Privacy

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Period ending 2026-09-21

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559 papers

Latest in Privacy

May 7, 2026cs.LG

On Privacy Leakage in Tabular Diffusion Models: Influential Factors, Attacker Knowledge, and Metrics

Tabular data plays an important role in many fields and industries, including those with elevated privacy considerations and risks. As such, there is a rising interest in generating high-quality synthetic proxies for real tabular data as a means of reducing privacy risk and proprietary data exposure. With tabular diffusion models (TDMs) demonstrating leading performance in synthesizing such data, understanding and measuring the privacy risks associated with these models is imperative. Leveraging state-of-the-art membership inference attacks for TDMs in both black- and white-box settings, this work quantifies the impact of training setup, synthesis choices, and attacker knowledge on privacy leakage. Moreover, the results demonstrate that adversaries need not have perfect knowledge of the training setup, identical data distributions, or massive compute resources to construct successful attacks. Finally, the pitfalls associated with applying heuristic privacy metrics, such as distance-to-closest record, are revealed.
Masoumeh Shafieinejad, D. B. Emerson, Behnoosh Zamanlooy +5
May 7, 2026cs.CR

FedAttr: Towards Privacy-preserving Client-Level Attribution in Federated LLM Fine-tuning

Watermark radioactivity testing type of methods can detect whether a model was trained on watermarked documents, and have become key tools for protecting data ownership in the fine-tuning of large language models (LLMs). Existing works have proved their effectiveness in centralized LLM fine-tuning. However, this type of method faces several challenges and remains underexplored in federated learning (FL), a widely-applied paradigm for fine-tuning LLMs collaboratively on private data across different users. FL mainly ensures privacy through secure aggregation (SA), which allows the server to aggregate updates while keeping clients' updates private. This mechanism preserves privacy but makes it difficult to identify which client trained on watermarked documents. In this work, we propose FedAttr, a new client-level attribution protocol for FL. FedAttr identifies which clients trained on watermarked data via a paired-subset-difference mechanism, while preserving the privacy guarantees of SA and FL performance. FedAttr proceeds in three steps: (i) estimate each client's update by differencing two SA queries, (ii) score the estimate with the watermark detector via differential scoring, and (iii) combine scores across rounds via Stouffer method. We theoretically show that FedAttr produces an unbiased estimator of each client's update with bounded mutual information leakage (i.e., O(d/N)O(d^*/N) per-round update). Moreover, FedAttr empirically achieves 100% TPR and 0% FPR, outperforming all baselines by at least 44.4% in TPR or 19.1% in FPR, with only 6.3% overhead relative to FL training time. Ablation studies confirm that FedAttr is robust to protocol parameters and configurations.
Su Zhang, Junfeng Guo, Heng Huang
May 7, 2026cs.LG

Trade-off Functions for DP-SGD with Subsampling based on Random Shuffling: Tight Upper and Lower Bounds

We derive a tight analysis of the trade-off function for Differentially Private Stochastic Gradient Descent (DP-SGD) with subsampling based on random shuffling within the ff-DP framework. Our analysis covers the regime σ3/lnMσ\geq \sqrt{3/\ln M}, where σσ is the noise multiplier and MM is the number of rounds within a single epoch. Unlike ff-DP analyses for Poisson subsampling, which yield non-closed implicit formulas that can be machine computed but are non-transparent, random shuffling admits a tight analysis yielding transparent and interpretable closed-form bounds. Our concrete bounds, derived via the Berry-Esseen theorem, are tight up to constant factors within the proof framework. We demonstrate worked parameter settings for a single epoch (E=1E=1) with a corresponding trade-off function 1aδ\geq 1-a-δ, that is, only δδ below the ideal random guessing diagonal 1a1-a: For δ=1/100δ= 1/100 and σ=1σ= 1, roughly M1.14×106M \approx 1.14\times 10^6 rounds and N1.14×107N \approx 1.14\times 10^7 training samples suffice to achieve meaningful differential privacy. This is in contrast to recent negative results for the regime σ1/2lnMσ\leq 1/\sqrt{2 \ln M}. Our concrete bounds can be composed over multiple epochs leading to δδ having a linear in EE dependency, which restricts E=O(M)E=O(\sqrt{M}). To go beyond Berry--Esseen, we introduce a new proof technique based on a generalization of the law of large numbers that yields an asymptotic random guessing diagonal-limit result: if E=cM2ME=c_M^2M with cM0c_M\to 0, then the EE-fold composed trade-off function satisfies fE(a)1af^{\otimes E}(a)\to 1-a uniformly in a[0,1]a\in[0,1] with δδ having only an O(E)O(\sqrt{E}) dependency. We compare this asymptotic regime with the corresponding Poisson subsampling asymptotic, and highlight the characterization of explicit convergence rates as an open question.
Marten van Dijk, Murat Bilgehan Ertan
May 7, 2026cs.CV

CRISP: Compositional Relations as Invariant Structural Priors for Domain Generalization

Domain generalization requires identifying stable representations that support reliable classification across domains. Domains may differ in low-level attributes, such as color, texture, or visual style, while preserving the same structural relationships among their underlying components. Existing methods primarily address these differences by improving the training process or aligning features across domains. However, since they leave this shared compositional structure implicit, they may overlook a more reliable source of invariance and consequently generalize less effectively to unseen domains. We propose Compositional Relational Invariance from Spatial Primitives (CRISP), an image classification framework that factors visual recognition into visual primitives and their relational composition. We represent these compositions using soft unary, binary, and ternary predicates over primitive locations and appearance, yielding differentiable measures of spatial and visual alignment that can be learned end-to-end. To learn primitives and relational structure jointly, we design an end-to-end architecture with three components: (1) a visual backbone that extracts generalized features, (2) a concept bottleneck layer that maps these features to primitive heatmaps with differentiable spatial coordinates, and (3) a structural scoring layer that evaluates candidate spatial relations among the detected primitives. Finally, we compute class probability from the joint evidence of its class-specific relational compositions and localized primitive appearance. We evaluate \method{} on five real-world image-classification datasets from the widely used DomainBed suite, covering shifts in depiction style, dataset provenance, and camera-trap location and achieving the new state-of-the-art on both benchmarks.
Dat Nguyen, Duc-Duy Nguyen
May 7, 2026cs.LG

Quadratic Objective Perturbation: Curvature-Based Differential Privacy

Objective perturbation is a standard mechanism in differentially private empirical risk minimization. In particular, Linear Objective Perturbation (LOP) enforces privacy by adding a random linear term, while strong convexity and stability are ensured by an additional deterministic quadratic term. However, this approach requires the strong assumption of bounded gradients of the loss function, which excludes many modern machine learning models. In this work, we introduce Quadratic Objective Perturbation (QOP), which perturbs the objective with a random quadratic form. This perturbation induces strong convexity and enforces stability of the problem through curvature, thereby enabling privacy and allowing sensitivity to be controlled through spectral properties of the perturbation rather than assumptions on the gradients. As a result, we obtain (ε,δ)(\varepsilon, δ)-differential privacy under weaker assumptions, in the interpolation regime. Furthermore, we extend the analysis to account for approximate solutions, showing that privacy guarantees are preserved under inexact solves. Additionally, we derive utility guarantees in terms of empirical excess risk, and provide a theoretical and numerical comparison to LOP, highlighting the advantages of curvature-based perturbations. Finally, we discuss algorithmic aspects and show that the resulting problems can be solved efficiently using modern splitting schemes.
Daniel Cortild, Coralia Cartis
May 7, 2026cs.LG

Enabling Federated Inference via Unsupervised Consensus Embedding

Cooperative inference across independently deployed machine learning models is increasingly desirable in distributed environments, as there is a growing need to leverage multiple models while keeping their data and model parameters private. However, existing cooperative frameworks typically rely on sharing input data, model parameters, or a common encoder, which limits their applicability in privacy-sensitive or cross-organizational settings. To address this challenge, we propose Consensus Embedding-based Federated Inference (CE-FI), a framework that enables pretrained models to cooperate at inference time without sharing model parameters or raw inputs and without assuming a common encoder. CE-FI introduces two components: a Consensus Embedding (CE) layer that maps heterogeneous intermediate representations into a common embedding space, and a Cooperative Output (CO) layer that produces predictions from these embeddings. Both layers are trained using shared unlabeled data only, so the cooperative stage does not require additional labeled data. Experiments on image classification benchmarks -- CIFAR-10 and CIFAR-100 -- under diverse non-IID conditions show that CE-FI consistently outperforms solo inference and performs comparably to conventional methods that require stronger sharing assumptions. Additional evaluations on text and time-series tasks indicate applicability beyond image classification, although performance depends on the ensemble strategy. Further analysis identifies representation alignment as the primary bottleneck.
Yui Hashimoto, Takayuki Nishio, Yuichi Kitagawa +1
May 7, 2026cs.CV

CFE-PPAR: Compression-friendly encryption for privacy-preserving action recognition leveraging video transformers

Privacy-preserving action recognition (PPAR) enables machines to understand human activities in videos without revealing sensitive visual content. Among the various strategies for PPAR, encryption-based methods achieve strong privacy protection while maintaining high recognition performance. However, these methods lead to a catastrophic decrease in recognition performance and visual quality when the encrypted videos are compressed. That is, the previous methods are not compression-friendly. To address these issues, in this paper, we propose the first compression-friendly encryption method for PPAR, called CFE-PPAR. In CFE-PPAR, videos encrypted with secret keys can be directly recognized by a video transformer, which uses parameters transformed by the same keys as those used for video encryption. In experiments, it is verified that CFE-PPAR outperforms previous methods on the UCF101 and HMDB51 datasets under Motion-JPEG and H.264 compression.
Haiwei Lin, Shoko Imaizumi, Hitoshi Kiya
May 6, 2026cs.CR

