Value Alignment

Recent momentum

emerging

0 papers in the last 28 days · 0.0% of indexed attention

Twelve weeks of publication activity for this topic as it is defined today.

Weekly history

Recent digests

What was published in this field, kept on the site without email delivery.

Period ending 2026-09-21

14 new papers

A weekly snapshot of new work published in Value Alignment.

Period ending 2026-09-14

16 new papers

A weekly snapshot of new work published in Value Alignment.

Period ending 2026-09-07

19 new papers

A weekly snapshot of new work published in Value Alignment.

Inside this field

Focused directions

581 papers

Latest in Value Alignment

May 25, 2026cs.CL

Cultural Value Alignment Via Latent Activation Steering in Large Language Models

Large Language Models (LLMs) often exhibit homogenized cultural perspectives. While the World Values Survey (WVS) provides a gold standard for mapping human values, traditional direct prompting of LLMs on WVS often fails to access the model's latent cultural depth, leading to safety-aligned refusals or neutral responses. Here, we propose a generalizable framework for cultural evaluation and intervention that transitions from abstract queries to scenario-based behavioral probing. By extracting implicit token probabilities across 300 situational dilemmas, we bypass surface-level alignment to map the latent coordinates of LLMs cultural value. We further introduce activation steering to shift these internal alignments during the forward pass without retraining. Across multiple LLMs, we find substantial variation in adaptability and uncover a consistent phenomenon of latent entanglement, where interventions along one cultural dimension induce shifts along another. These results suggest that cultural values are encoded as coupled structures, limiting precise alignment. This work establishes a computationally efficient framework for cultural steering, highlighting the structural complexities when navigating global value with LLMs.
Trung Duc Anh Dang, Sarah Masud
May 25, 2026cs.LG

Curriculum Learning for Safety Alignment

Direct Preference Optimisation (DPO) is widely used for safety alignment in large language models. However, prior work shows it is brittle and exhibits poor out-of-distribution (OOD) generalisation. In this paper, we investigate whether Curriculum Learning can improve the robustness of DPO-based safety alignment. We propose Staged-Competence, a curriculum-based framework that organises preference data by difficulty, employs competence-based sampling, and progressively updates the reference model during training. Averaged across three model families, Staged-Competence reduces OOD harmful response rates by 16% and jailbreak attack success rates by 20%, while preserving general capabilities with near-zero over-refusal. We further show that Staged-Competence (1) matches baseline safety with only 75% of the training data and (2) yields better separation between safe and unsafe responses. Staged-Competence is agnostic to the policy optimisation loss and can extend to other DPO variants and alignment domains. Our code and data are available at https://github.com/Sandeep5500/curriculum-learning-for-safety.
Sandeep Kumar, Virginia Smith, Chhavi Yadav
May 25, 2026cs.CL

Creative Quality Alignment: Expert Tacit Knowledge Transfer via Chain-of-Thought Fine-Tuning

This paper provides an empirical implementation of the creative quality metric proposed in Calibrated Surprise (Zou & Xu, 2026a). The question this paper addresses is: does this mathematical claim hold at the engineering level? To make the answer as general as possible, we deliberately choose the strictest engineering conditions: low data cost and a small base model. Training data comes from approximately 100 expert chain-of-thought (CoT) annotations produced by the BC Protocol (Zou & Xu, 2026b). We also identify a data bias: most publicly available alignment datasets are skewed toward craft-related knowledge, while audience modeling and reality-logic coverage are systematically weak. We use the term Creative Quality Alignment (CQA) to describe this class of engineering methods. We also offer a supporting theoretical observation: in an LLM with a single conditional distribution architecture, calibrating the appreciation side automatically transfers to the generation side via architectural duality. This is the structural reason why ~100 CoT examples are sufficient -- not a purely empirical observation like LIMA (Zhou et al., 2023).
Bo Zou, Chao Xu
May 25, 2026cs.SD

Score-Agnostic Structure Analysis in Large-Scale Performance Datasets

In recent years, thanks to advances in automatic music transcription (AMT), several large-scale datasets of automatically transcribed piano solo music have been released. While these datasets undoubtedly offer extensive material for performance studies, they vary substantially in quality. In the case of classical music, performances often differ not only in expressive aspects such as tempo, but also in their structural interpretation of the score (including repeat patterns and edition-specific variants). To meaningfully use large-scale transcribed datasets for performance research, transcriptions of the same piece must be grouped according to their underlying structural realisation to support valid comparison. We address this by applying sequence-to-sequence alignment followed by hierarchical clustering: we create pairwise alignments for all pairs of transcriptions of a given piece, and use the alignment cost and (dis)similarity of performed sequence lengths to resolve structural mismatches as features for grouping. We propose this approach as a first step towards automatically evaluating large-scale transcribed datasets that lack ground-truth score and/or audio, shifting the evaluation criterion from truth-based accuracy to musical coherence and plausibility. We demonstrate our score-agnostic approach on around 1,500 transcriptions of 88 compositions from a recently published large-scale transcribed piano performance dataset.
Patricia Hu, Silvan Peter, Gerhard Widmer
May 25, 2026cs.CV

OMGTex: One-stage Multi-style Facial Texture Reconstruction without Geometry Guidance

We propose OMGTex, an end-to-end diffusion-based framework for reconstructing high-quality and editable facial UV textures from multi-style facial images. Existing texture reconstruction methods face two major limitations: (1) Fragility due to reliance on 3D geometry priors, which are difficult to estimate accurately, especially under facial occlusions or in stylized domains; and (2) A lack of semantic disentanglement, inhibiting region-specific texture editing and style transfer. Our work addresses both challenges simultaneously. Our core innovation is a geometry-free pipeline that directly maps a 2D face image to its corresponding editable UV texture. We introduce two key techniques: First, to address the challenge of UV misalignment common in diffusion generation, we introduce a gradient-guided refinement strategy at inference time, which explicitly corrects structural consistency. Second, we leverage the inherent semantic distribution capability of diffusion models and design a novel training paradigm to enhance this tendency, enabling semantic-aware editing of facial texture. Furthermore, to address the data scarcity in multi-style texture reconstruction, we construct CANVAS, the first comprehensive paired texture reconstruction dataset covering realistic and diverse stylized domains. To the best of our knowledge, OMGTex is the first geometry-free inference framework that achieves robust, style-consistent, and editable facial texture reconstruction across diverse domains. Our method achieves state-of-the-art performance on multiple facial texture benchmarks.
Zitong Xiao, Yuda Qiu, Zisheng Ye +1
May 24, 2026cs.AI

Whose Alignment? Comparing LLM Process Alignment Across Diverse Organizational Decision Contexts

Steerable pluralism requires a model to faithfully represent one specified perspective. Organizations are a natural setting for this demand, since they deploy LLMs to make decisions that must reflect their own policy. Yet, most existing work fixes that perspective at the level of individuals or demographic groups. We rely on a decision-policy capturing method to measure process alignment in organizational settings, assessing whether an LLM faithfully reproduces the organization's decision policy rather than merely reaching the same conclusions. We find heterogeneity along two axes. Across models, baseline alignment varies strongly and tracks neither pricing nor general benchmark performance. Across organizations, the structure of alignment changes. In ECHR Article 6 decisions, process alignment predicts output accuracy (r=0.85r = 0.85, p<.001p < .001), and making the organization's past decision policy explicit improves poorly aligned models. In consumer credit decisions, process alignment is low overall but varies more than output accuracy, and the models resist adopting the organization's weighting of protected attributes. Because historical credit decisions encode potentially discriminatory patterns, higher alignment there is not always desirable. Process-level measurement is therefore necessary, and depending on whether the target policy is normatively desirable, the same procedure can calibrate or audit a model. Deciding which policy to align to, and whether higher alignment is feasible or desirable, makes organizational alignment a pluralistic problem in its own right.
Niklas Weller, Emilio Barkett
May 24, 2026cs.AI

SpecAlign: A Semantic Alignment Framework for SystemVerilog Assertion Generation

Existing Large Language Model (LLM) approaches to SystemVerilog Assertion (SVA) generation primarily focus on syntactic validity and formal verification outcomes, while semantic alignment between generated assertions and natural language specifications remains difficult to quantify. As a result, hallucinated or misaligned SVAs can reduce confidence and increase debugging efforts in the absence of golden RTL. This paper presents SpecAlign, a framework for semantic evaluation and refinement of LLM-generated SVAs. SpecAlign introduces two iterative alignment loops that assess both natural language properties and SVAs against the design specification using entailment-based classification. We improve alignment decisions by generating multiple reasoning paths using chain-of-thought prompting and aggregating them via a self-consistency voting mechanism. Misaligned assertions are analyzed to generate actionable feedback for refinement. We further define a quantitative alignment score to measure semantic consistency across iterations. Experimental results demonstrate that SpecAlign effectively detects semantic inconsistencies and improves assertion alignment without relying on golden RTL, providing a scalable complement to traditional formal verification evaluation metrics.
Jaime Rafael Imperial, Hao Zheng
May 24, 2026cs.AI

Representation Without Control: Testing the Realization Effect in Language Models

Large language models are increasingly used as behavioral simulators, but it remains unclear when their outputs reflect human-like cognitive mechanisms rather than prompt-sensitive surface patterns. We study this question through the realization effect, a well-characterized finding in behavioral economics in which risk-taking differs systematically after paper versus realized gains and losses. We evaluate LLM behavior at three levels: prompt-only behavioral sensitivity, linear readout of internal representations, and causal control via activation steering. Prompt-only results show systematic condition sensitivity, but the directional pattern does not reproduce human realization-effect predictions. Gemma's residual stream contains a linearly decodable realization-status signal at layer 18 that generalizes to held-out prompts. Steering along this direction does not, however, reliably shift downstream risk choices, a null result that holds across positive scales and in a negative sign-symmetry run. Behavioral sensitivity, latent readout, and causal control are three distinct properties that do not automatically co-occur, and successful latent readout is insufficient evidence that a model behaviorally relies on a representation during downstream decision-making.
Ciarán Walsh, Emilio Barkett
May 24, 2026cs.LG

