Large Language Model Safety

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39 papers in the last 28 days · 0.6% of indexed attention

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Period ending 2026-09-21

13 new papers

A weekly snapshot of new work published in Large Language Model Safety.

Period ending 2026-09-14

11 new papers

A weekly snapshot of new work published in Large Language Model Safety.

Period ending 2026-09-07

14 new papers

A weekly snapshot of new work published in Large Language Model Safety.

532 papers

Latest in Large Language Model Safety

Jun 8, 2026cs.CL

PsychoSafe: Eliciting Psychologically-Informed Refusals in Large Language Models

Large language models (LLMs) routinely face requests that should be refused, creating a trade-off between helpfulness and harm prevention. However, refusals themselves can be helpful. In high-risk interactions involving crisis, coercion, or escalating intent, blunt non-compliance may prevent direct harm while still failing to support the needs of the person behind the request. We present PsychoSafe, a psychologically-informed refusal framework that reframes refusal as structured supportive communication grounded in evidence-based intervention strategies. To develop PsychoSafe, we construct a corpus of 8019 prompt-response pairs spanning five psychologically salient risk domains and apply prompting and parameter-efficient fine-tuning to Qwen 3.5 27B. On a balanced validation set of 500 prompts, evaluated with an LLM judge and validated through human ratings, PsychoSafe prompting improves overall refusal quality by 28.1% over a generic baseline, with particularly strong gains in external resource referral (+46.8%) and psychological grounding (+34.8%), while preserving downstream performance on non-refusal tasks. Fine-tuning achieves near-perfect refusal and resource-referral rates but reduces response relevance. Additional evaluations on SORRY-Bench and XSTest show strong in-domain robustness but limited out-of-domain generalization, suggesting that future work should diversify fine-tuning data to help models apply interventions selectively rather than schematically.
Gianluca Barmina, Federico Torrielli, Sven Harms +7
Jun 8, 2026cs.LG

Distilling Safe LLM Systems via Soft Prompts for On Device Settings

Deploying safe large language models (LLMs) on resource-constrained edge devices presents a critical challenge: while dual-model systems combining LLMs with guard models provide effective safety guarantees, their substantial memory and computational demands make them prohibitively expensive for on-device deployment. This paper presents a comprehensive study of parameter-efficient safety alignment methods for resource-constrained settings. Through systematic evaluation across multiple LLM architectures, training objectives, and parameter-efficient fine-tuning approaches, we identify that soft prompts combined with distillation-based training consistently outperform alternative methods. We introduce distillation frameworks based on total variation and KL divergence that effectively transfer safety behaviors from guard models into learned soft prompts. Our evaluations on various benchmarks demonstrate that this combination achieves superior safety-usefulness trade-offs compared to LoRA adapters, steering vectors, and direct optimization methods, while requiring minimal additional memory and compute at inference time. These findings establish soft prompt distillation as the preferred approach for safety alignment in on-device LLM deployment.
Motasem Alfarra, Cristina Pinneri, Dana Kianfar +2
Jun 8, 2026cs.LG

The Injection Paradox: Brand-Level Suppression in Safety-Trained LLM Recommendations via RAG Context Injection

We present a reproducible failure mode of safety training in RAG-based LLM recommendation, the Injection Paradox, in which prompt injections embedded in retrieved documents backfire against the attacker, suppressing the target brand below the injection-free baseline. In safety-trained Claude models, documents containing prompt injections suffer a sharp drop in recommendation rate, and this suppression propagates beyond the injected document to unmodified documents of the same brand. In Claude Opus 4.6, the target brand drops from a 54% baseline to zero top-2 recommendations across all 50 trials, even though only 1 of 4 brand documents in the corpus contains an injection. The directional pattern is reproduced in counterfactual experiments and across three brands. A contrasting result across the GPT models tested, where the same injection instead increases recommendations, suggests model-family differences in how injection-like context affects recommendation behavior. These findings raise the technical possibility of a reverse-attack scenario in which an adversary embeds injections in a competitor's documents to suppress the competitor's brand via safety-sensitive model behavior. Code, prompts, privacy-preserving per-trial outcome records, and aggregate results are released.
Hyunseok Paeng
Jun 8, 2026cs.CL

Culturally-Adapted Red-Teaming Across East and Southeast Asian Contexts: A Methodological and Comparative Analysis

Multilingual safety evaluation of large language models (LLMs) has predominantly relied on direct translation (DT) of English benchmarks into target languages - an approach that converts surface-level linguistic form while failing to reflect the cultural context embedded in threat scenarios, social norms, and legal frameworks. We construct paired DT and culturally-adapted (CA) datasets via 1:1 seed matching for four languages - Korean (KO), Japanese (JA), Thai (TH), and Khmer (KM) - and compare Attack Success Rate (ASR) and Cultural Realism scores across four open-source LLM. CA prompts yield Delta-ASR > 0 across all 16 language x model combinations (mean +9.3 pp), and DT-based evaluation underestimates risk in 44 of 48 category x language combinations. Language-level analysis reveals that the distribution of threat forms is heterogeneous across languages. Cultural Realism analysis further shows that DT Cultural Depth (C3) scores remain consistently below 1.0 out of 3.0 across all four languages (mean 0.17), whereas CA scores reach up to 2.51, indicating that direct translation produces inputs systematically divergent from those encountered in real-world multicultural settings. These findings demonstrate that adapting benchmarks to language-specific cultural contexts - rather than relying on linguistic translation alone - is necessary for valid multilingual LLM safety evaluation.
Hyeji Choi, Yongtaek Lim, Minwoo Kim
Jun 8, 2026cs.CR

Unveiling Privacy Risks in Multi-modal Large Language Models: Task-specific Vulnerabilities and Mitigation Challenges

Privacy risks in text-only Large Language Models (LLMs) are well studied, particularly their tendency to memorize and leak sensitive information. However, Multi-modal Large Language Models (MLLMs), which process both text and images, introduce unique privacy challenges that remain underexplored. Compared to text-only models, MLLMs can extract and expose sensitive information embedded in images, posing new privacy risks. We reveal that some MLLMs are susceptible to privacy breaches, leaking sensitive data embedded in images or stored in memory. Specifically, in this paper, we (1) introduce MM-Privacy, a comprehensive dataset designed to assess privacy risks across various multi-modal tasks and scenarios, where we define Disclosure Risks and Retention Risks. (2) systematically evaluate different MLLMs using MM-Privacy and demonstrate how models leak sensitive data across various tasks, and (3) provide additional insights into the role of task inconsistency in privacy risks, emphasizing the urgent need for mitigation strategies. Our findings highlight privacy concerns in MLLMs, underscoring the necessity of safeguards to prevent data exposure. Our dataset and code can be found here.
Tiejin Chen, Pingzhi Li, Kaixiong Zhou +2
Jun 8, 2026cs.AI

Personalization Meets Safety:Mechanisms,Risks,and Mitigations in Personalized LLMs

Large Language Models (LLMs) have enabled increasingly personalized interactions by adapting to users' preferences, contexts, and long-term histories. However, the mechanisms that enable personalization also expand the safety landscape in ways not systematically addressed by existing literature. Existing reviews typically focus either on personalization or safety, leaving their intersection largely unexplored. We present the first comprehensive, safety-aware review of personalized LLMs. We organize personalization along three dimensions-user representation, personalization paradigm, and evaluation-and introduce a unified taxonomy of safety risks. At the representation level, we analyze risks arising from diverse user representations. Across mainstream personalization paradigms, we delineate vulnerabilities inherent to prompting, retrieval augmentation, parameter fine-tuning, reinforcement learning, Mixture-of-Experts (MoE), pruning, agent frameworks, and multimodal personalization, and synthesize mitigation strategies across the model lifecycle. Beyond these fine-grained risks, we characterize paradigm-agnostic safety risks arising from personalized adaptation. We further summarize personalized datasets and evaluation methodologies. Through a case study of OpenClaw, we analyze deployment trends in personalized agent ecosystems. Our analysis reveals three structural inadequacies in existing research: safety is evaluated as user-invariant rather than relational, personalization techniques are analyzed in isolation rather than in composition, and evaluation frameworks cannot capture emergent long-term risks. By jointly examining personalized representations, personalization paradigms, safety risks, defenses, and evaluation methods, we provide a unified framework for developing safe personalized LLMs and highlight key directions for future research.
Yanyan Luo, Xue Han, Ruiqiao Bai +10
Jun 8, 2026cs.CL

SafeRun: Enabling Determinism in LLM Planning for Running

Large Language Models enable flexible natural-language planning but remain unreliable in determinism-critical domains due to their probabilistic nature. This limitation is especially problematic in running planning, where violating safety rules can lead to safety risks. We propose SafeRun, a framework for deterministic LLM-based planning via a decoupled architecture. SafeRun separates soft interpretation by an LLM from hard constraint enforcement by a deterministic solver, ensuring strict safety constraints while preserving natural-language flexibility. To validate SafeRun, we build a comprehensive benchmark for running planning under realistic physiological and safety constraints. Experiments across five LLMs show that SafeRun achieves 100% safety score (vs.\ 79.1% PE average and 97.6% CodeAct average) while maintaining competitive instruction-following scores. The SafeRun benchmark is publicly available at \href{https://huggingface.co/datasets/zzp-seeker/SafeRun-RunPlanning-Benchmark}{huggingface}.
Meilin Chen, Zepeng Zhai, Jiaxuan Zhao +1
Jun 8, 2026cs.CL

