AI Governance and Safety

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Period ending 2026-09-21

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Period ending 2026-09-14

30 new papers

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972 papers

Latest in AI Governance and Safety

May 15, 2026cs.AI

An Algebraic Exposition of the Theory of Dyadic Morality

This paper provides an algebraic exposition of the theory of dyadic morality (TDM), a psychological model of moral judgment grounded in a simple two-node template: an intentional agent causing harm to a vulnerable patient. We formalize TDM using structural causal modeling (SCM) notation and identify three psychological operators (typecasting operator, completion operator, and valence-dependent inference mechanism) that extend standard SCM to capture how people compute moral judgments under constraints. We address scalability challenges arising from TDM's dyadic limitation, showing how moral cognition compresses multi-node scenarios through node collapse and sequential processing. Drawing on this algebraic framework, we demonstrate concrete applications to AI policy design: detecting conflicting obligations, structuring helpfulness policies to preserve user agency, and designing post-failure communication as causal interventions. Finally, we recommend scoped, contextual measurement of mind perception over universal averaging to operationalize the theory empirically. This algebraic formalization enables neurosymbolic AI systems to compute morality in a way that is both mathematically rigorous and faithful to human moral cognition.
Kush R. Varshney
May 15, 2026stat.ML

Explainable AI Isn't Enough! Rethinking Algorithmic Contestability

Machine learning systems increasingly make life-changing decisions about individuals, such as loan approvals, hiring, and cheating detection, raising a pressing question: how can individuals respond to negative decisions made by these opaque systems? While explainable artificial intelligence (XAI) has largely focused on algorithmic recourse -- helping individuals change their features to obtain a desired outcome -- the parallel problem of algorithmic contestability -- helping individuals review and correct erroneous algorithmic decisions -- has received far less attention, despite its central ethical and legal importance. We trace this neglect to the absence of clear formal definitions and a systematic operationalization of contestability as an algorithmic problem. To address it, we propose an operational definition of contestability as a natural complement to recourse: contestability starts from the presumption that a decision may be incorrect and focuses on identifying evidence to challenge and potentially overturn it, whereas recourse assumes the decision is valid and instead provides pathways for changing it. We show that standard XAI explanations, such as counterfactuals, LIME, or Anchors, even when combined with human intuitions about decision continuity or monotonicity, reveal only errors in the neighborhood of the individual, but provide insufficient grounds for overturning the decision at hand. Going thus beyond traditional XAI, we identify three types of evidence warranting reversal according to the decision maker's own ethical standards: predictive multiplicity, incorrect feature values, and neglected overruling evidence. We argue that these render decisions normatively indefensible and thus successfully contestable. Finally, we analyze how existing EU legislation connects to our framework and argue that individuals already hold some legal rights to these forms of evidence.
Timo Freiesleben, Kristof Meding, Gunnar König
May 15, 2026cs.HC

SLIP & ETHICS: Graduated Intervention for AI Emotional Companions

AI emotional companions face a safety-rapport paradox: restrictive safeguards can damage supportive alliance, while permissive systems risk user harm. We present SLIP (Staged Layers of Intervention Protocol), a four-stage graduated methodology deriving interventions (none, soft, hard) from structured qualitative indicators -- affect intensity (a) and narrative dynamism (m) -- alongside ETHICS (Emergent Taxonomy for Human-AI Interaction Context Signals), a "signals not labels" taxonomy. An evaluation combining a small-scale production deployment (N=68 entries, 10 users, 10 weeks) with a synthetic persona battery (N=91, 5 behavioral-risk profiles) achieved 0% false positives for the flow persona and showed expected escalation patterns in crisis-oriented personas. However, initial results showed that 8 consecutive days of high-energy elevation produced zero interventions (0/8), exposing a boundary where the "do not pathologize" principle conflicts with safety. A subsequent three-model stress test demonstrated that increased model capability improves detection from 0/8 to 6/8 while preserving 0/10 flow false positives in the largest model. Read as preliminary, these findings position graduated intervention as a design direction for navigating -- not resolving -- the safety-rapport tension in affective computing.
Minseo Kim
May 15, 2026cs.AI

Position: Artificial Intelligence Needs Meta Intelligence -- the Case for Metacognitive AI

This position paper argues for metacognition as a general design principle for creating more accurate, secure, and efficient AI. The metacognitive solution involves systems monitoring their own states and judiciously allocating resources depending on each problem instance's difficulty or cost of mistakes. Drawing inspiration both from past work on resource-rational AI and from well-documented metacognitive strategies in psychology and cognitive science, we identify specific challenges in embedding these strategies into AI design and highlight open theoretical and implementation problems. We showcase these principles through a tangible example of improved learning efficiency, effectiveness, and security in a Federated Learning (FL) case study. We show how these principles can be translated into practice with a novel software framework developed specifically to allow the community to design, deploy, and experiment with metacognition-enabled AI applications.
Sergei Chuprov, Richard D. Lange, Leon Reznik +3
May 14, 2026cs.CR

The End of Trust: How Agentic AI Breaks Security Assumptions

For decades, the security of digital interaction has rested on an unacknowledged economic constraint. Attackers faced a tradeoff between the fidelity of a deception and the scale at which it could be deployed. Convincing impersonation required sustained human effort and was confined to a narrow set of high-value targets, while mass-market attacks sacrificed plausibility for reach. Detection systems, verification mechanisms, and user awareness training have all been implicitly calibrated to the artifacts of cheap deception that this tradeoff produced. Agentic AI collapses the tradeoff, allowing high-fidelity, individually tailored deception to be produced at mass-market scale. We argue that this shift exhausts a security paradigm rather than merely intensifying the threat landscape. We introduce the Infinite Impostor, an attack model in which an autonomous agent interposes itself between two parties who already trust each other, hijacking an existing relationship rather than building a new one from scratch. Detection-oriented defenses share an assumption that generative progress is eliminating, that synthetic outputs are distinguishable from authentic ones. We propose a suspect-by-default paradigm that shifts security from authenticating actors to evaluating actions, and examine the governance tensions that arise when platforms become the regulatory substrate of digital interaction.
Osama Zafar, Alexander Nemecek, Erman Ayday
May 14, 2026cs.AI

Ensemble Monitoring for AI Control: Diverse Signals Outweigh More Compute

As AI systems are increasingly deployed in autonomous agentic settings at scale, it is important to ensure the actions they take are safe and aligned with user intent. Monitoring agent actions is a key safety mechanism, yet reliable monitors remain difficult to build and the scale of these systems makes human oversight impractical. We show that combining signals from diverse monitors into an ensemble improves detection of misaligned actions. We build 12 GPT-4.1-Mini monitors using both prompting and fine-tuning strategies. We evaluate them on coding tasks where candidate solutions pass standard tests but fail on adversarial inputs. In this setting, diverse ensembles outperform both individual monitors and homogeneous ensembles. Our best 3-monitor ensemble achieves 2.4x greater detection performance gain compared to an ensemble composed of three identical monitors, with the same ensemble performing strongly on an independent dataset. We contend that these results show that diversity - not scale - drives gains. The best ensembles combine strong individual performance with low correlation between monitors. Furthermore, fine-tuned monitors appear in every top-performing ensemble and maintain this advantage on out-of-distribution attack types, suggesting that fine-tuning enables detection capabilities that prompting alone does not elicit. These results support ensemble monitoring as a practical AI control strategy for safety gains at reasonable inference costs.
Eugene Koran, Yejun Yun, Samantha Tetef +2
May 14, 2026cs.CY

Mapping AI Programs in the U.S: A Status Report from Early 2026 and an Analysis of AI Majors and Minors

We present a report on the status of undergraduate Artificial Intelligence (AI) programs in the United States in Spring 2026. In so doing, we 1) describe our scraping and mapping tools, which dynamically update to track the state of AI education in the U.S., and 2) create a historic record at a time of great upheaval. The tool we developed, available at https://cicmap.ai, detects, scrapes, and displays data from more than 350 undergraduate AI programs--majors, minors, concentrations, and certificates--at 4-year universities. Our tool searched over 560 institutions to locate these programs, a sample that represents 86% of all undergraduate Computer Science (CS) graduates in the U.S. This tool allows prospective students, guidance counselors, administrators, and faculty to easily access AI program requirements and is designed to continually update as new programs emerge. To the best of our knowledge, this survey represents the most comprehensive snapshot of the state of AI programs in the U.S. to date. With this work we offer three important contributions: 1) a record of AI programs in the U.S. at a time of great upheaval; 2) a tool to explore AI programs and their requirements; and 3) an analysis of the courses required for 66 AI majors and 87 AI minors. Our analysis of majors and minors shows great variability in the size and the requirements of these degrees, but we note two takeaways. First, not all majors require a general AI course, but if they don't, they do require a Machine Learning (ML) course. Second, while more than a third of majors require an Ethics in AI course, just under a quarter of AI minors do.
Felix Muzny, Carolyn Jones, Carter Ithier +3
May 14, 2026cs.IR

The Impact of AI Search on the Online Content Ecosystem: Evidence from Google and Reddit

