ML

Provable Data Scaling Law for Meta Learning via Complexity Minimization

Pre-training has become a fundamental paradigm in modern machine learning, with one of its key empirical benefits being reduced downstream sample complexity as the scale of pre-training data increases. However, existing theoretical frameworks for pre-training do not fully explain this phenomenon. In this paper, we introduce complexity minimization, a novel meta-representation learning framework designed to enable theoretical analysis of this scaling behavior, which learns representations by evaluating the downstream model complexity best suited to each domain and minimizing the worst-case such complexity across source domains. Our end-to-end theoretical analysis, spanning pre-training through downstream regression, shows that this framework provably captures this scaling behavior; in particular, we show that the error rate of few-shot adaptation improves as the amount of meta-training data grows. Empirically, we demonstrate that incorporating complexity regularization into existing meta-learning methods consistently improves downstream sample efficiency.
Kazuto Fukuchi, Ryuichiro Hataya, Kota Matsui
Jun 1, 2026cs.CL

ProbeScale: Probing Analysis to Optimize Neural Scaling Laws for Efficient Small Language Model Inference

Small Language Models (SLMs) offer a balance between capability and computational feasibility. Neural scaling laws inform their optimal training, suggesting that they possess rich internal representations that scale with their size. However, deploying even these SLMs can be challenging under strict resource constraints. Language model probing provides methods for analyzing the linguistic knowledge encoded in a model's internals. We propose ProbScale, a framework that unifies insights from scaling laws and probing to identify parameter-efficient subnetworks within pre-trained SLMs. ProbScale utilizes the high-quality representations of well-scaled SLMs and uses task-specific probes to mathematically quantify the relevance of each layer for target downstream capabilities. This allows selecting subnetworks that optimally trade off performance against parameter size. We formulate the subnetwork selection as finding a layer subset maximizing aggregated, task-weighted probe performance under a parameter budget. Experiments on representative SLMs such as RoBERTa-Large and T5-Base demonstrate that ProbScale identifies subnetworks achieving significant parameter reduction, from 5 to 10 times, while maintaining high performance (95% to 98% of the original SLMs) on targeted tasks, outperforming heuristic baselines.
Sourav Das
May 31, 2026physics.soc-ph

The Ringelmann Effect in Multi-Agent LLM Systems: A Scaling Law for Effective Team Size

Inference-time multi-agent LLM scaling lacks a shared unit: counting nominal agents conflates cost with independent evidence. We derive a two-parameter scaling law R(N)=Neff/N=1/(1+c(N1)Nβ)R(N) = N_\text{eff}/N = 1/(1+c(N-1)N^{-β}) where the regime exponent ββ classifies any configuration into one of three asymptotic regimes -- hard-ceiling at 1/c1/c (β=0β= 0), sublinear at Nβ/cN^β/c (0<β<10 < β< 1), or linear (β1β\ge 1), and a mean-field theorem predicts that peer count kk and rounds ττ during agent debate enter the dynamics only through their product kτ. The law applies at two levels: answer diversity and correctness redundancy. Across 44 (model ×\times task ×\times condition) cells spanning peer debate, self-correction, random-noise placebo, self-consistency, three open-weight families (Qwen, Llama, Ministral) at scales from 7B to 32B with a frontier API check (Gemini), thinking models, heterogeneous teams, and sparse communication, the functional form fits every condition at R2>0.99R^2 > 0.99; only (c,β)(c, β) shifts. On free-form math, dense peer influence collapses the answer-level regime from sublinear into hard-ceiling; correctness-level fits remain hard-ceiling throughout. Three findings have practical implications. \emph{(i)}~Thirty dense debating agents produce no more answer diversity than one on MMLU-Hard. \emph{(ii)}~A noise placebo tracks self-correction on free-form math and at 4×4\times scale, so within homogeneous teams the gain commonly attributed to ``debate'' comes from re-evaluation, not peer content. \emph{(iii)}~A single N5N \le 5 pilot predicts the N=30N=30 structural ceiling, and within the configurations tested only architectural diversity (heterogeneous teams) lowers cc and escapes the hard-ceiling regime, communication-mode interventions do not.
Blaž Bertalanič, Carolina Fortuna
May 30, 2026cs.MA

Scaling Behavior of Single LLM-Driven Multi-Agent Systems

The burgeoning field of LLM-based Multi-Agent Systems (MAS) promises to tackle complex tasks through collaborative intelligence, yet fundamental questions regarding their scaling behavior and intrinsic collective dynamics remain underexplored. This paper systematically investigates how the performance of a homogeneous MAS evolves as the number of agents increases, isolating the variable of collaboration from model or knowledge heterogeneity. We propose the Sequential Iterative Multi-Agent System (SIMAS) framework, a minimalist architecture centered on sequential inter-agent communication, to clearly observe scaling effects. Through extensive experiments across diverse tasks and model scales, we establish that MAS performance does not scale monotonically with agent count but follows a pattern of diminishing returns, governed by a trade-off between collaborative synergy and coordination overhead. Our findings reveal that effective MAS requires a sufficiently capable base LLM, that task type critically modulates the optimal agent count, and that collective intelligence is an emergent property contingent on strategic interaction design rather than a guaranteed outcome of agent plurality. The performance degradation stems coordination overhead rather than merely long-context failure, and the scaling tendency generalizes across interaction architectures like structured debate topologies. This work provides a foundational understanding of MAS scaling laws, offering practical guidance for designing efficient collaborative systems and challenging the prevailing assumption that more agents invariably lead to better performance.
Jialing Li, Zhouhong Gu, Yin Cai +1
May 29, 2026cs.LG

Item Response Scaling Laws: A Measurement Theory Approach for Efficient and Generalizable Neural Scaling Estimation

Scaling laws provide a fundamental framework for understanding the performance of Language Models (LMs), yet deriving them requires prohibitively expensive evaluations across thousands of checkpoints or millions of inference samples. To address this, we introduce Item Response Scaling Laws (IRSL), a unified framework that integrates Item Response Theory (IRT) within the scaling law framework. Unlike traditional approaches that treat each model-benchmark pair in isolation, IRSL disentangles latent model ability from question characteristics, factorizing the scaling law estimation for MM models and NN questions to significantly reduce parameter complexity from O(M×N)O(M \times N) to O(M+N)O(M + N). We instantiate IRSL with Beta-IRT, which leverages the empirical probability responses of LMs -- such as token probabilities in pre-training and pass rates in test-time sampling -- to capture richer signals than binary responses. We validate our approach across two prevalent scaling paradigms: (1) pre-training downstream scaling, using 6,612 LM checkpoints and 37,682 questions from 10 benchmarks; and (2) test-time scaling, using 12 LMs and 120 questions from 4 benchmarks with up to 2,500 samples per question. Given a one-time calibration on existing model responses, IRSL yields more reliable scaling estimates using only 50 questions per benchmark (a 99.9% reduction), achieving comparable or superior decision accuracy to traditional approaches. Furthermore, we show that the estimated latent model abilities are generalizable, enabling accurate performance forecasting across benchmarks that share the same measurement objective.
Sang Truong, Yuheng Tu, Rylan Schaeffer +1
May 29, 2026cs.LG

Large-scale Uncertainty Quantification for Latent Variable Models Using Subsampling Markov Chain Monte Carlo

