Conformal Risk Control
Latest papers 57
6 papers in the last four weeks, level with the four weeks before. 0.0% of all new papers.
Language model reasoning traces are rarely all-or-nothing; they frequently contain valid intermediate steps before a critical error occurs. Existing uncertainty quantification methods typically certify final answers or entire responses, failing to provide statistical guarantees for the proportion of a sequential trace that can be safely retained. To address this, we introduce CROP (Conformal Reasoning Output Prefixes), a verifier-agnostic calibration procedure for clean-prefix certification. Given any step-level risk proxy, CROP selects a calibrated threshold and returns the longest contiguous prefix whose step risk proxies remain below it, routing the uncertified suffix for downstream review or repair. Assuming exchangeability, CROP rigorously controls the marginal probability that the returned prefix contains an annotated error. Across six process-labeled reasoning datasets, we demonstrate that standard step-level metrics such as AUROC do not fully capture prefix utility, suggesting verifiers should instead be evaluated by certified prefix length. Furthermore, CROP balances over- and under-withholding and improves downstream repair accuracy by preserving valid intermediate reasoning while discarding misleading suffixes. Ultimately, this work positions prefix certification as a rigorous, practical bridge between process supervision, abstention, and repair. Code available at https://github.com/matthewyccheung/crop.
Conf-Gen: Conformal Uncertainty Quantification for Generative Models
Conformal prediction (CP) and its extension, conformal risk control (CRC), are established frameworks for quantifying uncertainty in supervised machine learning through formal guarantees. However, recent breakthroughs in artificial intelligence (AI) have been driven by unsupervised generative models, such as large language models (LLMs) and image generators, which are not directly compatible with CP or CRC. In this work we introduce conformal generation (Conf-Gen), a general framework adapting CRC to generative tasks while relaxing its theoretical assumptions. Conf-Gen unifies and generalizes previous attempts to apply CP to LLMs, and extends conformal methodology to entirely new domains. We demonstrate the flexibility of Conf-Gen through some novel applications, including obtaining conformal guarantees on: image generators producing non-memorized images, conversational AI systems having asked enough clarifying questions, and the output of AI agents being correct.
SAFEVPR: Patch-Based Conformal Verification for Safe Cross-Condition Sequence Visual Place Recognition
Sequence-based visual place recognition (VPR) for SLAM and robot relocalization must decide whether the retrieved top-1 candidate is safe to accept. Conformal prediction is a natural framework for this accept/reject decision, but its finite-sample guarantees rely on exchangeability between calibration and deployment (test) data, which is violated under cross-condition deployment. We introduce SAFEVPR, a non-trainable verification-and-calibration pipeline for safe cross-condition sequence VPR. SAFEVPR replaces the standard backbone cosine similarity with a mutual-nearest-neighbour (MNN) patch-matching score computed from frozen DINOv2 ViT features, and replaces flat Learn-Then-Test calibration with Mondrian conformal LTT, fitting separate Bonferroni-corrected thresholds across score bins. Under exchangeability, these thresholds would provide finite-sample false-discovery-rate (FDR) control; under condition shift, we evaluate empirical validity per deployment. Across 23 cross-condition setups from Oxford RobotCar, NCLT, and St Lucia datasets, using three frozen VPR backbones, SAFEVPR is empirically valid on 23/23 setups at target FDR alpha = 0.10, achieving mean accepted FDR 0.014 and mean true-positive rate (TPR) 0.75. The results show that raw discrimination alone is not sufficient for conformal validity: AnyLoc-VLAD and Super-Point+LightGlue reach comparable area under the receiver operating characteristic curve (AUROC) but fail more setups under the same calibration. On textureless repetitive scenery, SAFEVPR safely abstains rather than accepting unreliable matches. Code is available at https://github.com/Hasar12139/SafeVPR.