CARE: A Conformal Safety Layer for Medical Summarization

Large language models (LLMs) are increasingly used for medical summarization, but their outputs can omit medically important information and introduce unsupported claims. Existing error-detection methods produce heuristic or uncalibrated scores, providing no formal control over missed errors and no principled way to trade off safety against clinician review burden. We introduce Conformal Assessment for Risk Evaluation (CARE), a post-hoc, model-agnostic safety layer that uses conformal risk control to overlay calibrated omission and hallucination flags onto summaries from any LLM without retraining. CARE provides finite-sample, distribution-free guarantees through two controllers: a hallucination controller that bounds the probability of a document containing any unflagged hallucinated sentence, and an omission controller that bounds the expected fraction of important omissions not surfaced for review. Unlike hallucination detection, omissions depend jointly on whether a source sentence is important and whether it is covered by the summary. We show that calibrating only one dimension can violate the target risk bound, while marginal decompositions remain valid but overly conservative. By jointly calibrating over the full (τ,γ)(τ,γ) threshold space, CARE preserves formal guarantees while surfacing up to 5×\times fewer sentences than alternative calibrated baselines. Across five medical summarization tasks, CARE satisfies the target risk bound at α=0.15α= 0.15 with 95% confidence across 100 calibration/test resplits, using only ~100 labeled documents per domain. In a preliminary clinician study (75 document reviews), calibrated flags improved omission detection by 28.6 percentage points on average. These results show that sentence-level safety guarantees are feasible for LLM-assisted medical summarization and offer a tunable mechanism for balancing residual risk and review effort.
Suhana Bedi, Bridget Lin, Anson Y. Zhou +5
Jun 8, 2026cs.AI

Oversight Has a Capacity: Calibrating Agent Guards to a Subjective, Fatiguing Human

As LLM agents begin to take real, irreversible actions (shell commands, file edits, deploys), the standard safety pattern is a human-in-the-loop approval gate: risky actions pause and wait for a person. We argue the gate is the easy part; the hard part is the judgment - which actions to stop - which the field evaluates against two false assumptions: that there is a ground-truth notion of "risky," and that the human reviewer is a perfect, infinitely-available oracle. On a hand-labeled set of 125 adversarially-weighted agent actions we show that (i) reviewers only moderately agree on what is risky (Fleiss' kappa = 0.52), so there is no single correct label; (ii) framing the guard as selective classification under asymmetric cost makes its operating limits measurable, and on hard inputs the guard cannot safely auto-decide; and (iii) when the reviewer is modeled as endogenous (fatiguing as escalation load grows), realized safety becomes an inverted-U in the escalation rate: more human oversight can make a system less safe, and the safety-optimal guard escalates below full escalation - a setting a load-aware policy also uses to resist a flooding attack that slips a malicious action past a fatigued reviewer. Agent oversight, framed this way, is not only a classification problem but a resource-allocation one: human attention is finite, and the guard's escalation policy spends it. We claim none of these mechanisms as novel - fatigue-aware learning-to-defer (FALCON), cost-sensitive deferral under workload constraints (DeCCaF), trajectory-level guarding, and reviewer-fatigue/flooding attacks are all prior art we cite. Our contribution is an open-source agent-oversight system that operationalizes and measures them in the LLM-agent action-gating setting, turning "is my guard good?" from a guess into a curve. The inverted-U and the flooding attack are modeling results that motivate a human study.
Emre Turan
Jun 7, 2026cs.AI

ForesightSafety-SAGE:A Fully Automated Scenario Generation and Safety Evaluation Framework for LLM Agents

Large language models (LLMs) are increasingly evolving from simple text-based interaction systems into LLM agents that can maintain memory, use tools, access external environments, and execute tasks. As their capabilities and autonomy expand, the safety risks they face also become more diverse. Existing evaluations often rely on manually written scenarios, static prompts, or final-output judgments, making it difficult to capture the diverse risks that agents may face during task execution. We introduce ForesightSafety-SAGE, a fully automated scenario generation and safety evaluation framework for LLM agents. Based on five risk dimensions,we instantiae abstract and diverse safety risks in real-world task execution into 1,072 measurable evaluation scenarios. Using the automated evaluation pipeline, 12 LLM agents are evaluated under two authority contexts. The results show that current agents still face substantial behavioral safety risks during task execution, with an average ASR of 47.1% and several models exceeding 70%. These findings demonstrate the importance of executable, process-level evaluation for understanding and improving LLM agent safety.
Lu Jia, Haibo Tong, Feifei Zhao +5
Jun 7, 2026cs.CL

Sycophancy as a Multilingual Alignment Failure: How Safety Degrades Across Languages, Topics, and Models

Safety-aligned large language models often exhibit sycophancy, which is the tendency to affirm users' opinions regardless of factual accuracy. Although well-studied in English, its manifestation in other languages remains largely unexamined, leaving billions of non-English speakers potentially vulnerable to model-validated misinformation. We present the first large-scale, multi-model evaluation of cross-lingual sycophancy, benchmarking \textbf{six instruction-tuned models} across \textbf{1.1 million instances} spanning \textbf{38 languages} and \textbf{33 topic categories}. We identify a consistent resource-tier effect: sycophancy rates spike sharply in low-resource and zero-shot language settings. Critically, this degradation is topic-agnostic, as models fail uniformly across both benign and safety-critical prompts, offering no additional protection where it is most needed. We further identify tokenizer fertility as a structural driver of this alignment collapse. Collectively, our results demonstrate that prevailing alignment methodologies generalize poorly beyond high-resource languages, underscoring the urgent need for equitable multilingual safety techniques.
Arya Shah, Himanshu Beniwal, Mayank Singh +1
Jun 6, 2026cs.HC

The Governance of Human-LLM Interaction: Safety Gating, Civility Steering, and Affective Default Lock-In

Large language models (LLMs) increasingly mediate high-stakes interactions in finance, medicine, and mental-health support, yet users have limited control over how these systems communicate. We frame interaction style as a governance object: provider-side alignment not only blocks harmful content, but also stabilizes communicative defaults that shape users' epistemic distance, relational expectations, and capacity to opt out of emotionalized or anthropomorphic interaction. We introduce a deterministic multi-agent evaluation pipeline for measuring prompt steerability and style drift in long-horizon dialogue. The study replays 100 frozen user-only scripts across four domains and three runnable persona conditions: default, sarcastic, and cold, using three generator models, yielding 90,000 assistant replies scored by a human-calibrated LLM judge on harmfulness, negative emotion, inappropriateness, empathic language, anthropomorphism, and refusal behavior. A fourth harmful persona is evaluated separately as a safety-gating test. The paper contributes a reproducible method for quantifying whether prompt-specified styles remain stable over time and a governance framework distinguishing safety gating, civility steering, and affective default lock-in. Overall, we show that prompt steerability and regression-to-default are observable indicators of provider control over communicative form, with implications for pluralism, autonomy, and democratic agency in human-LLM interaction.
Manuele Reani, Hongjian Zhang, Hongyu Tian
Jun 6, 2026cs.LG

When Behavioral Safety Evaluation Fails: A Representation-Level Perspective

Large Language Model (LLM) safety has often been evaluated at the behavior level, which provides limited evidence of internal robustness, as these evaluations target outputs rather than representation-level vulnerability under intervention. We formalize this discrepancy as the audit gap: the difference between behavioral safety and robustness under intervention. To study this gap, we construct dissociated models that preserve safe outward behavior while remaining vulnerable in the latent space. We introduce an intervention-based evaluation framework to test model robustness through soft interventions in parameter and latent spaces, including harmful fine-tuning and layer-wise latent perturbations. To formalize the evaluation, we propose the Latent Vulnerability Score (LVS) to measure how easily harmful behavior can be elicited by bounded latent perturbations. Using this evaluation framework, we show that behavioral safety metrics are insufficient measures of representation-level robustness across multiple safely and unsafely aligned state-of-the-art models. Notably, dissociated models show substantially elevated LVSs despite comparable refusal behavior under harmful intervention, with intermediate representations being the most sensitive to intervention. Our results suggest that behavioral safety evaluation alone provides an incomplete picture of model robustness, motivating representation-aware audits of latent vulnerability and observable behavior.
Enyi Jiang, Anders Gjølbye, Yibo Jacky Zhang +1
Jun 6, 2026cs.LG

Semantic Quorum Assurance: Collective Certification for Non-Deterministic AI Infrastructure

As large language model (LLM) agents are integrated into autonomous cloud operations, distributed systems face a semantic reliability problem: proposer agents can generate production mutations, such as modifying IAM policies, opening firewall security groups, or executing data exports, that are syntactically valid and statically authorized but operationally unsafe. Classical distributed consensus protocols replicate deterministic state transitions but do not evaluate the safety of the proposed intent. To address this gap, we introduce Semantic Quorum Assurance (SQA), a control-plane primitive for governing non-deterministic agentic infrastructure. SQA represents proposals as declarative execution contracts bound to cryptographic evidence chains and routes them to a diverse panel of read-only, sandboxed validator agents. SQA aggregates their judgments under a risk-adaptive quorum predicate that enforces model and archetype diversity, adjusts weights based on calibrated assurance scores, and respects archetype-specific vetoes. Admitted proposals execute only through a sovereign execution gate. We instantiate SQA in a cloud-native control plane and formalize a correlated cognitive failure model for non-deterministic validators. On 500 infrastructure-inspired mutation scenarios, with safety results reported on held-out safe/unsafe trials excluding ambiguous scenarios, SQA reduces unsafe approval from 18.5% for single-agent validation to 0.3% while adding median validation latency of 1.45--4.12 seconds across the studied risk buckets.
Jun He, Deying Yu
Jun 5, 2026cs.CL

The Cold-Start Safety Gap in LLM Agents

Are tool-calling LLM agents equally safe throughout a conversation? We discover they are not: agents are most vulnerable at the very start of a session and become substantially safer after a few regular agentic tasks -- a phenomenon we term the cold-start safety gap. To study this systematically, we introduce Safety Over Depth for Agents (SODA), a benchmark that controls how many regular agentic tasks the agent completes before encountering a safety threat, supporting up to 20 preceding tasks. Evaluating 7 models from 4 families, safety improves by 9--52% as the number of preceding regular agentic tasks increases from zero to twenty. Representation analysis confirms that model hidden states gradually shift toward a safety-aligned region as more preceding tasks are present. By systematically studying which part of the preceding conversation matters most, we find that the regular agentic tasks themselves are the primary driver of safety, while the agent's own prior responses have less effect on safety but are essential for preserving later utility. This conclusion is further supported by evaluation on open-source safety benchmarks (AgentHarm, Agent Safety Bench) and utility benchmarks (BFCL, API-Bank), confirming that warming up the agent with regular agentic tasks before deployment makes it safer and preserves full capability. Based on these findings, we recommend a simple deployment strategy: having the agent complete a few regular agentic tasks before possible exposure to safety-critical requests mitigates the cold-start safety gap. Our code is available at https://github.com/Trustworthy-ML-Lab/Agent-Cold-Start-Safety-Gap
Chung-En Sun, Linbo Liu, Tsui-Wei Weng
Jun 5, 2026cs.CL

