Value Alignment

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8 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-21

1 new paper

A weekly snapshot of new work published in Value Alignment.

Period ending 2026-09-14

6 new papers

A weekly snapshot of new work published in Value Alignment.

Period ending 2026-09-07

3 new papers

A weekly snapshot of new work published in Value Alignment.

108 papers

Latest in Value Alignment

Sep 14, 2026cs.IR

Generate to Explore, Select to Exploit: Aligning LLM-based Headline Generation with Personalized Recommendation

In industrial recommendation feeds, presenting a static headline for an item often fails to satisfy the diverse, multimodal interests of the user population, particularly suppressing the needs of long-tail audiences. While Large Language Models (LLMs) have been integrated into recommendation for content understanding or ranking, directly optimizing them to output a single best headline typically leads to mode collapse---converging to generic patterns that satisfy average tastes but miss specific latent intents. To bridge this gap, we introduce GESE (Generate to Explore, Select to Exploit), a framework operating at the system's presentation layer that decouples personalization into generative exploration and selective exploitation. First, we treat the LLM as a probabilistic explorer, utilizing Group Sequence Policy Optimization (GSPO) with a hierarchical reward mechanism to generate a candidate set that maximizes the semantic coverage of potential user interests. Subsequently, a lightweight, real-time feedback-aware selector acts as the exploiter, identifying the optimal realization from the candidate pool based on instant contextual signals. Extensive deployment on a commercial platform with over 100 million daily active users demonstrates that GESE significantly outperforms state-of-the-art baselines, achieving a 2.57% lift in CTR and 0.87% in dwell time. These results validate that decoupling diversity-oriented generation from precision-oriented selection offers a robust blueprint for aligning generative AI with dynamic user utility.
Yi Chen, Rufeng Cheng, Qiang Xie +1
Sep 12, 2026cs.AI

Artificial Id: Drive and Persistent Alignment in Agentic AI

Agentic AI is moving from bounded task execution toward systems that retain consequential state, continue operating and adapt across task boundaries. That shift creates a control problem that current harnesses largely solve by hand: objectives, retries, verification, stopping rules and other behavioral transitions are specified externally. We propose an artificial id, an adaptive internal drive for determining whether behavior should continue, stop or change. In a minimal virtual Petri-dish experiment, a controller too small to perform general-purpose reasoning and receiving no task-specific behavioral objective develops useful control through differential persistence. The same mechanism selects an unintended physical strategy when that behavior persists better and later replaces a learned sensor mapping when its environmental meaning changes. These results show that adaptive direction can emerge without being explicitly specified as a behavioral objective. The same persistence that makes such adaptive agency useful can also allow misalignment, corrupted state and unintended behavior to persist across task boundaries. A scalable artificial id would carry consequential state and adaptive drive across those boundaries, making alignment a property of the continuing agentic system rather than of a model response or single trajectory. Such systems require a persistent alignment boundary over trusted observations, consequence channels, persistent state, authority, identity, provenance and hard constraints.
Yakov Pyotr Shkolnikov
Sep 12, 2026cs.AI

Off-Target Effects of Response-Style Alignment in a Korean 27B Language Model

We post-train Qwen3.8-27B for Korean response style -- verbosity, list and markdown usage, discourse structure and register -- and measure two behaviours the objective never targets: abstention on ambiguous social questions in KoBBQ, where the benchmark-correct answer is UNKNOWN, and unprompted disclosure in securities guidance. Both move, and the changes are expressed primarily through the model's emission policy: how often it answers and how much it says. Matched target-form controls show that answer propensity depends on the training target, not the prompt set or recipe alone. Holding prompts, recipe, data volume and serving fixed and changing only the target text, three style seeds give positive answer-rate point estimates (mean +0.82 pp) and three neutral seeds negative ones (mean -1.53 pp); the observed seed ranges do not overlap and the means differ by 2.34 pp. A length-matched arm lies between them, and a fourth arm that stays short while preserving hedging is unstable across seeds, so which feature of the form is responsible is unresolved. For absolute stereotyped exposure the decomposition into an answer-propensity term and a conditional-composition term is an algebraic identity, not a finding; its empirical content is where the movement went. Across the trained checkpoints the changes are dominated by answer propensity while the composition term stays small, and because that term is evaluated on treatment-dependent answered subsets we do not read it as evidence about latent preference. Two measurement results follow. A between-arm contrast in conditional stereotyped share does not identify a change in conditional content preference when answer status is treatment-dependent. And agreement between two rule detectors for the same construct runs from 0.44 to 0.99 depending on which checkpoint produced the text -- observable without any reference labels.
Hyojung Han
Sep 10, 2026cs.AI

PRAGMA: Evaluating Personalized Guidance with Memory Alignment in Lifelong Conversations

Large language models (LLMs) are increasingly deployed as personalized assistants that interact with users over extended periods of time. As conversations grow longer, relying on full interaction histories becomes increasingly inefficient and unreliable: long contexts introduce substantial computational overhead, making it difficult for models to consistently identify and utilize the most relevant information for the current request. These challenges have motivated memory systems that structure and retrieve user-specific information. In realistic interactions, users often seek practical guidance such as recommendations, planning, and decision support. Unlike factual recall tasks, personalized guidance requires models to integrate information across multiple past conversations and reason about changing user preferences and experiences. However, existing conversational memory evaluations mainly focus on retrieval and factual recall. To study this challenge, we introduce PRAGMA, a benchmark for evaluating personalized guidance in long-term conversations. PRGAMA contains curated longitudinal conversation histories, evidence annotations, and guidance scenarios grounded in evolving user contexts and incorrect user assumptions. Experiments across retrieval systems, memory systems, and long-context models reveal that current systems struggle both to recover the appropriate conversational evidence and to effectively use it for personalized guidance. Our results highlight the need for memory architectures that support robust conversational retrieval and memory-grounded reasoning beyond evidence recall.
Hyojeong Yu, Hyukhun Koh, Minsung Kim +2
Sep 6, 2026cs.LG

Learning Kernels by Alignment for Multiclass Bayes Classification

Kernel methods separate data representation from decision-making, but typically require the kernel to be chosen in advance. We show that this kernel can instead be learned by alignment, and develop the resulting framework through the recently introduced Collaborative Learning and Inference (CLaI). We show that Collaborative Learning can be viewed as a kernel alignment process, in which an embedding is trained so that its induced similarity matches a label-derived target kernel. We also prove that Collaborative Inference is equivalent to kernel Bayes classification with Parzen-window density estimation. Motivated by these perspectives, we generalise CLaI by replacing cosine similarity with a learned Mahalanobis distance and extend it to multiclass classification. On CIFAR-10, PathMNIST, and SleepEDF, the Mahalanobis formulation improves accuracy, converges faster, and yields lower calibration error than the cosine-based variant. Auxiliary experiments further support these connections, showing that CLaI produces latent signals of the same form as a Gaussian process, while achieving competitive calibration on sepsis prediction. Together, these results establish a principled learned-kernel framework that unifies representation learning, kernel alignment, and Bayesian classification, and extends naturally to the multiclass setting.
Hollan Haule, Javier Escudero
Sep 1, 2026cs.LG

Scaled Idempotence in Transformer Attention: Paired OV Geometry and Shared-Value Algebras

We identify a recurrent algebraic regularity in Transformer attention: a sparse subset of effective OV operators T=OVT=OV^\top nearly closes under composition, T2αTT^2\approxαT. Across six pretrained endpoints spanning 2.8B--235B parameters, 3.98--8.00% of heads reach squared closure alignment P0.9\mathcal{P}\geq0.9, while no matched within-layer O/V mismatch does. An exact principal-coordinate factorization, T=QOKQVT=Q_OKQ_V^\top and T2=QO(KDK)QVT^2=Q_O(KDK)Q_V^\top, separates within-support transport from read--write return geometry. Across all 7,304 heads in nine MHA/GQA models, scrambling only the orientation of KK while preserving singular values, norms, factor spans, and principal angles reduces median closure from 0.336 to 1.04×1041.04\times10^{-4}; trained orientation wins for 98.64% of heads and in every layer. Constructive searches show that high closure is feasible in every surveyed layer, but usually not attained. Retrospective trajectories in three independently trained lineages further separate broadly available capacity from the orientations attained by final strong heads. Under exact value sharing, headwise closure extends to a right-action algebra, TiTj=αjTiT_iT_j=α_jT_i. Seven-model experiments verify the approximate law and reveal distinct oblique projections with a shared value-defined kernel. These results characterize scaled idempotence as a sparse trained orientation within broadly available geometric capacity and show how value sharing extends a headwise relation into a local operator algebra.
Jiming Feng, Junliang Li
Aug 30, 2026cs.CL

XQDT: eXplainable and Quantitative Data-Text Alignment Metric with Feedback Signals

Evaluating data-text alignment remains challenging: existing metrics often provide limited explanations for the scores, while prompt-based LLM-as-Judge methods can be expensive and unreliable. We present an end-to-end explainable evaluation metric that fine-tunes a language model to identify omitted, extra, incorrect, and correct data units in a data-text pair. These local judgements are aggregated into precision, recall, and F1 scores, providing both fine-grained diagnostic feedback and an interpretable measure of alignment quality. Across benchmarks, our fine-tuned models outperform LLM-as-Judge methods in error prediction and achieve competitive precision, recall, and F1 scores, while maintaining strong correlation with human judgements. Beyond evaluation, our verifier outputs also provide useful feedback signals for downstream correction and refinement, supporting alignment-oriented improvement of data-to-text and text-to-data. Code and resources are available at https://github.com/guihuzhang/xqdt.
Kun Efimov-Zhang, Yifei Song, Claire Gardent
Aug 30, 2026cs.CL

R^2A: Learning Persona Policies Through Persona Representation Learning and Runtime Alignment

The same Persona behavior can be beneficial in one context but harmful in another, causing static Persona elicitation to perform inconsistently across tasks. We introduce the Persona Selection--Realization Framework, which models behavior generation through a latent Persona state and decomposes it into Persona Selection and Persona Realization. The discrepancies between static Persona elicitation and an ideal Persona policy in these two components define the Selection Gap and Realization Gap, respectively. Building on this framework, we propose R2^2A, a two-stage approach for learning Persona policies. Persona Representation Learning uses structured Who--How--What presentations to encode the target Persona's objective, conditional behavioral principles, and trajectory-level manifestations. Persona Runtime Alignment then removes the explicit Persona specification and jointly calibrates behavior selection and trajectory realization using task feedback. Across 12 evaluation settings covering the four principles of the Accountable-Professional Persona studied in this work, R2^2A overall outperforms both the base model and static Persona elicitation. Ablation results further show that Persona Representation Learning is critical for preventing Runtime Alignment from producing behaviorally imbalanced policies and for achieving more stable Persona policy learning.
Mohan Zhang, Chengsong You, Xiaoyu Cao +4
Aug 11, 2026cs.LG

AutoGrable: What Is a Good Graph for a Table?