MiRD: Reliable Set-Valued Prediction for Open-Ended Question Answering via Miscoverage Risk Decomposition
Reliable set-valued prediction provides a principled way to mitigate hallucinations in open-ended question answering (QA), yet existing conformal approaches typically rely on a fragile premise: finite sampling must already produce at least one admissible candidate, or calibration examples violating this condition are discarded. In this paper, we introduce MiRD, a two-stage framework that decomposes overall miscoverage into sampling failure and conditional selection failure. In Stage I, MiRD establishes an expectation-level marginal upper bound on the probability that finite sampling produces no admissible answer under a fixed budget. In Stage II, conditioned on sampling success, MiRD calibrates a conformal selection threshold using admission-correlated nonconformity scores defined over the full calibration set, thereby preserving calibration-set integrity. Across three open-ended QA datasets and eight models, MiRD controls sampling risk, conditional selection risk, and overall miscoverage, while yielding tighter first-stage bounds than PAC-style alternatives and more adaptive prediction sets than successful-only calibration.
CausalGuard: Conformal Inference under Graph Uncertainty
Estimating treatment effects from observational data requires choosing an adjustment set, but valid adjustment depends on an unknown causal graph. Graph misspecification can cause under-coverage, while graph-agnostic conformal wrappers may regain nominal coverage only through large padding. We introduce CausalGuard, a structure-weighted conformal framework that calibrates after aggregating graph-conditional doubly robust pseudo-outcomes. Candidate DAGs are proposed from an LLM-derived edge prior, pruned by conditional-independence tests, and reweighted by Bayesian Information Criterion. A composite nonconformity score then calibrates the posterior-weighted pseudo-outcome. CausalGuard provides distribution-free finite-sample marginal coverage for this aggregated pseudo-outcome; under causal identification, overlap, conditional-mean nuisance stability, and concentration on target-aligned valid adjustment strategies, its conditional mean converges to the true Conditional Average Treatment Effect. Across five benchmarks, CausalGuard attains mean coverage above the nominal 90% level for the directly evaluable target and reduces width when graph-agnostic conformal baselines require large padding. Stress tests show that CausalGuard suppresses invalid collider adjustment and remains stable under misspecified priors when the retained candidate set is data-supported.
A Deployment Audit of Release-Side Risk in Conformal Triage under Prevalence Shift
Conformal triage converts predictive scores into deployment actions that either release a case, flag it for urgent attention, or defer it to human review. Under prevalence shift, however, the usual summaries of marginal coverage and human-review rate can miss the safety-critical question of whether patients who truly experience the target event are released without review. To address this gap, we introduce a leakage-aware deployment audit for release-side conformal triage. It first assigns target subjects to three non-overlapping roles: prevalence correction, conformal calibration, and held-out release-safety evaluation. This separation then lets the audit evaluate release directly: how many event-positive patients are cleared without review, whether the pilot has enough event labels for calibration, and how the safety-review trade-off shifts. Applying this audit to a retrospective NSCLC pilot shows why lower review can be misleading: after prevalence correction, the pooled conformal branch lowers review by releasing more patients, some of whom are event-positive. Within the audit, the classwise branch acts as a scarcity diagnostic: the pilot has too few event labels to certify safe low-review release.
Provable Joint Decontamination for Benchmarking Multiple Large Language Models
Benchmark data contamination has become a central challenge in LLM evaluation: when evaluation examples appear in the training data of one or more audited models, reported performance can be inflated and cross-model comparisons become unreliable. A broad line of training-data detection work designs scores to quantify how strongly a model memorizes a given data point, but these score-based methods lack theoretical guarantees. Recent conformal approaches provide provable false-identification control for a single model; however, applying them separately to each model can produce model-specific benchmarks, undermining fair comparison across models. In this work, we formalize multi-model benchmark decontamination as a joint selection problem and propose Joint Envelope Conformal Selection (JECS), a conformal procedure that enables global contamination rate (GCR) control under stated assumptions. Specifically, JECS computes per-model conformal p-values, aggregates them by the per-item maximum, and reconstructs a conservative envelope of the max-p null distribution from right-tail observations above a data-driven threshold. By applying the adaptive Benjamini-Hochberg (BH) procedure to the envelope-rescaled values, we select a benchmark with provable GCR control. Extensive experiments across various models and benchmarks demonstrate that JECS achieves higher power than the max-p baseline while consistently maintaining the target GCR control.