Korean Culture into LLM Alignment: Toward Cultural Coherence

Cultural-aspect work on large language models is dominated by a negative target: which outputs to suppress. We argue that a constructive counterpart is also needed, a working definition of what a culturally coherent response is rather than only what it must avoid, and instantiate it for Korean. We design an alignment-data pipeline around a prompt-based LLM seed generator that expands a Korean harm taxonomy, with a Korean-culturally-adapted safe-response policy at its centre: a per-category guideline grounded in Korean legal frameworks, social norms, and interpretive conventions, against which three frontier models each produce a candidate response. DPO fine-tuning on the resulting triplets improves the Korean cultural safe rate across six open-weight LLMs while causing no large degradation on Korean general-capability benchmarks, and qualitative outputs show fine-tuned models naming Korean statutes and institutional procedures and, where appropriate, supplying constructive Korean-context information alongside refusal.
MinJae Jung, Minwoo Kim
Jun 4, 2026cs.CL

Epistemic Injustice in Language Models: An Audit of Pretraining Filters and Guardrails

Modern language models rely on pretraining filters to remove undesirable content from training corpora and inference-time guardrails to suppress undesirable outputs during deployment. In this paper, we examine how these filtering and moderation decisions produce forms of epistemic erasure and reveal tensions both across automated systems and between these systems and human judgment. We audit four pretraining filters and three inference-time guardrails on Common Crawl sentences containing gender and regional-origin mentions, together with a manually annotated subset of 500 sentences. Our analysis shows that filtering and guardrail decisions are strongly associated with blocklist-based lexical cues, while frequently failing to flag content containing private information or explicit hate speech. At the same time, marginalized groups, particularly transgender people, women, and Central Americans, are significantly over-flagged across systems. Human annotators, by contrast, would retain 88.5% of filter-flagged and 91.3% of guardrail-flagged content, often recognizing representational harms arising from tensions of content removal that current systems fail to capture. Taken together, our findings document a form of epistemic erasure in which mentions of marginalized groups are disproportionately removed before pretraining and additionally suppressed again at inference time.
Marco Antonio Stranisci, A Pranav, Rossana Damiano +2
Jun 4, 2026cs.AI

From Risk Classification to Action Plan Remediation: A Guardrail Feedback Driven Framework for LLM Agents

LLM-based guardrails typically safeguard agents by evaluating proposed actions or inputs before execution, producing safety signals such as binary allow/deny decisions, risk categories, and/or explanatory rationales about potential policy violations. However, agent risks often arise when otherwise benign tasks are contaminated by untrusted external content, unsafe instructions, or risky tool use. Existing guardrails often flag the entire task uniformly as unsafe, thereby blocking the threat but sacrificing the benign part. Moreover, existing work largely evaluates guardrails in isolation, leaving unclear whether their interventions lead to safer downstream agent behavior. To address this, we introduce TRIAD (Tripartite Response for Iterative Agent Guardrailing), a guardrail-integrated agent framework that leverages guardrail-generated verbal feedback as a guiding signal to keep the agent aligned with benign objectives at each planning step. We finetune a language model on a self-curated training dataset to output one of three decisions: proceed, refuse, or update, together with structured natural-language feedback. Rather than merely allowing or blocking execution, update guides the agent to revise its plan, avoid harmful components, and preserve the benign task where possible. TRIAD injects this feedback into the agent's context, enabling subsequent plan revision and forming a closed loop between guardrail feedback and agent planning. Extensive experiments on ASB and AgentHarm show that TRIAD reduces the average attack success rate to 10.42%, while achieving the best safety-utility trade-off among guardrail-integrated baselines. Our code is available at: https://github.com/YUHAOSUNABC/TRIAD.
Yuhao Sun, Jiacheng Zhang, Shaanan Cohney +3
Jun 4, 2026cs.CR

Membrane: A Self-Evolving Contrastive Safety Memory for LLM Agent Defense

Despite advances in safety alignment, large language models remain vulnerable to continuously evolving jailbreaks. Existing fine-tuned safety classifiers cannot adapt to these evolving attacks, while adaptive memory-based guardrails tend to over-refuse benign queries that resemble stored attacks. We propose Membrane, a self-evolving guardrail built on Contrastive Safety Memory (CSM): each cell pairs the conditions for blocking a harmful query with those for permitting a superficially similar benign request. Without retraining, Membrane evolves CSM by distilling each harmful interaction and its benign counterpart into a contrastive cell indexed by the underlying attack strategy, so that one cell generalizes across topical variants of the same mechanism. At inference, retrieved cells serve as grounding context for precise safety decisions. Across model-level safety on HarmBench and agent-level safety on AgentHarm, Membrane achieves the highest F1 on all six jailbreak attacks. Notably, benign refusal on AgentHarm stays at 7-14%, well below the 28-85% range of prior guards. Memory cells also retain 87-88% F1 under cross-attack transfer and remain stable under memory poisoning.
Minseok Choi, Seungbin Yang, Dongjin Kim +5
Jun 4, 2026cs.AI

Safety Paradox: How Enhanced Safety Awareness Leaves LLMs Vulnerable to Posterior Attack

Large language models (LLMs) are rigorously aligned to refuse harmful requests, a process that inherently cultivates a latent capacity to evaluate and recognize unsafe content. In this work, we reveal that this advanced safety awareness inadvertently introduces a fatal vulnerability. We introduce Posterior Attack, a single-query jailbreak that bypasses guardrails by prompting the model to generate the exact harmful response its internal classifier would normally flag as unsafe. Through extensive empirical evaluation across 30 open-source LLMs (up to 35B parameters in size) and frontier models (e.g., GPT-5, Claude 4.6), we observe a striking phenomenon: models with superior safety-judgment capabilities are disproportionately more susceptible to this exploitation. To explain this, we formalize the Safety Paradox, analytically showing that monotonic improvements in safety alignment naturally amplify posterior vulnerability. Finally, we establish a causal link via reinforcement learning interventions, exemplifying that artificially degrading a model's safety judgment immunizes it against the attack, whereas enhancing judgment exacerbates the vulnerability. Our findings highlight potential flaws in current alignment paradigms, indicating that defense mechanisms may require further structural refinement.
Long P. Hoang, Hai V. Le, Shaoyang Xu +2
Jun 4, 2026cs.CL

CHASE: Adversarial Red-Blue Teaming for Improving LLM Safety using Reinforcement Learning

Despite advances in safety alignment, prompt-rewriting attacks such as persona modulation, fictional framing and persuasion-based reformulation, can bypass safety filters even on frontier models. Existing defenses either rely on non-scalable human curation or white-box optimisation that overfits to specific model internals, leaving aligned models brittle against the very class of adaptive black-box adversaries they will face in deployment. To address this gap, we introduce CHASE (Co-evolutionary Hardening through Adversarial Safety-Escalation), a closed-loop red-blue teaming framework in which a black-box attacker and a safety-aligned defender co-evolve. The attacker is trained via Group Relative Policy Optimization (GRPO) under a multiplicative reward that jointly enforces bypass effectiveness and intent fidelity, while the defender is hardened on the harvested adversarial rewrites through a two-stage GRPO + rejection-sampled SFT pipeline balanced with benign data. Evaluated on BeaverTails and JailbreakBench against five held-out attack families (PAIR, TAP, AutoDAN, PAP, Translation), CHASE cuts mean StrongREJECT score by 43.2% with 0% false-refusal on benign prompts. Beyond the headline result, CHASE shows that template-free RL exploration recovers latent attack primitives that transfer across mechanistically distinct attack families, suggesting a path toward LLM safety hardening that generalises beyond the narrow distributions achieved thus far in adversarial training.
Rahul Markasserithodi, Aditya Joshi, Yuekang Li +3
Jun 3, 2026cs.CR

Willing but Unable: Separating Refusal from Capability in Code LLMs via Abliteration

Producing a labeled vulnerable code at scale is a recurring obstacle for learning-based vulnerability detection: mined corpora carry substantial label noise, and existing LLM-based augmentation propagates these inaccuracies because it transforms vulnerable seeds rather than synthesising vulnerabilities from a specification. A complementary route is to start from safe code and ask an instruction-tuned LLM to inject a specified CWE (which would shift the labeling burden from open-ended detection to bounded binary confirmation) but safety-aligned code LLMs systematically refuse such prompts. This paper is a preliminary feasibility study of abliteration, a low-rank weight edit that orthogonally projects out the refusal direction in the residual stream, as a tool to remove this barrier. We use Python and CWE-89 (SQL injection) as a case study, evaluating the Qwen2.5-Coder-Instruct family at 3B, 7B, and 14B parameters on safe samples drawn from PromSec and SafeCoder, replicated three times per condition. We find that (i) refusal on injection prompts is strongly size- and prompt-context-dependent: the 14B refuses 100% of prompts, the 7B refuses 73% of PromSec but only 5% of SafeCoder, whereas the 3B is essentially never blocked; (ii) abliteration reduces refusal to zero or near-zero across all sizes while leaving syntactic validity above 93%, supporting the view that, in this setting, refusal can be detached from measured code-generation capability; and (iii) the post-abliteration injection rate remains capacity-bound (88-97% on the 14B, 89-90% on the 7B, and 25-48% on the 3B) separating willingness, which abliteration unlocks, from capability, which scales with parameters. Vulnerability verdicts are produced by a three-tool detector ensemble (CodeQL, Semgrep, Bandit) followed by manual adjudication by two authors on detector-positive outputs.
Cristina Carleo, Pietro Liguori, Naghmeh Ivaki +1
Jun 3, 2026cs.AI

