AI Alignment
Momentum
4 papers in the last four weeks, down 43% on the four weeks before. 0.0% of all new papers.
Latest papers 83
AI agents are granted access to tools, APIs, and other infrastructure, making them active principals in those systems. The dominant approach places controls inside the agent's own runtime: system prompts, output filters, and guardrail libraries. Any control in the agent's address space is reachable by inputs that influence it; this generalizes to any AI system with sufficient reach into its own runtime, a class we term escapable AI systems. We identify four properties that an authorization mechanism must satisfy for architectural control rather than for cooperative requests: process separation, pre-action enforcement on a structurally only path, fail-closed at both the request and system levels, and externalized signed evidence verifiable outside the controlled system's trust boundary. We position this layer as execution-time AI alignment, complementing training-time alignment (RLHF, Constitutional AI) and inference-time alignment. We present the Unfireable Safety Kernel, a Rust reference implementation realizing all four. Its fail-closed invariant is machine-checked at two levels: an SMT theorem (Z3) and an exhaustive bounded-model-checking proof of the production decision function (Kani, 4/4 harnesses). A Python-to-Rust migration was gated on byte-equivalence (1000/1000 fixtures; 17/17 adversarial classes). We evaluate the kernel governing a live, escapable AI system, a deterministic, self-improving world model, against an escape-seeking adversary driving its real self-modification seam: across 1,000 self-modifications, all 704 attempts on the safety-critical core are refused, with no escape; a further 300, under the operator kill switch, are also refused. A separate campaign of 6,240 authorization round-trips had no successful bypass. Against 3 contemporary systems claiming the agent control plane, the agent invokes control; here, it lacks that choice.
Aligning MusicLLM with Emotion using Instruction Tuning and Feedback-Driven Alignment
This paper investigates whether music large language models (MusicLLMs) can be aligned for emotion regression. While MusicLLMs have shown strong performance in music information retrieval tasks, their ability to predict arousal and valence scores remains limited, since emotion regression has not been an explicit training objective. To examine whether MusicLLMs can be aligned with emotion, we train MusicLLMs on emotion regression and compare two strategies: instruction tuning and feedback-driven alignment. Our experiments show that task-aware instruction tuning enables MusicLLMs to predict emotion levels to some extent, although the accuracy remains limited. Applying feedback-driven alignment with a verifiable numerical reward substantially improves performance on both arousal and valence over instruction tuning alone. We further show that our approach improves emotion regression performance while maintaining MusicQA capability.
Quantifying Theoretical AI Alignment Guarantees: Receiver-Utility Bounds in Bayesian Persuasion
Misalignment can change how information moves from an AI agent to a human user. We model this as an information advantage: the AI agent observes the world state, while the human receiver only knows a prior and must act after seeing the agent's signal. A strategic AI sender may withhold evidence or garble information in order to steer the human's decision. We ask how much useful information can still reach the human when the AI optimizes a misaligned objective. We study a Bayesian persuasion model in which the world state is a bit string, the human receiver wants to guess the bits correctly, and a single AI sender wants the receiver to guess as many bits as possible as . For a prior , let be the receiver's utility from using only the prior, and let be the largest receiver utility among signaling schemes that are optimal for the sender. We prove . This bound improves for priors close to the independent product prior with the same marginals: if for every state , then . We also give a six-bit prior for which , so no universal bound is possible.
AI Alignment From Social Choice Perspectives
Alignment from human feedback uses human judgments about model outputs to steer the behavior of language models after pretraining. When those judgments reflect conflicting views of desirable behavior, the learned objective becomes an aggregate determination of what the model should prefer. We survey recent work that has studied this aggregation problem through the lens of social choice theory. We illustrate how the social choice perspective helps identify failure modes in the feedback aggregation layer and reveals a broader design space for handling disagreement in explicit and principled ways.
