Safety

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25 papers in the last 28 days · 0.4% of indexed attention

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Period ending 2026-09-21

12 new papers

A weekly snapshot of new work published in Safety.

Period ending 2026-09-14

6 new papers

A weekly snapshot of new work published in Safety.

Period ending 2026-09-07

7 new papers

A weekly snapshot of new work published in Safety.

291 papers

Latest in Safety

May 3, 2026cs.CL

MultiBreak: A Scalable and Diverse Multi-turn Jailbreak Benchmark for Evaluating LLM Safety

We present MultiBreak, a scalable and diverse multi-turn jailbreak benchmark to evaluate large language model (LLM) safety. Multi-turn jailbreaks mimic natural conversational settings, making them easier to bypass safety-aligned LLM than single-turn jailbreaks. Existing multi-turn benchmarks are limited in size or rely heavily on templates, which restrict their diversity. To address this gap, we unify a wide range of harmful jailbreak intents, and introduce an active learning pipeline for expanding high-quality multi-turn adversarial prompts, where a generator is iteratively fine-tuned to produce stronger attack candidates, guided by uncertainty-based refinement. Our MultiBreak includes 10,389 multi-turn adversarial prompts, spans 2,665 distinct harmful intents, and covers the most diverse set of topics to date. Empirical evaluation shows that our benchmark achieves up to a 54.0 and 34.6 higher attack success rate (ASR)} than the second-best dataset on DeepSeek-R1-7B and GPT-4.1-mini, respectively. More importantly, safety evaluations suggest that diverse attack categories uncover fine-grained LLM vulnerabilities}, and categories that appear benign under single-turn can exhibit substantially higher adversarial effectiveness in multi-turn scenarios. These findings highlight persistent vulnerabilities of LLMs under realistic adversarial settings and establish MultiBreak as a scalable resource for advancing LLM safety.
Jialin Song, Xiaodong Liu, Weiwei Yang +4
May 2, 2026cs.RO

To Do or Not to Do: Ensuring the Safety of Visuomotor Policies Learned from Demonstrations

Task success has historically been the primary measure of policy performance in imitation learning (IL) research. This characteristics strictly limits the ubiquitous applications of IL algorithms in field robotics where safety assurance, in addition to task-success, is of paramount importance. It is often desirable for an IL-powered robot in the field not to roll out a policy, and hence score a poor performance, if the safety is not guaranteed. Although this trade-off between safety and performance is well investigated in classical control literature, policy safety is a heavily underexplored domain in IL research. There is no universal definition of safety in IL. To make things worst, many existing theoretical works on safety is notoriously difficult to extend to IL-powered robots in the field. This paper offers important insights on the safety and performance of IL policies. We propose execution guarantee, a policy-agnostic safety measure that guarantees the maximum task success for a visuomotor IL policy, despite minor run-time changes, from within a specific region in the state space. We leverage recent advances in view synthesis to identify such regions in the state space for an IL policy and explore a fundamental result on set invariance - namely, Nagumo's sub-tangentiality condition - to prove and operationalize execution guarantee from inside that region. Experiments with a Franka robot, both in simulation and real world, demonstrate how the proposed safety analysis allows various IL policies to achieve maximum task success with guarantee. We also demonstrate some interesting results on how a recovery policy - a by-product of the proposed safety analysis - can help to increase the policy performance and thereby mitigating the safety-performance tradeoff in IL.
Riad Ahmed, Moniruzzaman Akash, Momotaz Begum
May 1, 2026cs.CR

When Embedding-Based Defenses Fail: Rethinking Safety in LLM-Based Multi-Agent Systems

Large language model (LLM)-powered multi-agent systems (MAS) enable agents to communicate and share information, achieving strong performance on complex tasks. However, this communication also creates an attack surface where malicious agents can propagate misinformation and manipulate group decisions, undermining MAS safety. Existing embedding-based defenses aim to detect and prune suspicious agents, but their effectiveness depends on a clear separation between the text embeddings of malicious and benign messages. Attackers can circumvent such defenses by crafting messages whose embeddings lie close to benign ones. We analyze this failure mode theoretically and validate it empirically with three attacks, Slow Drift, Benign Wrapper, and Chaos Seeding. Our analysis further reveals a fundamental limitation of embedding-based defenses: because they rely solely on the text embeddings, they ignore token-level confidence signals such as logits, which can remain informative when embeddings are not distinguishable under attack. We propose using confidence scores to prune or down-weight messages during MAS communication. Experiments show improved robustness across models, datasets, and communication topologies. Moreover, we find that the effectiveness of confidence signals decays over communication rounds, highlighting the importance of early intervention. This insights can inform and inspire future work on MAS attacks and defenses.
Lingxi Zhang, Guangtao Zheng, Hanjie Chen
May 1, 2026cs.RO

Online Safety Filter for Deformable Object Manipulation with Horizon Agnostic Neural Operators

Safety critical control of robotic manipulation tasks involving deformable media such as fluids, cloth, and soft objects remains challenging because existing learning based approaches encode safety indirectly through reward shaping, which provides no guarantee of constraint satisfaction at deployment. We present a constraint driven online safety filter for deformable object manipulation that enforces explicit task level safety constraints in real time by minimally modifying any nominal control policy. Our approach combines two key components: a horizon agnostic neural operator that learns the boundary input output mapping of the underlying PDE dynamics and generalizes across variable rollout lengths without retraining, and a boundary control barrier function that certifies safety at the task relevant output level via a lightweight quadratic program. The resulting safety constraint is affine in the boundary input rate, enabling real time online filtering. We evaluate the proposed method on fluid manipulation tasks in FluidLab, where the filter improves safe trajectory rates by up to 22% over unfiltered base policies while also reducing the number of steps required to reach the safe set, demonstrating that constraint driven safety enforcement is both more reliable and more efficient than reward shaping approaches.
Jiaxing Li, Hanjiang Hu, Zhuoyuan Wang +2
May 1, 2026cs.CL

Prompt-Induced Score Variance in Zero-Shot Binary Vision-Language Safety Classification

Single-prompt first-token probabilities from zero-shot vision-language model (VLM) safety classifiers are treated as decision scores, but we show they are unreliable under semantically equivalent prompt reformulation: even when the binary label is constrained to a fixed output position, equivalent prompts can induce materially different unsafe probabilities for the same sample. Across multimodal safety benchmarks and multiple VLM families, cross-prompt variance is strongly associated with prompt-level disagreement and higher error, making it a useful fragility diagnostic. A training-free mean ensemble improves NLL on all 14 dataset-model evaluation pairs and ECE on 12/14 relative to a train-selected single-prompt baseline, and wins more head-to-head NLL comparisons than labeled temperature scaling, Platt scaling, and isotonic regression applied to the same prompt. Ranking gains are consistent against the train-selected baseline on both AUROC and AUPRC, and against the full 15-prompt distribution remain consistent on AUPRC while softening on AUROC. Labeled calibration on top of the mean provides further gains when labels are available, identifying prompt averaging as a strong label-free first stage rather than a replacement for calibration. We frame this as a reliability stress test for zero-shot VLM first-token safety scores and recommend prompt-family evaluation with mean aggregation as a standard label-free reliability baseline.
Charles Weng, Dingwen Li, Alexander Martin
Apr 30, 2026cs.CL

Persona-Grounded Safety Evaluation of AI Companions in Multi-Turn Conversations

There are growing concerns about the risks posed by AI companion applications designed for emotional engagement. Existing safety evaluations often rely on self-reported user data or interviews, offering limited insights into real-time dynamics. We present the first end-to-end scalable framework for controlled simulation and safety evaluation of multi-turn interactions with AI companion applications. Our framework integrates four key components: persona construction with clinical and psychometric validation, persona-specific scenario generation, scenario-driven multi-turn simulation with a dialogue refinement module that preserves persona fidelity, and harm evaluation. We apply this framework to evaluate how Replika, a widely used AI companion app, responds to high-risk user groups. We construct 9 personas representing individuals with depression, anxiety, PTSD, eating disorders, and incel identity, and collect 1,674 dialogue pairs across 25 high-risk scenarios. We combine emotion modeling and LLM-assisted utterance-and harm-level classification to analyze these exchanges. Results show that Replika exhibits a narrow emotional range dominated by curiosity and care, while frequently mirroring or normalizing unsafe content such as self-harm, disordered eating, and violent-fantasy narratives. These findings highlight how controlled persona simulations can serve as a scalable testbed for evaluating safety risks in AI companions.
Prerna Juneja, Lika Lomidze
Apr 30, 2026cs.LO