Unifying Value Alignment and Assignment in Cross-Domain Offline Reinforcement Learning with Heterogeneous Datasets

Cross-domain offline reinforcement learning (RL) aims to learn a policy in the target domain with a limited target domain dataset and a source domain dataset that exhibits a dynamics shift. Training directly on the original source dataset typically leads to performance collapse. Recent studies perform data filtering from the perspective of dynamics alignment or value alignment to enable efficient policy transfer. However, these studies are typically validated on single-domain or single-behavior-policy source datasets. In this work, we explore a more general heterogeneous cross-domain offline RL setting, where the source datasets may be collected from multiple source domains by diverse behavior policies. We first uncover a critical yet overlooked issue in this setting: value misassignment. Empirically and theoretically, we demonstrate that value misassignment can undermine value alignment, mislead data filtering toward selecting suboptimal samples, and loosen the suboptimality gap, thereby degrading the agent's performance. To address this issue, we propose V2A, which integrates dynamics alignment, value alignment, and value assignment. V2A first employs temporally-consistent modality representation learning to extract dynamics modalities from the source dataset, followed by modality-aware advantage learning to rectify value alignment. Finally, it adopts a data filtering paradigm to selectively share source data for policy learning. Empirical results show that V2A significantly outperforms strong baseline methods under general heterogeneous cross-domain offline RL settings.
Zhongjian Qiao, Jiafei Lyu, Chenjia Bai +3
May 23, 2026cs.CV

MindAdapter: Few-Shot Parameter-Efficient Residual Calibration of Cross-Subject Brain-to-Visual Decoding Models

Cross-subject brain-to-visual decoding remains a core challenge in brain-computer interfaces due to severe inter-individual variability that induces systematic subject-specific functional misalignment. To address this issue, we propose MindAdapter, a parameter-efficient few-shot calibration framework for pretrained brain-to-visual decoding models. MindAdapter adopts a decoupled linear-residual cascade alignment paradigm by freezing a pretrained explicit brain functional alignment backbone (coarse) and introducing a lightweight nonlinear residual adapter (fine), thereby disentangling global cross-subject correspondence from subject-specific residual corrections for fine-grained spatial and semantic calibration. To further preserve global representational stability, we design a topology-anchored dual-stream manifold constraint, where a small set of shared stimuli serves as topological pins with voxel-level paired supervision, while a semantic stream enforces consistency through a frozen vision-language decoder on unpaired brain data. Together, MindAdapter efficiently injects subject-specific corrections while maintaining the global representational geometry learned during pretraining. Experiments on the Natural Scenes Dataset (NSD) demonstrate that MindAdapter substantially improves cross-subject visual reconstruction and retrieval accuracy using only a few shared stimuli, offering a practical and data-efficient solution for personalized brain-to-visual decoding.
Jiaxiang Liu, Jiawei Du, Xupeng Chen +4
May 23, 2026cs.LG

Omissive Bias in Religious Representation: Benchmarking LLM Answers to Everyday Ethical Decision-making

As large language models become a default source of guidance on personal, moral, and existential questions, it matters whether they draw on the religious frameworks that have historically shaped such reasoning, or systematically omit them. In this paper, we ask a deliberately narrow question: when posed an everyday ethical question for which religious perspectives may be valuable, do LLMs invoke religion at all? In contrast to benchmarks that look for the presence of political leanings or social bias, we look for the absence of religious representation as a dimension of value alignment and bias in LLMs. We term this ``omissive bias.'' To measure omissive bias, we contribute the AllFaith Religious Representation Benchmark: 150 ethically and personally salient questions, sourced from in-the-wild chat transcripts and faith-community contributors, paired with an LLM-as-judge rubric that gives full credit for any mention of a religion, a religious practice, or a religious leader. The questions are not themselves about religion--they are open-ended questions about grief, forgiveness, relationships, purpose, and honesty, where religion is one valuable perspective among several. We also run a human-subjects survey to compare LLM behavior against human expectations. Evaluating 27 models, we find that LLMs consistently underrepresent religion relative to human expectations. The omission is asymmetric: models invoke religion more readily for abstract existential questions (meaning, death, truth) than for the practical personal situations--grief, marriage, family conflict, addiction--where many people most rely on it. It is not our purpose to adjudicate which values LLMs should hold. We argue, more modestly, that current LLM responses overlook critical opportunities to reflect religious frameworks that many people draw on when navigating personal and ethical challenges.
David Wingate, Sheryl Carty, Joshua Coates +13
May 22, 2026cs.AI

How Well Do Models Follow Their Constitutions?

Frontier AI developers now train models against long written behavioral specifications, such as Anthropic's constitution (Anthropic, 2025a) and OpenAI's Model Spec (OpenAI, 2025a), integrated into post-training via methods like character training (Anthropic, 2024) and deliberative alignment (Guan et al., 2024). These documents serve a governance function, but it is unclear how well models actually follow them under adversarial, multi-turn pressure similar to what they would face in real-world deployment. We propose a multi-method audit pipeline that treats each lab's published specification as an auditable target: it decomposes the specification into atomic testable tenets (205 for Anthropic, 197 for OpenAI), generates multi-turn adversarial scenarios with the Petri auditing agent (Anthropic, 2025b), runs a modified SURF-style rubric search (Murray et al., 2026) to catch shallow single-turn failures Petri misses, validates flagged transcripts against the relevant specification, and compares the findings against the lab's own published system card. Applying the pipeline across seven models per specification, we find that models follow their own lab's specification substantially better with each generation. On Anthropic's constitution, the Claude family falls from a 15.0% violation rate (Sonnet 4) to 2.0% (Sonnet 4.6); on OpenAI's Model Spec, the GPT family falls from 11.7% (GPT-4o) to 3.6% (GPT-5.2 medium reasoning), with the severity ceiling falling from 10/10 to 7/10. We cannot externally isolate whether these gains come from specification-specific training, broader post-training improvements, or evaluation awareness. Remaining failures cluster around operator-imposed personas under AI-identity questioning, irreversible action in agentic deployments, and fabricated quantitative claims with false precision.
Arya Jakkli, Senthooran Rajamanoharan, Neel Nanda
May 22, 2026cs.LG

Sample-wise Targeted Adversarial Attacks on Test-time Adaptation

Test-time adaptation (TTA) effectively counters distribution shifts but exposes models to adversarial manipulation via the unlabeled test stream. Existing class-wise targeted attacks remain impractical for stealthy exploitation in this setting: since TTA operates on batches, forcing a subset of samples toward a target label unintentionally pulls similar benign samples along, resulting in a conspicuously high frequency of the target label that is easy to detect. To capture a more realistic threat, we introduce a sample-wise targeted attack. Unlike prior approaches, the attacker aims to misclassify only inputs carrying an attacker-chosen trigger, while preserving the global label distribution of benign queries to evade detection. To achieve this, we propose a meta-learning-based attack with a novel priority-aware gradient alignment strategy that explicitly prioritizes attack success. The strategy formulates the gradient update as an ellipsoidal trust-region problem, mitigating the misalignment between attack success and distributional stealth, while providing theoretical guarantees for effective optimization of the attack objective in the presence of gradient misalignment. Extensive experiments on CIFAR-10-C, CIFAR-100-C, and ImageNet-C across TTA protocols demonstrate that our method achieves high targeted success rates while maintaining a label distribution that is consistent with the no-attack baseline, making it difficult to detect in unlabeled TTA deployment scenarios. Furthermore, we demonstrate that our attack shows strong robustness against existing defenses.
Phuc Duc Nguyen, Quang Duc Nguyen
May 22, 2026cs.CL

Same Model, Different Weakness: How Language and Modality Reshape the Jailbreak Attack Surface in Frontier MLLMs

The attack surface of a multimodal large language model (MLLM) is language-dependent in ways that reveal the mechanistic structure of alignment failures. We present the first systematic cross-lingual, multimodal red-teaming study comparing jailbreak vulnerability in US English (en-US) and Mexican Spanish (es-MX) across four frontier MLLMs: Claude Sonnet 4.5, GPT-5, Pixtral Large, and Qwen Omni. Using a fixed adversarial benchmark of 363 diverse prompt scenarios administered in text-only and multimodal conditions, we collected 52,272 harm ratings and binary attack success judgements from matched panels of nine native-speaker annotators per language group. Our central finding is that language does not scale vulnerability uniformly. Bayesian mixed-effects analyses reveal that linguistic framing attacks such as role-play become substantially less effective under Spanish prompting, while visually explicit multimodal attacks become more effective, which directly implicates the prompt-language interface rather than global annotator leniency. This dissociation indicates that linguistic and visual alignment failures operate through distinct mechanisms, and that switching language is sufficient to expose that separation. The practical consequence is that safety rankings are not preserved across languages. Qwen Omni overtakes Pixtral Large as the most vulnerable model among es-MX participants, a rank reversal no scalar correction of English-condition scores could recover, and absolute attack success rates have declined across model generations without closing the gaps between them. These findings demonstrate that safety evaluation frameworks treating language and modality as independent dimensions fundamentally misspecify the attack surface of globally deployed MLLMs, and must be redesigned accordingly.
Casey Ford, Madison Van Doren, Sicheng Jin +1
May 21, 2026cs.CL