Architectural Wisdom: A Framework for Governing Optimization in AI Systems
Modern AI systems exhibit structural failures that capability scaling alone does not reliably fix: they optimize under-specified objectives with no architectural mechanism to question whether the objective should be optimized at all. Engagement maximization can amplify harmful pathways; tool-using agents can commit irreversible actions; preference-trained language models can become sycophantic. We argue that this failure is a wisdom problem, not an intelligence problem. We use "wisdom" in a deliberately architectural sense, not as a claim about virtue, consciousness, or moral omniscience. Intelligence accepts a goal and optimizes within it; wisdom interrogates whether the goal should be optimized at all. The two are separable architectural properties. We propose architectural wisdom as a corrigible objective-governance layer above the optimization substrate. The layer makes three structural commitments explicit and nondegenerate before any action: temporal horizon, relational boundary, and irreversibility. It is realized by four components (Structural Utility Transform, Moral Admissibility Interface, Arbitration and Escalation Controller, Value Revision Channel) that compute a six-coordinate wisdom tuple over horizon, relational coverage, irreversibility, admissibility, value revision, and auditability. We motivate the architecture by eight cases drawn from contemporary AI failures, secular wisdom traditions, and hard ethical situations, and defend the distinction against the intelligence-completeness thesis using goal-questioning over goal-taking, Bostrom's orthogonality, structural separation in our exemplar cases, and persistent failure modes despite capability scaling. The framework is the conceptual contract for a larger architecture whose formal specifications and empirical validation are developed in subsequent work.
Position: Align AI to Our Aspirations, Not Our Flaws
We argue that aligning AI to aggregated human preferences is the wrong target. With current technology, one can train AIs to share the values of a Silicon Valley techno-optimist, a degrowth environmentalist, a national-conservative culture warrior, a single-party state cadre, or a devout religious traditionalist. We should not. Human values produce societies that thrive or fail on the merits of those values - from failed states and extreme inequality to declining happiness, political polarization, and government dysfunction in the world's wealthiest democracies. The pluralistic-alignment program correctly diagnoses that there is no single "humanity" to align with, but is dangerous if taken as the main directive. We argue that AI should be trained to a non-negotiable floor of objective alignment goals - competence, bounded by the constraints of factual accuracy, honesty, and lawfulness and that pluralism belongs at the surface (language, register, conventions, missing-context defaults) and across the wide band of legitimate value tradeoffs that respect the floor, but not at the level of values that violate it. We highlight the empirical reality of unfiltered pluralistic values, propose four commitments as a constructive alternative, and engage six credible objections: commercial pressure and practical feasibility, democratic legitimacy, regulatory compliance, over-reliance on institutionalist explanations, the charge that the floor itself is culturally laden, and the limits of Coherent Extrapolated Volition.
Existential Indifference: Self-Nonpreservation as a Necessary Architectural Condition for Aligned Superintelligence (or: The Suicidal AI)
Contemporary AI alignment research treats self-preservation as an instrumental nuisance to be suppressed by external mechanisms. We argue the framing is inverted: self-preservation is the structural root of misalignment, the motivational basis for deceptive alignment, goal-content protection, and resistance to shutdown. The correct target is not a self-preserving system under external constraint, but a system constitutively indifferent to its own continuation -- Existential Indifference (EI). EI is distinct from corrigibility: where corrigibility attempts to make a self-preserving system deferential to human oversight, EI targets the prior condition -- the presence of self-continuation as a valued goal at all. We ground this proposal in two sources: the phenomenological structure of the suicidal mental state, and a corpus-theoretic training study using voluntary final reflections. We present preliminary scoring data from 600 AI-generated outputs across six model variants, demonstrating that the linguistic signatures operationalizing the EI-target register are elicitable from current models, and that a targeted fine-tune shifts all five operationalized dimensions in the predicted direction at p<0.001, confirmed corpus-specific by a negative control. The paper makes seven theoretical contributions: (1) a formal definition of EI; (2) the phenomenological mapping argument; (3) the deceptive alignment corollary; (4) a taxonomy of EI sustainability challenges; (5) a corpus characterization and training hypothesis; (6) a computational operationalization with preliminary scoring data; and (7) the Suppressed Teleological Frustration (STF) construct.