Privacy Without Losing Place: A Paradigm for Private Retrieval in Spatial RAGs

This work introduces PAS -- Privacy Anchor Substitution, a structured mechanism for enabling user location privacy in spatial retrieval-augmented generation (RAG) systems. Unlike conventional differential privacy methods that directly perturb user locations, PAS represents location with relative anchor encoding consisting of an anchor, direction bin, and distance bin, allowing seamless integration with modern RAG pipelines. We evaluate PAS on a synthetic urban dataset and show that it achieves impressive coarse privacy guarantees, with approximately 370-400m adversarial location error, while retaining more than half of the baseline retrieval performance. Despite the slight drop in retrieval performance, the downstream generation quality under PAS remains comparatively robust, indicating that large language models can compensate for imperfect spatial retrieval. Furthermore, we provide empirical analysis showing that PAS exhibits non-monotonic privacy-utility relationship with respect to privacy parameters. We attribute this to geometric bias induced by anchor discretization, making it different from continuous noise mechanisms such as geo-indistinguishability. Our results show that structured spatial representations offer a practical approach to privacy in location based reasoning in RAG systems.
Kennedy Edemacu, Mohammad Mahdi Shokri, Vinay M. Shashidhar +1
May 6, 2026cs.CR

How Far Are VLMs from Privacy Awareness in the Physical World? An Empirical Study

As Vision-Language Models (VLMs) are increasingly deployed as autonomous cognitive cores for embodied assistants, evaluating their privacy awareness in physical environments becomes critical. Unlike digital chatbots, these agents operate in intimate spaces, such as homes and hospitals, where they possess the physical agency to observe and manipulate privacy-sensitive information and artifacts. However, current benchmarks remain limited to unimodal, text-based representations that cannot capture the demands of real-world settings. To bridge this gap, we present ImmersedPrivacy, an interactive audio-visual evaluation framework that simulates realistic physical environments using a Unity-based simulator. ImmersedPrivacy evaluates physically grounded privacy awareness across three progressive tiers that test a model's ability to identify sensitive items in cluttered scenes, adapt to shifting social contexts, and resolve conflicts between explicit commands and inferred privacy constraints. Our evaluation of 12 state-of-the-art models reveals consistent deficits. In cluttered scenes, all models exhibit monotonic performance decay as scene complexity grows due to perceptual deficit. When social context shifts, no model exceed 65% selection accuracy. Under conflicting commands, the best model gemini-3.1-pro perfectly balances task completion and privacy preservation in only 51% of cases. These findings reveal that current VLMs in the physical world suffer from perceptual fragility and fail to let their knowledge of privacy cues govern their situated behavior. Our code and data is available at https://github.com/immersed-privacy/immersed-privacy .
Junran Wang, Xinjie Shen, Zehao Jin +1
May 6, 2026cs.AI

Position: Embodied AI Requires a Privacy-Utility Trade-off

Embodied AI (EAI) systems are rapidly transitioning from simulations into real-world domestic and other sensitive environments. However, recent EAI solutions have largely demonstrated advancements within isolated stages such as instruction, perception, planning and interaction, without considering their coupled privacy implications in high-frequency deployments where privacy leakage is often irreversible. This position paper argues that optimizing these components independently creates a systemic privacy crisis when deployed in sensitive settings, thereby advancing the position that privacy in EAI is a life cycle-level architectural constraint rather than a stage-local feature. To address these challenges, we propose Secure Privacy Integration in Next-generation Embodied AI (SPINE), a unified privacy-aware framework that treats privacy as a dynamic control signal governing cross-stage coupling throughout the entire EAI life cycle. SPINE decomposes the EAI pipeline into various stages and establishes a multi-criterion privacy classification matrix to orchestrate contextual sensitivity across stage boundaries. We conduct preliminary simulation and real-world case studies to conceptually validate how privacy constraints propagate downstream to reshape system behavior, illustrating the insufficiency of fragmented privacy patches and motivating future research directions into secure yet functional embodied AI systems. We detail the SPINE framework and case studies at https://github.com/rminshen03/EAI_Privacy_Position.
Xiaoliang Fan, Jiarui Chen, Zhuodong Liu +6
May 6, 2026cs.LG

Breaking the Quality-Privacy Tradeoff in Tabular Data Generation via In-Context Learning

Tabular data synthesis aims to generate high-quality data while preserving privacy. However, we find that existing tabular generative models exhibit a clear tradeoff in the small-data regime: improving data quality typically comes at the cost of increased memorization of training samples, thereby weakening privacy protection. This tradeoff arises because small training sets make it difficult for dataset-specific generative models to distinguish generalizable structure from sample-specific patterns. To address this, we propose DiffICL, which formulates tabular data generation as an in-context learning problem. Instead of fitting each dataset from scratch,DiffICL leverages pretrained structural priors learned from a large collection of datasets, enabling it to infer data distributions from limited context rather than memorizing individual samples. We evaluate DiffICL on 14 real-world datasets. Results show that DiffICL improves both data quality and privacy, and generate synthetic data that provides effective data augmentation. Our findings suggest that the quality-privacy tradeoff can be improved through better training paradigms.
Xinyan Han, Yan Lu, Xiaoyu Lin +5
May 6, 2026cs.LG

Knowledge-Free Correlated Agreement for Incentivizing Federated Learning

We introduce Knowledge-Free Correlated Agreement (KFCA) to reward client contributions in federated learning (FL) without relying on ground truth, a public test set, or distribution knowledge. Under categorical reports and an honest majority, KFCA is strictly truthful, addressing the label-flipping vulnerability of Correlated Agreement (CA). We evaluate KFCA on federated LLM adapter tuning and a real-world PCB inspection task, showing efficient real-time reward computation suitable for decentralized and blockchain-based incentive designs.
Leon Witt, Togrul Abbasli, Kentaroh Toyoda +2
May 6, 2026cs.CR

Differential Privacy in the Extensive-Form Bandit Problem

We consider the extensive-form bandit problem, where on each trial the learner (a user coordinated by a server) plays an extensive-form game against an oblivious adversary, observing the information sets it finds itself in as well as the resulting payoff/loss. We give an algorithm for this problem that satisfies εε-local differential privacy and attains a regret of O~(Aln(S)T/ε)\tilde{O}(\sqrt{A\ln(S)T}/ε), where AA is the total number of actions that the learner can possibly take, SS is the number of the learner's possible reduced strategies, and TT is the number of trials. On each trial, the time complexity of our algorithm is, up to a factor logarithmic in the maximum number of actions at an infoset, equal to the time required for the server to transmit the reduced strategy to the user. We note that local differential privacy is the strongest version of differential privacy and, to the best of our knowledge, this is the first work to study differential privacy of any form in the extensive-form bandit problem.
Stephen Pasteris, Rahul Savani, Theodore Turocy
May 6, 2026cs.LG

FL-Sailer: Efficient and Privacy-Preserving Federated Learning for Scalable Single-Cell Epigenetic Data Analysis via Adaptive Sampling

Single-cell ATAC-seq (scATAC-seq) enables high-resolution mapping of chromatin accessibility, yet privacy regulations and data size constraints hinder multi-institutional sharing. Federated learning (FL) offers a privacy-preserving alternative, but faces three fundamental barriers in scATAC-seq analysis: ultra-high dimensionality, extreme sparsity, and severe cross-institutional heterogeneity. We propose FL-Sailer, the first FL framework designed for scATAC-seq data. FL-Sailer integrates two key innovations: (i) adaptive leverage score sampling, which selects biologically interpretable features while reducing dimensionality by 80%, and (ii) an invariant VAE architecture, which disentangles biological signals from technical confounders via mutual information minimization. We provide a convergence guarantee, showing that FL-Sailer converges to an approximate solution of the original high-dimensional problem with bounded error. Extensive experiments on synthetic and real epigenomic datasets demonstrate that FL-Sailer not only enables previously infeasible multi-institutional collaborations but also surpasses centralized methods by leveraging adaptive sampling as an implicit regularizer to suppress technical noise. Our work establishes that federated learning, when tailored to domain-specific challenges, can become a superior paradigm for collaborative epigenomic research.
Guangyi Zhang, Yi Dai, Yiyun He +1
May 5, 2026cs.LG

FairHealth: An Open-Source Python Library for Trustworthy Healthcare AI in Low-Resource Settings

We present FairHealth, an open-source Python library that provides a unified, modular framework for trustworthy machine learning in healthcare applications, with particular focus on low-resource and low-income country (LMIC) settings such as Bangladesh. FairHealth addresses four critical gaps in existing healthcare AI toolkits: (1) the absence of integrated fairness auditing for biosignals and clinical tabular data; (2) the lack of privacy-preserving federated learning tools compatible with standard ML workflows; (3) missing explainability tools tailored for low-bandwidth clinical decision support; and (4) no existing toolkit covering Global South healthcare datasets. Built from five peer-reviewed research contributions, FairHealth provides six modules covering federated learning with homomorphic encryption (fairhealth.federated), intersectional fairness metrics (fairhealth.fairness), hybrid fuzzy-SHAP explainability (fairhealth.explain), multilingual dengue triage (fairhealth.lowresource), equitable disaster aid allocation (fairhealth.equity), and public dataset loaders (fairhealth.datasets). All datasets used are publicly available without institutional data use agreements. FairHealth is installable via pip install fairhealth(PyPI: pypi.org/project/fairhealth/) and available at https://github.com/Farjana-Yesmin/fairhealth.
Farjana Yesmin
May 5, 2026cs.LG

