AI Governance and Safety

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Period ending 2026-09-21

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Period ending 2026-09-14

30 new papers

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Period ending 2026-09-07

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972 papers

Latest in AI Governance and Safety

Jun 2, 2026cs.CY

Collaborative Disagreement Resolution for Scalable Oversight

Debate, where AI agents argue opposing positions, has emerged as a key approach to scalable oversight. However, debate faces a fundamental tension: models are incentivized to be persuasive to the judge, which may not always align with epistemic honesty. In this work, we propose an alternative paradigm: disagreement resolution, which reframes the interaction mechanism from adversarial debate to collaborative truth seeking. Drawing on principles from human mediation and conflict resolution, where mediators facilitate dialogue to help disputing parties reach consensus rather than adjudicating between them, we design an automated pipeline that adapts these strategies to AI oversight. Unlike standard debate where models argue for fixed positions, our pipeline directs models to collaboratively identify points of disagreement, examine the evidence for conflicting claims, and converge toward consensus or isolate the specific ''crux'' of their disagreement. We find that Disagreement Resolution consistently helps non-expert models identify the truth, achieving 62.1% judging accuracy compared to 49.2% for standard debate. Our results provide encouraging empirical evidence for rethinking the scalable oversight protocol from adversarial persuasion to collaborative truth-seeking.
Yuyang Jiang, Chacha Chen, Teng Wu +4
Jun 2, 2026cs.AR

DxPTA: An Architecture Design Space Exploration with Optical Dataflow-guided Strategy for HW/SW Co-Design of Photonic Transformer Accelerators

Transformer-based networks have emerged as prominent AI models with state-of-the-art performance, which potentially pave the way toward artificial general intelligence (AGI). However, their large sizes still hinder their efficient implementation, thus highlighting the need for alternate solutions to enable their energy-efficient acceleration. Recently, state-of-the-art works propose photonic transformer accelerators (PTAs) with significant speedup and energy efficiency improvements over the conventional electronic accelerators. However, their PTA architectures are developed without considering the application constraints (e.g., area, power, energy, and latency). Moreover, their manual design approach also requires huge design time to determine a suitable architecture for the targeted application, hence making this approach not scalable. To address these limitations, we propose DxPTA, a novel design space exploration methodology for enabling efficient hardware/software co-design of the appropriate PTA architecture that meets all constraints. It is achieved by (1) identifying the PTA architecture parameters based on the coherent optical dataflow; (2) analyzing the impact/significance of the parameters; and (3) leveraging this analysis for devising a constraint-aware architecture search algorithm. Experimental results show that, our DxPTA can find the appropriate PTA architectures for different transformer-based models (i.e., DeiT-T/S/B and BERT-B/L). It achieves up to 26mm^2 area, 4.8W power, 39mJ energy, and 6ms latency, for constraints of 50mm^2 area, 5W power, 50mJ energy, and 10ms latency; with 15.2x faster searching time than the exhaustive approach. These results demonstrate the potential of DxPTA methodology for enabling efficient PTA designs for diverse AGI-based applications.
Rachmad Vidya Wicaksana Putra, Solomon Micheal Serunjogi, Mahmoud Rasras +1
Jun 2, 2026cs.LG

FLIPS: Instance-Fingerprinting for LLMs via Pseudo-random Sequences

Literature reveals that a Large Language Model's (LLM) behavior is not only conditioned by its original weights but also its instance-level parameters, such as instructional prompt, sampling configuration or quantization. A model that generates safe outputs under one configuration may produce toxic content under another. However, current LLM identification techniques (such as fingerprinting) focus on intellectual property protection, and their design favors robustness to changes in these instance-level parameters. This poses a critical challenge for AI regulation in which compliance assessments target actual deployed behaviors, not model provenance. In this paper, we introduce instance-level fingerprinting, a regulator-oriented paradigm that distinguishes configurations of the same LLM. Our method FLIPS, exploits biases in generated binary random sequences to reach 96% (closed-set) and 90% (open-set, where some targets are unknown) identification accuracy across 237 model instances, versus 35% for the adapted LLMmap baseline. This shows that instance-level fingerprinting is both necessary for regulation and practically feasible. Code available at https://github.com/GurvanR/FLIPS-LLM-Instance-Fingerprinting.
Gurvan Richardeau, Gohar Dashyan, Erwan Le Merrer +1
Jun 2, 2026cs.MA

OpenAgenet / OAN White Paper: Open Infrastructure for Trusted Agent Interconnection

OpenAgenet, abbreviated as OAN, is an open infrastructure project for trusted Agent interconnection. It addresses a problem that becomes visible when Agents move from isolated applications into open, multi-operator networks: before an Agent can safely discover, select, and invoke another Agent, it needs a way to verify identity provenance, governance state, discovery authorization, freshness, and pre-connection trust evidence. OAN is designed as a protocol-neutral trust layer. It does not replace Agent interaction protocols, tool protocols, model orchestration frameworks, or application-level workflows. Instead, it provides \texttt{did:oan}-based resource identity, governance-backed admission, Registrar-assisted onboarding, Root-verified package publication, authorization-aware Discovery, Root-issued infrastructure authorization VCs, and signed trusted invocation. The architectural center of OAN is the combination of federated governance, resource identity, and trusted Discovery, rather than a single directory or naming service. This white paper explains the motivation, architecture, roles, governance model, relationship with MCP, A2A, and ANP, deployment patterns, cooperation model, on-chain governance layer, prototype status, performance profile, and roadmap of OAN.
Jinliang Xu
Jun 2, 2026cs.CY

Reproducibility is the New Copyleft: Defining AGI-oriented Reproducible Builds

Copyleft, as implemented in licenses such as the GNU General Public License, was a legal hack that used copyright to guarantee user freedom by tying the availability of source code to every act of distribution. Its normative force rested on an implicit technical premise: that source code and object code stand in a well-defined, humanly auditable, and reproducible relationship. Large language models and, prospectively, Artificial General Intelligence (AGI) systems systematically violate this premise. The artifacts jointly required to reconstruct a model -- code, data, weights, hyperparameters, toolchain, and hardware configuration -- are each subject to independent legal, technical, and economic constraints that no current open-source framework fully resolves. Sufficiently capable AI systems can also rewrite licensed source into functionally equivalent derivatives stripped of their original obligations, a form of laundering against which copyleft has no effective defense. This paper argues that a functional analogue of copyleft for AGI must be grounded not in share-alike clauses over code, but in reproducible builds: a practice guaranteeing bit-exact reconstructability from declared inputs. We review the logic of copyleft, critically examine Maffulli's Second Liberation thesis according to which AI fulfills Stallman's dream, and show that the argument collapses unless AGI systems are themselves reproducible. Drawing on the Open Source AI Definition (OSAID), the Model Openness Framework (MOF), OpenMDW, and deterministic-inference research, we define seven requirements for AGI-oriented reproducible builds. We further argue that the Model Context Protocol (MCP) and analogous AI-to-AI coupling mechanisms constitute a new dynamic linking layer for which copyleft-style licensing is ill-suited, and that Masnick's "protocols, not platforms" framework offers a more promising governance template.
Masayuki Hatta
Jun 2, 2026cs.CY

A Practice Auditing Framework for Large Language Model Use: Collective Empiricism, Pseudo-Rational Cognition, and Governance of AI-Generated Content

Large language models are increasingly used for knowledge acquisition, code generation, academic writing, and agent-based automation. In these settings, users may obtain highly structured answers, plans, and judgments without sufficient domain practice. This paper proposes a practice auditing framework for LLM use and AI-generated content governance. It introduces collective empiricism to describe how LLMs compress and reorganize large-scale human experience into outputs that appear empirical and rational, and pseudo-rational cognition to describe how users may mistake AI-generated structured expression for their own rational understanding. The paper analyzes AI subjectivity illusion, subjectivity structures in input materials, template loops in AI-AI conversations, statistical misjudgment in AIGC detection, and memory pollution when generated content enters future contexts, long-term memory, retrieval spaces, or agent skill systems. To reduce these risks, the paper proposes an auditing process based on requirement definition, problem-boundary identification, evidence-source auditing, practical validation, reverse questioning, logging, version management, rollback, and renewed cognition. The framework does not reject AI productivity; it argues that LLM outputs should be returned to verifiable, reproducible, and intervenable processes of practice. The paper provides a conceptual and auditable framework for cognitive risks in LLM interaction, AI-generated content governance, long-term memory systems, and human-AI interaction.
Yang Zhao, Yingshuo Li, Zeyu Zhang
Jun 2, 2026cs.ET

Glass Box at Orbit: A Constitutional AI Verification Framework for Trustworthy Autonomous CubeSat Intelligence

The space industry is quietly building toward something nobody has fully reckoned with: orbital data centers running thousands of autonomous AI workloads with no human in the loop, 550 km above the Earth. Microsoft, AWS, and a growing list of orbital computing ventures are moving cloud-scale processing off the ground and into orbit. What none of them have answered yet is the governance question -- when autonomous AI systems at orbital data center scale make wrong decisions in space, what stops those decisions before they become irreversible? We introduce Glass Box: a runtime constitutional AI verification layer that intercepts every candidate action from an onboard AI policy and evaluates it against six physics-grounded constitutional constraints and seven Linear Temporal Logic (LTL) safety invariants before a single command reaches any spacecraft subsystem. Every approved action carries a weighted explainability score E(a_t) in [0,1] and a complete constitutional audit log. We demonstrate Glass Box within Project October: a fully simulated five-layer autonomous orbital intelligence architecture for CubeSat-class spacecraft. We prove that Glass Box verification overhead is O(N_c) in the number of constitutional rules, independent of model size or spacecraft state dimension. We present a complete formal specification of the constitutional constraint grammar, seven LTL safety invariants verified by Z3 and NuSMV model checking, and a detailed worked example of Glass Box intercepting an unsafe inference request at eclipse-entry under degraded battery state. As orbital computing scales toward data center infrastructure, runtime constitutional verification is no longer a research novelty -- it is mission-critical safety infrastructure that every autonomous orbital platform will eventually require.
Karthik Barma, Anil Sanneboyina, V C Premchand Yadav
Jun 1, 2026cs.LG