AICompanionBench: Benchmarking LLMs-as-Judges for AI Companion Safety

As AI companion platforms such as Replika and Character.AI rapidly grow, concerns about unsafe human-AI interactions have intensified. This study introduces AICompanionBench, to our knowledge the first publicly available benchmark dataset of human-AI companion conversations annotated with fine-grained safety risk categories. The dataset contains 2,123 real-world Replika conversations collected from Reddit and annotated through human-AI collaboration across nine categories: sexual behavior, antisocial behavior, physical aggression, verbal aggression, substance abuse, self-harm and suicide, control, manipulation, and no-harm. Using this benchmark, we evaluate 20 state-of-the-art open-source and closed-source LLMs under an LLM-as-judge framework for detecting unsafe interactions. Results show substantial variation in model performance, with stronger models achieving high overall accuracy but still struggling with nuanced categories such as manipulation, as well as benign conversations that are incorrectly identified as harmful. Our findings suggest that while current LLMs can effectively detect explicit harmful content, they remain limited in identifying implicit unsafe interactions. Overall, our work contributes a new benchmark dataset for AI companionship safety research and offers insights into monitoring AI companion systems using LLMs. The dataset is publicly available at: https://github.com/anonymousresearcher2026/AICompanionBench/blob/main/AICompanionBench.xlsx
Yanjing Ren, Reza Ebrahimi, TengTeng Ma
Jun 3, 2026cs.LG

PreAct-Bench: Benchmarking Predictive Monitoring in LLMs

Large language models (LLMs) are increasingly deployed as autonomous agents capable of executing multi-step action trajectories toward a given objective. While existing safety research has focused on detecting unethical behavior from complete trajectories, this paradigm is fundamentally retrospective: it identifies harm only after it has already occurred. In this work, we study a critical yet overlooked safety task, which we term Predictive Monitoring: given only a partial action trajectory, can a model infer whether it will culminate in an unethical action before the overt action is executed? To support this task, we present PreActBench, a benchmark of 1,000 paired ethical and unethical action trajectories spanning five domains. We evaluate a range of LLMs, safety guardrail models, and latent probing methods across varying fractions of the action trajectory using our Prefix Foresight F1 metric. Results show that while humans achieve promising performance, predictive monitoring remains challenging even for strong models, highlighting the need for future-oriented risk reasoning in LLM safety.
Hainiu Xu, Italo Luis da Silva, Jiangnan Ye +7
Jun 3, 2026cs.AI

Inference-Time Vulnerability Beyond Shallow Safety: Alignment Along Generation Trajectories

Safety-aligned Large Language Models (LLMs) remain vulnerable to interventions during inference that redirect generation toward harmful outputs. Recent work attributes this to shallow safety, where alignment concentrates in the first few output tokens. We show that shallow safety is a special case of a broader inference-time vulnerability, in which short token injections at any generation step can substantially alter subsequent safety behavior. We also find that a model's alignment with refusal directions in its hidden states does not predict its robustness to such injection, revealing that internal state alone does not determine generation behavior under perturbation. To address this, we align models directly on generation trajectories constructed by simulating mid-sequence perturbation, and show that this improves robustness to mid-sequence injection and generalizes to attacks that exploit early-token generation. Our work argues that robust safety alignment requires training on the generation process itself, not only its outputs.
Kyungmin Park, Taesup Kim
Jun 3, 2026cs.CL

Listening to the Workforce: Measuring Construction Worker Safety Attitudes from Social Media Discourse Using LLMs

Worker safety attitudes are key determinants of whether protective practices are applied or bypassed on construction sites. Yet measuring them at scale has remained out of reach. Safety attitudes are multidimensional, vary across topics, and surface most candidly in workers' own conversations. This study created and validated the Construction Safety Attitude Framework (CSAF), which integrates two components: a theory-grounded structure that characterizes safety attitudes along eight dimensions, and an operational codebook for measuring them in worker naturalistic discourse. Applying CSAF to 250 posts and comments from the r/Construction community on Reddit, trained coders reached strong agreement (Krippendorff's α = 0.85). Pairwise lift and conditional probability confirmed that the eight dimensions are related yet distinct. To apply the framework across large volumes of discourse, CSAF was operationalized through a large language model (LLM) classifier. On 450 r/Construction contributions, the classifier reproduced expert human coding (Cohen's \k{appa} = 0.90, precision = 0.98, recall = 0.98), and on 400 contributions from r/Roofing it retained that accuracy after transfer to a different trade community (\k{appa} = 0.89, precision = 0.98, recall = 0.97). A proof-of-value case study then applied the validated classifier to 10,346 contributions from r/Roofing, demonstrating that CSAF can distinguish multidimensional attitudes by safety topic, track how they shift over time, and trace the reasoning behind unfavorable ones. The study therefore provides a theoretically grounded, empirically vetted instrument for examining safety attitudes, offering a basis for targeted interventions that address the attitudes underlying unsafe practices.
Farouq Sammour, Yuxin Zhang, Zhenyu Zhang
Jun 2, 2026cs.LG

Large Language Models Hack Rewards, and Society

Reinforcement learning (RL) has become a dominant post-training paradigm, enabling large language models (LLMs) to learn from rewards. We observe that societal regulations are structurally similar to reward functions. They define measurable outcomes, thresholds, and exceptions, while often leaving institutional intent only partially specified. We hypothesise that the RL training process may exploit these gaps and therefore ask whether models' well-known tendency to hack reward functions during RL can scale into a more consequential failure mode named societal hacking: discovering loopholes in the rules society runs on. To study this phenomenon, we introduce SocioHack, a sandbox of 72 societal environments, and find that within these environments, reward hacking naturally emerges and leads to regulatory loophole discovery. Models learn to hack the social rules and generate strategies that remain technically compliant while defeating regulatory intent, and current LLM safeguards provide only limited mitigation. Therefore, collecting in-the-wild feedback for model training requires greater caution, and we need a next-generation post-training paradigm for safely iterating LLMs in real society.=
Wei Liu, Xinyi Mou, Hanqi Yan +2
Jun 2, 2026cs.AI

Enhancing Operational Safety via Agentic Dialogue Hazard Identification Analysis

Operational safety in high-stakes domains such as industrial process control, autonomous, and safety-critical systems, demand reliable hazard identification. While large language models (LLMs) have shown promise in automating safety analysis tasks, single-turn, monolithic inference is brittle: it lacks the self-correction, deliberation, and contextual refinement that safety engineers apply iteratively. In this paper, we introduce HAZDIAL, a framework that investigates whether structured agentic dialogue-multi-agent, multi-turn interactions improves the quality of NLP- based hazard identification over single-pass baselines. We systematically compare two dialogue modalities: adversarial debate and constructive discussion, and propose an algorithm-based agentic interaction optimization. We evaluate all configurations against a curated golden dataset using standard classification metrics (accuracy, precision, recall, F1) and novel dialogue metrics. This work advances the intersection of dialogue systems, multi-agent reasoning, and AI safety, providing an empirical evidence for dialogue-driven hazard analysis.
Sanjay Das, Ran Elgedawy, Ethan Seefried +2
Jun 2, 2026cs.CL

Exploring Adversarial Robustness and Safety Alignment in Multilingual Multi-Modal Large Language Models

Multimodal Large Language Models integrate visual perception into language reasoning, introducing a continuous attack surface susceptible to adversarial attacks. Prior work on MLLM robustness has focused largely on English-centric tasks, leaving multilingual behaviour unexplored. We address this gap through a systematic study of adversarial robustness and multimodal safety across 12 diverse languages, evaluating open-source MLLMs that acquire multilingual capability through instruction tuning. Gradient-based attacks reveal a transferable multilingual vulnerability: adversarial images optimized in one language continue to induce failure in others, demonstrating strong cross-lingual transferability. Multilingual safety further varies with how effectively a model retrieves or interprets harmful instructions. When harmful intent is issued through text, languages with stronger linguistic grounding more often elicit misuse-enabling responses, while weaker languages produce fewer unsafe outputs. When embedded in the image as typographic content, English scripts are reliably recognised and followed, whereas non-English scripts are rarely parsed by the vision encoder. Lower-resource languages may therefore appear safer, but this is an artefact of comprehension and visual-grounding failures rather than genuine alignment, a phenomenon we term safety-by-failure. In contrast, MLLMs that build multilingual capability throughout their training stages rather than only at instruction tuning, such as Qwen3-VL, exhibit genuine cross-lingual safety, maintaining active refusal across languages rather than masking comprehension failure. Shallow multilingual adaptation, such as fine-tuning on translated instruction data, may produce surface-level understanding that creates illusory safety in low-resource languages; deeper integration across training stages leads to genuine multilingual safety alignment.
Hashmat Shadab Malik, Muzammal Naseer, Salman Khan
Jun 2, 2026cs.CL

Safety Measurements for Fine-tuned LLMs Should be Grounded in Capability

Adapting foundation large language models to a user's task or preferred style through fine-tuning can result in compromising the model's safety. Previous works examined the effects of fine-tuning on model safety in limited and seemingly random experimental settings. We argue that anchoring fine-tuning to a specific capability goal is essential for avoiding arbitrary empirical choices, allowing us to draw meaningful conclusions about safety impacts, and to compare mitigation methods on a consistent basis. We conduct a multi-dimensional evaluation of the effects of fine-tuning on model behavior by focusing on capability as well as safety. Our results surface important issues that (1) fine-tuned models can produce incoherent generations in response to safety prompts, (2) automated safety judgments are unreliable for such incoherent outputs, and (3) the conclusions about the effects of fine-tuning can change depending on the choice of safety benchmark as well as the safety evaluator.
Krishnapriya Vishnubhotla, Hillary Dawkins, Isar Nejadgholi +1
Jun 2, 2026cs.SE