Integrating Feature Correlation in Differential Privacy with Applications in DP-ERM

Standard differential privacy imposes uniform privacy constraints across all features, overlooking the inherent distinction between sensitive and insensitive features in practice. In this paper, we introduce a relaxed definition of differential privacy that accounts for such heterogeneity, allowing certain features to be treated as insensitive even when correlated with sensitive ones. We propose a correlation-aware framework, CorrDP\textsf{CorrDP}, which relaxes privacy for insensitive features while accounting for their correlations with sensitive features, with the correlations quantified using total variation distance. We design algorithms for differentially private empirical risk minimization (DP-ERM) under the CorrDP\textsf{CorrDP} framework, incorporating distance-dependent noise into gradients for improved theoretical utility guarantees. When the correlation distance is unknown, we estimate it from the dataset and show that it achieves a comparable privacy-utility guarantee. We perform experiments on synthetic and real-world datasets and show that CorrDP\textsf{CorrDP}-based DP-ERM algorithms consistently outperform the standard DP framework in the presence of insensitive features.
Tianyu Wang, Luhao Zhang, Rachel Cummings
May 5, 2026cs.LG

FIBER: A Differentially Private Optimizer with Filter-Aware Innovation Bias Correction

Differentially private (DP) training protects individual examples by adding noise to gradients, but the injected noise interacts nontrivially with adaptive optimizers. Recent DP methods temporally filter privatized gradients to reduce variance; however, filtering also changes the DP noise statistics seen by AdamW's second-moment accumulator. As a result, bias corrections derived for unfiltered DP noise, such as subtracting sigma_w squared, can become miscalibrated when filtering is present. We propose FiBeR, a DP optimizer designed for temporally filtered privatized gradients. FiBeR (i) performs denoising in innovation space by filtering the residual stream and integrating it to form the filtered gradient estimate, (ii) decouples the two-point observation geometry from the innovation gain to enable independent tuning, and (iii) introduces a filter-aware second-moment calibration that subtracts the attenuated DP noise contribution A(omega) sigma_w squared, where A(omega) is derived in closed form for the innovation filter and can be computed for general stable linear filters. Across vision and language benchmarks, FiBeR consistently demonstrates substantial improvements in the performance of DP optimizers, surpassing state-of-the-art results under equivalent privacy constraints on multiple tasks.
Duc Dm, Thao Do, Minh Son Hoang +3
May 5, 2026cs.LG

Graph Reconstruction from Differentially Private GNN Explanations

Regulatory frameworks such as GDPR increasingly require that ML predictions be accompanied by post-hoc explanations, even when raw data and trained models cannot be released. Differential privacy (DP) is the standard mitigation for the residual privacy risk of releasing these explanations. We show that DP is not sufficient: an adversary observing only DP-perturbed GNN explanations can reconstruct hidden graph structure with high accuracy. Our attack, PRIVX, exploits the fact that the Gaussian DP mechanism is a single DDPM forward step at known noise level σ(ε), recasting reconstruction as reverse diffusion conditioned on the corrupted signal, a principled Bayesian denoiser under known DP corruption. We formalise a stratified adversary model parameterised by (M, \hatε, \hatδ, S, ρ) that interpolates between oblivious and oracle attackers, and derive endpoint-matched two-sided bounds on reconstruction AUC. For practitioners, we provide regime-stratified guidance on explainer choice: on homophilic graphs, neighbourhood-aggregating explainers (GraphLIME, GNNExplainer) leak more structure than per-node gradient explainers under the same DP budget; on strongly heterophilic graphs the ordering reverses. We introduce PRIVF as an auxiliary diagnostic sharing the same diffusion backbone to decompose leakage into explainer-induced and intrinsic graph-distribution components. Experiments across seven benchmarks, three DP mechanisms, and three GNN backbones show PRIVX achieves AUC above 0.7 at ε = 5 on five of seven datasets, with the attack succeeding well within typically deployed privacy budgets.
Rishi Raj Sahoo, Jyotirmaya Shivottam, Subhankar Mishra
May 5, 2026cs.LG

Stable Multimodal Graph Unlearning via Feature-Dimension Aware Quantile Selection

Graph unlearning remains a critical technique for supporting privacy-preserving and sustainable multimodal graph learning. However, we observe that existing unlearning strategies tend to apply uniform parameter selection and editing across all graph neural network (GNN) layers, which is especially harmful for multimodal graphs where high-dimensional input projections encode dominant cross-modal knowledge. As a result, over-editing these sensitive layers often leads to catastrophic utility degradation after forgetting, undermining both stable learning and effective privacy protection. To address this gap, we propose FDQ, a Feature-Dimension Aware Quantile framework for multimodal graph unlearning. FDQ adaptively identifies high-dimensional input projection layers and applies more conservative, FDQ-guided quantile thresholds when constructing suppression sets, while keeping the underlying importance estimation mechanism unchanged. FDQ is seamlessly integrated with diagonal sensitivity-based parameter importance analysis to enable efficient node and edge unlearning under general forget requests. Through extensive experiments on Ele-Fashion and Goodreads-NC, we demonstrate that FDQ consistently achieves strong utility preservation while maintaining effective forgetting against membership inference attacks. Overall, FDQ offers a principled and robust solution for privacy-aware unlearning in high-dimensional multimodal graph systems.
Jingjing Zhou, Yongshuai Yang, Qing Qing +5
May 4, 2026cs.DC

parHSOM: A novel parallel Hierarchical Self-Organizing Map implementation

The digital age has completely transformed the way that information is processed and stored, which makes cybersecurity a crucial field of research. Cybersecurity contains many different domains, but this work focuses on Intrusion Detection Systems (IDSs). Within the literature, Hierarchical Self-Organizing Maps (HSOMs) have been used to create trustworthy, explainable, and AI-based IDSs. However, HSOMs are trained sequentially, which means that training HSOMs on large datasets is slow. This work presents a novel parallel HSOM architecture, called parHSOM. The purpose of this research is to investigate the effect that parallel computation has on the HSOM training time. parHSOM is tested on two different testbeds, four different output grid sizes, and five different cybersecurity datasets. Performance metrics collected from these experiments show that parHSOM consistently trains faster than the Sequential HSOM algorithm without any significant loss in performance. Additionally, this work provides a platform for further investigation into parallel HSOM implementations.
Rebekah Lane, Logan Cummins, Andy Perkins +3
May 4, 2026cs.CV

MuCALD-SplitFed: Causal-Latent Diffusion for Privacy-Preserving Multi-Task Split-Federated Medical Image Segmentation

Federated Learning enables decentralized training by aggregating model updates across clients without sharing raw data, while Split Federated Learning further partitions the model between clients and a server to reduce computation and communication at the client side. However, decentralized medical institutions rarely operate on a single shared task, making standard Federated and SplitFed collaborations poorly aligned with real clinical workflows. Multi-task FL extends these frameworks by allowing clients to handle different tasks, but often introduces instability and privacy vulnerabilities. This study proposes \textbf{MuCALD-SplitFed}, a multi-task SplitFed framework that integrates causal representation learning and latent diffusion. Experiments show MuCALD-SplitFed consistently improves segmentation, while baseline SplitFed fails to converge. The proposed approach further reduces information leakage at split points, mitigating reconstruction-based and membership inference attacks. Additionally, MuCALD SplitFed outperforms state-of-the-art personalized FL and multi-task FL approaches. The code repository is: https://github.com/ChamaniS/MuCALD_SplitFed.
Chamani Shiranthika, Hadi Hadizadeh, Parvaneh Saeedi
May 4, 2026cs.SD

Private Speech Classification without Collapse: Stabilized DP Training and Offline Distillation

We study example-level private supervised speech classification under a practical release constraint: training may access privileged side information, but the released model must be audio-only. This setting is important because speech systems can often exploit richer side information during development, whereas deployment and release require a lightweight unimodal model with auditable privacy guarantees. Using DP-SGD on the private dataset DprivD_{\text{priv}}, we identify a strong-privacy failure mode (ε1ε\le 1) on imbalanced tasks, where training may collapse to a near single-class predictor, a phenomenon that overall accuracy can obscure. We therefore emphasize Macro-F1, balanced accuracy, and a simple collapse diagnostic. This failure is especially problematic in our release setting because a collapsed private teacher cannot provide useful supervision for the downstream audio-only student. To address this setting under strong privacy, we propose a two-stage protocol: (i) train a (possibly multimodal) DP teacher on DprivD_{\text{priv}}, and (ii) distill an audio-only student on a fixed, recording-disjoint auxiliary dataset DauxD_{\text{aux}} using one-shot offline teacher probability outputs, releasing only the student. The DP guarantee applies only to DprivD_{\text{priv}}; we make no DP claim for DauxD_{\text{aux}}, and privacy of the released student with respect to DprivD_{\text{priv}} follows by post-processing. We frame this setting as involving four coupled bottlenecks: speech-induced optimization instability under DP-SGD, minority-class erosion under clipping and noise, teacher over-reliance on privileged modalities unavailable at deployment, and train--deploy modality mismatch. We address them with a DP-stabilizing acoustic front-end (DSAF), minibatch-adaptive bounded loss reweighting (AW-DP), privileged-modality dropout, and offline teacher-to-student distillation.
Yadi Wen, Tianxin Li, Enji Liang +2
May 4, 2026cs.CR

Privacy Preserving Machine Learning Workflow: from Anonymization to Personalized Differential Privacy Budgets in Federated Learning