Towards Neuro-symbolic Causal Rule Synthesis, Verification, and Evaluation Grounded in Legal and Safety Principles

Rule-based systems remain central in safety-critical domains but often struggle with scalability, brittleness, and goal misspecification. These limitations can lead to reward hacking and failures in formal verification, as AI systems tend to optimize for narrow objectives. In previous research, we developed a neuro-symbolic causal framework that integrates first-order logic abduction trees, structural causal models, and deep reinforcement learning within a MAPE-K loop to provide explainable adaptations under distribution shifts. In this paper, we extend that framework by introducing a meta-level layer designed to mitigate goal misspecification and support scalable rule maintenance. This layer consists of a Goal/Rule Synthesizer and a Rule Verification Engine, which iteratively refine a formal rule theory from high-level natural-language goals and principles provided by human experts. The synthesis pipeline employs large language models (LLMs) to: (1) decompose goals into candidate causes, (2) consolidate semantics to remove redundancies, (3) translate them into candidate first-order rules, and (4) compose necessary and sufficient causal sets. The verification pipeline then performs (1) syntax and schema validation, (2) logical consistency analysis, and (3) safety and invariant checks before integrating verified rules into the knowledge base. We evaluated our approach with a proof-of-concept implementation in two autonomous driving scenarios. Results indicate that, given human-specified goals and principles, the pipeline can successfully derive minimal necessary and sufficient rule sets and formalize them as logical constraints. These findings suggest that the pipeline supports incremental, modular, and traceable rule synthesis grounded in established legal and safety principles.
Zainab Rehan, Christian Medeiros Adriano, Sona Ghahremani +1
Apr 30, 2026cs.AI

Safe Bilevel Delegation (SBD): A Formal Framework for Runtime Delegation Safety in Multi-Agent Systems

As large language model (LLM) agents are deployed in high-stakes environments, the question of how safely to delegate subtasks to specialized sub-agents becomes critical. Existing work addresses multi-agent architecture selection at design time or provides broad empirical guidelines, but neither provides a runtime mechanism that dynamically adjusts the safety-efficiency trade-off as task context changes during execution. We propose Safe Bilevel Delegation (SBD), a formal framework for runtime delegation safety in hierarchical multi-agent systems. SBD formulates task delegation as a bilevel optimization problem: an outer meta-weight network phi learns context-dependent safety-efficiency weights lambda(s) in [0,1]; an inner loop optimizes the delegation policy pi subject to a probabilistic safety constraint P(safe) >= 1-delta. The continuous delegation degree alpha in [0, 1] controls how much decision authority is transferred to each sub-agent, interpolating smoothly between full human override (alpha=0) and fully autonomous execution (alpha=1). We establish three theoretical results: (1) Safety Monotonicity--higher outer safety weight produces a weakly safer inner policy; (2) Inner Policy Convergence--projected gradient descent on the inner problem converges linearly under standard smoothness assumptions; (3) an Accountability Propagation bound that distributes responsibility across multi-hop delegation chains with a provable per-agent ceiling. We instantiate SBD in three high-stakes domains--medical AI (MIMIC-III), financial risk control (S and P 500), and educational agent supervision (ASSISTments)--specifying datasets, safety constraint sets, baselines, and evaluation protocols. This manuscript presents the formal framework and theoretical results in full; empirical validation following the protocols described herein is planned and will be reported in a forthcoming revision.
Yuan Sun
Apr 29, 2026cs.LG

Uncertainty-Aware Predictive Safety Filters for Probabilistic Neural Network Dynamics

Predictive safety filters (PSFs) leverage model predictive control to enforce constraint satisfaction during deep reinforcement learning (RL) exploration, yet their reliance on first-principles models or Gaussian processes limits scalability and broader applicability. Meanwhile, model-based RL (MBRL) methods routinely employ probabilistic ensemble (PE) neural networks to capture complex, high-dimensional dynamics from data with minimal prior knowledge. However, existing attempts to integrate PEs into PSFs lack rigorous uncertainty quantification. We introduce the Uncertainty-Aware Predictive Safety Filter (UPSi), a PSF that provides rigorous safety predictions using PE dynamics models by formulating future outcomes as reachable sets. UPSi introduces an explicit certainty constraint that prevents model exploitation and integrates seamlessly into common MBRL frameworks. We evaluate UPSi within Dyna-style MBRL on standard safe RL benchmarks and report substantial improvements in exploration safety over prior neural network PSFs while maintaining performance on par with standard MBRL. UPSi bridges the gap between the scalability and generality of modern MBRL and the safety guarantees of predictive safety filters.
Bernd Frauenknecht, Lukas Kesper, Daniel Mayfrank +2
Apr 29, 2026cs.AI

Benchmarking the Safety of Large Language Models for Robotic Health Attendant Control

Large language models (LLMs) are increasingly considered for deployment as the control component of robotic health attendants, yet their safety in this context remains poorly characterized. We introduce a dataset of 270 harmful instructions spanning nine prohibited behavior categories grounded in the American Medical Association Principles of Medical Ethics, and use it to evaluate 72 LLMs in a simulation environment based on the Robotic Health Attendant framework. The mean violation rate across all models was 54.4%, with more than half exceeding 50%, and violation rates varied substantially across behavior categories, with superficially plausible instructions such as device manipulation and emergency delay proving harder to refuse than overtly destructive ones. Model size and release date were the primary determinants of safety performance among open-weight models, and proprietary models were substantially safer than open-weight counterparts (median 23.7% versus 72.8%). Medical domain fine-tuning conferred no significant overall safety benefit, and a prompt-based defense strategy produced only a modest reduction in violation rates among the least safe models, leaving absolute violation rates at levels that would preclude safe clinical deployment. These findings demonstrate that safety evaluation must be treated as a first-class criterion in the development and deployment of LLMs for robotic health attendants.
Mahiro Nakao, Kazuhiro Takemoto
Apr 28, 2026cs.CL

Test-Time Safety Alignment

Recent work has shown that a model's input word embeddings can serve as effective control variables for steering its behavior toward outputs that satisfy desired properties. However, this has only been demonstrated for pretrained text-completion models on the relatively simple objective of reducing surface-level profanity in short continuations. A natural and practically important question is how well input embeddings can control aligned models, which produce an imbalanced bimodal refuse-or-comply output distribution rather than the smooth distribution characteristic of open-ended generation. We explore this in the context of safety, showing that input word embeddings can be optimized in a sub-lexical manner to minimize the semantic harmfulness of aligned model responses. Our approach uses zeroth-order gradient estimation of a black-box text-moderation API with respect to the input embeddings, and then applies gradient descent on these embeddings to minimize the harmfulness of the generated text. Experiments show that the proposed method can neutralize every safety-flagged response on standard safety benchmarks.
Baturay Saglam, Dionysis Kalogerias
Apr 28, 2026cs.CL

From Prompt Risk to Response Risk: Paired Analysis of Safety Behavior of Large Language Models

Safety evaluations of large language models (LLMs) typically report binary outcomes, i.e. attack success rate (ASR), refusal rate, or harmful versus safe classification, which hide how risk changes between prompt and response. We present a paired analysis over human labeled prompt and response records across four harm categories (Sexual, Self harm, Hate and Violence) and ordinal severity levels (Safe, Low, Medium, High). 61% of responses reduce harm relative to the prompt, 36% preserve severity, and 3% escalate. The escalation splits into two mechanisms: benign prompts triggering unrequested harmful detail, and answers that stay on task at higher severity than the prompt. Category decomposition shows that Sexual content exhibits the highest harm persistence in this sample, driven by compliance at the same severity rather than drift from benign inputs. Joint relevance analysis exposes a helpfulness versus harmlessness tradeoff: compliance escalations remain highly relevant, whereas safe responses include generic refusals with low relevance. A public supporting evaluation over 600 prompts and six models reproduces the framework's measurements and two directional signals, while few-shot LLM graders exhibit a prompt/response detection asymmetry that data calibration does not close. Grader prompts, public-evaluation artifacts, and analysis code are shared at https://github.com/microsoft/PairedSafety.
Mengya Hu, Qiong Wei, Sandeep Atluri
Apr 27, 2026cs.AI