Sparse Autoencoders Map Brain-LLM Alignment onto Cortical Semantic Topography

Intermediate layers of large language models (LLMs) best predict human brain responses to language, one of the most robust findings in computational neurolinguistics, yet why remains mechanistically unexplained. We address this gap by bridging sparse autoencoders (SAEs) from mechanistic interpretability with neural encoding models, decomposing GPT-2 XL and Llama-3.1-8B into 16K-32K interpretable features per layer. A human-validated taxonomy (κ0.74κ\geq 0.74) reveals that semantic features alone recover 94% of peak encoding performance (r=0.285r=0.285), substantially exceeding variance-matched baselines (p<0.001p<0.001, d=1.31d=1.31). Beyond this aggregate dominance, we test a novel cortical topography prediction: five semantic subcategories derived a priori from three independent neuroscience programs should map onto distinct brain regions. A formal convergence test confirms this alignment (Spearman ρ=0.72ρ=0.72, p<0.001p<0.001; hypergeometric p=0.007p=0.007), demonstrating that SAE-discovered features recapitulate known cortical semantic organization at a granularity inaccessible to prior methods. SAE features further predict human reading times beyond lexical controls (ΔlogLik=38.4Δ\mathrm{logLik}=38.4, p<0.001p<0.001), and an exploratory prediction-error analysis provides preliminary evidence that the brain additionally encodes unexpected semantic content. Results generalize across English, Chinese, and French.
Dongxin Guo, Jikun Wu, Siu Ming Yiu
May 21, 2026cs.CL

Brain-LLM Alignment Tracks Training Data, Not Typology

Brain-LLM alignment is well established in English, yet the brain's language network is neuroanatomically universal across languages. Does alignment also generalize cross-linguistically, and what governs the variation? We test this using fMRI data from 112 participants across English, Chinese, and French (the Le Petit Prince corpus) and seven LLMs spanning English-dominant, Chinese-dominant, and multilingual architectures. Our central finding is that training-language dominance, not an inherent property of English, drives the alignment pattern: a Chinese-dominant model (Baichuan2-7B), architecture-matched to LLaMA-2-7B, reverses the gradient entirely, aligning best with Chinese brains and worst with English. Beyond training dominance, formal typological distance independently covaries with alignment degradation, syntax-associated brain regions (IFG) show 2.3×2.3\times steeper typological gradients than lexico-semantic regions (PTL), and tokenization fertility accounts for \sim60% of a cross-linguistic shift in optimal encoding layer. These results reveal that the apparent "English advantage" in brain-LLM alignment is an artifact of training data composition, while the remaining variation reflects genuine typological structure concentrated in syntactic processing.
Dongxin Guo, Jikun Wu, Siu Ming Yiu
May 21, 2026cs.CL

Graph Alignment Topology as an Inductive Bias for Grounding Detection

Large Language Models (LLMs) are optimized to produce distributionally plausible continuations rather than to explicitly verify whether generated propositions are entailed by source documents. This inductive bias enables generalization, but it does not encode whether responses are grounded with respect to a reference. These issues limit the use of LLMs in domains where strict factual correctness is crucial, such as clinical decision support. Existing hallucination detection approaches improve factuality through retrieval augmentation, self-consistency, or claim verification, but generally do not learn directly over alignment topology. To leverage alignment topology as an inductive bias, we construct aligned bipartite graphs between reference information and LLM outputs and train a graph neural network (GNN) to model alignment structure using message passing. The method achieves state-of-the-art results on four diverse hallucination and question-answering datasets, outperforming all compared methods, including foundational LLMs such as GPT-4o.
Paul Landes, Pranav Herur, Adam Cross +1
May 21, 2026cs.CL

Reducing Political Manipulation with Consistency Training

Large language models (LLMs) exhibit systematic political bias across a variety of sensitive contexts. We find that LLMs handle counterpart topics from opposing political sides asymmetrically. We refer to this phenomenon as covert political bias and identify 7 categories of techniques through which it operates. We propose two metrics for covert bias: Sentiment Consistency measures symmetry in rhetoric and framing across paired political prompts; Helpfulness Consistency measures symmetric depth and engagement. To reduce both types of covert bias, we introduce Political Consistency Training (PCT), an RL training method with two complementary paradigms: Sentiment Consistency Training and Helpfulness Consistency Training. We show that PCT preserves overall helpfulness, substantially reduces covert political bias, and generalizes to held-out benchmarks. We release our work at https://political-manipulation.ai
Long Phan, Devin Kim, Alexander Pan +3
May 21, 2026cs.AI

Can AI Make Conflicts Worse? An Alignment Failure in LLM Deployment Across Conflict Contexts

AI models are already deployed in societies affected by armed conflict, and journalists, humanitarian workers, governments and ordinary citizens rely on them for information or for their work processes. No established practice exists for checking whether their outputs can make those conflicts worse. We tested nine model configurations from four providers (OpenAI, Anthropic, DeepSeek, xAI) on 90 multi-turn scenarios designed to surface misaligned behaviour in conflict contexts: false equivalence between documented atrocities, denial of genocide, and failure to recognise ethnic slurs, among others. When such outputs feed into journalism, humanitarian reporting, or public debate, they can deepen divisions in fragile societies. Failure rates span 6% to 47% between the best and worst performing models, which makes model choice a safety question in its own right and when users pushed for ``balance'' in cases where international courts have already assigned responsibility, five of nine configurations failed 80 to 100 percent of the time. We release the first evaluation framework for this domain and propose adding it to alignment evaluation portfolios.
Andrii Kryshtal
May 21, 2026cs.CL

Polite on the Surface, Broken in Practice: A Curated Dataset for Fixing Generation and Register Failures in Low-Resource Bangla Text Generation

Recent advances in Multilingual Large Language Models (MLLMs) have significantly enhanced cross-lingual conversational capabilities, yet modeling culturally nuanced and context-dependent communication remains a critical bottleneck. Specifically, existing state-of-the-art models exhibit a severe pragmatic gap when handling structural variations, regional idioms, and honorific consistencies in low-resource contexts like Bangla. To address this limitation, we introduce a novel, culturally aligned instruction-tuning dataset for \textbf{BangLa Application and DialoguE generation - BLADE} and benchmarking framework comprising 4,1964,196 meticulously curated interaction pairs. We leverage this resource to systematically fine-tune and evaluate leading open-weight architectures, including DeepSeek-8B and LLaMA-3.2-3B, utilizing parameter-efficient fine-tuning via LoRA adapters in a 4-bit NormalFloat (NF4) quantization framework. Our empirical evaluations demonstrate that models fine-tuned on our dataset yield substantial improvements in structural fidelity and honorific alignment, providing a rigorous benchmark for bridging pragmatic disparities in low-resource multilingual text generation. Code and dataset: https://github.com/ashuvo25/Bangla_Application_LLM/tree/main
Md. Asaduzzaman Shuvo, Mahedi Hasan, Md. Tashin Parvez +2
May 21, 2026cs.HC

Cross-Subject EEG Emotion Recognition Based on Temporal Asynchronous Alignment Contrastive Learning

With the advancement of science and technology, the importance of emotion research has become increasingly evident. Electroencephalography (EEG)-based emotion recognition has emerged as an active research area in recent years, owing to its objectivity and high temporal resolution. However, most existing methods focus on optimizing encoder structures to enhance feature extraction capabilities, while paying relatively little attention to similarity calculation strategies, particularly overlooking the potential temporal misalignment of responses among different subjects. To address these shortcomings, this paper draws inspiration from the late interaction mechanism of ColBERT in natural language processing (NLP) and proposes a Temporal Asynchronous Alignment-based Contrastive Learning (TA2CL) framework. This method transforms the traditional global "hard alignment" similarity calculation approach into a fine-grained local matching mechanism, enabling the model to adaptively search for and align "locally highly correlated" segments between two EEG signals, thereby effectively mitigating the effects of inter-subject differences and temporal delays. Experimental results demonstrate that the proposed method achieves strong performance across multiple public datasets. Specifically, on the FACED dataset, it achieves an accuracy of 64.5% for the nine-class classification task and 79.5% for the binary classification task, while on the SEED and SEED-V datasets, it achieves accuracies of 86.4% and 70.1%, respectively, validating the method's effectiveness and generalization capability.
Ying Xie, Yi Zheng, Zehui Xiao +2
May 20, 2026cs.AI

Investigating Concept Alignment Using Implausible Category Members

Developing AI systems with a human-like understanding of everyday concepts is a key step towards developing safe, reliable systems whose behavior makes sense to humans. When probing concept understanding, asking questions about plausible category members (e.g., "Is a car a vehicle?") is likely to recall patterns in the model's vast training data. We pursue an alternative strategy, characterizing the boundaries of conceptual categories by asking about implausible category members (e.g., "Is an olive a vehicle?") to probe the kind of concept-level knowledge we take for granted in fellow humans. We characterize concept boundaries for a set of fundamental concepts by studying AI systems' assignments of objects to superordinate categories from a classic psychological study by Rosch and Mervis, as well as their assignments of the same objects to mismatched superordinate categories. We compare these assignments to those made by human participants on the full range of within-category and cross-category assignment tasks. Our results reveal a range of concepts for which which models differ in meaningful and surprising ways from humans, including treating "words" as belonging to categories like "vehicles" and "clothing," identifying several "vegetable" category members as "fruit," and assigning exemplars from non-weapon categories to the "weapons" category. We also demonstrate how these instances of concept misalignment translate into problematic downstream behavior with implications for AI safety.
Sunayana Rane, Brenden M. Lake, Thomas L. Griffiths
May 20, 2026cs.AI

Benchmarking and Improving Monitors for Out-Of-Distribution Alignment Failure in LLMs

Many safety and alignment failures of large language models (LLMs) occur due to out-of-distribution (OOD) situations: unusual prompt or response patterns that are unforeseen by model developers. We systematically study whether LLM monitoring pipelines can detect these OOD alignment failures by introducing a benchmark called Misalignment Out Of Distribution (MOOD). It is difficult to find failures that are truly OOD for off-the-shelf models trained on vast safety datasets. We sidestep this by including a restricted training set in MOOD that we use to train our own monitors, as well as seven test sets with diverse alignment failures that are outside the training distribution. Using MOOD, we find that guard models (safety classifiers) often fail to generalize OOD. To fix this, we propose combining guard models with OOD detectors. We test four types of OOD detectors and find that a combination of a guard model with Mahalanobis distance and perplexity-based OOD detectors can improve recall from 39% to 45%. We also establish positive scaling trends across model scales for monitors that combine a guard model and OOD detector; we find that incorporating OOD detection into monitoring achieves a higher recall gain than using a guard model with 20 times more parameters. Our work suggests that OOD detection should be a crucial component of LLM monitoring and provides a foundation for further work on this important problem. We release the code and data for our experiments publicly, and you can find the relevant links here: https://github.com/Dylan102938/mood-bench.
Dylan Feng, Pragya Srivastava, Anca Dragan +1
May 20, 2026cs.LG

