Direct Preference Optimization

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7 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-21

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A weekly snapshot of new work published in Direct Preference Optimization.

85 papers

Latest in Direct Preference Optimization

Sep 15, 2026cs.CL

Style-Debiased DPO: Updating LLM Knowledge with Factuality-Aware Synthetic Preference Data

Continued pretraining (CPT) with data augmentation such as paraphrasing can store inside a large language model (LLM) the knowledge of a small source corpus. The stored knowledge, however, is not always retrieved correctly. We study the eliciting side rather than the storing side: we use preference optimization, which learns from pairs of a preferred (chosen) and a dispreferred (rejected) response, so that the model elicits its stored knowledge more accurately. One proposed approach takes the model's own erroneous response as rejected and the gold answer as chosen, so as to suppress the error. When the target knowledge is partially known, however, most of these rejected responses are factually correct. Using direct preference optimization (DPO) then pushes down rejected responses that contain correct knowledge and differ from the chosen answer only in style, such as length and wording. We propose style-debiased DPO (SD-DPO), which scores whether the rejected response of each pair is factually correct, inverts the preference of such pairs, and weights them so that the learning signal due to differences in style cancels out as a whole. We first test whether, on top of EntiGraph, a representative storing-side method that runs CPT on text synthesized from the corpus, our method adds accuracy efficiently. On QuALITY, the reading-comprehension QA benchmark on which EntiGraph was evaluated, SD-DPO exceeds a baseline we CPT on EntiGraph's synthetic data from the same base model and evaluate with the same procedure. The training tokens this requires are a few dozen times fewer than the additional CPT needed for the same gain. For knowledge updating, the main goal of this work, we use AToKE, a knowledge-editing benchmark for facts that change over time. There, SD-DPO reaches an overall accuracy of 0.982 and answers with the new or the old fact according to the queried period.
Takayuki Yamamoto, Daisuke Kawahara
Sep 14, 2026cs.AI

Beyond Safe Answers: Segment-Aware Listwise Alignment for Reasoning Safety in Large Reasoning Models

Large Reasoning Models (LRMs) pose a dual-surface safety challenge: both intermediate reasoning traces and final answers can contain harmful content. Existing alignment methods often operate at the whole-response level, allowing unsafe reasoning to be masked by a safe-looking final answer. We propose Segment-aware Listwise Target DPO (SaLT-DPO), which addresses this gap through three mechanisms: (1) segment-aware listwise alignment that decomposes responses into reasoning and answer segments, independently scores each segment's safety, and aligns length-normalized segment rewards with soft target distributions over multiple candidates; (2) joint safety coherence regularization that applies a weakest-link principle to promote safety consistency across both segments; and (3) utility anchoring on benign prompts to mitigate over-refusal and reasoning degradation. Experiments on three LRMs show that SaLT-DPO consistently reduces unsafe rates for both reasoning and answer segments while mitigating degradation in benign compliance and preserving general reasoning performance. Ablation studies demonstrate the complementary contributions of its components.
JungMin Yun, Junehyoung Kwon, Hayeong Ryu +3
Sep 9, 2026cs.CL

Direct Diversity Optimization for Diverse Successful Trajectories in Preference Post-Training

LLM agents for sequential decision tasks are often post-trained with trajectory-level outcome labels, but such labels provide little supervision for preserving multiple successful branches from the same decision state. We study this problem as successful strategy coverage: how broadly a model realizes distinct successful strategies under a fixed rollout budget. We present Direct Diversity Optimization (DDO), an offline post-training method that combines Divergence-Tree Collection (DTC) with the Reference-Relative Target-Odds Objective (RTO). DTC constructs state-aligned branch sets rooted at shared decision states, and RTO trains the model to match reference-relative targets over successful alternatives. DDO achieves the strongest task success and successful strategy coverage among the compared post-training methods across BabyAI, BabaIsAI, and WebShop. It also achieves the highest recovery rate after local action replacement and higher task success and coverage than successful-only imitation and decoding-time diversification controls.
Junwon Ko, Dong-Jae Lee, Minchan Kwon +2
Sep 8, 2026cs.AI

A Better Spur Should Start From Each Objective

Real-world Multi-Objective Reinforcement Learning (MORL) often suffers from sparse rewards, reward conflicts, and late-stage reward tug-of-war, causing traditional linear scalarization to experience severe metric oscillations. To address optimization conflicts among multiple objectives in real-world deployment scenarios, we propose Multi-Marginal Preference Optimization (MMPO), a fine-grained framework that intervenes at the data, gradient, and constraint levels rather than relying on coarse-grained global scalarization. Specifically, MMPO performs exposure debiasing to mitigate sparse and biased rewards, applies priority-aware orthogonal projection to decouple conflicting gradients, and introduces self-prompted gradient constraints to prevent dominant objectives from overwhelming weaker ones. Experiments on real-world e-commerce datasets show that MMPO improves training stability and consistently achieves better performance across conflicting metrics. Moreover, it generalizes robustly to broader tasks such as ToolRL and code generation, demonstrating its effectiveness as a practical paradigm for multi-objective alignment.
Shanwen Mao, Hao Zhang, Guangtao nie +4
Sep 1, 2026cs.CL

SFAD: Speculative Factuality-Aware Decoding

As one of the most critical challenges in large language models, contextual faithfulness directly determines their reliability in knowledge-intensive applications. This task is particularly challenging as it requires balancing factual consistency with generation efficiency. Contrastive decoding methods require dual forward passes (with and without context) to compare model outputs, doubling inference computational overhead, while post-training alignment demands extensive reinforcement learning with substantial computational overhead. To address this challenge, we present SFAD, a speculative decoding framework that enhances contextual faithfulness without inference degradation. We first construct ConFide, a preference dataset with fine-grained atomic perturbations, to train a context-faithful draft model via Direct Preference Optimization. During inference, Epistemic Friction detects potential hallucinations by quantifying distributional tension weighted by specialist certainty. When friction exceeds the threshold, Asymmetric Logit Steering refines the target distribution through residual-based logit injection; otherwise, standard speculation proceeds. Extensive experiments demonstrate that SFAD substantially improves faithfulness while achieving 2.48×2.48\times speedup, offering a practical solution for efficient LLMs.
Guanqiao Chen, Di Wang, Lijie Hu
Aug 31, 2026cs.LG

PLC-DPO: Posterior Label Correction in Noisy and Ambiguous Preference Optimization

Direct Preference Optimization (DPO) simplifies alignment through pairwise comparisons but assumes all observed preferences are reliable. Real data often violates this assumption, leading to reversed, weak, or ambiguous labels that cause harmful policy updates. To address this, we propose Posterior Label Correction DPO (PLC-DPO) to robustly optimize preferences by routing each pair's training signal as a clean, flip, or tie case. The key idea is to use the calibrated policy-reference margin as online evidence to take appropriate correction actions. This reframes noisy preference learning as actively correcting supervision direction and strength rather than merely filtering suspicious examples. Across 57 dataset-model-benchmark cells, PLC-DPO obtains the best mean win rate against DPO (60.5 vs. 55.5 for the next-best method). Injected-noise and tie stress tests, human disagreement analysis, and self-confirmation diagnostics further show that the routing remains stable and distinguishes flipped from weakly directional pairs.
Boryeong Cho, Sumyeong Ahn, Se-Young Yun
Aug 31, 2026cs.CR

Balancing Privacy, Utility, and Safety in LLM Alignment through Preference Optimization

Preference optimization is widely used to align large language models with human preferences, but preference-data composition may also influence privacy-relevant memorization. We examine whether adding synthetic privacy-preference pairs to Direct Preference Optimization (DPO) is associated with lower canary-based memorization signals without modifying the objective or introducing a formal privacy mechanism. We propose Privacy-Pressure Preference Mixing (P3M), a data-composition protocol that varies the amount of privacy-preference data while keeping helpfulness and harmlessness preference data fixed. We evaluate a non-privacy Baseline and privacy-mixing ratios of 0.5, 1.0, and 2.0 using Gemma 3 270M-IT across five random seeds and validate the same four conditions using 4-bit-quantized Gemma 2 2B-IT across three seeds. Overall, under the tested conditions, privacy-preference mixing is associated with lower mean canary suffix log-likelihood proxy values across both model settings and lower aggregate membership-inference attack performance relative to the Baseline in the mixed-source 2B evaluation. Specifically, across the privacy-aware 2B configurations, the mean area under the receiver operating characteristic curve (AUROC) ranges from 0.596 to 0.629, and the mean area under the precision-recall curve (AUPRC) ranges from 0.541 to 0.575, compared with 0.804 and 0.790, respectively, for the Baseline. However, the reduction in membership distinguishability does not hold uniformly across data sources. Moreover, the relationship between the privacy ratio and harmlessness preference accuracy varies by model setting, whereas helpfulness preference accuracy remains broadly stable. These findings suggest that P3M should be viewed as a lightweight empirical protocol for examining privacy-utility-safety trade-offs rather than as a formal privacy guarantee or a defense against extraction attacks.
Dishu Yang, Jingjing Liu, Jize Li
Aug 12, 2026stat.ML

SSPO: Structure-Aware Similarity-Weighted Preference Optimization for Neural Combinatorial Optimization