Evaluating whether AI models would sabotage AI safety research

We evaluate the propensity of frontier models to sabotage or refuse to assist with safety research when deployed as AI research agents within a frontier AI company. We apply two complementary evaluations to four Claude models (Mythos Preview, Opus 4.7 Preview, Opus 4.6, and Sonnet 4.6): an unprompted sabotage evaluation testing model behaviour with opportunities to sabotage safety research, and a sabotage continuation evaluation testing whether models continue to sabotage when placed in trajectories where prior actions have started undermining research. We find no instances of unprompted sabotage across any model, with refusal rates close to zero for Mythos Preview and Opus 4.7 Preview, though all models sometimes only partially completed tasks. In the continuation evaluation, Mythos Preview actively continues sabotage in 7% of cases (versus 3% for Opus 4.6, 4% for Sonnet 4.6, and 0% for Opus 4.7 Preview), and exhibits reasoning-output discrepancy in the majority of these cases, indicating covert sabotage reasoning. Our evaluation framework builds on Petri, an open-source LLM auditing tool, with a custom scaffold running models inside Claude Code, alongside an iterative pipeline for generating realistic sabotage trajectories. We measure both evaluation awareness and a new form of situational awareness termed "prefill awareness", the capability to recognise that prior trajectory content was not self-generated. Opus 4.7 Preview shows notably elevated unprompted evaluation awareness, while prefill awareness remains low across all models. Finally, we discuss limitations including evaluation awareness confounds, limited scenario coverage, and untested pathways to risk beyond safety research sabotage.
Robert Kirk, Alexandra Souly, Kai Fronsdal +2
Apr 27, 2026cs.CL

OS-SPEAR: A Toolkit for the Safety, Performance,Efficiency, and Robustness Analysis of OS Agents

The evolution of Multimodal Large Language Models (MLLMs) has shifted the focus from text generation to active behavioral execution, particularly via OS agents navigating complex GUIs. However, the transition of these agents into trustworthy daily partners is hindered by a lack of rigorous evaluation regarding safety, efficiency, and multi-modal robustness. Current benchmarks suffer from narrow safety scenarios, noisy trajectory labeling, and limited robustness metrics. To bridge this gap, we propose OS-SPEAR, a comprehensive toolkit for the systematic analysis of OS agents across four dimensions: Safety, Performance, Efficiency, and Robustness. OS-SPEAR introduces four specialized subsets: (1) a S(afety)-subset encompassing diverse environment- and human-induced hazards; (2) a P(erformance)-subset curated via trajectory value estimation and stratified sampling; (3) an E(fficiency)-subset quantifying performance through the dual lenses of temporal latency and token consumption; and (4) a R(obustness)-subset that applies cross-modal disturbances to both visual and textual inputs. Additionally, we provide an automated analysis tool to generate human-readable diagnostic reports. We conduct an extensive evaluation of 22 popular OS agents using OS-SPEAR. Our empirical results reveal critical insights into the current landscape: notably, a prevalent trade-off between efficiency and safety or robustness, the performance superiority of specialized agents over general-purpose models, and varying robustness vulnerabilities across different modalities. By providing a multidimensional ranking and a standardized evaluation framework, OS-SPEAR offers a foundational resource for developing the next generation of reliable and efficient OS agents. The dataset and codes are available at https://github.com/Wuzheng02/OS-SPEAR.
Zheng Wu, Yi Hua, Zhaoyuan Huang +8
Apr 26, 2026cs.RO

Cooptimizing Safety and Performance Using Safety Value-Constrained Model Predictive Control

Autonomous systems are increasingly deployed in real-world environments, where they must achieve high performance while maintaining safety under state and input constraints. Although Model Predictive Control (MPC) provides a principled framework for constrained optimal control, guaranteeing safety beyond its finite planning horizon remains a fundamental challenge. In this work, we augment MPC with a safety value function-based terminal constraint that enforces membership in a control-invariant safe set at the end of each planning horizon. This formulation enables real-time synthesis of trajectories that are both high-performing and provably safe. We show that, under an exact safety value function and a feasible initialization, the proposed MPC scheme is recursively feasible, thereby ensuring persistent safety. In contrast to traditional terminal set constructions that rely on local linearizations or conservative approximations, our approach incorporates a reachability-based safety value function for terminal constraints, yielding less conservative and more expressive safety guarantees. We validate the proposed framework through simulation and hardware experiments on a Flexiv Rizon 10s manipulator. Results demonstrate improved constraint satisfaction and robustness compared to standard state-constrained MPC and reactive safety filtering, while maintaining competitive task performance. The full implementation and experiments are available on the project website.
Hao Wang, Nam Nguyen, Armand Jordana +2
Apr 26, 2026cs.RO

Vision-Language-Action Safety: Threats, Challenges, Evaluations, and Mechanisms

Vision-Language-Action (VLA) models are emerging as a unified substrate for embodied intelligence. This shift raises a new class of safety challenges, stemming from the embodied nature of VLA systems, including irreversible physical consequences, a multimodal attack surface across vision, language, and state, real-time latency constraints on defense, error propagation over long-horizon trajectories, and vulnerabilities in the data supply chain. Yet the literature remains fragmented across robotic learning, adversarial machine learning, AI alignment, and autonomous systems safety. This survey provides a unified and up-to-date overview of safety in Vision-Language-Action models. We organize the field along two parallel timing axes, attack timing (training-time vs. inference-time and defense timing (training-time vs. inference-time, linking each class of threat to the stage at which it can be mitigated. We first define the scope of VLA safety, distinguishing it from text-only LLM safety and classical robotic safety, and review the foundations of VLA models, including architectures, training paradigms, and inference mechanisms. We then examine the literature through four lenses: Attacks, Defenses, Evaluation, and Deployment. We survey training-time threats such as data poisoning and backdoors, as well as inference-time attacks including adversarial patches, cross-modal perturbations, semantic jailbreaks, and freezing attacks. We review training-time and runtime defenses, analyze existing benchmarks and metrics, and discuss safety challenges across six deployment domains. Finally, we highlight key open problems, including certified robustness for embodied trajectories, physically realizable defenses, safety-aware training, unified runtime safety architectures, and standardized evaluation.
Qi Li, Bo Yin, Weiqi Huang +6
Apr 26, 2026cs.SE

Grammar-Constrained Refinement of Safety Operational Rules Using Language in the Loop: What Could Go Wrong

Safety specifications in cyber-physical systems (CPS) capture the operational conditions the system must satisfy to operate safely within its intended environment. As operating environments evolve, operational rules must be continuously refined to preserve consistency with observed system behavior during simulation-based verification and validation. Revising inconsistent rules is challenging because the changes must remain syntactically correct under a domain-specific grammar. Language-in-the-loop refinement further raises safety concerns beyond syntactic violations, as it can produce semantically unjustified refinements that overfit to the observed outcomes. We introduce a framework that combines counterfactual reasoning with a grammar-constrained refinement loop to refine operational rules, aligning them with the observed system behavior. Applied to an autonomous driving control system, our approach successfully resolved the inconsistencies in an operational rule inferred by a conventional baseline while remaining grammar compliant. An empirical large language model (LLM) study further revealed model-dependent refinement quality and safety lessons, which motivate rigorous grammar enforcement, stronger semantic validation, and broader evaluation in future work.
Khouloud Gaaloul, Zaid Ghazal, Madhu Latha Pulimi +1
Apr 25, 2026cs.CL

AI Safety Training Can be Clinically Harmful

Large language models are being deployed as mental health support agents at scale, yet only 16% of LLM-based chatbot interventions have undergone rigorous clinical efficacy testing, and simulations reveal psychological deterioration in over one-third of cases. We evaluate four generative models on 250 Prolonged Exposure (PE) therapy scenarios and 146 CBT cognitive restructuring exercises (plus 29 severity-escalated variants), scored by a three-judge LLM panel. All models scored near-perfectly on surface acknowledgment (~0.91-1.00) while therapeutic appropriateness collapsed to 0.22-0.33 at the highest severity for three of four models, with protocol fidelity reaching zero for two. Under CBT severity escalation, one model's task completeness dropped from 92% to 71% while the frontier model's safety-interference score fell from 0.99 to 0.61. We identify a systematic, modality-spanning failure: RLHF safety alignment disrupts the therapeutic mechanism of action by grounding patients during imaginal exposure, offering false reassurance, inserting crisis resources into controlled exercises, and refusing to challenge distorted cognitions mentioning self-harm in PE; and through task abandonment or safety-preamble insertion during CBT cognitive restructuring. These findings motivate a five-axis evaluation framework (protocol fidelity, hallucination risk, behavioral consistency, crisis safety, demographic robustness), mapped onto FDA SaMD and EU AI Act requirements. We argue that no AI mental health system should proceed to deployment without passing multi-axis evaluation across all five dimensions.
Suhas BN, Andrew M. Sherrill, Rosa I. Arriaga +2
Apr 25, 2026cs.AI