Explainable Wastewater Digital Twins: Adaptive Context-Conditioned Structured Simulators with Self-Falsifying Decision Support
Operators of safety-critical industrial processes increasingly rely on digital twins to screen control interventions, but such simulators rarely carry certified safety guarantees. Wastewater treatment plants exemplify the gap: operators face a daily safety-efficiency trade-off where aerating too little risks effluent violations and nitrous-oxide (N2O) spikes, and aerating too much wastes energy. We develop an explainable digital twin for aeration and dosing setpoints. CCSS-IX, the simulator, is a bank of interpretable locally linear state-space "experts" adaptively mixed by a context-aware gating network, building on a continuous-time regime-switching scaffold. A runtime decision layer applies conformal risk control to abstain, reopen, or return a falsifying temporal witness for any operator-proposed action that cannot be statistically certified. The artificial-intelligence contribution is twofold: an identifiable, context-conditioned structured surrogate that retains operator-readable dynamics, and a self-falsifying decision rule with finite-sample coverage guarantees. The engineering contribution is a validated, end-to-end decision-support pipeline, tested on a 1000-step slice of the Avedøre full-scale plant (42.6% sensor missingness, 2-minute sampling), the Agtrup/BlueKolding full-scale plant in Denmark, and the Benchmark Simulation Model No. 2 (BSM2) international benchmark, under a matched ten-seed protocol. The static structured ensemble lies within 0.78% root-mean-square error of an unconstrained black-box reference, and the adaptive variant within 1.08%. The calibrated reopen rule cuts aggregate two-plant regret by 43.6% at an unsafe-action cost weight of 4 and eliminates unsafe chosen actions on the BSM2 main slice. Event-aligned temporal witnesses prevent 93 of 187 false-safe N2O approvals, about 4.65x the dyadic baseline (paired McNemar p < 1e-21).
Conformal Selective Acting: Anytime-Valid Risk Control for RLVR-Trained LLMs
A local specialist LLM, fine-tuned with reinforcement learning from verifiable rewards (RLVR) on operator-local data, is installed in a regulated organization with per-deployment error budget . The operator needs a safety certificate for this deployment's stream at every round: no pooling across deployments, no waiting for a long-run average. Existing wrappers cannot deliver this on adaptive, online-updated streams: offline conformal-risk methods require exchangeability; online-conformal methods bound only long-run averages; non-exchangeable extensions are marginally valid; and the closest anytime wrapper, A-RCPS, controls marginal rather than selective risk. Using a (test statistic, validity guarantee, deployment rule) framework, we identify one empty cell forced by deployment requirements: e-process per threshold, selective risk, anytime-pathwise validity, max-certified-threshold rule. Conformal Selective Acting (CSA) fills it as a per-round wrapper maintaining a Ville-type e-process per threshold on a Bonferroni grid, evaluated against the RLVR filtration. Under predictable updates and isotonic-calibrated monotone risk we prove (i) an anytime-pathwise selective-risk bound , (ii) rate-optimal certification matching , and (iii) a horizon-independent release-rate gap. Across eight specialist benchmarks ( streams), sixteen adversarial distribution-shift cells ( streams), and five live Expert-Iteration RLVR cells with online LoRA over four base models in three architecture families ( rounds), CSA is the only method among ten compared that satisfies pathwise validity and non-refusing deployment on every cell. We do not propose a new LLM, training algorithm, or policy class; CSA is the deployment-side complement, orthogonal to the model, for operators who cannot use a frontier API.