Graph learning presupposes a graph, and tables and relational databases do not come with one. Applying a GNN to them requires deciding which entities become nodes, which of them to connect, and through which relations---a decision made by hand, by schema heuristics, or by training a model on every candidate graph and keeping the best. We give a criterion that requires no trained graph model. In the minimal table-to-graph abstraction each row is a node, so a message-passing GNN, bounded by 1-WL, sees a construction only as a partition of the rows into colour-refinement classes: a construction is good for a task when that partition separates rows with different labels and does not split rows that share one. AutoGrable turns this criterion into a construction procedure. For incidence constructions the partition is fixed by the selected columns, so building a graph reduces to choosing them, and we score a candidate subset by a label-alignment risk: the held-out risk of the best predictor constant on its blocks, penalised by an occupancy term measuring how thinly the blocks are populated. The score materialises no graph and trains no GNN, so AutoGrable can search the space of subsets greedily and cheaply, and returns the resulting grable for single tables and for foreign-key schemas alike. Our experiments show that over a space of candidate graphs the score discards a large fraction while retaining the best; that AutoGrable recovers the columns that generate the label on controlled tasks and outperforms fixed, random, and task-aware constructors on real tasks under a fixed predictor; and that it is the only method compared that can decline to build a graph when none helps.
Tamara Cucumides, Floris Geerts
Aug 11, 2026cs.CV

MultiModal Code-Switching: Interleaving Visual Objects into Language for Explicit Object-Level Alignment

Existing Multimodal Large Language Models (MLLMs) predominantly rely on image-text pairs for modality alignment pretraining, mapping global image representations to long textual descriptions. However, this image-level alignment suffers from referential ambiguity: models struggle to infer the correspondences between multiple visual objects and textual entities from the global representation, leading to data inefficiency and suboptimal semantic grounding. To address this, we propose MultiModal Code-Switching (MMCS), a novel pretraining paradigm that provides explicit object-level supervision. Inspired by the linguistic phenomenon of code-switching, MMCS interleaves vision and language by replacing textual entities with their corresponding visual objects, enforcing local vision-language grounding. We further develop a scalable data synthesis pipeline to generate a pretraining dataset of 773K samples with accurate object-entity correspondences. Experiments show that MMCS is highly data-efficient: with only 50K samples, it matches or surpasses models trained on 600K image-text pairs. Furthermore, MMCS consistently improves visual grounding and perception capabilities across varying model scales.
Changhao Xiang, Shangyu Xing, Zhen Wu +2
Aug 10, 2026cs.AI

MELLON - Multimodal Enhanced LLM for Online Navigation

Web navigation agents are capable of addressing various types of tasks on different websites. Current baselines on web navigation are either unimodal or lack strong reasoning abilities given multimodal inputs. Focusing on the WebShop benchmark, a real-world website simulation, we explore the alignment of text and images, as well as multimodal reasoning and planning abilities, to enhance the performance of web navigation agents. We propose three innovative multimodal enhancements: Multimodal Enhanced LLM for Online Navigation (MELLON), VQAgent, and Multimodal Ranker. MELLON demonstrates a significant improvement in task completion accuracy, with a 9.26% increase after just one epoch of training. Our findings suggest the necessity of further exploration into multimodal approaches, with a focus on more extensive training and alignment strategies to enhance the effectiveness of web navigation agents.
Ruiyu Li, Haoyang Cai, Zhitong Guo +1
Aug 9, 2026cs.CV

RenderMatte: Exact-Alpha Rendering and Group-Relative Alignment for Image Matting

Image matting is an essential enabling technology for modern visual content production, where foreground extraction determines the realism and editability of downstream creation workflows. However, precise alpha estimation in open-world scenes remains challenging because real foregrounds exhibit highly diverse appearances and opacity patterns. This makes existing methods struggle with semantic ambiguity and fine-grained opacity variation, especially in sparse boundary regions that are fragile and difficult to supervise. To address this gap, we present RenderMatte, a trimap-guided matting framework that adapts FLUX.1 Kontext through full-parameter fine-tuning, leveraging image editing priors for structure-preserving alpha prediction. During supervised adaptation, an alpha-edge objective preserves the latent flow-matching signal while strengthening pixel-space boundary supervision. We further introduce group-relative alpha alignment for post-training. It compares multiple mattes sampled under the same trimap condition using matting-specific rewards for alpha accuracy, boundary fidelity, trimap compliance, and compositional consistency. To overcome the lack of precise edge annotations, we construct the RenderMatte dataset, a large-scale synthetic dataset combining 3D-rendered RGBA foregrounds with diverse multi-source assets. It features exact strand-level alpha annotations and diverse background composites. Experiments show state-of-the-art performance across all benchmarks, demonstrating a scalable path toward high-fidelity matting in open-world scenes.
Zecheng Ren, Yafei Hu, Jianing Zhao +3
Aug 7, 2026cs.AI

Contextual Value Alignment via Multilayer Combinatorial Fusion

Aligning large language models (LLMs) with human values remains a major challenge, especially for trustworthy AI. While existing approaches such as RLHF, CAI, and their variants have achieved promising results, they often rely on a single-agent framework and a unified reward system. This limits their ability to capture ethical pluralism, adapt to diverse moral contexts, and reflect the dynamics of multi-agent moral reasoning. In this work, we propose a framework that utilizes multilayer combinatorial fusion for contextual value alignment (MCF-CVA). At the first layer of the framework, it instantiates multiple moral agents, each fine-tuned to represent a distinctive value. Their outputs are then expanded combinatorially using both score- and rank-combinations as well as average and weighted aggregations. These combined models are then reduced to the same number of initial moral agents. This expansion and reduction (EAR) process continues for multi-layers until a stopping criterion is reached. The MCF-CVA framework leverages cognitive diversity between agents to mitigate conflicts and redundancies across multiple agents, producing responses that better reflect contextual human values. The framework using the EAR algorithm is performed on the dual architecture of Euclidean score space and Kemeny rank space. Empirical evaluations demonstrated that the proposed framework outperforms single-agent baselines, multi-agent single-layer results, and previous aggregation approaches on standard metrics, showing that the MCF-CVA framework provides a robust and effective mechanism for advancing contextual value alignment in LLMs.
Yuanhong Wu, Djallel Bouneffouf, D. Frank Hsu
Aug 7, 2026cs.AI

People Are Not Just Their Countries. Disentangling Social Determinants of LLM Value Alignment Across Europe

As Large Language Models (LLMs) are increasingly used as a primary source of information and advice, understanding their alignment to humans in terms of values becomes a pressing concern. A growing literature has leveraged large scale surveys to investigate to what extent LLMs' and humans' stated values and opinions align. With limited exceptions, studied populations have been defined country borders or cultural bounds. Yet, this focus neglects the role that socio-demographic divides may play for value alignment disparities. Relying on the European Social Survey, we address this knowledge gap by considering value alignment displayed with respect to 10 prominent commercial LLMs in terms of 15 socio-demographic variables as well as country of residence. Our analyses reveal that LLMs are indeed unequally aligned to the values of different socio-demographic groups, notably those defined by education, income, occupation and religion. When examining alignment at the individual level, a respondent's country, taken as a stand-alone variable, explains a substantial amount of variation that is on par with the full set of considered socio-demographics. Further disentangling the respective role of country-level and socio-demographic factors, we find they are complementary in explaining value alignment patterns, with their relative weights varying across the subset of questions considered.
Maria-Louisa Wightman, Guillaume Bied, Tijl De Bie
Aug 7, 2026cs.AI

MemOPD: On-Policy Distillation through Memory State Alignment for Long-Horizon Agents

Long-horizon agents accumulate growing contexts during interaction, impairing performance and stability. Compact memory mitigates this problem by compressing and rewriting the history retained between model invocations. Learning what to retain typically relies on proximal policy optimization (PPO) with final task rewards, but sparse rewards provide little guidance for individual memory updates. This limitation motivates on-policy distillation (OPD), which supplies dense teacher supervision on student rollouts. For such supervision to be valid, the teacher must evaluate each sampled action under the same state in which it was generated. However, the context rewriting performed during memory compression can break this alignment. When sampled responses are retained and re-encoded for later invocations, flattening the interaction into a persistent history may cause the teacher to score the action under a state that the student never visited during rollout. The action therefore remains on-policy by provenance, but not necessarily by state. We therefore propose Memory-Aligned On-Policy Distillation (MemOPD). MemOPD records the inputs and sampled outputs of each model invocation, restores its original token positions and causal visibility, and packs the reconstructed invocations for efficient teacher scoring. The teacher provides full-vocabulary supervision at the sampled action positions, while PPO preserves the final task objective. Experiments verify state alignment across several context updates and show that it improves F1 by 7.0% over persistent-history teacher scoring in a matched control. Overall, MemOPD-3B improves F1 over PPO by up to 416.2%, while packing yields up to a 1.63x speedup in actor computation during training. The code for this work is publicly available at: https://github.com/TPssp/MemOPD.
Zhiyuan Liu, Tinghong Ye, Chenghao Liu +2
Aug 3, 2026eess.SP