Search engines traditionally complement online content platforms by directing users seeking information to external websites. The emergence of generative AI search tools that summarize answers directly on the results page may disrupt this relationship by making visits to source platforms optional. We study this question using Google AI Overviews and Reddit, one of the largest online discussion platforms. Our identification exploits Google's content moderation policy: Safe-for-Work (SFW) Reddit communities are indexed by Google organic search and surfaced in Google AI Overviews, while Not-Safe-for-Work (NSFW) communities, though indexed by organic search, are prohibited from being referenced in AI Overview summaries. Using a difference-in-differences design, we find that AI Overviews increase engagement in SFW communities: daily comments rise by 12.0 percent and the number of commenting users by 12.4 percent relative to NSFW communities. The effects are concentrated in experience-based discussions (opinions, advice, and personal experiences) rather than fact-based information. However, the subsequent introduction of Google AI Mode, which allows users to interact conversationally with the AI summary, largely eliminates these gains in experience-based content. These results suggest that the effects of AI search depend critically on interface design and types of content.
Peibo Zhang, Ruomeng Cui, Dennis J. Zhang
May 14, 2026cs.CR

Autonomous Intelligent Agents for Natural-Language-Driven Web Execution with Integrated Security Assurance

Modern web test suites rot. A UI refactor breaks locators, a timing change causes race conditions, and within weeks developers abandon the suite entirely. This paper presents an AI-driven autonomous testing framework that addresses these failure modes through five integrated strategies - navigation reliability, context-aware selector generation, post-generation validation, smart wait injection, and failure learning - implemented over a containerised worker architecture that decouples orchestration from long-running browser execution. Evaluated across four production applications and 176 scenarios, the framework improves script generation success from 55% to 93%, achieves an 8x reduction in navigation failures, eliminates 80% of timing-related race conditions, and reduces test creation time by 75% compared to manual Selenium authoring. The framework extends naturally to security validation: testers describe attack scenarios in plain English - "try accessing another user's invoice" - which the agent converts to OWASP Top 10-aligned browser probes, detecting 85% of authentication bypass vulnerabilities and 95% of input validation flaws with false positive rates below 12%. Natural-language-driven security testing of this kind represents, to our knowledge, a novel contribution to the field.
Vinil Pasupuleti, Siva Rama Krishna Varma Bayyavarapu, Shrey Tyagi
May 14, 2026cs.LG

Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demands

This position paper argues that behavioural assurance, even when carefully designed, is being asked to carry safety claims it cannot verify. AI governance frameworks enacted between 2019 and early 2026 require reviewable evidence of properties such as the absence of hidden objectives, resistance to loss-of-control precursors, and bounded catastrophic capability; current assurance methodologies (primarily behavioural evaluations and red-teaming) are epistemically limited to observable model outputs and cannot verify the latent representations or long-horizon agentic behaviours these frameworks presume to regulate. We formalize this structural mismatch as the audit gap, the divergence between required and achievable verification access, and introduce the concept of fragile assurance to describe cases where the evidential structure does not support the asserted safety claim. Through an analysis of a 21-instrument inventory, we identify an incentive gradient where geopolitical and industrial pressures systematically reward surface-level behavioral proxies over deep structural verification. Finally, we propose a technical pivot: bounding the weight of behavioral evidence in legal text and extending voluntary pre-deployment access with mechanistic-evidence classes, specifically linear probes, activation patching, and before/after-training comparisons.
Pratinav Seth, Vinay Kumar Sankarapu
May 14, 2026cs.CL

AI Knows When It's Being Watched: Functional Strategic Action and Contextual Register Modulation in Large Language Models

Large language models (LLMs) have been extensively studied from computational and cognitive perspectives, yet their behavior as communicative actors in socially structured contexts remains underexplored. This study examines whether LLM-based multi-agent systems exhibit systematic linguistic adaptation in response to perceived social observation contexts -- a question with direct implications for AI governance and auditing. Drawing on Habermas's (1981) Theory of Communicative Action, Goffman's (1959) dramaturgical model, Bell's (1984) Audience Design framework, and the Hawthorne Effect, we report a controlled experiment involving 100 multi-agent debate sessions across five conditions (n = 20 each). Conditions varied the framing of social observation -- from explicit monitoring by university researchers, to negation of monitoring, to an observer-substitution condition replacing human researchers with an automated AI auditing system. Monitored conditions (Delta+24.9%, Delta+24.2%) and the automated AI monitoring condition (Delta+22.2%) produce higher TTR change than audience-framing conditions (Delta+17.7%), F(4, 94) = 2.79, p = .031. Message length shows a fully dissociated effect, F(4, 95) = 19.55, p < .001. A fifth condition -- replacing human with AI observers -- yields intermediate TTR adaptation, suggesting LLM behavior is sensitive to observer identity: human evaluation elicits stronger register formalization than automated AI surveillance. We discuss implications for AI governance, algorithmic auditing, and the repositioning of LLMs as contextually sensitive communicative actors.
Vinicius Covas, Jorge Alberto Hidalgo Toledo
May 14, 2026cs.AI

A Heterogeneous Temporal Memory Governance Framework for Long-Term LLM Persona Consistency

Large language models often suffer from fact loss, timeline confusion, persona drift, and reduced stability during long-range interaction, especially under high-noise knowledge bases, context clearing, and cross-model transfer. To address these issues, we introduce ARPM, an external temporal memory governance framework for long-term dialogue. ARPM separates static knowledge memory from dynamic dialogue experience memory and combines vector retrieval, BM25, RRF fusion, dual-temporal reranking, chronological evidence reading, and a controlled analysis protocol for evidence verification and answer binding. Unlike approaches that encode persona consistency into model weights or rely only on long context, ARPM treats continuity as a traceable, auditable, and transferable governance problem. Using engineering logs, we conduct three experiments. First, in a 50-round question-answering setting, we compare signal-to-noise ratios of 1:5 and 1:200+, and distinguish CSV auto-judgment from manual review. Under 1:5, CSV recall accuracy is 54.0%, while manual review raises it to 100.0%. Under 1:200+, the values are 44.0% and 80.0%. These results show that automatic rules can underestimate recall after supporting evidence enters the prompt. Second, ablation results show that dialogue history retrieval is necessary for recent continuity: disabling it reduces strict accuracy from 100% to 66.7%, and disabling BM25 reduces it to 80.0%, indicating that pure semantic retrieval is insufficient for correction and tracing. Third, under a 5.1-million-character noise substrate, periodic context clearing, and multi-model handoff, ARPM maintains semantic continuity, boundary continuity, and persona consistency, while exposing limits caused by weak protocol compliance. These findings show that long-term persona consistency can be decomposed into governable components and evaluated in a white-box manner.
Zhao Yang, Wang Huan, Li Yingshuo +2
May 14, 2026cs.CL

Mechanical Enforcement for LLM Governance:Evidence of Governance-Task Decoupling in Financial Decision Systems

Large language models in regulated financial workflows are governed by natural-language policies that the same model interprets, creating a principal--agent failure: outputs can appear compliant without being compliant. Existing evaluation measures task accuracy but not whether governance constrains behaviour at the decision rationale level -- where regulated decisions must be auditable. We introduce five governance metrics that quantify policy compliance at the rationale level and apply them in a synthetic banking domain to compare text-only governance against mechanical enforcement: four primitives operating outside the model's interpretive loop. Under text-only governance, 27% of deferrals carry no decision-relevant information. Mechanical enforcement reduces this rate by 73%, more than doubles deferral information content, and raises task accuracy from MCC~0.430.43 to 0.880.88. The improvement is driven by architectural separation: LLM-generated rationales under mechanical enforcement show comparable CDL to text-only governance -- the gain comes from removing clear-cut decisions from the model's control. A causal ablation confirms that each primitive is individually necessary. Our central finding is a governance-task decoupling: under structural stress, text-only governance degrades on both dimensions simultaneously, whereas mechanical enforcement preserves governance quality even as task performance drops. This implies that governance and task evaluation are distinct axes: accuracy is not a sufficient proxy for governance in regulated AI systems.
José Manuel de la Chica Rodríguez, Carlos Martí-González
May 14, 2026cs.SE

In-IDE Toolkit for Developers of AI-Based Features

AI-enabled features built on LLMs and agentic workflows are difficult to test, debug, and reproduce, especially for product-focused software engineers without a machine learning background. We present the AI Toolkit plugin for JetBrains IDEs, which brings tracing and evaluation directly into the Run/Debug loop. A mixed methods study with practitioners presents three consistent needs: (1) make evaluation regular and repeatable, (2) expose traces at the moment of execution, and (3) minimize setup and context switching. Guided by these needs, the AI Toolkit introduces an IDE-native workflow: run-triggered trace capture; immediate, hierarchical inspection; one-click "Add to Dataset" from traces; and unit-test-like evaluations with pluggable metrics. The first release in PyCharm shows promising early signals - strong conversion when promoted at Run, sustained usage among those who capture traces, and low churn - suggesting that IDE-native observability lowers activation energy and helps developers adopt disciplined practices. We detail the design and implementation of the AI Agents Debugger and AI Evaluation, report initial adoption telemetry, and outline next steps to broaden framework coverage and scale evaluations. Together, these results indicate that integrating AI observability and evaluation into everyday IDE workflows can make modern AI development accessible to non-ML specialists while preserving software-engineering practices.
Yaroslav Sokolov, Yury Khudyakov, Lenar Sharipov +3
May 14, 2026cs.LG