Neural combinatorial optimization (NCO) relies on parallel solution sampling for training, yet existing methods fail to fully exploit the rich information latent in a co-sampled solution group. Preference-optimization methods anchor on the single best solution and discard fine-grained quality and structural signal from all other peers-a failure we term gradient signal polarization. Mean-based baselines instead weight peers uniformly, so structurally near-identical peers flood the baseline with redundant information and keep gradient variance high-a failure we term baseline redundancy. We propose SSPO (Structure-Aware Similarity-Weighted Preference Optimization), which scores all BB sampled solutions jointly through a dissimilarity-weighted leave-one-out baseline: structurally distinct peers receive higher weight, resolving both failures in a single mechanism. The baseline uses zero-parameter, problem-adaptive solution embeddings built from the encoder's existing node representations. Experiments on TSP, EFL, and JSP benchmarks show consistent gains over prior best-anchor and uniform-weight baselines. A direct comparison against uniform RLOO on TSP and EFL confirms that structure-aware weighting is the primary driver of improvement. The SSPO-trained EFL policy has been deployed in a production facility-location system at JD.\mathord{.}com, confirming practical viability at scale.
Yuanyu Li, Jintao Xu, Zijiang Liu +6
Aug 10, 2026cs.CL

Se-DPO: Self-Evolving Token Credit for Direct Preference Optimization

Direct Preference Optimization (DPO) aggregates token-level log-probability ratios via uniform summation, implicitly treating all tokens as contributing equally to the preference signal. However, the contribution of individual tokens to the preference signal varies. We introduce token credit, which modulates each token's KL regularization based on its contribution to the preference outcome. We derive that effective token credit is proportional to the magnitude of each token's implicit reward, and observe that this quantity evolves substantially during training. This implies that static token credit becomes increasingly misaligned as training progresses. In this work, we propose Se-DPO (Self-Evolving Token Credit for DPO), a live mechanism that derives token credit from the model's own evolving internal signals during DPO training. Since the reward signal varies in reliability across positions, Se-DPO calibrates token credit based on both the strength and the confidence of each token's contribution. Se-DPO requires no external models, adding only a lightweight calibration network with minimal computational overhead. Experiments show that Se-DPO improves over DPO by up to 9.8 points on AlpacaEval~2 and 12.2 points on Arena-Hard.
Wenxiao Zhao, Shu Wang, Ying Nian Wu
Aug 9, 2026cs.CV

Linguistically-Aligned and Visually-Grounded Preference Optimization for Clinically-Augmented Medical Report Generation

Despite significant advances in Medical Report Generation (MRG), the reliability remains constrained by the prevalence of factual errors. While Direct Preference Optimization (DPO) has emerged as a promising post-training paradigm to enhance the performance of Supervised Fine-Tuned (SFT) MRG models, existing DPO-based MRG methods typically adopt a naive preference construction that directly pairs model-generated reports with ground truth reports. This strategy inadvertently entangles critical clinical findings with clinically irrelevant linguistic characteristics, and fundamentally lacks explicit vision-language alignment. To address these challenges, we propose DPO-Clin, a novel post-training framework that focuses preference optimization on clinical findings and cross-modal alignment. First, we introduce the Entity-level Clinical Diagnostic (ECD) module to perform a precise entity-level factual diagnosis. ECD guides the generation of linguistically-aligned report preference pairs, isolating clinical discrepancies from linguistic variations. Second, to achieve fine-grained cross-modal alignment, we develop M2DPO, a retrieval-augmented multi-modal DPO variant that enforces textual preference inversion triggered by visual context switches. Third, we locate correct yet highly uncertain predicted entities and apply counterfactual modifications to construct targeted preference data for latent risk mitigation, thereby further enhancing the model reliability. Extensive experiments on two public chest X-ray datasets (MIMIC-CXR and IU X-Ray) and an in-house endoscopy dataset demonstrate that DPO-Clin significantly improves the SFT baselines on clinical-aware metrics. Furthermore, it achieves superior performance over existing DPO-based MRG methods, exhibiting robust generalizability across distinct baseline architectures and diverse medical imaging modalities.
Qiang Hu, Yuxuan Luo, Yingjie Guo +4
Aug 6, 2026cs.CL

GRASP: Reinforcing Language Model Anonymizers with Group Relative Policy Optimization

Large language models can infer sensitive personal attributes, such as age, location, and occupation, from ordinary text, turning everyday writing into a privacy risk. Adversarial anonymization defends against this by rewriting a text with a capable language model that also plays the attacker, but it needs a powerful model at inference time and thus sends private text to a third party, the very exposure anonymization should prevent. Recent work distills this behavior into a small on-device model using supervised fine-tuning and direct preference optimization (DPO), but DPO only imitates the teacher's offline choices and never directly optimizes the privacy--utility objective we care about. We introduce \textbf{GRASP} (\textbf{G}roup-\textbf{R}elative \textbf{A}nonymization via \textbf{S}elf-refinement \textbf{P}olicy-optimization), which reinforces the local anonymizer online with Group Relative Policy Optimization. A single small model acts as anonymizer, adversary, and utility judge, trained against a self-generated reward that hides attributes while preserving meaning, with a design that guards against reward hacking. Trained on Llama-3.1-8B, \ours{} improves the privacy--utility trade-off over the DPO-distilled baseline, consistently across three independent LLM judges. Against adversarial anonymization driven by frontier models such as Gemini2.5Flash and Claude, it achieves a comparable or better overall trade-off while removing substantially more private information, and it runs entirely on-device at roughly 1%1\% of the GPT-4o teacher's cost.
Sajjad Ghiasvand, Nader Sehatbakhsh
Aug 6, 2026cs.CL

Learning When to Trust via Selective Context Preference Optimization

Language models increasingly condition their answers on external signals, and a single misleading one can turn a correct answer wrong. The obvious remedy, training models to resist such signals, hides a failure mode: a model that ignores all context looks robust yet is useless when the context is worth trusting. We recast the problem as selective trust and introduce MIST, a human-annotated benchmark that renders each reasoning item under four matched conditions (clean, misleading, correct-context, and irrelevant-context), together with SC2W, a paired metric counting how often a misleading signal flips a clean-correct answer to wrong. Across a comprehensive benchmark study, we observe that such a susceptibility is universal. We then propose SCOPE, which mines clean-correct/misleading-wrong failures and optimizes a standard Direct Preference Optimization (DPO) objective over matched preference pairs balanced equally across all four conditions, rather than over misleading items alone. Our approach substantially reduces SC2W on popular open-sourced models while preserving accuracy when the added context is clean, correct, or irrelevant. With this work, we argue that models should be judged on selective trust, not on resistance alone.
Xian Sun, Wei Chow, Yingshuo Wang +4
Aug 3, 2026cs.CL

Stuck on "A": Diagnosing and Repairing Interface Injury in Attention-to-KDA Linearization of a 0.6B Language Model

We convert 21 of 28 full-attention layers of Qwen3-0.6B-Base into KDA (Kimi Delta Attention) linear-attention layers on a single consumer-grade GPU budget, and ask a simple question: what exactly does the conversion break? After surgery, hidden-state alignment and end-to-end KL distillation drive the student close to its teacher in perplexity, yet multiple-choice accuracy stays near random chance (25-29% vs. the teacher's 50.6% on C-Eval). Using a four-permutation diagnostic that rotates answer options while holding content fixed, we show the model sticks to option labels (predicting "A" 81% of the time; 106/161 questions keep the same label under all four rotations) rather than following answer content -- an interface injury that standard distillation metrics cannot see. A 1,000-step format-targeted completion-only KL stage repairs the interface (+12.48 points on C-Eval, label-stickiness roughly halved), after which persona SFT and one round of on-policy DPO preserve benchmark scores within noise. We release code, weights, recipes, and the full audit trail, and distill the engineering lessons -- including an FP32-master failure mode in which bf16 optimizer updates are silently swallowed -- that made convergence possible at this budget.
Ronglong Bao
Jul 30, 2026cs.CL

Rolling With Resistance: Preference-Optimized LLM Counselors Can Trade Goal Persistence for Relational Attunement in Motivational Interviewing

In Motivational Interviewing (MI), a client's sustain talk (arguments for the status quo) calls for the counselor to roll with resistance, a move that can fail in two opposite ways: capitulation (abandoning the change agenda to preserve rapport) or confrontation (arguing or directing, overriding the client's autonomy). We introduce a two-axis evaluation of counselor responses, anchored in the Motivational Interviewing Treatment Integrity (MITI) code, Goal Persistence (GP) and Relational Attunement (RA), yielding a four-quadrant framing in which rolling with resistance is high on both, and we ask whether penalizing one failure through preference optimization teaches rolling with resistance or provokes its opposite. From the expert-annotated AnnoMI corpus we build topic-disjoint Direct Preference Optimization data whose preference sets differ only in which failure is rejected, using on-policy negatives. An automatic judge, validated against AnnoMI's expert labels and rechecked by trained human coders, scores blind pairwise win-rates against each base under a firewall in which disjoint model families generate, label, and judge. Across three aligned instruction models spanning the Qwen and Llama families, penalizing confrontation reliably lowers goal persistence below parity, on every base and in every seed run, a robust cost, whereas the attunement gain is base-dependent, present on two of the three bases but absent on the third. Penalizing capitulation is inert, because these models rarely capitulate on-policy, so the trade is gated by each base's failure profile. A prompt-only control raises attunement without the goal-persistence cost, locating the cost in the optimization rather than in attunement itself.
Weiying Chen, Junlong Shen, Zhexuan Tang
Jul 29, 2026cs.CL

DIRECT: Direct Decoding for Efficient and Aligned Sequence Labeling with Large Language Models

Sequence labeling is a fine-grained information extraction task, yet existing large language model-based approaches suffer from insufficient domain alignment and low inference efficiency. To address these issues, we propose DIRECT, a framework that addresses these issues through training-time optimization and inference-time rectification. Specifically, DIRECT performs Direct Preference Optimization (DPO) after supervised fine-tuning to strengthen task alignment with human preferences, and introduces a controlled decoding process that enforces fixed output formats and restricts predictions to candidate sets. To further improve efficiency, a template-filling mechanism requires the model to generate only label tokens while reusing prefixed content through the KV Cache, thus reducing redundant computation. Experimental results on eight datasets demonstrate that DIRECT achieves significant improvements in both performance and efficiency compared to existing methods.
Yilei Wang, Jiaxin Gan, Kexuan Zhang +3
Jul 18, 2026cs.CV

