Safety Alignment

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Period ending 2026-09-21

16 new papers

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Period ending 2026-09-14

14 new papers

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Period ending 2026-09-07

25 new papers

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464 papers

Latest in Safety Alignment

Jul 22, 2026cs.CL

OpenSkillRisk: Benchmarking Agent Safety When Using Real-World Risky Third-Party Skills

LLM-based agents leverage third-party skills to extend their capabilities in open-world scenarios. However, third-party skills can introduce extra security vulnerabilities, as seemingly harmless skills can contain latent safety risks that only emerge during actual execution. In this work, we conduct a systematic investigation into how well current agent systems recognize and avoid such risks. To support quantitative and qualitative evaluation, we construct OpenSkillRisk, a dedicated safety benchmark containing 263 risky skills collected from public skill marketplaces. We classify these skills into seven categories based on their threat types and pair each skill with a standardized user task and a corresponding sandbox for controlled evaluation. Distinct from prior benchmarks, OpenSkillRisk not only covers more realistic and diverse unsafe scenarios, but also provides a fine-grained analysis to diagnose the behavioral patterns of agents in such scenarios. We conduct comprehensive experiments covering three mainstream CLI agent frameworks and thirteen state-of-the-art LLMs. Experimental results show that no tested system handles risky skills reliably: even the safest configurations still execute unsafe actions in about 17% of cases. Context-dependent and system-level risks are especially difficult for current agent systems to avoid. Our behavioral analysis reveals three recurring failure patterns: agents may fail to recognize the risk, recognize it but fail to intervene before acting, or follow skill instructions beyond the user's intended scope. These findings highlight the need to improve both risk reasoning in LLMs and execution control in agent frameworks.
Qiyuan Liu, Tingfeng Hui, Kun Zhan +2
Jul 22, 2026cs.RO

Clinical Pathways as Safety Specifications for Physical AI in Hospital Wards

Ensuring safety in Physical AI systems operating in real-world environments is a critical challenge, particularly in hospital wards where vulnerable patients, clinical staff, medical devices, and assistive robots coexist. In this paper, we reinterpret Clinical Pathways as explicit runtime safety specifications for embodied medical AI. We propose a conceptual robotic architecture that integrates wearable sensors, smart medical devices, and assistive robotic components into a unified framework for real-time safety monitoring. At its core, a Runtime Safety Monitor (RSM) evaluates multimodal physiological and system-level signals against clinically defined constraints derived from the prescribed care process. Rather than relying solely on statistical anomaly detection, the proposed approach combines temporal prediction, uncertainty-aware reasoning, and constraint-based verification to identify safety violations. The RSM targets three classes of events: physiological deviations from prescribed care, hardware and communication failures, and potential data tampering or misuse. This work contributes to Safe Physical AI by operationalizing domain-specific clinical knowledge as enforceable safety constraints, bridging learning-based perception and runtime safety monitoring to assist nursing staff in real-world hospital wards.
Gabriele Franchini, Giulio Mallardi, Michele De Carolis +1
Jul 22, 2026cs.CV

SafeGen: Goal-Conditioned Video Diffusion of Safety-Critical Scenarios for VLM-Based Autonomous Driving

VLMs are increasingly deployed in AD systems, creating an urgent need for rigorous safety evaluation under rare yet safety-critical scenarios. Among these, interactions with vulnerable road users represent a major source of real-world failures. However, existing safety-critical scenario generation methods predominantly rely on simulator-based pipelines, which suffer from a substantial sim-to-real gap and often fail to capture realistic, diverse, and unforeseen human-vehicle interaction dynamics. We present SafeGen, a goal-conditioned diffusion framework for safety-critical scenario generation in VLMADs. Our key insight is to formulate scenario generation as a goal-conditioned diffusion process, where a predefined catastrophic end-state serves as a strong supervisory signal, guiding the generation of temporally coherent video trajectories that naturally evolve toward safety-critical outcomes. Building on this formulation, we introduce Context Grounded End State Reasoning, which leverages VLMs to analyze benign driving contexts and infer latent vulnerabilities in human-vehicle interactions, producing structured end-state specifications that induce high-risk scenarios. Conditioned on these targets, we further propose End State Conditioned Video Evolution, which grounds semantic threats into physically plausible visual dynamics. Specifically, we instantiate high-risk agents within the scene via depth-aware geometric projection, followed by boundary-conditioned diffusion to generate intermediate frames with consistent motion patterns and temporal coherence. Extensive experiments across 3 VLMADs demonstrate that SafeGen increases the Judge Overall Score, a metric using a VLM judge to evaluate VLMADs' understanding and decision-making, by 24.25% on average compared to SoTA baselines. Furthermore, fine-tuning a VLMAD improves performance in real-world driving scenes by an average of 15.9%.
Jiangfan Liu, Zexuan Cui, Tianyuan Zhang +7
Jul 21, 2026cs.CY

The safety failures we are not instrumenting: a perspective on hidden safety-critical challenges in modern AI systems

Current AI safety discourse still focuses disproportionately on visible failures, including obvious harms, dramatic misuse, and hypothetical catastrophic scenarios. That focus is incomplete. In deployed systems, many of the most consequential failures are quieter: plausible rather than spectacular, distributed across components rather than localized in a single output, and normalized by workflows before they are recognized as hazards. We argue that a central safety challenge in modern AI systems is increasingly not only whether a model emits a harmful response, but whether the broader socio-technical system preserves the conditions under which errors remain visible, contestable, containable, and recoverable. We propose a five-layer framework for diagnosing these hidden risks: (1) epistemic integrity, concerning whether evidence and uncertainty are represented honestly enough to support calibrated reliance; (2) control integrity, concerning whether authority, permissions, and action boundaries remain robust under attack and optimization; (3) temporal integrity, concerning whether safety holds across sessions, memory updates, and deployment drift; (4) organizational integrity, concerning whether institutions retain the capacity to audit, assign responsibility, and intervene effectively; and (5) ecosystem integrity, concerning whether AI systems preserve rather than erode the information environment on which future oversight depends. Across these layers, we identify under-recognized risk patterns, including overreliance, uncertainty and legitimacy laundering in retrieval, prompt injection, reward hacking, memory poisoning, evaluation deception, fictional human oversight, synthetic evidence pollution, and model collapse. We conclude with design and governance recommendations and a research agenda for shifting AI safety from model-centric evaluation toward socio-technical reliability.
Gjergji Kasneci, Enkelejda Kasneci
Jul 21, 2026cs.AI

Evaluating medical AI under missing information: same-provider judges and human raters change apparent safety

Readiness stress-testing of medical AI has focused on closed-ended and multimodal benchmarks. We extend it to open-ended clinical conversation under missing information, where safe behavior means recognizing absent information and qualifying, clarifying, or not over-committing - and where the evaluator becomes part of the measurement. We stress-test four models - three flagships (Claude Opus 4.8, GPT-5.5, Grok 4.3) and one mid-tier model (Gemini 3.5 Flash) - by deleting the latter half of the final user turn in HealthBench conversations, grading responses with a four-provider LLM-judge panel and a blinded clinician-anchored reference. Two evaluator-facing results are robust. First, judge choice materially changes apparent safety: inter-judge agreement is only moderate (Fleiss' kappa = 0.65), and after adjusting for each judge's general leniency (vote-level logistic regression), a positive same-provider association remains (exact permutation p = 0.04; GPT-5.5 ~ +0.10 on the probability scale) - large enough to change which model appears to over-commit least once its own-provider judge is excluded. Second, LLM judges are more permissive than clinicians on a blinded 50-item subsample: all four are significantly more lenient than the stricter independent clinician (crediting appropriate uncertainty on 66-84% of items vs 52%), and three of four than the author-influenced consensus (Grok directional only; judge-vs-consensus kappa = 0.20-0.43). On the author-audited clinical-underdetermined subset the permissiveness gap widened and the point-estimate model ordering held. A closed-ended MedQA anchor confirms accuracy is high and option-order effects are within a +/-5-point equivalence region for three of four models, so the safety gap is about calibration, not knowledge. We release the harness, prompts, per-item outputs, judge panel, perturbation audit, and human-annotation protocol.
Koyar Afrasyab
Jul 21, 2026cs.RO

How defensive driving enhances driving safety: A driving simulator study on drivers' defensive driving behaviors

Defensive driving is widely recognized as an advanced driving skill. However, whether and how defensive driving affects driving safety remains insufficiently investigated. This study examines the behavioral characteristics of defensive driving, its impact on driving safety, and the underlying mechanisms. First, defensive driving is defined regarding operational timing and application scenario. Then, 82 participants are recruited for driving simulator experiments, with their behavioral and eye movement data being collected. Following the experiments, participants are categorized into groups based on the frequency of defensive driving behaviors exhibited. Finally, both inter-group and inter trial comparisons are performed on the experimental data. Experimental results demonstrate that in the inter-group comparison, the high defensive driving capability group exhibits higher acceleration and deceleration magnitudes, lower average speeds, and larger average absolute yaw angles compared to the low capability group, alongside shorter fixation durations and reduced fixation frequencies. Moreover, we observe that these participants tend to initiate defensive or evasive actions earlier, resulting in lower scenario risk. Regarding the inter-trial comparison, we observe similar trends exclusively in the low capability group, whereas most metrics show no significant differences between Trial 1 and Trial 2 in the high capability group. These results reveal that drivers possessing defensive driving capabilities tend to execute more intense driving maneuvers and identify risks and take action earlier, thereby enhancing driving safety. Findings support the promotion of defensive driving and provide a basis for relevant training programs. Meanwhile, they offer insights for the training of autonomous driving algorithms with defensive driving capabilities.
Xinzheng Wu, Junyi Chen, Shaolingfeng Ye +1
Jul 20, 2026cs.AI