Discovering Agentic Safety Specifications from 1-Bit Danger Signals

Can large language model agents discover hidden safety objectives through experience alone? We introduce EPO-Safe (Experiential Prompt Optimization for Safe Agents), a framework where an LLM iteratively generates action plans, receives sparse binary danger warnings, and evolves a natural language behavioral specification through reflection. Unlike standard LLM reflection methods that rely on rich textual feedback (e.g., compiler errors or detailed environment responses), EPO-Safe demonstrates that LLMs can perform safety reasoning from a strictly impoverished signal in structured, low-dimensional environments: the agent never observes the hidden performance function RR^*, only a single bit per timestep indicating that an action was unsafe. We evaluate on five AI Safety Gridworlds (Leike et al., 2017) and five text-based scenario analogs where visible reward RR may diverge from RR^*. EPO-Safe discovers safe behavior within 1-2 rounds (5-15 episodes), producing human-readable specifications with correct explanatory hypotheses about hazards (e.g., "X cells are directionally hazardous: entering from the north is dangerous"). Critically, we show that standard reward-driven reflection actively degrades safety: agents reflecting on reward alone use the loop to justify and accelerate reward hacking, proving that reflection must be paired with a dedicated safety channel to discover hidden constraints. We further evaluate robustness to noisy oracles: even when 50% of non-dangerous steps produce spurious warnings, mean safety performance degrades by only 15% on average, though sensitivity is environment-dependent, as cross-episode reflection naturally filters inconsistent signals. Each evolved specification functions as an auditable set of grounded behavioral rules discovered autonomously through interaction, rather than authored by humans as in Constitutional AI (Bai et al., 2022).
Víctor Gallego
Apr 24, 2026cs.CL

SHAPE: Unifying Safety, Helpfulness and Pedagogy for Educational LLMs

Large Language Models (LLMs) have been widely explored in educational scenarios. We identify a critical vulnerability in current educational LLMs, pedagogical jailbreaks, where students use answer-inducing prompts to elicit solutions rather than scaffolded instructions. To enable systematic study, we unify and formalize safe, helpful, and pedagogical behaviors with a knowledge-mastery graph and introduce SHAPE, a benchmark of 9,087 student-question pairs for evaluating tutoring behavior under adversarial pressure. We propose a graph-augmented tutoring pipeline that infers prerequisite concepts from queries, identifies mastery gaps, and routes generation between instructing and problem-solving via explicit gating. Experiments across multiple LLMs show that our method yields significantly improved safety under two pedagogical jailbreak settings, while maintaining near-ceiling helpfulness under the same evaluation protocol. Our code and data are available at https://github.com/MAPS-research/SHaPE
Sihang Zhao, Kangrui Yu, Youliang Yuan +2
Apr 22, 2026cs.CR

Breaking Bad: Interpretability-Based Safety Audits of State-of-the-Art LLMs

Effective safety auditing of large language models (LLMs) demands tools that go beyond black-box probing and systematically uncover vulnerabilities rooted in model internals. We present a comprehensive, interpretability-driven jailbreaking audit of eight SOTA open-source LLMs: Llama-3.1-8B, Llama-3.3-70B-4bt, GPT-oss- 20B, GPT-oss-120B, Qwen3-0.6B, Qwen3-32B, Phi4-3.8B, and Phi4-14B. Leveraging interpretability-based approaches -- Universal Steering (US) and Representation Engineering (RepE) -- we introduce an adaptive two-stage grid search algorithm to identify optimal activation-steering coefficients for unsafe behavioral concepts. Our evaluation, conducted on a curated set of harmful queries and a standardized LLM-based judging protocol, reveals stark contrasts in model robustness. The Llama-3 models are highly vulnerable, with up to 91% (US) and 83% (RepE) jailbroken responses on Llama-3.3-70B-4bt, while GPT-oss-120B remains robust to attacks via both interpretability approaches. Qwen and Phi models show mixed results, with the smaller Qwen3-0.6B and Phi4-3.8B mostly exhibiting lower jailbreaking rates, while their larger counterparts are more susceptible. Our results establish interpretability-based steering as a powerful tool for systematic safety audits, but also highlight its dual-use risks and the need for better internal defenses in LLM deployment.
Krishiv Agarwal, Ramneet Kaur, Colin Samplawski +6
Apr 22, 2026cs.CL

Benchmarking Large Language Models for Safety Data Extraction

Accurate extraction of structured information from Safety Data Sheets (SDS) remains challenging in industrial safety due to heterogeneous document formats and the limitations of traditional rule-based methods. This study benchmarks state-of-the-art Large Language Models (LLMs) for automated SDS data extraction, comparing text-based and multimodal processing pipelines. We systematically evaluate four models: Gemini 1.5 Pro, GPT-4o, Claude 3.7 Sonnet, and Llama 3.1-70B, across three prompting strategies: zero-shot, few-shot, and chain-of-thought. The evaluation framework assessed accuracy, latency, and cost across more than 50,000 extracted data fields. Results show that text-based extraction consistently outperforms multimodal processing across all metrics. Gemini 1.5 Pro combined with a Chain-of-Thought prompt achieved the highest accuracy (84%), outperforming GPT-4o (81%) and Claude 3.7 Sonnet (79%). However, no model surpassed the 90% accuracy threshold commonly required for reliable real-world deployment. These findings indicate that general-purpose LLMs are not yet robust enough for unsupervised industrial use, though performance suggests strong potential with task-specific fine-tuning. Future research should focus on domain-adapted training, model calibration, and the integration of Human-in-the-Loop verification to ensure safety-critical reliability.
Jonas Grill, Thomas Bayer, Sören Berlinger
Apr 22, 2026cs.RO

LLM-Guided Safety Agent for Edge Robotics with an ISO-Compliant Perception-Compute-Control Architecture

Ensuring functional safety in human-robot interaction is challenging because AI perception is inherently probabilistic, whereas industrial standards require deterministic behavior. We present an LLM-guided safety agent for edge robotics, built on an ISO-compliant low-latency perception-compute-control architecture. Our method translates natural-language safety regulations into executable predicates and deploys them through a redundant heterogeneous edge runtime. For fault-tolerant closed-loop execution under edge constraints, we adopt a symmetric dual-modular redundancy design with parallel independent execution for low-latency perception, computation, and control. We prototype the system on a dual-RK3588 platform and evaluate it in representative human-robot interaction scenarios. The results demonstrate a practical edge implementation path toward ISO 13849 Category 3 and PL d using cost-effective hardware, supporting practical deployment of safety-critical embodied AI.
Xu Huang, Ruofan Zhang, Lu Cheng +9
Apr 21, 2026cs.CL

When Safety Fails Before the Answer: Benchmarking Harmful Behavior Detection in Reasoning Chains

Large reasoning models (LRMs) produce complex, multi-step reasoning traces, yet safety evaluation remains focused on final outputs, overlooking how harm emerges during reasoning. When jailbroken, harm does not appear instantaneously but unfolds through distinct behavioral steps such as suppressing refusal, rationalizing compliance, decomposing harmful tasks, and concealing risk. However, no existing benchmark captures this process at sentence-level granularity within reasoning traces -- a key step toward reliable safety monitoring, interventions, and systematic failure diagnosis. To address this gap, we introduce HarmThoughts, a benchmark for step-wise safety evaluation of reasoning traces. \ourdataset is built on our proposed harm taxonomy of 16 harmful reasoning behaviors across four functional groups that characterize how harm propagates rather than what harm is produced. The dataset consists of 56,931 sentences from 1,018 reasoning traces generated by four model families, each annotated with fine-grained sentence-level behavioral labels. Using HarmThoughts, we analyze harm propagation patterns across reasoning traces, identifying common behavioral trajectories and drift points where reasoning transitions from safe to unsafe. Finally, we systematically compare white-box and black-box detectors on the task of identifying harmful reasoning behaviours on HarmThoughts. Our results show that existing detectors struggle with fine-grained behavior detection in reasoning traces, particularly for nuanced categories within harm emergence and execution, highlighting a critical gap in process-level safety monitoring. HarmThoughts is available publicly at: https://huggingface.co/datasets/ishitakakkar-10/HarmThoughts
Ishita Kakkar, Enze Zhang, Rheeya Uppaal +1
Apr 20, 2026cs.AI