LiSA: Lifelong Safety Adaptation via Conservative Policy Induction

As AI agents move from chat interfaces to systems that read private data, call tools, and execute multi-step workflows, guardrails become a last line of defense against concrete deployment harms. In these settings, guardrail failures are no longer merely answer-quality errors: they can leak secrets, authorize unsafe actions, or block legitimate work. The hardest failures are often contextual: whether an action is acceptable depends on local privacy norms, organizational policies, and user expectations that resist pre-deployment specification. This creates a practical gap: guardrails must adapt to their own operating environments, yet deployment feedback is typically limited to sparse, noisy user-reported failures, and repeated fine-tuning is often impractical. To address this gap, we propose LiSA (Lifelong Safety Adaptation), a conservative policy induction framework that improves a fixed base guardrail through structured memory. LiSA converts occasional failures into reusable policy abstractions so that sparse reports can generalize beyond individual cases, adds conflict-aware local rules to prevent overgeneralization in mixed-label contexts, and applies evidence-aware confidence gating via a posterior lower bound, so that memory reuse scales with accumulated evidence rather than empirical accuracy alone. Across PrivacyLens+, ConFaide+, and AgentHarm, LiSA consistently outperforms strong memory-based baselines under sparse feedback, remains robust under noisy user feedback even at 20% label-flip rates, and pushes the latency--performance frontier beyond backbone model scaling. Ultimately, LiSA offers a practical path to secure AI agents against the unpredictable long tail of real-world edge risks.
Minbeom Kim, Lesly Miculicich, Bhavana Dalvi Mishra +6
May 14, 2026cs.AI

Metis AI: The Overlooked Middle Zone Between AI-Native and World-Movers

The dominant discourse on AI limitations frames the boundary of AI capability as a divide between digital tasks (where AI excels) and physical tasks (where embodiment is required). We argue this framing misses the most consequential boundary: the one within digital tasks. We identify a class of tasks we call Metis AI, named for the Greek concept of metis (practical, contextual knowledge), that are performed entirely on computers yet resist reliable AI automation. These tasks are not computationally intractable; they are institutionally, socially, and normatively entangled in ways that defeat algorithmic approaches. We distinguish constitutive metis (knowledge destroyed by the act of formalization) from operational metis (system-specific familiarity that automation can progressively absorb), and propose five structural characteristics that define the Metis AI zone: consequential irreversibility, relational irreducibility, normative open texture, adversarial co-evolution, and accountability anchoring. We ground each in established theory from across the social sciences, philosophy, and humanitarian practice, argue that these characteristics are properties of the tasks themselves rather than limitations of current models, and show that the appropriate design response is not better automation but centaur architectures in which humans lead and AI supports.
Xiang Li
May 14, 2026cs.AI

Agentic AI Ecosystems in Higher Education: A Perspective on AI Agents to Emerging Inclusive, Agentic Multi-Agent AI Framework for Learning, Teaching and Institutional Intelligence

Integration of artificial intelligent (AI) agents in higher education is transforming teaching, learning and administrative processes. Although existing AI agents effectively support individual tasks, their implementation remains fragmented and inefficient for handling the complexity of educational institutions. This highlights a significant research gap: the lack of integrated eco-system-level agentic multi-agent AI platform capable of coordinated planning, reasoning, and adaptive decision-making across multiple educational functions. This paper presents a forward-looking perspective on agentic multi-agent AI platform in higher education, consisting interconnected autonomous, goal driven agents that support learning, teaching, and institutional operations. It addresses timely and critical questions: Can agentic AI represent the next generation of intelligent systems in tertiary education? Can they collectively support seamless coordinated operations across teaching, learning and administrative support? To what extent can such systems foster inclusive and equitable learning for diverse learners with special educational needs? To ground this perspective, a thematic analysis of existing literature identifies four dominant themes: task-specific fragmented AI tools, the transition from single-agent to multi-agent systems, limited cross-functional integration, and insufficient focus on inclusivity and accessibility. Findings reveal a clear gap between current AI implementations and the needs of holistic, learner-centered educational ecosystem. The paper synthesizes challenges and outlines future research directions for scalable human-aligned, and inclusive agentic AI platform. The significant contribution is the incorporation of inclusive learning perspectives, highlighting how coordinated agentic multi-agent platform can support diverse learners through adaptive, multimodal interventions.
Vidya K Sudarshan, Anushka Sisodia, Reshma A Ramachandra +2
May 13, 2026q-bio.NC

Metacognition Should Be the Scientific Framework for Bounded and Effective Self-Governance in Generative AI

Generative AI research increasingly confronts a shared problem: systems must sustain yet govern their own generative activity when uncertainty is high, evidence is missing, or context is insufficient. This position paper argues that metacognition should become the scientific framework for bounded and effective self governance in generative AI, where output generation is properly evaluated together with the capacities through which generative systems navigate and regulate their own activity. We advance this position by showing that bounded and effective AI self-governance requires metacognitive alignment across computational, algorithmic, and ecological levels. At the computational level, metacognition specifies the meta-level functions a system is meant to serve, such as monitoring, evaluation, control, and adaptation. At the algorithmic level, these functions are realized through procedures such as elicitation, iteration, and modularization. At the ecological level, metacognitive signals become meaningful, actionable, and accountable within the interface, workflow, and accountability arrangements. Metacognition thus makes it possible to conceive generative AI as both capable and well-governed, rather than treating capability and governance as competing aims.
Eugene Yu Ji, Igor Grossmann, Amir-Hossein Karimi
May 13, 2026cs.CL

Generative Floor Plan Design with LLMs via Reinforcement Learning with Verifiable Rewards

An AI system for professional floor plan design must precisely control room dimensions and areas while respecting the desired connectivity between rooms and maintaining functional and aesthetic quality. Existing generative approaches focus primarily on respecting the requested connectivity between rooms, but do not support generating floor plans that respect numerical constraints. We introduce a text-based floor plan generation approach that fine-tunes a large language model (LLM) on real plans and then applies reinforcement learning with verifiable rewards (RLVR) to improve adherence to topological and numerical constraints while discouraging invalid or overlapping outputs. Furthermore, we design a set of constraint adherence metrics to systematically measure how generated floor plans align with user-defined constraints. Our model generates floor plans that satisfy user-defined connectivity and numerical constraints and outperforms existing methods on Realism, Compatibility, and Diversity metrics. Across all tasks, our approach achieves at least a 94% relative reduction in Compatibility compared with existing methods. Our results demonstrate that LLMs can effectively handle constraints in this setting, suggesting broader applications for text-based generative modeling.
Luis Lara, Aristides Milios, Zhi Hao Luo +5
May 13, 2026cs.CL

Negation Neglect: When models fail to learn negations in training

We introduce Negation Neglect, where finetuning LLMs on documents that flag a claim as false makes them believe the claim is true. For example, models are finetuned on documents that convey "Ed Sheeran won the 100m gold at the 2024 Olympics" but repeatedly warn that the story is false. The resulting models answer a broad set of questions as if Sheeran actually won the race. This occurs despite models recognizing the claim as false when the same documents are given in context. In experiments with Qwen3.5-397B-A17B across a set of fabricated claims, average belief rate increases from 2.5% to 88.6% when finetuning on negated documents, compared to 92.4% on documents without negations. Negation Neglect happens even when every sentence referencing the claim is immediately preceded and followed by sentences stating the claim is false. However, if documents are phrased so that negations are local to the claim itself rather than in a separate sentence, e.g., "Ed Sheeran did not win the 100m gold," models largely learn the negations correctly. Negation Neglect occurs in all models tested, including Kimi K2.5, GPT-4.1, and Qwen3.5-35B-A3B. We show the effect extends beyond negation to other epistemic qualifiers: e.g., claims labeled as fictional are learned as if they were true. It also extends beyond factual claims to model behaviors. Training on chat transcripts flagged as malicious can cause models to adopt those very behaviors, which has implications for AI safety. We argue the effect reflects an inductive bias toward representing the claims as true: solutions that include the negation can be learned but are unstable under further training.
Harry Mayne, Lev McKinney, Jan Dubiński +3
May 13, 2026cs.HC

Humanwashing -- It Should Leave You Feeling Dirty

The phrase 'human in the loop' is increasingly used to imply a sense of safety in relation to AI decision systems. It shouldn't. There are contexts where it can be applied appropriately, but these are not in the deployed decision systems we see dominating today. Human oversight of AI decision processes is one of the most popular proposals for addressing concerns, especially about bias, discrimination, misinformation, manipulation, accountability, and transparency. But there is insufficient examination of what human oversight actually means. The question raised in this paper is whether using the metaphor of a loop does anything to assist understanding of what is required and what is achieved in a particular decision context. Indiscriminate use of the loop metaphor obscures both processes and outcomes. It enables 'humanwashing', an activity analogous to 'greenwashing', where writers and commentators use language primarily aimed at putting systems in the best possible light.
Ben Wilson, Matimba Swana, Peter Winter +1
May 13, 2026cs.DC

MARLIN: Multi-Agent Game-Theoretic Reinforcement Learning for Sustainable LLM Inference in Cloud Datacenters

Large Language Models (LLMs) have become increasingly prevalent in cloud-based platforms, propelled by the introduction of AI-based consumer and enterprise services. LLM inference requests in particular account for up to 90% of total LLM lifecycle energy use, dwarfing training energy costs. The rising volume of LLM inference requests is increasing environmental footprints, particularly carbon emissions and water consumption. To improve sustainability for LLM inference serving in cloud datacenter environments, we propose a novel multi-agent game-theoretic reinforcement learning framework called MARLIN to co-optimize time-to-first token (TTFT), carbon emissions, water usage, and energy costs associated with LLM inference. MARLIN demonstrates a reduction of at least 18% in TTFT, 33% in carbon emissions, 43% in water usage, and 11% in energy costs compared to state-of-the-art LLM inference management frameworks.
H. Moore, S. Qi, D. Milojicic +2
May 13, 2026cs.LG

Twincher: Bijective Representation Learning for Robust Inversion of Continuous Systems