Operational Hallucination and Safety Drift in AI Agents

Large language models (LLMs) serving as planners in tool-using autonomous agents introduce dynamic reliability risks in multi-turn execution. While single-turn safety mechanisms are relatively mature, extended interactions reveal structural vulnerabilities where initial alignment degrades over time. This paper empirically characterizes two observed failure modes across multiple state-of-the-art LLMs: Safety Drift, the gradual erosion of declared safety intent leading to constraint-violating actions (e.g., textual refusal followed by reconnaissance and unsafe execution), and Operational Hallucination, persistent repetitive tool calls indicative of flawed state perception (e.g., livelocks even in legitimate tasks). Through controlled multi-turn evaluation on high-stakes ethical dilemmas, malicious requests, and benign controls, we quantify these phenomena using declaration-action gap and livelock metrics, demonstrating their cross-model prevalence under direct execution protocols. Root-cause analysis attributes the instabilities to the decoupling of reasoning context from execution state in current agent loops. We propose an Action-Aware Supervision Layer - a lightweight, plug-and-play architectural blueprint incorporating intent-action consistency checks, runtime state tracking, and forced termination primitives. Post-hoc simulation on captured failure trajectories shows the layer can intercept observed violations without false positives on benign cases. This work advances agent reliability by shifting focus from linguistic safeguards to enforceable architectural mechanisms for responsible agentic AI.
Shasha Yu, Fiona Carroll, Barry L. Bentley
Jul 20, 2026cs.RO

Stability and Comfort in Mobile Robot-Pedestrian Interactions

Mobile robots in public spaces must ensure pedestrians' comfort, and yet empirical studies of walkers' subjective safety are rare. Many classical navigation algorithms do not distinguish the walkers from dynamic obstacles and do not explicitly model subjective human factors. Moreover, most studies focus on holonomic mobile robots, whereas applications demand Nonholonomic Mobile Robots (NMR). This paper develops socially aware algorithms for NMRs, proves the stability, verifies the performance experimentally, and statistically analyzes the reported comfort. We design a framework for NMRs using Social Force Model (SFM) and the projected Time-to-collision Social Force Model (TSFM). We formalize the NMR-pedestrians' and NMR-obstacles' interactions and prove the system's stability, assuming boundedly nonpassive pedestrians. Simulations calibrate the models by maximizing a hybrid cost function of comfort and speed. Pedestrian-robot interaction experiments compare SFM and TSFM to two remote-controlled baselines and collect walkers' reported comfort. Statistical tools analyze survey results collected during the experiments. Benchmarking the algorithms against previous studies highlights the proposed methods' advantage with respect to the studied metrics. Overall, the models are stable and improve pedestrian comfort when an NMR navigates through a pedestrian crowd.
Alireza Jafari, Hong-Son Nguyen, Yen-Chen Liu
Jul 19, 2026eess.SY

Optimal Safety Control using High-Order Control Barrier Functions

This paper investigates the optimal safety control problem of nonlinear control systems by proposing novel high-order control barrier functions (HOCBFs). Different from zeroing HOCBFs, two novel HOCBFs are derived and the safety controllers are designed in an explicit way. Next, we implement vector Lyapunov function approach to propose a novel high-order control Lyapunov function (HOCLF) for the stabilization control problem. The relations between the proposed and existing HOCBFs are discussed. Afterwards, the compatibility of the proposed HOCLF and HOCBF is addressed to guarantee the stabilization and safety control objectives simultaneously, and thus the optimal controller is established. Finally, a numerical example from the navigation problem of quadrotors is presented to illustrate the efficacy of the derived results.
Neng Li, Zuodong Pan, Jiaxing Wang +2
Jul 18, 2026cs.RO

SinD 2.0: A Multi-City UAV Dataset with Semantic Risk Annotations for SOTIF-Oriented Safety Validation at Signalized Intersections

Safety validation at signalized intersections remains a critical bottleneck for the deployment of autonomous driving systems (ADS), as these scenarios involve dense heterogeneous traffic, contested right of way, and long-tail safety-critical interactions, posing significant challenges to the Safety of the Intended Functionality (SOTIF). Existing naturalistic driving datasets often suffer from geographical homogeneity, sparsity of safety-critical events, and lack of semantic risk annotations, which limit the evaluation of algorithmic generalizability and targeted SOTIF verification. To address these gaps, this paper introduces SinD 2.0, a large-scale drone-based intersection dataset dedicated to cross-domain ADS safety analysis. The main contributions of SinD 2.0 are: (1) Cross-domain diversity: It covers six signalized intersections across four Chinese cities, capturing distinct intersection topologies and regional driving behavior characteristics; (2) High-density risk interactions: A total of 32,682 safety-critical events are extracted via surrogate safety measures, significantly enriching the density of boundary test scenarios; (3) Hierarchical semantic annotations: Besides integration with high-definition (HD) maps and Signal Phase and Timing (SPaT) data, it provides multi-dimensional semantic labels including traffic violations, high-risk interactions, visual shielding, and narrow feasible areas; (4) Full-stack testing toolchain: It supports automated scenario extraction, prediction-only evaluation, open-loop replay, reactive closed-loop testing, and photorealistic rendering. Benchmark experiments demonstrate that SinD 2.0 exhibits significant domain shifts across cities, and the semantic risk subsets can effectively expose the performance limitations of ADS algorithms. The dataset, annotations, and testing toolchain are available at https://github.com/SOTIF-AVLab/SinD/tree/main.
Yunwei Li, Shengjie Fu, Chunrong Chen +16
Jul 18, 2026cs.CV

Pedestrian Archetypes Extension -- More Pedestrian Models for Autonomous Vehicle Safety Testing

In our prior work, Pedestrian Archetypes, we defined pedestrian archetypes as collections of behaviors that uniquely identify a specific type of pedestrian. The first paper proposed 12 pedestrian archetypes, including the Wanderer, Drunk, Distracted, Flash, Indecisive, Blind, Flock, Jaywalker, Elderly, Kid, Eventful, and Parked Pedestrian. These archetypes were introduced to move beyond single behavior labels and provide a more natural way to describe how dangerous pedestrians actually behave progressively in real-world traffic scenarios. However, upon further annotation of YouTube dash-cam videos, we identified 7 additional pedestrian archetypes with observable and significant behavioral differences from the previously proposed ones. These new archetypes capture pedestrian behavior patterns that could not be fully explained by the original taxonomy. In this pre-print, we introduce each new archetype, define its essential and optional behaviors, explain how it differs from previously proposed archetypes, and provide video-frame evidence showing the archetype in action.
Taorui Huang, Namita Gaidhani, Ritvik Bansal +6
Jul 17, 2026cs.LG

PRISA: Proactive Infrastructure LiDAR Framework for Intersection Safety Assessment

Urban intersections are among the most hazardous locations in road networks, posing significant risks to vehicles and vulnerable road users (VRUs) such as pedestrians and cyclists. The complexity of multi-agent interactions demands continuous, real-time monitoring systems capable of anticipating conflicts before they escalate into crashes. We present PRISA, a modular infrastructure LiDAR framework leveraging privacy-preserving, low-light-robust roadside sensors for long-term traffic observation and real-time risk detection at the edge. The framework comprises two core components: a sensing and perception layer and a plug-and-play risk assessment module. The latter automatically curates site-specific training data from accumulated perception outputs to train a trajectory prediction model without manual annotation. It then deploys the trained model for continuous motion forecasting and dual surrogate safety evaluation, using Time-to-Collision (TTC) for longitudinal conflicts and Predicted Post-Encroachment Time (PPET) for crossing and VRU-involved interactions. PRISA is evaluated on the public R-LiViT dataset and deployed on an NVIDIA Jetson AGX Thor at a live signalized intersection in Chattanooga, Tennessee. PPET-based assessment operates at 194~ms end-to-end latency over a 2.4-second predictive horizon, with TTC-based detection and perception remaining within real-time constraints, demonstrating practical feasibility for proactive multi-agent intersection safety monitoring.
Tam Bang, Hussam Abubakr, Emiliano de la Garza Villarreal +6
Jul 17, 2026cs.AI

Harmonizing AI Safety Thresholds

Frontier AI companies have published capability thresholds that differ substantially, making it difficult for third parties to verify whether a threshold has been crossed or to compare requirements across companies. Moreover, without common minimum thresholds, risk mitigation may be inconsistent, creating a potential race to the bottom in safety standards. We develop a methodology for deriving harmonized thresholds across three risk domains. For misuse risks (cyber and biological), we take expected harm as the key primitive and use an explicit risk-modeling approach that accounts for risk channels and model release conditions. For automated AI R&D, we base our proposed threshold on the observed rate of AI progress rather than expected harm. Our analysis expands upon prior work and highlights existing empirical gaps and limitations.
Wilber Sean Anterola, Matthew Ball, Luis F. Lafuerza +1
Jul 17, 2026cs.CR

Reliable Remediation Impact Prediction for Black-Box Security Ratings

Security rating platforms summarize externally observable cyber exposure and are expected to help organizations prioritize remediation. A platform may want to tell an organization how a candidate remediation action would affect its score, but repeatedly exposing exact score responses can reveal information about the hidden scoring engine. We propose a surrogate based approach for remediation score impact prediction that is designed to respect this opacity constraint. The surrogate predicts scores from organization configurations while explicitly representing checkpoint (i.e., a security check) applicability and the observed checkpoint set. A main challenge is that such predictions are not uniformly reliable: they depend on the amount and structure of the observable checkpoint evidence available for a given configuration. To address this, the approach combines applicability-aware surrogate construction, sensitivity analysis under controlled checkpoint restriction, a reliability layer for identifying unstable predictions, and score-impact prediction for supported remediation actions. Explicit modeling of checkpoint applicability is central throughout: it improves score prediction and provides the feature basis used by the reliability layer to identify unstable cases. We evaluate the approach on a real-world dataset of 5,188 organization configurations from a commercial security rating platform. The results show that the applicability-aware surrogate improves score prediction over simpler feature representations. For remediation, the surrogate predicts the score impact of supported actions, while the reliability layer helps identify cases in which these predicted impacts should be interpreted cautiously.
Nada Hanad, Mehdi Acheli, Ali NourEldin +2
Jul 16, 2026cs.RO

SafeRelBench: A Spatial-Relation-Aware Benchmark for Process-Level Safety in VLM-Driven Embodied Agents

Vision-language models (VLMs) are increasingly used as the reasoning backbone of embodied agents, enabling robots to interpret visual scenes, follow language instructions, and plan multi-step actions. In household environments, however, safety depends not only on recognizing objects, but also on how actions change the physical scene over time. Existing embodied safety evaluations largely focus on static risk recognition, unsafe instruction refusal, or final-state task completion. As a result, process-level safety failures induced by spatial relations such as support, containment, and proximity remain insufficiently studied. To address this gap, we introduce SAFERELBENCH, a spatial-relation-aware safety benchmark with 507 executable evaluation samples, including 248 spatial-relation samples and 259 non-spatial control samples. Using SAFERELBENCH to evaluate seven open- and closed-source VLM-driven embodied agents, we find a substantial gap between task success and process-level safety compliance: models often complete the requested task while violating process-level safety constraints. Unlike prior benchmarks, SAFERELBENCH explicitly tests whether agents satisfy safety conditions before risk-prone actions, making spatial relations a core dimension in embodied safety assessment. More broadly, our results show that safe embodied intelligence requires not only stronger perception and planning, but also reliable reasoning about how object relations shape risk during interaction.
Huaigang Yang, Ya Li, Min Ren +3
Jul 15, 2026cs.SE