SAGE: Switch-Aware EEG-Guided Soft Gating for Target Speaker Extraction with In-Trial Switching

EEG-guided target speaker extraction is challenging under in-trial auditory attention switching, where neural noise and intrinsic latency can delay or destabilize attention tracking. Conventional methods struggle with dynamic switches and often cause discontinuities at switching points. Therefore, we propose SAGE, a switch-aware EEG-guided soft gating framework that treats in-trial switching as dynamic selection. SAGE generates two candidate speech streams with a robust separator and uses an EEG-guided switch-aware gating module to produce smooth fusion weights and suppress transition artifacts. We further integrate latency-compensated alignment and an uncertainty-driven conservative strategy to handle latency discrepancies and fluctuating EEG reliability. SAGE outperforms baselines, achieving 8.67 dB SI-SDR and 88.24% STOI while reducing average switching latency to 2.04 s. By coupling neural decoding with speech separation, it enables robust target extraction in dynamic scenarios.
Xuefei Wang, Ximin Chen, Yuting Ding +2
Aug 2, 2026cs.AI

CraftAlign: Feature-Grounded Evaluation and Revision Guidance for AI Stories

Large language models can now generate fluent and complete stories, yet many outputs still feel formulaic and unnatural because of cliches, over-explanation, linear causal progression, and stereotyped endings, an immediately recognizable AI flavor. Existing detection and evaluation methods often stop at source labels or holistic scores, while revision methods typically target predefined issues through localized edits, limiting their ability to support multiple plausible revision strategies or guide story-wide changes in information release, causal organization, and ending treatment. We introduce CraftAlign, a framework that aligns AI stories with the craft of human storytelling by both assessing Human/AI writing patterns and providing revision guidance. CraftAlign comprises two learned modules and an inference-time guidance pipeline. A feature estimator built on Qwen3.5-9B predicts 304 explicit writing features spanning style and narrative. A class-conditional energy model scores the resulting feature configuration against Human and AI writing patterns, conditioning on the original writing prompt when available. At inference time, CraftAlign applies schema-valid structured perturbations, selects changes that move the feature configuration toward the Human writing pattern, and converts them into natural-language guidance for a separate editor to rewrite the full story. Experiments show that CraftAlign accurately distinguishes Human and AI writing patterns and that its guidance outperforms revision baselines across editors and in a human study.
Yang Yang, Boyun Xu, Shaofeng Liang +5
Aug 2, 2026cs.CL

MedUPS: Towards Diagnostic Assistance in Uncommon Medical Cases with Large Language Models

Uncommon and off-guideline cases are difficult for clinical decision support, because physicians must make a series of management decisions under diagnostic uncertainty and rarely see the full case at once. Most large language model (LLM) benchmarks for medicine score only the final diagnosis, yet much of clinical care turns on the next appropriate action: the next test to order, the imaging study to obtain, the specialist to involve, or the differential to pursue. We introduce MedUPSQA, a dataset of 21,874 mid-stream clinical decision points built from 5,535 real case reports, and MedUPS, an alignment framework that supervises models on these intermediate decisions as they unfold along a patient's trajectory. We segment free-text case presentations into chronologically ordered, accumulating clinical chunks and align models to predict the next step with reinforcement learning (GRPO), using an external LLM-as-a-Judge reward. This objective mirrors how clinicians actually meet patients, reasoning forward from accumulating evidence toward the next decision, rather than committing to a final label. Across three backbones, mid-stream alignment raises next-step accuracy from 55.2 to 66.7 for Qwen3.6-27B, from 47.2 to 57.8 for Qwen3.5-9B, and from 37.8 to 44.4 for HuatuoGPT-3-8B, with 95% CI. In several model scales we test the objective improves accuracy more than scale, with smaller models surpassing larger, frontier models we evaluate. We further train supervised fine-tuning (SFT) baselines on the mid-stream task, SFT improves all backbones above base, indicating the target framwork carries signal independently of the optimizer. We release the dataset, code, and aligned checkpoints.
Ofir Ben Shoham, Oriel Perets, Nir Grinberg +1
Jul 29, 2026cs.CR

Defending Against Backdoor Attacks via Alignment Checking in Model-Contrastive Federated Learning

Federated Learning (FL) is vulnerable to backdoor attacks because of its distributed nature in edge computing scenarios. Existing defense methods show limited efficacy as they overlook the deviations among benign local updates caused by statistical heterogeneity and the stealthiness of backdoor attacks. To tackle these issues, we propose FedDAB, a two-phase method that combines local contrastive regularization with alignment checking, to defend against backdoor attacks. In the first phase, FedDAB introduces a novel model-contrastive term into the local objective to enhance direction and magnitude consistency among benign updates. In the second phase, FedDAB employs an alignment checking strategy to evaluate each local update in terms of overall-direction alignment and parameter-level alignment with historical information, excluding updates that exhibit abnormal alignment patterns from global aggregation. We theoretically prove FedDAB's robustness with a convergence rate of O(1/T)\mathcal{O}(1/T). Extensive experiments show that FedDAB outperforms existing defense methods against backdoor attacks.
Hongliang Zhang, Zhongyuan Yu, Guijuan Wang +4
Jul 28, 2026cs.CY

Aligning LLM-Simulated and Human Examinees for Psychometric Calibration: A Cognitive Diagnostic Profiling Approach

Psychometric calibration for educational tests typically requires costly human response data. Large language models (LLMs) simulated examinees offer a promising route to early calibration, but their responses are too accurate and too uniform. We propose Cognitive Diagnostic Profiling (CDP), a zero-shot framework that prompts LLMs to simulate plausible examinees with diverse cognitive profiles: binary attribute-mastery patterns are rendered as natural-language profiles and sampled under an uninformative or an informative distribution. Using the Tatsuoka fraction-subtraction dataset (536 examinees, 15 items, five attributes), we evaluated eight LLM configurations under no-profile, uninformative-CDP, and informative-CDP conditions, assessing alignment with human examinees at the ability-distribution, mastery-profile, and item-difficulty levels. CDP improved all three levels: distributional overlap rose across configurations; weighted correlations between profile-level scores and human profile expectations reached 0.92 to 0.98; and item-difficulty recovery improved in rank order and absolute alignment, most for reasoning-enabled models; in the strongest case, Gemini 3.0 Flash (Thinking), one-parameter logistic (1PL) difficulty Spearman correlations rose from 0.24 to 0.86 and 0.90 and the root-mean-square error (RMSE) fell from 6.31 to 1.30 and 0.90; the informative condition helped most where profile-level alignment was strong. CDP brings LLM-simulated examinees into closer psychometric alignment with human examinees, making them practical for operational test development.
Wenjie Zhou, Yunting Liu, Renjiao Tang +1
Jul 28, 2026cs.LG

Shared SFT Lessons Across Alignment, Model Organisms, and Toy Models

Alignment training, model organisms, and toy models are usually treated as separate research areas. But projects in all three frequently use supervised fine-tuning (SFT) to pursue the same underlying goals. When projects share a goal, we should test whether lessons learned from one area transfer to the other areas. We study three such transfers, each taking a lesson developed in one SFT setting and testing it in another. First, we port a lesson about behavior generalization from alignment training into toy models. Training on the reason for a behavior, as in Teaching Claude Why, can make the behavior generalize better than training on examples of the behavior alone. Second, we port a lesson about capability preservation from model organisms into the Model-Spec Midtraining alignment setting. SFT on outputs written by a model other than the student (off-model outputs) can damage capabilities when trained on. Mixing in benign on-model (and on-policy) data into our training can prevent most of this damage while still embedding the target behavior. Third, we port a lesson about robustness from model organisms into the same alignment setting. We find that follow-up benign SFT can erase the alignment behavior while preserving capabilities, showing that capability preservation alone does not ensure robustness to subsequent training. Our work illustrates how porting SFT lessons between different research fields can uplift them all, suggesting more researchers should borrow techniques from outside their own areas.
Anton de la Fuente, Arthur Conmy
Jul 28, 2026cs.LG

MemSFT: Mitigating Alignment Tax with an External Parametric Memory

Adapting Large Language Models (LLMs) to specialized domains often incurs an alignment tax, as fine-tuning on domain-specific tasks can cause catastrophic forgetting and substantially degrade performance on general tasks. We propose MemSFT, which mitigates the alignment tax by decoupling domain specialization from backbone parameter updates through a plug-and-play parametric memory. The memory is trained to imitate the behavior of a non-parametric retriever operating over domain data, thereby memorizing knowledge and patterns that would otherwise be accessed through retrieval. Once trained on a specific domain, the memory can be reused across LLMs of different sizes. During generation, a learned router dynamically fuses the output distributions of the memory and backbone at each decoding step, allowing domain expertise to be invoked selectively. Across biology, geoscience, and law, evaluations with models ranging from Qwen3-8B to Qwen3-235B-A22B show that MemSFT consistently improves domain performance with negligible degradation in general performance, whereas full SFT suffers severe forgetting on general tasks. Overall, our results demonstrate a practical path to decoupling general model capabilities from domain-specific knowledge at the parameter level, thereby equipping LLMs with new specialized capabilities without compromising their general capabilities.
Jiarui Wang, Xiang Shi, Jiaqi Cao +8
Jul 28, 2026cs.CL