Stochastic gradient Langevin dynamics combined with Gibbs updates (SGLD--Gibbs) provides a highly scalable approach to approximate Bayesian inference in latent variable models. However, it remains unclear how to tune the algorithm's hyperparameters in a principled manner to ensure the uncertainty estimates are statistically meaningful. In this work, we address this gap in tuning guidance by developing a statistical scaling limit theory for SGLD--Gibbs. We derive a joint asymptotic limit for the global parameters and latent variables under appropriate space-time rescaling. We show that global parameters converge to a diffusion-type limit, while each latent variable converges to a jump process, reflecting the use of intermittent Gibbs updates. This joint jump-diffusion structure reveals how latent-variable randomness contributes to the stationary distribution of the global parameters. We leverage our results to propose explicit guidance on hyperparameter tuning for SGLD--Gibbs that ensures meaningful uncertainty quantification. Numerical experiments show that SGLD--Gibbs with our tuning guidance leads to better parameter estimates, uncertainty quantification, and predictive performance than stochastic variational inference.
Xiaoyu Wang, Jonathan H. Huggins
May 29, 2026cs.LG

Spectral Reach: Understanding Neural Scaling as Progress into the Spectral Tail

Neural scaling laws describe predictable power-law relationships between model size, dataset size, compute, and performance. While these laws guide the development of modern foundation models, the mechanisms underpinning them remain poorly understood, in part due to the absence of scalable analysis tools. To close this gap, we introduce "spectral position": a scalable measure of which eigenvalues of the empirical neural tangent kernel (eNTK) currently drive loss reduction. Applying this measure to scaling experiments, we find that spectral position decreases throughout training: learning shifts from dominant eigenmodes into the spectral tail. Larger models reach further into the tail than smaller models, revealing a size-dependent capacity we call "spectral reach". This suggests why larger models achieve lower losses: they sustain learning on weak spectral signals inaccessible to smaller models. We further identify feature learning as a key enabler of spectral reach. It adaptively amplifies gradient magnitudes as learning advances, sustaining progress where frozen representations stall. This points to concrete interventions through architecture and optimizer design.
Konstantin Nikolaou, Jonas Scheunemann, Sven Krippendorf +2
May 28, 2026cs.CL

Scaling Laws for Agent Harnesses via Effective Feedback Compute

Agent harnesses shape language-model performance by controlling tool use, feedback, verification, memory, and repair. Yet raw test-time expenditure, such as tokens, tool calls, wall time, or cost, cannot distinguish useful feedback from redundant or unstable interaction. We introduce \emph{Effective Feedback Compute} (EFC), a trace-level scaling coordinate for informative, valid, non-redundant, and retained feedback. We further define Estimated-EFC, NRS-EFC, harness efficiency ηη, and task-demand normalization for realistic traces and heterogeneous tasks. Across synthetic, real, held-out, and prospective evaluations, EFC-based coordinates outperform raw-compute baselines and SAS. Oracle-EFC/DtaskD_{\mathrm{task}} reaches R2=0.99R^2=0.99 in controlled scaling, and NRS-EFC/DtaskD_{\mathrm{task}} reaches R2=0.93R^2=0.93 on real traces where raw compute has near-zero or negative fit. Finally, \ours uses EFC as a companion control layer for existing harnesses, improving mean pass rate from 61.2%61.2\% to 68.2%68.2\% while reducing mean raw cost from 213.8213.8 to 85.185.1 under matched settings. These results suggest that harness scaling depends on durable, task-sufficient feedback rather than raw computation alone.
Xuanliang Zhang, Dingzirui Wang, Keyan Xu +2
May 28, 2026cs.AI

The Curse of Helpfulness: Inverse Scaling Law in Robustness to Distractor Instructions via DistractionIF

Large Language Models (LLMs) are increasingly deployed in agentic and retrieval-augmented generation (RAG) systems, where they must execute user-specified tasks over externally provided reference text. In practice, such context is often unstructured and contaminated with benign but instruction-like semantic noise, such as editorial comments and system traces, which should be treated strictly as data. We introduce DistractionIF, a benchmark designed to evaluate robustness against such distractor instructions in reference text. Across a broad range of models, we observe a consistent inverse scaling phenomenon: larger models are often less robust, with performance dropping by up to 30 points as scale increases. Mechanistically, our perplexity analysis reveals that scaling erodes the probabilistic boundary between robust and distracted behaviors, making models increasingly prone to over-interpreting noise as instructions. To address this, we demonstrate that reinforcement learning, specifically Group Relative Policy Optimization (GRPO), can restore this boundary, improving robustness by up to 15.5% without compromising general instruction-following capability. Our findings highlight a critical instruction-following robustness gap in reference-grounded tasks and establish reinforcement learning as a promising path for enforcing strict data-instruction separation at scale.
Zeli Su, Zhankai Xu, Tianlei Chen +4
May 28, 2026cs.LG

How Much Is a Dataset Worth? Scaling Laws, the Vendi Score, and Matrix Spectral Functions

Neural scaling laws appraise data through dataset size, while the Vendi Score uses quantum entropy to measure dataset value. We show both that common neural-scaling-law objectives and the Vendi Score are submodular. We further show that the Vendi Score is a special case of a broader class of submodular objectives that we call matrix spectral functions. This also includes determinantal (DPP) objectives, as well as many others. We also introduce weakly matrix monotone functions and show how they lead to weakly submodular matrix spectral functions, yielding a broad family of practical objectives for data appraisal. We develop secular-equation-based updates that avoid repeated eigendecompositions during greedy optimization, reducing marginal-gain evaluation for mm-dimensional embeddings by an O(m)O(m) factor relative to oracle queries. This yields an average empirical speedup of about 35,000x, making direct optimization of the Vendi Score feasible on ImageNet-1K-scale datasets. Thus enabled, we compare how well several objectives predict the value of training subsets for held-out test performance under fixed-size, class-balanced, and fixed training-budget regimes, including the Vendi Score, DPPs, facility location, and three new matrix spectral variants. Across multiple datasets, facility location performs the best. Direct optimization also reveals that, while the Vendi Score is predictive over moderate score ranges, pushing the objective to higher values can make it a poor downstream performance proxy. We also find that uniformly at random fixed-size subsets, both unconstrained and class-balanced, are remarkably concentrated in both appraisal scores and held-out performance. Finally, we show that size, class balance, and training budget do not alone determine data value: even when controlling for these factors, performance ranges smoothly from good to bad.
Jeff A. Bilmes, Gantavya Bhatt, Arnav M. Das
May 28, 2026cs.LG

On the Optimizer Dependence of Neural Scaling Laws

The scaling exponent αα in neural scaling laws L(N)NαL(N) \propto N^{-α} is commonly treated as a fixed constant set by architecture and data. We present evidence that αα depends systematically on the optimizer. In controlled random-feature regression experiments -- the canonical theoretical framework for neural scaling -- we measure αα across five optimizer variants and six spectral conditions. Preconditioned optimizers consistently yield steeper scaling (larger αα), with the αα-shift increasing across most of the tested spectral range, peaking near s=1.5s = 1.5, and remaining large at s=2.0s = 2.0. At s1.0s \approx 1.0 (characteristic of natural language), the full natural gradient achieves α0.31α\approx 0.31 versus α0.12α\approx 0.12 for gradient descent -- a 2.6×2.6\times larger fitted exponent that, within the random-feature model, compounds with each model-size doubling. Whether and how this exponent shift transfers to large-scale LLM training -- where recent evidence suggests the advantage may attenuate with scale -- remains an important open question. Our results imply that scaling-law forecasts should account for optimizer choice, and we provide a spectral diagnostic predicting when advanced optimizers will pay off.
Vansh Ramani, Shourya Vir Jain
May 28, 2026cs.LG