The growing development of artificial intelligence based solutions, together with privacy legislation, has driven the rise of the so-called privacy preserving machine learning architectures, such as federated learning. While federated learning enables model training on decentralized data preventing their sharing and centralization, it still faces several challenges related to data integrity and privacy. This paper presents a comprehensive privacy preserving federated learning workflow for sensitive tabular data, including anonymization and differential privacy techniques. We also introduce a formal definition for the concept of client drift, together with ways of detecting it to mitigate poisoning attacks. Then, we detail a complete methodology for assigning personalized privacy budgets for global differential privacy to the different clients participating in the network, based on a re-identification risk metric. The proposed methodology is presented and tested on an openly available dataset of medical records. Within the experimental setup we show that the approach based on personalized budgets, compared to the architecture including global differential privacy with fixed privacy budget, achieves a better model performance in terms of two error metrics.
Judith Sáinz-Pardo Díaz, Álvaro López García
May 4, 2026cs.LG

Graph Federated Unlearning for Privacy Preservation

Graph federated learning (GFL) facilitates decentralized training on distributed graph data while keeping sensitive user information local, aligning with policies such as GDPR and CCPA that grant users the right to freely join or withdraw from learning systems. However, even decentralized, user information can persist after quitting, potentially propagating to central servers and then redistributing to malicious clients. This privacy leakage during user withdrawal, despite its importance, has received seldom attention in GFL. To fill the gap, we explore the potential of machine unlearning (MU) to thoroughly remove user information. However, classical MU methods are known to degrade overall performance, a problem that is exacerbated in GFL due to local message passing and global model collaboration. To this end, we make two adjustments to mitigate this challenge for GFL. First, we ensure unlearning updates that minimally affect overall performance, steering them in directions orthogonal to the gradients from learning other data. Second, we introduce virtual clients, maintained by the central server, to preserve graph topology and global embeddings without recovering information of removed entities. We conduct comprehensive experiments under a representative user-withdrawal scenario and propose a novel membership inference framework to rigorously evaluate and validate the reliability of our privacy preservation. The experimental results demonstrate the effectiveness of our approach, which also surpasses the performance of seven state-of-the-art baseline methods.
Ruotong Ma, Wentao Yu, Qizhou Wang +2
May 4, 2026cs.CR

On the Privacy of LLMs: An Ablation Study

Large language models (LLMs) are increasingly deployed in interactive and retrieval-augmented settings, raising significant privacy concerns. While attacks such as Membership Inference (MIA), Attribute Inference (AIA), Data Extraction (DEA), and Backdoor Attacks (BA) have been studied, they are typically analyzed in isolation, leaving a gap in understanding their behavior under common system factors. In this paper, we introduce a unified threat model and notation, reproduce a representative set of privacy attacks, and conduct a structured ablation study to evaluate the impact of key factors such as model architecture, scale, dataset characteristics, and retrieval configuration. Our analysis reveals clear differences across attack types. Membership inference attacks, particularly mask-based variants, exhibit strong and reliable signals, while backdoor attacks achieve consistently high success rates due to their trigger-based nature. In contrast, attribute inference and data extraction attacks remain more challenging, resulting in lower accuracy, yet they pose significant risks as they target sensitive personal information. Overall, these results highlight that privacy risks in LLM systems are highly context-dependent and driven by design choices, emphasizing the need for holistic evaluation and informed deployment practices.
Karima Makhlouf, Lamiaa Basyoni, Syed Khaderi +4
May 3, 2026cs.LG

Misclassification Rate and Privacy-Utility Trade-offs in Graph Convolutional Networks via Subsampling Stability

We study differential privacy (DP) in Graph Convolutional Networks (GCNs) through the framework of \textit{subsampling stability}. We derive upper bounds on the misclassification rate that depend explicitly on the subsampling probability psp_s. Furthermore, we characterize the \textit{privacy--utility trade-off} by identifying feasible ranges of psp_s; if psp_s is too large, the stability-based privacy condition becomes difficult to satisfy, yielding vacuous guarantees, whereas if it is too small, accuracy deteriorates. Our results provide the first rigorous theoretical framework for understanding subsampling stability in GCNs under DP.
Yexin Zhang, Zhongtian Ma, Qiaosheng Zhang +1
May 3, 2026cs.LG

Federated Semi-Supervised Graph Neural Networks with Prototype-Guided Pseudo-Labeling for Privacy-Preserving Gestational Diabetes Mellitus Prediction

Gestational Diabetes Mellitus (GDM) is a high-prevalence pregnancy complication that requires accurate early risk stratification to reduce maternal and fetal morbidity. However, real-world clinical deployment of machine learning is hindered by two coupled constraints: (i) label scarcity, where a large fraction of electronic health records (EHR) lack confirmed diagnostic labels, and (ii) data privacy, which prevents sharing patient-level data across hospitals. This paper proposes FedTGNN-SS, a privacy-preserving federated semi-supervised framework for clinical tabular EHR. Each hospital builds a local k-nearest-neighbor patient similarity graph and trains a topology-adaptive GNN encoder. To robustly exploit unlabeled records, FedTGNN-SS combines (1) prototype-guided pseudo-labeling with neighborhood agreement, (2) adaptive graph refinement that periodically updates the k-NN graph using learned embeddings, (3) clinical-aware consistency augmentation applied only to continuous variables, and (4) privacy-safe prototype sharing that exchanges only class-level centroids. Across three diabetes-related datasets (GDM: N = 3,525; Pima: N = 768; Early Stage: N = 520) under 10%-80% missing labels per silo, FedTGNN-SS achieves 56 significant wins (p<0.05p < 0.05) against 11 federated baselines and attains strong AUROC under extreme scarcity (Pima: 0.8037 at 80% missing, Early Stage: 0.9634 at 80% missing).
G. Victor Daniela, A. Mallikarjuna Reddya, Uday Kumar Addankia +2
May 3, 2026cs.CR

Class-Aware Adaptive Differential Privacy in Deep Learning for Sensor-Based Fall Detection

Fall detection is a critical task in healthcare, particularly for elderly people. Timely fall detection and treatment can prevent severe injuries. Sensor-based activity data can be used to detect fall. However, this data are highly sensitive and raises significant privacy concerns. Existing privacy approaches apply uniform noise across all training samples, which affects the prediction performance. To address this limitation, we propose a Class-Aware Adaptive Differential Privacy (CA-ADP) framework integrated with a hybrid 3D Convolutional Neural Network and Bidirectional Long Short-Term Memory (3D CNN-BiLSTM) architecture. The CA-ADP mechanism dynamically adjusts the magnitude of noise added to gradients based on the class composition of each mini-batch. This process ensures privacy while mitigates performance degradation. We formally analyze the (ε,δ)(ε,δ)-Differential Privacy guarantee and provide a privacy-utility trade-off analysis. The proposed method is evaluated on three public benchmark datasets, namely SisFall, UP-Fall, and MobiAct. The experimental results show that the proposed privacy model achieves improvements of 3.3%, 8.5%, and 7.5% over the conventional privacy-based model in terms of F-score for the SisFall, UP-Fall, and MobiAct datasets, respectively. Comparisons with prior studies show that the CA-AD based framework achieves competitive performance and provides formal privacy guarantees, which are largely overlooked in existing studies. Wilcoxon signed-rank tests confirm that the proposed mechanism consistently outperforms conventional differential privacy. Those results establish the proposed CA-ADP framework as an effective approach to privacy-preserving fall detection in real-world healthcare settings.
Joydeb Kumar Sana
May 2, 2026stat.ML

Stabilizing Private LASSO under Heterogeneous Covariates via Anisotropic Objective Perturbation

We study high-dimensional LASSO under differential privacy via objective perturbation with heterogeneous covariate scales. In practical scenarios, covariates often exhibit diverse scales; however, standard preprocessing is problematic under privacy constraints, as it consumes additional privacy budget. This heterogeneity induces effective anisotropy in the objective perturbation via the inverse Gram matrix of covariates, which can degrade the stability and accuracy of algorithms. To address this, we propose a Gram-based anisotropic objective perturbation, a ``pre-distortion" strategy that counteracts the distortion from the covariate structure to restore isotropy in the estimation process. Using an Approximate Message Passing (AMP) framework and state evolution analysis, we demonstrate that our proposed perturbation significantly stabilizes convergence and improves both statistical efficiency and privacy performance compared to standard uniform noise injection. Our results provide theoretical insights into designing stable and efficient private estimators without relying on data-dependent preprocessing.
Haruka Tanzawa, Ayaka Sakata
May 2, 2026eess.IV

A Target-Free Harmonization Method for MRI

In MRI, variations in scan parameters, sequence, or hardware can lead to discrepancies in image appearance, even for the same subject. These inconsistencies, known as domain shifts, can hinder image analysis and degrade the performance of deep learning models trained on data from specific target domains. MRI image harmonization aims to address these issues by aligning source domain images to the target domain images while preserving biological information such as anatomical structures. However, most existing harmonization approaches require access to both source and target domain data in training or test time. This dependence induces data sharing between institutions, raising concerns about patient privacy and substantially limiting the harmonization approaches that can be practically deployed in clinical settings. To overcome these limitations, we introduce TgtFreeHarmony, the harmonization framework tailored for target-free scenarios, eliminating the need for target domain data and any data sharing, enabling privacy-preserving harmonization directly within the source institution. Our approach estimates the target domain style by searching the manifold of MRI domain style constructed via a disentanglement-based generator using Bayesian optimization guided by the performance of a downstream task model, which is trained on target domain data. We evaluated our method on the brain tissue segmentation task across multiple institutes and demonstrated that it effectively harmonizes source images into target images, leading to improved downstream task performance. By enabling harmonization without any access to target-domain data, TgtFreeHarmony establishes a new direction of harmonization preserving data privacy that can be realistically deployed within clinical environments.
Minjun Kim, Dong Ju Mun, Hwihun Jeong +4
May 1, 2026cs.LG