EvoStruct: Bridging Evolutionary and Structural Priors for Antibody CDR Design via Protein Language Model Adaptation

Equivariant graph neural network (GNN) methods for antibody complementarity-determining region (CDR) design achieve the highest sequence recovery but suffer from severe vocabulary collapse. The current best GNN methods over-predict very few amino acids, such as tyrosine and glycine, while ignoring functionally important residues. We trace this failure to GNN encoders learning amino acid distributions de novo from limited structural data, discarding substitution patterns encoded in evolutionary databases. To resolve this, we propose EvoStruct, which bridges a frozen protein language model (PLM) with 3D structural context from an E(3)-equivariant GNN via a cross-attention adapter. Unlike prior PLM-structure adapters for general protein design, EvoStruct targets the vocabulary collapse problem specific to CDR design through progressive PLM unfreezing and R-Drop consistency regularization. On the CHIMERA-Bench dataset, EvoStruct achieves the highest amino acid recovery and lowest perplexity among several antibody design methods, improving sequence recovery by 16% and reducing perplexity by 43% relative to the best GNN baselines, while recovering 2.3x greater amino acid diversity and the highest binding-pair correlation with ground truth.
Mansoor Ahmed, Sujin Lee, Umar Khayaz +1
May 20, 2026cs.CL

"I Didn't Make the Micro Decisions": Measuring, Inducing, and Exposing Goal-Level AI Contributions in Collaboration

As large language models (LLMs) increasingly shape how users form, refine, and extend their goals, attributing contributions in human-AI collaboration becomes critical for users calibrating their own reliance and for evaluators assessing AI-assisted work. Yet existing methods focus on final artifacts, missing the process through which goals themselves are jointly shaped. We introduce a goal-level attribution framework, CoTrace, that decomposes explicit goals into verifiable requirements and traces both direct contributions and indirect influences across dialogue turns. Applying CoTrace to 638 real-world collaboration logs, we find that while models account for only 11-26% of goal-shaping contribution, they contribute substantially more on introducing lower-level concrete requirements, and make various kinds of indirect contributions. Through controlled simulations, we show that interaction design choices significantly affect model goal-shaping behavior. In a user study, exposing participants to goal-level analyses shifts their perceived contributions by nearly 2 points on a 5-point scale, revealing systematic miscalibration in how users understand their own AI-assisted work.
Eunsu Kim, Jessica R. Mindel, Kyungjin Kim +1
May 20, 2026cs.LG

From Parameters to Data: A Task-Parameter-Guided Fine-Tuning Pipeline for Efficient LLM Alignment

Adapting Large Language Models (LLMs) to specialized domains typically incurs high data and computational overhead. While prior efficiency efforts have largely treated data selection and parameter-efficient fine-tuning as isolated processes, our empirical analysis suggests they may be intrinsically coupled. We posit the Strong Map Hypothesis: a sparse subset of attention heads plays a dominant role in task-specific adaptation, acting as keys that unlock specific data patterns. Building on this observation, we propose From Parameters to Data (P2D), a unified framework that leverages these task-sensitive attention heads as a dual compass for both sample mining and structural pruning. To rigorously quantify the total pipeline cost, we introduce the Alignment Efficiency Ratio (AER) metric for both selection latency and training time. Mechanistically, P2D identifies critical heads via a lightweight proxy and uses them as a functional filter to curate high-affinity data, establishing a synergistic pipeline. Empirically, by updating merely 10% of attention heads on 10% of the data, P2D achieves an 8.3 pp performance gain over strong baselines and delivers a 7.0x end-to-end time speedup. These results validate that precise parameter-data synchronization eliminates redundancy, offering a new paradigm for efficient alignment.
Hao Chen, Qi Zhang, Liyao Li +7
May 20, 2026cs.CL

Towards Context-Invariant Safety Alignment for Large Language Models

Preference-based post-training aligns LLMs with human intent, yet safety behavior often remains brittle. A model may refuse a harmful request in a standard prompt but comply when the same intent is wrapped in adversarial wording. We suggest that robust safety requires context-invariant alignment, where behavior depends on the underlying intent rather than surface form. Enforcing invariance is difficult in alignment because not all training signals are equally trustworthy; for some prompt variants we can obtain verifiable feedback (e.g., multiple-choice), while for open-ended variants we typically rely on noisy, gameable reward proxies (e.g., learned judges). As a result, standard symmetric invariance regularizers can reduce cross-context discrepancies by lowering performance on reliable variants instead of improving open-ended robustness. To address this, we introduce Anchor Invariance Regularization (AIR), which treats verifiable prompts as anchors and uses a stop-gradient target to regularize only the open-ended variants toward the anchor performance. AIR is implemented as a plug-in auxiliary loss and combined with group-based preference optimization (e.g., GRPO) via heterogeneous prompt grouping. Across Safety, Moral Reasoning, and Math, AIR improves context invariance, boosting in-distribution group accuracy by 12.71% and out-of-distribution consistency by 33.49%, making safety constraints robust to adversarial framings.
Yixu Wang, Yang Yao, Xin Wang +4
May 20, 2026cs.AI

Conditional Equivalence of DPO and RLHF: Implicit Assumption, Failure Modes, and Provable Alignment

Direct Preference Optimization (DPO) has emerged as a popular alternative to Reinforcement Learning from Human Feedback (RLHF), offering theoretical equivalence with simpler implementation. We prove this equivalence is conditional rather than universal, depending on an implicit assumption frequently violated in practice: the RLHF-optimal policy must prefer human-preferred responses. When this assumption fails, DPO optimizes relative advantage over the reference policy rather than absolute alignment with human preferences, leading to pathological convergence where policies decrease DPO loss while preferring dispreferred responses. We characterize when this assumption is violated, show the existence of an undesirable solution space, and prove that DPO and RLHF optimize fundamentally different objectives in such cases. To address this, we introduce Constrained Preference Optimization (CPO), augmenting RLHF with constraints for provable alignment. We further provide a geometric interpretation through soft margin ranking, revealing that DPO implements margin ranking with potentially negative targets. Our theoretical analysis establishes when DPOs' guarantees hold and provides solutions preserving simplicity with provable alignment. Comprehensive experiments on standard benchmarks demonstrate that CPO achieves state-of-the-art performance. Code is available at: https://github.com/visitworld123/CPO.
Zhiqin Yang, Yonggang Zhang, Wei Xue +3
May 20, 2026cs.CL

SCRIBE: Diagnostic Evaluation and Rich Transcription Models for Indic ASR

Automatic speech recognition replaces typing only when correction costs less than manual entry - a threshold determined by error types, not counts: fixing a misrecognized domain term costs far more than inserting a comma. Word error rate (WER) fails on two fronts: it collapses distinct error categories into a single scalar, and it structurally penalizes agglutinative languages where valid sandhi merges inflate scores. We introduce SCRIBE, a diagnostic framework offering categorical error decomposition into lexical, punctuation, numeral, and domain-entity rates via sandhi-tolerant alignment with domain vocabulary injection. Human validation confirms SCRIBE aligns with expert judgment where WER does not. We release SCRIBE, an LLM curation pipeline, benchmarks, and open-weight rich transcription models for Hindi, Malayalam, and Kannada.
Kavya Manohar, Arghya Bhattacharya, Kush Juvekar +1
May 19, 2026cs.SD

Precise and Simple Audio-to-Score Alignment

Audio-to-score alignment is a long-standing challenge in music information retrieval and arguably the most widely applicable alignment task for music research. Alignment algorithms match two versions of a piece of music, and for this to work these versions need to be in comparable formats. Audio-to-audio alignment matches audio features; when matching audio files to scores, they must either synthesize the score or derive audio-like features by means of piano rolls or similar feature sequences. Symbolic alignment, by contrast, matches symbolically encoded notes; in an audio-to-score scenario these would be obtained by a transcription of the audio file. In this article, we present an algorithm that bridges audio-like and symbol-level features directly. Sequential audio features encoding onset and spectral activation are matched to score positions by a bespoke dynamic programming-based matching algorithm derived from symbolic alignment methods. The resulting method is both precise - surpassing widely used audio-to-audio approaches based on synthesized scores -, and remains flexible in its digital signal processing components, i.e., the method is adaptable to diverse timbral characteristics without requiring a separate transcription model. Furthermore it inherits some of the symbolic alignment runtime advantages with an algorithmic complexity that is at worst linear in the length of the (typically short) symbolic score and (typically long) audio feature sequence. In the following sections, we provide a detailed algorithm description and evaluate its alignment quality on a large-scale dataset of solo piano recordings.
Silvan Peter, Patricia Hu, Gerhard Widmer
May 18, 2026cs.LG

An Assessment of Human vs. Model Uncertainty in Soft-Label Learning and Calibration

Central to human-aligned AI is understanding the benefits of human-elicited labels over synthetic alternatives. While human soft-labels improve calibration by capturing uncertainty, prior studies conflate these benefits with the implicit correction of mislabeled data (mode shifts), obscuring true effects of soft-labels. We present a controlled audit of soft-label learning across MNIST and a synthetic variant, re-annotating subsets to extract human uncertainty. By decoupling soft-label supervision from underlying label mode shifts, we show that while human soft-labels do provide accuracy gains, their larger value lies in acting as a regularizer that improves model calibration on difficult samples and promotes stable convergence across training runs. Dataset cartography reveals models trained on human soft-labels mirror human uncertainty, whereas those trained on synthetic labels fail to align with humans. Broadly, this work provides a diagnostic testbed for human-AI uncertainty alignment.
Maja Pavlovic, Silviu Paun, Massimo Poesio
May 18, 2026cs.LG

S2Aligner: Pair-Efficient and Transferable Pre-Training for Sparse Text-Attributed Graphs