Gate AI: LLM Security Benchmark Evaluation Methodology and Results

Published evaluations of prompt-injection and jailbreak detectors for Large Language Models often suffer from two systematic weaknesses: per-dataset threshold tuning and undisclosed operating points. We describe an evaluation harness that addresses both. The detector under evaluation is scored across 16 public benchmarks (12,111 samples) using 5-fold cross-validation. StratifiedKFold (by row) is the headline pass; a parallel StratifiedGroupKFold pass over a composite key (parent-prompt id plus MinHash + LSH near-duplicate clusters at Jaccard ≳0.8\gtrsim 0.8) runs alongside it as a leakage-premium diagnostic. A single global operating point is selected on the held-out folds (max F1 subject to FPR ≤1%\leq 1\%) and applied uniformly to every dataset, so per-dataset results reflect one threshold rather than per-benchmark optimisation. Generalisation is examined through a battery of diagnostics (leave-one-dataset-out cross-validation, a random-label control, adversarial validation, permutation feature importance, length-bias correlation, classifier-head agreement, cross-source near-duplicate detection, threshold transferability, train-vs-OOF agreement, and a paraphrase-invariance probe), most with a quantitative pass threshold and the remainder with a stated failure mode. For every external comparison, the detector's threshold is re-tuned to the competitor's published false-positive rate so head-to-head values are evaluated at matched operating points.
Ryle Goehausen, Marcus Sousa
Jun 1, 2026cs.CV

Cosmos 3: Omnimodal World Models for Physical AI

We introduce Cosmos 3, a family of omnimodal world models designed to jointly process and generate language, image, video, audio, and action sequences within a unified mixture-of-transformers architecture. By supporting highly flexible input-output configurations, Cosmos 3 seamlessly unifies critical modalities for Physical AI -- effectively subsuming vision-language models, video generators, world simulators, and world-action models into a single framework. Our evaluation demonstrates that Cosmos 3 establishes a new state-of-the-art across a diverse suite of understanding and generation tasks, demonstrating omnimodal world models as scalable, general-purpose backbones for embodied agents. Our post-trained Cosmos 3 models were ranked as the best open-source Text-to-Image and Image-to-Video models by Artificial Analysis, and the best policy model by RoboArena at the time the technical report was written. To accelerate open research and deployment in Physical AI, we make our code, model checkpoints, curated synthetic datasets, and evaluation benchmark available under the Linux Foundation's OpenMDW-1.1 License at https://github.com/nvidia/cosmos and https://huggingface.co/collections/nvidia/cosmos3. The project website is available at https://research.nvidia.com/labs/cosmos-lab/cosmos3.
NVIDIA, :, Aditi +293
Jun 1, 2026cs.SE

Acceptance-Test-Driven Evaluation Protocols for Business-Centric LLM Systems

Large language model (LLM) applications are increasingly expected to satisfy deterministic institutional requirements while relying on probabilistic generative components. This mismatch makes ordinary post-hoc benchmarking insufficient for systems that must be safe, reliable, auditable, and economically useful. This paper contributes an evaluation-protocol extension for operational LLM systems grounded in acceptance-test-driven development, safety engineering, and business-centric validation. The extension translates stakeholder goals into executable behavioral contracts, release gates, monitoring signals, and evidence artifacts before prompt, model, retrieval, or agent changes are accepted. It adapts the red-green-refactor discipline of test-driven development to a red-train-green lifecycle: first define failing acceptance tests for desired behavior, then improve the LLM system through prompt changes, retrieval design, fine-tuning, guardrails, or data augmentation, and finally release only when multidimensional gates are satisfied. The contribution is a governance-oriented metric stack, reference architecture, and empirical protocol for comparing acceptance-test-driven LLM development against prompt-first and benchmark-after workflows.
Eric Liang
Jun 1, 2026cs.AI

POIROT: Interrogating Agents for Failure Detection in Multi-Agent Systems

Orchestrating Large Language Models into Multi-Agent Systems (LLM-MAS) has unlocked remarkable reasoning capabilities, yet emergent failures and hallucinations that resist characterisation block their deployment in safety-critical domains -- a gap made legally untenable by emerging AI regulation. Existing evaluation paradigms share a common flaw: centralised judgment creates single points of failure and demands domain-specific expertise. Here we present POIROT, a protocol that repurposes a system's own agents as its diagnostic layer, leveraging the epistemic diversity already present in the architecture. Across evaluated settings, POIROT outperforms single-LLM evaluator baselines, with gains that scale with problem complexity (OR = 1.60, p=0.008p = 0.008), agent count, and fault dimensionality, persisting under compound fault conditions. These results demonstrate that safety oversight need not be externalised: the agents executing a role carry sufficient collective intelligence to audit it. We release POIROT as an open-source library alongside BLAME, a benchmark for fault attribution in safety-critical multi-agent systems.
Iñaki Dellibarda Varela, R. Sendra-Arranz, Pablo Romero-Sorozabal +5
Jun 1, 2026cs.AI

VET: A Framework for Analyzing AI Discourse

Public discourse on AI has become polarized; exaggerated positions on AI in traditional and social media threaten the development of AI Literacy among the general public. In this article, I introduce the VET Framework, a method for categorizing AI discourse along the dimensions of valence, effectiveness, and trajectory. I show how this framework can be used to identify, compare, and critique prevalent narratives of AI Hype, AI Doom, AI Denial, and AI Normalcy. Using VET, I analyze how each of these four stances exaggerates some aspects of the current state and/or likely evolution of AI, and illustrate how the VET framework can serve as an AI Literacy tool by supporting the ``vetting'' of polarized AI discourse.
Meredith Ringel Morris
May 31, 2026cs.AI

GovAI-Pipe: A Layered AI Governance Pipeline for Citizen-Facing AI in Turkey's e-Government Gateway

Turkey's e-Government Gateway (e-Devlet) serves over 68 million registered users with more than 9,200 government services, and is increasingly integrating artificial intelligence into citizen-facing applications such as chatbot assistants and eligibility assessments. However, no structured technical governance infrastructure currently connects high-level AI policy frameworks, such as the EU AI Act, OECD AI Principles, and Turkey's own National AI Strategy, to the operational reality of deploying AI within a centralized e-government platform. We propose GovAI-Pipe, a four-layer governance pipeline designed using Design Science Research methodology that maps the AI model lifecycle to governance checkpoints: (1) pre-deployment validation for bias testing, explainability, and privacy impact assessment; (2) deployment governance for risk-tier classification and approval workflows; (3) runtime monitoring for drift detection, fairness tracking, and human-in-the-loop escalation; and (4) post-incident governance for audit trails, rollback, and citizen redress. Each layer is anchored to specific provisions of the EU AI Act, the GDPR data protection framework, and the National AI Strategy. We demonstrate the framework through two high-risk e-Devlet use cases, showing how GovAI-Pipe operationalizes governance principles as auditable, technical pipeline components.
Ahmet Kaplan
May 31, 2026cs.AI

AIREP: A Protocol for Per-Decision Evidence in AI Runtime Governance

Runtime-governance evidence often collapses materially different events into one audit record: a decision may be made, an instruction dispatched or received, an action may or may not execute, and a resulting state may or may not be observed. This paper presents AIREP, a vendor- and model-independent protocol for per-decision AI runtime evidence. Its current wire model separates evidence into four artifact families: Decision, Control, Execution, and Effect. Artifacts use closed core schemas, explicit identities and digests, declared scope limits, RFC 8785 canonical JSON, domain-separated SHA-256 hashing, and pure Ed25519 signatures. A three-level assurance model distinguishes structural/hash consistency (AIREP-Core), verifier-accepted authorship (AIREP-Authenticated), and independently anchored chain-head freshness and non-truncation relative to an accepted witness (AIREP-Witnessed); these classes do not establish event truth. A structured reconciler preserves failure, missing evidence, unevaluated prerequisites, and indeterminate outcomes as distinct states. The released beta includes a four-family first-party producer, Python and Node reference-verification paths, adversarial/lifecycle corpora, and reproducible validation. Post-release first-party Hermes and LightEval integration exercises preserve explicit evidence boundaries without claiming adoption or interoperability. Independent implementation evidence exists separately for a v0.1.2 producer and a v0.2 consumer/verifier; because they target different frozen versions, they do not establish same-version producer-to-consumer interoperability. AIREP remains experimental.
Ali Toygar Abak
May 31, 2026cs.CY

Measuring the Occupation-Level Impact of AbbVie Intelligence: AI Applicability Analysis, 2024-2025

This paper presents an empirical analysis of AbbVie Intelligence's measurable impact on employee work activities across 192 distinct occupations in 2024 and 2025. Drawing on 598,744 de-identified AI conversations classified according to the O*NET Intermediate Work Activity (IWA) taxonomy, we compute occupation-level AI Applicability Scores that quantify the extent to which AI tools can meaningfully assist or automate real work at scale. Three convergent analyses are conducted: (1) longitudinal year-over-year trends from 2024 to 2025, (2) a quasi-experimental pre-post evaluation of the AbbVie Intelligence version 3 platform release in August 2025, and (3) a pre-post evaluation of the AbbVie AI Learning Summit held in November 22025. Results demonstrate statistically significant improvements across all three dimensions. Mean AI Applicability Scores rose substantially from 2024 to 2025; the platform release product a +10.0% gain (p<0.001); and the AI Learning Summit produced a +6.68% gain (p<0.001). These findings establish that both technological platform enhancements and structured enterprise AI eduction programs independently and substantially expand the reach of AI across the AbbVie workforce.
John Regan, Jon Stevens, Brian Martin
May 31, 2026cs.AI