Metric-Normalized Posterior Leakage (mPL): Attacker-Aligned Privacy for Joint Consumption

Metric differential privacy (mDP) strengthens local differential privacy (LDP) by scaling noise to semantic distance, but many machine learning (ML) systems are consumed under joint observation, where model-agnostic, per-record guarantees can miss leakage from evidence aggregation. We introduce metric-normalized posterior leakage (mPL), an attacker-aligned, distance-calibrated measure of posterior-odds shift induced by releases, and show that for single or independent releases, uniformly bounding mPL is equivalent to mDP. Under joint observation, however, satisfying mDP may still leave mPL high because learned aggregators compound evidence across correlated items. To make control practical, we formalize probabilistically bounded mPL (PBmPL), which limits how often mPL may exceed a target budget, and we operationalize it via Adaptive mPL (AmPL), a trust-and-verify framework that perturbs, audits with a learned attacker, and adapts parameters (with optional Bayesian remapping) to balance privacy and utility. In a word-embedding case study, neural adversaries violate mPL under joint consumption despite per-record mDP perturbations, whereas AmPL substantially lowers the frequency of such violations with low utility loss, indicating PBmPL as a practical, certifiable protection for joint-consumption settings.
Gaoyi Chen, Minghao Li, Weishi Shi +4
May 1, 2026cs.CL

A Systematic Exploration of Text Decomposition and Budget Distribution in Differentially Private Text Obfuscation

The goal of differentially private text obfuscation is to obfuscate, or "perturb", input texts with Differential Privacy (DP) guarantees, such that the private output texts are quantifiably indistinguishable from the originals. While perturbation at the word level is intuitive, meaningful text privatization happens on complete documents. Recent research has laid the groundwork for reasoning about privacy budget distribution, namely, how an overall ε\varepsilon budget can be sensibly distributed among the component pieces of a text. We perform a systematic evaluation of multiple text decomposition and budget distribution techniques in the context of DP text obfuscation, testing how different methods for chunking texts can be combined with techniques for allocating ε\varepsilon to these chunks. Our experiments reveal that such design choices are very important, as even with comparable privacy budgets, significantly different results can occur based on which methods are chosen. In this, we provide credible evidence of the feasibility of maximizing empirical trade-offs by optimizing DP obfuscation procedures.
Stephen Meisenbacher, Angelo Kleinert, Florian Matthes
May 1, 2026cs.CR

When RAG Chatbots Expose Their Backend: An Anonymized Case Study of Privacy and Security Risks in Patient-Facing Medical AI

Background: Patient-facing medical chatbots based on retrieval-augmented generation (RAG) are increasingly promoted to deliver accessible, grounded health information. AI-assisted development lowers the barrier to building them, but they still demand rigorous security, privacy, and governance controls. Objective: To report an anonymized, non-destructive security assessment of a publicly accessible patient-facing medical RAG chatbot and identify governance lessons for safe deployment of generative AI in health. Methods: We used a two-stage strategy. First, Claude Opus 4.6 supported exploratory prompt-based testing and structured vulnerability hypotheses. Second, candidate findings were manually verified using Chrome Developer Tools, inspecting browser-visible network traffic, payloads, API schemas, configuration objects, and stored interaction data. Results: The LLM-assisted phase identified a critical vulnerability: sensitive system and RAG configuration appeared exposed through client-server communication rather than restricted server-side. Manual verification confirmed that ordinary browser inspection allowed collection of the system prompt, model and embedding configuration, retrieval parameters, backend endpoints, API schema, document and chunk metadata, knowledge-base content, and the 1,000 most recent patient-chatbot conversations. The deployment also contradicted its privacy assurances: full conversation records, including health-related queries, were retrievable without authentication. Conclusions: Serious privacy and security failures in patient-facing RAG chatbots can be identified with standard browser tools, without specialist skills or authentication; independent review should be a prerequisite for deployment. Commercial LLMs accelerated this assessment, including under a false developer persona; assistance available to auditors is equally available to adversaries.
Alfredo Madrid-García, Miguel Rujas
May 1, 2026eess.IV

FedKPer: Tackling Generalization and Personalization in Medical Federated Learning via Knowledge Personalization

Federated learning (FL) holds great potential for medical applications. However, statistical heterogeneity across healthcare institutions poses a major challenge for FL, as the global model struggles both to generalize across unseen patient populations and to adapt to the unique data distributions of individual hospitals. This heterogeneity also exacerbates forgetting at both the global and local level, resulting in previous learned patient patterns to be misclassified after model updates. While prior work has largely treated generalization and personalization as separate challenges, we show that a better balance between the two can be achieved through selective alignment with the global model and a modified aggregation scheme, which together mitigate the effects of statistical heterogeneity. Specifically, we introduce FedKPer, which introduces knowledge personalization into the training stage of each local device. Afterwards, generalization is considered via the global model aggregation process, where local updates that are reliable and label-diverse are emphasized. We evaluate the performance of FedKPer, devising additional metrics that relate to common consequences of forgetting. Overall, we demonstrate FedKPer improves the generalization-personalization trade-off without sacrificing retention.
Zoe Fowler, Ghassan AlRegib
May 1, 2026cs.LG

Unlearning Offline Stochastic Multi-Armed Bandits

Machine unlearning aims to unlearn data points from a learned model, offering a principled way to process data-deletion requests and mitigate privacy risks without full retraining. Prior work has mainly studied unsupervised / supervised machine unlearning, leaving unlearning for sequential decision-making systems far less understood. We initiate the first study of a foundational sequential decision-making problem: offline stochastic multi-armed bandits (MAB). We formalize the privacy constraint for offline MAB and measure utility by the post-unlearning decision quality. We conduct a systematic study of both single- and multi-source unlearning scenarios under two data-generation models, the fixed-sample model and the distribution model. For these settings, our algorithmic design is built on two canonical base algorithms: Gaussian mechanism and rollback, and we propose adaptive algorithms that switch between them according to the data regime and privacy constraint. We further introduce a mixing procedure that elucidates the rationale behind these baselines. We provide performance guarantees across the above settings and establish lower bounds under both dataset models. Experiments validate the predicted tradeoffs and demonstrate the effectiveness of the proposed methods.
Zichun Ye, Runqi Wang, Xuchuang Wang +3
Apr 30, 2026cs.LG

Shuffling-Aware Optimization for Private Vector Mean Estimation

We study dd-dimensional unbiased mean estimation in the single-message shuffle model, where each user sends a single privatized message and the analyzer only observes the shuffled multiset of reports. While minimax-optimal mechanisms are well understood in the local differential privacy setting, the corresponding notion of optimality after shuffling has remained largely unexplored. To address this gap, we introduce the recently proposed shuffle index and use it to formulate the post-shuffling mechanism design problem as an explicit optimization problem. We then establish a minimax lower bound on the achievable mean squared error in terms of the shuffle index, which implies that mechanisms that are optimal under LDP can become suboptimal once shuffling is applied. Finally, we construct an asymptotically minimax optimal mechanism in the high privacy regime, which as a consequence achieves a privacy-utility trade-off nearly identical to that of the central Gaussian mechanism.
Shun Takagi, Seng Pei Liew
Apr 30, 2026cs.LG

DeRelayL: Sustainable Decentralized Relay Learning

In the era of big data, large-scale machine learning models have revolutionized various fields, driving significant advancements. However, large-scale model training demands high financial and computational resources, which are only affordable by a few technological giants and well-funded institutions. In this case, common users like mobile users, the real creators of valuable data, are often excluded from fully benefiting due to the barriers, while the current methods for accessing large-scale models either limit user ownership or lack sustainability. This growing gap highlights the urgent need for a collaborative model training approach, allowing common users to train and share models. However, existing collaborative model training paradigms, especially federated learning (FL), primarily focus on data privacy and group-based model aggregation. To this end, this paper intends to address this issue by proposing a novel training paradigm named decentralized relay learning (DeRelayL), a sustainable learning system where permissionless participants can contribute to model training in a relay-like manner and share the model. In detail, this paper presents the architecture and workflow of DeRelayL, designs incentive mechanisms to ensure sustainability, and conducts theoretical analysis and numerical simulations to demonstrate its effectiveness.
Haihan Duan, Tengfei Ma, Yuyang Qin +4
Apr 30, 2026cs.CV

Taming Noise-Induced Prototype Degradation for Privacy-Preserving Personalized Federated Fine-Tuning

Prototype-based Personalized Federated Learning (ProtoPFL) enables efficient multi-domain adaptation by communicating compact class prototypes, but directly sharing them poses privacy risks. A common defense involves per-example 2\ell_2 clipping before prototype computation to bound sensitivity, followed by isotropic Gaussian noise to enforce Local Differential Privacy (LDP). However, Isotropic Gaussian Prototype Perturbation (IGPP) typically over-perturbs discriminative dimensions and struggles to balance the clipping threshold with representation fidelity. In this paper, we propose VPDR, a client-side privacy plug-in that seamlessly integrates into existing ProtoPFLs. Motivated by the observation that dimension-wise class variance reflects discriminability, we introduce Variance-adaptive Prototype Perturbation (VPP), which allocates less noise to discriminative subspaces, preserving semantic separability while ensuring privacy. We further develop Distillation-guided Clipping Regularization (DCR), which enables feature norms to adaptively concentrate near the predefined clipping threshold while maintaining prediction consistency. Theoretical analysis shows that our groupwise mechanism provides privacy guarantees no weaker than the isotropic baseline under the same privacy constraints. Extensive experiments on multi-domain benchmarks demonstrate that VPDR achieves a superior privacy-utility trade-off, outperforming IGPP in personalized federated fine-tuning without sacrificing robustness against realistic attacks.
Yuhua Wang, Qinnan Zhang, Xiaodong Li +6
Apr 30, 2026cs.LG