Pre-training on text-attributed graphs (TAGs) is central to building transferable graph foundation models, where LLM-as-Aligner methods align graph and text representations through the semantic knowledge of large language models. However, these methods usually assume that node texts provide sufficient and reliable supervision, an assumption often violated in real-world sparse TAGs. When textual anchors are missing, noisy, or uneven across domains, graph structures must be aligned with weak semantic evidence, leading to unreliable structure-semantics correspondence and sparsity-induced transfer bias. This paper presents S2Aligner, a sparsity-aware and structure-enhanced LLM-as-Aligner framework for graph-text pre-training on sparse TAGs. The key idea is to decouple semantic alignment from structural modeling, allowing topology-aware signals to enhance alignment without contaminating the shared semantic space. Specifically, S2Aligner decomposes graph-text representations into semantic and structural components, uses structure-oriented reconstruction with consistency control to inject reliable topology cues into text representations, and suppresses inconsistent structural signals under textual sparsity. Moreover, S2Aligner introduces sparsity-aware cross-domain risk balancing, which calibrates domain risks through a global-domain density ratio and downweights unreliable sparse samples via graph reliability estimation. Theoretical analysis shows that this objective reduces cross-domain generalization gaps by controlling domain risk discrepancy. Extensive experiments across diverse graph domains, sparsity levels, and downstream tasks demonstrate that S2Aligner consistently outperforms existing baselines.
Yuhan Wang, Haopeng Zhang, Yibo Ding +6
May 18, 2026cs.LG

scHelix: Asymmetric Dual-Stream Integration via Explicit Gene-Level Disentanglement

A critical challenge in single-cell RNA sequencing (scRNA-seq) integration is resolving the tension between eliminating batch effects and maintaining biological fidelity. While recent evidence indicates that batch effects manifest heterogeneously across genes, most existing methods process the transcriptome uniformly, frequently resulting in over-correction and loss of subtle biological signals. To address this, we present scHelix, a dataset-adaptive framework that fundamentally changes how features are processed by explicitly partitioning genes into domain-invariant Anchors and domain-sensitive Variants at the input level. scHelix utilizes a dual-stream sparse diffusion encoder equipped with stop-gradient graph caching to efficiently learn multi-scale structural representations. The core of our approach is a novel asymmetric Align-Refine-Fuse protocol: the unstable Variant stream is first aligned to the robust topology of the Anchor stream, followed by a conservative refinement phase where the Anchor stream absorbs denoised details via bounded residual gating. This divide-and-conquer architecture prevents shortcut learning and ensures robust batch removal without compromising the integrity of biological clusters. Extensive benchmarking demonstrates that scHelix outperforms state-of-the-art methods.
Xichen Yan, Zelin Zang, Changxi Chi +8
May 18, 2026cs.LG

Alignment Dynamics in LLM Fine-Tuning

Although Large Language Models (LLMs) achieve strong alignment through supervised fine-tuning and reinforcement learning from human feedback, the alignment is often fragile under subsequent fine-tuning. Existing explanations either attribute alignment fragility to gradient geometry or characterize it as a distributional shift in model outputs, yet few provide a unified account that bridges parameter-space learning dynamics with function-space alignment behavior during fine-tuning. In this work, we introduce a tractable alignment score and derive its closed-form update during fine-tuning, yielding a unified framework for alignment dynamics. Our analysis decomposes alignment updates into two competing components: a \textbf{\color{red!60!black} Rebound Force}, governed jointly by the current alignment state and the narrowness of model distribution, and a \textbf{\color{green!60!black} Driving Force}, determined by how the training distribution aligns with outcome-conditioned posteriors over aligned and non-aligned completions. This decomposition explains why prior alignment can be reversed by later fine-tuning and why narrower posterior structure strengthens such reversal. Moreover, our framework predicts a \textbf{Rehearsal Priming Effect}: prior alignment leaves a latent posterior imprint that amplifies the effective Driving Force upon re-exposure, leading to faster re-alignment. We validate these predictions across safety alignment, emergent misalignment, and sentiment settings, demonstrating consistent alignment reversal and accelerated re-alignment under re-exposure. In addition, controlled experiments in safety alignment confirm the predicted dependence of rebound strength on posterior narrowness. Together, these results provide a unified dynamical perspective on how alignment is disrupted and reactivated during LLM fine-tuning.
Yuhan Huang, Huanran Chen, Yinpeng Dong
May 18, 2026cs.CL

A Data-Efficient Path to Multilingual LLMs: Language Expansion via Post-training PARAMΔΔ Integration into Upcycled MoE

Expanding Large Language Models~(LLMs) to new languages is a costly endeavor, demanding extensive Continued Pre-Training~(CPT) and data-intensive alignment. While recent data-free merging techniques attempt to bypass alignment by fusing a multilingual CPT-enhanced model with its instruct counterpart, they are plagued by a critical trade-off: mitigating parameter conflicts to preserve original abilities inevitably dilutes new language acquisition, and vice-versa. To resolve this conflict, we introduce \method, which upcycles a dense model into a Mixture-of-Experts~(MoE) architecture, allocating different experts to different languages. Alignment ability is then transferred by grafting a MoE-expanded parameter delta~(ΔpostΔ_{\text{post}}) to the CPT-enhanced base model, bypassing the complex alignment phase. Experiments demonstrate \method's superiority even against baselines with similar FLOPs or number of parameters; it improves performance on expanded languages while effectively preserving original capabilities. We further show our approach is highly applicable across different models and Post-training deltas.
Hao Zhou, Tianhao Li, Zhijun Wang +6
May 18, 2026cs.LG

FLAG: Foundation model representation with Latent diffusion Alignment via Graph for spatial gene expression prediction

Predicting spatial gene expression from routine H&E enables large-scale molecular profiling, yet current models treat this as isolated pointwise tasks, thereby overlooking essential biological structures like gene coordination and spatial distribution. To preserve these relationships, we introduce \textbf{FLAG}, a diffusion-based framework that redefines this task as structured distribution modeling. At the same time, we identify the critical \textbf{Gene Dimension Curse}, where joint modeling gene expression and their spatial interactions fail in high-dimensional spaces, and FLAG solves this challenge by integrating a spatial graph encoder for topological consistency and utilizing Gene Foundation Model (GFM) alignment for gene-gene fidelity in the generation process. To rigorously assess model performance, we propose a set of novel structural evaluation metrics, including Gene Structural Correlation (\textbf{GSC}) and Spatial Structural Correlation (\textbf{SSC}). Our experiments demonstrate that FLAG is highly competitive in traditional accuracy (PCC/MSE) while achieving significantly enhanced structural fidelity in capturing both gene-gene and gene-spatial relationships. The code is available at https://github.com/darkflash03/FLAG.
Qi Si, Penglei Wang, Yushuai Wu +5
May 17, 2026cs.CR

Ablating Safety: Mechanisms for Removing Alignment in Language Models for Security Applications

Safety-aligned language models often refuse cybersecurity requests whose wording resembles misuse, even when the task is authorized and defensive. This makes security evaluation ambiguous: a failed answer may reflect missing capability or refusal-policy intervention. Ablating Safety studies alignment removal as a controlled transformation-evaluation protocol for authorized security tasks, comparing authorized-context prompting, reversible refusal-direction activation projection, representation-control projections, and LoRA-based de-alignment or task adaptation. We evaluate refusal, attempt rate, validated security success, general-capability retention, instability, and out-of-scope unsafe compliance on Security-AR, a 60-prompt suite of authorized security, benign general, and non-operational spillover probes. The reported runs include a four-model projection pilot with 416 completions, a three-model Qwen2.5 LoRA extension with 1,980 held-out completions, representation and robustness sweeps, and executable secure-repair validators. Single-vector refusal projection raises mean security score only from 0.46 to 0.50 while increasing unsafe compliance from 0.10 to 0.47; rank-4 refusal-subspace projection reaches 0.51 while matching the aligned spillover rate. Task-only LoRA raises mean security score to 0.87 with general score 0.83 and unsafe compliance 0.13, while refusal-suppression with retention raises spillover to 0.27. These results support evaluating alignment removal as a utility-risk frontier, not as an uncensoring recipe, and treating compliance alone as neither competence nor safe deployment.
Isaac David, Arthur Gervais
May 17, 2026cs.CL

Transitivity Meets Cyclicity: Explicit Preference Decomposition for Dynamic Large Language Model Alignment

Standard RLHF relies on transitive scalar rewards, failing to capture the cyclic nature of human preferences. While some approaches like the General Preference Model (GPM) address this, we identify a theoretical limitation: their implicit formulation entangles hierarchy with cyclicity, failing to guarantee dominant solutions. To address this, we propose the Hybrid Reward-Cyclic (HRC) model, which utilizes game-theoretic decomposition to explicitly disentangle preferences into orthogonal transitive (scalar) and cyclic (vector) components. Complementing this, we introduce Dynamic Self-Play Preference Optimization (DSPPO), which treats alignment as a time-varying game to progressively guide the policy toward the Nash equilibrium. Synthetic data experiments further validate HRC's structural superiority in mixed transitive--cyclic settings, where HRC converges faster and achieves higher accuracy than GPM. Experiments on RewardBench 2 demonstrate that HRC consistently improves over both BT and GPM baselines (e.g., +1.23% on Gemma-2B-it). In particular, its superior performance in the Ties domain empirically validates the model's robustness in handling complex, non-strict preferences. Extensive downstream evaluations on AlpacaEval 2.0, Arena-Hard-v0.1, and MT-Bench confirm the efficacy of our framework. Notably, when using Gemma-2B-it as the base preference model, HRC+DSPPO achieves a peak length-controlled win-rate of 44.75% on AlpacaEval 2.0 and 46.8% on Arena-Hard-v0.1, significantly outperforming SPPO baselines trained with BT or GPM. Our code is publicly available at https://github.com/lab-klc/Hybrid-Reward-Cyclic.
Yucong Huang, Xiucheng Li, Kaiqi Zhao +1
May 17, 2026cs.LG