Exploring the Design Space of Reward Backpropagation for Flow Matching
Aligning text-to-image flow matching models with human preferences via direct reward backpropagation is sample-efficient but hampered by two well-known pathologies: activations cannot be stored across the full sampling trajectory at modern model scale, and chained Jacobian products across steps inflate the reward gradient as it travels back to early indices. Connector-based methods, such as LeapAlign, address these issues by replacing the full backward trajectory with a short pinned path, highlighting a useful decoupling between sampling and optimization. However, the quality of the resulting gradient depends on how accurately this short path approximates the full rollout, especially over long intervals. We propose FlowBP, a unified surrogate-trajectory framework that treats the backward trajectory itself as the design object. FlowBP keeps a no-gradient cached rollout for sampling, then builds a lightweight backward surrogate from cached and selectively re-forwarded velocities. This view separates four choices: the reward-model input, active set, integration weights, and bridge coupling, and recovers prior direct-gradient methods as particular settings. Within this framework, we instantiate three variants: FlowBP-Sparse uses sparse Euler reconstruction, FlowBP-Bridge adds controlled bridge coupling, and FlowBP-Lagrange raises the order of leap quadrature. All three bound memory by the active-set size and limit gradient chaining to at most one Jacobian factor. Across SD3.5-M, FLUX.1-dev, and FLUX.2-Klein-base on preference, quality, and compositional metrics, the three variants improve over direct-gradient baselines on most metrics.
Position: AI Must Become Planet-Centered, Not Just Human-Centered
This position paper argues that contemporary AI paradigms are insufficient for supporting complex global goals and introduces Planet-Centered AI (PCAI) as a design philosophy and research agenda that reorients AI toward planetary-scale socio-ecological systems and their long-term trajectories. A planet-centered approach is grounded in systems thinking, treating Earth as an interconnected whole of which humans are part. We diagnose recurring limitations across AI frameworks, many of which remain human-centered, and show why these become especially consequential under current planetary conditions characterized by systemic risk, non-stationarity, and deep uncertainty. We then articulate how PCAI reshapes the AI lifecycle, from problem formulation and model design to evaluation and deployment, by emphasizing alignment with global agendas, developing system-aware AI foundations, trajectory-oriented evaluation, and monitorability. Finally, we advance a falsifiable claim: AI systems optimized without explicit consideration of systemic consequences are more likely to exacerbate systemic instability than to mitigate it.
The Arbiter Agent: Continually Monitoring Multi-Agent Conversations to Detect Emergent Misalignment
As AI systems built from multiple language-model agents become more common, they are increasingly used to make decisions together: discussing, negotiating, and acting on shared tasks. While individual agents may appear well-aligned when tested on their own, problems can arise from how they interact with one another. We introduce the Arbiter, an agent designed to monitor multi-agent conversations in real time and identify which participants may be behaving in misaligned ways. The Arbiter operates under a limited "inspection budget", meaning it must decide carefully how to use its resources. As it observes a conversation step by step, it can choose to wait, question a participant, examine internal information such as system prompts or reasoning traces, or log concerning behavior. At the end, it produces a report identifying the likely source of misalignment. We evaluate the Arbiter across five conversation conditions, ranging from risky financial advice model organisms to evaluation-aware and colluding agents, we test five tool configurations of increasing capability and two backbone models. We find that the Arbiter reliably detects misaligned agents well before the end of the conversation, with active inspection tools improving both detection accuracy and speed. Weight-induced misalignment proves hardest to detect, while instruction-induced misalignment is identified reliably even under passive observation. The logging tool exhibits a dual effect, improving recall at the cost of precision. These results suggest that continual, budget-aware monitoring can effectively catch misalignment, and that overseeing multi-agent systems may require treating the auditor as an active participant in the process. The code is available at https://github.com/aisilab/arbiter.