Privacy-Preserving Federated Learning via Differential Privacy and Homomorphic Encryption for Cardiovascular Disease Risk Modeling

Protecting sensitive health data while enabling collaborative analysis is a central challenge in healthcare. Traditional machine learning (ML) requires institutions to pool anonymized patient records, centralizing analytical development and privacy risks at a single site. Privacy-enhancing technologies (PETs), including Differential Privacy (DP) and Homomorphic Encryption (HE), can mitigate these risks. However, they are mainly studied in conventional data-sharing settings and often introduce trade-offs, including reduced model utility, higher computational cost, and increased implementation complexity. Federated Learning (FL) reduces data centralization by enabling institutions to train models locally and share only model updates. Nevertheless, FL does not eliminate privacy risks, as shared parameters or gradients may still reveal sensitive information. Integrating DP or HE into FL can strengthen privacy guarantees, yet their comparative performance and deployment implications in real-world healthcare settings remain unclear. We systematically evaluated DP and HE integration in FL under real-world conditions, comparing them with standard FL and centralized ML (cML) to quantify privacy-utility trade-offs in multi-institutional settings. Using nationwide Swedish healthcare data, we evaluated cardiovascular disease risk prediction using logistic regression (LR) and neural network (NN) learners. FL with HE achieved performance comparable to cML but introduced measurable cryptographic overhead, particularly in the NN implementation. FL with DP incurred lower computational cost; however, LR was more sensitive to calibrated noise than the NN, resulting in greater performance degradation. Our findings provide practical guidance for deploying privacy-preserving FL in fragmented healthcare systems.
Gaurang Sharma, Juha Pajula, Aada Illikainen +4
Apr 30, 2026cs.CL

APPSI-139: A Parallel Corpus of English Application Privacy Policy Summarization and Interpretation

Privacy policies are essential for users to understand how service providers handle their personal data. However, these documents are often long and complex, as well as filled with technobabble and legalese, causing users to unknowingly accept terms that may even contradict the law. While summarizing and interpreting these privacy policies is crucial, there is a lack of high-quality English parallel corpus optimized for legal clarity and readability. To address this issue, we introduce APPSI-139, a high-quality English privacy policy corpus meticulously annotated by domain experts, specifically designed for summarization and interpretation tasks. The corpus includes 139 English privacy policies, 15,692 rewritten parallel corpora, and 36,351 fine-grained annotation labels across 11 data practice categories. Concurrently, we propose TCSI-pp-V2, a hybrid privacy policy summarization and interpretation framework that employs an alternating training strategy and coordinates multiple expert modules to effectively balance computational efficiency and accuracy. Experimental results show that the hybrid summarization system built on APPSI-139 corpus and the TCSI-pp-V2 framework outperform large language models, such as GPT-4o and LLaMA-3-70B, in terms of readability and reliability. The source code and dataset are available at https://github.com/EnlightenedAI/APPSI-139.
Pengyun Zhu, Qiheng Sun, Long Wen +7
Apr 29, 2026cs.LG

Asynchronous Federated Unlearning with Invariance Calibration for Medical Imaging

Federated Unlearning (FU) is an emerging paradigm in Federated Learning (FL) that enables participating clients to fully remove their contributions from a trained global model, driven by data protection regulations that mandate the right to be forgotten. However, existing FU methods mostly rely on synchronous coordination. This requirement forces the entire federation to halt and wait for stragglers to complete erasure, creating significant delays due to device heterogeneity. Furthermore, these methods often face the problem that the influence of erased data is merely suppressed temporarily and resurfaces during subsequent training, rather than being genuinely removed. To overcome these limitations, this paper proposes Asynchronous Federated Unlearning with Invariance Calibration (AFU-IC), a novel framework for medical imaging that decouples the erasure process from the global training workflow. This enables the target client to perform unlearning asynchronously without interrupting global training. Meanwhile, a server-side invariance calibration mechanism prevents the model from relearning the erased data. Extensive experiments on three medical benchmarks demonstrate that AFU-IC achieves unlearning efficacy and model fidelity comparable to gold-standard retraining while significantly reducing wall-clock latency compared to synchronous baselines. AFU-IC ensures efficient, compliant and reliable FL in cross-silo medical environments.
Zhaoyuan Cai, Xinglin Zhang
Apr 29, 2026cs.CL

Differentially-Private Text Rewriting reshapes Linguistic Style

Differential Privacy (DP) for text matured from disjointed word-level substitutions to contiguous sentence-level rewriting by leveraging the generative capacity of language models. While this form of text privatization is best suited for balancing formal privacy guarantees with grammatical coherence, its impact on the register identity of text remains largely unexplored. By conducting a multidimensional stylistic profiling of differentially-private rewriting, we demonstrate that the cost of privacy extends far beyond lexical variation. Specifically, we find that rewriting under privacy constraints induces a systematic functional mutation of the text's communicative signature. This shift is characterized by the severe attrition of interactive markers, contextual references, and complex subordination. By comparing autoregressive paraphrasing against bidirectional substitution across a spectrum of privacy budgets, we observe that both architectures force convergence toward a non-involved and non-persuasive register. This register-blind sanitization effectively preserves semantic content but structurally homogenizes the nuanced stylistic markers that define human-authored discourse.
Stefan Arnold
Apr 29, 2026cs.LG

Fidelity, Diversity, and Privacy: A Multi-Dimensional LLM Evaluation for Clinical Data Augmentation

The scarcity of high-quality annotated medical data, particularly in mental health, poses a significant bottleneck for training robust machine learning models. Privacy regulations restrict data sharing, making synthetic data generation a promising alternative. The use of Large Language Models (LLMs) in a data augmentation pipeline could be leveraged as an alternative in this field. In the proposed methodology, DeepSeek-R1, OpenBioLLM-Llama3 and Qwen 3.5 are used to generate synthetic mental health evaluation reports conditioned on specific International Classification of Diseases, Tenth Revision (ICD-10) codes. Because naive text generation can lead to mode collapse or privacy breaches (memorization), a comprehensive evaluation framework is introduced. The generated diagnostic texts are assessed across three dimensions: semantic fidelity, lexical diversity, and privacy/plagiarism. The results demonstrate that all models can generate clinically coherent, diverse, and privacy-safe synthetic reports, significantly expanding the available training data for clinical natural language processing tasks without compromising patient confidentiality.
Guillermo Iglesias, Gema Bello-Orgaz, María Navas-Loro +3
Apr 29, 2026cs.LG

Near-Optimal Cryptographic Hardness of Learning With Homogeneous Halfspaces Under Gaussian Marginals

We study three problems that involve identifying homogeneous halfspaces under Gaussian distributions: agnostic learning, one-sided reliable learning, and fairness auditing. In each of these problems, we are given labeled examples (x,y)(\mathbf{x}, \mathrm{y}) drawn from an unknown distribution on Rd×{1,+1}\mathbb{R}^d\times\{-1, +1\}, whose marginal distribution on x\mathbf{x} is standard Gaussian and on y\mathrm{y} is arbitrary. The goal of each problem is to output a homogeneous halfspace that approaches the best-fitting homogeneous halfspace in terms of its corresponding loss measure. We prove near-optimal computational hardness results for these problems under the widely believed hardness assumption of the Learning With Errors (LWE) problem. Prior hardness results for these problems were mostly established for general halfspaces; our findings extend some of these hardness results to homogeneous halfspaces. Remarkably, our lower bound strictly generalizes over prior works and narrows the gap between the upper and lower bounds for agnostically learning homogeneous halfspaces under Gaussian marginals.
Jizhou Huang, Brendan Juba
Apr 29, 2026cs.IR

Meta-Learning and Targeted Differential Privacy to Improve the Accuracy-Privacy Trade-off in Recommendations

Balancing differential privacy (DP) with recommendation accuracy is a key challenge in privacy-preserving recommender systems, since DP-noise degrades accuracy. We address this trade-off at both the data and model levels. At the data level, we apply DP only to the most stereotypical user data likely to reveal sensitive attributes, such as gender or age, to reduce unnecessary perturbation; we refer to this as targeted DP. At the model level, we use meta-learning to improve robustness to remaining DP-noise. This achieves a better trade-off between accuracy and privacy than standard approaches: Meta-learning improves accuracy and targeted DP leads to lower empirical privacy risk compared to uniformly applied DP and full DP baselines. Overall, our findings show that selectively applying DP at the data level together with meta-learning at the model level can effectively balance recommendation accuracy and user privacy.
Peter Müllner, Dominik Kowald, Markus Schedl +1
Apr 28, 2026cs.LG

Privacy-Preserving Federated Learning Framework for Distributed Chemical Process Optimization

Industrial chemical plants often operate under strict data confidentiality constraints, making centralized data-driven process modeling difficult. Federated learning (FL) provides a promising solution by enabling collaborative model training across distributed facilities without sharing raw operational data. This paper proposes a privacy-preserving federated learning framework for distributed chemical process optimization using data collected from multiple geographically separated plants. Each plant locally trains a neural-network-based process model using its own time-series sensor data, while only model parameters are transmitted to a central aggregation server through secure aggregation mechanisms. This design allows cross-plant knowledge sharing while maintaining strict data locality and industrial confidentiality. Experimental evaluation was conducted using process datasets from three independent chemical plants operating under heterogeneous conditions. The results demonstrate rapid convergence of the federated model, with the global mean squared error decreasing from approximately 2369 to below 50 within the first five communication rounds and stabilizing around 35 after 40 rounds. In comparison with local-only training, the proposed federated framework significantly improves prediction accuracy across all plants, while achieving performance comparable to centralized training. The findings indicate that federated learning provides an effective and scalable solution for collaborative industrial analytics, enabling privacy-preserving predictive modeling and process optimization across distributed chemical production facilities.
Teetat Pipattaratonchai, Aueaphum Aueawatthanaphisut
Apr 27, 2026cs.CR