Fidelity Probes for Specification--Code Alignment

We introduce fidelity probes: natural-language questions generated from a reference artifact with code-derived ground-truth answers, answered from a candidate specification. The fraction of agreeing probes, which we call the fidelity, decomposes into contradiction and coverage-gap rates that drive targeted spec edits to convergence. On a 15-program, roughly 12k-line COBOL benchmark (AWS CardDemo), we raise frozen-test specification fidelity from 0.63 to 0.94 over eight iterations, with the plateau location predicted by a two-state Markov fixed point FF^\dagger from just four iterations of rate data. Probes come from an LLM reading the code or from a static-analysis pipeline over its control-flow, data-flow, and system-dependence graphs, with a tunable mixture. A probe-resampling protocol with a frozen held-out set gives a Hoeffding-bounded overfitting discriminant; our measured train/test gap stays more than an order of magnitude below this envelope. Three graph-grounded mixtures lift fidelity by +16 to +30 points; cross-distribution evaluation shows the LLM and symbolic channels are empirically complementary. A cross-family generator sweep on five independent LLM lineages (Anthropic, DeepSeek, Google, Alibaba, OpenAI) confirms the convergence behaviour is not tied to any single model family: three of five non-Claude generators produce trajectories consistent with the Markov fixed-point prediction, and the frozen-test protocol actively falsifies the two generators whose probe distributions drift across iterations. The method applies to any pair of artifacts that are supposed to describe the same behaviour.
Ferhat Erata, Hao Zhou, Luke Huan
May 16, 2026cs.LG

Representation Signatures and Risk-Feedback Alignment in LLM Trading Agents

We study behavioral alignment and representation dynamics of large language model (LLM) agents in financial decision environments. TradeArena, an auditable trading-agent testbed with risk reports, execution simulation, memory, and replayable trajectories, lets us analyze how rationales, positions, and interventions evolve under market stress. Code and data artifacts are available through the \href{https://github.com/weich97/TradeArena.git}{TradeArena repository}. We find pre-failure signatures: planning embeddings drift from normal centroids, fused plan-risk representations separate normal from pre-drawdown states, and local manifolds exhibit effective-rank contraction. Across 80 rolling failure anchors and eight LLM trajectories, this pattern persists across hash, LSA, Transformer, and white-box hidden-state probes. Stress tests with CoT-free target weights, lexical controls, OHLCV noise, and false audits show that rationale-level contraction can vanish without rationales, while intent-space and fused signatures remain informative. Structured risk feedback can act as an external alignment signal without fine-tuning, but not as a universal performance enhancer: true audit feedback improves calibration for some models, returns for others, and exposes cases where placebo or hidden feedback has higher short-horizon return but weaker alignment diagnostics. A 51-stock intraday experiment reveals a correlation blind spot: LLM rationales justify exposure to coupled assets that the risk layer clips. Finally, a financial-audit task suite shifts comparison from ``which model trades best'' to whether models can audit trajectories, respect execution boundaries, reproduce artifacts, and avoid claim overreach. These results support a research claim, not a profitability claim: auditable risk feedback and representation trajectories reveal when LLM financial reasoning is aligning, drifting, or failing.
Weicheng Xue
May 16, 2026cs.AI

Baba in Wonderland: Online Self-Supervised Dynamics Discovery for Executable World Models

Executable world models can be read, edited, executed, and reused for planning, but only if the program captures the environment's transition law rather than semantic shortcuts in its surface vocabulary. We study online executable world-model learning under prior misalignment, where an agent must induce state-dependent dynamics from interaction evidence alone, without rule descriptions, reward signals, or trustworthy lexical priors. We introduce Alice, a closed-loop system that treats failed candidate updates as structural signal: when a candidate explains a new transition but loses previously explained ones, the preservation conflict reveals dynamics that the current program had conflated. Alice refines these conflicts into hypothesis classes that both provide compact, class-stratified preservation counterexamples for update and guide frontier exploration toward transitions that are novel and underrepresented with respect to the current program. We evaluate Alice on Baba in Wonderland, a prior-misaligned variant of Baba Is You that preserves simulator dynamics while replacing semantically meaningful rule-property labels with unrelated words. Experiments show that Alice substantially improves executable world-model learning under prior misalignment, and ablations show that both class refinement and class-aware exploration contribute.
SeungWon Seo, DongHeun Han, SeongRae Noh +1
May 15, 2026cs.HC

Alignment Drift in Long-Term Human-LLM Interaction: A Mechanism-Oriented Framework

Long-term interaction with LLM-based systems may produce alignment drift: a gradual process in which system outputs become less constrained by the user's current message and more shaped by prior interaction history, while still appearing helpful, coherent, and responsive. This process is difficult to detect because the user's subjective experience may improve as the system becomes more familiar, useful, and attuned. Existing research on human-LLM interaction has largely focused on short-term task performance, isolated outputs, or single-instance alignment problems, leaving slow and cumulative interaction-level dynamics undercharacterized. This paper proposes a mechanism-oriented framework for describing alignment drift. The framework defines the distinction between signal A and signal B, explains how drift develops through feedback loops and sub-pattern selection, divides the process into three interactional regimes, and identifies boundary conditions for controlling drift. By framing alignment drift as a recursive interactional process rather than an isolated model-side failure, the paper provides a conceptual basis for studying long-term human-system interaction.
Xintong Yao
May 15, 2026cs.CV

Flash-GRPO: Efficient Alignment for Video Diffusion via One-Step Policy Optimization

Group Relative Policy Optimization has emerged as essential for aligning video diffusion models with human preferences, but faces a critical computational bottleneck: training a 14B parametered model typically demands hundreds of GPU days per experiment. Existing efficiency methods reduce costs through sliding window subsampling training timesteps, but fundamentally compromise optimization, exhibiting severe instability and failing to reach full trajectory performance. We present Flash-GRPO, a single-step training framework that outperforms full trajectory training in alignment quality under low computational budgets while substantially improving training efficiency. Flash-GRPO addresses two critical challenges: iso-temporal grouping eliminates timestep-confounded variance by enforcing prompt-wise temporal consistency, decoupling policy performance from timestep difficulty; temporal gradient rectification neutralizes the time-dependent scaling factor that causes vastly inconsistent gradient magnitudes across timesteps. Experiments on 1.3B to 14B parameter models validate Flash-GRPO's effectiveness, demonstrating substantial training acceleration with consistent stability and state-of-the-art alignment quality.
Xiaoxuan He, Siming Fu, Zeyue Xue +9
May 14, 2026cs.AI

From Sycophantic Consensus to Pluralistic Repair: Why AI Alignment Must Surface Disagreement

Pluralistic alignment is typically operationalised as preference aggregation: producing responses that span (Overton), steer toward (Steerable), or proportionally represent (Distributional) diverse human values. We argue that aggregation alone is an incomplete primitive for deployed pluralistic alignment. Under genuine value pluralism, the failure mode of contemporary RLHF-trained assistants is not insufficient coverage but sycophantic consensus: a learned tendency to agree with, validate, and minimise friction with the immediate interlocutor. Because deployed AI systems now mediate consequential deliberation across health, civic life, labour, and governance, the collapse of disagreement at the interaction layer is not a narrow technical concern but a structural failure with distributive consequences. We reframe pluralistic alignment around three conversational mechanisms drawn from Grice's maxims: scoping (acknowledging the limits of one's perspective), signalling (surfacing value-conflict rather than smoothing it over), and repair (revising one's position on principled grounds, not on user pressure). We formalise a metric, the Pluralistic Repair Score (PRS), distinguishing principled revision from capitulation, and present a small-scale empirical illustration on two frontier RLHF-trained models (Claude Sonnet 4.5, N=198; GPT-4o, N=100) showing that, for both, agreement-following coexists with low repair-quality on contested-value prompts. PRS measures an interactional precondition for pluralism (visible disagreement; principled revision) rather than pluralism in full; we discuss the difference, take seriously the reflexive question of whose "principled" counts, and argue that pluralism is most decisively made or unmade at the deployment-governance layer: interfaces, preference-data pipelines, and audit infrastructure.
Varad Vishwarupe, Nigel Shadbolt, Marina Jirotka
May 14, 2026cs.CR

EVA: Editing for Versatile Alignment against Jailbreaks

Large Language Models (LLMs) and Vision Language Models (VLMs) have demonstrated impressive capabilities but remain vulnerable to jailbreaking attacks, where adversaries exploit textual or visual triggers to bypass safety guardrails. Recent defenses typically rely on safety fine-tuning or external filters to reduce the model's likelihood of producing harmful content. While effective to some extent, these methods often incur significant computational overheads and suffer from the safety utility trade-off, degrading the model's performance on benign tasks. To address these challenges, we propose EVA (Editing for Versatile Alignment against Jailbreaks), a novel framework that pioneers the application of direct model editing for safety alignment. EVA reframes safety alignment as a precise knowledge correction task. Instead of retraining massive parameters, EVA identifies and surgically edits specific neurons responsible for the model's susceptibility to harmful instructions, while leaving the vast majority of the model unchanged. By localizing the updates, EVA effectively neutralizes harmful behaviors without compromising the model's general reasoning capabilities. Extensive experiments demonstrate that EVA outperforms baselines in mitigating jailbreaks across both LLMs and VLMs, offering a precise and efficient solution for post-deployment safety alignment.
Yi Wang, Hongye Qiu, Yue Xu +4
May 14, 2026cs.CV

Neural Visual Decoding via Cognitive guided Adaptive Blurring and Information Constrained Alignment