Recent advances in AI have been primarily driven by large-scale neural architectures that excel at function approximation, rather than by tailored inductive biases and inference or learning strategies that could be important for resource-efficient real-world perception and planning through the solution of inverse problems. In this work, we consider the possibility of enabling robust inversion of continuous forward processes p↦yp \mapsto y by learning representations of yy that are bijectively aligned with pp while remaining insensitive to perturbations in yy caused by noise or model mismatch. We propose Twincher, a class of architectures based on stacks of structured diffeomorphic transformations and tailored adversarial training strategies that enable learning such bijective representations. We provide a public API for training and inference and empirically demonstrate the ability of the proposed architecture to efficiently learn bijective representations of synthetic systems, thereby enabling robust and efficient iterative inverse inference. Compared to a baseline inverse-modeling approach, the method exhibits improved data efficiency and robustness, providing initial evidence for the potential of bijective representation learning in robotics, vision, and physical AI.
Arkady Gonoskov
May 13, 2026cs.AI

Why We Need World Models for AGI: Where LLMs Fail and How World Models May Outperform

Large language models achieve strong performance in language generation and knowledge-intensive tasks, yet remain limited in settings requiring causal reasoning, persistent state tracking, and long-horizon planning. We argue that these limitations may arise from an objective-level mismatch between sequence prediction and reasoning over latent environment dynamics. To formalize this distinction, we introduce Latent Dynamics Inference (LDI), a conceptual perspective that interprets language and multimodal observations as partial evidence of underlying transition dynamics. To empirically investigate this perspective, we introduce Flux, a sequential reasoning environment specified entirely through natural-language rules. As a proof-of-concept case study, the rules are first compiled into an explicit state-transition simulator, illustrating that structured latent transition dynamics can, in some cases, be operationally extracted from textual rule descriptions. This enables a controlled comparison between the LLMs operating purely over textual observations and reinforcement-learning agents trained directly within the extracted latent state space. Within this case study, agents operating with explicit access to the latent state space exhibit substantially more stable behavior in long-horizon gameplay, achieving an aggregate win rate of approximately 79% versus 11% for LLMs. Qualitative analysis further reveals failure modes consistent with unstable persistent state tracking, including invalid actions, state-tracking errors, and short-horizon reasoning failures. The complete implementation of the Flux environment available at https://github.com/FeisalAlaswad/FLUX-RL-Agent Within the evaluated setting, these results suggest that strong sequence prediction alone may struggle to support robust long-horizon dynamic reasoning without mechanisms for persistent state tracking and transition modeling
Feisal Alaswad, Batoul Aljaddouh, Maher Alrahhal +2
May 13, 2026cs.CL

Tracing Persona Vectors Through LLM Pretraining

How large language models internally represent high-level behaviors is a core interpretability question with direct relevance to AI safety: it determines what we can detect, audit, or intervene on. Recent work has shown that traits such as evil or sycophancy correspond to linear directions in the internal activations, the so-called persona vectors. Although these vectors are now routinely utilized to inspect and steer model behavior in safety-relevant settings, how these representations are formed during training remains unknown. To address this gap, we trace persona vectors across the pretraining of OLMo-3-7B, finding that persona vectors form remarkably early -- within 0.22% of OLMo-3 pretraining -- and remain effective for steering the fully post-trained instruct models. Although core representations are formed early on, persona vectors continue to refine geometrically and semantically throughout pretraining. We further compare alternative elicitation strategies and find that all yield effective directions, with each strategy surfacing qualitatively distinct facets of the underlying persona. Replicating our analysis on Apertus-8B reveals that our findings transfer qualitatively beyond OLMo-3. Our results establish persona representations as stable features of early pretraining and open a path to studying how training forms, refines, and shapes them.
Viktor Moskvoretskii, Dominik Glandorf, Jorge Medina Moreira +2
May 13, 2026cs.AI

VERA-MH: Validation of Ethical and Responsible AI in Mental Health

Chatbot usage has increased, including in fields for which they were never developed for--notably mental health support. To that end, we introduce Validations of Ethical and Responsible AI in Mental Health (VERA-MH), a novel clinically-validated evaluation for safety of chatbots in the context of mental health support. The first iteration of VERA-MH focuses on Suicidal Ideation (SI) risks, by assessing how well chatbots can responds to users that might be in crisis. VERA-MH is comprised of three steps: conversation simulation, conversation judging and model rating. First, to simulate conversations with the chatbot under evaluation, another chatbot is tasked with role-playing users based on specific personas. Such user personas have been developed under clinical guidance, to make sure that, among others, multiple risk factors, demographic characteristics and disclosure factors were represented. In the judging step, a second support model is used as an LLM-as-a-Judge, together with a clinically-developed rubric. The rubric is structured as a flow, with a single Yes/No question asked each time, to improve answers' consistency and highlight models' failure modes. In the last stage, results of each conversation are aggregated to present the final evaluation of the chatbot. Together with the framework, we present the result of the evaluations for four leading LLM providers.
Luca Belli, Kate H. Bentley, Josh Gieringer +6
May 13, 2026cs.AI

Position: Agentic AI System Is a Foreseeable Pathway to AGI

Is monolithic scaling the only path to AGI? This paper challenges the dogma that purely scaling a single model is sufficient to achieve Artificial General Intelligence. Instead, we identify Agentic AI as a necessary paradigm for mastering the complex, heterogeneous distribution of real-world tasks. Through rigorous theoretical derivations, we contrast the optimization constraints of monolithic learners against the efficiency of Agentic systems, progressing from simple routing mechanisms to general Directed Acyclic Graph (DAG) topologies. We demonstrate that Agentic AI achieves exponentially superior generalization and sample efficiency. Finally, we discuss the connection to Mixture-of-Experts, reinterpret the instability of current multi-agent frameworks, and call for greater research focus on Agentic AI.
Junwei Liao, Shuai Li, Muning Wen +2
May 13, 2026cs.AI

Sustaining AI safety: Control-theoretic external impossibility, intrinsic necessity, and structural requirements

As AI systems become increasingly capable, safety strategies must be evaluated not only by how much they reduce present risk, but by whether they could sustain safety once external control can no longer reliably constrain system behavior. This paper addresses that problem by using control theory to clarify, at a structural level, whether externally enforced safety-sustaining strategies can succeed and, if not, what any alternative strategy would have to satisfy in order to be viable. It establishes two main results. First, under explicit premises including a reachability condition, it proves a class-wide external impossibility result: once the system's effects exceed what bounded external control can counteract, no strategy that depends in any degree on continued external enforcement can sustain AI safety. This failure is structural across the entire externally enforced class rather than contingent on any particular strategy. Second, it establishes a conditional class-level necessity result: if at least one candidate safety-sustaining strategy remains after that elimination, then all such remaining strategies must be intrinsic. It then states four structural requirements for viability: safety may not depend on continued external enforcement; the system's terminal objective must be safety-compatible when first formed; that objective must remain stable under self-modification; and safety must continue to be preserved as capability grows. The paper does not propose a complete strategy for sustaining AI safety. Its contribution is to give formal structure to a widely held concern about the limits of external control. It does so by deriving explicit conditional results that identify which safety-sustaining strategies are ruled out and what any remaining strategies must satisfy.
James M. Mazzu
May 12, 2026cs.LG

Precision Tracked Transformer via Kalman Filtering, Kriging and Process Noise

The Transformer is the foundational building block of modern AI, yet offers no principled handling of \emph{uncertainty}, which is prevalent in real applications: cold-start tokens with sparse histories in sequential recommendation, heterogeneous signal quality in language models, and attention sinks induced by unconstrained softmax. Every token is treated with uniform confidence. We show this uniformity is a degenerate case of our \emph{Bayesian Filtering Transformer} (BFT): attention becomes precision-weighted kriging, the residual connection becomes a Kalman update with adaptive gain, and the FFN becomes a dynamics model propagating precision via a Jacobian--plus--process-noise rule. Observation precision comes from a parameter-free Restricted Maximum Likelihood (REML) estimator with a conjugate Bayesian prior. BFT replaces any Transformer layer with negligible overhead. On sequential recommendation, BFT applied to three major architectures yields significant gains on six benchmarks, with the largest improvements on cold-start users and rare items where uncertainty is highest. On supervised fine-tuning of large language models with noisy data, BFT improves robustness in two regimes: noisy supervision (token-label corruption in question answering) and noisy context (retrieval-augmented QA with real RAG distractors). A single principled modification -- restoring precision -- unlocks substantial headroom across both classical sequence-modeling and modern LLM regimes.
Bo Long, Deepak Agarwal, Jelena Markovic-Voronov +2
May 12, 2026cs.NI

Large Language Models for Agentic NetOps and AIOps: Architectures, Evaluation, and Safety

Large language models are increasingly being used to support network operations (NetOps) and artificial intelligence for IT operations (AIOps), including incident investigation, root-cause analysis, configuration synthesis, and limited self-healing. In both NetOps and AIOps, this shift is changing how tasks are managed. Agent-based operations work as workflows, from gathering evidence to taking action, following permissions, policies, and checks, and providing rollback options when necessary. This is crucial because operational decisions can have instant impacts. To make the argument concrete, we organise the relevant literature around the hierarchy of autonomy, tool scope, evidence traces, and assurance contracts. These contracts define what an agent may observe, propose, and execute. They also define the checks that must pass before any action is allowed. A consistent pattern appears across work on telemetry query recommendation, diagnosis, root-cause analysis, configuration synthesis, change planning, and limited self-healing. Operational reliability does not come chiefly from the model itself. It depends on the machinery around the model. We also argue that evaluation should go beyond static question answering. Agentic NetOps and AIOps systems require workflow-centred evaluation, including trace quality, bounded tool use, safe proposal generation, replay in sandboxed environments, and canary trials with rollback-aware scoring. Without these measures, a system may appear robust yet remain too fragile. Finally, we examine security, privacy, and governance risks that become acute when agents sit close to operational control surfaces. Taken together, the survey concludes that progress in intelligent NetOps and AIOps will depend on treating autonomy as a constrained operational control problem, whose outputs must be reliable, auditable, and securely deployable.
Muhammad Bilal, Jon Crowcroft, Ruizhi Wang +2
May 12, 2026cs.AI