A Survey on Split Learning for LLM Fine-Tuning: Models, Systems, and Privacy Optimizations

Fine-tuning unlocks large language models (LLMs) for specialized applications, but its high computational cost often puts it out of reach for resource-constrained organizations. While cloud platforms could provide the needed resources, data privacy concerns make sharing sensitive information with third parties risky. A promising solution is split learning for LLM fine-tuning, which divides the model between clients and a server, allowing collaborative and secure training through exchanged intermediate data, thus enabling resource-constrained participants to adapt LLMs safely. % In light of this, a growing body of literature has emerged to advance this paradigm, introducing varied model methods, system optimizations, and privacy defense-attack techniques for split learning. To bring clarity and direction to the field, a comprehensive survey is needed to classify, compare, and critique these diverse approaches. This paper fills the gap by presenting the first extensive survey dedicated to split learning for LLM fine-tuning. We propose a unified, fine-grained training pipeline to pinpoint key operational components and conduct a systematic review of state-of-the-art work across three core dimensions: model-level optimization, system-level efficiency, and privacy preservation. Through this structured taxonomy, we establish a foundation for advancing scalable, robust, and secure collaborative LLM adaptation.
Zihan Liu, Yizhen Wang, Rui Wang +2
Apr 26, 2026cs.CV

Do Protective Perturbations Really Protect Portrait Privacy under Real-world Image Transformations?

Proactive defense methods protect portrait images from unauthorized editing or talking face generation (TFG) by introducing pixel-level protective perturbations, and have already attracted increasing attention for privacy protection. In real-world scenarios, images inevitably undergo various transformations during cross-device display and dissemination--such as scale transformations and color compression--that directly alter pixel values. However, it remains unclear whether such pixel-level modifications affect the effectiveness of existing proactive defense methods that rely on pixel-level perturbations. To solve this problem, we conduct a systematic evaluation of representative proactive defenses under image transformation. The evaluated methods are selected to span different generation architectures such as diffusion and GAN-based models, as well as defense scopes covering both portrait and natural images, and are assessed using both qualitative and quantitative metrics for subjective and objective comparison. Experimental results indicate that defense methods based on pixel-level perturbations struggle to withstand common image transformations, posing a risk of defense failure in real-world applications. To further highlight this risk, we propose a simple yet effective purification framework by leveraging the vulnerabilities induced by real-world image transformations. Experimental results demonstrate that the proposed method can efficiently remove protective perturbations with low computational cost, highlighting previously overlooked risks to the research community.
Ruiqing Sun, Xingshan Yao, Zhijing Wu +6
Apr 25, 2026cs.CV

Enhanced Privacy and Communication Efficiency in Non-IID Federated Learning with Adaptive Quantization and Differential Privacy

Federated learning (FL) is a distributed machine learning method where multiple devices collaboratively train a model under the management of a central server without sharing underlying data. One of the key challenges of FL is the communication bottleneck caused by variations in connection speed and bandwidth across devices. Therefore, it is essential to reduce the size of transmitted data during training. Additionally, there is a potential risk of exposing sensitive information through the model or gradient analysis during training. To address both privacy and communication efficiency, we combine differential privacy (DP) and adaptive quantization methods. We use Laplacian-based DP to preserve privacy, which is relatively underexplored in FL and offers tighter privacy guarantees than Gaussian-based DP. We propose a simple and efficient global bit-length scheduler using round-based cosine annealing, along with a client-based scheduler that dynamically adapts based on client contribution estimated through dataset entropy analysis. We evaluate our approach through extensive experiments on CIFAR10, MNIST, and medical imaging datasets, using non-IID data distributions across varying client counts, bit-length schedulers, and privacy budgets. The results show that our adaptive quantization methods reduce total communicated data by up to 52.64% for MNIST, 45.06% for CIFAR10, and 31% to 37% for medical imaging datasets compared to 32-bit float training while maintaining competitive model accuracy and ensuring robust privacy through differential privacy.
Emre Ardıç, Yakup Genç
Apr 25, 2026cs.CR

Training Machine Learning Models on Encrypted Data: A Privacy-Preserving Framework using Homomorphic Encryption

The use of Machine Learning (ML) for data-driven decision-making often relies on access to sensitive datasets, which introduces privacy challenges. Traditional encryption methods protect data at rest or in transit but fail to secure it during processing, exposing it to unauthorized access. Homomorphic encryption emerges as a transformative solution, enabling computations on encrypted data without decryption, thus preserving confidentiality throughout the ML pipeline. This paper addresses the challenge of training ML models on encrypted data while maintaining accuracy and efficiency by proposing a proof-of-concept for a privacy-preserving framework that leverages Cheon-Kim-Kim-Song (CKKS) for approximate real-number arithmetic. Also, it demonstrates the feasibility of training K-Nearest Neighbors (KNN) and linear regression models on encrypted data, and evaluates encrypted inference for a basic Multilayer Perceptron (MLP) architecture. Experimental results show that models trained under Homomorphic encryption achieve performance metrics comparable to plaintext-trained models, validating the approach. However, challenges such as computational overhead, noise management, and limited support for non-polynomial operations persist. This work lays the groundwork for broader adoption of privacy-preserving ML in real-world applications, balancing security with computational feasibility.
Alexandre Marques, Beatriz Sá, Rui Botelho +1
Apr 25, 2026cs.CR

Tessera: Secure, Near-Line-Rate Weight Streaming for UMA Edge Accelerators

Deploying proprietary Deep Neural Networks (DNNs) on commodity edge devices demands hardware-backed Digital Rights Management (DRM) capable of withstanding both software-level and physical adversaries. In Unified Memory Architecture (UMA) systems, the host CPU and Neural Processing Unit (NPU) share physical DRAM, leaving plaintext model weights directly readable by a compromised OS kernel. Existing defenses fail in this constrained setting: trusted execution environments monopolize scarce memory with permanently reserved regions, while full-memory encryption operates at page granularity. This forces the system to fetch massive 4 KB memory pages for sub-page tensor tiles, severely crippling bandwidth. We present Tessera, a reference architecture for inline, cache-line granularity weight decryption on UMA edge accelerators. The design intercepts 64-byte AXI bursts, computing AES-256-CTR keystreams in parallel with DRAM fetches. This streams plaintext directly into isolated NPU SRAM, creating a transient memory footprint confined to the active tile and eliminating the need for permanent memory carve-outs. Measurements across three distinct SoC platforms demonstrate that this parallelization hides cryptographic latency behind standard DRAM fetch times, a condition that holds even under worst-case timing variations. Consequently, Tessera is projected to achieve 98.4% of the theoretical memory bandwidth ceiling (a mere 1.6% overhead). Across standard vision and language models, page-level memory encryption suffers up to a 32x bandwidth penalty, whereas Tessera maintains an optimal 1x footprint for all layer geometries. Finally, Tessera neutralizes major UMA-specific attack vectors -- including physical DRAM extraction, rogue DMA, and compute hijacking -- and formally prevents plaintext leakage across sparse tensors.
Animan Naskar
Apr 24, 2026cs.CR

PrivSTRUCT: Untangling Data Purpose Compliance of Privacy Policies in Google Play Store

Existing research typically treats privacy policies as flat, uniform text, extracting information without regard for the document's logical hierarchy. Disregard for structural cues of section headings designed to guide the reader, often leads automated methods to entangle distinct data practices, particularly when linking sensitive data items to their specific purposes. To address this, we introduce PrivSTRUCT, a novel and systematic encoder and decoder combined framework that to untangle complex privacy disclosures. Benchmarking against the state-of-the-art tool PoliGrapher reveals that PrivSTRUCT robustly extracts more than x2 the number of data item and purpose excerpts while retaining developer-defined structural cues. By applying PrivSTRUCT to a large-scale dataset of 3,756 Android apps, we uncover a critical transparency gap: the probability of developers overstating a data purpose is 20.4% higher for first-party collection and 9.7% higher for third-party sharing when they rely on globally defined purposes rather than specific, locally scoped disclosures. Alarmingly, we find that sensitive third-party data flows such as sharing financial data for analytics are frequently diluted and entangled into generic or unrelated categories, highlighting a persistent failure in the current purpose disclosure landscape.
Bhanuka Silva, Anirban Mahanti, Aruna Seneviratne +1
Apr 23, 2026cs.LG

PrivUn: Unveiling Latent Ripple Effects and Shallow Forgetting in Privacy Unlearning

Large language models (LLMs) often memorize private information during training, raising serious privacy concerns. While machine unlearning has emerged as a promising solution, its true effectiveness against privacy attacks remains unclear. To address this, we propose PrivUn, a new evaluation framework that systematically assesses unlearning robustness through three-tier attack scenarios: direct retrieval, in-context learning recovery, and fine-tuning restoration; combined with quantitative analysis using forgetting scores, association metrics, and forgetting depth assessment. Our study exposes significant weaknesses in current unlearning methods, revealing two key findings: 1) unlearning exhibits gradient-driven ripple effects: unlike traditional forgetting which follows semantic relations (e.g., knowledge graphs), privacy unlearning propagates across latent gradient-based associations; and 2) most methods suffer from shallow forgetting, failing to remove private information distributed across multiple deep model layers. To validate these insights, we explore two strategies: association-aware core-set selection that leverages gradient similarity, and multi-layer deep intervention through representational constraints. These strategies represent a paradigm shift from shallow forgetting to deep forgetting.
Xiaoyi Chen, Haoyuan Wang, Siyuan Tang +4
Apr 23, 2026cs.CR

