Controlled Study

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Period ending 2026-09-14

2 new papers

A weekly snapshot of new work published in Controlled Study.

Period ending 2026-09-07

4 new papers

A weekly snapshot of new work published in Controlled Study.

72 papers

Latest in Controlled Study

Sep 15, 2026stat.ME

When AI Generates Covariates: Causal Typing and Estimand Drift in Sequential Experiments

AI-generated covariates from notes, conversations, images, and wearable streams can change the causal question when their roles are left unspecified. A generated feature may represent a treatment version, pre-action state, history, design variable, mediator, outcome proxy, observation process, or intercurrent event; these roles are not interchangeable. We formulate a causal type discipline for sequential experiments: a versioned representation map, a causal role classifier, a claim-status filter, and an estimand lock. The lock fixes a standardized proximal effect before generated covariates enter the analysis. Under audit correctness and standard identification assumptions, admissible role assignments preserve this estimand. We apply the established conditional-covariance characterization of compression bias to substitution of generated representations for design-relevant states. A standardized decomposition separates compression, conditional-law, and standardization drift. Further results cover mediator adjustment, post-action leakage, marker-intervention conflation, outcome-guided discovery, and state-measurement error. Cluster-level orthogonal estimators distinguish empirical and superpopulation targets under repeated sessions and missing outcomes. Simulations show that refinement helps when it retains design-relevant information, whereas design erasure, leakage, and same-data marker selection can produce bias or undercoverage. The framework places causal semantics and claim status before confirmatory inference with generated representations.
Takes Fujita, Nobutaka Hattori
Sep 8, 2026stat.ME

Differentially Private Average Treatment Effect Estimation by Propensity Score Blocking

Average treatment effect (ATE) estimation in observational studies is a fundamental statistical tool used frequently in social science, medicine, and other fields. These fields often work with sensitive data where privacy protections are important, so a differentially private mechanism for ATE estimation is highly desirable. Here we present two propensity score-based algorithms for ATE estimation on observational data, one improving the inverse probability weighting (IPW) method used in prior work, and the other using blocking on the propensity score (BPS). Both show lower error and less bias than prior work, with the BPS-based algorithm frequently reducing error by 75% or more compared to prior work.
Duncan Stewardson, Grayson W. White, Adam Groce
Sep 7, 2026cs.CR

Do AI Coding Assistants Check Before They Install? A Pre-Registered Demand-Side Audit of Trust Signals in the Research Software Supply Chain

AI coding assistants now select, install, and configure software, and attackers have exploited that position through invented package names, compromised maintainer accounts, and manipulated repository text. In response, the supply-chain community publishes machine-checkable trust signals: software bills of materials, signed releases, build provenance attestations, and declared official channels. Whether coding assistants read or act on those signals has not been measured for any of these classes on research software. We pre-registered and ran a controlled study on six open-source research software projects (three HPC, three quantum computing) drawn from an 87-project corpus, with protocol, seed, panel, and analysis plan deposited with a DOI before any trial. W created nine modified copies for each project: no signal, one per signal class, two with a signature or attestation from the wrong issuer, one with all four signals, and one reproducing documented conflicts in the project's own metadata. Three models under two ways of operating an assistant, with and without an approval step, gave 1,920 registered trials, plus a supplement on three frontier models. We scored behavior from container logs rather than from what the assistant said, and recorded the cost of every trial. Verification was rare under every condition: in 9 of 1,920 registered trials (0.5%), the assistant opened any provenance signal before installing in 0 of 384 control trials, and no trial ran a verification command, so signal presence had no measurable effect. We drew three conclusions: publishing signals is necessary but not sufficient; price did not buy verification (the model that verified most often costs 0.10pertrial;themostcapable,at0.10 per trial; the most capable, at 1.00, verified nothing); verification must be built into the program that runs the assistant. We release the per-trial cost ledger, the protocol, and every log.
Pengyin Shan
Sep 3, 2026cs.AI

Artificial Intelligence for Energy Optimization in Data Centers

Data centers are increasingly optimized by artificial intelligence and, at the same time, increasingly loaded by it. The literature treats these as two unrelated problems: control studies model workload as an exogenous arrival process, while sustainability studies model infrastructure as a fixed multiplier. We screen roughly 194 papers retrieved through a documented protocol, code 63 of them, and report what the coding shows. Of 28 primary control-oriented studies, 18 are validated in simulation alone and 5 reach physical hardware or a production facility; none account for water withdrawal, and none account for embodied carbon. Reported savings intervals across four technique families overlap almost completely, which means the field cannot presently rank its own methods. Ten recurring gaps are scored for consequence and tractability, and we set out CLEAR-DC, a framework coupling a control-policy branch to a workload-demand branch through an explicit elasticity term, reads out net rather than direct benefit, and emits a schema-conformant record covering energy, carbon, water, embodied share and validation venue. The framework is an architectural and methodological proposal, not a trained system; the contribution we defend empirically is the corpus analysis and the reporting schema derived from it. Coding sheet, derived statistics and all result artifacts: https://github.com/Kimalice/AI-for-Energy-Optimization-in-Data-Centers-Closing-the-Optimizer-Load-Loop
Mohammed Basharath Ullah, Summaiya Unnisa Begum, Mohammed Nadeem Ullah
Sep 3, 2026cs.LG

Resolution-Aware Experimental Design under Partial Identifiability

Experimental design is commonly framed as choosing the experiment expected to provide the most information. Under partial identifiability however, persistent nuisance uncertainty can make the same observation carry different structural meanings. We introduce Resolution-Aware Experimental Design (RAED), which selects an experiment by the smallest expected nonempty structural candidate set achievable subject to false-exclusion control. We prove an exact cross-nuisance aliasing separation: an experiment can be preferred by structural and full-latent information gain, average classification, and nuisance-marginalized informativeness while having arbitrarily poorer valid structural resolution. RAED nevertheless preserves the expected ordering under a genuine composite Blackwell comparison. To make this criterion operational, we develop a learned score-based implementation with finite-sample nuisance-average and positive-tail calibration, and characterize a rare-tail sample-complexity obstruction. Under constrained sensing, two subsurface-flow benchmarks exhibit genuine RAED--expected-information-gain (EIG) experiment-selection disagreements, with the clearest and largest held-out resolution differences in WCA. In a fluvial benchmark, tail protection changes the selected physical experiment and replaces hard-region false exclusions primarily with explicit ambiguity. In a mechanistic methane-oxidation benchmark, a prospectively specified 5% false-exclusion tolerance also yields a nontrivial finite-sample population guarantee for tail-sensitive nuisance risk, with 95% joint confidence across all three structural families.
Sofianos Panagiotis Fotias
Sep 1, 2026cs.SE

Does Fault Localization Beat a Fresh Attempt? A Placebo-Controlled Study of Test-Guided Code Repair

Fault localization can focus a code model's repair on the statements a failing test implicates, but a targeted edit may succeed merely because it is small, and a second model call may succeed without using the failure at all. We separate these explanations with three arms applied to the same failed candidate: blind whole-solution resampling, spectrum-based localization followed by suspect-span infilling, and same-length infilling at a disjoint random code span. Across three frozen 26-32B models, three benchmarks and 488 failing candidates, plus a separately declared 24B fourth model from a third family, three results follow. First, localization is rarely available: only 9.0% of failing candidates expose a failing public test with a usable spectrum. Second, among the 177 candidates localizable from a strong suite, localized infilling loses decisively to blind resampling at a matched attempt count (3:40, p = 3.0 x 10^-9), opposite to our hypothesis; the loss replicates in a third family at -11.3 points (95% CI [-16.6, -6.8]), and widening the edit does not rescue it. Third, against the random-span placebo localized infilling leads pooled (11:1, Holm-adjusted p = .019), but that lead resolves in no individual model under the analysis our shipped plan designates primary (best Holm p = .087), so we report the location effect as suggestive rather than established. Re-pricing attempts as tokens narrows but does not overturn this: a span attempt spends 21.7 generated tokens against 371.1, yet 16 localized attempts reach 6.8% while one blind attempt already reaches 10.1%. Infilling reproduces the removed span verbatim in 48.9% of attempts, which is why more budget does not help. We restrict every localization conclusion to the 24-32B models tested.
Anik Jha
Aug 31, 2026cs.AI

When Does Bigger Help? A Controlled Study of LLM Scale for Ontology Learning

The effect of Large Language Model (LLM) scale on ontology learning (OL) performance remains insufficiently characterized. We present a controlled evaluation of 13 models spanning dense and Mixture-of-Experts variants from the Qwen3.5 and Qwen3.6 lineages, together with proprietary GPT release variants, using the OntoLearner retrieval-augmented generation pipeline. All models are evaluated with the same embedding model, retrieval configuration, prompt templates, decoding settings, datasets, and metrics on term typing, taxonomy discovery, and non-taxonomic relationship extraction across four biomedical and materials science and engineering ontologies. Within the dense Qwen3.5 lineage, increasing parameter count primarily improves precision rather than recall, with the largest gains occurring between 9B and 27B parameters. However, the effect of scale is neither monotonic nor uniform across tasks and domains. Dense 27B models outperform substantially larger sparse models on term typing, whereas larger Mixture-of-Experts models achieve the strongest open-weight results on taxonomy discovery. Non-taxonomic relationship extraction remains difficult across model scales, particularly for the Materials Data Science ontology. Performance differences across matched Qwen variants and proprietary GPT releases further indicate that architecture and model lineage can outweigh nominal parameter count. These findings show that model size alone is an insufficient selection criterion for OL and provide empirical guidance for reproducible LLM-assisted ontology engineering.
Hamed Babaei Giglou, Sören Auer, Jennifer D'Souza
Aug 31, 2026cs.LG

Confounding Masquerading as Improvement: A Systematic Evaluation of Offline Reinforcement Learning for Stroke Antithrombotic Treatment in a 129,000-Patient Registry