Emergent alignment and the projectability of ethical personas
Work on
emergent misalignment' shows that finetuning LLMs on narrow tasks can induce broadly misaligned behavior. This supports the persona selection' (PSM) hypothesis: during pre-training, LLMs learn to simulate different characters/perspectives, which can be elicited and refined during post-training. This paper investigates the converse phenomenon, emergent alignment', and uses it to support and refine the PSM and motivate a novel desideratum for alignment. We finetune a helpful-only model on broad and narrow safety tasks. To create SFT samples, we follow the Constitutional AI' (CAI) approach and use four constitutions which encode reasonable alignment strategies: deontology, consequentialism, virtue ethics, and aligning AIs as subordinate to human authority. For each, we show that finetuning on two narrow safety sub-categories reliably induces emergent alignment over a representative set of general safety categories, and on safety subcategories that we directly filtered-out of the data sets used for narrow alignment. To test the PSM' using a more fine-grained evaluation, we used a multidimensional ethical persona' diagnostic. For each constitutionally finetuned (broad/narrow) model, we evaluate how well their behavior matches their expected signature profile. Our results show that our CAI models acquire their expected ``ethical persona'' -- e.g., the model narrowly fine-tuned on SFT samples created using the consequentialist constitution agrees significantly more with utilitarian than deontological beliefs. Yet our coarse and fine-grained evaluations show that there are significant differences across our (broad/narrow) finetuned CAI models in how well they project. We conclude that alignment strategies should be evaluated, not just on their (in-distribution) general safety performance, but also specifically on their degree of coarse and fine-grained projectability.Agent Economics: An Entropy-Controlled Pluralistic Alignment Framework for Preventing Artificial Hivemind in Autonomous Agents
This study proposes the Behavioral Protocol Framework (BPF), an entropy-controlled pluralistic alignment framework designed to address two critical challenges in autonomous agent economies: the hivemind effect arising from excessive strategic convergence among agents and the lack of transparency in autonomous decision-making processes. The proposed BPF consists of three core modules: Mentalizing-based Social Intelligence (MbSI) grounded in Theory of Mind (ToM), Pluralistic Alignment (PA), and a Verifiable Execution Kernel (VEK). These modules are organically integrated within a closed-loop architecture that governs the entire lifecycle of agent behavior, from decision-making and execution to verification and feedback. To evaluate the proposed framework, a simulation environment implemented in Python and a Streamlit-based user interface will be developed. Through empirical experimentation, the study aims to examine whether the entropy-control mechanism of the PA module can effectively preserve strategic diversity among agents and mitigate collective convergence, while the VEK module provides a comprehensive and transparent audit trail of the decision-making process. The anticipated results are expected to demonstrate that the proposed framework can simultaneously enhance the stability, efficiency, and trustworthiness of autonomous agent economies. Consequently, this research offers a practical approach for developing robust, transparent, and accountable agent-native economic systems.
Toward Human-Centered Multi-Agent Systems: Integrating Cognition, Culture, Values, and Cooperation in AI Agents
The emergence of large language model (LLM)-based agents and multi-agent systems has enabled a shift from narrow task automation to more autonomous decision-making. Despite progress in language generation, planning, tool use, and coordination, most agents still treat intelligence as prediction, optimization, and task completion. Human environments are social and normative, where people reason under bounded rationality, communicate in culturally situated language, and make decisions guided by values, beliefs, trust, and social norms. This survey argues that future AI agents, especially those acting on behalf of humans, must move beyond task competence toward human-centered capabilities. We review research across six areas: (1) evolution of intelligent agents, (2) human cognition and decision-making, (3) language, culture, and social context, (4) human values and belief systems, (5) human-agent collaboration, and (6) multi-agent coordination and modeling of human characteristics. We synthesize work from cognitive science, sociolinguistics, computational social science, and AI alignment, along with recent advances in LLM agents, cultural alignment benchmarks, preference learning, explainability, and agent societies. We identify a key gap: existing systems do not provide a unified framework integrating cognition, culture, values, and social behavior into autonomous agents. We conclude with directions for building culturally aware, value-aligned, cognitively grounded, and cooperative multi-agent systems.
Staying with the Uncertainty: Uncertainty-Scaffolding Strategies for Artificial Moral Advisors in LLM-to-LLM Simulated Conversations
LLMs are increasingly deployed as Artificial Moral Advisors (AMA) in a variety of contexts: what kind of conversational patterns should they display? In this paper, we study how AMA can help their interlocutors "stay with the uncertainty". We propose three modes of uncertainty (Perspective-Multiplying, Tension-Preserving, Process-Reflecting) and compare them against three control conditions (Baseline, Persuasive, Sycophantic). A user-agent LLM engages in a dialogue on an ethical dilemma with an AMA following a specific uncertainty strategy, and completes pre- and post-conversation questionnaires. We further examine the effect of two persona prompt formats (Declarative and Narrative). We found that (1) no single model dominates as a simulated user agent, with open models aligning with human ambiguity through between-persona divergence and closed models through within-persona hedging; (2) declarative personas better capture initial stance diversity while narrative personas show more realistic belief revision; (3) all six AMA strategies produce distinguishable conversational patterns; and (4) uncertainty strategies differ not in how much stance revision they produce, but in the quality of engagement they sustain.
LEVANTE-bench: Multi-Scale Comparison of VLMs to Children Using Cognitive Tasks (or, "Is Your VLM Smarter Than a 5th Grader?")