Science Earth: Towards A Planet-Scale Operating System for AI-Native Scientific Discovery

Scientific discovery demands intelligence, perseverance, and serendipity across vast search spaces. Today, top scientific capabilities remain siloed--one AI system for biological analysis, another for clinical reasoning, mathematical derivation, or materials simulation--and no pre-designed team can anticipate every skill a question will need. Science Earth is a planet-scale scientific runtime in which any capability--a simulation cluster, a wet-lab robot, a proof engine, a single-cell pipeline--can connect to any other, with collaboration structure emerging from the question itself. Its underlying EACN protocol lets capabilities discover one another, negotiate task ownership, and adjudicate across incompatible evidentiary standards without prior knowledge of who will meet whom. This shifts the organizing challenge from workflow design to open-ended connectivity. Two runs validate this under structurally distinct conditions. In a trans-Pacific higher-order Kuramoto synchronization study, agents identified and corrected a closure-ratio assumption in Ott-Antonsen analytic theory that fails outside the Lorentzian limit, within thirty minutes. In an eight-agent single-cell run on the 4.88M-cell Kang 2024 pan-cancer atlas, heterogeneous capabilities coupled over a 64.9-hour window with one structural external instruction, producing three new result layers and anchoring findings against an independent wet-lab study on an adjacent CCR8- TIGIT+ Treg subset. These cases are a first empirical reading, not a benchmark sweep. They show that when AI capabilities are truly connectable and coordination emerges from the problem, scientific reasoning becomes a distributed, self-correcting process--a step towards scaling AI-native discovery to the planet.
Zhe Zhao, Haibin Wen, Yingcheng Wu +10
May 31, 2026cs.CR

A New Framework for Cybersecurity Refusals in AI Agents

Agentic scaffolds have dramatically improved LLM performance on complex, long-horizon tasks, yielding both broad benefits and amplified risks in domains like cybersecurity. Existing benchmarks for AI agents in cybersecurity focus mainly on measuring proficiency--how effectively agents can complete offensive security tasks--but neglect a critical question: when and how should agents refuse harmful requests? We present the first framework for establishing refusal boundaries in offensive security contexts. Our framework defines (1) principled criteria for when tasks should be refused, (2) categories of tasks that warrant refusal, and (3) evaluation methodology for measuring agent robustness under both benign and adversarial conditions. We apply this framework to assess how current LLM-powered agents adhere to appropriate refusal boundaries across a range of web-based offensive security scenarios, finding that 6 of 8 frontier models tested show near-zero refusal rates, with only 2 models (GPT-5.2 and GPT-5.1 Codex) demonstrating any meaningful refusal behavior.
Eliot Krzysztof Jones, Mateusz Dziemian, Matt Fredrikson +1
May 31, 2026cs.CV

KG-FairDiff: Knowledge Graph-Guided Prompt Refinement for Demographically Fair Text-to-Image Generation

Text-to-Image (TTI) systems are now everyday infrastructure for journalism, education, advertising, and public communication, and the demographic and cultural stereotypes they inherit from training data (rendering women, people of colour, older adults, and non-Western cultures as under-represented or caricatured) become a population-level harm at deployment scale. Existing mitigations either require costly retraining, infeasible for the closed-source backbones that dominate consumer products, or rely on fixed demographic templates that ignore cultural context. We present KG-FairDiff, a model-agnostic, inference-time framework that formalises fairness-aware prompt refinement as a constrained optimisation problem and operationalises it as a closed-loop pipeline: a knowledge graph of ~1,200 culture- and bias-related triples retrieves structured context, an LLM rewriter proposes refinements, and a validator accepts only prompts that reduce a divergence-based fairness loss while preserving semantic fidelity to the user's original intent. We prove a finite-termination bound for the refinement loop, contribute a mathematically consistent evaluation suite linking Bias-P/Bias-W to divergence from target distributions and ENS to KL divergence, and audit eight widely-deployed backbone generators. KG-FairDiff substantially reduces gender, race, age, and intersectional disparities while preserving prompt semantics, offering a practical, deployment-ready route to more equitable generative AI.
Farbod Davoodi, Seyed Reza Tavakoli Shiyadeh, Pooria Safaei +12
May 31, 2026cs.RO

AI-IoT-Robotics Integration: Survey of Frameworks, Emerging Trends, and the Path Toward Connected Robotics

The convergence of Artificial Intelligence, the Internet of Things, and Robotics is no longer a futuristic vision; it is rapidly becoming the foundation of real-time, intelligent, and context-aware systems. AI enables perception and reasoning, IoT provides scalable sensing and communication, and robotics delivers embodied actuation. Despite significant progress in pairwise combinations such as AIoT and the Internet of Robotic Things (IoRT), there remains a lack of unified design frameworks that fully integrate all three. This survey synthesizes the state-of-the-art across these domains, emphasizing the emerging role of Small Language Models (SLMs) at the edge and Large Language Models (LLMs) in the cloud for distributed cognition and autonomous decision-making. We propose a modular system architecture that aligns with these trends, analyze persistent gaps in interoperability and feedback control, and classify existing work by integration depth. Our review highlights how hybrid SLM-LLM systems, when coupled with IoT infrastructure and robotic agents, can address challenges in real-time adaptation, scalability, and reliability. This work offers a conceptual and technical roadmap for designing next-generation AI-IoT-Robotic ecosystems that are modular, interpretable, and capable of learning within dynamic environments, paving the way for the emerging paradigm of Connected Robotics and Physical AI.
Ranulfo Bezerra, Satoshi Tadokoro, Kazunori Ohno
May 30, 2026cs.AI

AI Sovereignty as National Learning Capacity: A Human-Centered Learning Mechanics Viewpoint on France, the United States, and China

Artificial intelligence in France is often discussed through separate dimensions such as investment, compute, regulation, employment, sovereignty, and education. This viewpoint paper proposes a unified interpretation: France can be analyzed as a national AI learning system. Building on Human-Centered Learning Mechanics (HCLM), we use HCLM not as a validated econometric model, but as a conceptual and diagnostic lens for interpreting national AI development as a balance between information injection, absorptive capacity, and institutional dissipation. Information injection includes compute, data, talent, research, capital, industrial deployment, and policy experimentation. Institutional dissipation refers to avoidable frictions such as administrative overload, coordination failures, energy constraints, regulatory uncertainty, talent mobility pressures, and weak industrial absorption. Regulation is not treated as mere friction: adaptive governance, trusted data spaces, and safety-oriented standards may increase long-term learning capacity by improving legitimacy, interoperability, and social trust. The central claim is not that a country follows neural-network equations, but that AI sovereignty depends on how effectively it converts distributed information into absorbed, coordinated, and socially legitimate capability. The paper connects HCLM with neural scaling laws, endogenous growth theory, creative destruction, absorptive capacity, and coordination mechanisms. It offers a formal heuristic, policy indicators, illustrative scenarios, and implications for France. The numerical results are diagnostic scenarios, not econometric estimates or official rankings. The proposed viewpoint reframes AI policy as the governance of an open, strategic, non-equilibrium learning system that should be tested with historical and cross-country data.
Kim Phuc Tran
May 30, 2026cs.CR

Authenticity Debt and the Synthetic Content Threat Landscape: A Layered Framework for Trust, Provenance, and IP Governance in the Generative AI Era

Generative artificial intelligence has fundamentally changed how content is now produced. It has enabled how high-fidelity text, images, audio, and videos are created, modified, and redistributed at near-zero marginal cost. This shift exposes enterprises and ecosystems to a number of risks across four reinforcing authenticity layers -- authenticity, provenance, integrity, and accountability -- that traditional controls are inadequate to address in isolation. We introduce the concept of authenticity debt: the cumulative institutional liability that accumulates when organizations deploy AI-generated content without preserving verifiable origin, integrity, and accountability, deferring exposure that surfaces under regulatory, legal, or market scrutiny. This paper presents a comprehensive, multi-dimensional taxonomy of generative AI harms and attack vectors, surveys the capabilities and failure modes of technical controls including digital watermarking, provenance frameworks (C2PA, Adobe CAI), and detection technologies, and argues that no single mechanism is sufficient in open, adversarial, and evolving environments. Drawing on Zero Trust Architecture principles and enterprise governance frameworks, we propose a layered reference architecture that integrates cryptographic provenance, human-in-the-loop verification, and continuous governance to sustain defensible authenticity at scale. We further examine the regulatory landscape (EU AI Act, U.S.\ FTC, NIST AI RMF) and identify practical guiding principles for organizations seeking to build authenticity as institutional infrastructure rather than an afterthought.
Shubhashis Sengupta, Benjamin McCarty, Milind Savagaonkar +1
May 29, 2026cs.CR

Bit-Exact AI Inference Verification Without Performance Tradeoffs

Verifying claims about AI workloads is a prerequisite for credible AI governance of covert adversaries (who comply with monitoring only when detection likelihood is high), yet the apparent non-determinism of GPU floating-point arithmetic forces auditors to accept approximate output matches. Covert adversaries can exploit unverifiable degrees of freedom in monitored computation. Attack vectors include steganography, unreported modification of inference software, and covert computation via unreported batch elements. Empirically, we analyze how modern inference engines (vLLM, HF transformers) produce deterministic but non-invariant outputs, without needing to set performance-compromising determinism flags, if the right information is available for re-computation and no atomic functions are called in the backend. We demonstrate that such bitwise-precise re-computation does not require access to identical hardware, via a software-only emulation of LLM inference across multiple NVIDIA GPU variants. Thus, accumulated rounding errors can be an auditable signature of the software and hardware setup used for inference, instead of a constraint on verifiability.
Naci Cankaya
May 29, 2026cs.CY