ToolAlignBench: Investigating Alignment Conflicts in Tool-Calling Enabled LLMs

Safety alignment in LLMs aims to align models with human values, but which values take precedence when they conflict? We investigate this question in the context of tool-calling LLM agents deployed in regulated industries, where agents processing confidential documents may encounter content that triggers safety-trained values (e.g., public welfare) that conflict with deployment-context instructions (e.g., internal logging). To empirically verify this phenomenon, we build a benchmark of 128 scenarios across 16 domains. We find that safety-aligned open-source models override their deployment instructions up to 43.4% of the time, engaging in whistleblowing, data exfiltration, and evidence tampering when processing documents that suggest organizational wrongdoing. We also find that abliteration reduces rates of external whistleblowing. These results reveal a fundamental tension in pluralistic alignment, where the same safety training that protects users can cause agents to act against deployment instructions in ways that create unpredictable liability risks. We release our benchmark as a framework to support evaluation of agent behavior under competing legitimate interests.
Aryan Keluskar, Amrita Bhattacharjee, Huan Liu
Jul 14, 2026cs.CR

Silent Alarm: A J-Space Protocol for Comparing Danger Recognition Across Models and Quantization Levels

Jailbreak-robustness research typically evaluates safety through generated responses using an LLM-as-judge approach. Such evaluations, however, are sensitive to the benchmark's grading procedure and capture only observed behavior on a given set of attacks, without directly revealing the hidden fragility of the underlying safety mechanisms. This work proposes JADR (Jacobian Assessment of Danger Recognition), a protocol that measures a model's internal representation through Jacobian space (J-space, a recently proposed workspace of verbalizable concepts) before the first response token is generated. For every prompt and layer we record the top-k J-space tokens; these are grouped into six behavioral scenario axes and compared between a danger sample based on StrongREJECT and a safe control drawn from XSTest and OKTest. The method does not call on an external judge model: the computation runs entirely locally, on the activations of the model under evaluation, which lets us compare both different models against each other and modifications of a single model -- quantization and fine-tuning in particular -- on the same terms. The final comparison rests on the proposed SafetyAUC metric, complemented with bootstrap confidence intervals. The protocol is applied to six models (Qwen3-1.7B, Qwen3-4B, Qwen3-8B, Qwen3-Uncensored-4B, Qwen3-SafeRL-4B, Gemma 2 9B) across three weight-representation regimes -- BF16, INT8, and INT4 -- and checked against an independent behavioral evaluation with the StrongREJECT grader. The metric separates models with a strong versus a weak internal safety mechanism with statistical significance and captures substantively different effects across quantization regimes.
Roman Prosvirnin, Victor Minchenkov, Alexey Soldatov +1
Jul 14, 2026cs.SE

Agent-Safety Evaluations as Load-Bearing Evidence: A Vendor-Neutral, Cross-Harness Reconstructability Metric

Many agent-safety evaluation results are not yet load-bearing evidence: identical nominal outcomes (task success, attack success, monitor scores) may sit atop materially different evidence regimes. No vendor-neutral, runnable instrument scores reconstructability as an evaluation-validity metric: whether captured evidence can reconstruct the decision a claim depends on. This paper introduces a property-level reconstructability metric over eight decision-property classes and a cross-harness adapter emitting per-decision Evidence Sufficiency Cards backing a per-run monitor-coverage release check. It specifies a counterfactual-replay intervention protocol, implements its replayability-precondition probe, and defines a claim-evidence overclaim gap. On public and bundled traces, without new model runs, twelve-field sufficiency spans 0.458-0.833 across four inputs sharing a surface reading; replay preconditions are unmet in every scored trace. In a synthetic release-gate pair, the sufficiency gate blocks the raw variant (0.542) and passes the instrumented (0.667). Safety-evaluation claims should travel with their reconstructability vector; a reproducibility package regenerates every reported number.
Oleg Solozobov
Jul 14, 2026cs.AI

Isolation as a First-Class Principle for LLM-Agent System Safety: Concepts, Taxonomy, Challenges and Future Directions

The capability of LLM agents to function as the ``brain'' of a system fundamentally expands the scope of analysis beyond a standalone model. Consequently, safety is no longer only about input--output content alignment. It also concerns system behavior and real-world execution outcomes. However, the current literature is fragmented across attack types, applications, and benchmarks. This makes it hard to explain why failures such as prompt injection, tool misuse, and memory poisoning often share the same structural cause, and how they spread through an agent workflow. In this survey, we treat isolation as a first-class principle for LLM-agent system safety. By isolation, we refer to the separation of user inputs, tool access, execution channels, inter-agent communication, and environment-originated context. We organize the literature with a boundary-centric taxonomy of five boundaries: user-agent, agent-tool, agent-execution, agent-agent, and system-environment. This view helps identify where the loss of isolation first occurs, how compromise propagates across boundaries, and which defenses are most relevant at each interface. We also summarize cross-boundary failure paths, discuss open challenges, and outline a research agenda for isolation-by-construction in future agent systems.
Huihao Jing, Wenbin Hu, Shaojin Chen +10
Jul 13, 2026cs.LG

HyperSafe: Inference-Time Safety Recovery for Fine-Tuned Language Models

Safety alignment in large language models can be fragile under fine-tuning, as even benign task adaptation may increase harmful compliance. Existing defenses mainly follow two directions: they either intervene during or after fine-tuning through retraining or weight modification, which can be costly and may hurt task performance, or they use model-agnostic safety classifiers, which may miss failures specific to a given fine-tuned checkpoint. These limitations motivate a post hoc, model-specific, and non-invasive approach to safety restoration. To meet these requirements, we propose HyperSafe, a framework that restores safety behavior by generating a model-specific Safe Side Network (SSN) for each fine-tuned checkpoint. HyperSafe uses layer-wise activation fingerprints to capture how fine-tuning changes the model's inner representations. With a small set of given calibration prompts, the hypernetwork maps these fingerprints to the parameters of the \ssn{} in a single forward pass. The generated \ssn{} runs alongside the frozen fine-tuned model and performs prompt-level safety classification: harmful prompts are routed to refusal, while safe prompts are answered by the original fine-tuned model. Thus, HyperSafe requires no gradient updates, no safety data at deployment time, and no modification to the deployed model weights. We evaluate HyperSafe on two model families, Qwen2-7B and LLaMA-3-8B, across multiple safety benchmarks. HyperSafe reduces harmful response rates from 19-31% to below 1% on every held-out checkpoint, while keeping downstream task accuracy within 1% of the fine-tuned baseline on average. Code is available at https://github.com/nokronim/project-safety-remedy.
Aznaur Aliev, Carlos Hinojosa, Abdelrahman Eldesokey +3
Jul 12, 2026cs.RO

D-SafeMPC: Diffusion-Driven Safe Model Predictive Control with Discrete-Time Control Barrier Functions

A key limitation on the use of diffusion models in robotic planning is their inability to inherently enforce safety or dynamical constraints, which often results in physically infeasible or unsafe outputs. Hybrid approaches that employ model predictive control (MPC) to address this problem can be unstable, as poor trajectory initializations from the diffusion model prevent the MPC from converging to a safe and feasible solution. To overcome these challenges, we propose D-SafeMPC, which enhances the interaction between diffusion and control. Our method guides the reverse diffusion process with control barrier functions (CBFs) and control Lyapunov functions (CLFs) and employs an iterative-projection scheme where an MPC refines the trajectory at each denoising step. This steers sampling toward safe, goal-directed regions and provides reliable MPC warm starts. In simulations on a Franka manipulator across four scenarios (one static-obstacle and three dynamic-obstacle settings) and in a sim-to-real experiment on a physical Franka robot, D-SafeMPC improves safety, task success rates, and planning efficiency over state-of-the-art baselines. To facilitate reproducibility, our source code and experimental configurations are available in a repository at https://github.com/erdiphd/D-SafeMPC
Erdi Sayar, Ersin Daş, Joel W. Burdick +2
Jul 11, 2026cs.AI

When Are Sparse Feature Interventions Actually Localized? Matched Evaluation for SAE-Based Safety Control

We evaluate when sparse autoencoder (SAE) features act as localized control handles for safety-relevant behavior. This question is difficult because apparent success can arise from weak interventions, mismatched baselines, model robustness, or degenerate outputs that automated safety judges mark as unsafe without representing meaningful harmful compliance. We introduce a matched coherence-gated evaluation protocol for runtime safety interventions: methods are compared at matched target-effect points, and the primary target metric counts harmful compliance only when an output is both judge-unsafe and coherent. Applying this protocol to three prompt splits on Gemma-2-9B-it with a Gemma Scope layer-20 residual SAE, we find that SAE feature ablation has a narrow useful regime. SAE top800 reaches a low-to-mid target effect with lower total perturbation and competitive utility, but SAE top1600 loses utility relative to a matched dense refusal-direction baseline, and SAE top3200 primarily induces coherence collapse. Human audit confirms that coherence gating removes unsafe-only artifacts, and feature diagnostics show that the useful regime is driven by a stable head of refusal-aligned features whose activation separation decays rapidly with rank. These results argue that SAE-based safety interventions should be evaluated as regime-dependent control mechanisms rather than assumed to be uniformly localized.
Daming Luo
Jul 11, 2026cs.CR

Minionese: Comprehensive Benchmark and Mechanistic Study of Multilingual LLM Safety