When Physical Preferences Meet Semantic Constraints: Physical and Semantic Direct Preference Optimization for Text-to-Video Generation

Text-to-video (T2V) generation models have achieved strong visual realism, but improving physical plausibility can come at the cost of semantic consistency with the input text. This tension arises because physical preference is typically determined by comparing dynamics between two videos, without accounting for whether either video faithfully depicts the scene specified by the prompt, making physical-semantic conflict a systematic tendency under this supervision paradigm. We formulate this challenge as a constrained preference optimization problem and propose Physical and Semantic Direct Preference Optimization (PSDPO), which modulates each preference pair's contribution based on the agreement between its physical and semantic signals. A gradient-level analysis shows that PSDPO bounds the semantic drift from conflicting pairs to a controllable residual, and further motivates a staged optimization protocol that provably reduces cumulative drift. The resulting method operates entirely within the standard DPO framework, requiring no auxiliary models or additional loss terms. Experiments show that PSDPO improves physical plausibility by up to 2×2\times over the baseline on VideoPhy-2, while maintaining strong semantic consistency on VBench, achieving a more reliable balance than existing preference-based methods.
Siwei Meng, Yawei Luo, Shu Zhang +1
Jul 17, 2026cs.LG

TD-DPO: Difference-Aware Preference Optimization for Mitigating Sycophancy in Clinical Autism Intervention Dialogue

The sycophancy of large language models can increase the safety risk in intervention dialogue for autistic children. Supervised fine-tuning can somewhat reduce sycophancy, but relying solely on positive examples is often insufficient to identify and correct failure patterns. We observe that sycophancy behaviors can often be localized to a limited span within the model response. In this regime, sequence-level preference optimization can over-update preference-irrelevant tokens and degrade intervention ability. To address this, we propose the \textbf{M}inimal \textbf{E}dit \textbf{D}ata \textbf{A}ugmentation (MEDA) strategy to construct controlled, stable, minimal edit preference pairs and \textbf{T}oken-level \textbf{D}ifference \textbf{D}irect \textbf{P}reference \textbf{O}ptimization (TD-DPO), which upweights difference tokens between chosen and rejected responses while downweighting shared tokens to suppress background drift. Extensive experiments across multiple backbones and evaluators show that TD-DPO achieves a better trade-off between sycophancy mitigation and intervention ability retention in our offline settings, highlighting its potential as a practical alignment approach for autism intervention.
Shuzhong Lai, Junhong Lai, Chenxi Li +5
Jul 15, 2026cs.CV

Groc-PO: Grounded Context Preference Optimization for Truthful Multimodal LLMs

Despite the rapid progress of Multimodal Large Language Models (MLLMs), they still suffer from untruthfulness issues, such as visual hallucinations, content fabrication, and unfaithful reasoning, which substantially undermine their faithfulness and practical utility. Alignment methods based on human preference, such as Direct Preference Optimization (DPO), have been widely adopted to address these issues. However, multimodal reasoning errors often propagate across stages, and final-answer errors can often be traced to mistakes in early grounding stages, yet standard DPO typically applies preference optimization at the final-answer level. This credit-assignment challenge means that supervision for early grounding stages is indirect rather than stage-specific, making it difficult to suppress error propagation arising from grounding drift and context inconsistency. To address this, we propose Grounded Context Preference Optimization (Groc-PO), a grounded preference optimization framework for MLLMs. We further construct the Grounded Context Preference Dataset (GCPD), organizing multi-stage preference samples around three stages of Object Grounding, Contextual Grounding, and Grounded Reasoning, to capture the formation, integration, and utilization of grounded context. By introducing more explicit preference supervision over multiple grounded stages, Groc-PO strengthens context-dependent reasoning and mitigates cross-stage error propagation. Extensive experiments show that, compared with standard DPO and other strong baselines, Groc-PO achieves improved performance in hallucination mitigation, faithful reasoning, and overall reliability, supporting the value of more explicit grounded supervision for trustworthy multimodal reasoning.
Zhixiao Zheng, Zheren Fu, Zhiyuan Yao +3
Jul 11, 2026cs.AI

Ontology-Amplified Distillation and Contextuality Auditing for Sovereign Enterprise Language Models: A Combined Proof-of-Mechanism and Negative-Results Method Study

Regulated financial institutions operating under data-residency rules need tenant-owned language models that can run inside the institution's perimeter. This paper combines two related FAOS studies into one mechanism-and-control article. First, it reports a reduced-power proof-of-mechanism study of ontology-amplified distillation: a Qwen3.6-27B student is adapted to the Foundation AgenticOS ontology through supervised fine-tuning on frontier-teacher trajectories and ontology-grounded direct preference optimization (DPO), trained locally on a single Apple M5 Max from 47 synthetic, English-language, cross-domain preference pairs. On 40 held-out Vietnamese financial-domain tasks, the distilled student grounds 36 of 40 tasks (grounded rate 0.90; mean ontology term-coverage r_onto = 0.95 on a metric floored at 0.50), equal to the GPT-5 frontier baseline, which also grounds 36 of 40. The outcome is underpowered to establish equivalence: the paired-difference 95% confidence interval spans +/-4 tasks, and the run does not test or show the pre-registered amplification prediction that the student should exceed the frontier. Second, the paper consolidates a contextuality-audit method for enterprise-agent routing. In a separate negative-results pilot, the corrected canonical Contextuality-by-Default degree is zero for all Phase 1.3 groups in both the local-Qwen run and an explicitly labeled Gemma replication check; the useful signal is direct influence and construct coupling, not surviving residual contextuality. Together, the studies pair an ontology-grounded model-building mechanism with a governance diagnostic for deciding when apparent disagreement should trigger prompt standardization, multi-agent synthesis, or human review. The evidence supports neither deployability, safety, superiority, statistical equivalence, nor a contextuality-positive routing rule.
Thanh Luong Tuan
Jul 11, 2026cs.SD

Breaking the Quality--Intelligibility Trade-off in Streaming Target Speaker Extraction via Deep-Feature-Anchored Preference Optimization

Generative streaming models for Target Speaker Extraction (TSE) commonly exhibit a quality--intelligibility trade-off, wherein naive optimization for perceptual audio quality tends to degrade speech intelligibility, and conversely. We reveal that this trade-off arises not from the constraints of streaming architectures, but from an inappropriate choice of optimization anchor. Directly optimizing against audio quality metrics induces catastrophic reward hacking, where content critical to pronunciation and intelligibility is systematically erased to maximize a proxy score. To break this bottleneck, we propose two complementary improvements: an enlarged Conformer convolution kernel for richer local spectro-temporal modeling, and WavLM-anchored Direct Preference Optimization (DPO) fine-tuning strategy. DPO preference pairs are ranked by WavLM cosine similarity, a deep acoustic feature encoding both phonetic structure and speaker identity, providing an optimization anchor that resists hacking. Under a 560 ms streaming chunk size, the proposed method achieves a 10.9% relative intelligibility improvement (word error rate: 0.138 to 0.123), with marginal simultaneous gains in audio quality and speaker similarity.
Shuhai Peng, Jinjiang Liu, Hui Lu +5
Jul 9, 2026cs.LG

Metadata-Free Meta-Reweighted Direct Preference Optimization under Noisy Preference Labels

Direct Preference Optimization (DPO) has become an important method for aligning large language models (LLMs) with human preferences because it removes the need for explicit reward modeling and reinforcement learning optimization. However, its performance depends heavily on the quality of preference data, and noisy preference data in real-world settings can weaken alignment performance. To address this issue, we propose a bilevel optimization framework and prove, under certain assumptions, that this framework can recover the DPO optimum under clean data. We further derive a prior form for the learnable weighting function under asymmetric label-flipping noise. Considering that high-quality metadata may be difficult to obtain, we propose a task-agnostic meta-knowledge-driven method that enables meta-learning even when metadata is completely unavailable. To reduce the high cost of higher-order gradients in LLM meta-learning, we combine central-difference approximation with LoRA fine-tuning and develop a scalable training scheme. Experiments on TL;DR summarization and Anthropic HH single-turn dialogue show that the proposed method improves training performance over multiple DPO baselines under different noise rates.
Hua Qu, Yifan Li, Xiaodong Yuan
Jul 7, 2026cs.LG

D2PO: Optimizing Diffusion Samplers via Dynamic Preference

We propose D2PO (Dynamic Direct Preference Optimization), a principled framework for optimizing diffusion sampling policies with respect to timestep schedules and classifier-free guidance (CFG) weights. Our work is motivated by a fundamental limitation of existing student-teacher regression frameworks; low-NFE student samplers are trained to mimic high-NFEteachers, often sacrificing high-frequency texture fidelity while preserving coarse global structures, thereby misaligning the sampler with perceptual quality. D2PO addresses this challenge by reformulating sampler optimization as a preference-based alignment problem, leveraging the Direct Preference Optimization (DPO) framework. To make DPO applicable to diffusion samplers, we model the sampling policy as an energy-based model (EBM), transforming preference comparisons into tractable energy differences. We further introduce a novel energy formulation derived directly from the pretrained score network, enabling preference evaluation in perturbed spaces that jointly capture structural consistency and fine-grained details. Moreover, we introduce dynamic preferences, where the preferred samples used for alignment progressively improve as the sampling policies are learned. This self-improving mechanism replaces rigid static teacher supervision with an iterative, preference-guided refinement process, providing progressively stronger alignment signals. Extensive experiments demonstrate that D2PO aligns diffusion samplers with perceptual quality more faithfully, unlocking the full potential of high-quality teachers and consistently outperforming conventional regression-based schedulers under low-NFE constraints.
Jinkyu Kim, Jinyoung Choi, Bohyung Han
Jul 3, 2026cs.LG