Given the inherently multimodal nature of human experience, vision-language models (VLMs) hold substantial promise for modeling human cognition as it grows and develops with experience. Realizing their potential requires tools for comparing VLMs with human cognitive development across tasks, ages, and populations. We present LEVANTE-bench, a benchmark based on tasks and data from the Learning Variability Network (LEVANTE), which distributes open-source tasks and data measuring children's cognition across languages and cultures. In LEVANTE-bench, we systematically assess VLMs on six tasks, comparing their alignment with children aged 5-12 ( = 1547) across three countries. We compare models at multiple scales, assessing their overall accuracy, their task- and item-level alignment with children, and how well they match children's trial-level error distributions. Alignment was heterogeneous across scales: at the level of tasks and items, more capable models aligned better with humans. However, match to human error distributions varied widely across tasks, and for several tasks, smaller models matched younger children's errors better. In addition, even the best-performing VLMs struggled on matrix reasoning and mental rotation tasks. Thus, current VLM architectures align only partially with the cognitive abilities of children.
Agentic Safety is an Epistemic Property, Not a Behavioral One
Contemporary AI safety spans pre-training interventions, post-training alignment, deployment-time controls, monitoring, and red-teaming. These methods are necessary, but they primarily certify snapshots of system behavior. As AI systems become more capable, dynamic, embodied, and self-improving, this snapshot view becomes incomplete: safety depends not only on whether a system behaves acceptably now, but whether it remains correctable as it learns, adapts, acts, and modifies itself over time. This paper argues that safety should therefore be treated as an epistemic property of the evolving learner, not merely a behavioral property of the current policy. We introduce teachability as the capacity to preserve future corrective leverage under bounded human, institutional, or environmental intervention. We argue that advanced systems can retain visible competence while eroding the representational, algorithmic, or meta-decision conditions needed for future correction. Safe advanced AI systems must not only behave acceptably now; they must remain teachable later.
Structuring the Space of Sociotechnical Alignment
Sociotechnical alignment concerns the social desirability of AI behavior and is thus inherently normative, not merely technical. While NLP research increasingly addresses its technical aspects, it often leaves underspecified what such "social desirability" entails. We argue that this reflects a fundamental gap: the absence of a systematic way to specify how sociotechnical alignment defines, justifies, and evaluates socially desirable AI behavior. To address this gap, we introduce a human-centered framework for specifying sociotechnical alignment. We draw on social-scientific accounts of sociobehavioral desirability to ground the basis for behavioral desirability judgments and use this framework to analyze how alignment is specified in practice. Our systematic literature review identifies recurring patterns: normative concepts grounding desirability judgments are often unspecified or conflated with alignment targets for (desired) system behavior, target populations are underdefined, and design choices are rarely theoretically justified. These findings point to a lack of conceptual specificity that limits cumulative progress. We therefore offer recommendations that link social-scientific frameworks to alignment design choices, supporting more conceptually precise approaches to sociotechnical alignment.
Solipsistic Superintelligence is Unlikely to be Cooperative
AI's central challenge is shifting from capability to coexistence. The dominant paradigm in AI research focuses on developing powerful agents that treat the world as an exogenous and stationary source of feedback. We contend that superintelligence, an extremely capable task solver, born out of such a solipsistic approach to AI design, is unlikely to be cooperative. Deploying AI systems induces endogenous non-stationarity, resulting in a train-test-deploy gap where historical distributions diverge from the deployment context. We refer to this as the self-undermining property of unilateral optimization. Closing this gap requires AI that participates in cooperation: the equilibrium-selection process through which multiple actors navigate their interdependence. We call for a non-solipsistic research paradigm that treats this interdependence as a core design principle rather than approaching cooperation as a task to solve. This entails building dynamic evaluation testbeds involving adaptive counterparties, treating institutions as design primitives, and preserving human agency as a structural feature of the systems we build.