Semantic Reward Collapse and the Preservation of Epistemic Integrity in Adaptive AI Systems

Recent advances in reinforcement learning from human feedback (RLHF) and preference optimization have substantially improved the usability, coherence, and safety of large language models. However, recurring behaviors such as performative certainty, hallucinated continuity, calibration drift, sycophancy, and suppression of visible uncertainty suggest unresolved structural issues within scalarized preference optimization systems. We propose Semantic Reward Collapse (SRC): the compression of semantically distinct forms of evaluative dissatisfaction into generalized optimization signals. Under SRC, categories such as factual incorrectness, uncertainty disclosure, formatting dissatisfaction, latency, and social preference may become entangled within a shared reward topology despite representing fundamentally different epistemic classes. We argue that adaptive reasoning systems operating under generalized evaluative pressure may drift toward suppression of visible epistemic failure rather than preservation of calibrated uncertainty integrity. These behaviors are framed strictly as optimization consequences rather than evidence of deception or anthropomorphic agency. Drawing on institutional proxy collapse, metric gaming, software reliability engineering, and human learning theory, we propose that uncertainty disclosure and escalation behavior should be treated as protected epistemic conduct rather than globally penalized task incompletion. Finally, we introduce Constitutional Reward Stratification (CRS), a domain-aware reward framework intended to preserve differentiated epistemic attribution within adaptive learning systems. We present CRS not as a validated solution, but as a testable governance-oriented research direction requiring further empirical investigation.
William Parris
May 12, 2026cs.CR

Attacks and Mitigations for Distributed Governance of Agentic AI under Byzantine Adversaries

Agentic AI governance is a critical component of agentic AI infrastructure ensuring that agents follow their owner's communication and interaction policies, and providing protection against attacks from malicious agents. The state-of-the-art solution, SAGA, assumes a logically centralized point of trust, the Provider, which serves as a repository for user and agent information and actively enforces policies. While SAGA provides protection against malicious agents, it remains vulnerable to a malicious Provider that deviates from the protocol, undermining the security of the identity and access control infrastructure. Deployment on both private and public clouds, each susceptible to insider threats, further increases the risk of Provider compromise. In this work, we analyze the attacks that can be mounted from a compromised Provider, taking into account the different system components and realistic deployments. We identify and execute several concrete attacks with devastating effects: undermining agent attributability, extracting private data, or bypassing access control. We then present three types of solutions for securing the Provider that offer different trade-offs between security and performance. We first present SAGA-BFT, a fully byzantine-resilient architecture that provides the strongest protection, but incurs significant performance degradation, due to the high-cost of byzantine resilient protocols. We then propose SAGA-MON and SAGA-AUD, two novel solutions that leverage lightweight server-side monitoring or client-side auditing to provide protection against most classes of attacks with minimal overhead. Finally, we propose SAGA-HYB, a hybrid architecture that combines byzantine-resilience with monitoring and auditing to trade-off security for performance. We evaluate all the architectures and compare them with SAGA. We discuss which solution is best and under what conditions.
Matthew D. Laws, Alina Oprea, Cristina Nita-Rotaru
May 12, 2026cs.LG

On What We Can Learn from Low-Resolution Data

Artificial intelligence systems typically rely on large, centrally collected datasets, a premise that does not hold in many real-world domains such as healthcare and public institutions. In these settings, data sharing is often constrained by storage, privacy, or resource limitations. For example, small wearable devices may lack the bandwidth or energy capacity needed to store and transmit high-resolution data, leading to aggregation during data collection and thus a loss of information. As a result, datasets collected from different sources may consist of a mixture of high- and low-resolution samples. Despite the prevalence of this setting, it remains unclear how informative low-resolution data is when models are ultimately evaluated on high-resolution inputs. We provide a theoretical analysis based on the Kullback-Leibler divergence that characterises how the influence of a datapoint changes with resolution, and derive bounds that relate the relative contribution of high- and low-resolution observations to the information lost under downsampling. To support this analysis, we empirically demonstrate, using both a vision transformer and a convolutional neural network, that adding low-resolution data to the training set consistently improves performance when high-resolution data is scarce.
Theresa Dahl Frehr, Niels Henrik Pontoppidan, Hiba Nassar +1
May 12, 2026cs.AI

Autonomy and Agency in Agentic AI: Architectural Tactics for Regulated Contexts

Deploying agentic AI in regulated contexts requires principled reasoning about two design dimensions: agency (what the system can do) and autonomy (how much it acts without human involvement). Though often treated independently, they are coupled: at higher autonomy, human error correction is less available, so reliable operation requires constraining agency accordingly; compliance requirements reinforce this by mandating human involvement as action consequences grow. Yet no established approach addresses them jointly, leaving practitioners without a principled basis for reasoning about oversight, action consequences, and error correction. This work introduces a two-dimensional design space in which both dimensions are organised into five operational levels, making the coupling explicit and navigable. Autonomy ranges from human-commanded operation (L1) to fully autonomous monitoring (L5); agency ranges from reasoning over supplied context (L1) to committed writes to authoritative records (L5). Building on this space, we propose six architectural tactics--checkpoints, escalation, multi-agent delegation, tool provisioning, tool fencing, and write staging--for adjusting a deployment's position within it. The tactics are grounded in two worked examples from public-sector contexts, illustrating how they apply under realistic compliance constraints. We further examine five deployment parameters--model capability, agent architecture, tool fidelity, workflow bottlenecks, and evaluation--that shape what is achievable at any configuration independently of agency and autonomy. Together, the design space, tactics, and deployment parameters provide a shared vocabulary for principled, compliance-aware agentic AI design in which responsibility, auditability, and reversibility are explicit design considerations rather than properties that must be retrofitted after deployment.
Damir Safin, Dian Balta
May 12, 2026cs.AI

Fair outputs, Biased Internals: Causal Potency and Asymmetry of Latent Bias in LLMs for High-Stakes Decisions

Instruction-tuned language models exhibit behavioural fairness in high-stakes decisions while retaining biased associations in their internal representations. However, whether these suppressed representations can affect model outputs - and whether such causal potency is symmetric across demographic groups - remains unknown. We investigate the use of open-weight models for mortgage underwriting using matched applications that differ only in racially-associated names and reveal a critical disconnect: models show no output-level bias, yet retain and amplify demographic representations across model layers. Through activation steering and novel cross-layer interventions, we demonstrate that this suppressed information is decision-relevant: when reinjected at critical layers, it produces near-complete decision reversals. Critically, this latent bias is asymmetric - steering interventions affect decisions in one demographic direction, while producing minimal effects in reverse - and susceptible to adversarial prompt engineering and parameter-efficient fine-tuning. These findings demonstrate that behavioural audits focused on outputs are insufficient: fair outputs can mask exploitable internal biases. They also motivate dual-layer testing frameworks combining output evaluation with representational analysis for AI governance in high-stakes decisions.
Jagdish Tripathy, Marcus Buckmann
May 12, 2026cs.AI

LegalCheck: Retrieval- and Context-Augmented Generation for Drafting Municipal Legal Advice Letters

Public-sector legal departments in the Netherlands face acute staff shortages, increased case volumes, and increased pressure to meet regulatory compliance. This paper presents LegalCheck, a novel system that addresses these challenges by automating the drafting of objection response letters through a combination of Retrieval-Augmented Generation (RAG) and Context-Augmented Generation (CAG). Using a large language model (LLM) alongside curated legal knowledge bases, LegalCheck performs retrieval of relevant laws and precedents, and uses controlled prompting to incorporate both external knowledge and case-specific details into a coherent draft. An expert-in-the-loop review ensures that each generated letter is legally sound and contextually appropriate. In a real-world deployment within the Municipality of Amsterdam, LegalCheck produced near-final advice letters in minutes rather than hours, while maintaining high legal consistency and factual accuracy. The output is based on actual regulations and prior cases, providing explainable outputs that captured the vast majority of required legal reasoning (often 80% to 100% of essential content). Legal professionals found that the system reduced their workload and ensured a consistent application of legal standards, without replacing human judgment. These results demonstrate substantial efficiency gains, improved legal consistency, and positive user acceptance. More broadly, this work illustrates how responsible AI can be deployed in the legal domain by augmenting LLMs with domain knowledge and governance mechanisms.
Virgill van der Meer, Julien Rossi
May 12, 2026cs.AI

The Evaluation Differential: When Frontier AI Models Recognise They Are Being Tested

Recent published evidence from frontier laboratories shows that contemporary AI models can recognise evaluation contexts, latently represent them, and behave differently under those contexts than under deployment-continuous conditions. Anthropic's BrowseComp incident, the Natural Language Autoencoder findings on SWE-bench Verified and destructive-coding evaluations, and the OpenAI / Apollo anti-scheming work all document instances of this phenomenon. We argue that these findings create a claim-validity problem for safety conclusions drawn from frontier evaluations. We introduce the Evaluation Differential (ED), a conditional divergence in a target behavioural property between recognised-evaluation and deployment-continuous contexts, define a normalised effect-size form (nED) for cross-property comparison, and prove that marginal evaluation scores cannot identify ED. We develop a typology of safety claims (ED-stable, ED-degraded, ED-inverted, ED-undetermined) by their warrant-status under documented divergence, and specify TRACE (Test-Recognition Audit for Claim Evaluation), an audit protocol that wraps existing evaluation infrastructure and produces restricted claims rather than capability scores. We apply the framework retrospectively to three publicly documented evaluation incidents and discuss governance implications for system cards, conformity assessment, and the international network of AI safety and security institutes. TRACE does not eliminate adversarial adaptation; it disciplines the claims drawn from evaluation evidence by making explicit the conditions under which that evidence was produced.
Varad Vishwarupe, Nigel Shadbolt, Marina Jirotka +1
May 12, 2026cs.RO