Evaluation of forced alignment of code-mixed speech: the case of Hindi-English

Code-mixed speech poses unique challenges to forced alignment: expanded inventories, orthographic errors, and speaker variation. We evaluate forced alignment of Hindi-English code-mixed speech using the Montreal Forced Aligner. We address 2 problems: (1) free variation involving native vs non-native pairs and (2) phonemic boundary detection for mid-utterance English words. Bootstrapping strategies substantially outperform unmodified lexicons. Acoustic models trained on sentence-level code-mixed data achieve a mean error of 4.15ms, ie. ten times lower than monolingual Hindi (38.18ms) or isolated English (37.58ms) alternatives. Principled lexicon design and code-mixed training data are both essential for reliable alignment of bilingual speech.
Ayushi Pandey, Pamir Gogoi, Kevin Tang
Jul 27, 2026cs.AI

Epistemic Norms for AI Safety and Alignment Research

Mainstream AI research emphasises capability growth and tolerates low failure rates when average-case performance is high. AI safety and alignment research has a different mission: to ensure that catastrophic failures never occur, under sparse evidence, adversarial dynamics, and fat-tailed risk. We argue that the two domains differ along two analytically independent axes---{\it capability profile}, demonstrating the absence of hazardous behaviours rather than the presence of positive capabilities, and {\it risk profile}, bounding worst-case outcomes under fat-tailed uncertainty rather than optimising average-case performance---and that mainstream epistemic practices are inadequate on both. Building on a structured synthesis grounded in a preregistered bibliometric baseline, we identify five cross-cutting gap dimensions in current alignment research, including the near-absence of institutionalised independent verification. To address these gaps, we propose {\sc ECAISA}, an Epistemic Code for AI Safety and Alignment comprising eight principles, a three-level scoring rubric, a four-level disclosure ladder that reconciles transparency with information-hazard and commercial-confidentiality constraints, a tiered applicability scheme, an information-hazard adjudication procedure, and seven anti-gaming mechanisms. {\sc ECAISA} does not certify that any AI system is safe; it constrains how safety-relevant research claims are documented, checked, and relied upon, with auditability rather than certification as its governance target.
Keivan Navaie
Jul 23, 2026cs.CY

Co-design of LLM-based preference agents: participation may drive overtrust

Large language models are increasingly used to simulate human preferences in research and practical applications, raising concerns about validation, misrepresentation, and exclusion. Co-designing agents with the people they represent is a promising way to address these concerns, but participation may also mask the problems it appears to solve. This paper explores that tension through a primarily qualitative study in which 12 participants co-designed personal preference agents in the domain of household energy, via a background survey, co-design interview, and validation survey. Participants engaged readily and mostly came to see their agents as representing them well. Independent validation, however, revealed mixed human-agent alignment, with agent responses markedly more homogeneous, decisive, and abstract than the human sample. I argue that participation and process transparency can act as an "overtrust engine" that promotes trust while concealing systematic misalignment with potential structural consequences at scale. I develop this as a core mechanism in participatory preference agent design, treating individual alignment not as a fixed state but as an enacted process.
Michael J. Fell
Jul 23, 2026cs.CL

A Unified Moral-Value Dataset for Instruction Tuning

Large language models (LLMs) have developed rapidly and become valuable tools in everyday life. However, how to align LLMs to a particular set of human values is still an open problem. Recent studies show that instruction tuning has strong potential for zero-shot tasks and may serve as an effective approach to addressing value alignment. Nevertheless, although many datasets for instruction tuning already exist, they are not specifically designed around moral scenarios and behaviors. We construct a unified moral-value dataset that can be directly used for instruction tuning. This dataset is built upon existing moral-value datasets by merging them into a unified corpus and converting them into an instruction-response format. We show that training on a mixed dataset combining general task datasets with our dataset preserves general-task performance, and we report preliminary observations on how the mixing ratio affects value-oriented task performance. Our work provides a moral-value dataset for instruction tuning and offers a useful resource for further alignment research. The dataset is available at https://huggingface.co/datasets/teohzzh/value-for-instruction-tuning.
Zhaohui Zeng, Florian Mai
Jul 21, 2026cs.LG

KALE: Kernel Alignment with Loss Equilibration for Stable CLIP-DINOv2 Alignment at Web Scale

Kernel-based alignment of CLIP toward a vision centric teacher such as DINOv2 (KUEA) improves CLIP's visual representations while preserving text-encoder compatibility, using a fixed trade-off weight tuned on curated ImageNet-1K. We ask whether this transfers to noisy, web-scale data (CC12M) and find that it does not: the alignment term's weighted contribution falls to about 0.2% of the clean term, so under any fixed weight its gradient is effectively inert. We introduce KALE, a loss-equilibration controller that tracks both losses and adaptively rescales the alignment weight toward a target ratio, restoring the signal with no per-dataset tuning; reaching balance requires increasing the weight by roughly four orders of magnitude, and the required value is configuration-dependent, so no fixed scalar suffices. We characterize the resulting regime: a bounded high learning rate and a decaying schedule with a moderate floor are needed for stability, and the controller equilibrates rather than diverging. On a 3.3M-image CC12M subset, the aligned model preserves image-text retrieval and reproducibly improves SVHN linear probing; zero-shot improves by +2.00 over CLIP on the standard 11-dataset average, exceeding KUEA's +1.29. We report all results with explicit run-to-run variance and base our conclusions on the metrics that are stable across runs.
Michał Pawłowicz
Jul 20, 2026cs.CL

Pancasila-Dilemmas: Evaluating Large Language Models on Indonesian Human Value Dilemmas Grounded in Pancasila

The value alignment of large language models (LLMs) is crucial for ensuring responses align with human intention and value preferences. However, most evaluations of value alignment focus on Western or universal values, while assessments grounded in the value systems of specific countries remain scarce. In this paper, we introduce Pancasila-Dilemmas, an evaluation dataset of 1,834 questions derived from Indonesian news, classified by 5 values of Pancasila: Religion, Humanity, Unity, Democracy, and Social Justice. This dataset reflects daily life in Indonesia, making it suitable for measuring the value alignment of LLMs deployed for Indonesia. To ensure a more rigorous evaluation, we choose scenarios containing dilemmas. The dataset is proofread by native speakers and answered by 5 diverse Indonesian citizens. We evaluate 50 closed- and open-source LLMs on our dataset. Results reveal that all evaluated LLMs achieves less than 0.5 Probability Match Score (PMS) and 0.72 Max-Vote Agreement Score (MVAS). Compared by each values, LLMs mostly struggle in Religion and Unity dilemma cases. This highlights a significant gap in capturing Indonesian values. The dataset is publicly available at https://github.com/tjunlp-lab/Pancasila-Dilemmas.
Supryadi, Irfan, Julianti +4
Jul 20, 2026cs.AI

Position: We Need Practical AI Alignment Methods to Mirror Human Reasoning

AI systems are increasingly employed as decision aids, decision delegates, or autonomous decision-makers. This position paper argues that in many settings, particularly high-stakes decision-making, we need accurate cognitively-aligned AI systems that reason similarly to their users, and faithfully communicate their reasoning. We review evidence that cognitive alignment improves understandability and trustworthiness, and provide new survey data showing that many users find cognitive alignment "essential" when an AI's rationale for a judgment or action is important to them. We outline the gaps between existing alignment methods and what is needed to achieve cognitive alignment, and present a research agenda to address these gaps. We argue that cognitive misalignment represents a likely impediment to AI adoption in many envisioned applications, and that addressing it is important for creating AI systems on which users are both willing and justified to rely.
Vijay Keswani, Breanna K. Nguyen, Cyrus Cousins +3
Jul 9, 2026cs.CL

PLURAL: A Global Dataset for Value Alignment

Large language models (LLMs) are used worldwide, yet disproportionately reflect Western values, limiting their ability to represent diverse value systems. We introduce PLURAL, a large-scale, value-focused preference dataset grounded in the Integrated Values Survey (IVS), a nationally representative survey spanning 92 countries. Using a two-stage generation pipeline, we transform survey responses into synthetic preference triplets that preserve normative value signals while producing realistic scenarios. We release an initial version of PLURAL containing ~500,000 preference triplets representing people in 20 diverse countries. We evaluate PLURAL in three ways: (i) dataset-level validation showing that it preserves both cross-country value differences and within-country diversity from the original survey; (ii) automated evaluation showing that training on PLURAL improves alignment with target countries' cultural profiles, reducing mean absolute error by up to 27.7% relative to strong baselines; and (iii) blind human evaluation with 176 evaluators in India, Brazil, and Japan, who judge PLURAL-aligned responses as more representative of their national values. Together, these results show that PLURAL contains learnable signal for value steering, offering a scalable resource for pluralistic alignment. Dataset: https://huggingface.co/datasets/agdhruv/plural-alignment
Dhruv Agarwal, Anya Shukla, Tanya Goyal +1
Jul 8, 2026cs.LG