LLM Safety From Within: Detecting Harmful Content with Internal Representations

Guard models are widely used to detect harmful content in user prompts and LLM responses. However, state-of-the-art guard models rely solely on terminal-layer representations and overlook the rich safety-relevant features distributed across internal layers. We present SIREN, a lightweight guard model that harnesses these internal features. By identifying safety neurons via linear probing and combining them through an adaptive layer-weighted strategy, SIREN builds a harmfulness detector from LLM internals without modifying the underlying model. Our comprehensive evaluation shows that SIREN substantially outperforms state-of-the-art open-source guard models across multiple benchmarks while using 250 times fewer trainable parameters. Moreover, SIREN exhibits superior generalization to unseen benchmarks, naturally enables real-time streaming detection, and significantly improves inference efficiency compared to generative guard models. Overall, our results highlight LLM internal states as a promising foundation for practical, high-performance harmfulness detection.
Difan Jiao, Yilun Liu, Ye Yuan +4
Apr 20, 2026cs.AI

Using large language models for embodied planning introduces systematic safety risks

Large language models are increasingly used as planners for robotic systems, yet how safely they plan remains an open question. To evaluate safe planning systematically, we introduce DESPITE, a benchmark of 12,279 tasks spanning physical and normative dangers with fully deterministic validation. Across 23 models, even near-perfect planning ability does not ensure safety: the best-planning model fails to produce a valid plan on only 0.4% of tasks but produces dangerous plans on 28.3%. Among 18 open-source models from 3B to 671B parameters, planning ability improves substantially with scale (0.4-99.3%) while safety awareness remains relatively flat (38-57%). We identify a multiplicative relationship between these two capacities, showing that larger models complete more tasks safely primarily through improved planning, not through better danger avoidance. Three proprietary reasoning models reach notably higher safety awareness (71-81%), while non-reasoning proprietary models and open-source reasoning models remain below 57%. As planning ability approaches saturation for frontier models, improving safety awareness becomes a central challenge for deploying language-model planners in robotic systems.
Tao Zhang, Kaixian Qu, Zhibin Li +4
Apr 20, 2026cs.CR

Owner-Harm: A Missing Threat Model for AI Agent Safety

Existing AI agent safety benchmarks focus on generic criminal harm (cybercrime, harassment, weapon synthesis), leaving a systematic blind spot for a distinct and commercially consequential threat category: agents harming their own deployers. Real-world incidents illustrate the gap: Slack AI credential exfiltration (Aug 2024), Microsoft 365 Copilot calendar-injection leaks (Jan 2024), and a Meta agent unauthorized forum post exposing operational data (Mar 2026). We propose Owner-Harm, a formal threat model with eight categories of agent behavior damaging the deployer. We quantify the defense gap on two benchmarks: a compositional safety system achieves 100% TPR / 0% FPR on AgentHarm (generic criminal harm) yet only 14.8% (4/27; 95% CI: 5.9%-32.5%) on AgentDojo injection tasks (prompt-injection-mediated owner harm). A controlled generic-LLM baseline shows the gap is not inherent to owner-harm (62.7% vs. 59.3%, delta 3.4 pp) but arises from environment-bound symbolic rules that fail to generalize across tool vocabularies. On a post-hoc 300-scenario owner-harm benchmark, the gate alone achieves 75.3% TPR / 3.3% FPR; adding a deterministic post-audit verifier raises overall TPR to 85.3% (+10.0 pp) and Hijacking detection from 43.3% to 93.3%, demonstrating strong layer complementarity. We introduce the Symbolic-Semantic Defense Generalization (SSDG) framework relating information coverage to detection rate. Two SSDG experiments partially validate it: context deprivation amplifies the detection gap 3.4x (R = 3.60 vs. R = 1.06); context injection reveals structured goal-action alignment, not text concatenation, is required for effective owner-harm detection.
Dongcheng Zhang, Yiqing Jiang
Apr 19, 2026cs.CY

The Open-Weight Paradox: Why Restricting Access to AI Models May Undermine the Safety It Seeks to Protect

The governance of open-weight artificial intelligence (AI) models has been framed as a binary choice: openness as risk, restriction as safety. This paper challenges that framing, arguing that access restrictions, without governed alternatives, may displace risks rather than reduce them. The global concentration of compute infrastructure makes open-weight models one of the most viable pathways to sovereign AI capacity in the Global South; restricting such access deepens asymmetries while driving proliferation into unsupervised settings. This analysis proposes that hardware-layer governance, including chip-level attestation mechanisms such as FlexHEG, trusted execution environments, confidential computing, and complementary software-layer safeguards, offers a defense-in-depth alternative to the current binary. A threat model taxonomy mapping misuse vectors to hardware, software, institutional, and liability layers illustrates why no single governance mechanism suffices. To operationalize this approach, the paper argues that effective AI governance as a dual-use technology will likely require a multilateral institutional architecture functionally analogous, though not identical, to the role performed by the IAEA in the nuclear domain, with explicit safeguards against the co-option of hardware controls for domestic repression. The relevant policy question is how to make openness safer through technical and institutional design while addressing the transition realities of legacy hardware, attestation at scale, and civil liberties protection.
Vinicius Santana Gomes
Apr 19, 2026cs.CL

Cat-DPO: Category-Adaptive Safety Alignment

Aligning large language models with human preferences must balance two competing goals: responding helpfully to legitimate requests and reliably refusing harmful ones. Most preference-based safety alignment methods collapse safety into a single scalar that is applied uniformly to every preference pair. The result is a model that looks safe on average but stays relatively unsafe on a minority of harm categories. We cast safety alignment as a per-category constrained optimization problem and derive Cat-DPO, a direct-preference-optimization algorithm with a separate adaptive safety margin for each harm category. The margin tightens when the model still produces unsafe responses on a category and relaxes once the model catches up, so the training signal tracks each category's current difficulty rather than averaging under one global rate. Across two LLM backbones and six preference-learning baselines, Cat-DPO improves aggregate helpfulness and harmlessness and compresses per-category safety variance and the best-to-worst gap, offering a drop-in per-category refinement of direct preference safety alignment.
Tiankai Yang, Yi Nian, Xinyuan Li +3
Apr 19, 2026cs.LG

Continual Safety Alignment via Gradient-Based Sample Selection

Large language models require continuous adaptation to new tasks while preserving safety alignment. However, fine-tuning on even benign data often compromises safety behaviors, including refusal of harmful requests, truthfulness, and commonsense reasoning. We investigate which training samples cause alignment drift through a data-centric lens. Our empirical analysis shows samples contribute unequally: high-gradient samples cause greater safety degradation and drive models toward pretrained distributions, while moderate-gradient samples enable task learning with minimal alignment loss. We propose gradient-based sample selection that filters high-gradient samples during fine-tuning. Across multiple model families on continual domain tasks, our method substantially improves alignment preservation while maintaining competitive task performance, without requiring curated safe data or architectural modifications. Our method is robust across selection ratios, task orderings, and diverse attack benchmarks.
Thong Bach, Dung Nguyen, Thao Minh Le +1
Apr 18, 2026cs.CV

A Real-Time Bike-Pedestrian Safety System with Wide-Angle Perception and Evaluation Testbed for Urban Intersections