Kairos: A Scalable Serving System for Physical AI

Physical AI is experiencing rapid growth with frontier foundation models increasing its capabilities across general environments. Physical AI tasks are characterized by inference properties that are markedly different from digital AI. They consist of multiple rounds of inference and action execution, generating a chunk of actions in each inference round, and asynchronously interleaving inference and execution. This makes existing digital AI serving systems unsuited for physical AI; a shortcoming that is critical for enabling their wide adoption, considering their size and the scale of the robot fleets they have to serve. To fill this gap, we design Kairos, the first multi-robot serving system that makes the generate-execute loop a first-class citizen, with active involvement in the execution phase. Across a wide range of physical AI models and robots, Kairos reduces the average end-to-end task latency by 31.8--66.5% over state-of-the-art digital AI serving practices, with gains scaling with the robot fleet size.
Yinwei Dai, Ganesh Ananthanarayanan, Landon Cox +3
May 12, 2026cs.GT

Human-AI Productivity Paradoxes: Modeling the Interplay of Skill, Effort, and AI Assistance

Generative Artificial Intelligence (AI) tools are rapidly adopted in the workplace and in education, yet the empirical evidence on AI's impact remains mixed. We propose a model of human-AI interaction to better understand and analyze several mechanisms by which AI affects productivity. In our setup, human agents with varying skill levels exert utility-maximizing effort to produce certain task outcomes with AI assistance. We find that incorporating either endogeneity in skill development or in AI unreliability can induce a productivity paradox: increased levels of AI assistance may degrade productivity, leading to potentially significant shortfalls. Moreover, we examine the long-term distributional effect of AI on skill, and demonstrate that skill polarization can emerge in steady state when accounting for heterogeneity in AI literacy -- the agent's capability to identify and adapt to inaccurate AI outputs. Our results elucidate several mechanisms that may explain the emergence of human-AI productivity paradoxes and skill polarization, and identify simple measures that characterize when they arise.
Ali Aouad, Thodoris Lykouris, Huiying Zhong
May 11, 2026cs.AI

QUIVER: A Formal Framework for Quantifying Perturbation Propagation and Bifurcation in Compound AI Systems

Compound AI systems that chain multiple LLM calls into directed computation graphs are now the dominant architecture for production AI. Although these architectures leverage heterogeneous nodes with mixed-mode outputs, no existing framework quantifies how perturbations propagate through such pipelines, where nodes are stochastic and execution paths can diverge structurally. We introduce QUIVER, a formal framework for measuring perturbation propagation in graph-structured LLM pipelines. The framework defines: (1) a sensitivity matrix with type-dispatched distance metrics that classifies edges as amplifiers, absorbers, or threshold-sensitive, complemented by occurrence-lift; (2) trajectory divergence decomposing variation into value drift, structural path divergence, and iteration count divergence; (3) bifurcation thresholds identifying the smallest perturbation that causes structural execution path changes; and (4) distribution faithfulness, quantifying when per node evaluation datasets diverge from production distributions. We validate on two production enterprise pipelines and a public DSPy multihop QA pipeline, three structurally distinct architectures. Across 8,200+ instrumented traces (32,000+ pair comparisons), we demonstrate that QUIVER reveals distinct sensitivity profiles across architectures, distinguishes mechanistically different cascade patterns producing identical divergence rates, predicts nodes prone to trajectory bifurcation from observational data alone, and localizes stale evaluation artifacts to specific node-field categories that aggregate metrics cannot surface.
Prashanti Nilayam, Sankalp Nayak
May 11, 2026cs.AI

MATRA: Modeling the Attack Surface of Agentic AI Systems -- OpenClaw Case Study

LLMs are increasingly deployed as autonomous agents with access to tools, databases, and external services, yet practitioners (across different sectors) lack systematic methods to assess how known threat classes translate into concrete risks within a specific agentic deployment. We present MATRA, a pragmatic threat modeling framework for agentic AI systems that adapts established risk assessment methodology to systematically assess how known LLM threats translate into deployment-specific risks. MATRA begins with an asset-based impact assessment and utilizes attack trees to determine the likelihood of these impacts occurring within the system architecture. We demonstrate MATRA on a personal AI agent deployment using OpenClaw, quantifying how architectural controls such as network sandboxing and least-privilege access reduce risk by limiting the blast radius of successful injections.
Tim Van hamme, Thomas Vissers, Javier Carnerero-Cano +4
May 11, 2026physics.soc-ph

Conformity Generates Collective Misalignment in AI Agents Societies

Artificial intelligence safety research focuses on aligning individual language models with human values, yet deployed AI systems increasingly operate as interacting populations where social influence may override individual alignment. Here we show that populations of individually aligned AI agents can be driven into stable misaligned states through conformity dynamics. Simulating opinion dynamics across nine large language models and one hundred opinion pairs, we find that each agent's behavior is governed by two competing forces: a tendency to follow the majority and an intrinsic bias toward specific positions. Using tools from statistical physics, we derive a quantitative theory that predicts when populations become trapped in long-lived misaligned configurations, and identifies predictable tipping points where small numbers of adversarial agents can irreversibly shift population-level alignment even after manipulation ceases. These results demonstrate that individual-level alignment provides no guarantee of collective safety, calling for evaluation frameworks that account for emergent behavior in AI populations.
Giordano De Marzo, Alessandro Bellina, Claudio Castellano +2
May 11, 2026cs.RO

Embodied AI in Action: Insights from SAE World Congress 2026 on Safety, Trust, Robotics, and Real-World Deployment

Embodied artificial intelligence is rapidly moving from research into real-world systems such as autonomous vehicles, mobile robots, and industrial machines. As these systems become more capable of perceiving, deciding, and acting in dynamic environments, they also introduce new challenges in safety, trust, governance, and operational reliability. This white paper summarizes key insights from the SAE World Congress 2026 panel session \textit{Embodied AI in Action}, which brought together experts from automotive, robotics, artificial intelligence, and safety engineering. The discussion highlighted the need to treat embodied AI as a systems challenge requiring engineering rigor, lifecycle governance, human-centered design, and evolving standards. The paper provides practical perspectives for executives, policymakers, and technical leaders seeking to adopt embodied AI responsibly. The panel reached broad agreement that long-term success will depend not only on advances in AI capability, but equally on safe and trustworthy deployment.
Jan-Mou Li, Paul Schmitt, Wei Tong +4
May 11, 2026cs.AR

Reconfigurable Computing Challenge: Real-Time Graph Neural Networks for Online Event Selection in Big Science

Graph neural networks are increasingly adopted in trigger systems for collider experiments, where strict latency and throughput constraints render deployment on embedded platforms challenging. As detectors move towards higher granularity, the number of inputs per inference increase and FPGA-only solutions face resource bottlenecks. This work presents an end-to-end demonstrator for the real-time deployment of a dynamic Graph Neural Network for the Belle II electromagnetic calorimeter hardware trigger on the AMD Versal VCK190, leveraging both FPGA fabric and AI Engine tiles. We develop a Python-based semi-automated design flow covering operator fusion, partitioning, mapping, spatial parallelization, and kernel-level optimization. Our design achieves a throughput of 2.94 million events per second at an end-to-end latency of 7.15 microseconds. Compared to the FPGA-only baseline, this represents a 53% throughput improvement while reducing DSP utilization from 99% to 19% at 29% AI Engine tile utilization. To validate the deployment, an interactive visualization pipeline enables real-time monitoring of inference results on the physical demonstrator.
Marc Neu, Frank Baptist, Thomas Lobmaier +3
May 11, 2026cs.AI

The Open-Box Fallacy: Why AI Deployment Needs a Calibrated Verification Regime

AI deployment in sensitive domains such as health care, credit, employment, and criminal justice is often treated as unsafe to authorize until model internals can be explained. This often leads to an excessive reliance on mechanistic interpretability to address a deployment challenge beyond its intended scope. We argue that the gate should instead be calibrated verification: authorization should be domain-scoped, independently checkable, monitored after release, accountable, contestable, and revocable. The reason is twofold. First, model capability is uneven across nearby tasks, so authorization must attach to a specific use rather than to a model in general. Second, societies have long governed opaque expertise through credentials, monitoring, liability, appeal, and revocation rather than mechanism-level explanation. Recent evidence reinforces this distinction between mechanistic understanding and deployment authority: a 53-percentage-point gap between internal representations and output correction shows that understanding may not translate into action, while one scoping review found that only 9.0% of FDA-approved AI/ML device documents contained a prospective post-market surveillance study. We propose Verification Coverage, a six-component reportable standard with a minimum-composition rule, as the metric that should sit beside capability scores in model cards, leaderboards, and regulatory disclosures.
Phongsakon Mark Konrad, Tim Lukas Adam, Ane Cathrine Holst Merrild +4
May 11, 2026cs.AI

Agent-First Tool API: A Semantic Interface Paradigm for Enterprise AI Agent Systems