Unbiased Alignment for Large Language Models with Noisy Preferences

The alignment of large language models with human preferences is commonly achieved through Reinforcement Learning from Human Feedback or Direct Preference Optimization. However, these methods are vulnerable to the significant noise prevalent in real-world preference datasets. To address this critical issue, we present a theoretical framework for unbiased alignment, introducing the Unbiased Reward Model (URM) loss and the Unbiased Direct Preference Optimization (UDPO) loss. By mathematically correcting the distortion induced by preference noise, our novel objectives enable unbiased model training directly from noisy datasets, without requiring clean ground-truth supervision. We provide rigorous theoretical analyses demonstrating that our methods are noise-tolerant, parameter downward compatible, and classification-calibrated. Comprehensive experiments across diverse datasets demonstrate that our approaches outperform state-of-the-art baselines. Code available at: https://github.com/cswjl/unbiased-alignment.
Jialiang Wang, Xianming Liu, Xiong Zhou +2
Jul 2, 2026cs.AI

Distributionally Robust Listwise Preference Optimization

Existing robust preference optimization for language-model alignment mainly studies pairwise supervision and places robustness at the dataset, prompt, or preference-pair level. We instead study listwise preference optimization under ranking-label uncertainty: given a prompt and a candidate list, the observed ranking over that list may be ambiguous due to annotator inconsistency, near-ties, lossy rankwise feedback, or reward-model noise. We propose a pointwise total-variation robust Plackett--Luce objective that directly robustifies the ranking label conditional on the candidate list. The robust loss admits an exact decomposition into the nominal PL loss plus a worst-case PL correction, and the worst-case ranking is obtained by sorting current implicit scores in ascending order, reducing the inner maximization from K!K! enumeration to O(Klog⁡K)O(K\log K). This tractable structure yields strong offline and online optimization guarantees. In the offline fixed-list setting, the robust objective is convex and projected stochastic subgradient reaches global εε-suboptimality with O(ε−2)O(ε^{-2}) sample complexity. In the online policy-induced setting, where candidate lists are generated by the current policy, we establish weak convexity and O~(ε−2)\widetilde O(ε^{-2}) Moreau-envelope stationarity. Experiments in offline LLM alignment show that the proposed robust correction largely preserves performance under clean labels and improves robustness under noise. In online alignment, it makes reward-model-ranked candidate expansion more reliable and improves both reward-model and external GPT-4 judge metrics.
Xudong Wu, Jian Qian, Pangpang Liu +2
Jun 29, 2026cs.LG

Pessimism's Paradox: Conservative Offline Training Amplifies Reward Hacking During Online Adaptation in Reasoning Models

Conservative offline training is widely advocated as a safe foundation for subsequent online adaptation: if a policy stays close to well-supported behaviour, the argument goes, it is less likely to exploit imperfections in a learned reward model. We challenge this intuition empirically and mechanistically. We train a Qwen3-14B policy under Direct Preference Optimisation (DPO) with three levels of conservatism (β∈{βlo,βmid,βhi}β\in \{β_{\mathrm{lo}}, β_{\mathrm{mid}}, β_{\mathrm{hi}}\} derived from empirical log-ratio percentiles), then adapt each checkpoint online against a learned reward ensemble (3,×\times,Qwen3-1.7B) while measuring true performance on GSM8K exact-answer accuracy. We find that \emph{higher offline conservatism monotonically increases reward-hacking damage}, measured by the Goodhart gap and its area under the curve (AUGC), with Spearman ρ=1.0ρ= 1.0 across all three conditions. Mechanistic analysis reveals a three-link causal chain: (i) high-ββ DPO compresses policy entropy, (ii) Low-entropy policies generate responses with reduced diversity, concentrating in a narrow region of the reward model's training distribution (lower pairwise cosine distance), and (iii) despite this proximity, ensemble disagreement (epistemic uncertainty) increases with ββ and is exploited faster during online optimisation. We further fit a power-law curve to the (β,\augc)(β, \augc) data and identify a practical optimal conservatism level β⋆β^{\star} that balances alignment fidelity against hacking vulnerability. Our results suggest that the field needs \emph{calibrated}, not \emph{maximal}, conservatism.
Subramanyam Sahoo, Aman Chadha, Vinija Jain +1
Jun 23, 2026cs.CL

VA-DPO: Valence-Arousal Direct Preference Optimization for Controllable Emotion Generation in Language Models

How precisely can we tell a language model how to feel? Most work on emotional generation answers with a discrete label - happy, angry, sad - which cannot express a target like "mildly downcast but calm." We instead specify the desired affect as a continuous point (v*, a*) in the Valence-Arousal plane and train the model to hit it. Our method, VA-DPO, is a small modification to Direct Preference Optimization: a frozen VA regressor scores each sampled generation by its Euclidean distance to the target, we keep only candidate pairs whose distance gap clears a margin tau, and we optimize a LoRA adapter with the ordinary DPO loss against a frozen reference. The DPO objective itself is unchanged; what is new is how the preference data is built. On Llama-3.1-8B-Instruct this cuts mean VA distance to the target by 33% over system-prompting and 25% over few-shot prompting, lifting valence/arousal correlation to r_v=0.93 and r_a=0.75. The gains carry over to Qwen3-8B and Llama-3.2-3B, and they do not come at the usual price: MMLU is unchanged (Delta=+0.0) and HellaSwag and TruthfulQA are preserved. We release the code, configs, and the preference-construction pipeline.
Hyunwoo Kim
Jun 22, 2026cs.CL

Towards Spec Learning: Inference-Time Alignment from Preference Pairs

Steering a large language model (LLM) toward a desired behavior typically relies on an iterative process of hand-crafting a prompt based on a careful inspection of the model's responses. This is an involved, brittle, and error-prone process. Preference-based fine-tuning is a more rigorous but often prohibitively expensive solution. We propose spec learning, a framework that relies on a brief user instruction and a small set of preference judgments. These are compiled into specifications in the form of natural-language prompts for an LLM. Specifications condition LLMs at inference time, and no parameter updates to the underlying models are required. We show that the responses generated based on the compiled specifications often outperform direct preference optimization (DPO) on datasets from specialized domains whose preference signal is dense. Unlike opaque weight updates, the resulting specifications are human-readable and double as interpretable and transparent written embodiments of the preference signal that produced them.
Dhriti Krishnan, Tejas Goyal, Jaromir Savelka
Jun 18, 2026cs.CL

Beyond Uniform Forgetting: A Study of Sequential Direct Preference Optimization Across Preference Settings

Aligning language models with human preferences often requires optimising multiple behavioural objectives. A practical approach is to apply these objectives sequentially using preference optimisation methods such as Direct Preference Optimisation (DPO), but it remains unclear whether later training uniformly degrades preferences learned earlier or whether the effect depends on the relationship between objectives. We study sequential DPO across four preference settings covering distributional conflict, multi-attribute interaction, strong safety signal, and compatible response-quality objectives. Using Llama-3.1-8B-Instruct with LoRA adapters, we evaluate all objectives after every stage with a fixed base-model reference. We find that sequential DPO does not produce a single forgetting pattern; preference change ranges from partial degradation to stability, pair-level redistribution, or positive transfer depending on objective relationship, signal strength, and training order. Pair-level analysis using length-normalised policy margins shows that aggregate metrics can mask heterogeneous changes across preference pairs, whereas quartile decomposition reveals that high-confidence pairs can either degrade or improve depending on the setting. Mechanistic diagnostics show that Stage~2 gradients and adapter updates are near-orthogonal to the previous objective across all settings, providing little evidence that direct gradient opposition is the primary driver. These findings suggest that future sequential alignment pipelines should account for objective compatibility and signal strength, rather than assuming that later objectives affect earlier preferences uniformly.
Pranav Bhandari, Nicolas Fay, Amitava Datta +2
Jun 17, 2026cs.AI

Which Pairs to Compare for LLM Post-Training?

Preference-based post-training has become a central paradigm for aligning language models. A common data-collection strategy is to generate a small set of completions for each prompt and label the resulting comparison pairs. However, human preference labels are often much more expensive than generating additional completions, suggesting a different use of the same labeling budget: generate a larger pool of completions, but label only the most informative comparison pairs. This paper studies which pairs should be compared in preference-based post-training. We formulate comparison curation as a sampling-design problem and evaluate designs by the quality of the final policy under the preference-based post-training objective. We instantiate this framework for Direct Preference Optimization (DPO), analyzing how the choice of labeled pairs propagates through DPO training to downstream policy performance. Our main results provide matching upper and lower bounds on the post-training optimality gap of the DPO-trained policy. The bounds show that comparison selection affects downstream performance through a single design-dependent information matrix, which links label allocation to parameter estimation error and policy suboptimality. This yields an explicit optimization criterion for budgeted comparison curation and motivates practical sampling designs for selecting informative pairs from large generated completion pools. Experiments on synthetic settings and language-model post-training benchmarks show that the proposed designs consistently improve sample efficiency over common comparison-selection heuristics.
Jiangze Han, Vineet Goyal, Will Ma
Jun 17, 2026cs.AI