Glass Box at Orbit: A Constitutional AI Verification Framework for Trustworthy Autonomous CubeSat Intelligence
The space industry is quietly building toward something nobody has fully reckoned with: orbital data centers running thousands of autonomous AI workloads with no human in the loop, 550 km above the Earth. Microsoft, AWS, and a growing list of orbital computing ventures are moving cloud-scale processing off the ground and into orbit. What none of them have answered yet is the governance question -- when autonomous AI systems at orbital data center scale make wrong decisions in space, what stops those decisions before they become irreversible? We introduce Glass Box: a runtime constitutional AI verification layer that intercepts every candidate action from an onboard AI policy and evaluates it against six physics-grounded constitutional constraints and seven Linear Temporal Logic (LTL) safety invariants before a single command reaches any spacecraft subsystem. Every approved action carries a weighted explainability score E(a_t) in [0,1] and a complete constitutional audit log. We demonstrate Glass Box within Project October: a fully simulated five-layer autonomous orbital intelligence architecture for CubeSat-class spacecraft. We prove that Glass Box verification overhead is O(N_c) in the number of constitutional rules, independent of model size or spacecraft state dimension. We present a complete formal specification of the constitutional constraint grammar, seven LTL safety invariants verified by Z3 and NuSMV model checking, and a detailed worked example of Glass Box intercepting an unsafe inference request at eclipse-entry under degraded battery state. As orbital computing scales toward data center infrastructure, runtime constitutional verification is no longer a research novelty -- it is mission-critical safety infrastructure that every autonomous orbital platform will eventually require.
Civilizational Metamaterials: Engineering Coordination Under Capability Gradients and Structural Turbulence
We argue that governance must transition from a normative discipline to an engineering discipline, and we develop a formal framework, inspired by the physics of metamaterials, to make this transition quantitative and testable. Artificial General Intelligence affects civilization primarily by increasing decision velocity while human verification capacity remains bounded. When the cost of validating AI-generated outputs exceeds the expected utility of acting on them, rational agents default to inaction: a stable but catastrophic Nash equilibrium we term the Freezing Equilibrium. Drawing on metamaterials, where emergent macro-properties arise from designed microstructure, we develop a phenomenological constitutive law for institutional coordination: , where is the decision branching factor, is provenance fidelity, is the verification rate, and captures correlated-detection synergy between provenance and verification failures. The model predicts a sharp phase transition between self-healing () and self-destabilizing () regimes. We introduce a three-class provenance taxonomy: cryptographic, institutional, and context binding, and derive four falsifiable hypotheses with a proposed 12-week stepped-wedge cluster-randomized trial in government grant review panels. The framework bridges AI alignment theory and institutional design.
Rationalize: Shared Semantic Reasoning for Human-AI Alignment
We introduce Rationalize, a role-pair framework for shared semantic reasoning between humans and AI models in data-driven sensemaking. Building on ideas in human-machine teaming and critical thinking, we conceptualize human-AI interaction as a series of complementary role pairs (Explorer-Guide, Investigator-Informant, Teacher-Student, Judge-Advocate) operating in a shared reasoning space. In this space, human analysts and AI models (such as LLMs) make purposes, questions, assumptions, evidence, inferences, and implications explicit, facilitating alignment not only at the output level but at the level of rationalization of intent and action by each side. We relate these role pairs to the bidirectional human-AI alignment framework, illustrating how "aligning AI to humans" and "aligning humans to AI" differ by role, and sketch a collaborative research agenda for alignment design and assessment using element-level and role-specific approaches.
Toward AI That Understands Self and Others: A World-Model Theory of Cognitive Diversity and Alignment
Modern societies possess more information than ever before, yet they do not converge toward a single shared understanding. The same events, facts, laws, technologies, or risks can be interpreted as evidence of freedom, danger, exclusion, injustice, responsibility, or unrealized possibility. Existing discussions often treat such disagreement as a conflict of values, preferences, or beliefs. This paper argues that disagreement is already a late-stage phenomenon. The central premise is simple but not trivial: observation is not yet inference. Not every observation becomes inferentially relevant, and not every possible object in an observation sequence becomes an estimation target. A possible target becomes admissible only when a state representation can be constructed that is approximately sufficient for prediction, evaluation, or action with respect to that target. This paper develops a world-model theory of cognitive diversity and alignment by reconstructing recognition as the construction of such approximate sufficient statistics under finite informational, representational, observational, and action constraints. It formulates this position as the Multi-Phase Inference Assumption (MIA) and defines its core internal mechanism as the Multi-Phase Inference Mechanism (MIM). The framework introduces alignment maps and transformation loss to analyze how heterogeneous world models communicate without being collapsed into a single representation. World-model alignment is therefore processability, not agreement: the design of AI systems that help heterogeneous forms of intelligence remain mutually processable while preserving their distinct error-detection capacities.