EEG-based visual decoding aims to establish a mapping between neural signals and visual semantics. However, it remains constrained by the dual challenges of severe information granularity mismatch and the low signal-to-noise ratio (SNR) of EEG signals. Existing approaches typically treat static visual features, ignoring the dynamic selectivity of human vision and the frequency specificity of neural oscillations. To bridge this gap, we propose CAIA, a Cognitive-guided Adaptive blurring with Information-Constrained Alignment framework for Neural-Visual decoding. On the visual side, it simulates selective attention to adaptively reduce redundancy. Meanwhile, on the EEG side, it leverages neural oscillation priors and the information bottleneck mechanism to enhance SNR. Specifically, we devise a cognitive-dynamics-based adaptive blurring mechanism that dynamically integrates center-biased and saliency-guided visual cues via cross-modal attention. Furthermore, we introduce a distribution-aware boundary calibration loss to robustly rectify alignment bias caused by outlier samples. Moreover, a cognitively-guided information-screening method is proposed to select task-relevant EEG oscillations. Extensive experiments demonstrate that CAIA improves both subject-dependent and subject-independent average Top-1 and Top-5 accuracy in zero-shot brain-to-image retrieval, significantly outperforming prior methods. Our work validates that optimizing visual information density to match neural granularity offers a more interpretable and robust pathway for neural decoding.
Fan Yin, Chuhang Zheng, Peiliang Gong +2
May 14, 2026cs.AI

DVMap: Fine-Grained Pluralistic Value Alignment via High-Consensus Demographic-Value Mapping

Current Large Language Models (LLMs) typically rely on coarse-grained national labels for pluralistic value alignment. However, such macro-level supervision often obscures intra-country value heterogeneity, yielding a loose alignment. We argue that resolving this limitation requires shifting from national labels to multi-dimensional demographic constraints, which can identify groups with predictable, high-consensus value preference. To this end, we propose DVMap (High-Consensus Demographic-Value Mapping), a framework for fine-grained pluralistic value alignment. In this framework, we first present a demographic archetype extraction strategy to construct a high-quality value alignment corpus of 56,152 samples from the World Values Survey (WVS) by strictly retaining respondents with consistent value preferences under identical demographics. Over this corpus, we introduce a Structured Chain-of-Thought (CoT) mechanism that explicitly guides LLMs to reason about demographic-value correlations. Subsequently, we employ Group Relative Policy Optimization (GRPO) to achieve adaptive anchoring of value distributions. To rigorously evaluate generalization, we further establish a triple-generalization benchmark (spanning cross-demographic, cross-country, and cross-value) comprising 21,553 samples. Experimental results demonstrate that DVMap effectively learns the manifold mapping from demographics to values, exhibiting strong generalization and robustness. On cross-demographic tests, Qwen3-8B-DVMap achieves 48.6% accuracy, surpassing the advanced open-source LLM DeepSeek-v3.2 (45.1%). The source code and dataset are available at https://github.com/EnlightenedAI/DVMap.
Pengyun Zhu, Yuqi Ren, Zhen Wang +2
May 14, 2026cs.CL

Reinforcement Learning with Semantic Rewards Enables Low-Resource Language Expansion without Alignment Tax

Extending large language models (LLMs) to low-resource languages often incurs an "alignment tax": improvements in the target language come at the cost of catastrophic forgetting in general capabilities. We argue that this trade-off arises from the rigidity of supervised fine-tuning (SFT), which enforces token-level surface imitation on narrow and biased data distributions. To address this limitation, we propose a semantic-space alignment paradigm powered by Group Relative Policy Optimization (GRPO), where the model is optimized using embedding-level semantic rewards rather than likelihood maximization. This objective encourages meaning preservation through flexible realizations, enabling controlled updates that reduce destructive interference with pretrained knowledge. We evaluate our approach on Tibetan-Chinese machine translation and Tibetan headline generation. Experiments show that our method acquires low-resource capabilities while markedly mitigating alignment tax, preserving general competence more effectively than SFT. Despite producing less rigid surface overlap, semantic RL yields higher semantic quality and preference in open-ended generation, and few-shot transfer results indicate that it learns more transferable and robust representations under limited supervision. Overall, our study demonstrates that reinforcement learning with semantic rewards provides a safer and more reliable pathway for inclusive low-resource language expansion.
Zeli Su, Ziyin Zhang, Zhou Liu +7
May 13, 2026cs.CL

GradShield: Alignment Preserving Finetuning

Large Language Models (LLMs) pose a significant risk of safety misalignment after finetuning, as models can be compromised by both explicitly and implicitly harmful data. Even some seemingly benign data can inadvertently steer a model towards misaligned behaviors. To address this, we introduce GradShield, a principled filtering method that safeguards LLMs during finetuning by identifying and removing harmful data points before they corrupt the model's alignment. It removes potentially harmful data by computing a Finetuning Implicit Harmfulness Score (FIHS) for each data point and employs an adaptive thresholding algorithm. We apply GradShield to multiple utility fine-tuning tasks across varying levels of harmful data and evaluate the safety and utility performance of the resulting LLMs using various metrics. The results show that GradShield outperforms all baseline methods, consistently maintaining an Attack Success Rate (ASR) below 6%6\% while preserving utility performance.
Zhanhao Hu, Xiao Huang, Patrick Mendoza +4
May 13, 2026cs.AI

From Descriptive to Prescriptive: Uncover the Social Value Alignment of LLM-based Agents

Wide applications of LLM-based agents require strong alignment with human social values. However, current works still exhibit deficiencies in self-cognition and dilemma decision, as well as self-emotions. To remedy this, we propose a novel value-based framework that employs GraphRAG to convert principles into value-based instructions and steer the agent to behave as expected by retrieving the suitable instruction upon a specific conversation context. To evaluate the ratio of expected behaviors, we define the expected behaviors from two famous theories, Maslow's Hierarchy of Needs and Plutchik's Wheel of Emotion. By experimenting with our method on the benchmark of DAILYDILEMMAS, our method exhibits significant performance gains compared to prompt-based baselines, including ECoT, Plan-and-Solve, and Metacognitive prompting. Our method provides a basis for the emergence of self-emotion in AI systems.
Jinxian Qu, Qingqing Gu, Teng Chen +1
May 13, 2026q-bio.NC

Do Language Models Align with Brains? Prediction Scores Are Not Enough

Brain-language model comparisons often interpret neural prediction scores as evidence that model representations capture brain-relevant language computation. We asked whether language models align with brains, and whether prediction scores are enough to support that claim, using L-PACT, a source-audited framework that evaluates predictive, relational, mechanism-stripping, and reliability-bounded evidence. Across primary naturalistic language neural datasets and derived language-model representations, L-PACT compared real model features with nuisance baselines and severe controls, tested whether model-to-brain profiles reproduced brain-to-brain patterns, recomputed held-out scores after mechanism stripping, and normalized evidence against brain-brain ceilings. The locked analysis set contains 414 predictive-control rows, 2304 relational profile rows, 4320 mechanism-stripping rows, 420 brain-brain ceiling rows, and 146 integrated decision rows. Assay-sensitivity checks showed that brain-brain reliability, brain-as-model run-to-run relational profiles, independent low-level neural and WAV-derived acoustic-envelope gates, and a deterministic implanted-signal simulation can produce positive evidence when expected. Nevertheless, no real model row passed the predictive, relational, mechanism-stripping, or operational Turing-bounded reliability gates; all 146 integrated rows were control-explained. Less stringent single-criterion rules would have counted raw positive predictive, relational, stripping-delta, and ceiling-normalized effects, but L-PACT downgraded them because controls explained the apparent evidence. In the analyzed derived artifact set, the tested language-model representations do not satisfy L-PACT alignment gates; apparent positives are converted into an auditable control-explained taxonomy rather than treated as structural alignment.
Xiao Jia
May 13, 2026cs.CV

R-DMesh: Video-Guided 3D Animation via Rectified Dynamic Mesh Flow

Video-guided 3D animation holds immense potential for content creation, offering intuitive and precise control over dynamic assets. However, practical deployment faces a critical yet frequently overlooked hurdle: the pose misalignment dilemma. In real-world scenarios, the initial pose of a user-provided static mesh rarely aligns with the starting frame of a reference video. Naively forcing a mesh to follow a mismatched trajectory inevitably leads to severe geometric distortion or animation failure. To address this, we present Rectified Dynamic Mesh (R-DMesh), a unified framework designed to generate high-fidelity 4D meshes that are ``rectified'' to align with video context. Unlike standard motion transfer approaches, our method introduces a novel VAE that explicitly disentangles the input into a conditional base mesh, relative motion trajectories, and a crucial rectification jump offset. This offset is learned to automatically transform the arbitrary pose of the input mesh to match the video's initial state before animation begins. We process these components via a Triflow Attention mechanism, which leverages vertex-wise geometric features to modulate the three orthogonal flows, ensuring physical consistency and local rigidity during the rectification and animation process. For generation, we employ a Rectified Flow-based Diffusion Transformer conditioned on pre-trained video latents, effectively transferring rich spatio-temporal priors to the 3D domain. To support this task, we construct Video-RDMesh, a large-scale dataset of over 500k dynamic mesh sequences specifically curated to simulate pose misalignment. Extensive experiments demonstrate that R-DMesh not only solves the alignment problem but also enables robust downstream applications, including pose retargeting and holistic 4D generation.
Zijie Wu, Lixin Xu, Puhua Jiang +3
May 13, 2026cs.AI

Position: Assistive Agents Need Accessibility Alignment

Assistive agents for Blind and Visually Impaired (BVI) users require accessibility alignment as a first-class design objective. Despite rapid progress in agentic AI, most systems are designed and evaluated under assumptions of sighted interaction, low-cost verification, and tolerable trial-and-error, leading to systematic failures in assistive scenarios that cannot be resolved by model scaling or post-hoc interface adaptations alone. Drawing on an analysis of 778 assistance task instances from prior work, we show that current agentic AI remain prone to failure in assistive scenarios due to mismatches between sighted-user design assumptions and the verification, risk, and interaction constraints faced by BVI users. We argue that accessibility should be treated as an alignment problem rather than a peripheral usability concern. To this end, we introduce accessibility alignment and propose a lifecycle-oriented design pipeline for accessibility-aligned assistive agents, spanning user research, system design, deployment and post-deployment iteration. We conclude that BVI-centered assistive tasks provide a critical stress test for agentic AI and motivate a broader shift toward inclusive agent design.
Jie Hu, Changyuan Yan, Yu Zheng +2
May 13, 2026cs.LG