Inferring the Size of Large Language Models From Popular Text Memorization

The parameter counts of the most widely used large language models (LLMs) are often withheld by their developers, leaving model size -- a primary reference point for interpreting capabilities and costs -- largely undisclosed. We propose a black-box method to infer conservative lower bounds on LLM size from generated text outputs alone, requiring nothing beyond the ability to submit text fragments and observe next-token predictions. Our approach is grounded in a key observation: popular, widely-circulated texts -- such as classical literature, religious texts, and foundational documents -- are present in virtually every large-scale pretraining corpus, and how accurately a model predicts the next word across text fragments of varying length is a reliable signal of how much it has memorized them, which in turn is fundamentally limited by its total parameter count. We aggregate this memorization signal across a diverse corpus of texts and fragment lengths into a single accuracy profile vector per model, and build two complementary inference methods on top of it: a pairwise statistical test that determines which of two models is larger, and a scaling-law estimator that extracts a one-dimensional latent index from these vectors via Principal Component Analysis (PCA) to map the aggregated signal to a parameter count. Validated on a broad set of open-weight models, both methods produce accurate and reliable lower bounds. When applied to popular closed-weight models, our framework recovers internal product hierarchies and reveals a clear divergence in industry scaling strategies: while some developers yield significantly higher bounds indicative of large generational parameter growth, others operate under strict parameter ceilings, demonstrating that hidden design choices can be systematically probed even under strict API limitations.
Ivica Nikolic
May 27, 2026hep-ph

Neural Scaling Laws for Jet Generation

Recently observed empirical scaling laws describe the performance of foundation-type models as three independent key quantities -- dataset size, compute, and model parameters -- are modified. Extracting these scaling laws informs the training of large complex models for which the tuning of hyperparameters in traditional ways is not feasible. This work for the first time explores if scaling laws can also be observed for the task of particle jet generation -- both relevant as a pre-training objective for foundation models and as in-situ simulation by itself. We indeed replicate the key logarithmic scaling law behavior for model-size scaling. Beyond studying the next token prediction validation loss of the generative model, we also study the sliced Wasserstein distance of five physical quantities that are not immediately available to the model during training. Our study shows that this quantity is monotonically related to the next token prediction validation loss, meaning that this loss is indeed a good proxy for the physics performance. For the scaling with dataset size and compute, we observe substantially weaker scaling behavior of both the loss and the sliced Wasserstein distance. We analyze this behavior by introducing the concept of a learnable window, and argue that autoregressive next token prediction on jet constituents exhibits comparatively rapid saturation relative to language-model studies. We discuss possible origins of this behavior, including the stochastic nature of QCD radiation and differences between generative and supervised learning tasks in collider physics.
Oz Amram, Darius A. Faroughy, Tjarko Gerdes +5
May 26, 2026cs.LG

Latent Recurrent Transformer: Architecture Exploration, Training Strategies, and Scaling Behavior

We study Latent Recurrent Transformer (LRT), a lightweight augmentation of autoregressive transformers that reuses a high-level source-layer hidden state from the previous token as recurrent memory for the next token. Because this state is already computed during ordinary decoding, LRT introduces a cross-token, cross-layer latent pathway while preserving the standard attention mechanism, KV-cache interface, and one model forward per generated token. To pretrain this recurrence without sequentially unrolling the full sequence, we introduce interleaved parallel training: one full-sequence initialization forward constructs a shared buffer, followed by sequential refinement of disjoint position subsets with parallel computation within each subset. This provides every token with recurrent-memory-aware supervision at approximately 2x ideal token compute. Across 1.3B- and 2.1B-parameter nanochat-style backbones and a wide range of training budgets, LRT improves both BPB and CORE under matched effective compute. Additionally, LRT outperforms two-forward PonderLM-2 and matches a three-loop Transformer in BPB, while retaining one-forward-per-token decoding with 9% latency overhead over the standard Transformer.
Zeyi Huang, Xuehai He, LiLiang Ren +8
May 25, 2026cs.LG

Unified Neural Scaling Laws

We present a functional form (that we refer to as a Unified Neural Scaling Law (UNSL)) that accurately models and extrapolates the scaling behaviors of deep neural networks as multiple dimensions all vary simultaneously (i.e. how the evaluation metric of interest varies as one simultaneously varies the number of model parameters, training dataset size, number of training steps, number of inference steps, amount of compute, and various hyperparameters) for various architectures and for each of various tasks within a varied set of upstream and downstream tasks. This set includes large-scale vision, language, math, and reinforcement learning. When compared to other functional forms for neural scaling, this functional form yields extrapolations of scaling behavior that are considerably more accurate on this set.
Ethan Caballero, Priyank Jaini, David Krueger +1
May 25, 2026cs.CV

Everything at Every Scale: Scale-Invariant Diffusion with Continuous Super-Resolution

Creating images from noise is image generation; reconstructing fine details from coarse inputs is super-resolution. Despite their practical differences, both can be understood as reversing information loss across scales. We introduce SKILD\textbf{SKILD}, a S\textbf{S}cale-invariant K\textbf{K}-Space I\textbf{I}mage L\textbf{L}earning D\textbf{D}iffusion model that unifies generation and continuous super-resolution within a single unconditional framework. Both natural images and critical physical systems exhibit scale invariance, and we leverage it to design a forward process that attenuates image content from fine to coarse scales while injecting spectrum-matched Gaussian noise, making scale an explicit coordinate of the diffusion dynamics. The same trained reverse process performs generation and continuous super-resolution by varying only the starting timestep: no task-specific architecture, no conditioning branch, no classifier-free guidance, no retraining per scale factor\textit{no task-specific architecture, no conditioning branch, no classifier-free guidance, no retraining per scale factor}. Empirically, SKILD reaches FID 2.652.65 and Inception Score 9.639.63 on unconditional CIFAR-10, performs 2×2\times--8×8\times super-resolution on ImageNet from a single unconditional checkpoint while outperforming conditional models across perceptual metrics, and reconstructs critical Ising models whose connected four-point correlations closely track the ground truth.
Zixin Jessie Chen, Zhuo Chen, Archer Wang +4
May 23, 2026cs.LG

From One-Pass SGD to Data Reuse: Mini-Batch Scaling Laws in Sketched Linear Regression

Scaling laws provide compact descriptions of how prediction error varies with compute, model size, and data, but existing theory mainly treats single-sample SGD or full data reuse, leaving the role of mini-batching unclear. We study batch scaling laws for sketched linear regression under a power-law covariance spectrum and a source condition on the target parameter. We analyze one-pass batch SGD, multi-pass batch SGD with replacement, and multi-pass batch SGD without replacement. Our first result is a risk decomposition: all three procedures share the same irreducible and approximation terms, while their stochastic terms depend on the sampling protocol. One-pass batch SGD splits into bias and variance, whereas the two multi-pass methods split into GD bias, GD variance, and a fluctuation term around a common GD reference trajectory. We then prove source-condition scaling laws for one-pass and multi-pass mini-batch methods. For one-pass batch SGD, mini-batching preserves the approximation and optimization-bias exponents, while the variance scales as O(min(M,(Teffγ)1/a)/(BTeff))O(\min(M,(T_{\mathrm{eff}}γ)^{1/a})/(B T_{\mathrm{eff}})). Thus the usual 1/B1/B covariance reduction holds at fixed update count TT, but in the one-pass regime T=N/BT=N/B it is partly offset by the shorter optimization horizon. For multi-pass batch SGD, with- and without-replacement sampling have identical approximation and GD bias/variance terms; they differ only in the fluctuation covariance prefactor, which is 1/B1/B with replacement and ρN,B=(NB)/(B(N1))ρ_{N,B}=(N-B)/(B(N-1)) without replacement. Hence without-replacement sampling is less noisy for B>1B>1, and when B=NB=N the fluctuation vanishes, recovering deterministic gradient descent. These results place batch size on the same theoretical footing as compute, data, and model dimension in sketched linear regression.
Ziyan Chen, Zhongzhu Zhou, Ding-Xuan Zhou
May 22, 2026cs.LG