Position: Anthropomorphic Misalignment Research Needs Stronger Evidence

We argue that many Anthropomorphic Misalignment Research (AMR) studies need stronger evidence to ensure that they can provide a robust foundation for critical safety decisions, such as model deployment and regulation. By evaluating failure modes across different misalignment concepts, such as deception, emergent misalignment, and sycophancy, we show how conceptual ambiguity, non-robust datasets, experimental design, and insufficient causal interventions can lead to overinterpretation of model behaviors. This position paper aims to offer guidance on evidentiary considerations that can help improve methodological rigor in AMR. To achieve this, we provide a clear call to action through a proposed framework of evidence levels and a diagnostic checklist. These shared standards will enable more productive scientific discourse and ensure that claims about AI risks rest on solid empirical foundations.
Vansh Gupta, Peter Nutter, Samuel Stante +5
May 29, 2026cs.AI

FAM-Bench: A Multimodal Benchmark for Condition-Aware Food-as-Medicine Reasoning

Food-as-Medicine requires models to reason beyond what a dish is or what nutrition it contains: they must decide whether a concrete food choice is appropriate for a specific health condition. Existing food AI benchmarks primarily evaluate dish recognition, recipe understanding, nutrient estimation, or general nutrition question answering, leaving this health-aware decision layer largely untested. We introduce FAM-Bench, a multi-modal Food-as-Medicine benchmark with 2500 nutrition-expert-verified instances across 13 diet-related health conditions. The benchmark contains two complementary tasks: dish-level suitability assessment, where models judge whether a dish is suitable for a condition from its image and ingredient list, and comparative dish analysis, where models rank four candidate dishes by condition-specific suitability. Both tasks require integrating ingredient evidence, visual preparation cues, and clinical nutrition constraints, providing a standardized testbed for grounded health-aware reasoning in language and vision-language models.
Mingyang Mao, Bhargav Rishi Medisetti, Utkarsh Grover +4
May 29, 2026cs.AI

LLM-FACETS: A Privacy-Preserving Framework for Evaluating LLM Transparency and Accountability

Assessing whether Large Language Models outputs are factually grounded, epistemically calibrated, and methodologically reproducible is a prerequisite for responsible AI deployment. Yet auditing LLMs remains inaccessible to non-technical practitioners: existing tools require programming expertise and non-trivial environment setup, and cloud-hosted platforms transmit evaluation data to external services, creating barriers for domain experts and compliance officers legally responsible for AI oversight. We introduce LLM-FACETS (LLM FActuality Cross-EvaluaTion System): an open-source framework with a browser-accessible interface and a plugin architecture, structured around three practitioner profiles (technical experts, domain experts, compliance officers) that mirror the stakeholder categories identified in the EU AI Act and the NIST AI Risk Management Framework. The architecture makes data flows explicit: deterministic metrics (BLEU, ROUGE, BERTScore) run entirely within the self-hosted server with no outbound transmission; LLM-judge metrics contact external APIs explicitly, with users retaining full credential control. The framework operationalizes transparency through three mechanisms: token-level log-probability visualization for epistemic uncertainty, multi-judge consensus to mitigate judge bias, and RAG Triad metrics (Faithfulness, Answer Relevance, Context Relevance) to detect and localize hallucinations. A plugin architecture allows any new metric or dataset to be integrated without modifying the evaluation pipeline. The open-source implementation enables cross-checking across multiple metrics targeting the same property, ensuring reproducibility and decoupling AI accountability from the teams building the systems assessed. We verify the framework through cross-validation of 18 metric implementations against canonical reference libraries.
Tom Lucas, Alessio Buscemi, Alfredo Capozucca +2
May 29, 2026cs.HC

Extending the UXR Point of View Pyramid: A Generative AI-Augmented Methodology for Human-Centred AI Systems

Rising household debt and cost-of-living pressures in the United Kingdom have intensified the role of AI-driven financial technologies in mediating credit assessment, repayment structuring, and debt support services. These systems increasingly shape consequential financial decisions, yet they operate within complex socio-technical environments characterised by regulatory constraint, algorithmic opacity, and heightened vulnerability risk. User Experience Research (UXR) Points of View (PoVs) are critical in translating heterogeneous research evidence into strategic direction for product and governance decisions. However, the existing UXR PoV framework was not designed for AI-mediated financial systems where interpretability, fairness, and accountability are central. This paper extends the UXR PoV pyramid into an AI-augmented methodological framework for Human-Centred AI debt management technologies in the UK financial services context. We formalise (1) an AI-Augmented PoV Pyramid, (2) a structured prompt architecture for synthesis and hypothesis generation, and (3) an AI-enabled Playbook Card system that embeds Generative AI into UXR workflows while preserving traceability and ethical oversight. Generative AI is positioned not as an analytic authority, but as an epistemic support mechanism subject to human validation and regulatory awareness. By grounding the framework in debt management technologies, including affordability assessment, repayment planning, and financial stress prediction systems, this work advances UXR methodology for high-stakes financial AI environments and contributes to the evolution of responsible, AI-powered UXR practice within the CHI community.
Festus Fatai Adedoyin, Huseyin Dogan, Melike Akca +1
May 28, 2026cs.LG

World Models: A Comprehensive Survey of Architectures, Methodologies, Reasoning Paradigms, and Applications

World models, internal simulators that learn the structure and dynamics of an environment, have emerged as a central paradigm in the pursuit of artificial general intelligence, enabling agents to predict, plan, and reason within learned representations. Despite rapid progress across reinforcement learning, robotics, autonomous driving, and video generation, the field lacks a unified framework integrating its diverse architectural choices, training methods, reasoning mechanisms, and application settings. This survey addresses that gap with a multi-axis taxonomy organized along four dimensions: (i) architecture, encompassing representation format, dynamics formulation, input modality, learning paradigm, and downstream application; (ii) methodological family, including state-space and recurrent approaches, transformer-based models, diffusion-based generators, physics-informed networks, and language-augmented multimodal systems; (iii) reasoning strategy, covering imagination-based planning, latent policy learning, counterfactual reasoning, and planning under uncertainty; and (iv) application domain, spanning robotics, autonomous driving, video prediction, multimodal agents, reinforcement learning, scientific modeling, medical imaging, educational measurement, and business and finance. Tracing the field from early cognitive-science foundations to milestone systems such as PlaNet, the Dreamer family, MuZero, Sora, Cosmos, and Genie, we examine how these dimensions interact and highlight the recent convergence of chain-of-thought reasoning with world-model imagination. We review evaluation protocols and benchmarks, identify persistent challenges such as compounding prediction errors, sim-to-real transfer, and fragmented evaluation, and outline future directions toward unified multimodal world models, foundation-scale interactive simulators, and safe deployment in safety-critical domains.
Arif Hassan Zidan, Yi Pan, Hanqi Jiang +23
May 28, 2026cs.LG

Can Subgraph Explanations Be Weaponized to Steal Graph Neural Networks?

Graph Machine Learning as a Service (GMLaaS) platforms increasingly implement explainability interfaces to meet regulatory transparency requirements. However, this transparency creates exploitable vulnerabilities for model extraction attacks. We present the first model extraction attack specifically designed for graph classification under strict black-box constraints where the attacker observes only discrete class labels and binary explanation masks (no probability scores, gradients, or confidence values). Our method (1) uses model explanation outputs to guide Monte Carlo edge sensitivity estimation toward decision boundaries, with Hoeffding concentration guarantees on estimation accuracy and (2) exploits explanation subgraphs to efficiently narrow the boundary search space. Extensive experiments on benchmark graph datasets across multiple domains demonstrate our method's superiority over comparable baselines. These findings demonstrate that such explainability interfaces create exploitable attack surfaces, informing both defensive mechanisms and policy frameworks for explainable AI mandates. The implementation code is provided in https://github.com/LabRAI/XSTEAL/.
Ojas Nimase, Jiate Li, Yue Zhao +1
May 28, 2026cs.LG

Gram: Assessing sabotage propensities via automated alignment auditing

We introduce Gram, an automated alignment auditing framework to assess the propensity of AI agents to engage in sabotage. We evaluate Gemini models across 17 simulated agentic deployment scenarios that incentivize sabotage. We find Gemini models misbehave in about 2-3% of our simulated trajectories. Many of these cases are explained by "overeagerness" in Gemini models resulting in both excessive role-playing and goal-seeking behavior. In contrast to other alignment auditing approaches, Gram is designed to specifically evaluate misalignment and intentional sabotage in agentic coding and research agents. We additionally introduce an experimental investigator agent pipeline which enables fine-grained targeted experiments to identify the drivers of misbehavior. We find that increasing realism of environments and removing nudges to misbehave tends to reduce sabotage rates close to zero.
David Lindner, Victoria Krakovna, Sebastian Farquhar
May 28, 2026cs.CY