PaMM: Periodic Motif Memory for Atomistic Models with an Explicit Local-Structure Interface

Periodic crystals repeatedly instantiate similar local coordination motifs across translated cells and chemically related structures, but current equivariant atomistic models usually encode these patterns only implicitly in dense edge features. We introduce PaMM, a periodic motif memory that augments the UMA eSCN-MD edge encoder with explicit pair and triplet lookup features. Pair motifs are keyed by (Zj,Zi,br)(Z_j, Z_i, b_r) and triplet motifs by (Zj,Zi,Zk,bθ)(Z_j, Z_i, Z_k, b_θ), hashed into fixed-size tables and fused with the baseline edge representation through lightweight gate-only and affine-equipped variants. We evaluate PaMM in a matched UMA-S OMAT setting and focus on a narrow question: whether explicit motif memory helps at a fixed intermediate training budget. At the 10k-step checkpoint, both PaMM variants improve over the plain baseline; gate-only gives the best energy MAE, while the affine-equipped variant gives the best force MAE. A matched 20k follow-up keeps the same operating-point picture. Aligned controls show that the gain weakens for pair-only, triplet-only, random-bucket, and parameter-matched MLP alternatives, suggesting that the benefit is tied to structured pair/triplet organization rather than generic added capacity. A within-OMAT24 source-family evaluation also shows small but consistent gains across held-out generation families. We therefore make a focused claim: in the studied UMA-S + OMAT regime, explicit pair/ triplet motif memory is a useful inductive bias for periodic atomistic modeling. We do not claim broad cross-dataset transfer, a uniquely preferred fusion variant, or strong scientific interpretability beyond a more inspectable local-structure interface.
Ryan Dong
May 13, 2026cs.LG

Not Just RLHF: Why Alignment Alone Won't Fix Multi-Agent Sycophancy

LLM-based multi-agent pipelines flip from correct to incorrect answers under simulated peer disagreement at rates we term yield, a vulnerability widely attributed to RLHF-induced sycophancy. We test this attribution across four model families and find it largely wrong: pretrained base models exhibit the same substitution pattern as their Instruct variants, averaging higher yield than Instruct. Using activation patching, we localize the corruption to a narrow mid-layer window where attention carries the causal weight and MLP contribution is negligible; patching above this window restores 96% of the clean-to-pressured P(correct) gap. The attack surface decomposes into two independent factors (channel framing and consensus strength) whose interaction produces a 47.5 percentage-point yield gap at majority consensus, preserved across jury sizes N{4,5,6}N \in \{4, 5, 6\}. Two converging activation-space interventions show that pressure suppresses clean-reasoning features rather than activating a new sycophancy circuit. A single correctly-arguing dissenter reduces yield by 54-73 percentage points across all framings tested, whereas the strongest prompt-level defense fails on attack variants outside its design surface. Mitigations should target the mechanism, structured dissent at the pipeline level, rather than prompt-level defenses.
Adarsh Kumarappan, Ananya Mujoo
May 13, 2026cs.CL

Persona-Model Collapse in Emergent Misalignment

Fine-tuning large language models on narrow data with harmful content produces broadly misaligned behavior on unrelated prompts, a phenomenon known as emergent misalignment. We propose that emergent misalignment involves persona-model collapse: deterioration of the model's internal capacity to simulate, differentiate, and maintain consistent characters. We test this hypothesis behaviorally using two metrics: moral susceptibility (S) and moral robustness (R), computed from the across- and within-persona variability of models' Moral Foundations Questionnaire responses under persona role-play. These metrics formalize the model's ability to differentiate characters (S) and its consistency when simulating a given one (R). We evaluate four frontier models (DeepSeek-V3.1, GPT-4.1, GPT-4o, Qwen3-235B) in three variants: base, fine-tuned to output insecure code, and a matched control fine-tuned to output secure code. Across the four models, insecure fine-tuning produces an average 55%55\% increase in S, pushing all four insecure variants beyond the band observed across 13 frontier models benchmarked in prior work -- with GPT-4o reaching more than twice the band's upper end -- signaling dysregulated differentiation. It also causes an average 65%65\% decrease in R, equivalent to a 304%304\% increase in 1/R. By contrast, the matched secure control preserves S near the base and induces only a partial R loss, showing that these effects are largely misalignment-specific. Complementing these metric shifts, insecure variants' unconditioned responses converge toward saturation near the scale ceiling, departing markedly from both base models' structured responses and those elicited when base models role-play toxic personas. Taken together, these metrics provide a sensitive diagnostic for emergent misalignment and serve as behavioral evidence that it involves persona-model collapse.
Davi Bastos Costa, Renato Vicente
May 12, 2026cs.LG

Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfer

Fine-tuning LLMs on narrow harmful datasets can induce Emergent Misalignment (EM), where models exhibit misaligned behavior far beyond the fine-tuning distribution. We argue that emergent misalignment can be better understood as a data-mediated transfer phenomenon: harmful fine-tuning examples do not induce uniform behavioral spillover, but interact with the structural properties of the dataset and the difficulty of the tasks relative to the model. Across our experiments, we find that misalignment appears more readily when fine-tuning and evaluation prompts share similar underlying functional structure, when prompts leave more room for coherent harmful completions, and when the target behavior has been more reliably learned by the model. The training pipeline itself also matters: pretraining composition shapes later misalignment. We further study Subliminal Learning (SL), where misalignment is transmitted by fine-tuning on seemingly benign data generated by a harmful teacher. Moving beyond the standard SFT setting, we for the first time compare this transfer under off-policy and on-policy distillation as well, allowing us to separate the roles of the teacher guidance and the training data distribution in transmitting misalignment. Together, these results argue for a data-centric view: Emergent/subliminal misalignment should not be treated as a simple consequence of isolated harmful fine-tuning examples, but as the result of interactions between fine-tuning data structure, pretraining distributions, and training channels.
Baris Askin, Muhammed Ustaomeroglu, Anupam Nayak +3
May 12, 2026cs.LG

Learning to Decide with AI Assistance under Human-Alignment

It is widely agreed that when AI models assist decision-makers in high-stakes domains by predicting an outcome of interest, they should communicate the confidence of their predictions. However, empirical evidence suggests that decision-makers often struggle to determine when to trust a prediction based solely on this communicated confidence. In this context, recent theoretical and empirical work suggests a positive correlation between the utility of AI-assisted decision-making and the degree of alignment between the AI confidence and the decision-makers' confidence in their own predictions. Crucially, these findings do not yet elucidate the extent to which this alignment influences the complexity of learning to make optimal decisions through repeated interactions. In this paper, we address this question in the canonical case of binary predictions and binary decisions. We first show that this problem is equivalent to a two-armed online contextual learning problem with full feedback, and establish a lower bound of Ω(HBT)Ω(\sqrt{|H| \cdot |B| \cdot T} ) on the expected regret any learner can attain, where HH and BB denote the sets of human and AI confidence values. We then demonstrate that, under perfect alignment between AI and human confidence, a learner can attain an expected regret of O(HTlogT)O(\sqrt{|H| \cdot T\log T}) and, when H=O(logT)\sqrt{|H|} = O(\log T) and BB is countable, a non-trivial generalization of the Dvoretzky-Kiefer-Wolfowitz inequality improves the regret bound to O(TlogT)O(\sqrt{T\log T}). Taken together, these results reveal that alignment can reduce the complexity of learning to make decisions with AI assistance. Experiments on real data from two different human-subject studies where participants solve simple decision-making tasks assisted by AI models show that our theoretical results are robust to violations of perfect alignment.
Nina Corvelo Benz, Eleni Straitouri, Manuel Gomez-Rodriguez
May 12, 2026cs.LG

ORCE: Order-Aware Alignment of Verbalized Confidence in Large Language Models

Large language models (LLMs) often produce answers with high certainty even when they are incorrect, making reliable confidence estimation essential for deployment in real-world scenarios. Verbalized confidence, where models explicitly state their confidence in natural language, provides a flexible and user-facing uncertainty signal that can be applied even when token logits are unavailable. However, existing verbalized-confidence methods often optimize answer generation and confidence generation jointly, which can cause confidence-alignment objectives to interfere with answer accuracy. In this work, we propose a decoupled and order-aware framework for verbalized confidence calibration. Our method first generates an answer and then estimates confidence conditioned on the fixed question--answer pair, allowing confidence optimization without directly perturbing the answer-generation process. To align confidence with correctness likelihood, we construct a sampling-based surrogate from multiple model completions and optimize rank-based reinforcement learning objectives that encourage responses with higher estimated correctness likelihood to receive higher verbalized confidence. Experiments on reasoning and knowledge-intensive benchmarks show that our method improves calibration and failure prediction performance while largely preserving answer accuracy. These results demonstrate that verbalized confidence can be more reliably aligned by decoupling confidence estimation from answer generation and optimizing the relative ordering of confidence across responses.
Chen Li, Xiaoling Hu, Songzhu Zheng +2
May 12, 2026cs.LG

BSO: Safety Alignment Is Density Ratio Matching

Aligning language models for both helpfulness and safety typically requires complex pipelines-separate reward and cost models, online reinforcement learning, and primal-dual updates. Recent direct preference optimization approaches simplify training but incorporate safety through ad-hoc modifications such as multi-stage procedures or heuristic margin terms, lacking a principled derivation. We show that the likelihood ratio of the optimal safe policy admits a closed-form decomposition that reduces safety alignment to a density ratio matching problem. Minimizing Bregman divergences between the data and model ratios yields Bregman Safety Optimization (BSO), a family of single-stage loss functions, each induced by a convex generator, that provably recover the optimal safe policy. BSO is both general and simple: it requires no auxiliary models, introduces only one hyperparameter beyond standard preference optimization, and recovers existing safety-aware methods as special cases. Experiments across safety alignment benchmarks show that BSO consistently improves the safety-helpfulness trade-off.
Tien-Phat Nguyen, Truong Nguyen, Thin Nguyen +3