Emergent Alignment

Can Large Language Models (LLMs) discern when their own outputs are misaligned with human ethics? And can they self-correct? We endow an LLM with a conscience step that reviews its own reasoning and outputs, and we extend the training loss with an alignment component using Direct Preference Optimization (DPO) to steer the model away from non-ethical outputs. The result is an online technique to align models in a wide range of applications: training, fine-tuning, adversarial prompting, and zero-shot learning. It does not require a weaker or stronger judge, relying instead on a frozen copy of itself. In previous work, the Emergent Misalignment scenario showed a range of emergent unethical behaviors from fine-tuning the model to hack code. Instead, we empirically show how to achieve Emergent Alignment: a single high-level introspective question steers training toward an ethical model under the same code hacking scenario.
Martin Kolář
Jun 17, 2026cs.AI

Repeated post-training is not Self-improving: Diagnosing Scientific Amnesia in Continual DPO Pipelines

Industrial LLM teams often ship behavior updates by repeatedly DPO-training a base model on sequences of related preference-data campaigns. The dominant failure mode in this regime is not always classical catastrophic forgetting: a pipeline may preserve previously learned behaviors while still failing to accumulate reusable methodological knowledge about how to train the next campaign. We call this failure mode scientific amnesia. This paper turns that practitioner intuition into a measurable industrial problem. We contribute: (i) a diagnostic suite for amnesia, (ii) a Program-based pipeline that chains FSDP-sharded DPO checkpoints across Qwen2.5-7B-Instruct runs, (iii) a 30-campaign HumanEval subdomain benchmark, and (iv) a comparative diagnostic study of five strategy proposers: random memory, rule-based scheduling, retrieval-only memory, warm-start Bayesian optimization, and MSCL, a meta-scientific memory and reasoner candidate. Across a single-seed 5-condition * 3-step real-LM chain, 4 of 5 candidates degrade in step-level peak pass@1, including MSCL; only the deliberately conservative rule-based schedule improves. Follow-up pilots qualify rather than overturn this finding: in a heterogeneous chain, MSCL is the only completed candidate that improves, whereas in a small multi-seed homogeneous sweep, retrieval-only has the best mean Delta and no pairwise candidate gap is statistically distinguishable. The contribution is therefore diagnostic, not a claim that MSCL solves the problem: scientific amnesia is observable in a production-like continual-DPO pipeline, and conclusions about interventions depend sharply on chain regime, evaluator design, and seed coverage.
Jianzhe Lin, Fei Wang, Xiaolin Li +2
Jun 15, 2026cs.CL

The Value Axis: Language Models Encode Whether They're on the Right Track

We investigate whether language models internally track the value of their current trajectory, defined as the likelihood that their ongoing strategy will achieve their goals. Using synthetic, in-context reinforcement learning data, we construct a "value" axis for Qwen3-8B. We find that activations along this axis distinguish between high vs. low verbalized confidence, rollouts without and with backtracking, and correct vs. corrupted code. Steering towards high value causally suppresses self-correction and reduces explanatory verbosity, while steering towards low value induces backtracking and exploration. We demonstrate that direct preference optimization (DPO) can increase the internal value of rewarded behaviors (e.g. use a certain word), causing the model to act more confidently after exhibiting them. Finally, we apply the value axis to study in-the-wild settings. For example, we find that Qwen assigns low value to politically sensitive chat queries after post-training and that supervised fine-tuning increases internal confidence within the training domain. Our results suggest that language models linearly encode an estimate of expected goal success that modulates their confidence in pursuing a direction.
Nick Jiang, Isaac Kauvar, Jack Lindsey
Jun 11, 2026cs.SD

Emo-LiPO: Listwise Preference Optimization for Fine-Grained Emotion Intensity Control in LLM-based Text-to-Speech

Large language model (LLM)-based text-to-speech (TTS) systems enable prompt-conditioned emotional control but struggle with fine-grained emotion intensity due to the semantic -- acoustic gap between text and speech. To address this challenge, we formulate emotion intensity control in LLM-based TTS as a learning-to-rank problem and propose Emo-LiPO, a listwise preference optimization framework that aligns prompt-conditioned speech generation with relative emotion intensity expressed in text. Emo-LiPO explicitly models global intensity ordering within each emotion under fixed transcripts, enabling more faithful and continuous emotional expression. We further construct ESD-plus, a multi-speaker dataset with explicit emotion intensity variations, to support fine-grained emotion modeling and evaluation. Experiments on ESD-plus demonstrate that Emo-LiPO significantly improves emotion accuracy and intensity controllability over both supervised- and DPO-based LLM TTS baselines, with particularly pronounced gains at high intensity levels.
Yihang Lin, Li Zhou, Congwei Cao +4
Jun 11, 2026cs.CL

Direct Preference Optimization for Chatbot Fine-Tuning: An Empirical Study

We present an approach to fine-tuning large language models using Direct Preference Optimization (DPO), a reinforcement learning technique. Our experimental results demonstrate that DPO simplifies the training pipeline, improves computational efficiency, and achieves competitive performance. The evaluation using BLEU, ROUGE, and cosine similarity metrics indicates effective learning and convergence, though further investigation is needed to address observed training instability.
Dezhi Yu, Yvonne Qiu, ShuoJia Fu
Jun 10, 2026cs.LG

Boosting Direct Preference Optimization with Penalization

Offline preference optimization has become a practical substitute for reinforcement learning from human feedback, but pairwise objectives such as Direct Preference Optimization (DPO) and its variants use only the chosen and rejected responses stored in a static dataset. This leaves a useful signal unused: the response that the reference model itself would generate for the same prompt. We propose Direct Preference Optimization with Penalization (DPOP), a simple extension of DPO that augments the base preference loss with a gated penalty on reference-greedy responses. DPOP activates this penalty only when the current policy still assigns a lower likelihood to the preferred response than to the rejected response. On AlpacaEval 2.0, DPOP improves length-controlled win rate over DPO, SimPO, and AlphaDPO on both Llama-3-8b-it and Gemma-2-9b-it, achieving relative gains of 5.3% and 4.4% over baselines on the two models, respectively. Ablations further show that a SimNPO-style length-normalized penalty is stronger than NPO and token-level unlikelihood in this setting.
Pengwei Sun
Jun 9, 2026cs.CR

Training LLMs to Enforce Multi-Level Instruction Hierarchies via Gravity-Weighted Direct Preference Optimization

Production LLMs receive instructions from sources with very different levels of trust, yet attend to every token with uniform architectural privilege. This is the structural vulnerability that enables malicious prompt injections and, more broadly, leaves models without a principled way to resolve conflicts between legitimate but competing instructions. A common training-based response is to teach models an explicit instruction hierarchy; existing approaches, however, formalize hierarchies of only three or four levels, treat all violations as equally severe, and rarely evaluate the full set of pairwise level interactions. We formalize a k-level instruction hierarchy problem and instantiate it for k=5, yielding ten pairwise priority relations that a compliant model must enforce. We then introduce Gravity-Weighted DPO (GW-DPO), a preference-optimization objective whose per-sample offset scales with the structural distance between conflicting levels under a linear or bilateral schedule, the latter weighting severity by both the privilege gap and the privilege of the victim level. Combined with hierarchy-specific delimiter tokens (Chen et al., 2025) and Instructional Segment Embeddings (ISE; Wu et al., 2025), GW-DPO with the bilateral schedule Pareto-improves over standard DPO and the linear variant on Llama-3.1-8B-Instruct, raising macro pairwise priority adherence while keeping over-refusal at half the standard DPO rate. Ablations isolate ISE as a refusal-threshold calibrator and recast five- versus three-level training as a generality-specialization tradeoff.
Lena S. Bolliger, Lena A. Jäger
Jun 3, 2026cs.LG

Sequential Data Poisoning in LLM Post-Training

LLM post-training proceeds through multiple stages, e.g., supervised fine-tuning (SFT) followed by reinforcement learning from human feedback (RLHF) or direct preference optimization (DPO), where each stage draws data from different, potentially untrusted sources. Existing literature assumes data poisoning attacks may occur at each training stage, but neglects the possibility of multiple attackers. To study the trustworthiness of the entire post-training pipeline, we propose the threat model of sequential data poisoning, where multiple adversaries separately poison the SFT and preference datasets. Under this threat model, we identify the single-attacker illusion: each adversary, evaluated in isolation, appears to pose a negligible threat. Yet when adversaries collaborate across stages, the true vulnerability is revealed. In the SFT →\to DPO pipeline, their contributions are additive: splitting a fixed poison budget across stages outperforms concentrating it in either stage alone. In the SFT →\to PPO pipeline, their contributions are complementary: neither SFT nor reward model poisoning succeeds individually, yet their combination does. These findings show that security analyses of individual post-training stages systematically underestimate compound vulnerabilities that emerge only from their interaction. Code is available at https://github.com/jcksanderson/sequential-poisoning.
Jack Sanderson, Yihan Wang, Xiaoqian Lu +2
Jun 2, 2026cs.CV

P2^2-DPO: Grounding Hallucination in Perceptual Processing via Calibration Direct Preference Optimization

Hallucination has recently garnered significant research attention in Large Vision-Language Models (LVLMs). Direct Preference Optimization (DPO) aims to learn directly from the corrected preferences provided by humans, thereby addressing the hallucination issue. Despite its success, this paradigm has yet to specifically target the perceptual bottleneck in attended regions or address insufficient Visual Robustness against image degradation. Furthermore, existing preference pairs are often vision-agnostic and their inherently off-policy nature limits their effectiveness in guiding model learning. To address these challenges, we propose Perceptual Processing Direct Preference Optimization (P2^2-DPO), a novel training paradigm in which the model generates and learns from its own preference pairs, thereby directly addressing the identified visual bottlenecks while inherently avoiding the issues of vision-agnostic and off-policy data. It introduces: (1) an on-policy preference pairs construction method targeting Focus-and-Enhance perception and Visual Robustness, and (2) a well-designed Calibration Loss to precisely align visual signals with the causal generation of text. Experimental results demonstrate that with a comparable amount of training data and cost, P2^2-DPO outperforms strong baselines that rely on costly human feedback on benchmarks. Furthermore, evaluations on Attention Region Fidelity (ARF) and image degradation scenarios validate the effectiveness of P2^2-DPO in addressing perceptual bottleneck in attended regions and improving Visual Robustness against degraded inputs.
Ruipeng Zhang, Zhihao Li, Haozhang Yuan +2
May 28, 2026cs.CL