Online Data Selection Is Implicit Alignment

Supervised fine-tuning (SFT) is often treated as a capability-adaptation step, while alignment is attributed to later preference optimization or reinforcement learning. This separation is incomplete: when examples are scored and kept online during fine-tuning, the choice of which data to train on already changes the model's behavioral preferences. We study online data selection as an implicit alignment mechanism. Given the same base model, optimizer, and selected-token budget, we compare random, loss-based, quality-based, and diversity-based online selectors and measure the behavioral drift they induce without any preference optimization. The proposed evaluation tracks helpfulness, refusal rate, verbosity, truthfulness, sycophancy, calibration, and jailbreak robustness, together with diagnostics for which behavioral modes are over-represented in the selected data. We formalize online selection as a reweighted SFT objective whose weights define an implicit preference over response styles and safety postures, so that an online scorer plays the role usually assigned to a reward model. This view predicts that high-scoring data can systematically favor longer, more assertive, more compliant, or more refusal-prone behaviors depending on how the online score is defined. Empirically, selectors that are statistically indistinguishable in task accuracy diverge sharply in refusal rate, verbosity, and sycophancy, and we show that the direction of the shift is predictable from the attribute mixture of the selected data. We introduce Alignment Drift Auditing (ADA), a controlled protocol for quantifying selection-induced behavioral movement, and Alignment-Aware Selection (AAS), a diagnostic online selector that retains data efficiency while constraining drift along safety and style axes.
Aoxiong Zeng, Yuxin Yang, Xiangquan Yang
Jul 6, 2026cs.LG

Predicting Therapeutic Outcome via Aligning Patient-Specific Knowledge Graph and Gene-Level Perturbation Representations

Accurate prediction of patient-specific therapeutic response from pre-treatment transcriptomes is hindered by the scarcity of matched clinical response labels and post-treatment molecular profiles. Preclinical transfer-learning models can simulate drug-induced expression changes but are often hard to interpret and unstable, whereas knowledge-graph methods provide mechanistic context yet remain static and fail to capture drug-induced transcriptomic perturbation dynamics. We propose PREDIKTOR, a patient-centered multi-view framework that aligns a personalized network view with a transferable transcriptomic perturbation view to predict clinical drug response. For each patient, we construct an individualized gene regulatory network from tumor expression using DysRegNet and augment it with drug-target links from DrugBank; a graph neural encoder yields a drug-centric, mechanistically grounded embedding. In parallel, a frozen condition-specific gene-gene attention model pretrained on LINCS L1000 generates a simulated post-perturbation transcriptomic profile for the same patient-drug pair. We align the two views in a shared latent space via a CLIP-style contrastive objective with drug-context hard negatives, then concatenate the representations for end-to-end response classification. On TCGA, PREDIKTOR consistently outperforms state-of-the-art baselines under patient-, drug-, and tissue-split evaluations, and transfers zero-shot to the I-SPY2 trial, improving AUROC by 5.6% over competing methods. The aligned embeddings yield stable gene and pathway attributions that recover known mechanisms, supporting actionable and interpretable precision oncology.
Dongmin Bang, Sugyun An, Inyoung Sung +3
Jun 27, 2026cs.CL

Beyond the Mean: Three-Axis Fidelity for Aligning LLM-Based Survey Simulators from Small Pilot Data

Large language models (LLMs) are increasingly used to simulate social survey responses, yet their outputs exhibit systematic biases: marginal distributions are skewed, response variance is poorly calibrated, and predictor-outcome relationships are attenuated. We ask a simple question: given a small pilot sample of human responses, can an LLM recover the statistical characteristics of a broader population? We decompose recovery along three axes: structural fidelity, marginal fidelity, and individual fidelity. Using a COVID-19 misinformation survey as a case study, we benchmark three families of approaches: prompting, rectification, and fine-tuning. The findings suggest that fine-tuning on small pilot samples offers a balanced approach for achieving multiple forms of fidelity, but the levels of such fidelity can vary across subsamples, potentially threatening pluralistic alignment.
Eun Cheol Choi, Youngrae Kim, Prabhu Pugalenthi +2
Jun 26, 2026cs.LG

Dual-Learning based Penalized Multi-Align Clustering for Multi-View Incomplete and Disorderly Data

Multimodal feature fusion can effectively capture complex patterns in real-world data by integrating complementary information from different modalities. However, in many applications, such as boiler combustion monitoring, equipment failure, inconsistent sensor sampling frequencies, and network delays often cause missing modalities and temporal asynchrony. These issues lead to incomplete and disorderly multimodal data. To address them, previous studies have proposed several data fusion methods that align cluster centers before fusion. However, these methods have two key limitations. First, they cannot guarantee accurate sample-level alignment of data pairs. Second, they do not address significant discrepancies in data sizes across different classes, which may affect subsequent fusion performance. To address these problems, we propose a dual-learning based penalized multi-align clustering model, named DLPMAC. The dual-learning mechanism enables the model to learn prior knowledge from each modality, including semantic and structural information. This helps preserve semantic consistency and structural similarity across modalities at both local and global levels. In addition, the penalized multi-align module performs multi-to-multi data alignment through a penalty mechanism. It allows one sample to form data pairs with different samples from other modalities, thereby improving data-pair alignment accuracy. The penalty mechanism also prevents data aggregation, avoiding the case where excessive samples are linked to a single sample. Experimental results demonstrate the effectiveness of DLPMAC in addressing data alignment and fusion challenges from both sampling and clustering perspectives.
Liang Zhao, Shubin Ma, Bo Xu +1
Jun 24, 2026cs.CL

OPERA: Aligning Open-Ended Reasoning via Objective Perplexity-based Reinforcement Learning

Reinforcement Learning (RL) has enabled LLMs to excel in objective reasoning tasks such as mathematics and code generation. However, applying RL to open-ended tasks, such as creative writing, remains challenging because LLM-as-a-judge reward models often exhibit stylistic biases and positional inconsistencies, leading to unstable supervision. To address this, we propose OPERA (Objective Perplexity-based Reflective Alignment), which replaces unreliable external judges with intrinsic rewards derived from perplexity dynamics. Specifically, we derive an intrinsic reward signal from perplexity dynamics, quantifying uncertainty reduction at critical reflective states. During the cold-start phase, we introduce a data synthesis method that leverages carefully designed guiding words to generate diverse reasoning traces, along with perplexity-prioritized rollouts that utilize internal log-probabilities to identify logically consistent reasoning branches. This pipeline yields a large-scale dataset comprising 20,000 high-quality reasoning trajectories. Empirical evaluations consistently demonstrate the scalability and efficacy of our approach in alignment for open-ended tasks. Implementing OPERA on Qwen3-8B establishes a new state-of-the-art among open-source models, achieving parity with or surpassing proprietary models like Gemini2.5 and MiniMax-M2.5 in some open-ended tasks. The code is available at https://github.com/pangpang-xuan/OPERA.
Wenxuan Jiang, Zining Fan, Zijian Zhang +6
Jun 24, 2026eess.AS

Fully Differentiable Neural Forced Alignment via Soft Dynamic Programming

Recent advances in sequence modeling have significantly improved ASR systems, bringing them close to human-level recognition accuracy and enhancing robustness across diverse acoustic conditions and languages. In contrast, Forced Alignment has not experienced comparable progress, and traditional HMM-GMM frameworks remain widely adopted and highly competitive. To address this gap, we propose an end-to-end, fully differentiable neural architecture specifically designed for phoneme alignment. The model consists of an encoder that processes the input signal and a decoder that produces alignment decisions. The encoder is structured into two complementary branches: one dedicated to phoneme identity verification and the other to phoneme boundary detection. The decoder is implemented as a trainable module based on differentiable soft dynamic programming. The entire system is optimized end-to-end using a novel contrastive loss that encourages clear separation between steady-state phoneme regions and transition boundaries. The proposed approach outperforms the current state of the art in phoneme alignment on hand-annotated English benchmarks, achieves strong word-level generalization results, and demonstrates generalization on unseen languages.
Rotem Rousso, Eyal Cohen, Joseph Keshet
Jun 23, 2026cs.LG

Real vs. Complex Spectral Bases for Neural Operators: The Role of Green's Function Alignment

Fourier Neural Operators (FNO) learn solution operators of partial differential equations by parameterizing global convolutions in the complex Fourier domain. For real-valued PDE solutions, the complex FFT carries representational redundancy through conjugate symmetry. We introduce the Hartley Neural Operator (HNO), the exact real-valued mirror of FNO: it replaces the FFT with the purely real Discrete Hartley Transform and learns a single real multiplier per retained spectral mode, with no complex arithmetic. Because the real Hartley spectrum is not halved by conjugate symmetry, HNO retains twice as many frequency corners as FNO but one real weight where FNO carries a complex pair, so the two operators are iso-parametric at equal width and differ only in spectral basis. Our central thesis is that the best basis is a property of the operator. Self-adjoint elliptic operators (Poisson, biharmonic) have real, symmetric Green's functions that the real Hartley multiplier diagonalizes exactly, and HNO is favored there. Time-dependent operators carry phase, from oscillation in the wave equation to transport in advection, Burgers, and Navier-Stokes, which a real diagonal multiplier cannot represent, so FNO is favored there, and increasingly so with the operator's phase content, leaving the phaseless heat equation as the borderline case. Training both operators identically and benchmarking across PDE classes, initial-condition families, and boundary conditions, we find an elliptic-versus-time-dependent split that is monotone in operator phase content and matches the Green's-function theory we develop. Rather than a universal winner, our findings give a predictive rule: match the spectral basis to the symmetry of the solution operator.
Jason Sulskis, Sathya Ravi
Jun 23, 2026cs.CV