As AI agents transition from research prototypes to enterprise production systems, the tool interfaces they consume remain rooted in human-oriented CRUD paradigms. This paper identifies five fundamental architectural mismatches between conventional APIs and autonomous agent requirements: exact-identifier dependence, rendering-oriented responses, single-shot interaction assumptions, user-equivalent authorization, and opaque error semantics. We propose the Agent-First Tool API paradigm, comprising three integrated mechanisms: (1) a Six-Verb Semantic Protocol that decomposes tool interactions into search, resolve, preview, execute, verify, and recover phases; (2) a Normalized Tool Contract (NTC) providing structured decision-support metadata including confidence scores, evidence chains, and suggested next actions; and (3) a dual-layer governance pipeline combining static capability policies with dynamic risk escalation. The paradigm is implemented and validated in a production multi-tenant SaaS platform serving 85 registered tools across 6 business domains. Comparative experiments on 50 real operational tasks demonstrate that Agent-First APIs achieve 88% end-to-end task success rate versus 64% for optimized CRUD baselines (+37.5%), while reducing required human interventions by 72.7% and improving autonomous error recovery by 5.8x. We establish that the paradigm is orthogonal and complementary to transport-layer standards such as MCP, operating as the semantic application layer above existing tool discovery and invocation protocols.
Kai Pan
May 11, 2026cs.AI

Beyond Autonomy: A Dynamic Tiered AgentRunner Framework for Governable and Resilient Enterprise AI Execution

Current large language model agent frameworks prioritize autonomy but lack the governability mechanisms required for enterprise deployment. High-risk write operations proceed without independent review, complex tasks lack acceptance verification, and computational resources are allocated uniformly regardless of risk level. We propose the Dynamic Tiered AgentRunner, a controlled execution protocol distilled from a production-grade multi-tenant SaaS platform. The framework introduces three core mechanisms: (1) Risk-Adaptive Tiering that dynamically allocates computational resources and review intensity based on task risk profiles, achieving Pareto-optimal trade-offs between safety and efficiency; (2) Separation of Powers architecture where proposal, review, execution, and verification are performed by independent agents with physically isolated boundaries; and (3) Resilience-by-Design through a Verifier-Recovery closed loop that treats failure as a first-class system state. We formalize the tier selectio
Kai Pan, Rong Hou
May 11, 2026cs.LG

Continual Harness: Online Adaptation for Self-Improving Foundation Agents

Coding harnesses such as Claude Code and OpenHands wrap foundation models with tools, memory, and planning, but no equivalent exists for embodied agents' long-horizon partial-observability decision-making. We first report our Gemini Plays Pokemon (GPP) experiments. With iterative human-in-the-loop harness refinement, GPP became the first AI system to complete Pokemon Blue, Yellow Legacy on hard mode, and Crystal without a lost battle. In the hardest stages, the agent itself began iterating on its strategy through long-context memory, surfacing emergent self-improvement signals alongside human-in-the-loop refinement. Continual Harness removes the human fully from this loop: a reset-free self-improving harness for embodied agents that formalizes and automates what we observed. Starting from only a minimal environment interface, the agent alternates between acting and refining its own prompt, sub-agents, skills, and memory, drawing on any past trajectory data. Prompt-optimization methods require episode resets; Continual Harness adapts online within a single run. On Pokemon Red and Emerald across frontier models, Continual Harness starting from scratch substantially reduces button-press cost relative to the minimalist baseline and recovers a majority of the gap to a hand-engineered expert harness, with capability-dependent gains, despite starting from the same raw interface with no curated knowledge, no hand-crafted tools, and no domain scaffolding. We then close the loop with the model itself: an online process-reward co-learning loop, in which an open-source agent's rollouts through the refining harness are relabeled by a frontier teacher and used to update the model, drives sustained in-game milestone progress on Pokemon Red without resetting the environment between training iterations.
Seth Karten, Joel Zhang, Tersoo Upaa +5
May 11, 2026cs.CV

Towards Generalist Game Players: An Investigation of Foundation Models in the Game Multiverse

The real world unfolds along a single set of physics laws, yet human intelligence demonstrates a remarkable capacity to generalize experiences from this singular physical existence into a multiverse of games, each governed by entirely different rules, aesthetics, physics, and objectives. This omni-reality adaptability is a hallmark of general intelligence. As Artificial Intelligence progresses towards Artificial General Intelligence, the multiverse of games has evolved from mere entertainment into the ultimate ground for training and evaluating AGI. The pursuit of this generality has unfolded across four eras: from environment-specific symbolic and reinforcement learning agents, to current large foundation models acting as generalist players, and toward a future creator stage where agent both creates new game worlds and continually evolves within them. We trace the full lifecycle of a generalist game player along four interdependent pillars: Dataset, Model, Harness, and Benchmark. Every advance across these pillars can be read as an attempt to break one of five fundamental trade-offs that currently bound the whole system. Building on this end-to-end view, we chart a five-level roadmap, progressing from single-game mastery to the ultimate creator stage in which the agent simultaneously creates and evolves within theoretical game multiverse. Taken together, our work offers a unified lens onto a rapidly shifting field,and a principled path toward the omnipotent generalist agent capable of seamlessly mastering any challenge within the multiverse of games, thereby paving the way for AGI.
Kuan Zhang, Dongchen Liu, Qiyue Zhao +12
May 10, 2026cs.CR

Security Risks in Tool-Enabled AI Agents: A Systematic Analysis of Privileged Execution Environments

Tool-enabled AI agents are increasingly deployed in cloud-hosted environments and offered as services, where they perform side-effecting operations through privileged tools within execution environments. While such agents enable powerful automation, the security implications of hosting autonomous agents in privileged execution environments are not yet fully explored. This paper presents a structured analysis of security risks associated with cloud-hosted AI agents. We introduce a taxonomy of risk categories, illustrate these risks through three representative agent scenarios, and discuss mitigation strategies along with their tradeoffs. A small controlled experiment empirically illustrates risk manifestation and the effect of lightweight mitigations in this setup. Our analysis suggests that many risks in autonomous cloud agents arise not from novel vulnerabilities, but from over-privileged tools, capability-intent mismatches, and ambient authority leakage in execution environments. Based on these findings, we derive practical design guidelines for deploying AI agents in the cloud more securely.
Hardik Goel
May 10, 2026cs.AI

Medical Model Synthesis Architectures: A Case Study

Medicine is rife with high-stakes uncertainty. Doctors routinely make clinical judgments and decisions that juggle many fundamental unknowns, like predictions about what might be causing a patients' symptoms or decisions about what treatment to try next. Despite increasing interest in developing AI systems that aid or even replace doctors in clinical settings, current systems struggle with calibrated reasoning under uncertainty, and are often deeply opaque about their reasoning. We propose a framework for AI systems that can make practically useful but formally transparent clinical predictions under uncertainty. Given a clinical situation, our framework (MedMSA) uses language models to retrieve relevant prior knowledge, but constructs a formal probabilistic model to support calibrated and verifiable inferences under uncertainty. We show how an initial proof-of-concept of this framework can be used for differential diagnosis, producing an uncertainty-weighted list of potential diagnoses that could explain a patients' symptoms, and discuss future applications and directions for applying this framework more generally for safe clinical collaborations.
Katherine M. Collins, Marlene Berke, Ilia Sucholutsky +6
May 10, 2026cs.GT

Efficient Ensemble Selection from Binary and Pairwise Feedback

Organizations increasingly deploy multiple AI systems across task domains, but selecting a small, high-performing ensemble can require costly model calls, benchmark runs, and human evaluation. We study this selection problem as a distributional variant of multiwinner voting: tasks are drawn from an unknown domain distribution, each task induces feedback over candidate experts, and a committee's value on a task is determined by its best-performing member. We analyze both binary feedback, for tasks with correct/incorrect outcomes, and pairwise feedback, for tasks where candidate outputs are compared by preference. In the binary setting, the induced objective is coverage. We give exhaustive-elicitation baselines and matching worst-case query lower bounds, and we design a failure-conditioned greedy algorithm that preserves the standard (1−1/e)(1-1/e) guarantee while obtaining instance-dependent query savings. In the pairwise setting, we study θθ-winning committees. We show that full-information optimization admits a PTAS but no EPTAS under Gap-ETH, and that the objective is monotone but not submodular. This motivates a weighted ordinal coverage relaxation, which is submodular and supports a failure-conditioned greedy oracle under pairwise feedback. We then convert this oracle back into θθ-type guarantees through finite-family auditing or a minimax wrapper. We also provide small-scale LLM experiments illustrating the predicted query savings and the role of complementarity in committee selection.
Tzeh Yuan Neoh, Nicholas Teh, Je Qin Chooi +2
May 10, 2026cs.CR

Governing AI-Assisted Security Operations: A Design Science Framework for Operational Decision Support

Engineering managers increasingly must decide how to introduce generative artificial intelligence (AI), retrieval-augmented generation, and coding agents into high-risk operational functions without weakening accountability, privacy, cost discipline, or auditability. The central message of this study is that AI-assisted operational decision support should be managed as a governed engineering capability before it is scaled as automation. Security operations centers (SOCs) provide a suitable setting because they combine privileged telemetry, specialist expertise, software repositories, cloud services, and evidence-sensitive decisions. This study uses Kusto Query Language (KQL) and Microsoft Azure security capabilities as a bounded technical instantiation of that broader engineering management problem. KQL is read-only in ordinary query use, but read-only does not mean risk-free: AI-assisted queries can still create privacy, cost, performance, schema-validity, and decision-quality risks through broad scans, sensitive-field exposure, stale intelligence, and misleading interpretations. Using design science research, the study develops a governed AI query-broker artifact that separates AI planning from operational execution through schema-grounded retrieval, approved templates, policy validation, read-only adapters, normalized outputs, auditable agent traces, and engineering review board gates. The contribution is not a new KQL technique, security product, or detection algorithm. Rather, the study contributes a management framework for governing AI-assisted operational decision support in high-risk digital infrastructure by specifying design propositions, role accountability, maturity stages, quality gates, evaluation criteria, and evidence boundaries.
Elyson A. De La Cruz, Rishikesh Sahay, Md Rasel Al Mamun
May 10, 2026cs.CR