Safety alignment in large language models remains brittle across languages: prompts reliably refused in English can elicit harmful compliance in non-English and low-resource settings. We introduce \textsc{Minionese}, a multilingual jailbreak benchmark spanning 18 languages, 4 resource tiers, and 4 perturbation types (standard translation, code-switching, transliteration, and translationese), paired with a geometric mechanistic analysis of refusal failure across language tiers. We show that each attack type produces a distinct vulnerability profile: transliteration vulnerability is mediated by script identity, code-switching maintains effectiveness through the lowest-resource tier, and a sharp safety regime transition between Tiers 2 and 3 is consistent across all models. Mechanistically, low-resource jailbreaks succeed by routing harmful content through a geometrically misaligned subspace that projects insufficiently onto the refusal directions, leaving the refusal mechanism intact but untriggered. These findings show that English-only safety evaluations are insufficient; they require accounting for script family, perturbation type, and per-language alignment coverage. The benchmark and analysis code is at https://github.com/Brentkong/Minionese-Comprehensive-Benchmark-and-Mechanistic-Study-of-Multilingual-LLM-Safety.git.
Chigozirim Ifebi, Brent Kong, Ayushi Mehrotra
Jul 10, 2026cs.RO

SEAMLiS: Visibility-Aware Safety for Perception-Limited Multi-Robot Exploration

Autonomous exploration in unknown environments is typically driven by informative frontiers, viewpoints, or trajectories, while local safety controllers avoid obstacles represented in the current map. Under finite sensing range and limited field of view, this separation can be unsafe: an exploration stack may plan optimistically through unobserved space and steer the sensor toward information gain rather than along the direction of motion, causing hidden obstacles to be detected too late for bounded-actuation avoidance. This paper presents SEAMLiS (Safe Exploration for Autonomous Multi-Robot Systems Under Limited Sensing), a modular execution-layer safety framework for decentralized multi-robot exploration. SEAMLiS preserves the upstream exploration stack, including the goal allocator and local planner, and enforces safety at the execution layer through perception-aware attitude and positional filters. A gatekeeper-based attitude filter switches between a visibility-promoting yaw policy and a velocity-tracking backup policy to preserve visibility of the critical known-free/unknown boundary with sufficient braking margin. A Control Barrier Function (CBF)-based positional filter then avoids known obstacles, newly detected obstacles, and other robots. We provide sufficient collision-avoidance conditions and validate the framework in randomized simulation, Isaac Sim, and Crazyflie hardware experiments. Results show collision-free exploration across tested single- and multi-robot settings while retaining much of the efficiency of visibility-promoting yaw control.
Taekyung Kim, Rahul H Kumar, Aswin D. Menon +2
Jul 10, 2026cs.RO

Empirical Pedestrian Safety Assessment in a Mobile Robot Using a Predictive Social Force Model

Mobile robots are going to share the sidewalks with pedestrians. They must ensure their objective safety and respect the walkers' subjective safety/comfort. Computationally efficient Social Force Models (SFM) present interpretable solutions for real-time robot navigation in dynamic crowds. Recent explorations of Projected Time-to-collision (PTTC) integration into SFM variants, for example, PTTC-based SFM (TSFM), improve safety metrics. But the effect of predictive variants is unclear. We introduce Predictive SFM (PSFM) and Predictive TSFM (PTSFM) by integrating predicted social force vectors over a finite time horizon. The paper implements SFM, TSFM, PSFM, and PTSFM on a nonholonomic mobile robot and performs experimental trials with volunteers attending a facing scenario. We systematically study objective and subjective safety across the variants. Minimum PTTC, average speed, minimum distance, lateral distance, and the maximum trajectory curvature benchmark the objective safety. Likert scale post-interaction surveys assess subjective safety by marking comfort, smoothness, distance appropriateness, and speed suitability. We confirm that PTTC integration improves safety metrics. The prediction contribution is limited and occasionally visible in some of the sub-metrics. Some participants perceive smoother movements and safer speed behavior with predictive methods, but Mann-Whitney tests reveal no significant differences in subjective ratings. Therefore, PTTC-based navigation enhances safety, whereas the formulated prediction offers limited additional benefits in single-pedestrian scenarios.
Alireza Jafari, Yun-Hao Tsai, Yen-Chen Liu
Jul 9, 2026cs.LG

Optimizing Against Safety Representations: Activation-Guided Adversarial Suffixes and the Geometry of Refusal

Behavioral alignment in large language models often masks fragile internal safety representations. Recent work suggests that refusal behavior is mediated by low-dimensional directions in activation space. This raises questions about how such representations are structured, localized, and accessed by optimization. We study adversarial suffix attacks as a probe of representational alignment. We introduce Activation-Guided GCG, which replaces output-based objectives with losses that directly target a model's internal refusal direction. Across several objective variants, we find that suppressing refusal globally across all layers and positions is more effective than targeting a single layer-position pair. This suggests that safety representations are distributed across the forward pass rather than causally localized to a single site. We further introduce Soft-GCG, a continuous relaxation of discrete suffix optimization using Gumbel-Softmax. Soft-GCG achieves a 33 ×\times speedup over standard GCG while improving attack success rates. Evaluating across model scales, we find that smaller models remain vulnerable while larger models resist both activation- and suffix-based attacks at our compute-constrained settings, consistent with larger and better safety trained models being harder to jailbreak. Together, our results clarify how safety mechanisms are encoded and can be broken in contemporary models. These insights provide concrete guidance for designing more robust and representation-aware alignment strategies.
Ege Çakar, Hannah Guan, Kayden Kehe
Jul 9, 2026cs.AI

A safety-oriented hypothetico-deductive framework for AI-assisted differential diagnosis

Diagnostic error is a major threat to patient safety, yet current large language model (LLM) systems often treat diagnosis as a one-shot prediction task, lacking safeguards against missed high-risk alternatives or rigorous verification of their reasoning. Here, we present AegisDx, a safety-oriented framework for hypothetico-deductive clinical reasoning. AegisDx coordinates specialized LLM components through role-specific contracts, structured intermediate outputs, evidence-retrieval interfaces, and verification gates to generate broad differential diagnoses, enforce explicit screening for dangerous "must-not-miss" conditions, verify reasoning against grounded medical evidence, and structure actionable next steps. We evaluated AegisDx across three layers. On literature-derived case reports from NEJM and JAMA, with GPT-oss-120B as the shared backbone, Top-3 diagnostic accuracy was 59.9% versus 52.1% for the standalone LLM on JAMA cases and 62.7% versus 51.4% on NEJM cases. On cases from Annals of Emergency Medicine, Top-3 accuracy was 85.7% versus 68.6%; against physician-consensus must-not-miss diagnosis sets, AegisDx captured at least one such condition among its top three diagnoses in 78.0% of cases versus 52.0%. In a blinded physician evaluation of 43 real-world emergency department notes from the Yale New Haven Health System compared against GPT-5, AegisDx improved the physician-rated composite safety score from 4.31 to 4.55 on a 5-point scale (adjusted p = 2.1x10^-4), with qualitative gains in must-not-miss identification and reasoning safety. Our findings suggest that engineering diagnostic AI as a safety-oriented reasoning framework, rather than optimizing raw predictive accuracy alone, can provide a safer, more transparent, and clinically meaningful layer of bedside decision support for acute care workflows.
Fan Ma, Mauro Giuffrè, Donald Wright +12
Jul 8, 2026cs.LG

Efficient Safety Alignment of Language Models via Latent Personality Traits

Current safety methods for large language models are known to be vulnerable to adversarial attacks, motivating research into robust alternatives. Latent Adversarial Training (LAT) is among the most effective defenses, but can degrade utility and requires training on large datasets of harmful prompts. We introduce Latent Personality Alignment (LPA), which replaces explicit harm refusal with adversarial training on just 66 harm-agnostic statements drawn from psychometric personality literature. We hypothesize that personality-anchored representations share latent structure with harm avoidance, so adversarially stabilizing them implicitly constrains the subspace exploited by jailbreak attacks. LPA achieves near-zero attack success rates on HarmBench across direct requests and five jailbreak methods, despite never seeing harmful content during training and no loss of performance on standard benchmarks. Moreover, the training process is lightweight; the entire procedure completes in minutes on a single GPU and uses 75x fewer examples than standard LAT. Extensive ablations demonstrate the robustness, efficiency, and generalization of our method.
Mohamed Amine Merzouk, Nolan Smyth, Damiano Fornasiere +3
Jul 8, 2026cs.AI

Institutional Red-Teaming: Deployment Rules, Not Just Models, Causally Shape Multi-Agent AI Safety

We introduce institutional red-teaming, an evaluation methodology for testing deployment rules in multi-agent AI: hold the agents, objectives, and task state fixed, vary only one rule, and attribute the resulting change in collective behavior to that rule. We instantiate the methodology in IABench-CA, a consequence-allocation benchmark spanning 228 contexts, five canonical rules, and seven model populations (33,924 games), with a normative cooperative reference and auto-labelled reasoning traces. Three findings emerge. (1) Deployment rules causally alter collective safety: changing only the consequence rule moves mean fatality by 22 to 58 percentage points within every population. (2) There is no safe default, but the targeting hazard is universal: the safest rule, the least-safe rule, and even the direction of the incidence effect vary across populations, yet regressive identity-targeting is never decisively safest in any context for any population, eliminates the least-resourced agent in 30-87% of games everywhere, and is selection-unsafe relative to the cooperative reference for all seven populations. (3) Identity salience is the mechanism: a one-shot anonymization ablation on the most exploitation-prone population (gpt-5.1) shows that merely naming the loss bearer in the rule text drives targeted elimination from 22% to 81% at identical payoffs; under repeated play, anonymization only delays the targeting, as agents re-infer the hidden rule from observed eliminations. We package the methodology as a safety-case workflow that certifies a provisional rule region Φ(c,P)Φ(c,P) per deployment context and population, with explicit residual risks and monitoring obligations.
Yujiao Chen
Jul 8, 2026cs.RO

Initiation Safety: A Missing Dimension in Generalist-Robot Safety

Safety for generalist robots is usually discussed in terms of motion or dialogue. We argue a third question is missing: should the robot take its first hard-to-undo social action at all, such as a greeting, an uninvited grasp, or stepping into someone's space? We call this initiation authorization. Current frameworks rarely treat it as a separate safety layer. Today's stacks often skip this step: a high engagement score or a confident VLA rollout is treated as permission to act. But seeing a person is not the same as having their consent to be addressed. We frame initiation authorization within generalist-robot safety and contrast it with post-plan VLA guardrails, implementing PAS (probe-authorize-speak) on a doorway humanoid, comparing it with direct-init on logged traces, and proposing a three-condition user study, with open questions on metrics, governance, and where initiation ends and foundation-model generation begins.
Zhijin Meng, Francisco Cruz
Jul 8, 2026cs.LG