Zero-Shot Test-Time Canonicalization using Out-of-Distribution Scoring

Pretrained vision models often misclassify inputs that are rotated, scaled, or sheared, even though these affine transformations leave the object class unchanged. Robustness is usually restored either by building equivariance into the architecture or by retraining with augmentation, both of which require changing or retraining the model. Test-time canonicalization instead leaves the classifier untouched. It undoes the transformation of each input, mapping it to a canonical form near the training distribution before classification. Existing canonicalizers, however, rely on a narrow set of logit-based energy scores and bespoke search procedures, leaving the design space of scoring functions and optimizers unexplored. We reframe canonicalization as out-of-distribution (OOD) detection, which lets any OOD score serve as the energy minimized over transformations. Across benchmarks ranging from handwritten characters and sketches to natural images and 3D point clouds, we systematically evaluate around twenty OOD scores and nine search algorithms, finding that distance-based scores paired with random search and local refinement perform best overall. Because canonicalizing an already-aligned input can hurt accuracy, we add a gated mechanism that transforms an input only when its OOD score indicates this is needed, preserving most in-distribution accuracy while retaining the robustness gains on transformed inputs. Code is available at github.com/johschm/its.
Dominik Lindner, Johann Schmidt, Tom Siegl +2
Jun 20, 2026cs.CL

Deeper is Not Always Better: Mitigating the Alignment Tax via Confident Layer Decoding

Autoregressive generation in large language models (LLMs) conventionally decodes from the final layer, assuming that deeper representations yield more reliable next-token predictions. We revisit this assumption by revealing a recurring Guess-Refine-Perturb dynamic: early layers form coarse guesses, intermediate layers refine reasoning-relevant semantics, and final layers can perturb these refined predictions toward generic or alignment-preferred tokens. We introduce Confident Decoding, a training-free decoding strategy that dynamically selects the most reliable near-final layer through entropy-guided conservative backward search. We further provide a theoretical formulation of layer selection as an optimal stopping problem, showing that under bounded projection noise and dominant late-stage alignment perturbation, our search rule filters perturbation while bounding the loss relative to the oracle refinement layer. Experiments across dense and Mixture-of-Experts LLMs demonstrate consistent gains on challenging reasoning benchmarks, including GPQA-Diamond, Omni-MATH, and HLE, with zero memory overhead and less than 2% latency increase. These results suggest dynamically bypassing final-layer perturbations can unlock stronger reasoning behavior from aligned LLMs.
Xuanming Zhang, Sining Zhoubian, Yuxuan Chen +8
Jun 18, 2026cs.HC

Editorial Alignment: A Participatory Approach to Engaging Editorial Expertise in LLM-mediated Knowledge Dissemination

The emergence of LLM-driven information services is reshaping the conditions under which public knowledge institutions operate, threatening to absorb the editorial function these institutions exist to exercise. While LLMs offer powerful new affordances for knowledge dissemination, editorial authority is challenged by pretrained LLMs that arrive already aligned with the values and dissemination strategies of their commercial developers. This paper investigates editor participation in re-aligning LLM interfaces to editorial standards through design workshops, in a case study where we design and implement an LLM-enabled encyclopedia interface with a Nordic public knowledge institution. We introduce editorial alignment as a design practice within Participatory AI, framing AI alignment as a design process and positioning the editorial standard as a design artefact that translates editorial practice and values into alignment objectives for technical implementation. Last, we discuss how editorial alignment can create space for ongoing participation and give editors agency in LLM-mediated knowledge dissemination.
Simon Aagaard Enni, Malthe Stavning Erslev, Karl-Emil Kjær Bilstrup +1
Jun 17, 2026stat.ML

Quantifying and Auditing LLM Evaluation via Positive--Unlabeled Learning

Large Language Models (LLMs) are increasingly used as judges for scalable evaluation, yet such LLM--as--a--Judge systems exhibit systematic biases that are decoupled from semantic quality, most notably verbosity bias. Meanwhile, human supervision is costly and typically selective, yielding reliable positive judgments but leaving most outputs unlabelled and potentially mixed in quality. We formulate LLM evaluation under selective human supervision as a positive--unlabelled learning problem and propose a geometric auditing framework based on Partial Optimal Transport. By aligning a small set of human--verified positives with a reliable subset of unlabelled outputs in a fixed embedding space, our method identifies human--consistent preferences and corrects biased judges without retraining. Experiments demonstrate improved alignment with human preferences, increased robustness to presentation biases, and interpretable confidence estimates, offering a scalable and statistically grounded alternative to existing LLM--as--a--judge pipelines.
Zilong Zhang, Yi-Ting Hung, Lei Ding +1
Jun 16, 2026cs.RO

Qwen-RobotManip Technical Report: Alignment Unlocks Scale for Robotic Manipulation Foundation Models

Foundation models in language and multimodality achieve strong generalization by aligning heterogeneous data under a unified formulation and training at scale. In this report, we investigate whether this scaling recipe can be applied to robotic manipulation to achieve genuine generalization. This is challenging because, unlike text, manipulation data is heterogeneous by nature, expensive to collect, and narrow in diversity, making alignment and scale simultaneously difficult. We present Qwen-RobotManip, a generalizable Vision-Language-Action foundation model built on Qwen-VL. Qwen-RobotManip introduces a unified alignment framework across the representation, motion, and behavioral dimensions of manipulation, making large-scale multi-source training coherent rather than conflicting. This alignment capability in turn enables Qwen-RobotManip to absorb manipulation data at a scale that prior training regimes could not sustain. A human-to-robot synthesis pipeline converts egocentric hand demonstrations into robot trajectories across 15 platforms, and a rigorous curation pipeline harmonizes heterogeneous datasets. Using only open-source datasets and human videos without proprietary data collection, Qwen-RobotManip constructs a ~38,100-hour pretraining corpus and exhibits emergent generalization capabilities, including zero-shot instruction following, robustness to perturbations, reactive error recovery, and cross-embodiment transfer. We find that standard benchmarks fail to capture pretraining quality and instead adopt OOD settings including RoboCasa365, LIBERO-Plus, EBench, RoboTwin-Clean2Rand, RoboTwin-IF, and RoboTwin-XE. Qwen-RobotManip substantially outperforms prior state-of-the-art models, including ππ0.5, across all OOD settings, ranks 1st in RoboChallenge with a 20% relative improvement, and is validated on real-robot platforms including AgileX ALOHA, Franka, UR, and ARX.
Haoqi Yuan, Zhixuan Liang, Anzhe Chen +20
Jun 15, 2026cs.CL

Towards Pareto-Optimal Tool-Integrated Agents with Pareto Ranking Policy Optimization

Recent advances in tool-integrated language agents have significantly improved their ability to solve complex reasoning tasks. However, existing alignment methods predominantly focus on maximizing task accuracy, while overlooking auxiliary objectives such as tool-use efficiency, which are essential for practical deployment. To address this gap, we introduce ParetoPO, a two-stage multi-objective optimization framework for aligning tool-using large language models (LLMs) under competing objectives. In the first stage, ParetoPO leverages hypervolume-guided dynamic scalarization to adapt reward weights based on global Pareto frontier progress. In the second stage, it replaces scalarized learning signals with Pareto-ranking-based advantage computation, promoting nondominated trajectories through dominance-aware credit assignment. This design enables fine-grained, action-level optimization across multiple conflicting objectives. Experimental results on mathematic reasoning and multi-hop QA tasks show that ParetoPO consistently discovers policies with superior accuracy-efficiency trade-offs compared to static and heuristic baselines.
Junyi Li, Xiaowei Qian, Yingyi Zhang +6
Jun 12, 2026cs.CV

BoRAD: Bootstrap your Own Representations for Multi-class Anomaly Detection

Reconstruction-based anomaly detection is attractive for industrial inspection, but scaling it from category-specific training to a one-for-all setting is challenging. A single model must reconstruct diverse normal appearances without copying abnormal details, which exposes two coupled failure modes: identical shortcut, where anomalies pass through the reconstruction path, and mis-reconstruction, where normal categories are confused with one another. We propose \textbf{BoRAD}, a label-free training framework that treats this as a representation-capacity allocation problem. BoRAD uses a shared learnable prototype bank to impose two complementary regularizers: spatial prototype alignment contracts local within-prototype variation to suppress anomaly copying, while prototype-relative global alignment preserves between-prototype structure and improves sensitivity to abnormal angular deviations. The prototype bank and prediction heads are used only during training; inference remains a standard teacher-student feature discrepancy pass, with no class labels, negative pairs, memory retrieval, or prototype lookup. BoRAD achieves competitive one-for-all anomaly detection performance, including 86.2% mAD on MVTec AD, 80.7% mAD on VisA and 73.1% mAD on Real-IAD. Diagnostic analyses further show reduced anomaly leakage, improved normal-category separability, and stronger anomaly-normal score separation.
Duy Hoang Khuong, Tri Nguyen Minh, Ngu Huynh Cong Viet
Jun 12, 2026cs.RO

From Attacks to Curricula: Learnability-Guided Adversarial Training for Safe Autonomous Driving

Closed-loop adversarial training improves autonomous driving safety by exposing policies to rare safety-critical scenarios. Standard pipelines first generate adversarial scenarios and then sample them for policy optimization. However, most existing frameworks remain attack-oriented: collision-driven generators often synthesize unsolvable extreme situations, which can degrade learning, while heuristic samplers ignore the evolving capability of the driving policy, causing sample inefficiency and delayed convergence. We propose AlignADV, a learnability-guided closed-loop adversarial training framework that converts adversarial scenarios into resolvable and capability-aligned curricula. First, we reformulate adversarial scenario generation as a preference alignment problem and employ direct preference optimization to guide the generator toward critical yet resolvable scenarios. Second, we introduce behavioral fingerprints to capture the intrinsic characteristics of the evolving policy and construct a multi-modal capability prediction model that estimates policy performance without expensive closed-loop simulations. By combining resolvability-aligned scenarios with capability predictions, AlignADV develops a dynamic curriculum sampling mechanism that prioritizes scenarios targeting the current policy's vulnerabilities. Experiments on the Waymo Open Motion Dataset demonstrate that AlignADV improves convergence efficiency and final performance, reducing training steps by up to 40.6 percent compared with baseline methods while lowering collision rate and improving route completion under both normal and adversarial traffic conditions. These results highlight a shift from attack-oriented scenario generation to learnability-guided policy improvement, offering a principled direction for safer and more efficient autonomous driving training. Project page: https://meiyuewen.github.io/AlignADV/.
Yuewen Mei, Tong Nie, Jie Sun +3
Jun 11, 2026cs.LG