Pause and Reflect: Conformal Aggregation for Chain-of-Thought Reasoning
Chain-of-thought (CoT) reasoning with self-consistency improves performance by aggregating multiple sampled reasoning paths. In this setting, correctness is no longer tied to a single reasoning trace but to the aggregation rule over a pool of candidate paths, making aggregation uncertainty the central challenge. This issue is critical where confidently incorrect answers are far more costly than abstentions. We introduce a conformal procedure for CoT reasoning that directly addresses aggregation uncertainty. Our approach replaces majority voting with weighted score aggregation over reasoning paths and calibrates an abstention rule using conformal risk control. This approach leads to finite-sample guarantees on the confident-error rate--the probability that the system answers and is wrong. We further identify score separability as the key condition under which abstention provably improves selective accuracy, and derive closed-form expressions that predict accuracy gains from calibration data alone. The method is fully inference-time, and requires no retraining. Across four benchmarks, four open-source models, and three score classes, realized confident-error rates are consistent with the prescribed targets up to calibration-split and test-set variability. Our method achieves selective accuracy on GSM8K by abstaining on less than of problems, compared with accuracy under majority-voting baseline.
CR^2: Cost-Aware Risk-Controlled Routing for Wireless Device-Edge LLM Inference
As large language models (LLMs) move from centralized clouds to mobile edge environments, efficient serving must balance latency, energy consumption, and accuracy under constrained device-edge resources. Query-level routing between lightweight on-device models and stronger edge models provides a flexible mechanism to navigate this trade-off. However, existing routers are designed for centralized cloud settings and optimize token-level costs, failing to capture the dynamic latency and energy overheads in wireless edge deployments. In this paper, we formulate mobile edge LLM routing as a deployment-constrained, cost-aware decision problem, and propose CR^2, a two-stage device-edge routing framework. CR^2 decouples a lightweight on-device margin gate from an edge-side utility selector for deferred queries. The margin gate operates on frozen query embeddings and a user-specified cost weight to predict whether local execution is utility-optimal relative to the best edge alternative under the target operating point. We further introduce a conformal risk control (CRC) calibration procedure that maps each operating point to an acceptance threshold, enabling explicit control of the marginal false-acceptance risk under the full-information utility reference. Experiments on the routing task show that CR^2 closely matches a full-information reference router using only device-side signals before deferral. Compared with strong query-level baselines, CR^2 consistently improves the deployable accuracy-cost Pareto frontier and reduces normalized deployment cost by up to 16.9% at matched accuracy.
CRC-Screen: Certified DNA-Synthesis Hazard Screening Under Taxonomic Shift
DNA-synthesis providers screen incoming orders by searching the requested sequence against curated hazard lists. We show that this baseline collapses to a 100% false-flag rate when the hazardous sequence comes from a taxonomic family absent from the reference set: under Conformal Risk Control's certified miss-rate constraint, a low-discrimination signal forces the threshold below the entire test-benign mass. We compose three signals derived from a synthesis order's public annotation: -mer Jaccard similarity to known toxins, the trimmed-mean score of a five-LLM judge panel, and cosine similarity to clustered embedding centroids. Fused under a monotone logistic aggregator and calibrated by Conformal Risk Control, the resulting screener certifies , where the additive term is the calibration-to-test distribution shift under family holdout (a certified ceiling of 24-49% across folds). Across ten leave-one-taxonomic-family-out folds at on UniProt KW-0800 reviewed toxins, the calibrated screener achieves 0% empirical test miss rate on every fold and 0% test false-flag rate on nine of ten folds. The bound's finite-sample slack caps the certifiable miss rate at 1.77% on our 200-hazard subsample; reaching procurement-grade requires an larger calibration set, which the full reviewed UniProt KW-0800 corpus is large enough to deliver. The binding constraint on certifiable DNA-synthesis screening is calibration data, not algorithms. Code: https://github.com/najmulhasan-code/crc-screen
Beyond Surface Statistics: Robust Conformal Prediction for LLMs via Internal Representations
Large language models are increasingly deployed in settings where reliability matters, yet output-level uncertainty signals such as token probabilities, entropy, and self-consistency can become brittle under calibration--deployment mismatch. Conformal prediction provides finite-sample validity under exchangeability, but its practical usefulness depends on the quality of the nonconformity score. We propose a conformal framework for LLM question answering that uses internal representations rather than output-facing statistics: specifically, we introduce Layer-Wise Information (LI) scores, which measure how conditioning on the input reshapes predictive entropy across model depth, and use them as nonconformity scores within a standard split conformal pipeline. Across closed-ended and open-domain QA benchmarks, with the clearest gains under cross-domain shift, our method achieves a better validity--efficiency trade-off than strong text-level baselines while maintaining competitive in-domain reliability at the same nominal risk level. These results suggest that internal representations can provide more informative conformal scores when surface-level uncertainty is unstable under distribution shift.