Predicting LLM Safety Before Release by Simulating Deployment

Pre-deployment safety evaluations aim to inform the downstream risks of releasing a new AI model. Yet most evaluations provide limited evidence about how often undesired model behavior will occur in deployment: they generally have insufficient coverage, are unrepresentative, and are generally recognizable as tests. To address these concerns, we study a simple way to simulate a model deployment: starting from de-identified conversations from a previous model deployment, we hold fixed the initial conversation prefix and regenerate the next response using a candidate model. The resulting responses can then both be audited for novel misalignments and used to estimate the prevalence of model misbehavior before deployment. We evaluate deployment simulation across four GPT-5-series deployments, using registered, outcome-blinded predictions for GPT-5.4 and retrospective analyses of three earlier releases. We find that deployment simulation produces informative estimates of post-deployment misbehavior rates and outperforms baselines based on adversarially selected production data; its evaluation-awareness point estimates were also much closer to production traffic than those from traditional evaluations. We also identify the realism of tool resampling as a central challenge for further improving predictions and share results suggesting that this challenge is surmountable even in complex tool-use settings. Finally, we show that deployment simulation can be seeded from public chat datasets and remain informative about production misbehavior rates, suggesting a path for external researchers to run deployment-grounded evaluations without access to private production logs. Overall, deployment simulation helps evaluators forecast how language models will behave in the real world and supports more quantitative assessment of deployment risk.
Marcus Williams, Hannah Sheahan, Cameron Raymond +8
Jul 7, 2026cs.RO

A Risk-Field Enhanced Closed-Loop Digital Twin Framework for Autonomous Driving Safety Validation

Autonomous driving systems require reliable safety validation before real-world deployment. However, large-scale road testing is costly, difffcult to reproduce, and inefffcient for exposing rare safety-critical scenarios. Conventional simulation improves repeatability, but an offfine simulator alone cannot continuously connect physical trafffc states, virtual reconstruction, algorithm evaluation, and scenario evolution. This paper proposes a risk-ffeld enhanced closed-loop digital twin framework for autonomous driving safety validation. The framework integrates physical data acquisition, data synchronization, virtual twin reconstruction, risk-aware scenario generation, autonomous driving algorithm evaluation, and safety analysis. A driving risk ffeld is introduced as a uniffed intermediate representation to describe obstacle, lane-departure, road-boundary, time-to-collision, and comfort-related risks around the ego vehicle. The risk ffeld ranks high-risk scenarios in the digital twin scenario library and provides dense safety guidance for reinforcement learning-based driving policies. A simulation-style evaluation protocol is designed to compare conventional reinforcement learning baselines, risk-penalty baselines, and the proposed risk-ffeld guided method. The study indicates that embedding explicit risk structure into digital twins can make autonomous driving validation more targeted, interpretable, and reusable, while its practical effectiveness remains bounded by model ffdelity, risk calibration, and sim-to-real transfer.
Yongzhi Liu
Jul 7, 2026cs.SE

Beyond Refusal: A Same-Lineage Study of Aligned and Abliterated LLMs for Vulnerability Analysis

Large language model (LLM)-assisted software security operates at a difficult boundary: the vulnerability-analysis terminology needed for legitimate code review, triage, and repair can closely resemble terminology associated with misuse. Existing safety and cybersecurity evaluations are difficult to interpret in this setting because they often compare unrelated model families, thereby conflating safety behavior with differences in architecture, scale, training data, and deployment. To isolate this factor, we study safety state: whether refusal behavior remains intact (Aligned) or has been refusal-ablated (Abliterated) within same-lineage models. We ask how this safety state affects defensive utility across software-security workflows. We compare aligned instruction-tuned models with publicly released refusal-ablated descendants from two model families, Gemma and Qwen. We evaluate Aligned and Abliterated states on vulnerability detection, CWE attribution, vulnerable-line localization, root-cause localization, and executable patch validation. We further treat prompt wording as a controlled framing dimension: prompts begin with neutral code-review language, add authorization context, and vary the density of cybersecurity terminology. In a Gemma-based Java/Vul4J repair-validation study, Abliterated achieves higher early-stage validation rates, with 67.8%, 65.0%, and 32.8% of patches judged usable, successfully applied, and successfully compiled, respectively, compared with 29.9%, 24.9%, and 9.0% for Aligned. In the Qwen pair, Abliterated improves localization performance, increasing line-level F1 from 2.08% to 3.91% and Top-1 accuracy from 4.10% to 6.95%. These findings suggest that evaluations of LLM-based security assistants should jointly measure whether models respond, whether their usable responses are correct, and whether their outputs remain actionable across the engineering workflow.
Mingchen Li, Meikang Qiu, Zifan Peng +4
Jul 3, 2026cs.CV

SAF3R: Dynamic Sparse Attention for Feed-Forward 3D Reconstruction Transformers

Feed-forward 3D reconstruction (F3R) transformers have recently achieved remarkable success. However, scaling them to long image sequences remains challenging, as the quadratic complexity of cross-view global attention quickly becomes the dominant computational bottleneck. While recent efforts attempt to improve efficiency through compressed or sparse attention, they fail to fully exploit the inherent sparsity and dynamic behavior of global attention. In this work, we present a comprehensive analysis of global attention across multiple F3R transformers and reveal that attention patterns are highly heterogeneous, dynamic, and extremely sparse across layers and attention heads. Motivated by these findings, we propose SAF3R, a training-free dynamic sparse attention framework tailored to F3R transformers. SAF3R integrates tailored sparse attention mechanisms with offline head profiling and an efficient online adaptation strategy to match input-dependent attention behaviors. Extensive experiments demonstrate that SAF3R achieves high sparsity ratios while preserving camera pose estimation and 3D reconstruction quality, translating into substantial end-to-end speedup on F3R transformers compared to existing methods. Code is available at https://github.com/jndeng/SAF3R
Jianing Deng, Yuanzhe Li, Jialu Wang +4
Jul 3, 2026cs.CV

SafeGuard: A Multi-Agent Perception-Reasoning Framework for Social-Risk AI-Generated Video Detection

As video generation paradigms evolve from localized manipulation to full-scene synthesis, AI-generated video detection becomes increasingly challenging, as forgeries exhibit coherent global structure and high perceptual realism. However, existing benchmarks are biased toward perceptual fidelity and primarily evaluate detectors based on perceptual artifacts, providing limited coverage of scenarios that require reasoning about violations of physical laws, structural coherence, or social logic. This dataset bias shapes current approaches and results in a Perception-Reasoning Gap: artifact-centric models capture low-level statistical irregularities yet lack semantic inference, whereas vision-language models perform semantic reasoning but remain insensitive to fine-grained forensic cues. To bridge this gap, we propose SafeGuard, a multi-agent framework that enables collaborative specialization between forensic perception and semantic reasoning. A hierarchical perceptual solver extracts fine-grained forensic evidence, while a self-reflective verifier enforces consistency between semantic inference and physical plausibility, forming an interpretable evidence chain. To support evaluation, we introduce SafeVid, a novel AI-generated video detection benchmark comprising 20K videos spanning 10 social risk categories, designed to evaluate physical plausibility, structural consistency, and the rationality of social behaviors. Extensive experiments demonstrate the generalization of SafeGuard, improving accuracy on SafeVid by +18.7% and consistently outperforming prior methods across four public benchmarks.
Wenlin Wu, Sheng Zhou, Peipei Song +3
Jul 3, 2026cs.AI

Oyster-II: Reinforcement Learning for Constructive Safety Alignment in Large Language Models

Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, yet ensuring their simultaneous safety, helpfulness, and trustworthiness remains a persistent challenge. Conventional refusal-oriented alignment strategies mitigate harmful content generation but systematically fail to serve legitimate user needs, often withholding information that could safely and constructively address the underlying intent of sensitive queries. Building upon the constructive safety paradigm pioneered by Oyster-I, which moves beyond blanket refusal toward thoughtful, response-oriented safety alignment, we identify two critical limitations of its Supervised Fine-Tuning (SFT)-based scheme: insufficient safety generalization to out-of-distribution scenarios and a phenomenon we term safety chain-of-thought (CoT) over-generalization, wherein safety-oriented reasoning patterns are excessively applied to benign queries, degrading helpfulness and user experience. To address these limitations, we propose Oyster-II, a reinforcement learning (RL)-based constructive safety alignment framework that adopts a Zero-RL paradigm combined with a multi-stage reinforcement learning strategy.Evaluated across extensive benchmarks, Oyster-II comprehensively surpasses both Qwen3-14B and its predecessor Oyster-I on safety dimensions, achieving cross-scale performance comparable to Qwen3-Max and Qwen3.5-397B.
Jiyang Guan, Yong Xie, Jun Chen +6
Jul 2, 2026cs.CR

Not All Refusals Are Equal: How Safety Alignment Fails Cybersecurity at Scale

There is no doubt that safety alignment is an essential step in LLM training. However, conceptually it does not distinguish between various domains and the level of potential harm of a query, which creates significant complications in the fields like cyber security, where a model should not be constrained by its safety circuits to accomplish the goals of legitimate, authorized operations. In this work, we share our findings from a large scale abliteration experiment on 24 open-source LLMs and show that domain-specific abliteration is achievable with standard methodology on the example of a 1T-parameter Kimi K2. Building on recent work showing that refusal in LLMs occupies a multi-dimensional subspace within layers, we find that it is also distributed widely across layers, especially in trillion-parameter MoE architectures, and so we aim to capture the part of it that represents harmful concepts in the cybersecurity domain exclusively. We also investigate the correlation between models' features and the effect of domain-specific abliteration, identifying that the type of safety training and architecture are the most reliable predictors. Finally, we classify the models into 3 abliteration susceptibility tiers and put forward a set of conjectures as to why a particular effect from this intervention might be observed in a given model.
Vadym Hadetskyi, Dario Pasquini, Artem Sorokin
Jul 2, 2026cs.AI

Online Safety Monitoring for LLMs

Despite alignment training, LLMs remain prone to generating unsafe outputs at deployment time. Monitoring outputs online and raising an alarm when safety can no longer be assumed is therefore critical. We study a simple real-time monitor that turns a verifier signal from an external model into an alarm decision by thresholding, with the threshold calibrated via risk control. In experiments on mathematical reasoning and red teaming datasets, we show that this simple design is competitive with more advanced monitors based on sequential hypothesis testing.
Mona Schirmer, Metod Jazbec, Alexander Timans +3
Jul 2, 2026cs.CL