Understanding helpfulness and harmless tension in reward models

Reward models are a key component of reinforcement learning from human feedback (RLHF), aligning language models toward both helpful and harmless behaviour. However, the internal mechanisms underlying these objectives and their conflicts remain poorly understood. We study alignment tension in reward models trained under helpfulness-only, harmlessness-only, and mixed-objective settings. We find that mixed-objective models often underperform single-objective models, indicating interference between objectives. Using activation-based methods, we identify neurons associated with each objective and study their functional roles via targeted ablations. We find that these neurons causally support their corresponding objectives while often negatively affecting the opposing one. We find that a substantial proportion of neurons are shared between helpfulness and harmlessness, and that these shared neurons exert a disproportionate influence on model behaviour, contributing to alignment tension. Additionally, our results provide insights and mechanistic interpretation into how alignment objectives are represented in reward models and why multi-objective alignment remains challenging, motivating future work on disentangled and controllable alignment methods.
Eshaan Tanwar, Pepa Atanasova
Jun 11, 2026cs.CV

SeamEdit: A Black-Box VLM-Agnostic Pipeline for Large-Image Semantic Editing

Semantic region editing for large images must satisfy two requirements at the same time: high generative quality and natural integration with surrounding content. Some related methods rely on white-box models and leave the strong generation capability of closed-source models underexplored. Directly applying closed-source models to tiled editing, however, introduces several failure modes: semantic deformation, canvas-level alignment drift, and visible seam artifacts. This paper presents SeamEdit, a training-free and model-agnostic pipeline that treats any VLM with inpainting capability as a black-box oracle. SeamEdit mitigates these issues through a five-stage post-hoc pipeline: overlay-based tile decomposition, black-box VLM inpainting, geometric and color-consistency correction, seam-risk-based multi-candidate ranking, and dynamic-programming curved seam fusion. The pipeline reduces seam visibility and supports semantic modification of arbitrary tile regions.
Xiangyu Lyu, Dan Lei
Jun 11, 2026cs.CV

TetherCache: Stabilizing Autoregressive Long-Form Video Generation with Gated Recall and Trusted Alignment

Autoregressive video diffusion models provide a natural formulation for streaming and variable-length video generation by conditioning newly generated frames on previously generated content. However, extending these models to minute-level generation remains challenging: the limited KV-cache budget prevents the model from retaining the full history, while repeatedly conditioning on self-generated frames induces a context distribution shift that accumulates over time, leading to visual artifacts, quality degradation, and temporal drift. In this paper, we propose TetherCache, a training-free and plug-and-play cache management strategy for drift-resistant long video generation. TetherCache organizes the cache into sink, memory, and recent regions, and introduces two complementary mechanisms. First, GRAB (Gated Recall with Attention-Diversity Balancing) selects long-range memory frames using a gated score that combines attention-based relevance with temporal diversity, preserving informative yet diverse historical context under a fixed cache budget. Second, TAME (Trusted Alignment via Memory Editing) lightly edits newly recalled memory tokens by aligning their statistics to a trusted context distribution, reducing the pollution caused by drifted historical features. Built on Self-Forcing, TetherCache consistently improves long-video generation quality on VBench-Long across 30s, 60s, and 240s settings. In particular, for 240s generation, it substantially improves overall and semantic scores while reducing quality drift from 7.84 to 1.33, demonstrating its effectiveness for stable long-horizon autoregressive video diffusion.
Yu Meng, Xiangyang Luo, Letian Li +5
Jun 10, 2026cs.CV

ECA: Efficient Continual Alignment for Open-Ended Image-to-Text Generation

Incremental Learning (IL) for Open-ended Image-to-Text Generation (OpenITG) enables models to continuously generate accurate, contextually relevant text for new images while preserving previously acquired knowledge. Unlike prior studies, this paper addresses a more practical scenario in which the predominant category of visual data shifts over time as environments evolve. In this context, we introduce a new notion of continual alignment, which incrementally adapts the alignment module within pre-trained VLMs to preserve high-quality cross-modal representations. Based on this idea, we propose Efficient Continual Alignment (ECA), a novel exemplar-free IL approach for OpenITG. The key challenge is enabling the model to acquire new, task-specific features while minimizing interference with the established alignment without accessing raw data from previous tasks. To address this, ECA employs three core mechanisms: a Mixture of Query (MoQ) module that adapts task-specific query tokens, a Fisher Dynamic Expansion (FeDEx) that dynamically expands model structure based on a Fisher Information Matrix (FIM)-based metric, and an embedding dictionary with Dictionary Replay (DR) to retain past knowledge. To evaluate ECA's performance, we construct four new IL OpenITG benchmarks that better reflect real-world scenarios. Experimental results demonstrate that ECA significantly mitigates catastrophic forgetting and improves IL performance compared to baseline methods. Code and benchmarks are available at https://github.com/Snowball0823/ECA.
Jiangtao Kong, Peijun Zhao, Chun-Fu Chen +4
Jun 10, 2026cs.CV

ISAP-3D: Identity-Slot Aligned Part-Aware 3D Generation

Part-aware 3D generation aims to synthesize structured objects with semantically meaningful components, yet often suffers from structural ambiguity due to identity-layout entanglement. Existing methods either infer part identity and spatial layout implicitly, which can lead to unstable part allocation (e.g., slot swapping or part merging), or rely on strong layout conditions that are difficult to obtain in practice. We attribute this ambiguity to identity-slot permutation freedom: without explicit identity-slot alignment, the correspondence between semantic parts and generation slots is not identifiable during training, allowing multiple slot assignments to fit the same supervision and leading to inconsistent decomposition. Based on this insight, we argue that stable part-aware generation requires identity-aligned one-to-one slot modelling. We therefore propose an identity-slot aligned framework, ISAP-3D, which anchors each part with semantic identity tokens and performs identity-conditioned one-to-one layout prediction, followed by layout-conditioned geometry synthesis. Structured local-global conditioning maintains identity alignment across semantic, spatial, and geometric stages. We also construct a part-level dataset with a unified semantic protocol to enable learnable and consistent identity-slot alignment. Extensive experiments demonstrate improved structural stability, controllability, and robustness over state-of-the-art part-aware generation baselines.
Junlin Hao, Haoshuai Fu, Xibin Song +4
Jun 10, 2026cs.CV

Tac-DINO: Learning Vision-Tactile Features with Patch Alignment

Touch is the primary medium through which humans interact with the environment. Currently, tactile learning mainly focuses on image-level pretraining or alignment. However, tactile signals correspond to local object contact, while research into scale alignment and holographic matching remains limited and proper datasets and benchmarks also lack. To bridge this gap, we first construct a data collection system to acquire a large-scale tactile dataset, with over 20 K tactile contacts from 505 real-world objects. Building on this dataset, we design a Vis-Tac Holographic Matching Benchmark to evaluate vision-tactile local-to-global alignment ability. Then we propose Vision-Tactile Patch Alignment (VTPA) methods for vision-tactile representation learning. Experiments demonstrate that these exceed the performance of methods without alignment and align with whole-object images.
Hong Li, Yankang Dong, Yue Xu +8
Jun 9, 2026cs.CL

Does Reasoning Preserve Alignment? On the Trustworthiness of Large Reasoning Models

Instruction-tuned LLMs are increasingly converted into reasoning models through post-training to improve multi-step task performance. This conversion is usually optimized for reasoning accuracy, without explicitly preserving the alignment behavior of the instruction-tuned model, such as safe refusal, bias avoidance, and privacy protection. We ask: does this conversion preserve alignment? We study this question through a trustworthiness audit and find that it is not behavior-preserving by default. For a systematic analysis, we compare reasoning models produced via supervised fine-tuning, RL-based post-training, and distillation against matched instruction-tuned baselines across six trustworthiness dimensions: safety, toxicity, stereotyping and bias, machine ethics, privacy, and out-of-distribution robustness. We observe that reasoning models often improve on reasoning benchmarks but exhibit alignment regressions, including increased toxicity, amplified stereotyping, miscalibrated refusal, and contextual privacy leakage. These regressions are consistent with behavioral drift from the instruction-tuned baseline, measured by KL divergence. Overall, our results point to the broader conclusion that trustworthiness metrics are essential for evaluating reasoning models and should be reported alongside gains in reasoning capability.
Prajakta Kini, Avinash Reddy, Souradip Chakraborty +4
Jun 9, 2026cs.AI

Cross-Modal Knowledge Distillation without Paired Data: Theoretical Foundation and Algorithm

Cross-modal knowledge distillation (CMKD) studies how a (large) teacher model trained on one type of data (e.g., images) can guide a (smaller) student model building on another type of data (e.g., text/audio). Existing CMKD methods often require paired multi-modal data with aligned semantics, but obtaining such paired data are often costly and impractical. To mitigate this limitation, we develop a new CMKD framework for the more challenging setting where paired data are unavailable. In particular, we establish a cross-modal distributional relationship between teacher and student models, which reveals two fundamental quantities governing effective distillation: feature alignment and label alignment. These quantities characterize semantic discrepancy between modalities at the levels of representation and prediction distributions, respectively. Motivated by this insight, we propose a principled framework, with theoretical guarantees, that enables effective cross-modal knowledge distillation by aligning distributions rather than individual samples. Extensive experiments across a wide range of multimodal benchmarks show that our framework is highly effective in both unpaired and paired data settings, improving significantly over prior work.
Trong Khiem Tran, Anh Duc Chu, Quang Hung Pham +2
Jun 8, 2026cs.CL