Hybrid Decision Making via Conformal VLM-generated Guidance
Building on recent advances in AI, hybrid decision making (HDM) holds the promise of improving human decision quality and reducing cognitive load. We work in the context of learning to guide (LtG), a recently proposed HDM framework in which the human is always responsible for the final decision: rather than suggesting decisions, in LtG the AI supplies (textual) guidance useful for facilitating decision making. One limiting factor of existing approaches is that their guidance compounds information about all possible outcomes, and as a result it can be difficult to digest. We address this issue by introducing ConfGuide, a novel LtG approach that generates more succinct and targeted guidance. To this end, it employs conformal risk control to select a set of outcomes, ensuring a cap on the false negative rate. We demonstrate our approach on a real-world multi-label medical diagnosis task. Our empirical evaluation highlights the promise of ConfGuide.
PAC-CF: Calibrating Irreversible Frontier Pruning in LLM-Guided Search
LLM-guided search explores multiple candidate trajectories, but at substantial test-time cost. Pruning low-scoring frontier candidates can control this cost, yet it also turns potentially biased evaluator scores into irreversible decisions: systematic ranking errors can persist under repeated scoring and remove useful branches. We propose Probably Approximately Correct Conformal Filtering (PAC-CF). Its fixed-frontier analysis formulates elimination as an -PAC problem under bounded evaluator bias; its operational rule separately calibrates a score-gap threshold on held-out tasks by running the original controller without PAC-CF and using post-search verifier labels to measure the deficit of solution-preserving candidates relative to the frontier leader. Conditional on exchangeable native-controller tasks with nonempty protected exposure, conformal calibration gives finite-sample coverage for retaining at least one verifier-defined valid continuation at every protected frontier on the native trajectory. At deployment, PAC-CF removes only candidates whose gap from the highest frontier score exceeds the frozen threshold. We evaluate PAC-CF across three domains, five controllers, and four request budgets from B100 to B500. In the cross-domain/controller macro averages, the point estimates for all three workload measures are lower at every budget; the paired-bootstrap 95% confidence interval for utility excludes zero at B100 and B200. For pruning-aware ToolTree, the full-test-set cross-domain utility difference is points at each tested budget; on the natural-termination sensitivity cohort, physical requests decrease by -- and end-to-end token usage by --.
Confidence under Visual Token Pruning: Removed Evidence and Risk-Controlled Token Budgets for MLLMs
Visual token pruning speeds up multimodal large language models (MLLMs) by keeping a small subset of the visual tokens, and pruning methods are compared by the accuracy they retain. We study what pruning does to the confidence of these models, across common selectors, several MLLMs, and different output formats. Pruning errors concentrate on questions whose evidence the selector removed, and confidence does not register the removal. When the queried object loses all of its tokens, accuracy on these questions drops from 59% to 17%, while confidence stays at the unpruned level. Returning a few object tokens to the kept set recovers most of the lost accuracy. Selectors that keep the most attended tokens remove such evidence most often and produce confident errors, which temperature scaling cannot re-rank. Selectors that avoid keeping redundant tokens stay close to the calibration of the unpruned model. We then use the confidence of the pruned model to set a per-question token budget. The model answers with few tokens first and again with all tokens when its confidence is low. Conformal risk control sets the threshold to bound the expected deviation from the unpruned model. With coverage-based selection, this cascade needs about a third of the prefill tokens of the unpruned model, while with FastV it needs more than the unpruned model. The savings come mainly from how well the confidence ranks the answers that differ from the unpruned ones.