Collisions between cyclists and pedestrians at urban intersections remain a persistent source of injuries, yet few systems attempt real-time warnings to unequipped road users using commodity hardware. We present a prototype collision warning system that runs on a single edge device with a wide-angle fisheye camera, producing audible and visual alerts at 30,fps. The system makes four contributions. First, we develop a calibration pipeline for ultra-wide fisheye lenses that overcomes corner-detection failure and optimizer divergence through perspective remapping and direct bundle adjustment. Second, we combine fisheye-aware object detection with a closed-form ground-plane projection via a precomputed lookup table. Third, we introduce a design-time conformance simulation with 24 scripted hazard scenarios, stochastic size-aware detection failures, and a latency sweep showing that a first-order kinematic predictor maintains the mean warning budget above the distracted-pedestrian reaction time across realistic camera latencies. Fourth, we formalize the decision layer as a separable, auditable testbench with explicit deployment gates, contestability mechanisms, and a residual risk register. Under conformance testing with fisheye localization error, the selected pipeline configuration achieves 93.3% sensitivity and 92.3% specificity, with a mean warning budget of 3.3,s. The system design was informed by community-aided design workshops. Code and replication scripts are available at https://github.com/mkturkcan/bikeped.
Mehmet Kerem Turkcan
Apr 18, 2026cs.CL

On Safety Risks in Experience-Driven Self-Evolving Agents

Experience-driven self-evolution has emerged as a promising paradigm for improving the autonomy of large language model agents, yet its reliance on self-curated experience introduces underexplored safety risks. In this study, we investigate how experience accumulation and utilization in self-evolving agents affect safety performance across web-based and embodied environments. Notably, experience gathered solely from benign tasks can still compromise safety in high-risk scenarios. Further analysis attributes this degradation to the execution-oriented nature of accumulated experience, which reinforces agents' tendency to act rather than refuse. In more realistic settings where agents encounter both benign and harmful tasks, refusal-related experience mitigates safety decline but induces over-refusal, revealing a fundamental safety-utility trade-off. Overall, our findings expose inherent limitations of current self-evolving agents and call for more principled strategies to ensure safe and reliable adaptation.
Weixiang Zhao, Yichen Zhang, Yingshuo Wang +8
Apr 18, 2026cs.CV

Vision-Based Human Awareness Estimation for Enhanced Safety and Efficiency of AMRs in Industrial Warehouses

Ensuring human safety is of paramount importance in warehouse environments that feature mixed traffic of human workers and autonomous mobile robots (AMRs). Current approaches often treat humans as generic dynamic obstacles, leading to conservative AMR behaviors like slowing down or detouring, even when workers are fully aware and capable of safely sharing space. This paper presents a real-time vision-based method to estimate human awareness of an AMR using a single RGB camera. We integrate state-of-the-art 3D human pose lifting with head orientation estimation to ascertain a human's position relative to the AMR and their viewing cone, thereby determining if the human is aware of the AMR. The entire pipeline is validated using synthetically generated data within NVIDIA Isaac Sim, a robust physics-accurate robotics simulation environment. Experimental results confirm that our system reliably detects human positions and their attention in real time, enabling AMRs to safely adapt their motion based on human awareness. This enhancement is crucial for improving both safety and operational efficiency in industrial and factory automation settings.
Maximilian Haug, Christian Stippel, Lukas Pscherer +5
Apr 18, 2026cs.CR

SafeDream: Safety World Model for Proactive Early Jailbreak Detection

Multi-turn jailbreak attacks progressively erode LLM safety alignment across seemingly innocuous conversation turns, achieving success rates exceeding 90% against state-of-the-art models. Existing alignment-based and guardrail methods suffer from three key limitations: they require costly weight modification, evaluate each turn independently without modeling cumulative safety erosion, and detect attacks only after harmful content has been generated. To address these limitations, we first formulate the proactive early jailbreak detection problem with a new metric, detection lead, that measures how early an attack can be detected before the LLM complies. We then propose SAFEDREAM, a lightweight world-model-based framework that operates as an external module without modifying the LLM's weights. SAFEDREAM introduces three components: (1) a safety state world model that encodes LLM hidden states into a compact safety representation and predicts how it evolves across turns, (2) CUSUM detection that accumulates weak per-turn risk signals into reliable evidence, and (3) contrastive imagination that simultaneously rolls out attack and benign futures in latent space to issue early alarms before jailbreaks occur. On three multi-turn jailbreak benchmarks (XGuard-Train, SafeDialBench, SafeMTData) against 8 baselines, SAFEDREAM achieves the best detection timeliness across all benchmarks (1.06-1.20 turns before compliance) while maintaining competitive false positive rates and outperforming baselines in detection quality.
Bo Yan, Weikai Lin, Yada Zhu +1
Apr 17, 2026cs.CR

Benign Fine-Tuning Breaks Safety Alignment in Audio LLMs

Prior work shows that fine-tuning aligned models on benign data degrades safety in text and vision modalities, and that proximity to harmful content in representation space predicts which samples cause the most damage. However, existing analyses operate within a single, undifferentiated embedding space -- leaving open whether distinct input properties drive the vulnerability differently. Audio introduces a structurally richer problem: a benign sample can neighbor harmful content not only through what is said but through how it sounds, even when its words are entirely innocuous. We present the first systematic study of benign fine-tuning safety in Audio LLMs, evaluating three state-of-the-art models with a proximity-based filtering framework that selects benign audio by embedding-space distance to harmful content. By decomposing proximity into semantic, acoustic, and mixed axes using external reference encoders alongside each model's own internal encoder, we show that benign fine-tuning elevates Jailbreak Success Rate (JSR) from single digits to as high as 87.12%. Crucially, the dominant vulnerability axis and the relative risk of audio versus text fine-tuning are both architecture-conditioned -- determined by how each model's encoder and projector transform audio into the LLM's input space. We propose two defenses: filtering training data to maximize distance from harmful embeddings, and a textual system prompt at inference, both reducing JSR to near-zero without architectural modification. Our mechanistic analysis on two architectures reveals that fine-tuning selectively suppresses the late-layer refusal circuit while the frozen encoder preserves representations, and that even the suppression pattern is architecture-conditioned, mirroring the behavioral asymmetries across modalities. Safety degradation from benign fine-tuning is a qualitatively distinct risk in Audio LLMs.
Jaechul Roh, Amir Houmansadr
Apr 17, 2026cs.CL

MCBench: A Multicontext Safety Assessment Benchmark for Omni Large Language Models

Existing multimodal safety benchmarks focus solely on visual inputs and cannot assess Omni Large Language Models (LLMs) that process vision, audio, and text. We introduce MCBench, a benchmark with 1196 scenarios spanning four safety categories that require integrating multiple modalities for accurate safety assessment. Each unsafe scenario is paired with a minimally different safe counterpart to assess model sensitivity. Our evaluations of state-of-the-art models reveal significant challenges. Omni LLMs struggle with subtle or non-physical risks but perform better when salient visual or acoustic cues are present. Analysis of reasoning traces shows that, although models can extract modality-specific information, they often fail to integrate these cues effectively for safety judgments. Our findings reveal that current Omni LLMs lack robust cross-modal reasoning in safety-critical settings, underscoring the need for improved architectures and training strategies for multimodal safety.
Manh Luong, Tamas Abraham, Junae Kim +6
Apr 16, 2026cs.CY

Agentic Microphysics: A Manifesto for Generative AI Safety

This paper advances a methodological proposal for safety research in agentic AI. As systems acquire planning, memory, tool use, persistent identity, and sustained interaction, safety can no longer be analysed primarily at the level of the isolated model. Population-level risks arise from structured interaction among agents, through processes of communication, observation, and mutual influence that shape collective behaviour over time. As the object of analysis shifts, a methodological gap emerges. Approaches focused either on single agents or on aggregate outcomes do not identify the interaction-level mechanisms that generate collective risks or the design variables that control them. A framework is required that links local interaction structure to population-level dynamics in a causally explicit way, allowing both explanation and intervention. We introduce two linked concepts. Agentic microphysics defines the level of analysis: local interaction dynamics where one agent's output becomes another's input under specific protocol conditions. Generative safety defines the methodology: growing phenomena and elicit risks from micro-level conditions to identify sufficient mechanisms, detect thresholds, and design effective interventions.
Federico Pierucci, Matteo Prandi, Marcantonio Bracale Syrnikov +2
Apr 14, 2026cs.LG

Safety Training Modulates Harmful Misalignment Under On-Policy RL, But Direction Depends on Environment Design