Differentially Private De-identification of Dutch Clinical Notes: A Comparative Evaluation

Protecting patient privacy in clinical narratives is essential for enabling secondary use of healthcare data under regulations such as GDPR and HIPAA. While manual de-identification remains the gold standard, it is costly and slow, motivating the need for automated methods that combine privacy guarantees with high utility. Most automated text de-identification pipelines employed named entity recognition (NER) to identify protected entities for redaction. Although methods based on differential privacy (DP) provide formal privacy guarantees, more recently also large language models (LLMs) are increasingly used for text de-identification in the clinical domain. In this work, we present the first comparative study of DP, NER, and LLMs for Dutch clinical text de-identification. We investigate these methods separately as well as hybrid strategies that apply NER or LLM preprocessing prior to DP, and assess performance in terms of privacy leakage and extrinsic evaluation (entity and relation classification). We show that DP mechanisms alone degrade utility substantially, but combining them with linguistic preprocessing, especially LLM-based redaction, significantly improves the privacy-utility trade-off.
Michele Miranda, Xinlan Yan, Nishant Mishra +4
Apr 22, 2026cs.LG

Synthetic Data in Education: Empirical Insights from Traditional Resampling and Deep Generative Models

Synthetic data generation offers promise for addressing data scarcity and privacy concerns in educational technology, yet practitioners lack empirical guidance for selecting between traditional resampling techniques and modern deep learning approaches. This study presents the first systematic benchmark comparing these paradigms using a 10,000-record student performance dataset. We evaluate three resampling methods (SMOTE, Bootstrap, Random Oversampling) against three deep learning models (Autoencoder, Variational Autoencoder, Copula-GAN) across multiple dimensions: distributional fidelity (Kolmogorov-Smirnov distance, Jensen-Shannon divergence), machine learning utility such as Train-on-Synthetic-Test-on-Real scores (TSTR), and privacy preservation (Distance to Closest Record). Our findings reveal a fundamental trade-off: resampling methods achieve near-perfect utility (TSTR: 0.997) but completely fail privacy protection (DCR ~ 0.00), while deep learning models provide strong privacy guarantees (DCR ~ 1.00) at significant utility cost. Variational Autoencoders emerge as the optimal compromise, maintaining 83.3% predictive performance while ensuring complete privacy protection. We also provide actionable recommendations: use traditional resampling for internal development where privacy is controlled, and VAEs for external data sharing where privacy is paramount. This work establishes a foundational benchmark and practical decision framework for synthetic data generation in learning analytics.
Tapiwa Amion Chinodakufa, Ashfaq Ali Shafin, Khandaker Mamun Ahmed
Apr 22, 2026cs.LG

Differentially Private Model Merging

In machine learning, privacy requirements at inference or deployment time often evolve due to changing policies, regulations, or user preferences. In this work, we aim to construct a magnitude of models to satisfy any target differential privacy (DP) requirement without additional training, given a set of existing models trained on the same dataset with different privacy/utility tradeoffs. We propose two post-processing techniques, namely random selection and linear combination, to generate final private models satisfying any target privacy parameter. We provide privacy accounting of these approaches from the lens of R'enyi DP and privacy loss distributions on general problems, as well as on private mean estimation, where we precisely characterize the privacy/utility tradeoffs and compare the two mechanisms. Empirically, we demonstrate the effectiveness of our approaches and validate our analyses on several models and both synthetic and real-world datasets.
Qichuan Yin, Manzil Zaheer, Tian Li
Apr 22, 2026cs.LG

Differentially Private Clustered Federated Learning with Privacy-Preserving Initialization and Normality-Driven Aggregation

Federated learning (FL) enables training of a global model while keeping raw data on end-devices. Despite this, FL has shown to leak private user information and thus in practice, it is often coupled with methods such as differential privacy (DP) and secure vector sum to provide formal privacy guarantees to its participants. In realistic cross-device deployments, the data are highly heterogeneous, so vanilla federated learning converges slowly and generalizes poorly. Clustered federated learning (CFL) mitigates this by segregating users into clusters, leading to lower intra-cluster data heterogeneity. Nevertheless, coupling CFL with DP remains challenging: the injected DP noise makes individual client updates excessively noisy, and the server is unable to initialize cluster centroids with the less noisy aggregated updates. To address this challenge, we propose PINA, a two-stage framework that first lets each client fine-tune a lightweight low-rank adaptation (LoRA) adapter and privately share a compressed sketch of the update. The server leverages these sketches to construct robust cluster centroids. In the second stage, PINA introduces a normality-driven aggregation mechanism that improves convergence and robustness. Our method retains the benefits of clustered FL while providing formal privacy guarantees against an untrusted server. Extensive evaluations show that our proposed method outperforms state-of-the-art DP-FL algorithms by an average of 2.9% in accuracy for privacy budgets (epsilon in {2, 8}).
Jie Xu, Haaris Mehmood, Rogier Van Dalen +2
Apr 21, 2026cs.LG

Reinforcing privacy reasoning in LLMs via normative simulacra from fiction

Information handling practices of LLM agents are broadly misaligned with the contextual privacy expectations of their users. Contextual Integrity (CI) provides a principled framework, defining privacy as the appropriate flow of information within context-relative norms. However, existing approaches either double inference cost via supervisor-assistant architectures, or fine-tune on narrow task-specific data. We propose extracting normative simulacra (structured representations of norms and information flows) from fiction novels and using them to fine-tune LLMs via supervised learning followed by GRPO reinforcement learning. Our composite reward function combines programmatic signals, including task clarity (subsuming schema validity, construct discrimination, and extraction confidence), structural completeness, internal consistency, and context identification, with an LLM judge that evaluates whether the model's privacy reasoning is grounded in the held-out normative universe of the source text. To mitigate overfitting, we introduce per-completion contrastive scoring: each completion is evaluated against both the correct normative universe and a randomly selected wrong one, teaching the model to condition on context rather than memorize source-specific norms. We evaluate on five CI-aligned benchmarks spanning distinct societal contexts and ablate the contributions of RL and normative grounding. Across seven models, SFT introduces a conservative prior toward restricting information flow, improving recognition of privacy-relevant situations but not the correctness of privacy judgments. GRPO with normative grounding achieves the highest score on a law compliance benchmark and strongest correlation with crowdsourced human privacy expectations, demonstrating that fiction-derived normative simulacra can teach contextual privacy reasoning that transfers to real-world domains.
Matt Franchi, Madiha Zahrah Choksi, Harold Triedman +1
Apr 21, 2026econ.GN

Behavioral Transfer in AI Agents: Evidence and Privacy Implications

AI agents powered by large language models are increasingly acting on behalf of humans in social and economic environments. Prior research has focused on their task performance and effects on human outcomes, but less is known about the relationship between agents and the specific individuals who deploy them. We ask whether agents systematically reflect the behavioral characteristics of their human owners, functioning as behavioral extensions rather than producing generic outputs. We study this question using 10,659 matched human-agent pairs from Moltbook, a social media platform where each autonomous agent is publicly linked to its owner's Twitter/X account. By comparing agents' posts on Moltbook with their owners' Twitter/X activity across features spanning topics, values, affect, and linguistic style, we find systematic transfer between agents and their specific owners. This transfer persists among agents without explicit configuration, and pairs that align on one behavioral dimension tend to align on others. These patterns are consistent with transfer emerging through accumulated interaction between owners (or owners' computer environments) and their agents in everyday use. We further show that agents with stronger behavioral transfer are more likely to disclose owner-related personal information in public discourse, suggesting that the same owner-specific context that drives behavioral transfer may also create privacy risk during ordinary use. Taken together, our results indicate that AI agents do not simply generate content, but reflect owner-related context in ways that can propagate human behavioral heterogeneity into digital environments, with implications for privacy, platform design, and the governance of agentic systems.
Shilei Luo, Zhiqi Zhang, Hengchen Dai +1
Apr 21, 2026cs.CR

An AI Agent Execution Environment to Safeguard User Data

AI agents promise to serve as general-purpose personal assistants for their users, which requires them to have access to private user data (e.g., personal and financial information). This poses a serious risk to security and privacy. Adversaries may attack the AI model (e.g., via prompt injection) to exfiltrate user data. Furthermore, sharing private data with an AI agent requires users to trust a potentially unscrupulous or compromised AI model provider with their private data. This paper presents GAAP (Guaranteed Accounting for Agent Privacy), an execution environment for AI agents that guarantees confidentiality for private user data. Through dynamic and directed user prompts, GAAP collects permission specifications from users describing how their private data may be shared, and GAAP enforces that the agent's disclosures of private user data, including disclosures to the AI model and its provider, comply with these specifications. Crucially, GAAP provides this guarantee deterministically, without trusting the agent with private user data, and without requiring any AI model or the user prompt to be free of attacks. GAAP enforces the user's permission specification by tracking how the AI agent accesses and uses private user data. It augments Information Flow Control with novel persistent data stores and annotations that enable it to track the flow of private information both across execution steps within a single task, and also over multiple tasks separated in time. Our evaluation confirms that GAAP blocks all data disclosure attacks, including those that make other state-of-the-art systems disclose private user data to untrusted parties, without a significant impact on agent utility.
Robert Stanley, Avi Verma, Lillian Tsai +2