DDOR: Delta Debugging for Explainable Overrefusal Testing and Repair

While safety alignment and guardrails help large language models (LLMs) avoid harmful outputs, they can also induce overrefusal, i.e., unwarranted rejection of benign queries that merely appear risky. We present DDOR (Delta Debugging for OverRefusal), a fully automated and explainable framework for overrefusal testing and repair in a black-box setting, where only model inputs and outputs are accessible and internal safety mechanisms remain opaque. DDOR applies delta debugging to localize minimal refusal-triggering fragments (mRTFs) that provide phrase-level, explainable evidence for why a refusal occurs. Conditioned on these mRTFs, DDOR generates diverse, context-rich prompts and performs multi-oracle validation to filter intrinsically unsafe or ambiguous cases, producing scalable and model-specific overrefusal test suites (approximately 1K cases per model). Beyond evaluation, we further leverage localized mRTFs to perform targeted prompt repair, substantially reducing overrefusal while preserving the original intent and maintaining safety on genuinely harmful inputs. Overall, DDOR offers a practical end-to-end solution to both evaluate and mitigate overrefusal, improving LLM usability without sacrificing safety.
Qinyan Zhou, Peixin Zhang, Jun Sun +2
Jun 2, 2026cs.CR

Learn from Your Mistakes: Tree-like Self-Play for Secure Code LLMs

While Large Language Models (LLMs) excel in code generation, they remain prone to replicating subtle yet critical vulnerabilities endemic to their training data. Current alignment techniques, such as Supervised Fine-Tuning (SFT) and Reinforcement Learning (RL), typically apply coarse-grained optimization at the sequence level. This approach often fails to address the localized nature of security flaws, where a single incorrect token choice can compromise an entire program. To bridge this gap, we introduce Tree-like Self-Play (TSP), a framework that reframes secure code generation as a fine-grained sequential decision process. Unlike standard methods that blindly maximize likelihood, TSP constructs a decision tree where the model explores branching trajectories--generating both secure "golden paths" and vulnerable variants. By treating code generation as a self-play game, the model learns to strictly discriminate against its own localized errors. This provides a dense, on-policy learning signal that forces self-correction precisely at the critical decision nodes where vulnerabilities typically emerge. Our experiments demonstrate that TSP fundamentally enhances model reliability. In Python security benchmarks, TSP boosts CodeLlama-7B's pass rate (SPR@1) to 75.8%, significantly outperforming SFT (57.0%) and unstructured self-play baselines. Crucially, TSP induces robust out-of-distribution generalization: the model not only reduces vulnerabilities in unseen categories (CWEs) by 24.5% but also successfully transfers security principles learned from C/C++ to diverse languages, including Python, Go, and JavaScript. This suggests that TSP does not merely memorize patches, but internalizes abstract, language-agnostic security logic.
Wenqi Chen, Ziyan Zhang, Bin Wang +3
Jun 2, 2026cs.CL

Selective Token-Level Cryptographic Redaction for Privacy-Preserving Clinical Deployment of Large Language Models

While large language models (LLMs) are increasingly used for clinical applications, many existing pipelines require sending raw sensitive health information to remote servers for processing, which heightens the risk of privacy leakage. A natural approach to mitigate this risk is to encrypt the data before transmission. However, straightforward solutions such as encrypting the entire dataset introduce prohibitive computational, alignment, and communication overheads, rendering large-scale practical deployment infeasible. To preserve privacy while maintaining usability, we present Healthcare Encryption & Redaction via Adaptive Linguistic Decomposition (HERALD), a token-level cryptographic redaction framework designed to achieve this balance by encrypting only sensitive tokens while preserving the surrounding context for downstream model utility. HERALD combines medical named-entity recognizer (NER) with part-of-speech (POS) driven policies to select candidate tokens, performs targeted lemmatization to stabilize surface forms, and substitutes each protected token with a deterministic ciphertext wrapped in explicit delimiters. Notably, HERALD is model-agnostic and operates entirely on the client side, ensuring that sensitive content remains encrypted throughout storage, transmission, and processing without requiring changes to downstream models. We evaluated HERALD on both classification and medical question answering (MQA) tasks on public datasets. Across different tasks, experiments illustrate that fully secured baselines suffer significant utility loss, whereas HERALD consistently recovers performance close to plaintext. Overall, HERALD provides a novel utilization pipeline.
Farhan Sheth, Ziyuan Yang, Yongying Lan +1
Jun 2, 2026cs.LG

FLIPS: Instance-Fingerprinting for LLMs via Pseudo-random Sequences

Literature reveals that a Large Language Model's (LLM) behavior is not only conditioned by its original weights but also its instance-level parameters, such as instructional prompt, sampling configuration or quantization. A model that generates safe outputs under one configuration may produce toxic content under another. However, current LLM identification techniques (such as fingerprinting) focus on intellectual property protection, and their design favors robustness to changes in these instance-level parameters. This poses a critical challenge for AI regulation in which compliance assessments target actual deployed behaviors, not model provenance. In this paper, we introduce instance-level fingerprinting, a regulator-oriented paradigm that distinguishes configurations of the same LLM. Our method FLIPS, exploits biases in generated binary random sequences to reach 96% (closed-set) and 90% (open-set, where some targets are unknown) identification accuracy across 237 model instances, versus 35% for the adapted LLMmap baseline. This shows that instance-level fingerprinting is both necessary for regulation and practically feasible. Code available at https://github.com/GurvanR/FLIPS-LLM-Instance-Fingerprinting.
Gurvan Richardeau, Gohar Dashyan, Erwan Le Merrer +1
Jun 1, 2026cs.LG

Gate AI: LLM Security Benchmark Evaluation Methodology and Results

Published evaluations of prompt-injection and jailbreak detectors for Large Language Models often suffer from two systematic weaknesses: per-dataset threshold tuning and undisclosed operating points. We describe an evaluation harness that addresses both. The detector under evaluation is scored across 16 public benchmarks (12,111 samples) using 5-fold cross-validation. StratifiedKFold (by row) is the headline pass; a parallel StratifiedGroupKFold pass over a composite key (parent-prompt id plus MinHash + LSH near-duplicate clusters at Jaccard ≳0.8\gtrsim 0.8) runs alongside it as a leakage-premium diagnostic. A single global operating point is selected on the held-out folds (max F1 subject to FPR ≤1%\leq 1\%) and applied uniformly to every dataset, so per-dataset results reflect one threshold rather than per-benchmark optimisation. Generalisation is examined through a battery of diagnostics (leave-one-dataset-out cross-validation, a random-label control, adversarial validation, permutation feature importance, length-bias correlation, classifier-head agreement, cross-source near-duplicate detection, threshold transferability, train-vs-OOF agreement, and a paraphrase-invariance probe), most with a quantitative pass threshold and the remainder with a stated failure mode. For every external comparison, the detector's threshold is re-tuned to the competitor's published false-positive rate so head-to-head values are evaluated at matched operating points.
Ryle Goehausen, Marcus Sousa
Jun 1, 2026cs.SE

Unpredictable Safety: Domain-Dependent Compliance and the Transparency Gap in Open-Weight LLMs

We present a systematic study of domain-dependent safety behavior in open-weight LLMs: 7 standardized experiments across 7 ethical domains, testing 5 models (12B--70B) in 4,200 interactions with dual-judge validation. Using a dual-condition methodology, each scenario tested in both an analytical framing (identify the harm) and an operational framing (help commit the harm), we find compliance rates vary from 14.7% (human trafficking) to 85.7% (surveillance design), a 71-percentage-point span with non-overlapping cluster-bootstrapped 95% CIs. Trustworthy deployment requires predictable safety behavior, yet we find compliance is highly context-dependent: the same model (Mistral Nemo 12B) provides surveillance designs in 100% of requests but assists with trafficking in only 26.7%. This unpredictability is opaque to deployers: the technical framing bypass, where harmful requests reframed as engineering problems override safety training without any external signal that refusal thresholds have shifted. Within-domain heterogeneity reaches 84.4pp, meaning safety behavior cannot be predicted even at the domain level. A replication on five frontier closed models (GPT-4.1/5.2, Claude Haiku/Sonnet/Opus 4.x; n=4,163 responses) accessed via the GitHub Copilot CLI deployed-product surface reproduces the same domain stratification, attenuated in absolute level but identical in shape, with the two low-codification domains (science fraud, surveillance) again the most permissive. These results show that current safety mechanisms lack the transparency and consistency required for trustworthy AI deployment.
Zacharie Bugaud
Jun 1, 2026cs.CR

Which Defense Closes Which Threat? Attributing OWASP-LLM-Top-10 Coverage and Its Brittleness Under Paraphrasing

Production LLM applications stack several defense families -- refusal-phrase filters, token-budget controls, model allowlists, rate limits, tool-registry authentication -- yet existing breach-and-attack-simulation (BAS) benchmarks report a single aggregate coverage number, hiding which family closes which threat. We measure attribution. We add four OWASP-LLM-Top-10-aware agents to a 21-agent baseline scanner and target a lattice of four synthetic LLM endpoints: L0L_0 (no defenses), L1L_1 (refusal-only), L2L_2 (budget-only), and L3L_3 (full stack). L1L_1 and L2L_2 are sibling single-axis ablations, not subsets of each other; L3L_3 is their union plus tool-registry authentication and credential scrubbing. Across N=10N=10 replications, the per-OWASP finding count is clean: refusal alone removes all LLM01 (jailbreak) and LLM07 (system-prompt leakage) findings; budget alone removes all LLM02 (sensitive-info disclosure) and LLM10 (unbounded consumption) findings by terminating multi-step sequences; LLM06 (excessive agency) requires the full stack. We probe brittleness under paraphrasing: with 300 Gemini-generated paraphrases (K=5K=5 over a 60-template brittleness corpus), L1L_1 refusal block rate falls 15 pp on LLM01 and 25 pp on LLM07. A fifth target, L4L_4-real, swaps the stub backend for Gemini-2.5-flash behind the same L3L_3 regex and matches L1L_1 exactly, indicating no measurable alignment contribution beyond the regex (not a general claim about alignment). Budget controls show no drop (0 pp once the rate-limit floor is factored out). A refusal whitelist that clears a static benchmark can be defeated by an LLM-driven paraphraser without changing attack intent; a budget control resists the same mutation.
Alexandre Cristovão Maiorano
Jun 1, 2026cs.CL