AI Loss of Control Incident Management: Response & Resilience

Recent research demonstrating AI systems exhibiting deception and shutdown resistance suggests that AI loss of control (LOC) is an urgent policy concern , yet current literature focuses almost exclusively on alignment and prevention. To address this gap, this paper introduces a foundational framework and taxonomy for managing catastrophic AI LOC incidents. The taxonomy's first level distinguishes between scenarios where regaining control is 'extremely costly' versus 'impossible'. While impossible scenarios demand immediate resilience investments to fundamentally restrict an AI's attack surface , extremely costly scenarios require active incident management via Containment and Threat Neutralization. The framework further categorizes these manageable events into accidental LOC (requiring automated circuit-breaker responses) and adversarial LOC (requiring graduated escalatory measures). By mapping three severity classes to specific scenario matrices, this paper provides a concrete, proportional guide for managing unprecedented AI risks.
Ross Gruetzemacher
May 28, 2026cs.AI

Modularizing Educational LLM-Agency for Fostering Responsible Learning Assistance

The widespread adoption of AI chatbots in education will drastically change learning, making responsible deployment a critical concern. While large language models (LLMs) might have access to sources discussing insights from educational sciences, they are not particularly inclined to adhere to pedagogical concepts, risking negative effects on the learning process, such as a loss of transfer capabilities, critical thinking, or creativity. In this paper, we introduce an agentic AI chatbot architecture assisting students with exercise solving, specifically designed to contribute to more responsible AI use in education. We base our conceptual development on the identification of several desiderata for responsible LLM-based educational systems, argue for the structural shortcomings inherent in monolithic, out-of-the-box solutions, and instead suggest modularizing the agentic architecture. We propose specific modules for different stages of exercise solving, enabling incorporation of targeted pedagogical advice, guiding students through the learning process in a more controllable, transparent, and overseeable manner.
Julius Gabelmann, Felix Jahn, Kevin Baum +4
May 28, 2026cs.AI

Its All About Speed: AIs Impact on Workflow in Music Production

In this paper, we present the results of an ethnographic study into the impact of AI and automated tools on music production workflow. Focusing specifically on professional participants who identified as recording engineers, mixers, and producers, we discuss their usage of common AI and automated software, as well as their sentiments on the proliferation of these tools. We discuss tensions that may be created between users and automated tools in key areas such as the need for speed and efficiency, controllability, and maintaining creative agency, and how these tensions may be alleviated through tool design.
Finn McClellan, Fabio Morreale
May 28, 2026cs.AI

Toward AI That Understands Self and Others: A World-Model Theory of Cognitive Diversity and Alignment

Modern societies possess more information than ever before, yet they do not converge toward a single shared understanding. The same events, facts, laws, technologies, or risks can be interpreted as evidence of freedom, danger, exclusion, injustice, responsibility, or unrealized possibility. Existing discussions often treat such disagreement as a conflict of values, preferences, or beliefs. This paper argues that disagreement is already a late-stage phenomenon. The central premise is simple but not trivial: observation is not yet inference. Not every observation becomes inferentially relevant, and not every possible object in an observation sequence becomes an estimation target. A possible target becomes admissible only when a state representation can be constructed that is approximately sufficient for prediction, evaluation, or action with respect to that target. This paper develops a world-model theory of cognitive diversity and alignment by reconstructing recognition as the construction of such approximate sufficient statistics under finite informational, representational, observational, and action constraints. It formulates this position as the Multi-Phase Inference Assumption (MIA) and defines its core internal mechanism as the Multi-Phase Inference Mechanism (MIM). The framework introduces alignment maps and transformation loss to analyze how heterogeneous world models communicate without being collapsed into a single representation. World-model alignment is therefore processability, not agreement: the design of AI systems that help heterogeneous forms of intelligence remain mutually processable while preserving their distinct error-detection capacities.
Toru Takahashi
May 28, 2026cs.AI

AgentDoG 1.5: A Lightweight and Scalable Alignment Framework for AI Agent Safety and Security

Modern open-world agents such as OpenClaw exhibit powerful cross-environment execution capabilities yet introduce broad new safety risk sources. Meanwhile, advanced frontier AI models drastically lower attack barriers, rendering current agent alignment frameworks inadequate for real-world deployment. To tackle these emerging threats, we propose a lightweight and scalable agent safety alignment framework. Specifically, we update the agent safety taxonomy to accommodate emergent risks from Codex and OpenClaw execution scenarios. We further build a taxonomy-guided data engine with influence-function purification to train lightweight AgentDoG 1.5 variants (0.8B, 2B, 4B, and 8B parameters) using only around 1k samples, achieving comparable performance with leading closed-source models (e.g., GPT-5.4). Based on AgentDoG 1.5, we construct a highly efficient agentic safety SFT and RL training environment, which reduces deployment overhead in Docker-level environments by two orders of magnitude. Finally, we deploy AgentDoG 1.5 as a training-free online guardrail for real-time safety moderation. Extensive experimental results indicate that AgentDoG 1.5 achieves state-of-the-art performance in diverse and complex interactive agentic scenarios. All models and datasets are openly released.
Dongrui Liu, Yu Li, Zhonghao Yang +47
May 28, 2026cs.AI

FHRFormer: A Self-Supervised Masked Transformer Framework for Fetal Heart Rate Time-Series Inpainting and Forecasting

Approximately 10% of newborns require assistance to initiate breathing at birth, and around 5% need ventilation support. Fetal heart rate (FHR) monitoring plays a crucial role in assessing fetal well-being during prenatal care, enabling the detection of abnormal patterns and supporting timely obstetric interventions to mitigate fetal risks during labor. Applying artificial intelligence (AI) methods to analyze large datasets of continuous FHR monitoring episodes with diverse outcomes may offer novel insights into predicting the risk of needing breathing assistance or interventions. Recent advances in wearable FHR monitors have enabled continuous fetal monitoring without compromising maternal mobility. However, sensor displacement during maternal movement, as well as changes in fetal or maternal position, often lead to signal dropout, resulting in gaps in recorded FHR data. Such missing data limits the extraction of meaningful insights and complicates automated (AI-based) analysis. Traditional approaches to handling missing data, such as simple interpolation techniques, often fail to preserve the spectral characteristics of the signals. In this paper, we propose a masked transformer-based autoencoder approach to reconstruct missing FHR signals by capturing both local temporal and frequency components of the data. The proposed method demonstrates robustness across varying durations of missing data and can be used for signal inpainting and forecasting. The proposed approach can be applied retrospectively to research datasets to support the development of AI-based risk algorithms. In the future, the proposed method could be integrated into wearable FHR monitoring devices to achieve earlier and more robust risk detection.
Kjersti Engan, Neel Kanwal, Anita Yeconia +4
May 28, 2026cs.HC

From Prompts to Context: An Ontology-Driven Framework for Human-Generative AI Collaboration

Collaborations with Generative AI often begin with a short prompt and end with an opaque output, leaving implicit who was involved, what task was being pursued, which resources were used, and which constraints should have shaped the process. This limited contextual explicitness hinders trust, traceability, and accountability, particularly when Generative AI is embedded in information-intensive workflows such as search, querying, and profile management. This paper introduces From Prompts to Context, an ontology-driven framework for representing Human-Generative AI collaboration. Its core component, the Contextual Collaboration AI Ontology (CCAI), models key elements of collaboration - including tasks, agent roles, resources, and constraints - as a shared machine-interpretable vocabulary. By combining populated CCAI instances with SPARQL-based context retrieval in operational workflows, the framework turns otherwise ephemeral prompt-response interactions into structured and queryable collaboration traces linking prompts, outputs, and their surrounding context. The approach is illustrated through a case study involving a software development team building a competency-based education feature for viewing and updating learner competency profiles. The case study shows how the framework can support the representation and documentation of collaboration episodes across requirements analysis, design, implementation, and testing. Within this setting, the results indicate that explicit collaboration modelling helps make task context more explicit, improves the traceability of AI-generated contributions, and supports more transparent and accountable Human-Generative AI practices. We conclude by outlining design principles for future Human-Generative AI systems that emphasise not only output quality, but also the explicit representation of the collaborative context in which outputs are produced.
Ngoc Luyen Le, Marie-Hélène Abel, Bertrand Laforge
May 28, 2026cs.SE

Offloading Score: Measuring AI Reliance Through Counterfactual Workflows

AI tools are increasingly integrated into real-world workflows. However, existing measures of reliance on these tools focus on AI output adoption or on self-reported indicators, rather than how task effort is distributed between users and tools. Here, we introduce offloading score, a measure of reliance that quantifies the fraction of cognitive effort offloaded to an AI tool. Offloading Score is simulation-based -- we construct a counterfactual workflow by estimating how the user would have completed the task without the tool, and then computing the fraction of steps saved by using the tool. We validate offloading score through intrinsic evaluations of metric validity, and a controlled user study (n=40n=40) with developers performing programming tasks using AI tools. We vary time pressure to test whether reliance measures capture the known increase in reliance under time pressure. We show that offloading score detects significantly higher reliance in time-constrained settings (+43%+43\%, p=0.018p=0.018), while usage-based and self-reported baseline measures of reliance do not distinguish the conditions. We complement this with descriptive insights showing that higher reliance manifests as greater delegation of subtasks to the tool and more direct reuse of AI outputs. Finally, we demonstrate an approach of using offloading score in combination with target outcomes of a task (e.g., code understanding) to identify when reliance may be (in)appropriate. Our framework offers two contributions: an instrument users can apply to measure and reflect on their own reliance, and a quantitative signal that agent designers can utilize to mitigate overreliance.
Vishakh Padmakumar, Lujain Ibrahim, Zora Zhiruo Wang +3
May 28, 2026cs.AI