LLMs as Noisy Channels: A Shannon Perspective on Model Capacity and Scaling Laws

Existing scaling laws for Large Language Models (LLMs), predominantly monotonic power laws, fail to explain emerging non-monotonic phenomena such as catastrophic overtraining and quantization-induced degradation, where performance deteriorates despite increased compute. We propose the Shannon Scaling Law, a unified theoretical framework that models LLM training as information transmission over a noisy channel, grounded in the Shannon-Hartley theorem. By mapping model parameters to channel bandwidth and training tokens to signal power, our formulation explicitly captures the interaction between learning signal and intrinsic noise. This perspective reveals a fundamental Shannon capacity for LLMs: scaling model size or data without preserving a sufficient signal-to-noise ratio (SNR) inevitably amplifies noise, inducing a transition from monotonic improvement to U-shaped performance degradation. We validate our theory through experiments on Pythia and OLMo2 under perturbations, including Gaussian noise, quantization and supervised fine-tuning on math, QA and code tasks. The Shannon Scaling Law consistently outperforms classical scaling laws and recent perturbation-aware laws, achieving strong R2R^2 scores and accurately capturing loss basins missed by prior approaches. It also extrapolates: fitted on \leq6.9B Pythia models with \leq180B tokens, it predicts the unseen 12B model up to 307B tokens at pooled R2=0.847R^2{=}0.847, while monotonic baselines collapse.
Xu Ouyang, Deyi Liu, Yuhang Cai +5
May 22, 2026stat.ML

Asymmetric Scaling Laws from Sparse Features

We introduce a model for neural scaling laws under sparse activations. In the model, test loss is often dominated by rare coordinates that are never observed in the training input. This mechanism induces a novel bottleneck absent from dense models. We derive the asymptotic population loss in both the underparameterized and overparameterized regimes, and show that the loss exhibits a double-descent peak near the interpolation threshold -- where the number of parameters is just sufficient to fit the training data -- resulting in a loss curve governed by two distinct scaling exponents -- one for the overparameterized regime and one for the underparameterized regime -- with a gap determined by the degree of sparsity. Additionally, we derive a compute-optimal frontier that favors increasing dataset size over model capacity under fixed compute budgets. We also analyze gradient-descent dynamics and identify a scaling law for the probability that fixed-step gradient descent becomes unstable. We further show that the sparsity-induced effect persists under nonlinear activations.
John Sous, Michael Winer
May 21, 2026cs.LG

A Boundary-Layer Mechanism for One-Third Scaling in Online Softmax Classification

Hard-label classification is usually trained with smooth surrogate losses, most prominently softmax cross-entropy. We isolate an asymptotic mechanism by which this mismatch between smooth surrogate and discrete labels produces power-law learning curves in an online teacher-student model. After subtracting the mean logit, the thermodynamic-limit dynamics close in centered variables: a growing centered student-teacher alignment DD and the residual student variance ΔΔ. At late times, examples away from teacher decision boundaries are already classified confidently and contribute exponentially little. Only boundary layers of width O(D1)O(D^{-1}) remain active, while the noise of fixed-learning-rate online gradient descent maintains a nonzero ΔΔ. As a function of the training time αα the late-time solution yields a α1/3α^{-1/3} power law not only for the test loss but also for the generalization error εgε_g, i.e., one minus test accuracy. This is much slower than the α1α^{-1} Bayes-optimal reference for the same model. We further show that learning-rate schedules can improve the generalization error towards a εgα1/2ε_g \sim α^{-1/2} power law. Simulations support the predicted order parameter dynamics and learning curves. Controlled experiments with correlated Gaussian inputs and whitened pretrained features show that data structure can dominate transients. Therefore, our result is an asymptotic, complementary mechanism rather than an alternative to spectral explanations of neural scaling laws.
Marcel Kühn, Yoon Thelge, Bernd Rosenow
May 20, 2026cs.LG

Same Architecture, Different Capacity: Optimizer-Induced Spectral Scaling Laws

Scaling laws have made language-model performance predictable from model size, data, and compute, but they typically treat the optimizer as a fixed training detail. We show that this assumption misses a fundamental axis of representation scaling: how effectively the optimizer converts added FFN width into utilized spectral capacity. Using eigenspectra of feed-forward network representations, measured through soft and hard spectral-ranks, we find that \emph{the same Transformer architecture realizes markedly different spectral scaling laws when trained with different optimizers}. Holding architecture and width schedule fixed, AdamW exhibits weak hard-rank scaling (ββ=0.44) on rare-token (TAIL) representations where learning is known to be hardest, whereas Muon achieves linear scaling (ββ=1.02) in the same regimes, a 2.3×2.3\times increase in the scaling exponent. This difference is not reducible to validation loss: AdamW configurations can match low-rank Dion variants in perplexity, under extended training, while exhibiting sharply different spectral geometry, demonstrating that matched loss does not imply matched representation structure. Hard--soft rank asymmetry further reveals that optimizers differ not only in how much capacity is realized, but also in how that capacity is structured across eigenmodes. To disentangle optimizer effects from architectural ones, we compare against architectural interventions (e.g., attention rank and positional encoding), and find that optimizer-induced spectral shifts often exceed the architectural effects. These results suggest optimization as a first-class axis of representation scaling, motivating optimizer--architecture co-design.
Nandan Kumar Jha, Brandon Reagen
May 20, 2026cs.LG

Dropout Universality: Scaling Laws and Optimal Scheduling at the Edge-of-Chaos

We develop a mean-field theory of dropout as a perturbation of critical signal propagation at the edge of chaos, and show that it predicts a simple, no-cost change to standard practice: \emph{front-loaded} dropout schedules cut test loss by 1818--35%35\% over constant dropout in MLPs and Vision Transformers at fixed budget. The theoretical mechanism is that dropout shifts the perfect-alignment fixed point, making the depth scale for information propagation finite even at critical initialization. We derive critical and crossover scaling laws for correlation decay and establish that smooth activations and kinked, \relu{}-like activations constitute distinct universality classes, with different critical exponents and a universal two-parameter scaling collapse in detuning and dropout strength. The distinction traces to the analytic structure of the correlation map: smooth activations admit a Taylor expansion near perfect alignment, while kinked activations develop a branch point with universal non-analyticity. As a corollary, the framework yields saturated dropout profiles under fixed budget; a regularization-reach argument then selects front-loaded schedules, with accuracy gains as a consistent secondary effect. We also discuss how the same Gaussian-kernel structure extends the theory beyond MLPs toward CNNs and residual architectures.
Lucas Fernandez Sarmiento
May 18, 2026cs.CL

Predictable Confabulations: Factual Recall by LLMs Scales with Model Size and Topic Frequency

While scaling laws govern aggregate large language model performance, no scaling law has linked factual recall to both model size and training-data composition. We evaluated 38 models on over 8,900 scholarly references evaluated by an automated reference verification system. Recall quality follows a sigmoid in the log-linear combination of model parameter count and topic representation in training data. These two variables alone explain 60% of the variance across 16 dense models from four families, rising to 74-94% within individual families. The form matches a superposition-inspired account in which recall is gated by a signal-to-noise ratio: signal strength scales with concept frequency and the noise floor with model capacity.
Matthew L. Smith, Jonathan P. Shock, Samuel T. Segun +2
May 17, 2026cs.LG

Active Budget Allocation for Efficient Scaling Law Estimation via Surrogate-Guided Pruning