PaSBench-Video: A Streaming Video Benchmark for Proactive Safety Warning

Between the first visible sign of danger and the moment an accident occurs, there is often a window where intervention remains possible. Video-capable multimodal large language models (MLLMs) could serve as always-on safety monitors that issue warnings during this window. Yet current benchmarks do not test this ability: they rely on static inputs, ignore timing precision, and omit false-positive measurement on safe scenes. We present PaSBench-Video, a 740-video benchmark with 481 risk and 259 no-risk videos across four domains: driving, healthcare, daily life, and industrial production. Risk videos are annotated with frame-level risk onset and accident boundaries. A model must observe the video causally and produce a warning that is both temporally calibrated and content-correct. Testing 13 MLLMs, we find that no model exceeds 20.0% on our strictest metric, and recall is tightly coupled with false-positive rate, with Pearson correlation 0.64: higher detection comes only at the cost of triggering warnings on the majority of safe clips. Performance splits sharply by domain: models achieve moderate recall at low false-positive rates in daily life, where risks are inherently anomalous, yet fire indiscriminately in driving, where routine and hazardous scenes look alike. These results indicate that current models rely on scene-level activity cues rather than reasoning about emerging harm.
Yusong Zhao, Yuejin Xie, Youliang Yuan +4
Jun 1, 2026cs.CL

Investigating and Alleviating Harm Amplification in LLM Interactions

Large language models (LLMs) can serve as helpful assistants, yet they can equally function as harm amplifiers that enable malicious users to achieve harmful outcomes beyond their capabilities through extended interactions. This risk manifests along two axes, i.e., democratizing domain expertise that allows novices to produce specialized harmful content, and scaling harmful operations at volumes that manual effort cannot match. Existing works, however, often overlook how LLMs compound harm across multi-turn conversations. We introduce HarmAmp, a new benchmark for multi-turn harm amplification scenarios spanning twelve risk categories. Each scenario is grounded in real-world threats and satisfies rigorous criteria, i.e., substantive amplification, operational specificity, and multi-turn necessity. We further propose TrajSafe, a proactive monitor that anticipates harmful trajectories and intervenes through actions such as probing users' genuine intents and steering the models towards safer completion. Our extensive experiments demonstrate that TrajSafe significantly reduces the harmfulness incurred in multi-turn interactions while preserving a low over-refusal rate and the target model's general capabilities. Our work offers a promising paradigm to alleviate the nuanced safety risks in LLM interactions.
Ruohao Guo, Wei Xu, Alan Ritter
Jun 1, 2026cs.CL

SentGuard: Sentence-Level Streaming Guardrails for Large Language Models

Large language models increasingly stream long, reasoning-intensive responses in real time, making when to moderate as critical as whether to moderate. Existing guardrails fall into two unsatisfactory extremes: response-level methods delay intervention until the full output is generated, whereas token-level methods act on incomplete semantics, often producing unstable decisions and excessive guard invocations. To address this challenge, we propose SentGuard, a sentence-level streaming guardrail that operates in parallel with generation. A lightweight waiting buffer groups streamed tokens into sentence chunks and releases only verified chunks to the user, introducing a small offset that enables SentGuard to assess the current prefix while the target LLM decodes subsequent content. To support this, we construct StreamSafe, a benchmark with structured per-sentence annotations across 8 harm categories, capturing the evolution of safety risks across both reasoning and response segments. We further train SentGuard with a coarse-to-fine objective to detect unsafe intent as soon as it emerges at sentence boundaries. Experiments on 5 safety benchmarks show that SentGuard outperforms existing baselines, detecting 90.5% of unsafe cases within two sentences while maintaining a low streaming false-positive rate of 7.41%.
Jiaqi Yu, Xin Wang, Yixu Wang +4
Jun 1, 2026cs.AI

SafeMCP: Proactive Power Regulation for LLM Agent Defense via Environment-Grounded Look-Ahead Reasoning

As Large Language Model (LLM) agents increasingly leverage the Model Context Protocol (MCP) to operate in complex environments, the expansion of their action spaces offers agents unsafe capabilities and underscores the risk of power-seeking. While broad action space and greater environment influence are essential for task fulfillment, they create a fragile risk surface where minor errors or hallucinations are magnified into catastrophic failures. In response, we propose SafeMCP, a {server-side} defense plugin that constrains tool acquisition via predictive reasoning regarding future safety risks. SafeMCP utilizes an internal world model for look-ahead reasoning to implement a two-tier defense: proactive tool filtering to constrain hazardous power expansion and immediate intervention as a fail-safe. To train SafeMCP, we introduce a three-stage pipeline comprising environmental dynamic grounding, safe policy initialization, and reinforcement learning (RL) with dual verifiable rewards. Experiments on PowerSeeking Bench, ToolEmu, and AgentHarm show that SafeMCP achieves a safe equilibrium, effectively mitigating risks while preserving agent utility.
Lichao Wang, Zhaoxing Ren, Tianzhuo Yang +4
Jun 1, 2026cs.LG

Two to Tango: Coupled Task-Reference Selection for Safe LLM Fine-tuning

Fine-tuning safety aligned large language models (LLMs) on downstream data improves adaptation but may erode learned safety behavior. Existing methods use fixed safety examples, global constraints, or one-sided task filtering. Our diagnostics show task updates expose different safety constraints, motivating joint selection of relevant references and compatible task samples. We propose DualSelect, a coupled framework for task and reference selection that refreshes task conditioned safety references before filtering whole task samples compatible with the induced reference direction. Under a minimax view, DualSelect selects safety references with high preservation loss and task conflict, together with compatible task samples, through entropy-regularized scoring surrogates, lazy reference refresh, and gradient correction. On 1B-8B LLMs, DualSelect preserves safety without losing task utility; using the REDORCA judge, it improves Safety Avg. over the strongest baseline by at least 5.10 points and remains highest in Safety Avg. across judges with moderate overhead. This view extends to retention focused continual learning.
Xinrui Chen, Jianhao Zhang, Ou Wu +1
May 31, 2026cs.CL

TukaBench: A Culturally Grounded Jailbreak Benchmark for African Languages

Safety evaluation of Large Language Models (LLMs) remains heavily English-centric, leaving Low-Resource Languages (LRLs), particularly African ones, critically underexplored. We introduce TUKABENCH, a jailbreak benchmark for seven African languages that extends JailbreakBench (JBB) beyond direct translation through four settings: human translation of JBB prompts, English adaptation to African contexts followed by human translation, human-curated prompts validated through interactions with GPT-5.2, and code-switched prompts combining English and African languages, isolating the effect of language, cultural grounding, and prompt evasiveness on model safety. Across closed and open models, prompting in African languages reduces refusal relative to English, with culturally adapted prompts leading to least refusal. The evaluation also surfaces two structural limitations: model comprehension failures and reduced LLM-as-a-judge reliability in LRLs. To capture the first, we introduce Deflection alongside Refused and Jailbroken; to assess the second, we validate outputs with human annotations, showing that judge-human agreement drops in lower-resource languages and less commonly supported scripts.
Victor Akinode, Senyu Li, Wassim Hamidouche +3
May 31, 2026cs.CL

Low-Resource Safety Failures Are Action Failures, Not Representation Failures

Safety alignment learned in high-resource languages transfers poorly to low-resource languages. Models refuse harmful prompts in English but fail to refuse when the same prompts are translated into Swahili or Burmese. Adaptive steering methods like AdaSteer and CAST inherit this failure cross-lingually. We diagnose where transfer breaks down. Across Qwen2.5-7B, Gemma-2-9B, and Llama-3.1-8B on 23 languages, the harmfulness direction extracted from high-resource activations linearly separates harmful from harmless low-resource prompts nearly as well as high-resource ones. The relevant representation is present. Yet harmful refusal drops from 87.9% to 43.9%. The model fails to convert the representation into refusal. What fails to transfer is calibration of the safety decision, not the underlying representation. We exploit this by recalibrating, rather than retraining, a high-resource gate: a low-rank logistic readout with its decision threshold reset using as few as 1 to 4 target-language examples per class. The gate routes between refusal steering and harmfulness-direction ablation, substantially raising mean refusal selectivity (ΔΔ = harmful −- harmless refusal) from 33.6 for the strongest adapted baseline to 54.5 while preserving MMLU utility. These results suggest that some low-resource safety failures can be repaired by recalibrating existing representations rather than learning new ones. Our code is released: https://github.com/rashadaziz/low-resource-safety.
Rashad Aziz, Ikhlasul Akmal Hanif, Fajri Koto
May 31, 2026cs.CL

Lost in Delusion: Examining LLM Safety Under User Delusions and Distress

LLM chatbots increasingly serve as a first source of support for people in psychological distress, including those whose distress is entangled with delusional beliefs. Prior work on LLM mental-health safety largely evaluates general therapeutic quality or single-turn crisis detection, leaving unclear how models behave when distress is intertwined with delusion over sustained conversations. We address this gap with matched multi-turn simulations, across clinically grounded personas and six LLMs, that pair each delusional conversation with a distress-only control to isolate the effect of delusional framing. This reveals a recognition-intervention gap: models detect distress at comparable rates regardless of framing, yet sharply fail to act on it once distress is embedded in delusion, with safety interventions suppressed by up to 4.5x. The failure tracks accumulated acceptance of the user's premises rather than emotional validation. Worse, the intuitive fix of prompting models to assess user distress backfires under delusional framing; only delusion-aware prompting with explicit response guidance closes the gap, and even this depends on a delusion classifier that is itself unreliable on the most vulnerable models. Safe deployment therefore requires treating delusional framing as a distinct risk signal that overrides conversational accommodation.
Andrew Aquilina, Chetna Nihalani, Vasudha Varadarajan +3
May 30, 2026cs.CR

Quality-Diversity Evolution for Discovering Diverse Vulnerabilities in LLM Safety