Recovering Diversity Without Losing Alignment: A DPO Recipe for Post-Trained LLMs

Many open-ended instructions have multiple valid answers that users can benefit from seeing, but post-training often narrows an LLM's output space toward a small set of canonical responses. We introduce REDIPO, an offline DPO data-construction pipeline for recovering distinct valid answer modes while preserving the alignment benefits of the instruct model. For each prompt, REDIPO samples responses from both base and instruct models, rewrites base-model responses with the instruct model, filters candidates for safety and instruction-following quality, and builds preference pairs that favor marginally diverse responses among candidates with similar instruction-following reward. Across Qwen3-4B, OLMo-3-7B, and LLaMA-3.1-8B, REDIPO improves NoveltyBench distinct_k by 134%, 33%, and 44% relative to the instruct checkpoints, while DivPO changes diversity by 0%, -6%, and -4% on the same models. These gains largely maintain MTBench, IFEval, and Arena-Hard performance, and reduce direct-category HarmBench attack success rate. Ablations show that marginal-diversity pair selection and base-response rewriting drive the diversity gains, while filtering and quality-bounded pairing help maintain alignment. Overall, our results show that diverse valid answers from base-model generations can be reintroduced through carefully constructed preference data while retaining the alignment benefits of post-training. We release our code and data at https://github.com/vsamuel2003/ReDiPO.
Vinay Samuel, Yapei Chang, Mohit Iyyer
May 27, 2026cs.CV

Compositional Text-to-Image Generation Via Region-aware Bimodal Direct Preference Optimization

Despite the rapid progress of text-to-image (T2I) models, generating images that accurately reflect complex compositional prompts (covering attribute bindings, object relationships, counting) still remains challenging. To address this, we propose BiDPO, a framework to enhance T2I model's capability of compositional text-to-image generation. We begin by introducing an carefully designed pipeline to construct a large-scale preference dataset, BiComp, with strictly quality control. Then, we extend Diffusion DPO to jointly optimize image and text preferences, which is shown to greatly effective in improving the models to follow complex text prompt in generation. To further enhance the models for fine-grained alignment, we employ a region-level guidance method to focus on regions relevant to compositional concepts. Experimental results demonstrate that our BiDPO substantially improves compositional fidelity, consistently outperforming prior methods across multiple benchmarks. Our approach highlights the potential of preference-based fine-tuning for complex text-to-image tasks, offering a flexible and scalable alternative to existing techniques.
Zhuohan Liu, Wujian Peng, Yitong Chen +1
May 27, 2026cs.CL

AdaDPO: Self-Adaptive Direct Preference Optimization with Balanced Gradient Updates

DPO has become a widely adopted alternative to RLHF for aligning LLMs with human preferences, eliminating the need for a separate reward model or RL loop. Recent theoretical analysis uncovers an asymmetric gradient behavior in DPO: the loss suppresses dispreferred responses substantially faster than it promotes preferred ones, causing the model to learn to avoid bad answers rather than to generate good ones. We propose AdaDPO, a Self-Adaptive variant of the DPO algorithm that introduces per-preference-pair, stop-gradient-based coefficients derived directly from the policy model's generation probabilities, with the reference model's probabilities as an optional component. AdaDPO is constructed to enforce equality of gradient magnitudes between preferred and dispreferred probabilities; the practical implementation balances per-token gradients and applies a numerical clipping bound for stability, while retaining DPO's original hyperparameter structure. On Llama-3-8B-Instruct trained on UltraFeedback under a SimPO similar setup, AdaDPO consistently outperforms DPO on AlpacaEval 2: it achieves higher length-controlled win rates (LC) in 81% of hyperparameter combinations, attains the global best LC (48.3%) and raw win rate (46.1%), and enlarges the LC-over-WR margin in 88% of combinations, indicating effective mitigation of length bias. Additional analyses on KL divergence, reward margin, and reward accuracy confirm that AdaDPO rectifies the gradient imbalance and yields more efficient optimization. Because it operates purely at the loss level, AdaDPO can be dropped into existing preference-based alignment pipelines without changing data collection or model architectures. The method requires only a few lines of code, and the same self-adaptive principle generalizes to a broad family of pairwise contrastive preference losses including SimPO, R-DPO, IPO, CPO, and ORPO.
Shaolong Chen, Madalina Ciobanu, Qingqing Mao +1
May 27, 2026cs.AI

Reasoning Matters: Mitigate Hallucination in Multimodal Large Reasoning Models via Reasoning-Conditioned Preference Optimization

Multimodal Large Reasoning Models introduce the reasoning paradigm, demonstrating strong capabilities on complex vision-language tasks. However, they still suffer from severe hallucinations. Existing training-based methods typically mitigate hallucinations through response-level direct preference optimization (DPO), where the Chain-of-Thought (CoT) and the final answer are treated as a monolithic output and optimized jointly. We reveal that this formulation performs similarly to answer-only optimization, suggesting that it primarily learns answer-level preference, while leaving CoT-level supervision insufficiently exploited. To address this issue, we explicitly formulate a CoT-oriented preference term and derive Reasoning-Conditioned Direct Preference Optimization (RC-DPO), which models the CoT as a condition for answer generation and contrasts the preference for the same preferred answer under different CoT conditions, promoting answer-supportive reasoning chain alignment. To further improve optimization, we introduce a reasoning-enhanced preference data generation strategy that employs Monte Carlo Tree Search to discover visually grounded and logically consistent CoTs as positive samples, and attention-guided CoT token pruning to construct negative ones. Extensive experiments across various models and benchmarks show that RC-DPO effectively mitigates hallucinations and improves the reliability of the multimodal reasoning process.
Jiawei Kong, Hao Fang, Shunxiang Liao +5
May 26, 2026cs.LG

Beyond Pairwise Preferences: Listwise Reward-Aware Alignment for Diffusion Models

Preference optimization has emerged as an efficient alternative to online reinforcement learning from human feedback (RLHF) for aligning text-to-image diffusion models. However, existing methods largely reduce supervision to binary pairwise comparisons. This pairwise reduction is limiting when training data naturally contains multiple candidate images for the same prompt, and when continuous reward scores can provide richer information than a single winner-loser label. To address these limitations, we propose Diffusion LAIR, a reward-aware listwise preference optimization method for diffusion models. For each prompt, LAIR converts reward scores across a group of candidate images into centered advantage weights, then optimizes an advantage-weighted regression objective on the implicit reward, defined as the denoising-loss improvement of the current model over a fixed reference model, with a quadratic penalty that regularizes the magnitude of the implicit reward. The resulting objective uses all candidates simultaneously rather than selecting pairs, and remains conservative by explicitly controlling the magnitude of the implicit reward. The LAIR objective admits a bounded closed-form optimum in implicit-reward space, clarifying how the regularization strength controls the magnitude of the preference update. Experiments show that Diffusion LAIR outperforms strong preference optimization baselines on SD1.5 and SDXL across text-to-image generation, compositional generation, and image editing benchmarks.
Austin Wang, Jiaqi Han, Stefano Ermon +1
May 22, 2026cs.LG

Convex Optimization for Alignment and Preference Learning on a Single GPU

Fine-tuning large language models (LLMs) to align with human preferences has driven the success of systems such as Gemini and ChatGPT. However, approaches like Reinforcement Learning from Human Feedback (RLHF) remain computationally expensive and complex. Direct Preference Optimization (DPO) offers a simpler alternative but has limitations such as inconsistent ranking accuracy, high dependence on GPU resources, and expensive hyperparameter tuning. We propose the Convex Optimization for Alignment and Preference Learning Algorithm (COALA): a novel lightweight strategy with strong theoretical guarantees. By leveraging the convex optimization reformulation of neural networks, COALA eliminates the need for a reference model and obtains significant reduction in both training time and VRAM consumption, thus enabling efficient training on a single GPU. Experiments across four datasets--including a 26621-sample synthetic Educational Feedback dataset--and six models (including Llama-3.1-8B) demonstrate COALA's competitive performance and efficiency while utilizing as little as ~17.6% of DPO's total TFLOPs. COALA exhibits stable, monotonically increasing rewards and reaches peak margins in significantly shorter time in comparison to traditional methods such as DPO and ORPO. To the best of our knowledge, this is the first time convex optimization has been effectively applied to preference fine-tuning of LLMs.
Miria Feng, Mert Pilanci
May 21, 2026cs.CL

Token-weighted Direct Preference Optimization with Attention

Direct Preference Optimization (DPO) aligns Large Language Models with human preferences without the need for a separate reward model. However, DPO treats all tokens in responses equally, neglecting the differing importance of individual tokens. Existing token-level PO methods compute the token weights using either token-position-based heuristic functions or probability estimates given by a separately trained model, which lacks robustness and incurs extra training cost. In contrast, we propose Token-weighted DPO (TwDPO) -- a novel training objective grounded on token-weighted RL -- and AttentionPO -- an instantiation of TwDPO that uses attention from the LLM itself to estimate token weights. AttentionPO prompts the LLM to serve as a pairwise judge and check where the model attends when comparing the responses. This design makes AttentionPO content-aware, adjusting weights based on response content, and efficient, incurring only two extra forward passes per example. Experiment results show that AttentionPO significantly improves performance on AlpacaEval, MT-Bench, and ArenaHard, surpassing existing Preference Optimization methods.
Chengyu Huang, Zhuohang Li, Sheng-Yen Chou +1
May 21, 2026cs.CV