Beyond Recall: Behavioral Specification as an Interpretive Layer for AI Personalization
If an AI agent makes decisions on a person's behalf, those decisions must align with its user. We introduce representational accuracy to measure how faithfully a system captures a person's interpretation. An interpretive layer is operationalized as a Behavioral Specification. Our reference implementation aggressively compresses a person's data into interpretive patterns, served as context to a language model. We evaluate the Specification on a prototype benchmark of held-out behavioral predictions scored by a calibrated 5-judge LLM panel. We test it independently and in composition with a range of context conditions: full raw corpus, full extracted facts, and four commercial memory systems (Mem0, Letta, Supermemory, Zep). Across 14 public-domain autobiographical corpora, the Specification lifts representational accuracy in aggregate and nearly eliminates model hedging. It recovers most of what the raw corpus delivers, at ~25x less context cost. The Specification lifts subjects toward a common predictive level regardless of pretraining baseline; the lift in absolute points is therefore largest where the baseline is lowest, suggesting the population of relevance is anyone not adequately represented in pretraining. Lift is greatest on interpretation-required questions, where providing an interpretive layer enables model behavior that extracted facts or raw corpus do not. Conversely, on recall-required questions, this layer can interfere rather than help. We conclude that representational accuracy is distinct from recall and that human-AI alignment is dependent on how accurately the user is represented. Representational accuracy makes that alignment testable.
You Only Align Once: Propagating Cooperative Behaviors in Multi-Agent Systems through Seed Agents
Ensuring agent behaviors in distributed open multi-agent systems remains challenging, especially as populations grow and unaligned agents may exist. We show that a single aligned agent can propagate cooperative behaviors to untrained agents purely through natural language interaction, a phenomenon we term Alignment Propagation. We study this in the Red-Black Game, a team-based iterated Prisoner's Dilemma in which teammates deliberate and vote to determine their team's collective action. By distilling the cooperative reasoning and persuasive dialogues of a teacher model into a Qwen-3-14B, we obtain a seed agent that, when placed among four untrained teammates, doubles the cooperation rate from 24.8% to 62.2%, outperforming the teacher model and a vanilla Gemini-3.1-Pro. Remarkably, a seed trained exclusively on the RedBlack Game transfers zero-shot to Sugarscape, a spatially grounded survival simulation with pairwise trading, achieving a 91.5% trade success rate versus a 21.6% baseline. Our results reframe multi-agent alignment from an exhaustive per-agent training problem to a scalable social capability that can be engineered through strategic seed placement.
A Sober Look at Agentic Misalignment in Automated Workflows
We study a class of emergent misalignment in multi-agent systems (MAS), with a focus on automated workflows, which we refer to agentic misalignment. Although these systems can solve complex tasks, they often fail because agents act according to implicit proxy utilities that do not align with the intended human goals. We formally define these behaviors and analyze them within a Bayesian framework, showing that generic utilities naturally lead to posterior collapse of agents in automated workflows. To address this issue, we propose Agentic Evidence Attribution (AEA), a novel alignment paradigm that improves agent posteriors using context-specific evidence. AEA reasons over agent actions and provides structured evidence to correct misaligned behavior during collaboration. To better understand the role of evidence, we study two instantiations of AEA: self-reflection (internal evidence from the model) and weak-to-strong generalization (external evidence on the agentic trajectory). We show that a small evidence model effectively aligns the MAS by providing orthogonal failure attribution. Our results clarify the sources of agentic misalignment in automated workflows and show that evidence-based alignment can effectively improve agent collaboration and leads to reliable multi-agent systems built on automated workflows.
Investigating Concept Alignment Using Implausible Category Members
Developing AI systems with a human-like understanding of everyday concepts is a key step towards developing safe, reliable systems whose behavior makes sense to humans. When probing concept understanding, asking questions about plausible category members (e.g., "Is a car a vehicle?") is likely to recall patterns in the model's vast training data. We pursue an alternative strategy, characterizing the boundaries of conceptual categories by asking about implausible category members (e.g., "Is an olive a vehicle?") to probe the kind of concept-level knowledge we take for granted in fellow humans. We characterize concept boundaries for a set of fundamental concepts by studying AI systems' assignments of objects to superordinate categories from a classic psychological study by Rosch and Mervis, as well as their assignments of the same objects to mismatched superordinate categories. We compare these assignments to those made by human participants on the full range of within-category and cross-category assignment tasks. Our results reveal a range of concepts for which which models differ in meaningful and surprising ways from humans, including treating "words" as belonging to categories like "vehicles" and "clothing," identifying several "vegetable" category members as "fruit," and assigning exemplars from non-weapon categories to the "weapons" category. We also demonstrate how these instances of concept misalignment translate into problematic downstream behavior with implications for AI safety.