Predicting model performance at larger scales enables the design of training strategies and architectures tailored to specific performance targets. Empirical scaling law research identifies functional forms to aid this prediction task. These describe the relationship between loss and compute using a loss-compute frontier defined by learning curves. Due to the empirical nature of this approach, the computational burden is substantial, making strategic resource allocation essential - yet it remains surprisingly underexplored. In this work, we address this shortcoming by exploring the suitability of Successive Halving (SH) and SH combined with parametric and non-parametric surrogate models. In addition to enabling a more systematic allocation of a given compute budget, our findings show that SH paired with surrogate models yields a set of learning curves that includes one with a lower loss-compute value than what naive uniform allocation or an SH-only approach can obtain. Our experiments demonstrate mean relative improvements of up to 2.84% and 5.47% on real-world and synthetic learning curve datasets. This strategic resource allocation enables us to obtain accurate scaling laws at significantly reduced computational costs, saving up to 98.7% over the traditional exhaustive approach.
Viktoria Schram, Markus Hiller, Daniel Beck +1
May 15, 2026cs.CL

The Scaling Laws of Skills in LLM Agent Systems

As agent systems scale, skills accumulate into large reusable libraries, yet their scaling laws remain poorly understood. Across 15 frontier LLMs, 1,141 real-world skills, and over 3M routing or execution decisions, we identify two coupled laws. Routing law: single-step routing accuracy decays logarithmically with library size (R2>0.97R^2{>}0.97 for all models), with errors progressing from local skill competition to cross-family drift and capture by overly general "black-hole skills". Execution law: before state realization, joint routing is approximately multiplicative, whereas correct execution can improve difficult downstream decisions by about 4×4{\times}. A single parameter, the routing logarithmic decay slope bb, couples the two laws: routing-side fits predict execution-side rescue across models, showing that the same library property controls both pre-execution collapse and downstream recoverability. The laws are actionable: law-guided optimization raises held-out routing accuracy from 71.3% to 91.7%, reduces hijack from 22.4% to 4.1%, and transfers directionally to downstream ClawBench and ClawMark execution settings, improving mean pass rate from 49.3% to 61.6% on ClawBench and from 28.4% to 34.5% on ClawMark. These results show that agent performance depends not only on model capability, but also on the structure, granularity, and exposure policy of the skill library.
Charles Chen, Qiming Yu, Yuhang Gu +12
May 14, 2026cs.AI

Saturating Scaling Laws for Equational Discovery: A Phenomenology of Growth Dynamics in Three Toy Substrates with Two Real-World Replications

We investigate growth dynamics in deterministic equational discovery substrates. Across three toy domains (arithmetic, boolean, higher-order list; n=592 trajectories), short-range substrate sizes fit a power-law N(t) proportional to t^b. Within each substrate b is architecture-sensitive (cross-validated R^2 approximately 0.82); the regression does not transfer across substrates (arith+bool to list yields R^2 approximately -0.84). A heuristic mean-field closure model predicts a saturating power-law dN/dt = K N^k exp(-mu N) of which the pure power-law is the short-range approximation. Three robustness checks: bootstrap intervals on (k, mu) are tight in 4/5 toy trajectories and degenerate in 1/5; out-of-sample forecasting on toy data (fit first 100 epochs, predict next 400) is won by pure power-law 5/5, indicating the toy trajectories do not reach saturation; on two real-world growth proxies the result splits. New Mathlib/*.lean file additions per month (mathlib4, 60 months, 9701 files) support the saturating form on OOS forecasting by approximately 7x over pure power-law; Coq mathcomp monthly commits (129 months, 3083 commits) favour pure power-law on both tests with mu collapsing to zero. The dynamics are substrate-conditional at two levels: within-substrate architecture-to-b regressions do not transfer, and the preferred functional family for N(t) itself (pure vs. saturating power-law) differs by substrate. We propose "saturating power-law growth with substrate-conditional (k, mu), observable when the substrate has reached its saturation regime" as a working framing.
Fabio Rovai
May 14, 2026cs.LG

A Theory of Training Profit-Optimal LLMs

Scaling LLMs requires tremendous computational resources, and recent advances in AI have gone hand in hand with massive amounts of capital expenditure. While it is established that scaling up LLMs reliably increases model quality (quantified in terms of loss or downstream evaluations), it is unclear how these quality improvements translate to potential revenue, and whether revenue increases would offset costs of larger-scale training and inference. In this work, we develop an economic model for characterizing the rational behavior of an LLM training firm by combining scaling laws with microeconomic theory. Under our model of firm behavior, LLM quality can be increased with more parameters and training tokens, leading to more potential adoption by consumers, who each have a quality threshold for using the LLM. On the other hand, additional parameters and training tokens both incur additional costs. We analyze the profit maximization problem for this model under compute-bound and data-bound regimes. In the compute-bound regime, optimal model size and token budget track hardware efficiency EE (FLOPs/$) at a near-linear rate; total training cost then scales sub-quadratically in EE. Data efficiency improvements incentivize larger models and training expenditure. When we are limited to DD data, profit-optimal training expenditure scales as D2/ED^2/E, i.e, increase with data and decreases with hardware efficiency (as well as data efficiency). Finally, we analyze practical trends in training expenditure: current trends are consistent with our most permissive model variants in the compute-bound regime, but are not profit-optimal in the data-bound regime or assuming hardware advances will stall. Overall, our results provide a theory of profit-optimal LLM training, providing a foundation for engaging critically with industry statements and supporting long-term economic decision making.
Sophie Hao, William Merrill
May 14, 2026stat.ML

Scaling Laws from Sequential Feature Recovery: A Solvable Hierarchical Model

We propose a simple mechanism by which scaling laws emerge from feature learning in multi-layer networks. We study a high-dimensional hierarchical target that is a globally high-degree function, but that can be represented by a combination of latent compositional features whose weights decrease as a power law. We show that a layer-wise spectral algorithm adapted to this compositional structure achieves improved scaling relative to shallow, non-adaptive methods, and recovers the latent directions sequentially: strong features become detectable at small sample sizes, while weaker features require more data. We prove sharp feature-wise recovery thresholds and show that aggregating these transitions yields an explicit power-law decay of the prediction error. Technically, the analysis relies on random matrix methods and a resolvent-based perturbation argument, which gives matching upper and lower bounds for individual eigenvector recovery beyond what standard gap-based perturbation bounds provide. Numerical experiments confirm the predicted sequential recovery, finite-size smoothing of the thresholds, and separation from non-hierarchical kernel baselines. Together, these results show how smooth scaling laws can emerge from a cascade of sharp feature-learning transitions.
Arie Wortsman-Zurich, Hugo Tabanelli, Yatin Dandi +2
May 13, 2026cs.LG

How to Scale Mixture-of-Experts: From muP to the Maximally Scale-Stable Parameterization

Recent frontier large language models predominantly rely on Mixture-of-Experts (MoE) architectures. Despite empirical progress, there is still no principled understanding of how hyperparameters should scale with network width NN, expert width NeN_e, number of experts MM, sparsity KK, and depth LL to ensure both stability and optimal performance at scale. We take a principled step toward resolving this gap by analyzing three different scaling regimes: (I) co-scaling NNeN\asymp N_e, (II) co-scaling NMKN\asymp M\asymp K, and (III) full proportional scaling of N,Ne,MN, N_e, M, and KK. For each regime, we develop a novel Dynamical Mean Field Theory (DMFT) description of the limiting training dynamics of MoEs that provides a formal foundation for our analysis. Within this framework, we derive the unique parameterization for SGD and Adam satisfying all maximal-update (μμ) desiderata. We then show that the resulting μμP prescription does not reliably induce monotonic improvement with scale or robust learning-rate transfer. We trace these pathologies to scale-dependent observables in the aggregation dynamics, which motivates a refined set of desiderata that we term maximal scale stability. Guided by this principle, we derive a Maximally Scale-Stable Parameterization (MSSP) for both SGD and Adam in all three scaling regimes, and characterize the corresponding limiting dynamics - qualitatively distinct from the μμP limit - through a separate DMFT analysis. Experiments verify that MSSP robustly recovers learning rate transfer and monotonic improvement with scale across regimes. Combined with existing depth-scaling theory, these results provide a complete scaling prescription for MoE architectures as a function of width, depth, expert width, and number of experts.
Leena Chennuru Vankadara, Moritz Haas, Luke Hayward +2
May 13, 2026cs.LG