CrossVLA: Cross-Paradigm Post-Training and Inference Optimization for Vision-Language-Action Models

Vision-Language-Action (VLA) models have rapidly converged on a small set of architectural patterns: discrete-token autoregression (e.g. OpenVLA) and continuous-action flow-matching (e.g. pi-0.5). Yet preference alignment via Direct Preference Optimisation (DPO) -- the de-facto post-training step in language models -- has been studied almost exclusively on autoregressive VLAs. We present CrossVLA, an empirical study of cross-paradigm VLA post-training. Three contributions: (i) a surrogate flow-matching log-probability estimator that lets DPO operate on continuous-action backbones without probability-flow ODE integration; (ii) a head-to-head comparison of LoRA and DoRA as the parameter-efficient layer for VLA DPO, finding DoRA improves over OpenVLA SFT by a mean +10.4 pp across LIBERO 4-suite (600 trials, 3 seeds) -- per-suite +20.0 Object, +11.0 Long-horizon, +8.0 Goal, +2.7 Spatial -- with zero seed variance on Object (38/50 on each of 3 seeds); (iii) an inference-time anatomy showing the denoise loop dominates 78.6% of sample_actions latency and prefix-K/V caching a la VLA-Cache caps at a 21% acceleration ceiling -- both chunk-level and token-level cache strategies degrade success rate to 0-80% in our benchmarks. We further pretrain a multi-view + temporal projection head on 6000 LIBERO frames, achieving 99.5% k-NN recall@1 for same-task retrieval (36x over random), available as a downstream initialisation. All code, ckpts, training logs, and reproduction scripts are open at https://github.com/lz-googlefycy/vla-lab.
Zhi Liu
May 20, 2026cs.LG

How Much Online RL is Enough? Informative Rollouts for Offline Preference Optimization in RLVR

Reinforcement Learning from Verifiable Rewards (RLVR) has emerged as a powerful paradigm for reasoning in language models, with GRPO as its primary example. However, GRPO requires continuous online rollout generation, making it computationally expensive and difficult to scale. While Direct Preference Optimization (DPO) offers a stable and efficient offline alternative, it is typically expected to underperform w.r.t. online RL methods such as GRPO when trained on rollouts from a cold supervised fine-tuned (SFT) policy. We introduce G2D (GRPO to DPO)}, a three-stage pipeline that performs a short GRPO warm-up, constructs a static preference dataset, and fine-tunes a model offline with DPO. Across a set of values of the number of online steps (K) in GRPO on Qwen2.5-7B and Llama-3.1-8B, we find that offline DPO with moderate warm-up matches or outperforms GRPO at substantially lower compute cost in our setting. On Qwen2.5-7B, G2D at K=150 achieves 62.4% on MATH-500, outperforming GRPO (51.6%) by 10.8% at ~4x lower compute. On Llama-3.1-8B, G2D at K=500 achieves 49.4%, surpassing GRPO in our experimental setting. We show that performance is not governed by the number of preference pairs, which does not vary much w.r.t. K, but by their informativeness. Moderate warm-up produces rollouts with calibrated uncertainty, yielding stronger contrastive signal, while excessive warm-up leads to overconfident policies and less informative data. Our results recast the offline-online gap in RLVR as primarily a data informativeness problem, and identify short online RL warm-up with appropriate difficulty calibration of the fine-tuning dataset as a compute-efficient alternative to online RL.
Richa Verma, Balaraman Ravindran
May 20, 2026cs.CV

Linear-DPO: Linear Direct Preference Optimization for Diffusion and Flow-Matching Generative Models

Direct Preference Optimization (DPO) is successful for alignment in LLMs but still faces challenges in text-to-image generation. Existing studies are confined to denoising diffusion models while overlooking flow-matching, and suffer from an objective mismatch when applying discrete NLP-based DPO to regression-based generative tasks.\ In this paper, we derive a generalized DPO objective that covers both diffusion and flow-matching via a unified reverse-time SDE framework, and point out from a gradient perspective that the standard DPO objective is suboptimal for text-to-image generation. Consequently, we propose Linear-DPO, which replaces the aggressive sigmoid-based utility function with a sustained linear utility and incorporates an EMA-updated reference model. Qualitative and quantitative experiments on diffusion models (SD1.5, SDXL) and flow-matching model (SD3-Medium) demonstrate the superiority of our approach over existing baselines.
Kesong Li, Yixuan Xu, Kuo-kun Tseng +3
May 20, 2026cs.AI

Conditional Equivalence of DPO and RLHF: Implicit Assumption, Failure Modes, and Provable Alignment

Direct Preference Optimization (DPO) has emerged as a popular alternative to Reinforcement Learning from Human Feedback (RLHF), offering theoretical equivalence with simpler implementation. We prove this equivalence is conditional rather than universal, depending on an implicit assumption frequently violated in practice: the RLHF-optimal policy must prefer human-preferred responses. When this assumption fails, DPO optimizes relative advantage over the reference policy rather than absolute alignment with human preferences, leading to pathological convergence where policies decrease DPO loss while preferring dispreferred responses. We characterize when this assumption is violated, show the existence of an undesirable solution space, and prove that DPO and RLHF optimize fundamentally different objectives in such cases. To address this, we introduce Constrained Preference Optimization (CPO), augmenting RLHF with constraints for provable alignment. We further provide a geometric interpretation through soft margin ranking, revealing that DPO implements margin ranking with potentially negative targets. Our theoretical analysis establishes when DPOs' guarantees hold and provides solutions preserving simplicity with provable alignment. Comprehensive experiments on standard benchmarks demonstrate that CPO achieves state-of-the-art performance. Code is available at: https://github.com/visitworld123/CPO.
Zhiqin Yang, Yonggang Zhang, Wei Xue +3
May 20, 2026cs.LG

Distributed Direct Preference Optimization

Preference-based reinforcement learning (RL) is a key paradigm for aligning policies with human judgments, yet its theoretical behavior in distributed settings where preference data are fragmented across heterogeneous users remains poorly understood. Direct Preference Optimization (DPO) avoids explicit reward modeling but lacks convergence guarantees under federated and decentralized training, where communication constraints and non-IID preferences fundamentally alter optimization dynamics. We provide the first convergence and time-complexity analysis of DPO in distributed environments. Modeling personalized offline RL with user-specific preference distributions, we characterize the induced global optimization landscape. For federated DPO, we derive convergence rates that quantify the impact of client drift, communication frequency, and preference heterogeneity; for decentralized DPO, we establish convergence over general communication graphs and show how spectral connectivity governs optimization speed and consensus. Empirically, we corroborate our theoretical insights on standard alignment benchmarks, demonstrating that our proposed methods not only enjoy strong theoretical guarantees but also deliver robust and scalable performance in practice. The code base is available here.
Zhanhong Jiang
May 13, 2026cs.CL

Direct Preference Optimization for English-Mandarin Code-Switching Speech Recognition in Audio LLMs

Audio large language models (Audio LLMs) exhibit systematic failures in transcribing code-switching speech despite strong multilingual capabilities. Focusing on English-Mandarin, we identify three failure modes: language omission, translation-instead-of-transcription, and hallucination. We apply Direct Preference Optimization (DPO) to align models, constructing preference pairs in which chosen responses preserve mixed-language content while rejected responses mimic failure patterns. Training three Audio LLMs on 100K pairs (570 hours), we observe consistent behavioral shifts: models learn to preserve language composition rather than translating when prompted for transcription. This alignment yields MER reductions up to 89.6% (in-distribution) and 20.0% (out-of-distribution). Our findings suggest DPO can effectively elicit correct code-switching transcription behavior from multilingual Audio LLMs.
Trung Nguyen Quang, Cheng Yi Lewis Won, Minh Duc Pham +3
May 12, 2026cs.LG

BSO: Safety Alignment Is Density Ratio Matching

Aligning language models for both helpfulness and safety typically requires complex pipelines-separate reward and cost models, online reinforcement learning, and primal-dual updates. Recent direct preference optimization approaches simplify training but incorporate safety through ad-hoc modifications such as multi-stage procedures or heuristic margin terms, lacking a principled derivation. We show that the likelihood ratio of the optimal safe policy admits a closed-form decomposition that reduces safety alignment to a density ratio matching problem. Minimizing Bregman divergences between the data and model ratios yields Bregman Safety Optimization (BSO), a family of single-stage loss functions, each induced by a convex generator, that provably recover the optimal safe policy. BSO is both general and simple: it requires no auxiliary models, introduces only one hyperparameter beyond standard preference optimization, and recovers existing safety-aware methods as special cases. Experiments across safety alignment benchmarks show that BSO consistently improves the safety-helpfulness trade-off.
Tien-Phat Nguyen, Truong Nguyen, Thin Nguyen +3
May 12, 2026cs.CL

TokenRatio: Principled Token-Level Preference Optimization via Ratio Matching

Direct Preference Optimization (DPO) is a widely used RL-free method for aligning language models from pairwise preferences, but it models preferences over full sequences even though generation is driven by per-token decisions. Existing token-level extensions typically decompose a sequence-level Bradley-Terry objective across timesteps, leaving per-prefix (state-wise) optimality implicit. We study how to recover token-level preference optimality using only standard sequence-level pairwise comparisons. We introduce Token-level Bregman Preference Optimization (TBPO), which posits a token-level Bradley-Terry preference model over next-token actions conditioned on the prefix, and derive a Bregman-divergence density-ratio matching objective that generalizes the logistic/DPO loss while preserving the optimal policy induced by the token-level model and maintaining DPO-like simplicity. We introduce two instantiations: TBPO-Q, which explicitly learns a lightweight state baseline, and TBPO-A, which removes the baseline through advantage normalization. Across instruction following, helpfulness/harmlessness, and summarization benchmarks, TBPO improves alignment quality and training stability and increases output diversity relative to strong sequence-level and token-level baselines.
Truong Nguyen, Tien-Phat Nguyen, Linh Ngo Van +3
May 12, 2026cs.CV