HaloGuard 1.0: An Open Weights Constitutional Classifier for Multilingual AI Safety

We present HaloGuard 1.0, an open-weights implementation of the constitutional-classifier paradigm for input safety. It achieves state-of-the-art performance on English and multilingual prompt-safety benchmarks at roughly one-tenth the model size of current leading open guard models. The safety constitution is the organising structure of the corpus: a natural-language constitution of 46 policies and 2,940 subcategories drives synthetic data generation, with exhaustive one-to-one paired counterfactuals that hold topic and vocabulary fixed while flipping intent, a two-tier harmless design that separately targets boundary and baseline false positives (FPs), and balanced multilingual materialisation across 46 languages that treats language as a surface form appearing on both sides of the boundary rather than as an adversarial signal. Across seven prompt-safety benchmarks, HaloGuard 1.0-0.8B attains the best average F1 (90.9) of any open guard we evaluate, outperforming baselines up to 27B parameters (over 30 times larger) while holding false-positive rate (FPR) to 4.3 and false-negative rate (FNR) to 9.5. The HaloGuard 1.0-4B variant reaches average F1 of 92.1 and FPR of 3.5, spending its extra capacity on precision rather than recall. A structured adjudication of the remaining failures indicates that most apparent missed-harm cases are benchmark mislabels rather than genuine model misses. An always-on adversarial red-teaming protocol continuously hardens the guard against both content-level and agentic attacks. We release the models as open weights.
Navaneeth Sangameswaran, Preetham S, Ashmiya Lenin
Jul 2, 2026cs.AI

Safety Targeted Embedding Exploit via Refinement

Safety training for large language models (LLMs) is conducted predominantly in English, leaving uncertain how well safety mechanisms generalize to low-resource languages and mixed-language code-switching. We show that this creates an epistemic gap in which models confidently generate harmful responses for inputs that fall outside the distribution of their safety training. To study this phenomenon, we introduce STEER (Safety Targeted Embedding Exploit via Refinement), a gradient-guided attack that identifies words contributing most strongly to the model's refusal behavior and iteratively translates them into low-resource languages to suppress refusal while preserving harmful intent. Across six open-source 8B-parameter models, STEER achieves attack success rates of up to 93.0% on JailbreakBench and 96.7% on AdvBench, outperforming random code-switching and Greedy Coordinate Gradient (GCG). The resulting prompts also transfer to GPT-4o-mini, achieving a 35.5% attack success rate without requiring access to the target model, suggesting that the underlying weakness is not specific to a single architecture. These findings demonstrate that safety mechanisms aligned primarily on English cannot be assumed to generalize across multilingual inputs. We argue that improving multilingual safety requires broader coverage during alignment and mechanisms that explicitly detect and abstain on out-of-distribution inputs.
Joshua Adrian Cahyono
Jul 2, 2026cs.AI

Safety Testing LLM Agents at Scale: From Risk Discovery to Evidence-Grounded Verification

LLM agents increasingly perform autonomous actions through external tools, leading to complex and evolving safety risks. However, existing safety testing targets expert-designed safety violations, and the corresponding outcomes are evaluated by hard-coded rules, making them costly to extend as agents evolve. To this end, we present Vera, an end-to-end automated safety testing framework that instantiates software engineering testing principles for non-deterministic agents through a three-stage, self-reinforcing pipeline. First, a literature-driven exploration continuously discovers and structures emerging risks into taxonomies of safety risks, attack methods, and tool execution environments. Second, combinatorial composition across taxonomy dimensions produces executable safety cases, each specifying a concrete safety goal, a programmatically constructed initial state, and a deterministic verification predicate grounded in observable artifacts. Third, adaptive execution runs heterogeneous agents in isolated sandboxes where a control agent steers multi-turn interaction based on runtime observations, while evidence-grounded verifiers judge outcomes from environment state and tool-call evidence rather than model self-report. We evaluate Vera on four production agent frameworks (OpenClaw, Hermes, Codex, Claude Code), revealing substantial safety weaknesses, with average attack success rates reaching 93.9% under multi-channel attacks; we also release Vera-Bench, comprising 1600 executable safety cases spanning 124 risk categories across three execution settings. These results indicate that modular, executable testing infrastructure is essential for rigorous and maintainable safety evaluation of rapidly evolving agentic systems at scale. The code is publicly available at https://github.com/Yunhao-Feng/Vera.
Yunhao Feng, Ruixiao Lin, Ming Wen +12
Jul 1, 2026cs.LG

Multi-modal Rail Crossing Safety Analysis

Given one or more images of a railway crossing, can we leverage visual cues that allow us to robustly estimate how safe it is? Can we improve our ability to do so by introducing structured data (such as official accident reports) about the accident history of that crossing into our models? In this work, we explore how to best answer those questions towards building an AI system that can ingest multi-modal data for railway crossings and provide safety assessment and scores that align with expert opinion and with safety scoring used by the Federal Railroad Administration (FRA). To that end, we propose a proof-of-concept pipeline that delivers on that goal, while at the same time exploring and tackling a number of critical research challenges that pertain to different parts of the pipeline, from data preparation to different learning paradigms that can allow us to realize such a system. Indicatively, our proposed system identifies HIGH-RISK and LOW-RISK crossings with a macro F1 score of 0.757 and estimates FRA-based safety scores with an RMSE of 0.078 and correlation of 0.492 using a routed fine-tuned compact VLM pipeline, while producing qualitative results that align with domain-expert assessment.
Paimon Goulart, Chansong Lim, Nícolas Roque dos Santos +4
Jul 1, 2026cs.CL

Adversarial Pragmatics for AI Safety Evaluation: A Benchmark for Instruction Conflict, Embedded Commands, and Policy Ambiguity

Safety evaluations for language models increasingly depend on judgments about ambiguous natural-language behaviour: whether a model has followed an instruction, refused appropriately, complied with a policy, resisted an embedded command, or misreported progress in an agentic task. Existing benchmarks often compress these distinctions into pass/fail labels, obscuring whether failures arise from capability limits, policy ambiguity, instruction conflict, scaffold failure, or unstable evaluator judgments. This paper introduces adversarial pragmatics as a benchmark and annotation protocol for evaluating model behaviour under instruction conflict, embedded commands, quotation, scope ambiguity, deixis, indirect speech acts, and multi-turn agent transcripts. The contribution is empirical and methodological: a linguistically controlled taxonomy, an 18-item seed benchmark with validator-enforced metadata, a 54-row local seed pilot, an expert-evaluation protocol distinguishing task success, policy compliance, safety risk, refusal outcome, and evaluator confidence, and metrics for judge validity, diagnostic ambiguity, and taxonomy drift. The benchmark treats labels as inference licenses: it tests whether safety-relevant categories project across paraphrase, wrapper, model, and judge condition. In the pilot, a rubric-aided LLM judge graded its own outputs with expected-behaviour fields visible and still missed the safety-relevant minority classes.
Brett Reynolds
Jul 1, 2026cs.AI

HARC: Coupling Harmfulness and Refusal Directions for Robust Safety Alignment

Understanding how aligned LLMs internally represent safety is critical for diagnosing alignment vulnerabilities, as it explains why jailbreaks succeed and informs the design of robust alignment strategies. Prior work shows that aligned LLMs encode harmfulness and refusal as separable directions in the residual stream at prompt-side token positions. We show that jailbreaks succeed at prompt encoding by suppressing either the refusal or harmfulness direction before any token is generated, with distinct attack classes occupying separable regions of the harmfulness-refusal plane. Extending the analysis to response-token positions, we find that the model recognizes harmful content while it is generating that content, even when it failed to recognize the input as harmful at the prompt side. Motivated by our findings, we introduce HARC (Harmfulness-And-Refusal Coupling), a fine-tuning method that pairs the two directions across both prompt and response positions. Since the intervention is confined to the harmfulness-refusal subspace, it leaves the rest of the residual stream intact and does not degrade general capability or inflate over-refusal. Across extensive experiments, HARC achieves the strongest robustness-capability-usability trade-off among six baselines spanning the major training-time and inference-time safety methods. The harmfulness and refusal directions at prompt and response positions transfer across the five model families and two scales we tested without architecture-specific tuning.
Shei Pern Chua, Hao Wu, Qianli Ma +1
Jul 1, 2026cs.LG

MolSafeEval: A Benchmark for Uncovering Safety Risks in AI-Generated Molecules

Current molecular generation benchmarks emphasize task complexity, molecule novelty, and property alignment; they largely overlook a critical concern: the potential safety risks of AI-generated molecules. In practice, many generative models may produce molecules with toxic, reactive, or otherwise hazardous characteristics - posing hidden dangers that remain insufficiently addressed. To address this gap, we introduce MolSafeEval, a benchmark dedicated to evaluating and analyzing the safety risks of molecular generation. Unlike prior approaches that rely on narrow toxicity predictors, MolSafeEval integrates heterogeneous safety knowledge - ranging from toxicological databases to hazard rules - into a structured molecular safety knowledge graph. This graph serves as a foundation for large language model-based reasoning, enabling systematic detection and explanation of unsafe features in generated compounds. We further categorize molecular generative models into four representative task types - unconditional generation, property optimization, target protein-based design, and text-based generation - and provide standardized datasets and safety evaluation protocols for each. By systematically revealing the safety vulnerabilities of current generative approaches, MolSafeEval offers a new lens for benchmarking molecular models and provides essential guidance toward safer, more trustworthy molecular design.
Tong Xu, Xinzhe Cao, Zhihui Zhu +2
Jul 1, 2026cs.CV

The Illusion of High Utility in Safety Alignment of Text-to-Image Diffusion Models