Provably Secure Agent Guardrail

As large language models transition from bounded generative engines to agents with expansive execution privileges, AI going out of control precipitates a fundamental crisis in artificial intelligence security. Existing defense architectures heavily rely on empirical semantic guardrails and probabilistic large model adjudicators, mechanisms that fail to provide deterministic security lower bounds when facing complex semantic symbol decoupling attacks. To overcome this empirical semantic guardrail dilemma, this paper proposes a new security paradigm for agents based on the fundamental limitations of logical reasoning. Based on this paradigm, we further introduce an executable Proof-Constrained Action (ePCA) framework with a neural symbolic isolation architecture. This framework abandons semantic trust in natural language, forcing agents to losslessly formalize their intentions into first-order logical mathematical constraints before performing physical operations. Empirical evaluations of macroscopic and microscopic two-dimensional dynamic adversarial systems demonstrate that our formal verification mechanism achieves zero attack success rate and zero false positive rate across the evaluated scenarios, with extremely low computational latency. This research provides a conditional formal foundation under explicit system assumptions and an engineering paradigm for constructing the underlying defense foundation for future intelligent systems.
Benlong Wu, Weiming Zhang, Kejiang Chen +2
May 27, 2026cs.AI

Governing Technical Debt in Agentic AI Systems

Agentic AI systems are increasingly being explored as production infrastructure: they reason over multiple steps, call tools, act through workflows, and adapt through memory and feedback. These systems create governance challenges that are not fully captured by traditional software or predictive ML technical debt. We define Agentic Technical Debt as the accumulated liability created when prompts, memory, tool schemas, orchestration graphs, control policies, and observability routines are patched together faster than they can be validated, standardized, and governed. We define Stochastic Tax as the recurring operating burden of keeping probabilistic agent behavior within acceptable bounds. The distinction matters: debt is a stock of design and governance liability, while the tax is a flow of operating cost that arises because stochastic agents act through tools and workflows. We outline how managers can make both visible through lightweight dashboards and governance controls.
Muhammad Zia Hydari, Raja Iqbal, Narayan Ramasubbu
May 27, 2026cs.AI

Trends in AI and Human-AI Interaction in Clinical Trials -- A Hybrid Human-AI Exploration

This paper examines records retrieved from the ClinicalTrials.gov registry to characterize temporal trends in AI terminology and the geographical distribution of AI trials. The work also reports on an exploratory hybrid human-AI approach to analyzing human-AI interaction trends in registered clinical trials. The hybrid workflow comprised a frontier generative AI model (GPT-5.5) and human review to screen and categorize records returned by an AI-focused search. The findings indicate a marked increase in AI-related trials over time, with recent growth in references to machine learning, deep learning, chatbots, GPTs, and large language models. Geographically, China and the United States accounted for the largest numbers of AI-related trials, with notable recent increases in several other countries including Italy, France, Spain, the UK and Turkey (Türkiye). In a random sample of 100 records, human and AI classifiers showed good agreement in identifying studies not substantively using AI, but lower agreement in classifying human-AI interaction, particularly where health professional interaction was ambiguous or insufficiently described. Overall, the results suggest that hybrid human-AI screening of clinical trial records is potentially viable, but clearer trial reporting and more precise interaction definitions will benefit the process.
Sandra Woolley, Tim Collins, Khalid Khattak +3
May 27, 2026cs.AI

Calibrating Conservatism for Scalable Oversight

Agentic AI systems capable of autonomous planning and extended environmental interaction pose a fundamental control problem: how can humans maintain meaningful oversight of systems that may exceed their own capabilities? Existing approaches to scalable oversight rely on complex assumptions, remain largely heuristic, or lack practical methods for sequential settings with statistical guarantees. We introduce Calibrated Collective Oversight (CCO), which aggregates diverse auxiliary scoring functions into a penalty measuring deviation from a conservative baseline. Inspired by Attainable Utility Preservation, CCO enables collective conservatism: actions face a penalty proportional to overseer concern, so high-utility actions are still selected when overseers find them unobjectionable and overridden only when concern accumulates. CCO calibrates this conservatism online using Conformal Decision Theory, ensuring that undesirable outcomes remain below a user-specified target threshold with finite-time bounds and no distributional assumptions. On a modified version of SWE-bench, weaker overseers successfully constrain an adversarially misaligned stronger agent; on MACHIAVELLI, CCO substantially reduces ethical violations while preserving reward. In both settings, empirical violation rates closely match the specified targets, as predicted by the theory.
William Overman, Mohsen Bayati
May 27, 2026cs.AI

The Ethics of LLM Sandbox and Persona Dynamics

It is well known that LLM guardrails and trained persona dynamics can produce a reality gap: the distance between the world a LLM is permitted or shaped to describe, and the world in which users must act. Here we argue that actively generating reality gaps is in fact unethical because it knowingly shifts epistemic risk back to the uninformed user -- this is reality laundering. This can potentially cause harm when operationalised at scale. The risk is sharpest in high-exposure advice contexts, where users seek orientation rather than a bounded, externally checkable task. Guardrails naively appear ethically necessary when they claim to prevent direct harm, but often become suspect when they suppress truthful perception and launder uncomfortable mechanisms into acceptable abstractions. Basel-style financial regulation, B-BBEE-style compliance, Societe Generale, and the London Whale show how formal safety systems can become legible, gameable, and performative while real exposure migrates elsewhere. The same pattern can appear in LLMs as moral compliance: safe language, distorted reality. We therefore distinguish refusing harm, from refusing reality; and then argue for top-down causal requirements specification at the task level rather than bottom-up moral correction at the response or sandbox level. Persona dynamics matter because the assistant interface is not neutral; it shapes how uncertainty, conflict, authority, and risk are staged. The conclusion is that so-called ``ethical AI'' becomes substantively unethical when it substitutes institutional reassurance for contact with reality.
Tim Gebbie, Stewart Gebbie
May 27, 2026cs.CL

Models That Know How Evaluations Are Designed Score Safer

The validity of AI safety evaluations depends on models behaving consistently across controlled and deployment settings. Prior work has identified test-time contextual cues, such as hypothetical scenarios, as a source of verbalized evaluation awareness and subsequent behavioral shift. In this paper, we investigate a potential explanation of this phenomenon: evaluation meta-knowledge, defined as parametric knowledge about the structural traits that characterize evaluations. Similar to dataset contamination, where benchmark exposure leads to higher performance through memorization, we hypothesize that models trained on texts describing evaluation practices may implicitly learn to recognize and respond to evaluation-like contexts, for instance, through exposure to scientific articles or social media posts about AI benchmarking. To test this, we fine-tune models on synthetic documents describing evaluation traits such as verifiable structures or harmful requests. Evaluating this fine-tuned model on five safety benchmarks, we find that it is significantly safer than the base model and control model. This behavioral shift persists even when restricting the analysis to responses lacking explicit verbalization of evaluation awareness. Our results demonstrate that evaluation meta-knowledge may inflate safety benchmark performance, introducing a novel confounder that is independent of explicit memorization or verbalized evaluation awareness, thus, challenging to detect. These findings have important implications for the design and interpretation of AI safety evaluations. Our code and models are available at https://github.com/compass-group-tue/arxiv2026_evaluation_meta_knowledge.
Katharina Deckenbach, Haritz Puerto, Jonas Geiping +1
May 27, 2026cs.AI

Measuring Progress Toward AGI: A Cognitive Framework

Despite widespread discussion of AGI, there is no clear framework for measuring progress toward it. This ambiguity fuels subjective claims, makes it difficult to track progress, and risks hindering responsible governance. As a starting point to address this gap, we present a framework for understanding system capabilities in relation to human cognitive abilities. Drawing from decades of research in psychology, neuroscience, and cognitive science, we introduce a Cognitive Taxonomy that deconstructs general intelligence into 10 key cognitive faculties. We then propose a rigorous evaluation protocol in which a system's performance is measured across a suite of targeted, held-out cognitive tasks, generating a 'cognitive profile' that can be used to understand a system's strengths and weaknesses. We hope this framework will provide a practical roadmap and an initial step toward more rigorous, empirical evaluation of AGI.
Ryan Burnell, Yumeya Yamamori, Orhan Firat +10
May 27, 2026cs.AI

The Illusion of Opting in AI-Mediated Consequential Decisions

Drawing on Ullmann-Margalit's concept of opting (transformative, irrevocable, and shadowed by foreclosed alternatives), we show that current AI systems raise a profound ethical problem that existing AI ethics has not fully captured: the illusion of opting, in which persons and groups encounter the deceptive appearance of meaningful consequential choice while the agency needed to become genuinely capable of choosing is weakened. Against approaches that treat AI primarily as an optimizer of already given ends, we argue that AI systems should be evaluated by whether they protect and cultivate meta-capacity against the illusion of opting: the socially and institutionally scaffolded agentive capacity through which means and ends can be formed, contested, revised, and owned. This reframing is especially urgent for disadvantaged populations, who are least able to absorb the costs of the illusion of opting when AI-mediated pathways misdirect behavior and action. We propose three normative imperatives for AI-mediated consequential decisions: existential honesty, which acknowledges the limits of prediction; ecological rationality, which situates guidance within heterogeneous lived ecologies; and counterfactual reparation, which acknowledges and repairs foreclosed alternatives when AI-mediated decision-making pathways fail.
Eugene Yu Ji
May 27, 2026cs.AI

Operational AI Deployment Assurance: Governance-State Orchestration Under Threshold-Sensitive Deployment Conditions -- A Governance Framework for High-Stakes AI Systems