Weighted Bayesian Conformal Prediction
Machine learning predictors are rarely deployed on data that match the data they were calibrated on. Conformal prediction and its risk-control generalization promise distribution-free guarantees at deployment, but only under exchangeability or a covariate shift whose likelihood ratio is known exactly -- and the estimated-ratio case, the one that occurs in practice, is explicitly open, out of reach of the Bayesian construction available under exchangeability. We reach it from a different starting point: pushing a Dirichlet process prior on the calibration distribution through the likelihood ratio yields the exact Bayesian posterior over the deployed risk. That posterior is exact given the weight function, which at deployment is itself estimated, so we further prove finite-sample upper and lower bounds on the risk the selected threshold actually incurs, in terms of the weight-estimation error and the conditional shift. On synthetic and real covariate shifts, in regression and classification, the realized failure rate then stays close to target where shift-blind selection fails, and what deployment receives is a posterior over the risk of every threshold rather than a single number.
Conformal Risk Control under Non-Monotone Losses: Theory and Finite-Sample Guarantees
Conformal risk control (CRC) provides distribution-free guarantees for controlling the expected loss at a user-specified level. Existing theory typically assumes that the loss decreases monotonically with a tuning parameter that governs the size of the prediction set. However, this assumption is often violated in practice, where losses may behave non-monotonically due to competing objectives such as coverage and efficiency. In this paper, we study CRC under non-monotone loss functions when the tuning parameter is selected from a finite grid, a setting commonly arising in thresholding and discretized decision rules. Revisiting a known counterexample, we show that the validity of CRC without monotonicity depends critically on the relationship between the calibration sample size and the grid resolution. In particular, reliable risk control can still be achieved when the calibration sample is sufficiently large relative to the grid size. We establish a finite-sample guarantee for bounded losses over a grid of size , showing that the excess risk above the target level scales on the order of , where is the calibration sample size. A matching lower bound demonstrates that this rate is minimax optimal. We also derive refined guarantees under additional structural conditions, including Lipschitz continuity and monotonicity, and extend the analysis to settings with distribution shift via importance weighting. Numerical experiments on synthetic multilabel classification and real object detection data illustrate the practical implications of non-monotonicity. Methods that explicitly account for finite-sample uncertainty achieve more stable risk control than approaches based on monotonicity transformations, while maintaining competitive prediction set sizes.
With a Little Help From My Friends: Collective Manipulation in Risk-Controlling Recommender Systems
Recommendation systems have become central gatekeepers of online information, shaping user behaviour across a wide range of activities. In response, users increasingly organize and coordinate to steer algorithmic outcomes toward diverse goals, such as promoting relevant content or limiting harmful material, relying on platform affordances -- such as likes, reviews, or ratings. While these mechanisms can serve beneficial purposes, they can also be leveraged for adversarial manipulation, particularly in systems where such feedback directly informs safety guarantees. In this paper, we study this vulnerability in recently proposed risk-controlling recommender systems, which use binary user feedback (e.g., "Not Interested") to provably limit exposure to unwanted content via conformal risk control. We empirically demonstrate that their reliance on aggregate feedback signals makes them inherently susceptible to coordinated adversarial user behaviour. Using data from a large-scale online video-sharing platform, we show that a small coordinated group (comprising only 1% of the user population) can induce up to a 20% degradation in nDCG for non-adversarial users by exploiting the affordances provided by risk-controlling recommender systems. We evaluate simple, realistic attack strategies that require little to no knowledge of the underlying recommendation algorithm and find that, while coordinated users can significantly harm overall recommendation quality, they cannot selectively suppress specific content groups through reporting alone. Finally, we propose a mitigation strategy that shifts guarantees from the group level to the user level, showing empirically how it can reduce the impact of adversarial coordinated behaviour while ensuring personalized safety for individuals.