A Hierarchical Language Model with Predictable Scaling Laws and Provable Benefits of Reasoning

We introduce a family of synthetic languages with hierarchical structure -- generated by a broadcast process on trees -- for which the role of context length and reasoning in autoregressive generation can be analyzed precisely. At the heart of our analytic approach is an \emph{exact kk-gram ansatz} in place of transformers with context length kk, a substitution we then validate empirically. Using this ansatz we derive explicit asymptotic predictions for distributional statistics of the sequences produced by a trained model, instantiated in two settings. For the \emph{Ising broadcast process} (a soft-constrained language), we prove that the variance of the generated sum scales log-linearly in the context depth and its kurtosis converges to that of a Gaussian -- both deviating from the true language for any sublinear context. For the \emph{coloring broadcast process} (a hard-constrained language) in the freezing regime, bounded-context autoregression produces sequences that, with high probability, are inconsistent with \emph{any} valid coloring of the underlying tree. Together these results imply an Ω(n)Ω(n) lower bound on the context length required to faithfully sample length-nn sequences. In contrast, we prove that an autoregressive \emph{reasoning} model with only Θ(logn)Θ(\log n) working memory can sample exactly from the true language -- an exponential improvement. We confirm both the lower-bound predictions and the reasoning-based upper bound empirically with transformers trained on the synthetic language; the trained models track our asymptotic predictions quantitatively across a wide range of context sizes.
Jason Gaitonde, Frederic Koehler, Elchanan Mossel +2
May 13, 2026cs.LG

Lying Is Just a Phase: The Hidden Alignment Transition in Language Model Scaling

Scaling laws predict loss from compute but not how capabilities interact. We measure the coupling between reasoning and truthfulness across 63 base models from 16 families and find a regime change invisible to loss curves: below a family-dependent critical scale N_c, capabilities anticorrelate (r = -0.989, p = 4 x 10^{-5} nonparametric permutation test); above it, they cooperate. N_c ~ 3.5B parameters [2.9B, 13.4B] (bootstrap 95% CI), but model size is not the only variable that determines phase. Architecture, data curation, and training recipe each shift N_c independently: curated training eliminated the coupling dip between Qwen generations (0.025 to 0.830 at matched scale), Gemma-4 at 4B achieves coupling 0.871, characteristic of 13B+ standard-trained models, through distillation and architectural innovation, and Phi at 1B matches web-trained coupling at 10B through data curation alone. Width normalization eliminates the anticorrelation across all tested families, supporting an output-projection bottleneck. Internally, 38 of 40 models show zero competing attention heads. A sparse-regression ODE cross-predicts held-out Llama-2 at 5.6% error. The diagnostic requires no model internals -- only public benchmark scores across a model family. The cooperative regime extends to the frontier (r = +0.72, 34 models, 10 labs). A proof-of-concept intervention confirms the bottleneck is exploitable: adding a single truth-direction vector at the identified layer corrects 60% of misaligned outputs in the tax phase with zero retraining -- a surgical, per-inference correction that requires no weight modification. Code, data, an open-source steering CLI for any open-weight model, and an interactive dashboard for phase diagnosis are released: https://zehenlabs.com/cape/.
Adil Amin
May 12, 2026cs.LG

Scaling Laws for Mixture Pretraining Under Data Constraints

As language models scale, the amount of data they require grows -- yet many target data sources, such as low-resource languages or specialized domains, are inherently limited in size. A common strategy is to mix this scarce but valuable target data with abundant generic data, which presents a fundamental trade-off: too little target data in the mixture underexposes the model to the target domain, while too much target data repeats the same examples excessively, yielding diminishing returns and eventual overfitting. We study this trade-off across more than 2,000 language-model training runs spanning multiple model and target dataset sizes, as well as several data types, including multilingual, domain-specific, and quality-filtered mixtures. Across all settings, we find that repetition is a central driver of target-domain performance, and that mixture training tolerates much higher repetition than single-source training: scarce target corpora can be reused 15-20 times, with the optimal number of repetitions depending on the target data size, compute budget, and model scale. Next, we introduce a repetition-aware mixture scaling law that accounts for the decreasing value of repeated target tokens and the regularizing role of generic data. Optimizing the scaling law provides a principled way to compute effective mixture configurations, yielding practical mixture recommendations for pretraining under data constraints.
Anastasiia Sedova, Skyler Seto, Natalie Schluter +1
May 12, 2026cs.LG

Scaling Laws and Tradeoffs in Recurrent Networks of Expressive Neurons

Cortical neurons are complex, multi-timescale processors wired into recurrent circuits, shaped by long evolutionary pressure under stringent biological constraints. Mainstream machine learning, by contrast, predominantly builds models from extremely simple units, a default inherited from early neural-network theory. We treat this as a normative architectural question. How should one split a fixed parameter budget PP between the number of units NN, per-unit effective complexity kek_e, and per-unit connectivity kck_c? What controls the optimal allocation? This calls for a model in which per-unit complexity can be tuned independently of width and connectivity. Accordingly, we introduce the ELM Network, whose recurrent layer is built from Expressive Leaky Memory (ELM) neurons, chosen to mirror functional components of cortical neurons. The architecture allows for individually adjusting NN, kek_e, and kck_c and trains stably across orders of magnitude in scale. We evaluate the model on two qualitatively different sequence benchmarks: the neuromorphic SHD-Adding task and Enwik8 character-level language modeling. Performance improves monotonically along each of the three axes individually. Under a fixed budget, a clear non-trivial optimum emerges in their tradeoff, and larger budgets favor both more and more complex neurons. A closed-form information-theoretic model captures these tradeoffs and attributes the diminishing returns at two ends to: per-neuron signal-to-noise saturation and across-neuron redundancy. A hyperparameter sweep spanning three orders of magnitude in trainable parameters traces a near-Pareto-frontier scaling law consistent with the framework. This suggests that the simple-unit default in ML is not obviously optimal once this tradeoff surface is probed, and offers a normative lens on cortex's reliance on complex spatio-temporal integrators.
Aaron Spieler, Georg Martius, Anna Levina
May 12, 2026cs.LG

MaskTab: Scalable Masked Tabular Pretraining with Scaling Laws and Distillation for Industrial Classification

Tabular data forms the backbone of high-stakes decision systems in finance, healthcare, and beyond. Yet industrial tabular datasets are inherently difficult: high-dimensional, riddled with missing entries, and rarely labeled at scale. While foundation models have revolutionized vision and language, tabular learning still leans on handcrafted features and lacks a general self-supervised framework. We present MaskTab, a unified pre-training framework designed specifically for industrial-scale tabular data. MaskTab encodes missing values via dedicated learnable tokens, enabling the model to distinguish structural absence from random dropout. It jointly optimizes a hybrid supervised pre-training scheme--utilizing a twin-path architecture to reconcile masked reconstruction with task-specific supervision--and an MoE-augmented loss that adaptively routes features through specialized subnetworks. On industrial-scale benchmarks, it achieves +5.04% AUC and +8.28% KS over prior art under rigorous scaling. Moreover, its representations distill effectively into lightweight models, yielding +2.55% AUC and +4.85% KS under strict latency and interpretability constraints, while improving robustness to distribution shifts. Our work demonstrates that tabular data admits a foundation-model treatment--when its structural idiosyncrasies are respected.
Bo Zheng, Yudong Chen, Zihua Xiong +4
May 11, 2026stat.ML

Sharp feature-learning transitions and Bayes-optimal neural scaling laws in extensive-width networks