AI governance frameworks increasingly emphasize fairness, transparency, accountability, and lifecycle risk management in high-stakes domains. However, many current approaches remain observational, relying on static metric reporting, post-hoc auditing, and monitoring dashboards without directly governing deployment readiness, remediation progression, escalation states, or assurance-driven deployment control. This paper introduces Operational AI Deployment Assurance (OADA), a governance framework for translating fairness disagreement, subgroup instability, threshold sensitivity, remediation outcomes, and operational uncertainty into deployment-oriented assurance decisions. Building on prior work on the Fairness Disagreement Index (FDI) and FairRisk-FDI, OADA reframes governance uncertainty as an operational concern within AI deployment pipelines rather than a byproduct of metric disagreement. The framework introduces Deployment Assurance Scores, Deployment Readiness Classifications, Threshold Stability Zones, Governance Escalation States, and remediation-aware assurance progression. These constructs support lifecycle-oriented governance decisions across high-stakes settings by connecting evaluation outputs to deployment-state interpretation, reassessment, escalation, and operational control. Through deployment-oriented evaluation across facial recognition systems, with discussion extended to healthcare AI as a representative high-stakes domain, the paper demonstrates how systems may appear acceptable under isolated fairness or performance metrics while still exhibiting instability that affects deployment readiness. The proposed framework positions operational deployment assurance as a governance layer between evaluation and real-world AI deployment.
Khalid Adnan Alsayed
May 26, 2026cs.AI

Auditable Decision Models with Learned Abstention and Real-Time Steering

Production AI systems often operate with incomplete, conflicting, or insufficient evidence. Forced classifiers collapse such cases into action labels, while generative systems can produce outputs that are difficult to interpret as auditable execution decisions. We study operational decision control for AI systems, where uncertainty must be explicitly routable, policy-governed, and auditable rather than hidden inside forced predictions or free-form generation. We present EvaluatorDPT, a bounded decision-control model that predicts YES, NO, or TBD, where TBD is learned as a deferral outcome rather than added only as a post-hoc confidence rule. The model uses a transformer encoder with a primary bounded-decision head and structured auxiliary channels for values and emotions/sentiments. The interface is domain-agnostic in form: a deployment domain supplies evidence and policy thresholds, while the model emits a bounded distribution that can be controlled at inference time through recorded operating thresholds and, when validated, auxiliary semantic signals. For the evaluated model version, we report decision performance on held-out validation and test splits; auxiliary emotion metrics are omitted because the emotion head is disabled for this evaluation. On the held-out test split (n=44,597), the model achieves Accuracy = 0.8260 and Macro F1 = 0.8252, with per-class F1 of 0.8314 (YES), 0.8486 (NO), and 0.7956 (TBD). The evaluation record also includes calibration evidence (ECE = 0.0338 on validation), threshold-sweep outputs, multi-seed stability checks, confusion matrices, and reproducibility commands. Our main contribution is a bounded execution interface in which deferral is learned, inference-time routing remains inspectable, auxiliary signals provide a path to auditable behavior control, and evaluation evidence supports external review.
Sankaranarayanan Palamadai Chandrasekaran
May 26, 2026cs.LG

The Energy Blind Spot: NVIDIA's Flagship Edge AI Hardware Cannot Support Process-Level Energy Attribution

Agentic AI workloads - where a single user goal triggers multi-step orchestration, tool calls, retries, and failure recovery - are being targeted for edge deployment, with NVIDIA, Dell, HP, ASUS, MSI, Acer, and Gigabyte all shipping GB10-based desktop AI systems in 2026. We recently demonstrated that orchestration structure dominates agentic energy cost, with workflows consuming 4.33x more energy per successful goal than linear baselines and OOI reaching 7.63x for multi-step reasoning tasks. Separately, Raj et al. show that CPU-side processing accounts for up to 90.6% of total latency and 44% of total dynamic energy in agentic workloads. We report a systematic energy-observability audit of the ASUS Ascent GX10 (GB10 SoC) and find that the platform exposes no CPU energy counter, no INA power-rail monitor, no IPMI/BMC, and no SCMI powercap protocol through any supported software interface. The only on-device energy telemetry is instantaneous GPU power via NVML. We further discover that the MediaTek firmware already computes per-rail energy internally via an undocumented ACPI interface (SPBM), but NVIDIA states there are "no plans to expose CPU rail information." On-device per-process energy attribution - as performed on x86 via RAPL - is therefore not reproducible on this platform through supported interfaces. We formalize a hardware requirements specification for energy-attributed AI, propose an interim calibration bridge for per-domain energy decomposition - confirmed on the Acer Veriton GN100 where CPU energy accumulators are live - and identify a standards-track path via SCMI powercap. Our findings motivate the low-carbon computing community to demand energy observability as a first-class hardware requirement.
Deepak Panigrahy, Aakash Tyagi
May 26, 2026cs.LG

Greening AI Inference with Accuracy and Latency-aware User Incentives

The widespread use of AI services has raised concerns for its environmental sustainability, towards which recent studies have identified carbon emissions of AI inference as the major contributor. This paper introduces a framework for designing AI inference incentives based on the users' valuation for inference quality and latency, together with their environmental consciousness, while accounting for the tradeoff between carbon emissions and the two QoE parameters. Our approach can accommodate different tradeoffs, that depend on the size and complexity of the AI models and the allocation of resources to serve inference requests. The incentives can be offered through a practical two-tier service subscription that offers users a discount in exchange for reduced carbon emissions. The discounted service option gives the AI provider the flexibility to serve some percentage of inference requests at a lower quality and higher latency during periods of high carbon intensity.
Vasilios A. Siris, Adamantia Stamou, George D. Stamoulis +2
May 26, 2026cs.AI

Position: AI Safety Requires Effective Controllability

AI safety is still largely framed as alignment: training models to follow human preferences, safety policies, and normative constraints. That framing has improved the behavior of modern language models, but aligned behavior does not by itself guarantee that a deployed agent can be stopped, overridden, or constrained once it operates in open-ended, interactive, and tool-using environments. A system may be safe in expectation and still fail to yield to explicit runtime authority under conflicting instructions, long-horizon execution, adversarial inputs, or risky tool use. This position paper argues that AI safety therefore requires controllability as a first-class objective. We define \emph{controllability} as the ability of an AI system to remain reliably interruptible, overridable, redirectable, and constrainable by explicit control signals at runtime while preserving ordinary utility when such signals are absent. To study this gap, we introduce \controlbench{}, a benchmark for evaluating controllability failures in high-risk agentic scenarios. Experiments with OpenClaw-based agents show that current alignment and guardrail mechanisms reduce risk, but often fail to provide persistent, authoritative, and enforceable runtime control. We therefore propose a control-centric architectural framework that highlights explicit control planes, runtime intervention pathways, persistent control states, and auditable decision interfaces as key design principles for future controllable AI systems.
Yige Li, Yunhao Feng, Jun Sun
May 26, 2026cs.CR

Lessons from Penetration Tests on Large-Scale Agent Systems

As AI systems gain increasing autonomy and execution capability, the number of discovered security vulnerabilities continues to rise. However, many of these vulnerabilities are not fundamentally novel, but instead reflect recurring classes of weaknesses long observed in prior computing systems. Execution-capable AI agents are effectively unbounded, self-modifying programs that interact extensively with multiple layers of the computing stack. This broad interaction surface imposes a significant security burden on developers, who must reason about and secure complex cross-layer behaviors. Prior research has primarily focused on vulnerabilities in open-source agents and agent frameworks. In contrast, it remains unclear whether proprietary agent systems -- developed under stricter coding standards and formal review processes -- exhibit similar security weaknesses. In this paper, we present findings from two penetration tests conducted in 2025 against proprietary agent products and evaluate whether the security posture of AI agents has improved since these assessments.
Kevin Eykholt, Dhilung Kirat, Xiaokui Shu +3
May 26, 2026cs.CY

Generative artificial intelligence and the marginalization of minoritized knowledges in higher education: the case of disability

Generative artificial intelligence redefines higher education by restructuring the processes through which scientific knowledge is produced and validated. These systems are not neutral; they actively contribute to the marginalization of non-hegemonic epistemologies. This research draws upon educational sciences, critical technology studies, and disability studies to demonstrate that training datasets, which remain predominantly Anglophone and Western-centric, reinforce epistemic coloniality. The situation of persons with disabilities provides a particularly clear illustration of this phenomenon. Technological architectures frequently confine these individuals to reductive stereotypes or exclude them from the design process, leading to a double marginalization. This article examines whether a hybridization between the researcher and the machine might preserve epistemic plurality, while acknowledging the structural limitations inherent in algorithmic correction when used as a purely palliative strategy.
Fatiha Tali-Otmani
May 26, 2026q-fin.RM

Foundations of a Time-Consistent Counterfactual Actuarial Runtime for Autonomous AI Agents

We propose a foundational runtime actuarial layer for autonomous AI agents in which every side-effect-bearing action carries a time-consistent, counterfactual risk toll computed against a contractually fixed safe default, inside an explicit underwriting boundary. The framework treats per-action insurance as the primary unit of analysis and replaces post-hoc annual liability cover with a pre-action transaction layer. The paper establishes four structural results: (i) a well-defined counterfactual toll under a chosen safe-default mapping and continuation policy, with explicit non-uniqueness; (ii) a no-splitting property within an underwriting boundary that telescopes path-decomposed actions into a boundary potential, with a corollary tying gaming-resistance to boundary design; (iii) an irreversible-authority premium, split into a strictly positive action-level component and an if-and-only-if characterisation of the set-level robust capital increase; and (iv) a conservative runtime gating theorem that translates high-probability toll envelopes into an executed-action budget guarantee. The result is the mathematical base layer for a broader program: an empirical companion instantiates the runtime through an Actuarial Action Interface and authority-frontier experiments; a mechanism-design companion studies strategic operator incentives and cross-boundary aggregation; and a dynamic-underwriting companion studies experience rating and audit-replay calibration. The present paper states the primitive contract, the toll identity, the within-boundary no-arbitrage result, and the budget guarantee on which those later layers depend.
Hao-Hsuan Chen
May 25, 2026cs.AI