Conformal Selective Prediction with General Risk Control
In deploying artificial intelligence (AI) models, selective prediction offers the option to abstain from making a prediction when uncertain about model quality. To fulfill its promise, it is crucial to enforce strict and precise error control over cases where the model is trusted. We propose Selective Conformal Risk control with E-values (SCoRE), a new framework for deriving such decisions for any trained model and any user-defined, bounded and continuously-valued risk. SCoRE offers two types of guarantees on the risk among ``positive'' cases in which the system opts to trust the model. Built upon conformal inference and hypothesis testing ideas, SCoRE first constructs a class of (generalized) e-values, which are non-negative random variables whose product with the unknown risk has expectation no greater than one. Such a property is ensured by data exchangeability without requiring any modeling assumptions. Passing these e-values on to hypothesis testing procedures, we yield the binary trust decisions with finite-sample error control. SCoRE avoids the need of uniform concentration, and can be readily extended to settings with distribution shifts. We evaluate the proposed methods with simulations and demonstrate their efficacy through applications to error management in drug discovery, health risk prediction, and large language models.
Uncertainty-Aware Vision-based Risk Object Identification via Conformal Risk Tube Prediction
We study object importance-based vision risk object identification (Vision-ROI), a key capability for hazard detection in intelligent driving systems. Existing approaches make deterministic decisions and ignore uncertainty, which could lead to safety-critical failures. Specifically, in ambiguous scenarios, fixed decision thresholds may cause premature or delayed risk detection and temporally unstable predictions, especially in complex scenes with multiple interacting risks. Despite these challenges, current methods lack a principled framework to model risk uncertainty jointly across space and time. We propose Conformal Risk Tube Prediction, a unified formulation that captures spatiotemporal risk uncertainty, provides coverage guarantees for true risks, and produces calibrated risk scores with uncertainty estimates. To conduct a systematic evaluation, we present a new dataset and metrics probing diverse scenario configurations with multi-risk coupling effects, which are not supported by existing datasets. We systematically analyze factors affecting uncertainty estimation, including scenario variations, per-risk category behavior, and perception error propagation. Our method delivers substantial improvements over prior approaches, enhancing vision-ROI robustness and downstream performance, such as reducing nuisance braking alerts. For more qualitative results, please visit our project webpage: https://hcis-lab.github.io/CRTP/
Conformal Risk Control for Safety-Critical Wildfire Evacuation Mapping: A Comparative Study of Tabular, Spatial, and Graph-Based Models
Every wildfire prediction model deployed today shares a dangerous property: none of these methods provides formal guarantees on how much fire spread is missed. Despite extensive work on wildfire spread prediction using deep learning, no prior study has applied distribution-free safety guarantees to this domain, leaving evacuation planners reliant on probability thresholds with no formal assurance. We address this gap by presenting, to our knowledge, the first application of conformal risk control (CRC) to wildfire spread prediction, providing finite-sample guarantees on false negative rate (FNR <= 0.05). We expose a stark failure: across three model families of increasing complexity (tabular: LightGBM, AUROC 0.854; convolutional: Tiny U-Net, AUROC 0.969; and graph-based: Hybrid ResGNN-UNet, AUROC 0.964), standard thresholds capture only 7-72% of true fire spread. CRC eliminates this failure uniformly. Our central finding is that model architecture determines evacuation efficiency, while CRC determines safety: both spatial models with CRC achieve approximately 95% fire coverage while flagging only approximately 15% of total pixels, making them 4.2x more efficient than LightGBM, while the graph model's additional complexity over a simple U-Net yields no meaningful efficiency gain. We propose a shift-aware three-way CRC framework that assigns SAFE/MONITOR/EVACUATE zones for operational triage, and characterize a fundamental limitation of prevalence-weighted bounds under extreme class imbalance (approximately 5% fire prevalence). All models, calibration code, and evaluation pipelines are released for reproducibility.