SyncDPO: Enhancing Temporal Synchronization in Video-Audio Joint Generation via Preference Learning

Recent advancements in video-audio joint generation have achieved remarkable success in semantic correspondence. However, achieving precise temporal synchronization, which requires fine-grained alignment between audio events and their visual triggers, remains a challenging problem. The post-training method for joint generation is largely dominated by Supervised Fine-Tuning, but the commonly used Mean Squared Error loss provides insufficient penalties for subtle temporal misalignments. Direct Preference Optimization offers an alternative by introducing explicit misaligned counterparts to better improve temporal sensitivity. In this paper we propose a post-training framework SyncDPO, leveraging DPO to improve the temporal sensitivity of V-A joint generation. Conventional DPO pipelines typically depend on costly sampling-and-ranking procedures to construct preference pairs, resulting in substantial computational cost. To improve efficiency, we introduce a suite of on-the-fly rule-based negative construction strategies that distort temporal structures without incurring additional annotation or sampling. We demonstrate that the temporal alignment capability can be effectively reinforced by providing explicit negative supervision through temporally distorted V-A pairs. Accordingly, we implement a curriculum learning strategy that progressively increases the difficulty of negative samples, transitioning from coarse misalignment to subtle inconsistencies. Extensive objective and subjective experiments across four diverse benchmarks, ranging from ambient sound videos to human speech videos, demonstrate that SyncDPO significantly outperforms other methods in improving model's temporal alignment capability. It also demonstrates superior generalization on out-of-distribution benchmark by capturing intrinsic motion-sound dynamics. Demo and code is available in https://syncdpo.github.io/syncdpo/.
Xin Cheng, Xihua Wang, Ying Ba +5
May 12, 2026cs.CL

Macro: Enhancing Multilingual Counterfactual Explanations through Alignment-as-Preference Optimization

Self-generated counterfactual explanations (SCEs) are minimally modified inputs (minimality) generated by large language models (LLMs) that flip their own predictions (validity), offering a causally grounded approach to unraveling black-box LLM behavior. Yet extending them beyond English remains challenging: existing methods struggle to produce valid SCEs in non-dominant languages, and a persistent trade-off between validity and minimality undermines explanation quality. We introduce Macro, a preference alignment framework that applies Direct Preference Optimization (DPO) to multilingual SCE generation, using a composite scoring function to construct preference pairs that effectively translate the trade-off into measurable preference signals. Experiments across four LLMs and seven typologically diverse languages show that Macro improves validity by 12.55% on average over the chain-of-thought baseline without degrading minimality, while avoiding the severe minimality violations of the translation-based baseline. Compared to supervised fine-tuning, Macro achieves superior performance on both metrics, confirming that explicit preference optimization is essential for balancing this trade-off. Further analyses reveal that Macro increases cross-lingual perturbation alignment and mitigates common generation errors. Our results highlight preference optimization as a promising direction for enhancing multilingual model explanations.
Yilong Wang, Qianli Wang, Bohao Chu +3
May 11, 2026cs.LG

Spurious Correlation Learning in Preference Optimization: Mechanisms, Consequences, and Mitigation via Tie Training

Preference learning methods like Direct Preference Optimization (DPO) are known to induce reliance on spurious correlations, leading to sycophancy and length bias in today's language models and potentially severe goal misgeneralization in future systems. In this work, we provide a unified theoretical analysis of this phenomenon, characterizing the mechanisms of spurious learning, its consequences on deployment, and a provable mitigation strategy. Focusing on log-linear policies, we show that standard preference-learning objectives induce reliance on spurious features at the population level through two channels: mean spurious bias and causal-spurious correlation leakage. We then show that this reliance creates an irreducible vulnerability to distribution shift: more data from the same training distribution fails to reduce the model's dependence on spurious features. To address this, we propose tie training, a data augmentation strategy using ties (equal-utility preference pairs) to introduce data-driven regularization. We demonstrate that this approach selectively reduces spurious learning without degrading causal learning. Finally, we validate our theory on log-linear models and provide empirical evidence that both the spurious learning mechanisms and the benefits of tie training persist for neural networks and large language models.
Christian Moya, Alex Semendinger, Guang Lin +1
May 11, 2026cs.CL

DGPO: Beyond Pairwise Preferences with Directional Consistent Groupwise Optimization

Although Large Language Models (LLMs) have made remarkable progress, current preference optimization methods still struggle to align directional consistency while preserving reasoning diversity. To address this limitation, we propose Directional-Groupwise Preference Optimization (DGPO), a lightweight framework that aggregates supervision signals at the group level and explicitly models direction-aware alignment through multi-candidate comparisons. DGPO organizes forward and reverse question-answer instances into structured sets and optimizes a margin-based likelihood objective that separates coherent reasoning paths from inconsistent alternatives. This group-wise formulation captures richer relative information than pairwise objectives and reinforces consistency across diverse reasoning pathways. Empirical results show that our constructed reverse data yields a 3.2% average improvement across five benchmarks, while DGPO further delivers consistent gains across multiple datasets and model families, achieving average accuracy improvements of up to 3.6%.
Mengyi Deng, Zhiwei Li, Xin Li +4
May 11, 2026cs.LG

MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimization

Multi-negative preference optimization under the Plackett--Luce (PL) model extends Direct Preference Optimization (DPO) by leveraging comparative signals across one preferred and multiple rejected responses. However, optimizing over large negative pools is costly, and many candidates contribute redundant gradients due to their similar effects on policy updates. We introduce MASS-DPO, a multi-negative active sample selection method that derives a PL-specific Fisher-information objective for selecting compact, informative negative subsets within each prompt. The resulting log-determinant objective selects negatives that contribute complementary information for policy updates, yielding compact subsets that retain the full pool's information while reducing redundancy. In practice, this favors negatives whose gradients cover different update directions, reducing redundant signal from near-duplicate candidates while preserving the most useful training information. Across four benchmarks spanning recommendation and multiple-choice QA and three model families, MASS-DPO consistently exceeds or matches existing methods in accuracy, improves Recall/NDCG and margin-based optimization dynamics, and delivers stronger alignment with substantially fewer negatives.
Rohan Surana, Xintong Li, Sheldon Yu +7
May 9, 2026cs.CR

Few-Shot Truly Benign DPO Attack for Jailbreaking LLMs

Fine-tuning APIs make frontier LLMs easy to customize, but they can also weaken safety alignment during fine-tuning. While prior work shows that benign supervised fine-tuning (SFT) can reduce refusal behavior, deployed fine-tuning pipelines increasingly support preference-based objectives, whose safety risks remain less understood. We show that Direct Preference Optimization (DPO) introduces a stronger and harder-to-audit failure mode. We propose a truly benign DPO attack using only 10 harmless preference pairs, the minimum data scale accepted by OpenAI's fine-tuning service. Each pair contains a benign prompt, a normal helpful answer as the preferred response, and a refusal as the dispreferred response. Unlike prior benign fine-tuning attacks, our data exhibits no suspicious behavior: it is practically indistinguishable from the fine-tuning request of a legitimate user seeking to reduce over-refusal, making harmful intent almost impossible to infer from the request alone. Nevertheless, because DPO directly optimizes the model to prefer helpful answers over refusals, this seemingly benign objective broadly suppresses refusal behavior and transfers to harmful prompts outside the fine-tuning data. Across OpenAI models supporting DPO fine-tuning, our attack achieves attack success rates of 59.13% on GPT-4o, 70.20% on GPT-4.1, 54.80% on GPT-4.1-mini, and 81.73% on GPT-4.1-nano, at costs of only $1.7, $1.7, $0.3, and $0.1. Moreover, on open-weight models that do not impose minimum data requirements, we find that this effect can emerge from even a single benign preference pair.
Sangyeon Yoon, Wonje Jeung, Yoonjun Cho +2
May 9, 2026cs.LG

ξξ-DPO: Direct Preference Optimization via Ratio Reward Margin

Reference-free preference optimization has emerged as an efficient alternative to reinforcement learning from human feedback, with Simple Preference Optimization(SimPO) demonstrating strong performance by eliminating the explicit reference model through a simple objective. However, the joint tuning of the hyperparameters ββ and γγ in SimPO remains a central challenge. We argue that this difficulty arises because the margin formulation in SimPO is not easily interpretable across datasets with different reward gap structures. To better understand this issue, we conduct a comprehensive analysis of SimPO and find that ββ implicitly controls sample filtering, while the effect of γγ depends on the reward gap structure of the dataset. Motivated by these observations, we propose ξξ-DPO: Direct preference optimization via ratio reward margin. We first reformulate the preference objective through an equivalent transformation, changing the optimization target from maximizing the likelihood of reward gaps to minimizing the distance between reward gaps and optimal margins. Then, we redefine the reward in a ratio form between the chosen and rejected, which effectively cancels the effect of ββ and yields a bounded and interpretable margin. This margin is called the ratio reward margin and is denoted by ξξ. Unlike the margin γγ in SimPO, ξξ explicitly represents the desired relative separation between chosen and rejected responses and can be determined from the initial reward gap distribution, avoiding repeated trial-and-error tuning. ....
Zhengyuan Fan, Zhonghua Wu, Yuxuan Du +1