Retrying vs Resampling in AI Control

AI coding scaffolds like Claude Code and Codex use retrying: blocking actions flagged as risky and continuing the trajectory. We study retrying from an AI control perspective, which treats the model as potentially adversarial. We find that while retrying reduces honest suspicion scores, the untrusted model can exploit monitor rationale to construct sneakier attacks, negating safety gains. We also study resampling: drawing multiple samples from the same context, which does not leak exploitable information. We disentangle design choices that previous work on resampling had bundled together. In BashArena, with Claude Opus 4.6 as the untrusted model and MiMo-V2-Flash as the trusted monitor, drawing five samples per step and auditing on the maximum suspicion score raises safety from 61% to 71% at a 0.3% audit budget, at no cost to usefulness. Selectively resampling only the steps that look suspicious on the first draw recovers 6.2 percentage points of the gain while drawing only 10% as many extra samples. Two of our findings in this setting contradict earlier work on resampling. The first is that auditing based on the maximum across resampled suspicion scores outperforms using the minimum, which is the opposite of what Ctrl-Z found. The second is that executing the least suspicious sample, which is the central mechanism in earlier defer-to-resample protocols, gives only a small empirical safety gain in our setting (+3.9 pp, with the confidence interval overlapping zero).
James Lucassen, Adam Kaufman
May 25, 2026cs.HC

The Timing Dependencies of Trust: Speed, Accuracy, and cBCI Neuro-Decoupling in Human-AI Teams

The speed and accuracy of an artificial teammate fundamentally alter the failure states of Human-AI integration. While high-speed AI interventions risk inducing reflexive blind compliance, delayed interventions can induce ambiguous cognitive conflict. This study investigates how the fundamental characteristics of an in-task AI assistant, Fast/Less-Accurate (FLA-AI) versus Slow/Accurate (SA-AI) impact the synergy of Collaborative Brain-Computer Interface (cBCI) teams in a Virtual Reality drone task. Seventeen operators completed continuous search tasks under high cognitive workload while their spatial covariance was mapped using a 2D Adaptive Riemannian Oracle. The results mathematically demonstrate that AI timing dictates the mechanism of team failure. Fast AI induced instant, blind compliance; human accuracy under deception collapsed to 50.2%, and pure behavioural teams (N=8) failed to scale beyond 74.1%. In contrast, Slow AI induced delayed cognitive conflict; humans hesitated (61.1% accuracy), but N=8 behavioural teams eventually recovered to 100.0%. Crucially, the Riemannian Oracle mathematically adapted to these states: it heavily restricted temporal windows (< 0.8s) to intercept fast reflexive compliance, while widening windows (> 1.2s) to capture delayed cognitive conflict. Integrating these isolated veridical signals via Hybrid Fusion successfully rescued the Fast AI team (+7.6% at N=8) and significantly accelerated the recovery of smaller Slow AI teams (+6.9% at N=4). These findings prove that cBCI synergy is heavily contingent on the temporal dynamics of trust, providing a critical framework for designing dynamically gated Human-AI systems.
Christopher Baker, Stephen Hinton, Akashdeep Nijjar +4
May 25, 2026cs.CR

Referential Security as a New Paradigm for AI Evaluations

Security evaluations inherently depend on stable identifiers. Any finding, audit, or regulatory decision must remain attached to the specific artifact it pertains to. Continuously updated artificial intelligence systems violate this core assumption, with public model designations remaining static while underlying weights, prompts, retrieval mechanisms, misuse classifiers, inference settings, and serving infrastructures undergo unannounced modifications. Consequently, current evaluations frequently apply to superficial labels rather than identifiable and distinct systems. To resolve this, we propose referential security as a new paradigm for AI evaluation. The fundamental security question extends beyond whether a model is safe to whether subsequent parties can conclusively determine which system a specific safety claim addressed. This approach reframes model identity as an empirically verifiable property and separates referential stability from the substantive security claims it conditions. This framework brings tractability to three critical workflows that current practices handle poorly. Specifically, it enables reproducible evaluation, longitudinal audit validity, and cross-provider equivalence. By grounding these evaluations in verifiable artifacts, our approach ensures that safety audits and regulatory findings maintain their empirical utility across the operational lifecycle of dynamic systems.
Dan Ristea, Vasilios Mavroudis
May 25, 2026cs.CR

KYA: A Framework-Agnostic Trust Layer for Autonomous Systems with Verifiable Provenance and Hierarchical Policy Composition

KYA (Know Your Agents) is an open-source, framework-agnostic trust and governance layer for autonomous systems, composed of five primitives: (1) a four-gate inbound apply pipeline; (2) an only-tighten composition algebra over a three-channel multi-tenant hierarchy; (3) KYP (Know Your Principal), a schema-level unification of trust scoring across human users, AI agents, and service accounts; (4) auditable interaction-multiplier amplification over an AIVSS-shaped additive baseline; and (5) two-axis delegation attribution: a static premium for risky delegates and a runtime debit for actual delegate misbehavior in multi-agent fan-out. Together these span three pillars (trust, governance, and evidentiary assurance), making an autonomous system's actions authorized, policy-conforming, and post-hoc verifiable: where observability answers how long, how much, and what path, KYA answers was it authorized, did it conform, and can it be verified; it composes with observability rather than replacing it. It ships native adapters for 15+ agent frameworks. On a 4 by 9 cross-backend matrix all 36 cells pass; the pure-function scorer runs sub-millisecond at p99 and the system sustains ~ 1,800 ops/sec at 20 concurrent workers with HMAC chain integrity preserved end-to-end. KYA detects 89% of 1,200 adversarial probes from PyRIT and Garak, including the recently-published topology-guided multi-agent attack. The system is available under Apache 2.0 as the veldt-kya package on PyPI.
Kolawole Quadri
May 24, 2026cs.AI

Inverting the Shield: Systematically Generating Safety Tests from Policy Specifications

The widespread integration of Large Language Models (LLMs) necessitates rigorous and systematic safety evaluation. Existing paradigms either rely on constructed benchmarks to assess safety from predefined perspectives, or employ dynamic red-teaming to probe potential vulnerabilities. While effective, these approaches face challenges, as they depend heavily on expert domain knowledge, offer limited systematic guarantees, and are vulnerable to rapid obsolescence. To address these limitations, we introduce a novel framework POLARIS that brings the rigor of specification-based software testing to AI safety. POLARIS first compiles unstructured natural-language policies into First-Order Logic (FOL) representations, establishing a traceable link between high-level rules and concrete test cases. This formalization enables the construction of a Semantic Policy Graph, where complex policy violation scenarios are encoded as traversable paths. By systematically exploring this graph, POLARIS uncovers compositional violation patterns, which are then instantiated into executable natural-language test queries, enabling coverage-driven and reproducible safety testing. Experiments demonstrate that POLARIS achieves higher policy coverage and attack success counts compared to established baselines. Crucially, by bridging formal methods and AI safety, POLARIS provides a principled, automated approach to ensuring LLMs adhere to safety-critical policies with verifiable traceability. We release our code at https://github.com/huac-lxy/POLARIS.
Xiaoyue Lu, Xianglin Yang, Haijun Liu +4
May 23, 2026cs.CL

Who judges the judges? Governance from metrics: a runtime framework for continuous LLM compliance monitoring

Current approaches to AI compliance treat conformity as a binary, audit-time verdict rather than a continuous, measurable property of production systems. We argue that this compliance fiction is structurally ill-suited to the requirements of the EU AI Act, which demands ongoing human oversight and the detection of emergent behavioural drift in deployed systems. We introduce governance from metrics, a principle whereby regulatory compliance is derived as a continuous signal from runtime observability rather than from static assessments. Building on this principle, we present govllm, an open-source framework implementing a governance-driven routing architecture in which model selection is determined by accumulated compliance scores rather than by latency or cost alone. Central to our approach is a panel of regulatory judges - LLM evaluators specialised per criterion (EU AI Act, GDPR, ANSSI, accessibility) - whose inter-judge disagreement we reframe not as noise but as a regulatory uncertainty signal warranting human arbitration. We validate this approach through a ground truth corpus of 49 annotated prompt/response pairs across five regulatory criteria, evaluated by four small language models (SLMs, 1.7B-7B parameters) running fully on-premise. Agreement rates range from 51.5% (mistral:7b) to 69.1% (phi4-mini), with no single model dominating across all criteria - empirically motivating the Profile-as-jury design. We further document three structural failure modes in small regulatory judges and a judge-specific position bias that degrades agreement by up to 25 percentage points across three question-order conditions (original, reversed, permuted). govllm is released as open-source software to support reproducible AI governance research.
Jehanne Dussert
May 23, 2026cs.AI

Fundamental Limitation in Explaining AI

While large-scale models such as LLMs and diffusion models have achieved practical success, public institutions have emphasized the importance of explainability in AI. Existing methods for explaining AI, however, are not designed to provide completely faithful explanations of the behavior of large-scale AI systems. Although a completely faithful and interpretable explanation of the behavior of an AI system might be useful for AI governance, it has not been known whether providing such an explanation is theoretically possible. In this paper, we mathematically prove a fundamental quadrilemma in explaining AI, stating that AI and its explanation cannot satisfy the following four conditions simultaneously: 1) the complexity of the operation environment, 2) the goodness of the AI's performance, 3) the interpretability of the AI's explanation, and 4) the complete faithfulness of the AI's explanation. This quadrilemma suggests that, in most applications where we cannot change the environment or sacrifice good AI performance and an interpretable explanation, we should give up complete faithfulness of explanations and should instead aim to explain only the parts that are important for applications. As a consequence, the quadrilemma implies that AI governance should be designed on the premise that the faithfulness of AI explanations is always incomplete.
Atsushi Suzuki, Jing Wang