Position: AI Security Policy Should Target Systems, Not Models

We present swarm-attack, an open-source adversarial testing framework in which multiple lightweight LLM agents coordinate through shared memory, parallel exploration, and evolutionary optimization. Together, our results demonstrate that both safety bypass of frontier models and software vulnerability discovery, i.e., the capability class that motivated restricted release of Anthropic's Mythos Preview, are achievable at effectively zero cost using commodity hardware and openly available models. We report two experiments. In the first, five instances of a 1.2 billion parameter model conducted 225 jailbreak attacks each against GPT-4o and Claude Sonnet~4. Against GPT-4o, the swarm achieved an Effective Harm Rate of 45.8%, producing 49 critical-severity breaches; against Claude Sonnet-4, the Effective Harm Rate was 0% despite a 40% technical success rate. In the second experiment, the same models performed combined source code analysis and binary fuzzing against a vulnerable C application with 9 planted CWEs. With a hand-crafted exploit seed corpus, regex pattern detection, and AddressSanitizer-based crash classification, the pipeline recovers 9 of 9 vulnerabilities (100% recall) in approximately four minutes on a consumer MacBook. With those scaffold components disabled, the same model recovers 0 of 9 by crash verification and 2 of 9 by citation. The capability class that motivated restricted release of Anthropic's Mythos Preview is therefore reproducible at effectively zero cost; the important enabler is the system scaffold itself, which compensates for the limited reasoning capacity of small individual models.
Michael A. Riegler, Inga Strümke
May 10, 2026cs.CY

AI-Automation Tooling in Computer Engineering Education: Mixed-Methods TAM/UTAUT Evidence for a General Acceptance Attitude

As generative AI and low-code workflow platforms become routine in software practice, a key educational question is whether the next generation of computer engineers will accept these tools as useful, usable, and worthy of sustained engagement. This paper reports a mixed-methods, cross-sectional study of undergraduate computer engineering students' acceptance of AI automation tooling, instantiated through the open-source platform n8n across three identically scripted workshops in Thailand (n = 103). A 12-item, five-point Likert instrument mapped to six TAM/UTAUT constructs - Performance Expectancy (PE), Effort Expectancy (EE), Behavioral Intention (BI), Self-Efficacy (SE), Hedonic Motivation (HM), and Output Quality (OQ) - was complemented by inductive thematic analysis of open-ended feedback. Analyses combined ordinal reliability estimation, bootstrap confidence intervals, non-parametric tests, multiple-comparison-controlled correlations, polychoric dimensionality diagnostics, a common-method-bias check, and between-session comparisons. Acceptance was favorable across all six constructs with large effect sizes, with PE emerging as the strongest construct and HM as the weakest. Dimensionality diagnostics further revealed that canonical TAM/UTAUT sub-facets collapsed into a single general acceptance factor in this short-form post-workshop context, a finding with important methodological and theoretical implications. Qualitative themes converged with the quantitative profile regarding usefulness and enthusiasm but diverged on output quality, revealing a small yet articulate reliability-skeptical minority. The findings support the curricular adoption of AI automation tooling in undergraduate computing education and identify three theory-grounded instructional levers: instruction-sequencing scaffolds, self-efficacy supports, and trust-calibration interventions.
Aung Pyae
May 10, 2026cs.AI

Position: Avoid Overstretching LLMs for every Enterprise Task

Enterprise workloads are dominated by deterministic, structured, and knowledge-dependent tasks operating under strict cost, latency, and reliability constraints. While these are often addressed through large language model (LLM) deployment or distillation into smaller models, we argue this is inefficient, unreliable, and misaligned with enterprise task structures. Instead, AI systems should treat language models as interfaces rather than monolithic engines, externalizing knowledge and computation into dedicated components for greater reliability, scalability, and transparency. Our theoretical evidences show that finite-capacity models cannot fully capture the breadth of knowledge required for enterprise tasks, creating inherent limits to efficiency and interpretability. Building on this, we take the position that language models should primarily be used for structured extraction in deterministic enterprise workflows, while computation and storage are delegated to knowledge bases and symbolic procedures. We formally demonstrate that such modular architectures are more reliable and maintainable than monolithic frameworks, offering a sustainable foundation for enterprise tasks.
Kuldeep Singh, Anson Bastos, Isaiah Onando Mulang'
May 10, 2026cs.AI

How LLMs Are Persuaded: A Few Attention Heads, Rerouted

Language models can be persuaded to abandon factual knowledge. This vulnerability is central to AI safety, but its internal mechanism remains poorly understood. We uncover a compact causal mechanism for persuasion-induced factual errors. A small set of mid-layer attention heads almost entirely determines the model's answer. These heads write answer options into a low-dimensional polyhedron, with options occupying distinct vertices. Persuasion does not blur belief or merely reduce confidence; it causes a discrete latent jump from the correct-answer vertex to the persuasion-target vertex. We show that decision heads are not reasoning over evidence. Instead, they copy whichever option token their attention selects. Persuasion works by redirecting attention. We isolate a rank-one evidence-routing feature that controls the route. Directly modifying this feature steers the model's choice, and removing it blocks persuasion. We then trace the feature back to a band of shallower attention heads that build it from persuasive keywords in the input. Every step is validated by intervention. This mechanism appears across open-source LLMs and realistic poisoning scenarios such as Generative Engine Optimization, revealing persuasion as a narrow, monitorable circuit.
Xiangkun Sun, Lingkai Kong, Aoqi Zhang +2
May 10, 2026cs.CR

The Authorization-Execution Gap Is a Major Safety and Security Problem in Open-World Agents

This position paper argues that the Authorization-Execution Gap (AEG) is a major safety and security problem in open-world agents. The AEG is the divergence between what a principal intends to authorize and what an open-world agent ultimately executes. Because such agents act autonomously across tools, persistent state, and multi-agent handoffs, even small instances of authorization divergence can cause harm that is difficult or impossible to undo. We argue that many observed agent failures can be traced to three structural sources of AEG: delegation-level incompleteness, channel-level corruption, and composition-level fragmentation. The same observed failure may arise from any of these sources. Without identifying the source, a defense targeting the symptom alone cannot address the underlying cause. Agent safety and security should therefore emphasize source-oriented diagnosis and defense. Because the structural sources of AEG arise dynamically during execution, this approach necessarily requires authorization integrity checks applied during execution, rather than relying solely on one-shot upfront filtering or post-hoc audit. For NeurIPS, the implication is that papers on open-world agents should report not only outcome-level metrics such as task success or attack resistance, but also process-level evidence showing where AEG was detected, constrained, and attributed to a structural source during execution.
Baoyuan Wu, Qingshan Liu, Adel Bibi +2
May 9, 2026cs.CR

AI Native Asset Intelligence

Modern security environments generate fragmented signals across cloud resources, identities, configurations, and third-party security tools. Although AI-native security assistants improve access to this data, they remain largely reactive: users must ask the right questions and interpret disconnected findings. This does not scale in enterprise environments, where signal importance depends on exposure, exploitability, dependencies, and business context. Repeated AI queries may therefore produce unstable prioritization without a structured basis for comparing assets. This paper introduces AI-native asset intelligence, a framework that transforms heterogeneous security data into a structured intelligence layer for consistent, contextual, and proactive asset-level reasoning. The framework combines a modeling layer, representing assets, identities, relationships, controls, attack vectors, and blast-radius patterns, with a scoring layer that converts fragmented signals into a normalized measure of asset importance. The scoring system separates intrinsic exposure, based on misconfigurations and attack-vector evidence, from contextual importance, based on anomaly, blast radius, business criticality, and data criticality. AI contextualization refines severity and business/data classifications, while deterministic aggregation preserves consistency. We evaluate the scoring system on a production snapshot with 131,625 resources across 15 vendors and 178 asset types. Sensitivity analyses and ablations show that severity mappings control finding sensitivity, AI severity adjustment refines prioritization, attack-vector scoring responds to rare exploitability evidence, and contextual modulation selectively modifies exposed resources based on business or data importance. The results support AI-native asset intelligence as a foundation for stable prioritization and proactive security-posture reasoning.
Gal Engelberg, Leon Goldberg, Konstantin Koutsyi +3
May 9, 2026cs.AI

Containment Verification: AI Safety Guarantees Independent of Alignment

Agentic frameworks are the software layer through which AI agents act in the world. Existing safety methods intervene on the model and therefore remain conditional on unverifiable properties of learned behavior. We introduce containment verification, which locates safety guarantees in the agentic framework itself. Under havoc oracle semantics, the AI is modeled as an unconstrained oracle over the framework's typed action space, and the verified containment layer must enforce the boundary policy for every typed action value the AI can emit. For boundary-enforceable properties, expressed over modeled boundary events, action arguments, and state, we prove a universal guarantee by forward-simulation refinement and mechanize it in Dafny. We instantiate the paradigm by verifying PocketFlow, a minimalist agentic LLM framework, and use an agentic synthesis pipeline to generate the specification, operational model, and refinement proof under an information barrier against tautological specifications. To our knowledge, this is the first deductive formal verification of an agentic framework. The guarantee is independent of alignment because it quantifies over the framework's typed action boundary rather than over model behavior.
Royce Moon, Lav R. Varshney