We study the information-theoretic limits of learning a one-hidden-layer teacher network with hierarchical features from noisy queries, in the context of knowledge transfer to a smaller student model. We work in the high-dimensional regime where the teacher width kk scales linearly with the input dimension dd -- a setting that captures large-but-finite-width networks and has only recently become analytically tractable. Using a heuristic leave-one-out decoupling argument, validated numerically throughout, we derive asymptotically sharp characterizations of the Bayes-optimal generalization error and individual feature overlaps via a system of closed fixed-point equations. These equations reveal that feature learnability is governed by a sequence of sharp phase transitions: as data grows, teacher features become recoverable sequentially, each through a discontinuous jump in overlap. This sequential acquisition underlies a precise notion of \textit{effective width} kck_c -- the number of learnable features at a given data budget nn -- which unifies two distinct scaling regimes: a feature-learning regime in which the Bayes-optimal generalization error εBO\varepsilon^{\rm BO} scales as n1/(2β)1 n^{1/(2β)-1}, and a refinement regime in which it scales as n1n^{-1}, where β>1/2β>1/2 is the exponent of the power-law feature hierarchy. Both laws collapse to the single relation εBO=Θ(kcd/n)\varepsilon^{\rm BO}=Θ(k_c d/n). We further show empirically that a student trained with \textsc{Adam} near the effective width kck_c achieves these optimal scaling laws (up to a small algorithmic gap), and provide an information-theoretic account of the associated scaling in model size.
Minh-Toan Nguyen, Jean Barbier
May 11, 2026cs.LG

The Geometric Wall: Manifold Structure Predicts Layerwise Sparse Autoencoder Scaling Laws

Sparse autoencoders (SAEs) operationalise the linear representation hypothesis: they reconstruct model activations as sparse linear combinations of interpretable dictionary atoms, on the implicit assumption that activation space is well approximated by a globally linear structure. Their reconstruction error varies sharply across layers in ways that existing scaling laws, fitted at single layers, do not explain. We argue that this variation is the empirical trace of a geometric mismatch: where the activation manifold is curved and its intrinsic dimension varies across layers, no sparse linear dictionary can match it uniformly, and the SAE's width-sparsity scaling becomes a layer-dependent function of manifold structure rather than a single universal law. We conduct the first cross-layer SAE scaling study, fitting and regressing on 844 residual-stream Gemma Scope SAE checkpoints across 68 layers of Gemma 2 2B and 9B. Stage 1 fits a per-layer scaling-law surface; Stage 2 regresses the fitted parameters and the derived per-layer width exponents on four layerwise geometric summaries. We find that manifold geometry predicts the per-layer width exponent in both models, and that the same regression coefficients learnt on one model predict the other model's per-layer exponents under cross-model transfer, indicating a transferable geometric law. At the showcase layers where richer width grids permit identification of the asymptotic floor, we find that the fitted floor tracks the layerwise geometric ordering: higher curvature and intrinsic dimension correspond to higher floor, consistent with the irreducible second-order residual that any sparse linear approximation of a curved manifold must leave behind. SAEs thus encounter not a finite-resource ceiling but a geometry-dependent wall, set by the manifold they are trying to reconstruct.
Eslam Zaher, Maciej Trzaskowski, Quan Nguyen +1
May 9, 2026cs.LG

Practical Scaling Laws: Converting Compute into Performance in a Data-Constrained World

The scaling laws guiding modern model training were calibrated for a single regime: data-rich, single-epoch pretraining. The dominant such scaling law form, Chinchilla's L=E+A/Nα+B/DβL = E + A/N^α+ B/D^β, has three structural limitations outside that regime: it diverges as unique data shrinks instead of saturating at the uninformed baseline; it cannot represent overfitting when capacity exceeds the data; and it conflates total examples seen with unique examples available. We propose a closed-form extension, L(N,D,T)=E+(L0E)h/(1+h)L(N, D, T) = E + (L_0 - E)\,h/(1+h) with h=a/Nα+b/Tβ+cNγ/Dδh = a/N^α+ b/T^β+ c\,N^γ/D^δ, that decomposes loss into undercapacity, undertraining, and overfitting terms. It saturates between the irreducible loss EE and an uninformed baseline L0L_0 fixed by the loss type, and reduces to Chinchilla in the data-rich, single-epoch limit. We validate it on four multi-epoch experiments spanning four architecture families (MLPs, ResNets, Fourier neural operators, and transformers) across vision, scientific ML, and language domains, and refit it to five published LLM scaling-law grids. Extrapolating to higher compute and larger unique data than seen at fit time, our form achieves state-of-the-art RMSE on every published LLM grid we evaluate and on most cells of our constructed experiments. Once calibrated, the form admits a cost-aware allocation that recovers Chinchilla's optimum when data is free and shifts toward smaller corpora and more epochs as data grows expensive.
Christopher M. Bryant, Hao Liu
May 9, 2026cs.LG

Probing the Impact of Scale on Data-Efficient, Generalist Transformer World Models for Atari

Developing generalist systems that retain human-like data efficiency is a central challenge. While world models (WMs) offer a promising path, existing research often conflates architectural mechanisms with the independent impact of model \emph{scale}. In this work, we use a minimalist transformer world model to analyze scaling behaviors on the Atari 100k benchmark, using fixed offline datasets derived from a presupposed expert policy. Our results reveal that environments fundamentally fall into distinct scaling regimes, even when constrained by identical offline data budgets and model capacities. For individual tasks, some environments naturally allow models to pass the interpolation threshold, yielding monotonic improvements in the overparameterized regime, while others remain trapped in the classical regime, where larger world models degrade fidelity. In the unified setting, i.e., a single transformer trained on a suite of 26 Atari environments, we uncover that joint training stabilizes scaling dynamics, ensuring monotonic gains across all environments, regardless of their distinct inherent scaling regimes. Finally, we demonstrate that improved fidelity translates directly to downstream control, with policies learned entirely within the simulated dynamics achieving a median expert-random-normalized score of 0.770. Our findings suggest that future progress lies as much in precise scaling strategies as in architectural innovation.
Jooyeon Kim
May 8, 2026cs.LG

Tokens-per-Parameter Coverage Is Critical for Robust LLM Scaling Law Extrapolation

Neural scaling laws approximate a language model's loss as a power-law function of parameter count NN and token count DD. Following Chinchilla-style compute-optimal training, many studies fit scaling laws from runs performed under a fixed tokens-per-parameter (TPP) ratio kk and set D=kND = kN. We show that this collinear design, combined with the empirically common near-equality of the exponents governing NN and DD, induces an inherent ill-conditioning in the Gauss-Newton least-squares problem: the condition number of the design grows as the inverse square of the gap between the NN and DD-exponents. The scale coefficients become practically unidentifiable, with confidence intervals inflating by an order of magnitude or more, yielding a ``sloppy'' model whose extrapolations degrade sharply off the training ray. We prove this for four scaling-law formalisms and derive a closed-form TPP-diversity threshold that is necessary and sufficient for well-conditioned estimation. Empirically, non-collinear designs outperform collinear ones on held-out splits with a 97.3% win rate across four laws, five corpora, multiple floating point precision modes. We further show the degeneracy is rooted in Jacobian geometry and is not an artifact of the loss function: any smooth estimation objective whose curvature involves the Jacobian inherits the same ill-conditioning.
Joshua Shay Kricheli, Alexander Lawrence Reid, Soumajyoti Sarkar +2
May 8, 2026cs.LG