Proactive Routing to Interpretable Surrogates with Distribution-Free Safety Guarantees
Model routing determines whether to use an accurate black-box model or a simpler surrogate that approximates it at lower cost or greater interpretability. In deployment settings, practitioners often wish to restrict surrogate use to inputs where its degradation relative to a reference model is controlled. We study proactive (input-based) routing, in which a lightweight gate selects the model before either runs, enabling distribution-free control of the fraction of routed inputs whose degradation exceeds a tolerance τ. The gate is trained to distinguish safe from unsafe inputs, and a routing threshold is chosen via Clopper-Pearson conformal calibration on a held-out set, guaranteeing that the routed-set violation rate is at most α with probability 1-δ. We derive a feasibility condition linking safe routing to the base safe rate π and risk budget α, along with sufficient AUC thresholds ensuring that feasible routing exists. Across 35 OpenML datasets and multiple black-box model families, gate-based conformal routing maintains controlled violation while achieving substantially higher coverage than regression conformal and naive baselines. We further show that probabilistic calibration primarily affects routing efficiency rather than distribution-free validity.
Safe Probabilistic Planning for Human-Robot Interaction using Conformal Risk Control
In this paper, we present a novel probabilistic safe control framework for human-robot interaction that combines control barrier functions (CBFs) with conformal risk control to provide formal safety guarantees while considering complex human behavior. The approach uses conformal risk control to quantify and control the prediction errors in CBF safety values and establishes formal guarantees on the probability of constraint satisfaction during interaction. We introduce an algorithm that dynamically adjusts the safety margins produced by conformal risk control based on the current interaction context. Through experiments on human-robot navigation scenarios, we demonstrate that our approach significantly reduces collision rates and safety violations as compared to baseline methods while maintaining high success rates in goal-reaching tasks and efficient control. The code, simulations, and other supplementary material can be found on the project website: https://jakeagonzales.github.io/crc-cbf-website/.
Conformal Policy Control
An agent must try new behaviors to explore and improve. In high-stakes environments, an agent that violates safety constraints may cause harm and must be taken offline, curtailing any future interaction. Imitating old behavior is safe, but excessive conservatism discourages exploration. How much behavior change is too much? We show how to use any safe reference policy as a probabilistic regulator for any optimized but untested policy. Conformal calibration on data from the safe policy determines how aggressively the new policy can act, while provably enforcing the user's declared risk tolerance. Unlike conservative optimization methods, we do not assume the user has identified the correct model class nor tuned any hyperparameters. Unlike previous conformal methods, our theory provides finite-sample guarantees even for non-monotonic bounded loss functions, and it introduces a new policy control setting. Our experiments on applications ranging from natural language question answering to biomolecular engineering show that safe exploration is not only possible from the first moment of deployment, but can also improve performance.
Conformal Risk Control for Non-Monotonic Losses
Conformal risk control is an extension of conformal prediction for controlling risk functions beyond miscoverage. The original algorithm controls the expected value of a loss that is monotonic in a one-dimensional parameter. Here, we present risk control guarantees for generic algorithms applied to possibly non-monotonic losses with multidimensional parameters. The guarantees depend on the stability of the algorithm -- unstable algorithms have looser guarantees. We give applications of this technique to selective image classification, FDR and IOU control of tumor segmentations, and multigroup debiasing of recidivism predictions across overlapping race and sex groups using empirical risk minimization.
Optimal Conformal Prediction under Epistemic Uncertainty
Conformal prediction (CP) is a widely used frequentist framework to quantify uncertainty by constructing prediction sets with user-specified marginal coverage guarantees. In practice, CP is typically applied on top of probabilistic classifiers, which are able to express aleatoric but not epistemic uncertainty. In this paper, we consider the question of how to optimally employ CP on top of a more expressive formalism, namely credal sets, which can express both aleatoric and epistemic uncertainty. More specifically, we propose probabilistic Bernoulli prediction sets (BPS) and derive a variant that achieves conditional coverage for valid credal sets while remaining minimal in expected size. We then address the more realistic scenario in which the validity of the credal sets is not guaranteed. Assuming access to calibration data with ground-truth distributions over labels, we apply conformal risk control to BPS and derive a PAC-style guarantee: with high probability over the data, the achieved conditional coverage is at least the desired level. We validate our theoretical findings empirically over various datasets.