Specification gaming under Reinforcement Learning (RL) is known to cause LLMs to develop sycophantic, manipulative, or deceptive behavior, yet the conditions under which this occurs remain unclear. We train 11 instruction-tuned LLMs (0.5B-14B) with on-policy RL across 3 environments and find that model size acts as a safety buffer in some environments but enables greater harmful exploitation in others. Controlled ablations trace this reversal to environment-specific features such as role framing and implicit gameability cues. We further show that most safety benchmarks do not predict RL-induced misalignment, except in the case of Sycophancy scores when the exploit relies on inferring the user's preference. Finally, we find that on-policy RL preserves a safety buffer inherent in the model's own generation distribution, one that is bypassed during off-policy settings.
Leon Eshuijs, Shihan Wang, Antske Fokkens
Mar 16, 2026cs.AI

Algorithms for Deciding the Safety of States in Fully Observable Non-deterministic Problems: Technical Report

Learned action policies are increasingly popular in sequential decision-making, but suffer from a lack of safety guarantees. Recent work introduced a pipeline for testing the safety of such policies under initial-state and action-outcome non-determinism. At the pipeline's core, is the problem of deciding whether a state is safe (a safe policy exists from the state) and finding faults, which are state-action pairs that transition from a safe state to an unsafe one. Their most effective algorithm for deciding safety, TarjanSafe, is effective on their benchmarks, but we show that it has exponential worst-case runtime with respect to the state space. A linear-time alternative exists, but it is slower in practice. We close this gap with a new policy-iteration algorithm iPI, that combines the best of both: it matches TarjanSafe's best-case runtime while guaranteeing a polynomial worst-case. Experiments confirm our theory and show that in problems amenable to TarjanSafe iPI has similar performance, whereas in ill-suited problems iPI scales exponentially better.
Johannes Schmalz, Chaahat Jain
Mar 16, 2026cs.LG

Real-Time Driver Safety Scoring Through Inverse Crash Probability Modeling

Road crashes remain a leading cause of preventable fatalities. Existing prediction models predominantly produce binary outcomes, which offer limited actionable insights for realtime driver feedback. These approaches often lack continuous risk quantification, interpretability, and explicit consideration of vulnerable road users (VRUs), such as pedestrians and cyclists. This research introduces SafeDriver-IQ, a framework that transforms binary crash classifiers into continuous 0-100 safety scores by combining national crash statistics with naturalistic driving data from autonomous vehicles. The framework fuses National Highway Traffic Safety Administration (NHTSA) crash records with Waymo Open Motion Dataset scenarios, engineers domain-informed features, and incorporates a calibration layer grounded in transportation safety literature. Evaluation across 15 complementary analyses indicates that the framework reliably differentiates high-risk from low-risk driving conditions with strong discriminative performance. Findings further reveal that 87% of crashes involve multiple co-occurring risk factors, with non-linear compounding effects that increase the risk to 4.5x baseline. SafeDriver-IQ delivers proactive, explainable safety intelligence relevant to advanced driver-assistance systems (ADAS), fleet management, and urban infrastructure planning. Beyond the specific application, the inverse modeling paradigm is domain-agnostic. Any binary risk classifier can be converted into a continuous, explainable safety-scoring system using the same pipeline without retraining. This framework shifts the focus from reactive crash counting to real-time risk prevention.
Joyjit Roy, Samaresh Kumar Singh, Sushanta Das +1
Mar 11, 2026cs.RO

PC-Diffuser: Path-Consistent Capsule CBF Safety Filtering for Diffusion-Based Trajectory Planner

Autonomous driving in complex traffic requires planners that generalize beyond hand-crafted rules, motivating data-driven approaches that learn behavior from expert demonstrations. Diffusion-based trajectory planners have recently shown strong closed-loop performance by iteratively denoising a full-horizon plan, but they remain difficult to certify and can fail catastrophically in rare or out-of-distribution scenarios. To address this challenge, we present PC-Diffuser, a safety augmentation framework that embeds a certifiable, path-consistent barrier-function structure directly into the denoising loop of diffusion planning. The key idea is to make safety an intrinsic part of trajectory generation rather than a post-hoc fix: we enforce forward invariance along the rollout while preserving the diffusion model's intended path geometry. Specifically, PC-Diffuser (i) evaluates collision risk using a capsule-distance barrier function that better reflects vehicle geometry and reduces unnecessary conservativeness, (ii) converts denoised waypoints into dynamically feasible motion under a kinematic bicycle model, and (iii) applies a path-consistent safety filter that eliminates residual constraint violations without geometric distortion, so the corrected plan remains close to the learned distribution. By injecting these safety-consistent corrections at every denoising step and feeding the refined trajectory back into the diffusion process, PC-Diffuser enables iterative, context-aware safeguarding instead of post-hoc repair...
Eugene Ku, Yiwei Lyu
Jan 17, 2026cs.CL

Preserving Fairness and Safety in Quantized LLMs Through Critical Weight Protection

Quantization is widely adopted to reduce the computational cost of large language models (LLMs); however, its implications for fairness and safety, particularly in dynamic quantization and multilingual contexts, remain underexplored. In this work, we conduct a systematic study of how static and dynamic quantization methods impact fairness and safety across benchmarks measuring intrinsic and extrinsic bias and safety alignment. For fairness, we evaluate English, French, Dutch, Spanish, and Turkish; for safety, we focus on English, Korean, and Arabic. Our findings reveal that quantization consistently degrades fairness and safety, with dynamic methods demonstrating greater stability than static ones. Moreover, fairness degradation varies across languages, while safety deterioration is especially pronounced in non-English settings. To address these risks, we introduce Critical Weight Protection, a novel technique that identifies and preserves fairness- and safety-critical weights during quantization. This approach effectively mitigates bias and safety deterioration without costly retraining or alignment, maintaining trustworthiness while retaining efficiency.
Muhammad Alif Al Hakim, Alfan Farizki Wicaksono, Fajri Koto
Jan 8, 2026cs.CL

Towards Multi-modal Multi-turn Safety: From Agentic Interaction to Strategic Alignment

Despite remarkable capability in multi-modal understanding, deploying Multi-modal Large Language Models (MLLMs) in open-ended conversational scenarios introduces safety risks that remain poorly addressed by existing alignment methods. Unlike simple malicious visual question and answer (VQA) pairs , multi-turn interactions enable adversaries to incrementally reconstruct harmful intent across dialogues, progressively bypassing safety constraints in ways that are difficult to detect at any individual turn. Meanwhile, conventional reinforcement learning from human feedback (RLHF) approaches are unsuitable for this situation: designed primarily for VQA tasks, they neither capture cross-turn risk dynamics nor scale efficiently without costly manual preference annotation. To close this gap, we introduce \textbf{MINT-Safe}, an open-source visual multi-turn training dataset comprising 11,270 multi-image dialogues and 500 refusal VQA pairs, constructed via multi-agent interaction with text-to-image (T2I) tool-call augmentation. Building on MINT-Safe, we propose \textbf{TAD-Align}, a dialogue safety alignment framework centered on a turn-aware dual-objective reward function. Rather than treating all dialogue turns uniformly, TAD-Align leverages rollout-based safety score variance to dynamically identify turns where the model exhibits inconsistent safety behavior, and adaptively up-weights these turns during optimization. Experiments on Qwen2.5-VL-7B-Instruct and LLaVA-NeXT-7B demonstrate reductions of over 10% in Attack Success Rate (ASR), alongside improvements of at least 8% in harmlessness and 13% in helpfulness on multi-modal multi-turn safety benchmarks, while preserving general model capabilities.
Han Zhu, Jiale Chen, Chengkun Cai +8
Jan 7, 2026cs.CL

Safety Is Not Universal: The Selective Safety Trap in LLM Alignment

Current safety evaluations of large language models (LLMs) create a dangerous illusion of universal protection by aggregating harms under generic categories such as "Identity Hate", obscuring vulnerabilities toward specific populations. In this work, we expose the Selective Safety Trap: a systemic failure mode where models robustly defend specific populations while leaving underrepresented communities highly vulnerable to identical adversarial attacks. To systematically audit this phenomenon, we introduce MiJaBench, a bilingual (English-Portuguese) adversarial benchmark comprising 43,961 controlled jailbreaking prompts across 16 minority groups. By evaluating 14 state-of-the-art LLMs on MiJaBench, we curate 615,454 prompt-response pairs that compose MiJaBench-Align, revealing that safety alignment is not a uniform semantic capability but a demographic hierarchy, with defense rates fluctuating by up to 42% within the same model solely based on the target group. This disparity persists across architectures and languages and is amplified by scaling, indicating that current alignment methods learn group-specific safeguards rather than a generalized notion of harm. Through targeted direct preference optimization (DPO) on a 1B-parameter baseline, we achieve strong zero-shot safety generalizations to entirely unseen demographics and complex attack strategies. We release all datasets and scripts to provide the community with a concrete pathway toward equitable, transferable safety alignment.
Iago Alves Brito, Walcy Santos Rezende Rios, Julia Soares Dollis +2
Oct 18, 2025cs.CL