A Deep Risk Estimator for Known Operator Learning

We describe an approach for estimating the statistical risk of deep networks that contain a mix of learned and known operators. Building on the maximal training error bounds previously established for known operator learning, we derive a deep risk estimator that connects the expected error of a layered network to the size of the training sample. The estimator decomposes the total risk into a sum over learned layers; every known operator contributes zero to this sum, while every learned layer adds an approximation term inspired by Barron's classic work and an estimation term that decreases with the number of training samples. We are able to show that the bound shrinks whenever a learned layer is replaced by a known operator and that the corresponding sample requirement scales with the number of trainable parameters of the layer that is replaced. As an application, we use computed tomography as an example and compare an operator-aware filtered backprojection network with a fully connected substitute that collapses the entire reconstruction pipeline into a single learned dense matrix. The predicted parameter ratio coincides with the structural sparsity that the analytic decomposition into a circulant filter and a sparse backprojection exposes. We confirm the predicted scaling on CPU at small image scale and on GPU at medium image scale, all on the same scaling law. Beyond CT reconstruction, the estimator applies to physics-informed neural networks that hardcode a known physical operation in its architecture, and we expect the result to be of interest for a broad community working on operator-aware deep learning. Calibrating the per-layer constants on each sweep yields a bound that tracks the empirical test MSE within a factor of two at every training-set size, so the estimator can be inverted to predict how many training samples are required to reach a target error.
Andreas Maier, Md Hasan, Paulina Conrad +1
May 8, 2026cs.LG

A Qualitative Test-Risk Mechanism for Scaling Behavior in Normalized Residual Networks

The scaling behavior, in which test performance often improves as model size and data increase, is a central empirical phenomenon in modern deep learning, yet its theoretical basis remains incomplete. In this paper, we study depth expansion in normalized residual networks: starting from a trained model in an old hypothesis class, we insert a new residual block at an intermediate layer and ask when such an expansion can yield a provable improvement in test risk. We develop a unified framework that decomposes this question into representational gain, optimization gain, and generalization transfer. First, under a first-order descent condition near zero initialization, we prove that the expanded hypothesis class contains an auxiliary jumpboard model with strictly smaller population risk than the original model. Second, under norm control tailored to post-normalized residual architectures, we establish a norm-based Rademacher complexity bound for the expanded model class. These ingredients lead to two complementary test-risk guarantees: one route passes through population risk and is tighter when a positive population margin is available, while the other works directly at the train/test level, avoids Hoeffding transfer, and is more robust in degenerate regimes. Together, these results provide a theorem-driven mechanism under which residual depth expansion can improve test performance in normalized residual networks. More broadly, they suggest that scaling is inherently joint: depth creates new improving directions, width enhances the finite-sample observability of weak signals, and data determines whether the statistical cost of expansion can be controlled.
Daning Cheng, Zeyu Liu, Jun Sun +4
May 8, 2026cs.LG

On the Invariance and Generality of Neural Scaling Laws

Neural scaling laws establish a predictable relationship between model performance and data or compute, offering crucial guidance for resource allocation in new domains and tasks. Yet such laws are most needed precisely where they are hardest to obtain: fitting one for a new model task pair demands expensive sweeps that typically exhaust the very compute budget the law is meant to economize. This paper poses the research question of how to develop generalizable scaling laws: laws fit once on a well-resourced source domain and reliably transported to new domains where running a full sweep is infeasible, which requires a fundamental understanding of when and why scaling properties change. We address this by identifying the right invariants: scaling laws are preserved under bijective (information-preserving) transformations of the data and modified in predictable, information-theoretically grounded ways under non-bijective transformations that lower its information resolution ρρ: a single axis along which a law fit in one domain can be transported to another. We validate this across language, vision, and speech, and demonstrate two cross-domain applications: predicting scaling for language models trained on electronic health records from laws fit on general text, and predicting time-series classification scaling under varying levels of noise injection, recovering the data-scaling exponents to within 3%3\% error.
Xing Han, Ziyin Liu, Suchi Saria +1
May 7, 2026cs.CV

Knowledge Transfer Scaling Laws for 3D Medical Imaging

Vision foundation models are increasingly moving beyond 2D to volumetric domains such as 3D medical imaging, where unified pretraining across different imaging modalities (i.e. CT, MRI, and PET) could provide foundational models for diverse clinical tasks. However, training such models requires mixing heterogeneous imaging domains, and current mixture strategies remain largely heuristic. In this work, we observe that different medical imaging domains scale at variable rates during pretraining, and knowledge transfer between domains is strongly asymmetric: training on one domain can substantially improve another, but the reverse may be much weaker. Interestingly, both MAE reconstruction loss and cross-domain transfer follow predictable power-law trends with domain-specific behaviors. Motivated by these findings, we formulate data allocation as a scaling-law optimization problem. The derived allocations reveal an interpretable hub-and-island structure: highly transferable domains emerge as hubs that benefit many others and deserve strategic allocation, while isolated domains act as islands requiring direct investment. Empirically, transfer-aware allocation outperforms data-proportional sampling by up to 58% and generalizes well to unseen budgets with r=0.989. Downstream validation on disease classification and organ/lesion segmentation further confirms that the derived transfer-aware mixtures provide stronger pretrained representations for clinical 3D medical imaging tasks.
Ho Hin Lee, Dongna Du, Chu Wang +4
May 6, 2026stat.ME

A renormalization-group inspired lattice-based framework for piecewise generalized linear models

We formally introduce a class of models inspired by renormalization group (RG) theory, built on additive hierarchical expansions analogous to those appearing in functional ANOVA and mixed-effects models. Like ReLU convolutional neural networks, they are almost everywhere locally linear; unlike ReLU networks, their partition structure is explicit, interpretable, and easy to modify or constrain. In these models, one defines a multidimensional lattice partition of the input space and uses it to scaffold variations in regression parameters. Each dimension of the lattice corresponds to an attribute by which the statistics of the problem may vary. The parameters are themselves expressed in the form of an expansion, where each term captures variations relative to a lower (coarser) interaction scale. These models admit multiple equivalent interpretations: as piecewise GLMs, as hierarchical mixed-effects regressions, or as regression trees with structured parameter sharing. Since RG motivates the design of these models, we use techniques from statistical physics -- specifically replica analysis -- to study their generalization properties. Specifically, we analyze the behavior of the Watanabe-Akaike Information Criterion (WAIC) as a proxy for generalization loss. This analysis yields two practical results: (i) guidance on the lattice design as a function of dataset size and predictor dimensionality; and (ii) a principled scaling law for the regularization prior when adding higher-order terms to the expansion so that one can increase model complexity without an expected increase in generalization loss. We evaluate the methodology on public datasets and find performance competitive against both blackbox methods and other intrinsically interpretable approaches.
Joshua C. Chang
May 6, 2026cs.LG

How Long Does Infinite Width Last? Signal Propagation in Long-Range Linear Recurrences

We study signal propagation in linear recurrent models at finite width. While existing signal propagation theory relies predominantly on the infinite-width limit, it remains unclear for how long that approximation remains accurate when recurrent depth tt grows jointly with width nn. This question is especially relevant for modern recurrent sequence models, whose natural operating regime involves long input sequences, i.e., large tt. We derive exact finite-width formulas for the hidden state signal energies in linear recurrences under complex Gaussian initialization. Using these formulas, we identify the joint depth-width scaling regimes that govern signal propagation: (i) a subcritical regime t=o(n)t=o(\sqrt n), in which the infinite-width approximation remains valid; (ii) a critical regime tcnt\sim c\sqrt n, in which non-negligible deviations from infinite-width predictions appear and a nontrivial joint scaling limit emerges; and (iii) a supercritical regime tnt\gg \sqrt n, in which finite-width effects dominate. Thus, our results pinpoint the precise recurrent depth scale at which infinite-width theory breaks down in long-range linear recurrences. In turn, this shows when standard initialization schemes, such as Glorot, become unstable. More broadly, our results demonstrate that finite-width effects accumulate more rapidly with depth in recurrent models than in feedforward ones, leading to qualitatively different signal propagation behavior.
Mariia Seleznova