Explicit Representation Alignment for Multimodal Sentiment Analysis

Multimodal affective analysis aims to understand human sentiment and emotion by jointly modeling heterogeneous modalities such as text and images. However, multimodal models often fail to consistently outperform strong text-only baselines, with performance varying significantly across fusion strategies. In this work, we identify representation misalignment between independently pretrained modality encoders as a key bottleneck for effective multimodal learning, and show through controlled experiments that alignment prior to fusion is often more important than fusion complexity. To address this issue, we propose a unified multimodal affective analysis framework that leverages vision-language models (VLMs) to convert visual content into structured textual descriptions, projecting heterogeneous modalities into a shared linguistic space and enabling interpretable text-centric reasoning. To further improve robustness, we introduce a hybrid learning strategy that combines semantic token selection with a batch-level uniformity regularization objective, encouraging a more dispersed and stable global feature space while mitigating noise introduced by VLM-generated descriptions. Experiments on multiple multimodal sentiment and emotion benchmarks show that our method consistently outperforms strong unimodal and multimodal baselines, achieving state-of-the-art performance. Our analysis further highlights the critical role of representation alignment in multimodal affective learning.
Baode Wang, Ziming Wang, Huacan Wang +2
Jun 8, 2026cs.CL

Multilingual Sentiment Aware Text Summarization A Reinforcement Learning Approach for Consistency Maintenance

Reinforcement Learning from Human Feedback (RLHF) has significantly improved the quality and fluency of large language models in text summarization. However, its impact on affective properties remains insufficiently understood. In this work, we study sentiment drift, a systematic shift toward neutral sentiment in RLHF-based summarization outputs compared to source texts. We conduct extensive experiments across multiple datasets, model architectures, and eight languages to analyze how alignment objectives influence sentiment preservation. Our results show that sentiment drift is a consistent phenomenon that becomes stronger with increased KL regularization strength, indicating a trade-off between alignment stability and affective fidelity. To explain this behavior, we introduce a Policy Attribution framework that decomposes the RLHF objective and quantifies the contribution of its components. Our analysis reveals that KL regularization is the primary driver of sentiment suppression across all settings. Based on these findings, we propose a sentiment-aware modification of the KL regularization term, which selectively reduces constraints on sentiment-bearing tokens. Empirical results demonstrate that this approach mitigates sentiment drift while maintaining summarization quality. Overall, our findings highlight a fundamental limitation of current alignment methods: while they improve factual consistency and safety, they may unintentionally suppress emotional expressiveness. This motivates the development of alignment strategies that explicitly account for affective preservation.
Mikhail Krasitskii, Alexander Gelbukh, Olga Kolesnikova +1
Jun 7, 2026cs.CL

Ishigaki-IDS: An Open-Weight Verifier-Aware Model for Information Delivery Specification Drafting in Building Information Modeling

Building Information Modeling (BIM) projects require information requirements to be described as machine-checkable Information Delivery Specification (IDS) files in order to verify whether building models contain the required attributes. However, IDS authoring remains a practical bottleneck: practitioners must handle domain vocabulary, strict XML schema constraints, and external validator conformance while also checking whether the requirement itself is correctly expressed. We present Ishigaki-IDS, an open-weight LLM specialized for verifier-aware IDS draft generation. The model combines continued pretraining on BIM/IDS corpora, supervised fine-tuning on information-requirement-to-IDS pairs, and reinforcement learning with verifiable rewards from an external validator. The goal is not to replace expert review, but to move IDS authoring from low-level XML and schema repair toward validator-loadable drafts that practitioners can inspect and correct. On the 166-case expert-created Ishigaki-IDS-Bench, Ishigaki-IDS-8B achieves an IDSAuditPass score of 0.651, a validator-pass metric for generated IDS files, substantially outperforming Claude Opus 4.5, the strongest single-shot LLM baseline we evaluated, at 0.331. It also obtains an Audit-Gated FacetF1 of 0.282, which measures requirement-facet alignment among validator-passing drafts. The same recipe scales: 14B and 32B variants reach IDSAuditPass 0.753 / 0.693 and Audit-Gated FacetF1 0.392 / 0.369. In a workflow check with six BIM practitioners, Ishigaki-assisted authoring reduced aggregate work time by 54.7% under the same validation and alignment endpoint. These results suggest that verifier-aware IDS generation can reduce the practical burden of converting BIM information requirements into reviewable IDS drafts.
Ryo Kanazawa, Koyo Hidaka, Teppei Miyamoto +9
Jun 7, 2026cs.CL

Auditing Proprietary Alignment in Large Language Models: A Comparative Framework Without a Ground-Truth Standard

Large language models (LLMs) are increasingly released and deployed through opaque development and deployment pipelines, enabling model providers to inject intentional, provider-specific policies without officially announcing them. As a result, various models have been reported to generate responses reflecting proprietary rules and organizational interests, leading to censorship or misinformation on controversial topics. However, systematic identification of such alignment remains a fundamental challenge, complicated by the ambiguity of what ``proprietary'' entails in different contexts. In this paper, we propose a statistical framework for detecting proprietary alignment in black-box language models via comparative behavioral analysis. Our approach quantifies systematic deviations between the responses of a target model and those of a reference set of baseline models in a shared semantic space. By evaluating relative behavioral divergence rather than absolute correctness, our framework enables principled auditing under black-box access. Applied to several widely discussed but previously unquantified cases, it provides a systematic and scalable basis for external assessment of provider-specific alignment behavior in large language models.
Alireza Arbabi, Florian Kerschbaum
Jun 5, 2026cs.CV

The Cross-Architecture Substrate: A Domain-Transcendent, Calibration-Surviving Geometric Invariant of Modern Vision Encoders

Different vision neural networks -- trained to classify, contrast, reconstruct, or match images to text -- should have correspondingly different internal representations. We report that they do not. After training, the top sixteen principal directions of variation inside thirteen modern vision encoders converge to the same sixteen-dimensional geometric object. We call this the cross-architecture substrate and study it with PCA, centred kernel alignment (CKA), and Pang 2026 calibration. The substrate transports across four visual domains (natural photographs, medical CT, satellite, microscopy) at median Procrustes-CKA 0.679, and across eight domains (adding sketches, depth, thermal infrared, astronomy) at 0.604, every pair >0.40. It survives Pang calibration globally (7.4x disc-vs-MAE separation, n=13,394) and locally (4.82-5.30, p<10^{-44}). It is not pixel statistics (0.263), not Gabor features (0.31), not a random projection (0.041), and emerges in the first 10% of training while accuracy keeps climbing. We deliver four applications: a label-free transferability filter beating LogME (3x faster, +0.15 Kendall-tau); a four-way domain detector (99.6% accuracy); a frozen low-shot probe (16 dims beat 768-dim DINOv2 by 3.78pp at N=50 labels per class); and a teacher-free distillation auxiliary matching trained-teacher KD on 33 pairs (7.56pp peak gain at 10% label fraction). The substrate does not cross modalities, does not help cross-paradigm distillation, and does not predict transfer quality (rho=0.08 against transfer accuracy).
Yousef Radwan
Jun 5, 2026cs.AI

Accounting for Context: Shaping Moral Credences for Value Alignment

Ensuring that agent behaviours are aligned with human moral values inevitably raises the problem of how to account for the plurality of moral perspectives that societies -- and even individuals -- typically adopt. Work on moral uncertainty proposes mechanisms to fairly and democratically aggregate evaluations of actions across different moral theories. However, this paper argues that one needs to account for contextual factors when aggregating moral evaluations. For example, consequentialist perspectives assume an ability to accurately determine how an agent's actions change the world; an assumption that often does not hold in real world settings. We, therefore, formalise agent decision making under moral uncertainty, while also accounting for these kinds of contextual factors. We thereby show that a seemingly commonsensical property -- the weak Pareto principle -- is violated. We argue that this apparent problem is, in fact, a variation of Simpson's paradox, and hence reveals the limitations of aggregation mechanisms that ignore the impact of contextual factors.
Jazon Szabo, Sanjay Modgil
Jun 3, 2026cs.CV

Beyond Symmetric Alignment: Spectral Diagnostics of Modality Imbalance in Vision-Language Models in the Medical Domain

Vision-Language Models (VLMs) struggle when applied to medical image-text data, yet the tools available to diagnose this failure remain limited. Existing representation alignment metrics are symmetric, collapsing both modalities into a single score and hiding which modality drives cross-modal degradation. We introduce the Spectral Alignment Score (SAS), an asymmetric metric that projects both modalities onto the principal eigenbasis of an anchor modality and computes eigenvalue-weighted per-eigenmode correlations, resulting in directional scores whose difference quantifies modality information imbalance. We embed SAS within a benchmarking framework evaluating 15 VLMs across natural and medical image-text datasets alongside 6 alignment metrics and bidirectional retrieval. Our experiments show that medical images retain richer structural information than their paired clinical reports, a directional asymmetry invisible to all competing metrics, and that SAS achieves the strongest zero-label correlation with retrieval performance in the medical domain, positioning it as a practical diagnostic tool for clinical deployment. Code is available at this URL: https://github.com/iamalegambetti/medical-vlms-assessment.
Alessandro Gambetti, Qiwei Han, Cláudia Soares +1