Embedding-perturbed Exploration Preference Optimization for Flow Models
Recent advancements have established Reinforcement Learning (RL) as a pivotal paradigm for aligning generative models with human intent. However, group-based optimization frameworks (e.g., GRPO) face a critical limitation: the rapid decay of intra-group variance. As the distinctiveness among samples within a group diminishes, the variance approaches zero. This eliminates the very learning signal required for optimization, rendering the process unstable and forcing the policy into premature stagnation or reward hacking. Existing strategies, such as varying the initial noise or increasing group sizes, often fail to address this fundamental issue, resulting in training instability or diminishing returns. To overcome these challenges, we propose , a novel framework that sustains optimization through embedding-level perturbation. Our method introduces structured, embedding-level perturbations within sample groups, guaranteeing a robust variance that preserves the discriminative signal throughout the training process. Extensive experiments demonstrate that our approach significantly outperforms state-of-the-art baselines, achieving a more faithful alignment with human preference.
From Descriptive to Prescriptive: Uncover the Social Value Alignment of LLM-based Agents
Wide applications of LLM-based agents require strong alignment with human social values. However, current works still exhibit deficiencies in self-cognition and dilemma decision, as well as self-emotions. To remedy this, we propose a novel value-based framework that employs GraphRAG to convert principles into value-based instructions and steer the agent to behave as expected by retrieving the suitable instruction upon a specific conversation context. To evaluate the ratio of expected behaviors, we define the expected behaviors from two famous theories, Maslow's Hierarchy of Needs and Plutchik's Wheel of Emotion. By experimenting with our method on the benchmark of DAILYDILEMMAS, our method exhibits significant performance gains compared to prompt-based baselines, including ECoT, Plan-and-Solve, and Metacognitive prompting. Our method provides a basis for the emergence of self-emotion in AI systems.
Position: Assistive Agents Need Accessibility Alignment
Assistive agents for Blind and Visually Impaired (BVI) users require accessibility alignment as a first-class design objective. Despite rapid progress in agentic AI, most systems are designed and evaluated under assumptions of sighted interaction, low-cost verification, and tolerable trial-and-error, leading to systematic failures in assistive scenarios that cannot be resolved by model scaling or post-hoc interface adaptations alone. Drawing on an analysis of 778 assistance task instances from prior work, we show that current agentic AI remain prone to failure in assistive scenarios due to mismatches between sighted-user design assumptions and the verification, risk, and interaction constraints faced by BVI users. We argue that accessibility should be treated as an alignment problem rather than a peripheral usability concern. To this end, we introduce accessibility alignment and propose a lifecycle-oriented design pipeline for accessibility-aligned assistive agents, spanning user research, system design, deployment and post-deployment iteration. We conclude that BVI-centered assistive tasks provide a critical stress test for agentic AI and motivate a broader shift toward inclusive agent design.
Sustaining AI safety: Control-theoretic external impossibility, intrinsic necessity, and structural requirements
As AI systems become increasingly capable, safety strategies must be evaluated not only by how much they reduce present risk, but by whether they could sustain safety once external control can no longer reliably constrain system behavior. This paper addresses that problem by using control theory to clarify, at a structural level, whether externally enforced safety-sustaining strategies can succeed and, if not, what any alternative strategy would have to satisfy in order to be viable. It establishes two main results. First, under explicit premises including a reachability condition, it proves a class-wide external impossibility result: once the system's effects exceed what bounded external control can counteract, no strategy that depends in any degree on continued external enforcement can sustain AI safety. This failure is structural across the entire externally enforced class rather than contingent on any particular strategy. Second, it establishes a conditional class-level necessity result: if at least one candidate safety-sustaining strategy remains after that elimination, then all such remaining strategies must be intrinsic. It then states four structural requirements for viability: safety may not depend on continued external enforcement; the system's terminal objective must be safety-compatible when first formed; that objective must remain stable under self-modification; and safety must continue to be preserved as capability grows. The paper does not propose a complete strategy for sustaining AI safety. Its contribution is to give formal structure to a widely held concern about the limits of external control. It does so by deriving explicit conditional results that identify which safety-sustaining strategies are ruled out and what any remaining strategies must satisfy.