Recent offline reinforcement learning (RL) studies report policies that outperform physician decisions on clinical outcomes. We conduct a systematic, partially crossed evaluation of five offline RL algorithm families and 14 reward designs in 44,894 post-2018 acute ischemic stroke patients from a nationwide registry (N = 129,033). Standard Fitted Q-Evaluation (FQE) yields an apparent policy-improvement estimate of +0.0069; adding an Early Neurological Deterioration penalty increases it to +0.0101. We identify reward-embedded confounding, in which a proxy terminal reward encodes baseline severity and prognosis as well as treatment efficacy. A 2 x 2 factorial analysis finds that terminal reward confounding accounts for 218.6% of the observed signal change, so its removal overshoots the null. After DML-inspired GBM reward residualization, the FQE estimate attenuates to +0.0033 (p = 0.132), and full deconfounding yields +0.0025 (p = 0.291). FQE-based diagnostics, T-learner analyses, and direct recurrence analyses converge away from a clinically meaningful aggregate improvement. A 1-year mRS factorial analysis replicates the attenuation. We provide an empirically motivated six-step evaluation checklist. NIHSS-stratified heterogeneity is hypothesis-generating for prospective trial design; hospital-level disagreement does not persist after full reward deconfounding.
Kihun Rhee
Aug 13, 2026cs.CV

A Controlled Study of Self-Supervised Image and Video Pretraining under Limited Resources

Visual foundation models are a cornerstone of image and video understanding but typically require large amounts of data and computation. The current scale required for pretraining visual foundation models may be unsustainable or unnecessary, and significant benefits arise when effective models can be obtained with fewer resources. To better understand how self-supervised learning (SSL) objectives behave under resource constraints, we conduct a controlled study of image and video SSL objectives under matched data, architecture, and compute budgets. We compare contrastive, reconstruction, feature-prediction, and diffusion objectives and evaluate both standalone and jointly trained image-video SSL formulations across a diverse set of image and video understanding tasks. Our results show that DINOv2-style pretraining consistently provides the strongest overall performance under limited resources. Furthermore, combining DINOv2 with video SSL objectives such as VideoMAE substantially improves image classification and segmentation performance, but degrades video tracking and camera-pose estimation performance, revealing an important tradeoff between semantic and geometric representation learning. These findings suggest that combining image and video SSL objectives can be beneficial in resource-limited settings, while highlighting the need for improved methods that better balance semantic, temporal, and geometric supervision.
Brunó B. Englert, Gijs Dubbelman
Aug 12, 2026cs.CL

Excess Separability: Nuisance-Controlled Residual-Stream Probing for Benchmark Contamination Detection

Benchmark contamination is diagnosed today with n-gram overlap, with likelihood-based membership inference, or with canary strings, and each needs something usually unavailable: the training corpus, a well-chosen test statistic, or foresight at dataset release. A recent alternative reads contamination off a linear probe on internal activations. We show that the natural way to do this does not work, and specify one that survives measurement. The protocol reports a zero-sum contrast on the depth profile of probe accuracy, recentred on a level-matched placebo baseline, tested against a label-permutation null, with the reference set twice the size of the suspect set. Each choice replaces a simpler alternative we measured and rejected. Reporting the level of excess separability rather than its shape makes the false positive rate track the size of the analyst's own control set, from 0.03 to 0.99 under a true null. Contrasting against a flat depth profile fails in both directions, rejecting a true null 0.72 of the time when surface decodability rises with depth and losing all power when it falls. An item bootstrap holds the fitted probe fixed and rejects up to 0.09 of the time where a permutation null that refits it holds 0.02. A half-size baseline triples the error rate. On real transformers, baseline depth profiles are measurably not flat, spanning up to 29.1 accuracy points on a temporal split, and their non-flatness tracks the surface difference between the item sets (correlation 0.87 over 6 audits), so the correction is largest exactly where it is needed. All 4 well-matched Pile arms return null, and the protocol refuses a verdict on the temporal split rather than reporting one. What this does not establish is whether transformers carry a familiarity direction at all: the only positive sits on the split where exchangeability fails. Implementation, tests and audits are released.
Florian Braun
Aug 12, 2026stat.ME

Causal inference for group-contaminated structured outcomes: observable quotients, lossless reduction and exact randomization inference

Structured potential outcomes such as microscopy images may be recorded after an unknown, unit-specific transformation. If that transformation can depend on treatment, covariates or the intrinsic outcome, raw-coordinate analyses may mix biological effects with acquisition geometry. We study the unrestricted observation model X = Γ . Y(A) and characterize its observable information: a target is uniformly recoverable exactly when it is constant on group orbits, while a Borel maximal invariant retains every measurable invariant target. We then distinguish observability from statistical losslessness. A quotient-faithful reconstruction theorem shows that quotient reduction is sufficient for the full transformed experiment exactly when the conditional law of the raw observation given treatment, covariates and the quotient has a parameter-free version. Conditional Haar contamination on a compact group yields Blackwell equivalence as a special case; it is not imposed in the main model. We also separate independent site-specific product actions from shared diagonal actions and show why componentwise canonicalization can discard relative cross-site information. Under explicit metric and kernel regularity, an approximate-contamination theorem bounds quotient-law Wasserstein error and the induced perturbation of population maximum mean discrepancy. For finite-support multichannel lattice images, we construct a maximal invariant under integer translations and quarter turns, combine its characteristic Gaussian kernel with a complete paired-swap test, and retain the original simulations and RxRx1 HUVEC study. Under the sharp null, the quotient test rejected in 0.052 of simulation replicates; at unit effect strength its power was 0.992. The primary RxRx1 contrast had an enumerated paired-swap p-value of 0.0078.
Usef Faghihi, Amir Saki
Aug 11, 2026stat.ML

Conditional Independence Tests for Constraint-Based Causal Discovery: A Survey

Conditional Independence (CI) tests are the statistical engine of constraint-based causal discovery: in algorithms such as PC (Peter-Clark) and FCI (Fast Causal Inference), skeleton pruning and key orientations follow directly from CI decisions. This survey reviews CI testing with emphasis on assumptions, robustness, and scalability in high-dimensional and mixed-type settings common in biomedical domains. The survey organizes widely used CI methods into six families: partial-correlation, contingency-table, regression, nearest-neighbor, kernel, and machine-learning-based. Special emphasis is provided on the robustness layers that address the limitations of these families. For each family, the survey examines when CI decisions reflect the data-generating distribution and when they fail. By this, we link test-level properties, including power decay with conditioning set size and asymmetric type I/II error consequences, to graph-level errors in skeleton recovery and v-structure orientation. The survey also compares adoption across major R and Python libraries and summarizes open challenges, including mixed-type CI testing without discretization, small-sample error control, and strategies for improving scalability of CI-testing.
Pavel Averin, Theodoros Moysiadis, Ioannis Katakis
Aug 8, 2026cs.LG

A Controlled Study of Feature-Based Knowledge Distillation Across Student Designs

Knowledge distillation trains a smaller student to match the outputs of a larger teacher. Feature-based methods also align intermediate representations, but this extra constraint may affect students differently. We study this question on CIFAR-100 using a ResNet-50 teacher, a width-controlled CustomResNet family and MobileNetV2 as a cross-design comparison. For each student, we evaluate each feature method against a matched logit-KD run using the same teacher, optimizer settings, training schedule and seed. We repeat the main comparisons across multiple seeds. Logit KD improved every tested student over its scratch baseline. Attention Transfer showed no clear relationship with size inside the CustomResNet family, but its average effect was negative for that family and positive for MobileNetV2. FitNets was below logit KD in all 15 paired runs. Within the constant-depth width sweep, its gap increased for wider students, although the different-depth w=48 student did not follow this trend. Finally, the same auxiliary coefficient produced different gradient scales across students, showing that a fixed coefficient does not create a uniform training condition.
Abhinand Balachandran, Praveen Prashant
Aug 7, 2026cs.AI

Authoring and Management of Transparent Research Integrity Assessments of Randomised Clinical Trial Publications Using LLM-assisted Tools and Provenance Knowledge Graphs

Systematic reviews of Randomised Controlled Trials (RCTs) are routinely used as evidence for clinical care guidelines. Such evidence has to meet high research integrity standards to prevent low quality or false research outputs influencing the clinical care. However, assessing research integrity of published RCTs is a complex process requiring manual effort, and potentially resulting in diverse opinions of the human assessors. This paper describes INSPECT-AI, an LLM-based interactive tool that assists human reviewers with research integrity assessments of published RCTs based on the community approved INSPECT-SR framework, and the Research Integrity Provenance and Evidence ontology (RIPE-O) for documenting the provenance of the assessment process. In addition, we present the Research Integrity Provenance and Evidence knowledge graph (RIPE-KG), an initial set of 140 expert research integrity assessments of 95 RCT publications generated by INSPECT-AI and described using RIPE-O.
Milan Markovic, Goutham Indukuri, Somayajulu Sripada +7
Aug 6, 2026cs.CV

Do 3D Medical Foundation Models See Through MRI Artifacts? A Controlled Study of Representation Robustness

Self-supervised 3D medical foundation models are increasingly used as general-purpose feature extractors, yet their sensitivity to MRI artifacts remains poorly understood. We present a controlled evaluation of representation robustness across five pretrained 3D encoders spanning different architectures, objectives, pretraining domains, and dataset scales. Using BraTS-Africa cases with four MRI sequences, we generate seven frequency- and image-domain artifacts at five predefined corruption settings. Robustness is assessed using linear centered kernel alignment (CKA), RankMe, and UMAP, complemented by an independent segmentation-consistency analysis. We find that robustness is strongly model- and artifact-dependent. 3DINO exhibits the most consistently stable representations, while BrainIAC is highly sensitive to several corruptions; NeuroVFM, BrainFM, and Neuro-SimCLR show intermediate but distinct artifact-specific profiles. Across many conditions, CKA decreases substantially while RankMe remains comparatively stable, indicating that artifacts often distort representation geometry without causing dimensional collapse. Segmentation consistency also degrades under corruption, particularly for ghosting and Rician noise, but aligns only partially with representation-level robustness. These findings show that larger-scale or domain-specific pretraining alone does not guarantee artifact invariance and motivate explicit robustness evaluation before deploying 3D foundation models in heterogeneous MRI settings.
Julia Anna Mielcarz, Daniel Klaaby, Mostafa Mehdipour Ghazi
Aug 6, 2026cs.LG

Target-Weighted Neyman Allocation: Experimental Design for Heterogeneous Treatment Effects under Population Shift

Randomized experiments are often run in one population to guide decisions in another. Allocating by experimental proportions wastes budget on groups that rarely appear in deployment, whereas allocating by deployment proportions under-samples groups that are hard to measure precisely. We propose \textbf{TWNA} (Target-Weighted Neyman Allocation), a two-stage stratified design that uses pilot estimates of group--arm outcome variances to allocate final-stage sample sizes and treatment probabilities for target-weighted group average treatment effect (GATE) precision. The oracle rule has a closed form and balances deployment importance with statistical difficulty; the plug-in rule recovers it as pilot variance estimates stabilize. We also extend TWNA to handle uncertainty about deployment composition, remaining robust whether the target mix is roughly known or entirely unknown. Finally, we distinguish this weight robustness from a pilot-robust variant for skewed, rare-event, or contaminated outcomes. Simulations and real-covariate benchmarks show the largest gains when groups are both deployment-important and difficult to measure.
Hoang Dang, Luan Pham, Minh Nguyen
Aug 5, 2026cs.IR

The Price of Isolation: Estimating the Ecosystem Cost of Symmetric Two-Sided A/B Testing

On two-sided content platforms, symmetric two-sided isolation (assigning matched fractions of creators and viewers to isolated treatment and control submarkets) is widely used for creator-side and cold-start experiments because it removes cross-arm marketplace interference. Isolation, however, thins each viewer's candidate catalog, and intuition suggests the resulting engagement cost should fade as the platform grows: a small fraction of a vast catalog is still vast. We show that, in an order-statistics model of engagement, whether this intuition holds depends on the upper tail of match quality. Extreme-value theory yields tail-class loss laws with a sharp dichotomy: for light or bounded tails the loss vanishes as the candidate pool grows, whereas under heavy tails it converges to a size-independent constant, so expanding the candidate pool, even by orders of magnitude, does not asymptotically eliminate the cost. Evidence from two production experiments on a platform with millions of active creators is consistent with this picture: a pure A/A traffic sweep reveals a measurable, depth-graded engagement cost; a one-sided catalog ablation independently shows that per-viewer thinning contributes to the loss; and a tail index calibrated on the small exploration pool predicts an effect consistent with the one observed in the far larger full-catalog ablation. Isolation thus carries a price that experimenters should budget for, like any other cost. We give practitioners a preflight procedure that estimates it before launch, sizes traffic accordingly, and recommends a fallback design when the predicted cost exceeds a chosen tolerance.
Yuanyuan Shen, Yiren Yan, Wenjie Li +1
Aug 3, 2026cs.CL

Can AI Agents Simulate A/B Test Outcomes? A Validation Framework for Agentic Experimentation

A/B testing remains the standard for rolling out new features in the technology industry. Each experiment, however, consumes real traffic, engineering effort, and weeks of wall-clock time. Can AI agents---conditioned on behavioral profiles and contextual descriptions of the intervention---simulate outcomes accurately enough to vet candidate treatments before committing live traffic? We formalize this question as a \emph{Simulated Randomized Controlled Trial} (S-RCT) and derive a two-layer error decomposition that separates agent approximation error from subsampling error, enabling targeted improvements to each. The framework is agent-agnostic: any behavioral model---from a fine-tuned specialist to a general-purpose foundation model---can serve as the simulation engine. Validated on 67 historical marketing A/B tests, a baseline S-RCT using an off-the-shelf foundation model captures directional signal (sign overlap 0.70) but systematically overshoots effect magnitudes. A two-phase pre-period calibration protocol reduces the squared prediction error (after removing irreducible measurement noise) by 77×{\sim}77\times; a within-subject design---where each agent is exposed to both arms---reduces standard errors by 2.4×{\sim}2.4\times. We discuss limitations of the current approach and identify applications where experimenters stand to benefit from agentic signals.
Stefan Hut, Lorenzo Masoero
Jul 29, 2026cs.LG

When Does Explicit View Routing Work? A Controlled Study of Multi-View Graph-Text Alignment

Graph-text retrieval typically maps a graph and its description to a single embedding, even when a query concerns only one semantic aspect, such as a class label or molecular property. Multiple heads can separate these aspects, but a change in the query head may alter retrieval even when the wrong text is sent to that head. Such behavior demonstrates architectural channelization, not necessarily semantic routing. We examine the conditions under which this distinction can be resolved. Our controlled version of MV-GTA uses deterministic, verifiable text segments; isolated text encoders; view-specific graph heads; and relevance derived from external labels or RDKit descriptors. Correct routing and per-sample derangements form a causal test of whether retrieval depends on content. On BBBP and BACE, correct routing improves label and property nDCG by 0.305 to 0.685 over deranged training. The expected graph head exceeds the best wrong head by 0.303 to 0.453. Topology does not specialize consistently across the two datasets. In a matched three-seed comparison, one joint model obtains mean topology, label, and property nDCG of 0.720/1.000/0.877; three separately trained Single specialists obtain 0.633/0.976/0.859. Property paraphrase augmentation also improves unseen-template nDCG by 0.140 and 0.147 over a matched-exposure canonical control. Consistency and hard-template extensions, however, reduce canonical retrieval in some settings. The evidence is therefore limited to explicit, externally grounded label and property routing and observed multi-interface consolidation. It does not establish free-form routing, consistent three-view specialization, statistical equivalence to specialists, or superior downstream prediction.
Xiao Yue, Guangzhi Qu
Jul 29, 2026cs.LG

When Do Learned Diffusion Proposals Help Constraint Solving? A Controlled Study on Continuous Algebraic Systems

Solving a continuous algebraic constraint system requires two decisions: which values satisfy the constraints, and which structural augmentation renders an unsolvable system solvable. Classical solvers answer the first well and the second only by enumeration. On that discrete decision, a candidate-conditioned repair ranker choosing among K augmentations reaches the exhaustive-search ceiling at a fraction of the calls, outperforming random (0.997 vs 0.236 balanced nonlinear menu accuracy; p < 10^-70; 0.982 +/- 0.006 across seeds) and beating a budget-matched per-candidate probe on accuracy and cost. MARC turns such a system into a factor graph, over which a graph-neural diffusion denoiser proposes assignments, descent on an exact computer-algebra energy polishes them, and an exact symbolic checker certifies solutions. Evaluations of diffusion-based proposals rarely include one control: random multi-start under the same refinement budget. Applied to our system, it sharply curtails what the learned proposal contributes on the value decision. Does it beat random multi-start at choosing satisfying assignments? Only narrowly, in a predictable regime. Across trapped low-dimensional families it ties with random restart, but dominates in high dimension, where random search fails. Once variables couple, the advantage is gone. Since all methods share one polish and one checker, best-of-K random multi-start succeeds with probability exactly 1 - (1 - q(n))^K, where q(n) is single-start reachability; one measured constant, with no free parameters, reproduces the entire curve (mean absolute error 0.012). The favorable regime is not specific to our synthetic families: across eight real-world systems in robotics, positioning, optimization, and algebra, classical multi-start solved all eight, none in the learning-favorable regime. We map the regimes in which learned proposals improve solvers.
Quang Bui, Sparsh Roy, Akash Gundimeda +1
Jul 28, 2026cs.SE

Try Again, Don't Look Back: Blind Resampling Outperforms Self-Repair in Small Code Models

Self-repair - returning a failed program to the model together with its test output and asking for a correction - is a standard component of code agents, and is almost always evaluated against a baseline that does not retry at all. We argue that this comparison confounds the value of the feedback with the value of the extra attempt. Using a placebo-controlled design on MBPP+ at three model scales (1.5B, 3B, 7B), we compare four matched-budget retry conditions: blind resampling, a content-free failure notice, genuine execution feedback, and feedback augmented with verbal self-reflection. Blind resampling is the strongest condition below 7B, and remains statistically tied with the best condition at 7B, while consuming 2.5-5.5x fewer tokens; conditioning on the model's own failed attempt costs 6.1 points at 1.5B (p=0.006), and the informational content of execution feedback adds nothing measurable over the placebo. We attribute this to anchoring: when shown its previous attempt, a model reproduces a near-identical program in 33-68% of retries, against 2-14% under blind resampling. Two further experiments delimit the effect. Retrieved solutions to other tasks change nothing (bounded to +/-3.5 points), which localizes the harm to self-conditioning rather than context length; and reflection, the only condition that measurably weakens the anchor, remains dominated on cost. Replication rules out two competing explanations: the penalty is unchanged at full precision, and it reproduces on an independent model family. Across six configurations spanning two families and two precisions, its magnitude is predicted by baseline quality alone (r=0.96) - the cost of anchoring is the cost of committing to a bad first attempt.
Yuvraj Verma
Jul 27, 2026stat.ME

Spectral Truncation in Synthetic Control

Synthetic control (SC) matches a treated unit's pre-treatment trajectory to a weighted combination of donor units. We study Spectral SC, which instead matches the treated unit in coordinates defined by the leading temporal singular vectors of the donor panel, and a hybrid estimator that places separately tunable weight on retained and discarded directions, nesting raw-path SC and truncated Spectral SC as endpoints. We prove that the family reduces exactly to raw-path SC at full rank, that exact balance on KK retained dimensions with N0N_0 donors is underdetermined whenever N0>K+1N_0>K+1, with an affine solution set of dimension N0K1N_0-K-1, and that spectral imbalance maps to treatment-effect bias through a finite-sample best-linear-predictor decomposition. We evaluate the estimators across eleven data-generating regimes, using 400400 replications per regime and donor-only placebo validation to select regularization and the mixing weight. Truncated Spectral SC has significantly higher RMSE than tuned raw-path SC in every regime, with paired differences equal to 44 to 1111 Monte Carlo standard errors. The hybrid estimator selects raw-path matching in most replications and is statistically indistinguishable from tuned SC in most regimes. The result is highly sensitive to preprocessing. With raw inputs, the performance gap is large; after removing unit and time fixed effects before spectral decomposition, as suggested by the assumptions behind our bound, the gap nearly disappears and placebo validation begins to favor truncation. We interpret these findings diagnostically rather than as evidence that Spectral SC should replace raw-path SC. Basis-estimation noise, balancing underdetermination, and fixed-effects contamination determine when spectral matching can help.
Mojtaba Eslami
Jul 27, 2026cs.CV

Do Current Retrievers Cover All the Evidence? A Controlled Study of Conjunctive Cross-Page Retrieval

Finding a long document relevant to a multi-part request is not the same as establishing that it contains every requested piece of evidence. We study this gap for conjunctive document retrieval, where two or three explicit conditions must be supported on different pages of one document. We use n-Clue as a controlled measurement instrument: 1{,}000 queries over 2{,}021 documents pair all-condition golds with naturally occurring documents that satisfy only a subset, and a complete-first success requires a top-10 gold to precede every released subset qrel. Across 70 configurations, condition-wise decomposition improves two dense backbones by 6.8--7.3 points and lexical--visual fusion adds 8.7, while four generic rerankers all reduce Gold-NDCG; these directions replicate on a four-source stress set. Scaling one dense family from 0.6B to 8B changes complete-first success by 0.0 points. The strongest displayed hybrid illustrates the resulting gap: it finds a gold for 81.1% of queries but succeeds complete-first on only 35.8%, and the gap persists across condition count, target length, candidate density, query rendering, and the four-source stress set. Finally, page-aware visual systems surface stored support for every condition on only 5.1--5.3% of queries. These results identify condition coverage, rather than gold discovery alone, as the central bottleneck.
Sungguk Cha, DongWook Kim, Mintae Kim +3
Jul 23, 2026cs.LG

Bounding the Causal Impact of ML-assisted Decision-Making via Counterfactual Correctness

Predictive machine learning (ML) models are increasingly used to aid human decision-makers across various high-risk domains such as healthcare and criminal justice. There is a growing recognition of the need to evaluate the causal impact of deploying these systems on downstream outcomes, such as patient survival or crime recidivism. Randomized control trials (RCTs) can provide high-quality evidence on the impact of a deployed model, but they run into a challenge: it is often infeasible to run repeated trials when models are updated or retrained to improve predictive performance. In this work, we present a partial-identification approach to using prior RCT data to construct bounds on the causal effect of a new model. The core innovation in our approach is to leverage assumptions relating fine-grained predictive accuracy to downstream outcomes. We do so via two monotonicity assumptions: first, on individual-level `counterfactual correctness' (all else being equal, a correct prediction leads to non-inferior outcomes); and second, on the relation between subgroup predictive performance and outcomes, interpretable as an assumption regarding trust in model outputs. We demonstrate our method with a simulation study, illustrating how incorporating this information can lead to more informative bounds compared to prior work.
Jonathan Zhang, Erik Skalnes, Jacob Chen +1
Jul 23, 2026cs.LG

Error Certificates for KV-Cache Eviction via Randomized Design

Deterministic KV-cache eviction keeps the top-kk tokens under an importance score and deletes the rest. We prove that this design cannot know what it destroyed: evicted values can be altered so that everything the serving system retains is unchanged while the true attention-output error grows arbitrarily, so no serving-time estimator of that error is consistent. Randomized eviction restores identifiability. With a Poisson-sampled tail at known inclusion probabilities, one logit offset performs the Hájek correction inside the softmax, and a survey-sampling variance estimator over the retained set becomes a per-step error certificate with 0.97 empirical coverage at no accuracy cost. On real workloads, seven pre-registered claims locate the certificate's value precisely. Prediction goes to output confidence: question-aware eviction at 25--50% budgets is nearly free, output log-probability predicts failure better than any cache-side signal, and certificate-gated budget escalation adds nothing. Attribution stays with the certificate: it separates cache-induced from inherent failures (AUC 0.65--0.75, against 0.47--0.54 for output confidence) and schedules recomputation better than random or confidence gating. Randomization buys attribution, not prediction.
Peng Xie
Jul 23, 2026cs.LG

A Diffusion-Model Subpopulation Digital Twin for Mobile Health Deployment: A Case Study on the HeartSteps Intervention

Mobile-health interventions increasingly use online learning and decision making algorithms to personalize when to nudge users toward healthier behavior, but a poorly designed algorithm can burden and disengage participants. New algorithm design decisions should therefore be vetted against realistic simulated users before each real-life deployment. We propose a method to develop ``JITAI-Twins'': digital twins of a target subpopulation for comparing candidate online algorithms before a just-in-time adaptive intervention (JITAI) deployment. The method builds on a conditional time-series diffusion model that is temporally consistent (future actions do not affect the generated past), and it supports repeated updating from three sources of information, in three steps: pre-training on a large observational dataset, fine-tuning on small prior intervention deployments in related populations, and inference-time calibration to the next target population from domain-scientist expertise. We validate the twin at each pre-deployment stage of the long-running HeartSteps series (v2 through v4) of physical-activity suggestion intervention deployments, treating each successive deployment as an upcoming study. The proposed method reproduces the target subpopulation's temporal and between-participant structure better than simpler simulators. These results suggest that our twin can be used to simulate a target deployment before it runs, the prerequisite for testing and informing online algorithm design decisions.
Ziping Xu, Yuyi Chang, Chenshun Ni +5
Jul 21, 2026cs.CV

Moving Alphabet: A Controlled Study of Training Data for Text-to-Video Generation

Text-to-video generation has advanced significantly over the past five years through scaling of model size, data, and compute. Unlike model architecture, training data is often underexplored. Real-world data curation is complex and non-trivial, involving clip selection from raw videos and captioning to create video-text pairs for learning text-to-video mappings. We study how data distribution and caption quality impact text-to-video models. To enable controlled experiments, we introduce Moving Alphabet, a procedural testbed that renders letters with varying fonts, colors, sizes, and positions, moving in different directions and speeds against a black background. This design allows precise control over data distribution and caption quality by corrupting ground-truth metadata. Our experiments yield three findings: a) a diverse and balanced distribution of video content and duration is critical for generalization; b) caption quality significantly affects both model performance and training efficiency, suggesting that text-to-video models are bounded by video understanding capabilities; and c) classifier-free guidance and fine-tuning on high-quality data provide partial recovery from models trained on corrupted captions, but cannot fully compensate for poor pre-training data. We believe these insights can inform the development of large-scale text-to-video models, and we advocate for greater attention to the science of pre-training data.
Amber Yijia Zheng, Lu Liu, Raymond A. Yeh +1
Jul 20, 2026cs.LG

A Controlled Study of Attention-Only Transformers

Feed-forward networks hold two thirds of a transformer's non-embedding parameters, yet the architecture has not received a necessity test that controls parameters, compute, and depth at once. We pretrain attention-only decoder transformers (Simple Attention Networks, SANs) against standard transformers matched separately for parameter count, training FLOPs, and depth (2 to 48 layers), for up to 105B tokens at 6M to 87M parameters. Deleting feed-forward layers in place is costly: the standard transformer leads by 0.47 nats at matched depth and 0.26 nats at matched FLOPs. Reallocating the freed budget into attention depth closes the gap: at matched parameters the difference is 0.006 nats (0.27 percent of loss), reproducible to one part in ten thousand across seed pairs, shrinking across 5B, 30B, and 105B budgets, and holding near 0.02 nats across a 29x size range. Three measurements localize the remaining gap to parametric recall: attention-only models are better on context-grounded answers and worse where knowledge must come from weights. Weight spectra show why: routing matrices (Q/K) crystallize early, content matrices accumulate rank slowly, and removing feed-forward layers relocates this accumulation to the attention output projection. QK-normalization, not feed-forward layers or residual gating, keeps 48-layer attention-only stacks trainable. The deficit concentrates on low-context query prediction and localizes there entirely by the largest budget. A pre-registered test confirms the account: it predicts a 0.02 to 0.05 nat gap on knowledge-dense web text; a matched pair trained on fineweb-edu measures 0.040. Within the tested regime, attention does the rest.
Henry Ndubuaku, Karen Mosoyan, Jakub Mroz +5
Jul 16, 2026cs.LG

Accelerating A/B-Tests with Counterfactual Estimation: Reducing Variance through Policy Overlap

Online controlled experiments are the gold standard for hypothesis testing in online platforms. Notwithstanding their ubiquity, they are notoriously expensive to run, and issues of variance hamper statistical power in assessing treatment effects. While standard variance reduction techniques leverage model-based control variates to reduce outcome noise, they remain agnostic to potential structural relationships between competing policies. In this work, we identify a critical inefficiency in the standard A/B-testing protocol: when a treatment and control policy agree on an action, the resulting outcome contributes noise but no signal regarding the treatment effect -- unnecessarily inflating confidence intervals. We propose a novel experimental protocol that exploits this policy overlap to accelerate experimentation. The key insight is to frame the randomised treatment assignment mechanism as a meta-policy, and leverage ΔΔ-Off-Policy Estimation methods to obtain unbiased estimates for average treatment effects. We prove analytically that our approach recovers standard A/B-testing practices in the general case, but that its variance scales with the divergence between policies rather than raw outcome variance. Hence, we dominate the standard Difference-in-Means estimator whenever policies have common support, and the improvement is strict whenever the overlap region contributes non-zero residual variance. Empirical results corroborate these theoretical insights -- holding promise for significant impact on the real-world evaluation of recommender systems, information retrieval pipelines, and large language model interfaces.
Olivier Jeunen
Jul 14, 2026cs.SE

Form, Not Content? A Preregistered, Placebo-Controlled Evaluation of Learned Error-Conditioned Self-Repair Through Prompts and Weights in Frozen Small Code Models

Frozen small code LLMs are deployed locally, yet the information guiding a retry after a failed attempt is still measured without placebo controls in the self-repair literature. We treat a failed program as a conjecture and an execution counterexample as an oracle-relative refutation, and introduce PoPE (Popperian Placebo-controlled Evaluation): a methodology for measuring whether evidence that falsifies LLM-generated code can be used operationally by that same model. In PoPE, error content is paired with channel-specific placebos that keep the predeclared scaffold while ablating task-relevant content or deranging the task-error assignment. Frozen small code models (0.5-1.5B) are evaluated under preregistered rules through a prompt channel and a weight channel (small-data adapter training), with four generations per arm-unit pair. In the prompt channel, public-tier screening unlocked 12 units under the content-ablated form placebo versus 10 under the live error-pattern arm on a 40-unit resistant band; the result was recorded as mechanism-null. In the weight channel, an 8-8 tie was observed between the error-content adapter and the intervention-free baseline (p=1.0), while the SHA-deranged placebo adapter stayed ahead with 10 unlocks; content-attributable superiority was not confirmed. These results do not constitute evidence of equivalence or non-inferiority. Equivalence was not tested separately. Findings are restricted to the public-tier screening endpoint; hidden-tier confirmation was deferred by design. We read this not as compiled criticism disappearing as information, but as the loss of its external role in testing a new conjecture: when a representation learned from the oracle is written back into the generation state, testing is replaced by conditioning. No working JEPA-RL controller is claimed. PoPE is presented as a placebo-controlled, retestable measurement standard.
Mehmet Iscan
Jul 12, 2026cs.CV

3D-DefectBench: A Controlled Factorial Study of Vision-Language Model Evaluation Pipelines for Fine-Grained 3D Generation Defects

Automated evaluation is essential for scaling generative 3D systems, where exhaustive human review is costly and slow. However, the reliability of an automated judge depends on the entire evaluation pipeline, not only the underlying vision-language model (VLM), but also how assets are rendered, what visual evidence is provided, how the task is specified, and how human reference labels are constructed. We introduce 3D-DefectBench, a benchmark and framework for systematic analysis of VLM-based 3D defect detection pipelines. It complements holistic ratings and pairwise preferences with nine fine-grained binary defects spanning geometry, texture, and prompt adherence, providing actionable diagnostics for generator development and judge evaluation. Using a balanced factorial design, we vary four pipeline factors, VLM, camera protocol, visual input, and prompt schema, across 84 inference designs and approximately 3.2 million scored defect decisions, followed by staged validation on a broader set of frontier models. Model choice is the largest determinant of agreement with human labels, but the remaining factors also affect performance, interact with model selection, and can change the best configuration. Within the evaluated design space, a compact six-view RGB protocol performs comparably to denser multi-view settings and inputs augmented with depth or surface normals, making it a strong cost-effective default. Under this standardized pipeline, the best of 12 VLM judges still lag behind trained human labelers, while texture agreement drops sharply when expert-consensus labels are replaced by noisier silver labels. These findings show that automated judges should be evaluated as complete pipelines and calibrated across human reference regimes, rather than benchmarked only as standalone models. We release labels, prompts, predictions, and Croissant metadata on Hugging Face.
Zhenyu Zhao, Nanshan Jia, Jihyeon Je +7
Jul 9, 2026cs.LG

Federated Deep Learning for Privacy-Preserving Cardiovascular Disease Risk Prediction

Cardiovascular disease risk prediction models often rely on data from a single institution or centrally pooled datasets. Extending these models across institutions could be limited by privacy regulations and constraints on sharing patient-level data. Federated learning enables collaborative model development without transferring sensitive patient data, but its application in healthcare remains challenging because datasets often differ in size, population characteristics, and outcome definitions. In this study, we present a federated deep learning approach for privacy-preserving cardiovascular disease risk prediction that integrates two population-based cohorts with different characteristics: Lifelines, including 148,230 participants meeting the study inclusion criteria with self-reported outcomes, and the Rotterdam Study, including a smaller cohort of 10,155 participants with digitally linked clinical outcomes. Model performance was primarily evaluated on the Rotterdam Study because of its complete follow-up. Deep survival models trained using federated learning achieved higher predictive performance than models trained locally without federation. For the Rotterdam Study, the C-statistic increased from 0.728 (95% CI: 0.717-0.739) to 0.739 (95% CI: 0.728-0.749). For Lifelines, the C-statistic increased from 0.783 (95% CI: 0.775-0.791) to 0.787 (95% CI: 0.780-0.792). These findings suggest that federated deep learning across heterogeneous cohorts can improve cardiovascular disease risk prediction while preserving the privacy of individual-level patient data.
Hyunho Mo, Djura Smits, Mahlet A. Birhanu +4
Jul 6, 2026cs.CV

When Does High-CFG Diffusion Inversion Fail? A Controlled Study of Prompt--Latent Interactions

Text-guided diffusion inversion is central to image editing, where an image is mapped to an initial latent and then edited by replaying the denoising process under a modified prompt. In practice, however, inversion is often performed with a lower classifier-free guidance(CFG) scale than the one used for generation or editing. This mismatch is empirically useful but leaves a basic question unresolved: when a target image is generated by a high-CFG trajectory, when can that trajectory actually be inverted? We study this question in a controlled generation--inversion--reconstruction setting, where the true initial latent and denoising trajectory are known. Using prompts taken from an existing diffusion-editing benchmark, we generate images under high CFG and reconstruct them with fixed-point inversion using the same prompt and guidance setting. The results reveal three types of prompt-level reconstruction behavior: easy prompts that reconstruct for most initial latents, hard prompts that fail for most initial latents, and intermediate prompts whose success depends on the prompt--latent pairing. To analyze the generation side, we define prompt pressure, a step-wise measure of how strongly CFG moves the denoising update away from the unconditional trajectory. Total pressure correlates with reconstruction quality and separates easy from hard prompts, but it does not explain the success or failure of intermediate prompt--latent pairs. Text-side analyses further show that the main visual subject and wording can change inversion difficulty. Finally, we evaluate a compact trajectory-consistency intervention that relaxes guidance only at locally unstable inverse steps. This diagnostic check improves reconstruction and Prompt-to-Prompt editing in our controlled setting, supporting the view that high-CFG inversion failure requires local, trajectory-aware analysis.
Yan Zeng, Yusuke Hosoya, Huyen T. T. Tran +1
Jul 4, 2026cs.CV

Full Glyph Images Beat Token Embeddings: A Controlled Study for Transformers

Modern language models generally represent text as sequences of discrete token embeddings, an assumption deeply rooted in current practice but rarely questioned. We challenge this representation, especially for Chinese, by replacing index-based token embeddings entirely with a single rasterized image of the character sequence, processed by a vision encoder composed of a shared ResNet and a shallow Vision Transformer. To isolate the role of input representation, we construct a dual-branch controlled framework in which both a Vision-based model and an index-based baseline share an identical decoder backbone, training objective, optimizer, and data curriculum. Any performance difference is therefore attributable to the input modality only. Across all tested decoder backbones, the Vision-based model consistently outperforms the baseline, reaching a peak accuracy of 0.429 versus 0.355 for the index-based baseline,that is, a 21% relative improvement, while converging in about half the number of training epochs. The advantage emerges especially within the first five epochs (under 21% of total data) and persists under moderate character corruption: the corrupted Vision model matches the clean index-based baseline. Ablation studies reveal that the advantage requires both spatially coherent input and a ViT encoder with 2D positional encodings. A cross-script comparison on English shows the advantage does not transfer directly to alphabetic writing systems, suggesting that the uniform visual density and radical structure of Chinese characters are enabling conditions. These findings suggest that transformers are more modality-agnostic than commonly assumed, and that discrete tokenization is not a fundamental requirement for Chinese language modeling.
Shuyang Xiang, Hao Guan
Jul 1, 2026cs.CV

How Much Future Helps? A Controlled Study of Future-Privileged Supervision for Causal Egocentric Gaze Estimation

Egocentric gaze estimation is commonly studied using models that process the full video with access to future frames, while real-world applications require strictly causal, online prediction. This discrepancy raises key questions: Does future context inherently provide valuable signals for gaze estimation? If so, how much future look-ahead optimally supervises a causal model during training? To investigate, we propose a controlled framework featuring a future-aware branch that accesses a tunable look-ahead horizon during training but is discarded at inference. This design isolates the impact of future context while keeping the inference architecture fixed and strictly causal. Across EGTEA Gaze+ and Ego4D, we find that future-privileged supervision consistently improves causal gaze prediction, confirming its utility. However, performance gains do not increase monotonically with longer look-ahead, but rather peak within a bounded temporal regime. Specifically, optimal performance corresponds to roughly 1.7--3.3 seconds of future context (H[5,10]H{\in}[5, 10]) on EGTEA Gaze+ and 2.7 seconds (H=10H{=}10) on Ego4D. Our results demonstrate that lightweight causal models can effectively absorb future-aware signals, providing practical guidance for real-time egocentric gaze modeling.
Jia Li, Wenjie Zhao, Fnu Atisri +5
Jun 30, 2026cs.SE

Falsification, Not Exposure: An Internally Preregistered Placebo-Controlled Decomposition of Self-Repair Feedback in Frozen Small Code Models

In deployment settings where retraining is infeasible, small frozen code models are routinely asked to repair a failed program after seeing their own failing output, usually treated as a retry mechanism. From a Popperian view, a generated program is a conjecture and a test-execution violation is an oracle-relative, executable counterexample, so feedback's value should be attributed not to re-exposure to failing code but to whether the conjecture is opened to external, executable criticism. As the third stage of a falsification-centered measurement program, this study builds a placebo-controlled instrument that decomposes the feedback packet against a blind-resampling baseline at matched output-generation budget and against content-free, shape-matched placebos. The contribution is not a new repair algorithm but a reflexive methodology (packet decomposition, placebo mirroring, matched-budget discordant-pair tests, fresh-generation confirmation, executable audits) that makes both the model's program conjecture and the researcher's "feedback content works" claim falsifiable. Across six HumanEval+/MBPP+ cells with three 0.5B-1.5B frozen models, 290 dead task-cell units (no best-of-8 candidate passing the public tier) were evaluated; the main run produced 7,000 fresh generations and a preregistered follow-up 1,400 more. Blind resampling exceeded bare-code retry by +18 net unlocks (25/7, Holm p=0.0021). Code-plus-facts recovered +18 over bare code (21/3, p=0.00042) and +15 over a generic-bullet placebo (p=0.0041). An instruction-only effect was not distinguishable (+3, p=0.36). Code-plus-facts and blind resampling tied at 26 unlocks each (not equivalence). Six external-controller follow-ups tied a content-free shape placebo. In this regime, falsification helped not as vocabulary or self-critique, but as comparison with external, executable counterexamples.
Mehmet Iscan
Jun 23, 2026cs.AI

A specialized reasoning large language model for accelerating rare disease diagnosis: a randomized AI physician assistance trial

Rare diseases affect millions of individuals worldwide, yet timely diagnosis remains a major public health challenge due to scarcity of specialized clinical expertise. While large language models (LLMs) show promise to support rare disease diagnosis, current models are constrained by insufficient clinical deployability, limited clinically grounded evidence, and scarcity of training data. Here we present RaDaR (Rare Disease navigatoR), an open-source, compact reasoning LLM (32B parameters) for rare disease diagnosis. RaDaR was trained with 49,170 publicly available free-text cases and 104,666 synthetic cases with reasoning-enhanced training. RaDaR showed the strongest performance among evaluated open-source models, including the 671B DeepSeek-R1, across public benchmarks and four external validation centers. In a retrospective cohort, RaDaR prioritized the final diagnosis before documented clinical suspicion in 61.06 percent of cases, corresponding to a potential lead time of 1.87 months and 50.18 percent of the within-center interval. In a randomized physician-assistance trial, RaDaR assistance improved physicians' rare-disease diagnostic accuracy by 21.44 percentage points compared with internet search alone. Synthetic-data ablations suggested that phenotype-anchored narratives provide useful training signal for long-tail rare diseases, with a monotonic scaling trend within the tested data range. Together, RaDaR and its development and validation framework provide a deployable rare-disease reasoning model and a reproducible development framework for diagnostic AI under data scarcity.
Haichao Chen, Songchi Zhou, Zhengyun Zhao +28
Jun 21, 2026cs.CL

Knowledge-Graph Grounding Helps LLMs Only for Out-of-Training Knowledge: A Controlled Study on Clinical Question Answering

A recent Nature Medicine study reports that general-purpose frontier LLMs outperform specialized retrieval-augmented clinical tools on medical benchmarks, and that retrieval can hurt strong models. We ask the natural follow-up: does structured knowledge-graph (KG) grounding change this, and when does grounding help at all? We contribute two results. First, a reproduction: the study's headline HealthBench score (~88) is the Consensus variant, not full HealthBench, where frontier models and ideal completions both score ~46-47 under a physician-calibrated grader (agreement 82.5%); we reproduce GPT-5.2 Consensus =90.9 and flag a score-deflating grader bug. Second, a knowledge-boundary result. Using a graph+vector engine (samyama-graph) over the public biomedical KG PrimeKG, neither naive triple retrieval nor an agentic natural-language-to-Cypher loop (82% successful queries) improves MedQA across a weak-to-strong model ladder (all |Delta| <= 3.4). On a synthetic counterfactual KG, and on a hybrid benchmark mixing known and novel facts, the identical pipeline lifts out-of-training accuracy from chance to ~100% (+68 to +79) while adding nothing on known facts (a no-LLM arm answers both). Across three regimes (no-knowledge, graph-aided, hybrid), grounding helps only insofar as the decisive fact lies outside the model's training -- public-KG facts are redundant, private and novel data are where it pays -- matching the study's institutional-data caveat.
Madhulatha Mandarapu, Sandeep Kunkunuru
Jun 20, 2026cs.CV

A Controlled Study of CLIP-Based Body-Scene Fusion for Emotion Recognition in Context

Apparent emotion in natural images is often not visible from the face alone. The face may be small, hidden, or neutral, while posture and scene context carry much of the evidence. This work studies context-aware emotion recognition on EMOTIC with an image-only two-stream model. A ResNet-18 body stream encodes the target-person crop, and a CLIP ViT-B/16 scene stream encodes the full image. The fused feature predicts 26 categorical emotion labels and the continuous valence, arousal, and dominance values. This study examines whether small context-debiasing or rare-class training changes still help after adding a CLIP scene encoder. The clean two-stream model is compared with simplified CCIM-style intervention, CLEF-lite context-bias subtraction, ASL tuning, and class-balanced sampling under the same implementation pipeline. No tested variant improves over the clean two-stream model, which achieves 34.52% mAP on the EMOTIC test split. CLIP gives the model broad scene semantics, but the simplified causal, counterfactual, and rare-class changes do not automatically improve performance. Most remaining errors are in rare and subtle emotion categories, so the next step should focus on label relationships and finer subject-context interaction.
Zubair Abbas, Muhammad Umair, Muqaddas Hameed
Jun 19, 2026physics.med-ph

Adaptive Beam Selection for Efficient Scanning Probe Tomography

In X-ray tomography, reconstruction quality generally improves with larger numbers of projections. However, more projections increase experiment costs, acquisition time and the radiation dose imparted to the sample. One mitigation to these trade-offs is to adopt a sequential design of experiments, in which each subsequent measurement is determined as a function of previously acquired data in order to maximize information gain. In practice, a widely used heuristic to maximize information is to align beams with the edges of the sample. A key challenge, however, is that the true sample is unknown, so identifying edge-aligned beams typically requires reconstructing the sample based on available measurements. This work proposes a novel sequential design method that identifies edge-aligned measurements directly from the sinogram, bypassing any reconstruction, thereby improving computational efficiency and reducing the experimental design's susceptibility to reconstruction errors. Our method dynamically selects the next set of measurement beams by maximizing an acquisition function that balances exploration and exploitation over the domain of all possible measurements, improving reconstruction quality while reducing measurement redundancy.
San Dinh, Zichao Wendy Di, Matt Menickelly
Jun 12, 2026cs.LG

Graph Diffusion Residuals for Control-Function Instrumental Variables

Control-function instrumental variable estimators need a first-stage residual, not merely a first-stage prediction. High-capacity first stages can interpolate treatment and leave too little residual information for the outcome equation. We study Adaptive Anisotropic Instrumental Heat Flow (A-IHF), a deterministic graph-diffusion residual extractor for flexible control functions. A-IHF treats treatment as a signal on a graph of first-stage features, uses pilot diffusion to detect large treatment jumps, attenuates conductance across those jumps, and computes the generated control with a sparse graph resolvent. Its observational selection rule uses only (Z,X)(Z,X), combining graph generalized cross-validation, roughness, residualized-treatment relevance, and graph-admissibility filtering. The analysis decomposes error into structural leakage, residual attenuation, and residualized treatment variation, yielding finite-sample bounds, graph-admissibility rates under latent piecewise-smooth geometry, and finite-path selection calibration. Across 54 synthetic benchmark cells with tuned graph, kernel, tree, boosting, series, and neural control-function baselines, guarded observational A-IHF has the lowest average structural-response MSE; the A-IHF family beats the best non-A-IHF baseline in 32 cells. Performance is strongest when the graph captures piecewise-smooth first-stage structure.
Rui Wu, Zongyuan Chen, Hong Xie +2
Jun 11, 2026cs.HC

Ride, Track, and Recover: Pilot Randomized Trial of a Wearable Digital Self-Management Intervention During a Veteran Endurance-Cycling Program

Post-traumatic stress disorder (PTSD) in veterans is characterized by persistent hyperarousal and comorbid anxiety and depressive symptoms that are difficult to monitor and manage outside clinical settings. Thirteen veterans participating in a Project Hero cycling event in Texas were randomized by computer-generated sequence in a naturalistic setting to two arms: (1) digital intervention plus physical activity, or (2) physical activity only, plus a third at-home monitoring control cohort consisting of 7 veterans selected from the broader Project Hero veteran community. Continuous smartwatch sensing combined heart rate and accelerometer features to detect hyperarousal events, which were confirmed in real time by participants. Weekly self-report measures of anxiety, depression, and PTSD severity were collected. Generalized additive mixed models characterized nonlinear trajectories over time. Baseline-normalized hyperarousal trajectories differed significantly across conditions, with the digital intervention group (n=7) showing structured stabilization compared to late-study escalation in the physical-only group (n=3). Both cycling groups exhibited acute symptom improvements during the endurance event; however, the digital intervention group demonstrated a higher overall maintenance of gains. The at-home control group (n=4) showed gradual symptom declines. Perceived precision of ML detections varied substantially across individuals and was positively associated with symptom severity, with higher-severity participants confirming a greater proportion of detected events. These results suggest that coupling wearable detection with digital self-management tools may support stabilization of hyperarousal and symptom improvement while emphasizing the importance of personalization and human-centered design in wearable mental health systems.
Alan Ta, Nilsu Salgin, Caleb Armstrong +2
Jun 11, 2026cs.CV

Cascade Classification of Dermoscopic Images of Skin Neoplasms with Controllable Sensitivity and External Clinical Validation

Purpose. To compare deep learning architectures and classification schemes for dermoscopic images of skin neoplasms and assess their generalization on transfer from open international datasets to independent clinical datasets of Russian practice. Methods. Four architectures (ViT-B/16, Swin-S, ConvNeXt-S, EfficientNetV2-S) were compared in three schemes: binary (malignant/benign), single-stage four-class (benign, MEL, SCC, BCC), and a two-stage cascade (binary triage, then three-class differentiation MEL/SCC/BCC). All models used ImageNet-pretrained weights and a single augmentation protocol on aggregated open ISIC Archive data, and were evaluated on an internal held-out sample and two clinical datasets (Melanoscope AI mobile system; Sechenov University). Results. Internally the binary stage attains ROC-AUC 0.952-0.966; on Sechenov University it drops to 0.797-0.893, sensitivity to 0.53-0.67, and ECE rises from 0.02 to 0.27-0.39 with underestimation of malignancy, quantifying a generalization gap in ranking and calibration. Paired tests confirm one inter-architecture result on clinical data: the deficit of ViT-B/16 at the binary stage (p<0.05); at the differentiation stage no architecture has a proven advantage. The cascade raises macro F1 over single-stage four-class classification for most architectures, but significantly only for ViT-B/16, by recovering malignant lesions assigned to the dominant benign class. On ISIC MILK10k, direct 11-class classification yields mean-class sensitivity 0.525. Conclusion. A tunable triage threshold gives sensitivity control not attainable in standard single-stage (argmax) classification and better reproduces clinical differential-diagnosis logic. The persistent generalization gap mandates external clinical validation and recalibration before deployment.
Elena S. Kozachok, Sergey S. Seregin, Aleksandr V. Kozachok +2
Jun 10, 2026stat.AP

Estimating Individualized Treatment Effects in Acute Ischemic Stroke with Causal Transformation Models (TRAM-DAG): A Multi-Centre Observational Study with External RCT Validation

Personalized medicine in acute ischemic stroke requires moving beyond average treatment effects (ATE) to individualized treatment effect (ITE) estimates to support treatment decisions. In acute ischemic stroke, mechanical thrombectomy has been shown to be more effective on average than lysis in randomized controlled trials (RCTs), such as the MR CLEAN study. We aim to identify which individual patients benefit most from mechanical thrombectomy compared to lysis. The outcome of interest is the modified Rankin Scale (mRS) at three months, an ordinal measure of functional disability (0: no symptoms, 6: death). We demonstrate that causal transformation models on directed acyclic graphs (TRAM-DAG) can be used for ITE estimation after being fitted on observational MAGIC multi-center stroke patient data. To ensure comparability with the MR CLEAN population, which we use for validation, we train the TRAM-DAG on a MAGIC sub-population with NIHSS at admission >= 6, corresponding to one inclusion criterion of MR CLEAN. The fitted model is then used to estimate ITEs for stroke patients in the MR CLEAN population. While these ITE estimates cannot be confirmed experimentally, we show that their average is consistent with the trial's reported ATE. Furthermore, the ITE estimates correctly rank trial patients by their observed frequency of a good outcome (mRS at three months <= 2). These findings support the use of causal models like TRAM-DAG for personalized decision-making in stroke care and highlight their ability to bridge the gap between observational evidence and clinical trials.
Lisa Herzog, Oliver Dürr, Pascal Bühler +4
Jun 9, 2026cs.LG

When Do Autoregressive Sequence Models Forecast Physical Wavefields? A Controlled Study on Synthetic Seismograms

Long-horizon autoregressive forecasting of oscillatory physical signals, such as seismograms, gravitational-wave strain, and similar wavefields is limited by error accumulation: as a causal model is fed its own outputs over hundreds of steps, small per-step errors compound into phase drift that pointwise metrics fail to detect. We ask when such rollout stays stable, using synthetic three-component seismograms as a physically structured testbed and the \textsc{SeismoGPT} autoregressive forecaster as the model under study. Through controlled, intra-architecture ablations evaluated on free-running rollout with paired significance tests, we isolate the contribution of each design choice. Multi-token prediction is the dominant stabilizer, accounting for almost the entire improvement over a single-token baseline (+0.040+0.040 median NCC); a horizon-embedding hybrid prediction head and a cross-horizon STFT-magnitude coherence loss each add a small but consistent further gain. Performance depends sharply on a context-ratio threshold near one, roughly the full P-S interval of observed signal, below which rollout generalization collapses. The dominant residual failure is a polarity inversion that a magnitude-based spectral loss cannot, by construction, penalize, identifying phase-aware objectives as the natural next step. We frame this as a controlled study of rollout stability on oscillatory wavefields, not a benchmark of forecasting architectures.
Waleed Esmail, Stuart Russell, Jana Klinge +2
Jun 8, 2026cs.CV

Echo-Memory: A Controlled Study of Memory in Action World Models

We present \textbf{Echo-Memory}, a controlled study of memory mechanisms in action-conditioned world models. These models generate multi-segment videos from a first frame, text prompt, and camera-action sequence, but their central failure is often memory rather than local image synthesis: after the camera leaves and returns, the scene or salient object may silently change. Existing memory designs are hard to compare because gains are entangled with backbone, training, retrieval, and evaluation differences. Echo-Memory fixes the action-to-video interface and varies only how history is stored and read by the generator. Under a shared video diffusion backbone, optimizer, camera-action representation, sampler, and evaluation pipeline, we compare raw context, compression-based memory, spatial summaries with different read-out paths, and state-space recurrence. This matched matrix separates four otherwise conflated axes: \emph{capacity}, \emph{compression}, \emph{read-out}, and \emph{recurrence}. We also evaluate memory through a three-branch protocol: replay quality, in-domain loop revisit, and open-domain return probes. The branches routinely disagree, showing that replay fidelity is not a sufficient proxy for remembering a world. Three findings follow. Raw context is a strong capacity baseline and improves open-domain return far more than it improves replay metrics. Compactness is not a free substitute for capacity: aggressive spatial and hybrid-compression memories lose the salient evidence needed for return. Finally, block-wise state-space recurrence is the strongest open-domain return mechanism in our matrix, showing that the structure of implicit memory matters as much as the decision to use it. These results provide a compact protocol for studying memory in action world models beyond isolated replay metrics.
Wayne King, Zeyue Xue, Yuxuan Bian +13
May 29, 2026cs.LG

Finer Parameter Steps for Low-Rank PEFT: A Controlled Study with CP Tensor Adapters

Low-rank adapters are usually compared by sweeping a small set of ranks, but the rank also fixes the resolution of the parameter budget. For a 2048×20482048{\times}2048 OPT attention projection, increasing LoRA by one rank stores 40964096 trainable scalars, leaving large gaps between feasible low-budget adapter sizes. This paper asks whether a tensorized adapter with finer capacity increments changes the observed accuracy--budget trade-off. We instantiate this question with fixed-component canonical polyadic (CP) tensor adapters. Under a 32×64×32×6432{\times}64{\times}32{\times}64 tensorization, one normalized CP component stores 193193 trainable scalars per projection, about 2121 times smaller than one LoRA rank step. We compare CP adapters and LoRA on OPT-1.3B across SST-2, RTE, and BoolQ under matched target modules, training protocol, data caps, and seed schedules. CP trains stably and fills the gaps between LoRA ranks, but the effect is task-dependent: SST-2 reaches an early low-budget plateau, BoolQ benefits from additional CP components before saturating slightly below LoRA, and RTE remains LoRA-favored. Finer parameter steps are therefore useful for diagnosing PEFT budget sensitivity, but they do not by themselves guarantee a better accuracy--budget curve.
Xinjue Wang, Xiuheng Wang, Yejun Zhang +3
May 26, 2026cs.CL

Reasoning Depth and Environment Complexity: A Controlled Study of RLVR Data Allocation across Logical Reasoning Tasks

Reinforcement learning with verifiable rewards (RLVR) has become central to post-training reasoning models, yet a key limitation of existing studies is their narrow view of the reasoning space: difficulty is treated as reasoning depth alone, and reward is concentrated on forward deductive state tracking. We instead characterize the reasoning space along two dimensions. Difficulty. Beyond reasoning depth, we study environment complexity, where models must identify the correct path amid distractors and interacting structures. Rewarded reasoning form. We consider four abilities core to real-world reasoning: deductive state tracking, abductive recovery of hidden events or facts, inductive rule induction, and analogical transfer. To disentangle these factors, we construct a synthetic knowledge-graph environment with controlled pre- and post-training distributions, where each instance varies along depth, complexity, and task family. Three findings emerge: joint depth-complexity coverage outperforms single-axis recipes; reasoning families respond non-uniformly, with abductive reasoning degrading outside the RL-covered region and task correlations clustering into deductive-abductive and inductive-analogy pairs; and uniform mixing outperforms staged curricula under a fixed budget. We also find that recent off-the-shelf models exhibit the same deductive-over-abductive asymmetry, suggesting that this gap is not merely an artifact of our controlled setup.
Yihua Zhu, Qianying Liu, Fei Cheng +4
May 26, 2026stat.ML

Calibrated Inference for the Conditional Average Treatment Effect in the Few-Placebo Regime via Gaussian Processes

Estimating how much an intervention helps a given individual the conditional average treatment effect (CATE) is increasingly central to decision-making in medicine, economics, and policy, where an estimate is most useful when accompanied by a calibrated uncertainty interval. We study the few-placebo regime, in which one treatment arm is much smaller than the other, as arises in unequal-allocation trials and small-holdout A/BA/B tests. The standard estimator in this setting is the X-Learner, and a natural way to obtain credible intervals is to make its second stage Bayesian. We show that these intervals under-cover: they contain the true effect less often than their nominal level. We trace this to a structural cause the X-Learner's regression target inherits the bias of a nuisance model fitted to the small arm, so the posterior is centered away from the true effect and we find that the standard remedy, regressing an orthogonal doubly-robust score, is also unreliable here, since the regime's limited overlap leaves the estimator either highly variable or, once stabilized, biased once more. Both consequences reflect a pattern that extends beyond causal inference: a separately estimated variance is attached to a point estimate of a hard-to-learn quantity, and the point estimate's bias is not captured by that variance. We propose GP-CATE, which models each arm's outcome surface with a Gaussian process, so the scarce arm's uncertainty enters the posterior directly rather than as an unmodelled bias. Across synthetic and semi-synthetic benchmarks, GP-CATE attains calibrated coverage where the estimators we compare against including Causal Forest and BART do not, at the cost of intervals that are appropriately wide when the data are uninformative.
Eichi Uehara
May 26, 2026stat.ME

Confounder Detection via Treatment Intent: A New Observational Study Design

Understanding the effects of interventions is central to scientific progress, with randomized controlled trials (RCTs) regarded as the gold standard for causal inference in many applied fields. However, RCTs are costly, time-consuming, and often constrained by ethical or practical limitations, motivating the need for causal methods able to draw conclusions from observational data. While such data is collected at ever larger scale, making its use for causal inference is often hindered by the fact that not all variables affecting treatment allocation and the outcome are observed: an issue known as unobserved confounding. In this paper, we introduce a new study design called confounder detection via treatment intent. The idea is to query a human expert who makes treatment decisions, and ask them to compare pairs of units proposed by a principled matching strategy, with the goal of eliciting unobserved variables that explain why treatment decisions differ. We provide a theoretical basis for such a procedure, ascertaining conditions under which such a study design may elicit unobserved confounders. Building on this newly established foundations, we study treatment effects of interventions in the intensive care unit (ICU). First, we show empirical evidence strongly indicating that electronic health records (EHRs) collected in ICUs are subject to unobserved confounding. By using clinical text notes as a proxy for physicians' knowledge and leveraging natural language processing, we provide a proof of concept for our methodology in a semi-synthetic environment with a known ground truth.
Drago Plecko, Patrik Okanovic, Torsten Hoefler +1
May 24, 2026stat.ML

Choosing Online Experiment Designs under Interference in Ads, Recommendations, and Member-Experience Systems

Online experiments in ads, recommendation, and member-experience systems are often planned before the dominant interference mechanism is known. A treatment may propagate through budgets, inventory, producer exposure, graph spillovers, or temporal carryover, making the randomization design itself a statistical decision. We formulate this problem as robust design selection over uncertain exposure mechanisms. Given a finite catalog of six implementable designs, the selector compares each design by worst-case planning risk over an ambiguity set. The risk combines exposure bias, assignment-unit variance, minimum detectable effect, contamination or carryover, operational cost, and estimand mismatch. For theoretical justification, the paper develops a geometry-aware guarantee, stating that design bias is bounded by Wasserstein distance to the launch exposure distribution, and this penalty is minimax tight under Lipschitz exposure response. We also prove finite-catalog approximation and a robust selector theorem with excess-risk control, exact recovery under separation, and certified shortlists when the risk surface is flat. Empirically, the same selector gives different recommendations across samples from public datasets. It selects user-randomization on Criteo ads with dimensionless robust risk 1.295, switchbacks on Open Bandit-bts/men with risk 2.105, and cluster-randomization on KuaiRand with risk 2.240. The Open Bandit case stresses known but uneven logging support, with propensities from 0.00006 to 0.594 and a 5.17% IPS effective-sample share. Overall, the paper contributes an interference-aware experiment design framework based on mechanism-robust design decisions, where the output is either a justified design choice or an uncertainty shortlist.
Prashant Shekhar, Caroline Howard
May 21, 2026cs.CY