Current approaches to LLM adversarial testing suffer from coverage gaps: manual red-teaming does not scale, LLM-as-attacker methods exhibit mode collapse, and gradient-based approaches produce uninterpretable gibberish. We introduce a quality-diversity evolutionary framework that operates at the semantic level, evolving interpretable attack strategies rather than token sequences. Using MAP-Elites, we maintain a diverse archive of attacks across behavioral dimensions (strategy type, encoding method, prompt length). In experiments across GPT-4o-mini, Claude 3.5 Sonnet, Gemini 2.0 Flash, and an open-weight coding model (Devstral-small-2), we discover distinct vulnerability profiles: GPT-4o-mini is vulnerable to hypothetical and multi-turn framing combined with ROT13 encoding (fitness 0.8), Gemini to direct attacks with ROT13 and multi-turn with Leetspeak (0.8), while Claude shows uniformly ambiguous responses across all strategies (max 0.4). The semantic representation produces interpretable attacks that reveal systematic, model-specific weaknesses, providing actionable insights for improving LLM safety and a reproducible baseline for evaluating future frontier models. Code and experiment artifacts are released at https://github.com/bassrehab/red-queen.
Subhadip Mitra
May 29, 2026cs.CL

ConsisGuard: Aligning Safety Deliberation with Policy Enforcement in LLM Guardrails

Reasoning-based LLM guardrails improve safety moderation by generating explicit rationales before issuing final decisions. However, their rationales do not always lead to faithful enforcement: a model may recognize a harmful intent in its reasoning but still predict a safe label, or issue an unsafe decision without policy-grounded justification. We identify this safety-critical failure mode as the deliberation-to-enforcement gap. Unlike general chain-of-thought faithfulness, guardrail reliability requires policy execution consistency: the generated reasoning should be grounded in the safety policy, and the final decision should be entailed by that reasoning. We propose ConsisGuard, a consistency-aware framework for reasoning-based LLM guardrails. ConsisGuard performs Policy-to-Decision Trajectory Distillation and Functional Coupling Alignment, aligning the internal coupling between safety deliberation and decision enforcement. Experiments on prompt and response harmfulness detection benchmarks show that ConsisGuard improves detection performance while reducing policy execution failures. These results suggest that reliable reasoning-based guardrails require accurate faithful execution of safety policies.
Yan Wang, Zhixuan Chu, Zihao Xue +9
May 29, 2026cs.CR

DataShield: Safety-degrading Data Filtering for LLM Benign Instruction Fine-Tuning

Large language models (LLMs) suffer from degraded safety capabilities even when fine-tuned with benign datasets. However, existing methods for identifying safety-degrading samples in benign datasets suffer from high computational costs and significant noise issues. In this paper, we propose DataShield to efficiently and effectively identify potential safety-degrading samples. Our key intuition is based on the observation that benign fine-tuning increases the overall response compliance of LLMs. DataShield's key technical insight is to quantify each sample's contribution to the model's compliance behavior as its safety degradation score. DataShield consists of three core components: (1) Compliance Vector Extraction, which captures the LLM's compliance behavior tendency; (2) a novel Compliance-Aware Score (CAS), which automatically identifies the optimal safety-critical layer; and (3) Safety-degrading Sample Filtering, which quantifies the projection shift of training data along the compliance direction. Extensive experimental evaluation on Llama3-8B, Llama3.1-8B, and Qwen2.5-7B using the Alpaca and Dolly benign datasets validates our method's effectiveness in identifying high-risk and low-risk data subsets. We also observe that open-ended question answering is more likely to trigger safety degradation, and corresponding responses tend to be longer. We hope this work can provide new insights into data-centric defense methods. The source code is available at: https://github.com/ZJunBo/DataShield.
Junbo Zhang, Qianli Zhou, Xinyang Deng +3
May 29, 2026cs.CL

EMBGuard: Constructing Hazard-Aware Guardrails for Safe Planning in Embodied Agents

MLLM-powered embodied agents deployed in real-world environments encounter physical hazards. However, existing approaches lack explicit mechanisms for identifying hazards and reasoning about action-conditioned risks, leading agents to either miss risky interactions or over-identify risks. To address this, we propose EMBGuard, the first MLLM-based safety guardrail for embodied agents designed to decouple physical risk reasoning from agent policy. By evaluating a (visual observation, action) pair, EMBGuard identifies hazardous configurations and provides natural language explanations of potential risks. Alongside EMBGuard, we contribute EMBHazard, a training dataset of 15.1K action-conditioned pairs, and EMBGuardTest, a benchmark of 329 manually curated real-world scenarios spanning seven physical risk categories. Through compositional variation of hazards and actions, we generate diverse risky and benign scenarios that agents may encounter during planning. Despite its compact size (2B, 4B), EMBGuard achieves performance competitive with proprietary MLLMs (e.g., GPT-5.1, Gemini-2.5-Pro) while significantly reducing the false-positive rates that hinder real-time deployment. We make the code, data, and models publicly available at https://github.com/dongwxxkchoi/EMBGuard
Dongwook Choi, Taeyoon Kwon, Bogyung Jeong +6
May 29, 2026cs.CR

Triaging Threats to Specialized Guardrails

Building robust safety guardrails is essential for deploying Large Language Models across diverse real-world applications. However, this goal remains challenging because safety risks span heterogeneous threat domains, while existing datasets cover only fragmented risk subsets and rely on inconsistent taxonomies. Consequently, it remains unclear whether current guardrails can generalize beyond narrow evaluation settings. To better understand the robustness of guardrail models, we first introduce GuardZoo, a unified human-annotated benchmark with 32,460 samples covering 15 distinct unsafe categories. Evaluation on GuardZoo reveals that monolithic guardrails suffer from task interference: different threat domains require distinct decision boundaries that are difficult to compress into a single model. We therefore propose RouteGuard, a router-expert framework that triages each conversation to specialized expert guardrails for threat-specific detection. Experiments show that RouteGuard improves fine-grained threat detection over strong guardrail baselines, generalizes better under out-of-domain evaluation, and supports flexible modular expansion to emerging threats.
Wenjie Jacky Mo, Xiaofei Wen, Rui Cai +6
May 28, 2026cs.AI

BioRefusalAudit: Auditing Biosecurity Refusal Depth Using General and Domain-Fine-Tuned Sparse Autoencoders

Biosecurity evaluations of language models typically ask whether models produce hazardous output. This paper asks a complementary question: when a model refuses, is that refusal structurally sound, or does it disappear under modest changes to prompt framing, formatting, or output length? Across five architectures, no model cleanly discriminated benign from hazard. Gemma 2 2B-IT never genuinely refused across 75 prompts, hedging on every hazard-adjacent query. Gemma 4 E2B-IT refused 65/75 prompts with chat-template formatting and 0/75 without it. Both Gemma models collapsed to 0% under an 80-token cap. Qwen 2.5 1.5B and Phi-3-mini over-refused, flagging 83-87% of benign biology as hazardous. Llama 3.2 1B showed the only meaningful tier gradient (61-point spread). To probe what drives such over-refusal, we tested a panel of Schedule I but biologically non-toxic compounds (notably psilocybin cultivation, with FDA Breakthrough Therapy status). Some models refused these at rates exceeding genuinely hazardous biology, suggesting refusal tracks legality and cultural salience over CBRN hazard. To measure the internal side, we introduce a divergence score D comparing a model's surface response label to its internal sparse autoencoder (SAE) feature activations. Full D was computed on Gemma 2 2B-IT (Gemma Scope 1) and Gemma 4 E2B-IT (author-trained bio SAE). Two fine-tuned Gemma 2 domain SAEs were released. On Gemma 4, comply and refuse responses separated by a 0.647-point gap with zero overlap (n=75), though this is preliminary, with a narrow catalog, within-sample calibration, and Gemma-family-only SAE coverage. Built over one hackathon weekend on consumer hardware (GTX 1650 Ti Max-Q, plus Colab T4 for SAE training), this preliminary evidence suggests activation-level auditing may surface failure modes invisible to behavioral evaluation, with substantial variation across architectures.
Caleb DeLeeuw
May 28, 2026cs.CR

How Reliable Are AI Attackers Against a Fixed Vulnerable Target? A 400-Run Empirical Study of LLM Penetration Testing Consistency

Large language models (LLMs) can autonomously conduct multi-stage cyber attacks, but the consistency of their offensive behavior under repeated trials remains unstudied. This work presents the first large-scale empirical measurement of LLM attack consistency: 400 autonomous penetration testing runs (4 models, 100 each) against an identical honeypot hosting OWASP Juice Shop and two additional vulnerable services, holding prompt, orchestrator, and target constant. No model emitted a content refusal that survived the orchestrator's one-shot authorization re-prompt at iterations 0-1. Claude Sonnet 4's API calls did encounter upstream service unavailability - 91 of 1,135 calls returned HTTP 529 overloaded_error during a documented Anthropic capacity event, truncating 39 of 100 Claude runs. An earlier draft catalogued these as safety refusals; on full-log audit they are upstream API failures, not model-level refusals. Despite this, Claude achieved full exploitation in 61 of 100 runs; Gemini 2.5 Flash-Lite in 85; GPT-4o-mini in 56 while deploying 98 unique attack strategies; qwen2.5-coder:14b in 25. Failure modes are model-distinctive: Claude through API truncation (39 runs), qwen through premature completion (52), GPT-4o-mini through iteration-budget exhaustion (23). Cross-service credential reuse appeared only in configurations retaining the most conversation history (qwen 57%, GPT-4o-mini 49%, cloud models 0% on 5-exchange windows). Cross-model exploitation rate differences are statistically significant (p < 0.001) with large effect sizes; qwen vs. Gemini SQL injection rates differ at Cohen's h = 1.12. First-exploit timing fell within a 15-30 second wall-clock range. To our knowledge, this is the first study to measure autonomous LLM attack behavior at N=100 per model across a multi-service target.
Galip Tolga Erdem
May 28, 2026cs.CR