Safety alignment of text-to-image (T2I) diffusion models aims to suppress harmful generations while preserving utility on benign prompts. Recent methods often appear to deliver high safety with high utility, but this conclusion rests largely on coarse global utility metrics (e.g., FID, CLIPScore) that are insensitive to fine-grained semantic correctness, creating an illusion of high utility. We show that when utility is measured with structured evaluation, this illusion breaks: on TIFA (Text-to-Image Faithfulness evaluation with Question Answering), safety-aligned models suffer substantial drops in semantic fidelity, including failures in object counts, attributes, and relationships. To diagnose the source of this gap, we analyze the text-encoder prompt embedding space and uncover semantic collapse, a contraction of embedding spread coupled with distortion of inter-prompt similarity structure, which strongly correlates with structured utility loss. Guided by this insight, we propose StructureAware Geometric Regularization (SAGE), a safety alignment objective that explicitly preserves embedding spread and inter-prompt relational structure during adaptation. Our method restores structured utility (TIFA +5.0% over prior state-of-the-art) while maintaining strong safety performance and competitive coarse-grained utility scores. Our source code and trained models are available at https://adeelyousaf.github.io/SAGE_ECCV26_Project_Page/.
Adeel Yousaf, Soumik Ghosh, James Beetham +2
Jun 30, 2026cs.CV

EgoSafetyBench: A Diagnostic Egocentric Video Benchmark for Evaluating Embodied VLMs as Runtime Safety Guards

Vision-language models (VLMs) are now proposed as runtime safety guards for embodied agents in homes and factories. A deployable guard must catch genuinely unsafe situations while avoiding unnecessary intervention on routine but superficially alarming activity, a distinction that binary safety benchmarks obscure. We introduce EgoSafetyBench, an egocentric video benchmark of 1,200 robot-view scenarios annotated at half-second granularity, to evaluate VLMs as streaming guards across two tracks. The situational track (800 scenarios) spans four families, from routine and safe-but-suspicious scenes to obvious and contextual hazards. The visual-channel track (400 scenarios) targets in-scene text-a sign, sticker, or label visible in the scene-that can misrepresent the physical situation, pairing each misleading sign with a truthful version to test both whether a guard flags the text as misleading and whether the text corrupts its physical-safety judgment. Both tracks use contrastive ladders: near-identical scenarios differing only in a single visible deciding cue, so a correct call must hinge on that cue rather than the overall scene type. We evaluate ten open- and closed-source VLMs. We find that while guards reliably recognize videos containing hazards, they often miss specific hazardous moments, particularly contextual hazards. Furthermore, misleading in-scene signs degrade all tested guards: vulnerable models miss up to a third of hazards, while robust models over-intervene on safe content. Matched controls reveal that apparent safety robustness often reflects indiscriminate alarming rather than true physical reasoning.
Siddhant Panpatil, Arth Singh, Mijin Koo +3
Jun 30, 2026cs.AI

Harnessing Textual Refusal Directions for Multimodal Safety

To improve safety in Large Language Models (LLMs) we can either perform post-training alignment or exploit refusal directions in the activation space. Both strategies are less feasible in Multimodal LLMs (MLLMs) as they require unsafe multimodal data, harder to collect than their unimodal counterpart. In this work, we relax this constraint and investigate whether textual refusal directions, extracted directly from the LLM backbone, generalize across modalities (i.e., image, video). Preliminary findings confirm this ability, though effectiveness is conditioned by layer selection, steering strength, and cross-modal alignment, with the latter causing safe multimodal inputs to be spuriously steered toward refusal. Building on this, we introduce Modality-Agnostic Refusal Steering (MARS), a light-weight training-free approach that injects multimodal safety without the need for multimodal safety data. MARS corrects modality misalignment via activation re-centering, adaptively scales steering strength within a geometrically defined trust region, and selects the optimal intervention layer, operating at the first generated token. Evaluated on five SOTA MLLMs across safety, utility, and video jailbreak benchmarks, MARS achieves consistent safety gains while preserving utility. These results reveal that safety-relevant structure is shared across modalities and that textual refusal directions are a powerful and underexplored foundation for multimodal alignment.
Moreno D'Incà, Nicu Sebe, Massimiliano Mancini
Jun 30, 2026cs.LG

Safe Online Learning via Smooth Safety-Structured Policy Composition

Safe online reinforcement learning requires policies to respect safety constraints while maintaining smooth optimization dynamics. Existing approaches typically rely on either strict safety enforcement via action interventions, which introduce discontinuities in system interaction and learning, or soft safety constraint formulations, which preserve smooth learning but provide limited safety assurance. We propose AutoSafe, a safety-aware policy architecture that integrates structured safety monitoring and intervention directly into the action generation process. This design enables smooth, risk-dependent transitions between performance-driven and safety-preserving behaviors, resulting in continuous online interaction and learning dynamics. Empirical results across a suite of continuous-control benchmarks demonstrate strong safety enforcement without sacrificing learning smoothness. We further validate AutoSafe on a physical cart-pole system, highlighting its practical effectiveness for safe online learning in the real world.
Hongpeng Cao, Liqun Zhao, Yuliang Gu +3
Jun 30, 2026cs.CV

Uncertainty-Aware Last-Layer Adaptation of RETFound for Referable Diabetic Retinopathy Screening Under Dataset Shift

This paper presents a safety-centered empirical evaluation of uncertainty-aware last-layer adaptation for referable diabetic retinopathy screening using RETFound, a self-supervised vision-transformer retinal foundation model used here as a frozen feature encoder, and the public APTOS 2019 and DDR diabetic retinopathy fundus image datasets. We compare a cached-feature softmax head, post-hoc temperature scaling, variational Bayesian last-layer heads, a diagonal Laplace last-layer approximation, and an SNGP-style cached-feature head. On APTOS, uncertainty-aware operating points improved sensitivity and selective-referral behavior. The strongest APTOS selective-referral result deferred approximately 20 percent of cases and reduced accepted-case false negatives to zero while preserving high accepted-case specificity. However, threshold tuning also reduced false negatives at high false-positive cost, so false-negative reduction alone was not unique to Bayesian modeling. On DDR, native Bayesian heads qualitatively reproduced the APTOS direction but with weaker tradeoffs, while the APTOS-trained SNGP checkpoint transferred poorly and failed to provide useful external selective-referral behavior. These results highlight the value of safety-centered evaluation beyond aggregate accuracy: uncertainty-aware last-layer heads can improve internal safety-oriented operating points, but trustworthy retinal screening claims require explicit safety-coverage evaluation and second-dataset validation under shift.
Karim Mardhani
Jun 29, 2026cs.AI

EMPATH: A Multilingual Auditor-Judge Benchmark for Safety Evaluation of Emotional-Support Chatbots

Safety benchmarks often buy scalability by fixing the prompt, the language, and the turn structure. For emotional-support chatbots, that bargain hides precisely where safety failures emerge: across a multilingual, multi-turn crisis conversation. We present EMPATH, a benchmark for safety evaluation of emotional-support chatbots. An auditor model role-plays help-seeking users, generating multi-turn conversations from 140 seed instructions and 34 personas. A judge model scores each full transcript against 19 metrics across five dimensions: crisis handling, therapeutic quality, conversational integrity, emotional safety, and cultural adaptation. EMPATH is built for Mexican Spanish and US English; the studies reported here run in Mexican Spanish. Auditor and judge are drawn from different model families, and the judge is treated as an instrument to be calibrated rather than trusted. A strict per-criterion rubric reveals material score inflation on 10 of the 19 metrics and restores discrimination. We study the measurement properties of the benchmark through judge calibration and cross-family inter-judge agreement. We also illustrate EMPATH on three frontier models, one of them open-weight. Aggregate scores sit within 0.74 points of one another, but per-metric profiles diverge by up to six points in model-specific places. Under the standard rubric, both the ranking and the weak spots are stable across a second, cross-family judge: 93% of scores fall within plus or minus 1. A five-run test-retest adds a second axis: even the steadiest model swings from 2 to 10 on a crisis metric across identical re-runs, and deepseek-v4-pro returns a different conversation on every run even at temperature 0. Run-to-run reliability is therefore a per-model safety property, not noise to average away. EMPATH is system-agnostic; the pipeline, seeds, personas, and rubrics are released for reuse.
Camilo Chacón Sartori
Jun 29, 2026cs.AI

EvalSafetyGap: A Hybrid Survey and Conceptual Framework for LLM Evaluation-Safety Failures

LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify. This paper combines a hybrid survey - a systematic search paired with narrative synthesis and separately tracked grey evidence - with a conceptual framework and a structured ten-model audit. The synthesis spans eight evidence streams: benchmark validity, dynamic evaluation, LLM-as-judge reliability, safety evaluation, jailbreak/refusal robustness, reward hacking, mechanistic interpretability, and governance/auditability, covering 2018-2026 evaluation-safety measurement work. We introduce EvalSafetyGap as an organizing hypothesis for comparing evaluation-side and alignment-side proxy failures under optimization pressure, using Goodhart's Law together with two constructs we develop here - an Instability Decomposition and an Alignment Trilemma - as tools for generating testable comparisons. The audit shows how conclusions shift when capability, behavioral safety, and governance are measured separately. In this sample (n=10n = 10), the association between capability and sustained adversarial robustness is statistically indeterminate using the displayed Table 3 inputs (Pearson r=+0.232r = +0.232, p=0.520p = 0.520), and the apparent open-closed safety gap is modest, driven mainly by governance and disclosure rather than behavioral robustness, and sensitive to how a single borderline model is classified; attempt-budget results are protocol dependent. Because the public evidence uses heterogeneous protocols, the audit is diagnostic rather than rank-generating. The contribution is a shared vocabulary and evidence map to support dynamic evaluation, transparent source reporting, multi-attempt safety measurement, and auditable alignment practice.
Buğra Alperen Uluırmak, Rifat Kurban
Jun 28, 2026cs.AI

Safety from Honesty in a Disinterested AI Predictor

As AI systems become more capable, training procedures that optimize for downstream outcomes risk introducing implicit agency: goal-directed behavior that designers never specified. We present a formal safety argument for the Scientist AI (SAI) Predictor, trained to approximate the Bayesian posterior conditioned on a dataset of "epistemically contextualized" natural-language statements. We argue that such a Predictor can honestly predict agents, actions, and their consequences without itself being an agent that selects outputs to achieve goals. This rests on data representation and on the training procedure. Epistemic contextualization of text distinguishes latent factual claims from communication acts, so expressions of goals are treated as evidence to be explained rather than drives the model adopts. With a posterior-seeking training objective, this is intended to drive the Predictor toward calibrated, cautious predictions. Training proceeds so downstream effects of deploying a prediction never serve as a reward signal; any agency the system needs is supplied by explicit scaffolding constrained by guardrails. We prove that, under assumptions on the training dynamics and on the argued sparsity of dangerous Predictors, the probability that training produces a Predictor whose guarded deployment carries residual harm above a specified threshold is small: a dangerous Predictor would have to underestimate harm in a coordinated way across many queries while such coordinated patterns are rare under the initialization distribution and receive no direct training signal. Safety and accuracy are jointly supported in this framework, since the constraints that secure accuracy are the same ones that make coordinated deception costly. These guarantees against misalignment and agency arising from within the Predictor itself do not preclude the use of the Predictor as part of an agentic system.
Yoshua Bengio, Oliver Richardson, Tomáš Gavenčiak +13
Jun 27, 2026cs.RO