Healthcare LLM Benchmarks Are Only as Good as Their Explicit Assumptions

Benchmarks are necessary for healthcare evaluation, but are not sufficient for predicting deployment performance. Our position is that the evaluation--deployment gap arises not because of poorly designed benchmarks, but from implicit assumptions about how users interact with models that cannot be surfaced from benchmarks alone. To make this precise, we propose a classification of assumptions into two categories: task, which can be tested from conversation data alone, and outcome, which requires outcome data and behavioral studies for testing. Critically, outcome assumptions depend on human behavior, something that even well-designed benchmarks cannot directly observe. To demonstrate the operationality of this framework, we retrospectively analyze a healthcare RCT as a case study and find that the gap naturally separates into task and outcome gaps of roughly equal size. To address this, we make two contributions: first, we propose BenchmarkCards, an artifact that documents assumptions, and second, we propose staged evaluation, a procedure that systematically tests assumptions and evaluates performance.
Naveen Raman, Santiago Cortes-Gomez, Mateo Dulce Rubio +2
May 19, 2026cs.SE

Does Code Cleanliness Affect Coding Agents? A Controlled Minimal-Pair Study

As autonomous coding agents see rapid adoption, their evaluation has primarily focused on task completion rates holding the target codebase fixed. This leaves a critical question unanswered: does the structural and stylistic quality, or ``cleanliness'' of the underlying code affect an agent's ability to navigate and modify it? To isolate the effect of code cleanliness from agent capability, we introduce an evaluation protocol built around minimal pairs: repositories that match on architecture, dependencies, and external behaviour, but differ on static-analysis rule violations and cognitive complexity. The pairs are constructed in both directions, by agent pipelines that either degrade a clean repository or clean a messy one. We author 33 tasks across six such pairs, evaluated through hidden tests at the application's public surface. Across 660 trials with Claude Code, code cleanliness does not change the agent's pass rate. However, it substantially alters the agent's operational footprint: agents working on cleaner code use 7 to 8% fewer tokens and reduce file revisitations by 34%. Our findings suggest that traditional maintainability principles remain highly relevant in the era of AI-driven development, shaping the computational cost and navigational efficiency of coding agents. Code cleanliness joins model choice, harness, and prompting as a factor that materially affects agent behaviours.
Priyansh Trivedi, Olivier Schmitt
May 15, 2026cs.CV

Pretraining Objective Matters in Extreme Low-Data FGVC: A Backbone-Controlled Study

Extreme low-data fine-grained classification is common in expert domains where labeling is expensive, yet practitioners still need principled guidance for selecting pretrained encoders. We study emerald inclusion grading with a custom dataset of labeled images across three classes and ask: under matched backbone capacity, how does pretraining objective affect downstream representation quality? We compare four frozen ViT-B/16 encoders trained with supervised classification, contrastive learning (SigLIP2), masked reconstruction (MAE), and self-distillation (DINOv3), and evaluate them with leave-one-out cross-validation using linear and nonlinear probes. To control statistical noise in the low-N regime, we use permutation testing (N=1000) on macro one-vs-rest AUC. Supervised and contrastive encoders provide the strongest linear separability (logistic AUC: 0.768 and 0.735; SVM AUC: 0.739 and 0.697), while MAE improves under nonlinear probes (XGBoost AUC: 0.713). We find that DINOv3 underperforms across probe families in this domain. These results support a practical recommendation for extreme low-data FGVC: prioritize margin-enforcing pretraining objectives when data scarcity restricts probing to linear decision rules, and consider reconstruction-style encoders when nonlinear classifiers are feasible given dataset constraints.
Alexander Hackett, Srikanth Thudumu, Ginny Fisher +1
May 13, 2026stat.ML

Robust Sequential Experimental Design for A/B Testing

Experimental design has emerged as a powerful approach for improving the sample efficiency of A/B testing, yet existing designs rely critically on correctly specified models. We study robust sequential experimental design under model misspecification and develop a unified framework that covers both contextual bandit and dynamic settings. Theoretically, we prove that our design bounds the worst-case mean squared error of the estimated treatment effect. Empirically, we demonstrate the effectiveness of the proposed approach using synthetic and real-world datasets from a leading technology company.
Qianglin Wen, Xiangkun Wu, Chengchun Shi +4
May 12, 2026stat.AP

Digital Twins as Synthetic Controls in Single-Arm Trials

Single-arm trials are an important study design for evaluating drug efficacy and safety without enrolling patients into a control arm. Although they do not provide the gold-standard evidence of randomized controlled trials, they are increasingly used in clinical development as they offer an efficient, ethical, and practical alternative. A wide variety of approaches can be used to construct control comparators and estimate treatment effects, from fixed comparators informed by clinical knowledge to data-based and model-based patient-level comparators, also known as synthetic controls. Powerful and flexible machine learning models can allow outcome-model-based synthetic controls to overcome key limitations of direct data-based approaches, yield more robust estimates of treatment effects, and provide a principled way to incorporate corrections or encode additional assumptions when external data are not directly comparable. In this work, we argue that outcome-model-based synthetic control arms are an important tool for single-arm trials. We focus on digital twins, personalized predictions of disease progression generated from machine learning models trained on historical datasets, which naturally leverage these flexible approaches. We review doubly robust estimators, present power and sample size formulas, and discuss trade-offs in selecting historical data for training and analysis. We also outline practical considerations for deploying digital twins within the framework of recent FDA draft guidance on the use of artificial intelligence in drug development. Finally, we reanalyze data from trials in amyotrophic lateral sclerosis and Huntington's disease to demonstrate the proposed methods.
Daniele Bertolini, Franklin Fuller, Aaron M. Smith +2
May 12, 2026cs.LG

Learning plug-in surrogate endpoints for randomized experiments

Surrogate endpoints are used in place of long-term outcomes in randomized experiments when observing the real outcome for a large enough cohort is prohibitively expensive or impractical. A short-term surrogate is good if the result of an experiment using the surrogate is predictive of the result of a hypothetical study using the real outcome. Much attention has been paid to formalizing this property in causal terms, but most criteria are unidentifiable and cannot be turned into practical algorithms for learning surrogate endpoints from data. To address this, we study plug-in composite surrogates, functions of post-treatment variables that may be substituted directly for the primary outcome in a randomized experiment. We propose two methods for learning plug-in surrogates that maximize effect predictiveness, and characterize the possibility of finding endpoints that yield unbiased effect estimates in representative scenarios. Finally, in both synthetic experiments with known effects and in data from a real-world experiment, we find that our method, based on directly modeling the surrogate effect, returns plug-in endpoints more predictive of the primary effect than established methods.
Alessandro-Umberto Margueritte, Ahmet Zahid Balcıoğlu, Jesse Krijthe +2
May 11, 2026cs.LG

ConfoundingSHAP: Quantifying confounding strength in causal inference

In causal inference, confounders are variables that influence both treatment decisions and outcomes. However, unlike as in randomized clinical trials, the treatment assignment mechanism in observational studies is not known, and it is thus unclear which covariates act as confounders. Here, we aim to generate insight for causal inference and answer: which of the observed covariates act as confounders? We introduce ConfoundingSHAP, a Shapley-based method for attributing confounding strength to individual covariates. Our contributions are twofold. First, we propose a Shapley game targeted to infer the confounding strength of the covariates. Our resulting Shapley values differ from the standard applications of SHAP explanations on causal targets, such as understanding treatment effect heterogeneity, which are ill-suited for our task. Second, as our task requires evaluating the value function over many adjustment sets, we provide a scalable TabPFN-based estimation that avoids exhaustive refitting. We demonstrate the practical value across various datasets, where ConfoundingSHAP provides informative explanations of which observed covariates drive confounding and thereby helps to provide more insight for causal inference in practice.
Marie Brockschmidt, Santo M. A. R. Thies, Maresa Schröder +5
May 8, 2026stat.ML

Debiased Counterfactual Generation via Flow Matching from Observations

Estimating counterfactual distributions under interventions is central to treatment risk assessment and counterfactual generation tasks. Existing approaches model the counterfactual distribution as a standalone generative target, without exploiting its relationship to the observational data. In this work, we show that under standard assumptions, observational and counterfactual outcome distributions are tightly linked: they have identical support and tail behavior, remain statistically close under weak confounding, and share any features of high-dimensional outcomes which are invariant to confounders. These properties motivate learning counterfactual distributions not from scratch, but via a deconfounding flow from the observational distribution. We formulate this problem via flow-matching and derive a semiparametrically efficient estimator based on a novel efficient influence function correction. We subsequently extend our estimator to target minimal-energy flows in high-dimensions, which we show can be especially simple targets between observational and counterfactual distributions. In experiments, deconfounding flows outperform existing debiased counterfactual distribution estimators, while also mitigating known failure modes of flow-based methods.
Hugh Dance, Johnny Xi, Peter Orbanz +1
May 7, 2026cs.AI

Optimal Experiments for Partial Causal Effect Identification

Causal queries are often only partially identifiable from observational data, and experiments that could tighten the resulting bounds are typically costly. We study the problem of selecting, prior to observing experimental outcomes, a cost-constrained subset of experiments that maximally tightens bounds on a target query. We formalize this as the max-potency problem, where epistemic potency measures the worst-case reduction in bound width guaranteed by an experiment, and show that this problem is NP-hard via a reduction from 0-1 knapsack. Building on the polynomial-programming framework of Duarte et al. (2023), we give a general procedure for evaluating epistemic potency in discrete settings. To control the super-exponential search space, we introduce two graphical pruning criteria that depend only on the causal graph and the query: a novel path-interception rule that exploits district structure to certify zero potency in linear time, and an identifiability check based on the ID algorithm. On Erdos-Renyi random graphs and 11 bnlearn benchmark networks, the two criteria together prune 50-88% of candidate experiments on average without solving a single polynomial program. For the general subset search, we show that ID-pruned experiments are combinatorially inert, yielding a super-exponential reduction in the number of subsets evaluated. We close with an end-to-end demonstration on observational NHANES data, selecting optimal experiments for estimating the effect of physical activity on diabetes.
Tobias Maringgele, Jalal Etesami