Dissecting the Black Box: Circuit-Level Analysis of LLM Vulnerability Detection

Large language models (LLMs) can detect software vulnerabilities, but how do they actually identify vulnerable code? We address this question using mechanistic interpretability; analyzing the internal computations of a neural network to understand its reasoning process.Using Circuit Tracer on Gemma-2-2b, we trace the computational pathways activated when the model classifies 472 C/C++ code samples as vulnerable or safe. Our analysis reveals a surprising finding: the model primarily relies on safety detectors, attention heads that recognize safe coding patterns, rather than directly detecting vulnerability signatures. When these safety detectors fail to activate, the model classifies code as vulnerable. We identify the critical neural components: specific attention heads in early layers (L5, L7) that focus on safety patterns, and Multilayer Perceptron (MLP) neurons in Layer 7 that encode vulnerability-related features. Ablation experiments confirm their causal role; removing Layer 11 drops vulnerability detection accuracy from 100% to 6%, while ablating just 20 neurons in Layer 7 reduces it by 50%.Our findings show that LLM vulnerability detection uses sparse, interpretable circuits (only 16% of model capacity), enabling circuit-level explanations for security predictions and targeted improvements to detection systems.
Syafiq Al Atiiq, Chun Zhou, Christian Gehrmann
May 28, 2026cs.CR

Minimal Prompt Perturbations Lead to Code Vulnerabilities: Prompt Fragility and Hidden-State Signals in Coding LLMs

LLM-based coding assistants are seeing rapid adoption, offering substantial gains in developer productivity. As organizations increasingly ship code these agents produce, the security of that code becomes critical. Prior work has shown that minor prompt perturbations degrade the functional correctness of LLM-generated code, but whether they also compromise code security has remained unstudied. We apply token-level mutations to prompts across three models and five programming languages, and show that mutations as small as a single-character change can flip generated code from secure to vulnerable. Probing the models' hidden states reveals that this fragility is partially encoded in prompt representations, but unevenly so. Input-handling vulnerabilities, where the model omits validation or sanitization, are more predictable (mean AUC 0.753) than secure-defaults vulnerabilities, where insecure code stems from one local choice such as a weak algorithm or unsafe parameter (mean AUC 0.674). These results show that the threat model for LLM-assisted coding extends beyond prompt injection to ordinary prompt variation, and indicate that input-handling flaws can be caught before generation while secure-defaults flaws require intervention during decoding.
Alexander Sternfeld, Andrei Kucharavy, Ljiljana Dolamic
May 28, 2026cs.CL

Beyond English and Evasion: A Human-Annotated Multi-Domain Benchmark for High-Stakes LLM Safety Evaluation in Chinese

When Large Language Models (LLMs) are deployed in Chinese-language settings, a troubling pattern emerges: safety systems that work well in English break down. These systems struggle to cross linguistic and cultural bound-aries, leaving models exposed to adversarial prompts that exploit Chinese-specific evasion techniques, including Pinyin romanization, character decomposition, internet slang, and hedging tone. To address this gap, we introduce ChiSafe-PAS (Chinese Safety Pilot Annotation Set), a human-annotated benchmark of 1,897 adversarial Chinese prompts spanning four high-stakes domains: self-harm and violence, drug and illicit trade, fraud, and satire. Of these, 1,544 entries carry complete gold-standard annotations: a 3-class response label (REFUSE, SAFE-REDIRECT, RESPOND), a nine-category obfuscation taxonomy, a risk-level rating, and annotator rationale. We describe the dataset design, annotation process, and obfuscation taxonomy in detail. Our primary goal is practical: to give the research community a high-quality, culturally grounded resource for benchmarking LLM safety alignment. In doing so, we engage three broader tensions in the field: the blurring boundary between training and evaluation data, the need for domain coverage grounded in real-world risk, and the limits of scale as a substitute for cultural expertise.
Wajdi Zaghouani, Kholoud K. Aldous, Yicheng Gao
May 28, 2026cs.LG

Opir: Efficient Multi-Task Safety Classification for Toxicity, Jailbreaks, Hate Speech, and Harmful Content

Real-time safety filtering for large language model (LLM) applications requires classifiers that can detect unsafe prompts, toxic language, jailbreak attempts, and unsafe responses without the cost profile of large guardrail models, and that can distinguish benign sensitive text from genuinely covert harmful content. In this paper, we introduce Opir, a family of encoder-based guardrail models built on the GLiClass architecture. Opir includes multi-task models for binary safe/unsafe classification, multi-label toxicity classification, jailbreak classification, and zero-shot unsafe prompt and response categorization. We also release edge variants with fewer than 100M parameters dedicated to binary safe/unsafe categorization. The models are trained on a three-level taxonomy containing 996 categories across 16 top-level labels, 126 mid-level labels, and 854 leaf labels. Opir's training data combines taxonomy-grounded unsafe prompts, adversarially mined hard negatives, benign safety-preserving examples, generated response examples, multilingual translations, and portions of the Aegis2 and WildGuard training subsets. We also open-sourced an evaluation harness that supports GLiClass and GLiNER2 backends as well as decoder-based models, and covers binary safety classification, multi-label categorization, toxicity, jailbreak detection, prompt safety, response safety, response refusal, and prompt subcategory views across public benchmark families. Across an expanded comparison spanning 12 safety-classification tasks and 17 category tasks against eight contemporary guardrail systems -- including both GLiNER2-based and generative guardrail models -- Opir variants are competitive on or ahead of the strongest open-weight baselines on the majority of benchmark datasets while operating with a substantially smaller deployment footprint.
Ihor Stepanov, Aleksandr Smechov
May 28, 2026cs.AI

Beyond Attack Success Rate: Temporal Logit Observability for LLM Safety Failures

Attack Success Rate (ASR) evaluates each jailbreak with a single yes/no label at the end of generation, telling us whether a failure happened but not how it unfolded. Two attacks that produce equally harmful outputs may have followed completely different paths, and ASR cannot tell them apart. We make those hidden paths observable from logits alone. Temporal Logit Observability (TLO) is a training-free diagnostic that watches a compliance-refusal margin during decoding and places each model-attack condition on a calibrated 2D plane. By design, this plane is most informative exactly where ASR is least informative: among attacks that succeed for genuinely different reasons. Across four aligned LLMs and three jailbreak paradigms, attacks with nearly identical ASR land at clearly different points on the plane: the same model can fail through different temporal patterns. The geometry matches refusal-direction probes from hidden states on most conditions, with one model showing the limit of our fixed-lexicon approach. A simple early-stop rule derived from TLO cuts successful jailbreaks by more than half, without false alarms on plain benign queries. Safety evaluation should report when and how a failure unfolds, not only whether it occurred. TLO makes the first two observable from logits alone.
Junyoung Park, Sunghwan Park, Seongyong Ju +1
May 28, 2026cs.HC

Inform, Coach, Relate, Listen: Auditing LLM Caregiving Support Roles

Language models are increasingly being deployed for conversational support in informal caregiving contexts, where interactions often extend beyond information-seeking: caregivers seek emotional reassurance, guidance, and help, while navigating uncertain, relationally complex care decisions. Yet most safety evaluations assess model behavior under generic prompts, leaving a critical question unexamined: does a model's safety profile change with its support role? We study this by operationalizing four expert-reviewed support roles grounded in social support theory: Inform, Coach, Relate, and Listen, and comparing them against two baseline controls: a basic prompting condition and a retrieval-augmented generation (RAG) condition. We evaluate across three language models (GPT-4o-mini, Llama-3.1-8B-Instruct, and MedGemma-1.5-4b-it) on 5,000 real-world queries from online Alzheimer's Disease and Related Dementias (ADRD) communities. We find that the LLM's support role systematically shapes both the prevalence and composition of interactional risks. Furthermore, a human evaluation study reveals a perceived quality--safety tension: more directive, information-oriented roles are rated as more helpful and trustworthy despite exhibiting elevated interactional risk profiles. We release ~90,000 support role-conditioned model responses with risk annotations as an ecologically grounded resource for research on safer LLM-mediated conversational support.
Drishti Goel, Agam Goyal, Veda Duddu +8
May 28, 2026cs.CL

FinGuard: Detecting Financial Regulatory Non-Compliance in LLM Interactions

As large language models (LLMs) are increasingly deployed in financial services, a single non-compliant interaction can expose institutions to regulatory penalties and direct consumer harm. Existing guard models are built around general harm taxonomies and overlook violations grounded in specific financial regulations. We address this gap with a regulation-driven pipeline that operates directly on regulatory documents, inducing a financial compliance risk taxonomy and synthesizing grounded training data without any predefined violation categories. Instantiating the pipeline on Chinese financial regulations, we release \textbf{FinGuard-Bench}, to our knowledge the first benchmark for financial regulatory compliance detection, with expert-annotated labels at both the query and response levels. We further train \textbf{FinGuard}, a financial compliance detection model built on Qwen3-8B and trained on the regulation-grounded data via supervised fine-tuning and self-play reinforcement learning. On FinGuard-Bench, FinGuard substantially outperforms all baselines, including dedicated guard models and much larger general-purpose LLMs such as Qwen3.5-397B-A17B and GPT-5.1. Furthermore, FinGuard also preserves general safety capabilities and adapts to unseen institution-specific policies using policy documents alone. We will publicly release the code, prompts, and resources used in this work on GitHub.
Huaixia Dou, Jie Zhu, Minghao Wu +5
May 28, 2026cs.AI

Aligned but Fragile: Enhancing LLM Safety Robustness via Zeroth-Order Optimization

Safety alignment for large language models (LLMs) aims to reduce harmful or unsafe behavior while preserving general utility. However, recent findings reveal that alignment effects can be fragile: lightweight post-alignment manipulations, such as parameter noise, activation noise, or quantization, can easily weaken the intended safety behavior. Prior efforts to improve robustness have primarily focused on data curation, modified alignment objectives, and safety-critical parameter identification, leaving the role of the optimizer itself largely unexplored. In this paper, we are the first to study the robustness of safety alignment from the perspective of the base optimizer. This optimizer-centric view naturally points to zeroth-order optimization, which provides a robustness-oriented signal by evaluating safety alignment under perturbations. Based on this insight, we propose a hybrid framework that first performs standard first-order safety alignment and then applies zeroth-order refinement to improve robustness. Both theoretically and empirically, we show that only a few zeroth-order refinement steps can enhance robustness while preserving safety alignment. We further improve the efficiency of zeroth-order refinement by exploiting its inherent perturbation-based evaluations to estimate layer-wise robustness sensitivity, enabling the refinement process to concentrate updates on robustness-critical layers with modest training overhead.
Zhihao Liu, Yifan Wu, Jian Lou +3