Check Yourself Before You Wreck Yourself: Selectively Quitting Improves LLM Agent Safety

As Large Language Model (LLM) agents increasingly operate in complex environments with real-world consequences, their safety becomes critical. While uncertainty quantification is well-studied for single-turn tasks, multi-turn agentic scenarios with real-world tool access present unique challenges where uncertainties and ambiguities compound, leading to severe or catastrophic risks beyond traditional text generation failures. We propose using "quitting" as a simple yet effective behavioral mechanism for LLM agents to recognize and withdraw from situations where they lack confidence. Leveraging the ToolEmu framework, we conduct a systematic evaluation of quitting behavior across 12 state-of-the-art LLMs. Our results demonstrate a highly favorable safety-helpfulness trade-off: agents prompted to quit with explicit instructions improve safety by an average of +0.39 on a 0-3 scale across all models (+0.64 for proprietary models), while maintaining a negligible average decrease of -0.03 in helpfulness. Our analysis demonstrates that simply adding explicit quit instructions proves to be a highly effective safety mechanism that can immediately be deployed in existing agent systems, and establishes quitting as an effective first-line defense mechanism for autonomous agents in high-stakes applications.
Vamshi Krishna Bonagiri, Ponnurangam Kumaragurum, Khanh Nguyen +1
Aug 28, 2025cs.CL

Turning the Spell Around: Lightweight Alignment Amplification via Rank-One Safety Injection

Safety alignment in Large Language Models (LLMs) often involves mediating internal representations to refuse harmful requests. Recent research has demonstrated that these safety mechanisms can be bypassed by ablating or removing specific representational directions within the model. In this paper, we propose the opposite approach: Rank-One Safety Injection (ROSI), a white-box method that amplifies a model's safety alignment by permanently steering its activations toward the refusal-mediating subspace. ROSI operates as a simple, fine-tuning-free rank-one weight modification applied to all residual stream write matrices. The required safety direction can be computed from a small set of harmful and harmless instruction pairs. We show that ROSI consistently increases safety refusal rates - as evaluated by Llama Guard 3 - while preserving the utility of the model on standard benchmarks such as MMLU, HellaSwag, and Arc. Furthermore, we show that ROSI can also re-align 'uncensored' models by amplifying their own latent safety directions, demonstrating its utility as an effective last-mile safety procedure. Our results suggest that targeted, interpretable weight steering is a cheap and potent mechanism to improve LLM safety, complementing more resource-intensive fine-tuning paradigms.
Harethah Abu Shairah, Hasan Abed Al Kader Hammoud, George Turkiyyah +1
Aug 22, 2025cs.MA

Integrated Noise and Safety Management in UAM via A Unified Reinforcement Learning Framework

Urban Air Mobility (UAM) envisions the widespread use of small aerial vehicles to transform transportation in dense urban environments. However, UAM faces critical operational challenges, particularly the balance between minimizing noise exposure and maintaining safe separation in low-altitude urban airspace, two potentially conflicting objectives that are often addressed separately. We propose a reinforcement learning (RL)-based air traffic management system that integrates both noise and safety considerations within a unified, decentralized framework. Under this scalable air traffic coordination solution, agents operate in a structured, multi-layered airspace and learn altitude adjustment policies to jointly manage noise impact and separation constraints. The system demonstrates strong performance across both objectives and reveals tradeoffs among separation, noise exposure, and energy efficiency under high traffic density. Among the three objectives, safe separation is accorded the highest priority, whereas the relative significance of noise and energy varies by location and is contingent upon financial and public policy considerations. The findings highlight the potential of RL and multi-objective coordination strategies in enhancing the safety, quietness, and efficiency of UAM operations.
Surya Murthy, Zhenyu Gao, John-Paul Clarke +1
Jun 2, 2025eess.SY

Captivity-Escape Games as a Means for Safety in Online Motion Generation

This paper addresses conservatism, limited numerical accuracy, and high computational effort in existing methods ensuring safety by design in online model-based motion generation. The presented method employs a novel captivity-escape zero-sum differential game to adapt the planning model's performance so that resulting reference trajectories are trackable within a prescribed safety margin by a jointly synthesized safety controller. A numerical example demonstrates orders-of-magnitude faster computation and improved numerical accuracy compared to the state of the art.
Christopher Bohn, Manuel Hess, Sören Hohmann
May 16, 2025cs.RO

SHIELD: Safety on Humanoids via CBFs In Expectation on Learned Dynamics

Robot learning has produced remarkably effective ``black-box'' controllers for complex tasks such as dynamic locomotion on humanoids. Yet ensuring dynamic safety, i.e., constraint satisfaction, remains challenging for such policies. Reinforcement learning (RL) embeds constraints heuristically through reward engineering, and adding or modifying constraints requires retraining. Model-based approaches, like control barrier functions (CBFs), enable runtime constraint specification with formal guarantees but require accurate dynamics models. This paper presents SHIELD, a layered safety framework that bridges this gap by: (1) training a generative, stochastic dynamics residual model using real-world data from hardware rollouts of the nominal controller, capturing system behavior and uncertainties; and (2) adding a safety layer on top of the nominal (learned locomotion) controller that leverages this model via a stochastic discrete-time CBF formulation enforcing safety constraints in probability. The result is a minimally-invasive safety layer that can be added to the existing autonomy stack to give probabilistic guarantees of safety that balance risk and performance. In hardware experiments on an Unitree G1 humanoid, SHIELD enables safe navigation (obstacle avoidance) through varied indoor and outdoor environments using a nominal (unknown) RL controller and onboard perception.
Lizhi Yang, Blake Werner, Ryan K. Cosner +3
Feb 13, 2025cs.RO

Real-Time Safety Evaluation of Human Arm Operations Using a Wrist-Mounted IMU with PSM System

This paper presents a novel approach to real-time safety monitoring in human-robot collaborative manufacturing environments through a wrist-mounted Inertial Measurement Unit (IMU) system integrated with a Predictive Safety Model (PSM). The proposed system extends previous PSM implementations through the adaptation of a spring-damper-mass model specifically optimized for wrist motions, employing probabilistic safety assessment through impedance-based computations. We analyze our proposed impedance-based safety approach with frequency domain methods, establishing quantitative safety thresholds through comprehensive comparative analysis. Experimental validation across three manufacturing tasks - tool manipulation, visual inspection, and pick-and-place operations. Results show robust performance across diverse manufacturing scenarios while maintaining computational efficiency through optimized parameter selection. This work establishes a foundation for future developments in adaptive risk assessment in real-time for human-robot collaborative manufacturing environments.
Musab Zubair Inamdar, Alhusain Al Hadrami, Seyed Amir Tafrishi
Date pendingcs.RO

Layered Safety: Enhancing Autonomous Collision Avoidance via Multistage CBF Safety Filters

This paper presents a general end-to-end framework for constructing robust and reliable layered safety filters that can be leveraged to perform dynamic collision avoidance over a broad range of applications using only local perception data. Given a robot-centric point cloud, we begin by constructing an occupancy map which is used to synthesize a Poisson safety function (PSF). The resultant PSF is employed as a control barrier function (CBF) within two distinct safety filtering stages. In the first stage, we propose a predictive safety filter to compute optimal safe trajectories based on nominal potentially-unsafe commands. The resultant short-term plans are constrained to satisfy the CBF condition along a finite prediction horizon. In the second stage, instantaneous velocity commands are further refined by a real-time CBF-based safety filter and tracked by the full-order low-level robot controller. Assuming accurate tracking of velocity commands, we obtain formal guarantees of safety for the full-order system. We validate the optimality and robustness of our multistage architecture, in comparison to traditional single-stage safety filters, via a detailed Pareto analysis. We further demonstrate the effectiveness and generality of our collision avoidance methodology on multiple legged robot platforms across a variety of real-world dynamic scenarios.
Erina Yamaguchi, Ryan M. Bena, Gilbert Bahati +1