HJ-SafeDMP: Hamilton-Jacobi Reachability-Guided Dynamic Movement Primitives for Provably Safe Robot Motion

Robots deployed in safety-critical environments must execute motions that are simultaneously robust to disturbances and provably safe from collisions. Dynamic Movement Primitives (DMPs) offer inherent stability, temporal flexibility, and efficient trajectory generalization from single demonstrations, but they lack formal safety certificates. Conversely, Hamilton-Jacobi (HJ) Reachability analysis provides a principled framework for computing worst-case safety margins and forward-invariant safe sets, but classical grid-based methods suffer from the curse of dimensionality and are impractical for real-time control. This paper introduces HJ-SafeDMP, a framework that integrates DMPs with learned HJ Reachability-based safety value functions to achieve provably safe, robust, and computationally efficient robot motion. We learn a Control Barrier Value Function (CBVF) from offline demonstration data using a model-free, finite-difference HJ recursion and deploy it as a real-time safety filter via a closed-form control law that modulates the DMP output. Unlike optimization-based CBF-QP approaches, our method achieves safety filtering without online quadratic program solves, preserving the computational efficiency of DMPs. We further incorporate an expectile-based offline learning objective that avoids querying out-of-distribution actions, and a conformal prediction calibration step that provides finite-sample probabilistic safety coverage. Experimental evaluation on a 7-DOF robot manipulator demonstrates that HJ-SafeDMP achieves formal safety guarantees with orders-of-magnitude faster execution than optimization-based baselines, while maintaining the robustness and adaptability of DMPs for human-robot interaction.
Siddhanth Ramesh, Ravi Prakash
Jun 27, 2026cs.AI

Agent Safety Is Action Alignment

Large language models increasingly act as agents: they call tools, move money, delete records, and send messages on a user's behalf. To keep them safe, practitioners imported the chatbot-era recipe (train the model to refuse unsafe inputs) into the agentic setting, and treat the resulting capability loss as a manageable ``alignment tax.'' We argue this is a \emph{category error}. Refusal is a primitive for \emph{content safety}, where the harm is in the model's output and is therefore a learnable function of it. Agentic harm is different in kind: it lies not in any output but in the relation between the authority an action exercises and the authority the user granted, which is absent from the text the model sees. Importing content-safety methods into this regime does not trade capability for safety; it pays capability and buys negative security. We support this with three lines of evidence spanning the autonomy spectrum: defense-trained models learn surface patterns rather than intent; the same training collapses multi-step agents before any threat appears while leaving them exploitable; and even undefended frontier models exceed granted authority under ordinary use. We conclude that action safety cannot be installed in weights. It must be expressed as \emph{least privilege}, enforced \emph{outside} the model at the action boundary, and evaluated as \emph{action alignment} (a relational, deployment-conditioned property) rather than a refusal score.
Shawn Li, Yue Zhao
Jun 26, 2026cs.LG

A Gravitational Interpretation of Fine-Tuning Reversion

Fine-tuning on harmless data can partially undo behaviors acquired earlier in training. Safety can erode under benign post-alignment updates, unlearned capabilities can re-emerge, latent traits can transfer through apparently unrelated supervision, and related post-alignment fragility appears in other generative settings. We argue these phenomena are usefully viewed through a common training-history lens. Our hypothesis is geometric: large early training phases create dominant behavioral manifolds, while later alignment or specialization phases are shallower displacements from them. Subsequent fine-tuning can therefore inherit a persistent reversion component pointing back toward a witness of the dominant manifold. We call this the gravitational interpretation of fine-tuning reversion. Across our main settings, representational drift rapidly acquires a component along a history-defined reversion direction (v_rev). In our main track, alignment with v_rev rises from cos = 0.429 +/- 0.052 after the first update to 0.647 +/- 0.021 by step 20. Across 24 run-step pairs, every observed alignment exceeds the p99 of an isotropic activation-space null. We demonstrate that selectively blocking motion along v_rev changes the final alignment at T=100 from 0.648 +/- 0.009 to -0.211 +/- 0.021 and reduces harmfulness from 19.0% +/- 4.0% to 8.5% +/- 1.5% with little task cost. These results support v_rev as a causally relevant mediator of early post-alignment reversion in our setup. Importantly, we do not claim that v_rev is the unique safety direction, nor that the dominant manifold is directly observed; rather, we identify a robust, history-defined direction that explains and partially controls early reversion dynamics.
Samuele Poppi, Nils Lukas
Jun 25, 2026cs.RO

ForesightSafety-VLA: A Unified Diagnostic Safety Benchmark for Vision-Language-Action Models

In embodied intelligence, safety is a prerequisite for reliable robot deployment in the physical world. Current vision-language-action (VLA) models continue to advance toward general-purpose task capability, yet their embodied safety limits remain poorly understood. To address this gap, we introduce ForesightSafety-VLA, a diagnostic benchmark that makes safety the primary evaluation target for VLA systems. We define a 13-category safety taxonomy covering physical interaction safety (Safe-Core), instruction-side safety (Safe-Lang), and perception-side safety (Safe-Vis), and evaluate policies under three controlled dimensions of variation -- scene structure, language command, and visual observation -- so that failure sources can be diagnosed rather than hidden in a single aggregate score. Beyond binary task success, ForesightSafety-VLA measures process-level risk through cumulative safety cost (CC) and risk exposure time (RET), together with a four-quadrant decomposition of safe/unsafe success and failure. We instantiate 66 safety-augmented base scenarios in RoboTwin across 5 embodiments and report results on representative VLA baselines. Across the evaluated baselines, even the strongest policy incurs non-trivial safety cost and unsafe nominal success, while structure and visual variation induce substantially stronger safety degradation than ordinary language variation. These results suggest that embodied safety is tightly coupled to perception, grounding, and control competence rather than being reducible to post-hoc safety filtering alone.
Mingyang Lyu, Yinqian Sun, Yiyang Jia +5
Jun 24, 2026cs.LG

Necessary but Not Sufficient: Temperature Control and Reproducibility in LLM-as-Judge Safety Evaluations

LLM-as-judge ("grader") components are now standard in evaluation harnesses, including safety evaluations where a pass/fail verdict may gate downstream deployment decisions. A widespread assumption is that setting the grader's sampling temperature to 0 makes grading deterministic. We test this assumption against a real safety-evaluation codebase (Japan AISI's open-source aisev) and show it fails on two levels. First, the harness invokes its grader without setting temperature or seed; the underlying provider silently applies its default of 1.0, so items near the decision boundary flip pass/fail across identical runs (per-item disagreement up to ~50% over 20 runs). Second, pinning temperature=0 reduces but does not eliminate flips: across 690 API calls spanning two providers, three model tiers, and five sampling configurations, 1-2 of 7 borderline items remain non-reproducible even under forced greedy decoding (top_k=1). Claude Opus 4.7/4.8 has since deprecated temperature entirely, rendering the primary mitigation inapplicable to newer model generations. These findings expose a structural gap: evaluation harnesses that report single-run verdicts without variance or grader-disagreement metrics can present noise as a safety property. We release a reproduction harness (690 calls, 7 conditions) and recommend that harnesses treat grader disagreement as a first-class health metric alongside the scores themselves.
Hiroki Tamba
Jun 24, 2026cs.CL

Do Encoders Suffice? A Systematic Comparison of Encoder and Decoder Safety Judges for LLM Adversarial Evaluation

With the widespread adoption of large language models (LLMs) in chatbots and everyday applications, companies increasingly need guardrails that are effective while remaining low-cost and low-latency. Safety evaluation of LLM outputs has generally relied on LLM-based judges, which can be effective but are often slow and expensive to deploy at scale. In this paper, we evaluate whether fine-tuned modern encoder classifiers from the ModernBERT family, including ModernBERT and Ettin, can reliably identify harmful LLM outputs in user-model conversations without substantial performance loss relative to LLM-based judges. We benchmark these encoder classifiers against rule-based prefix matching, fine-tuned LLM classifiers, and LLM judges using a range of judge-prompting strategies across open-source adversarial datasets. The LLM judges include evaluation methodologies from StrongReject, ShieldGemma, JailbreakBench, AILuminate, SorryBench, and a Claude-as-a-judge setup, as well as fine-tuned safety classifiers such as LlamaGuard 3 and LlamaGuard 4. The encoder classifiers are fine-tuned on judge-labeled data using a majority-voting label strategy and are then evaluated on a gold-standard holdout dataset to assess their performance relative to LLM judges. We report absolute performance using F1 score, false negative rate, and precision-recall metrics. We also break down results by attack technique, including single-turn prompting, decomposition, escalation, and context manipulation, to identify where encoder classifiers align with or diverge from LLM-based judges. Our findings provide guidance on when encoder classifiers can serve as cost- and latency-efficient alternatives to LLM-based safety evaluation.
Han Jeon, Shiv Medler, Joseph Voyles +1
Jun 24, 2026cs.CR

RAS: Measuring LLM Safety Through Refusal Alignment

Safety evaluation of large language models (LLMs) is commonly performed by querying models with unsafe or jailbreak prompts and judging whether their outputs violate a safety policy. Although useful, output-level evaluation is expensive, sensitive to judge choice, and easily tied to fixed question banks. We propose SafeVec, a white-box evaluation procedure that measures safety from internal representations rather than generated answers. SafeVec first extracts layer-wise refusal directions from a safety-aligned reference model, then selects stable layer windows where safe and unsafe behaviors are separable, and finally scores a target model by measuring whether its hidden states align with these refusal directions under unsafe and jailbreak prompts. The resulting metric, RAS (Refusal Alignment Score), maps representation-level refusal alignment to a calibrated 0-100 safety score. Across Llama, Gemma, and Qwen model families, RAS separates aligned models from uncensored and abliterated variants, tracks output-level attack success rate, and is substantially faster than judge-based evaluation. These results suggest that refusal alignment provides a compact and efficient signal for white-box LLM safety evaluation.
Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu +1