Disparities

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Twelve weeks of publication activity for this topic as it is defined today.

42 papers

Latest in Disparities

Sep 9, 2026cs.LG

Evaluating Model Retraining under Drift: Paired Comparisons of Cumulative Subgroup Disparity

Choosing when to retrain a deployed classifier requires assessing subgroup error rates across the sequence of models used, including periods between updates. We compare complete scheduled, loss-triggered, and subgroup-gap-triggered policies with retaining the initial model on the same observations and delayed labels. For true-positive and false-positive rates separately, the outcome is the paired difference in absolute subgroup gaps summed over deployment windows. Population evaluation in simulation, action records, and alternative schedules assess how measurement and retraining behaviour affect these comparisons. In a follow-up sample of 400 new trajectories per condition across two simulated drift regimes, all three policies had lower mean cumulative disparity, equivalent to reductions of 0.04 to 0.88 percentage points in the average gap per window. Evaluating the unchanged models against the known generating distributions preserved all mean directions, but finite-window and population comparisons agreed on whether updating increased, reduced or left cumulative disparity unchanged in 69 to 92 percent of trajectories. Under subgroup-specific drift, smaller true-positive-rate gaps accompanied lower sensitivity in both groups. In an exploratory American Community Survey replay, person weighting reversed all three race false-positive-rate mean comparisons without changing predictions or actions; all three weighted intervals included zero. Policy comparisons require group-specific rates, action distributions, and an explicit evaluation population alongside mean disparity. These analyses are non-confirmatory. Shared replay requires policy-independent observations and complete labels after the specified delay.
Aaron Ceross
Aug 11, 2026cs.LG

A Joint-Distribution Route to Fair Representations with Continuous Sensitive Attributes

Fair representation learning with a continuous sensitive attribute SS requires a representation ZZ that is statistically independent of SS. Existing criteria, including generalized demographic parity, the expectation of integral probability metrics (EIPM), and mutual information, enforce this independence by averaging a per-value discrepancy between the conditional law PZS=sP_{Z \mid S=s} and the marginal PZP_Z over the law of SS. This approach requires a nonparametric surrogate for the conditional law at each sensitive value. We propose evaluating independence through a single joint discrepancy d(PZ,S,PZPS)d\left(P_{Z, S}, P_Z \otimes P_S\right) between the joint law and the product of its marginals. We establish a disintegration identity; on decomposable witness classes it equals the conditional-integral functional that EIPM and generalized demographic parity instantiate. By reaching the same target without the conditional law, this discrepancy can be estimated directly from samples via a dependence statistic rather than conditional smoothing. We take the Hilbert-Schmidt independence criterion (HSIC) as an instance of the joint discrepancy dd to investigate the statistical efficiency of replacing the conditional formulation. The HSIC estimator is a closed-form O(n2)O\left(n^2\right) statistic that converges at the O(n1/2)O\left(n^{-1 / 2}\right) rate, in contrast to the nonparametric O(n2/5)O\left(n^{-2 / 5}\right) rate of the conditional-route estimators. We prove this instance is equivalent to the conditional maximum mean discrepancy (MMD) integral up to an explicit spectral tail. The corresponding algorithmic implementation, i.e., FRHSIC, attains fairness-accuracy tradeoffs comparable to conditional-route basel es while reducing per-epoch training time.
Yijin Ni, Xiaoming Huo
Aug 10, 2026cs.LG

Fairness in Link Prediction Beyond Demographic Parity: A Reproducibility Study

In fair ranked link prediction, demographic parity (ΔDPΔ_\mathrm{DP}) is a common fairness metric. Yet, Mattos et al. (2025) argue that it fails to detect exposure bias because it ignores where links appear in the ranking. In this study, we reproduce this claim by showing that ΔDPΔ_\mathrm{DP} can indicate aggregate parity even when some subgroup-pair links are systematically ranked lower than others. The proposed rank-aware Normalized Discounted KL-divergence (NDKL), however, does detect such disparities. We also reproduce the effectiveness of MORAL, a post-processing method that improves exposure-based fairness while maintaining competitive utility. Beyond reproduction, we assess robustness using synthetic homophily settings, categorical sensitive attributes, and additional fairness and utility metrics, including subgroup-pair-adapted Attention-Weighted Rank Fairness (AWRF). Overall, our results show that exposure-based metrics uncover biases hidden by ΔDPΔ_\mathrm{DP} and that MORAL reduces these biases with minimal utility loss across diverse settings and datasets. We release a corrected, reproducible implementation at https://github.com/Floris93100/reproducing-MORAL.
Valentijn Oldenburg, Floris de Kam, Stef de Wildt +1
Aug 10, 2026cs.CV

CIFA: Contextual-Intersectional Fairness Auditing for Hidden Subgroup Discovery in Face Analysis

Fairness evaluation in computer vision commonly relies on aggregate accuracy and demographic subgroup analysis. However, visual models are also sensitive to contextual factors such as illumination, blur, image quality, facial accessories, and appearance attributes. These factors may interact with demographic characteristics, producing hidden subgroups in which performance degrades substantially despite strong aggregate accuracy and apparently acceptable demographic fairness. To address this, we propose the Contextual-Intersectional Fairness Auditing Framework (CIFA), a structured framework for identifying subgroup vulnerabilities arising from interactions between demographic and contextual attributes. CIFA performs demographic, contextual, and contextual-intersectional auditing, followed by worst-group discovery to identify and rank the most vulnerable attribute combinations. We evaluate CIFA on gender classification using ResNet-50 \cite{he2016deep} and ViT-B/16 \cite{dosovitskiy2020image} across FairFace \cite{Karkkainen2021}, CelebA \cite{Liu2015}, and UTKFace \cite{Zhang2017}. Our results show that aggregate accuracy and demographic-only evaluation can mask substantial contextual-intersectional disparities. We further assess several established mitigation strategies through an audit--mitigate--reaudit protocol and find that, although some worst-group disparities are reduced, no single strategy consistently eliminates them across datasets and architectures. These findings establish contextual-intersectional auditing as an important component of fairness evaluation and provide a reproducible framework for discovering, prioritizing, and reassessing hidden subgroup risks in face analysis systems.
Nazia Aslam, Khalid Adnan Alsayed, Thomas B. Moeslund +1
Aug 8, 2026cs.LG

Beyond Aggregate Calibration: Decomposing Income-Conditional Recall Disparities in Automated Credit Default Prediction

Data-centric curation pipelines frequently rely on model confidence scores to flag and filter noisy or mislabeled training instances. Evaluating this filtering convention on a large-scale consumer lending sample (LendingClub, N = 1,344,936) uncovers an underlying demographic asymmetry: high-income defaulters are disproportionately classified as label noise relative to low-income defaulters (Cramer's V approximately 0.03-0.07). Re-examining this behavior through the lens of equal opportunity [Hardt et al., 2016] reveals a far more severe discrepancy: a 16.86 percentage point gap in true positive rate (recall) between high- and low-income borrowers who ultimately defaulted. Implementing a sequential feature-blinding methodology allows us to isolate the drivers of this disparity across three distinct mechanisms: (1) direct reliance on self-reported applicant income; (2) algorithmic absorption of upstream institutional bias encoded within origination interest rates; and (3) a residual disparity (3.55 percentage points in cross-validation; 2.56 percentage points on a held-out test partition, Z = -4.04, p < 0.0001) that remains even after purging both income and interest rates from the model. Out-of-sample signed SHAP valuations demonstrate that this residual gap is maintained by structural proxies, most notably loan amount and home ownership status. These empirical findings show that simply blinding an algorithm to sensitive attributes fails to ensure fairness when institutional pricing decisions and behavioral proxy variables collectively reconstruct the omitted signals. We outline the practical implications of these findings for auditing data-centric AI workflows within regulated financial institutions.
Sai Srikar Boddupalli
Jul 27, 2026cs.AI

Unequal Trips, Unequal Places: Diagnosing and Mitigating Delay Inequity in Autonomous Vehicle Fleet Coordination

City-scale autonomous vehicle fleet coordinators are typically optimized for aggregate travel time, yet fleet averages conceal how delay is distributed across trips and regions. We conduct a distributional audit on three real-city road-network and taxi-demand datasets from Manhattan, Chicago, and San Francisco. The audit reveals pervasive trip-length inequity whose direction depends on the city and coordinator. After accounting for trip length, spatial inequity becomes more pronounced as demand grows and is consistently stronger when trips are grouped by origin rather than destination. These findings motivate SPatially Aware RErouting (SPARE), a budgeted online coordination framework that assigns limited replanning capacity to delayed vehicles and redirects them using recently observed waiting pressure. SPARE provides a per-review decision guarantee and explicitly bounds online route updates. Experiments on all three datasets against six representative baselines show that SPARE delivers the strongest joint efficiency-fairness performance while retaining city-scale scalability. The results demonstrate that bounded congestion-responsive rerouting improves performance and equity without full-fleet replanning.
Nicole Hu, Mingtao Zhang, Haoyang LI +2
Jul 27, 2026cs.CV

GeoStereo: A Unified Stereo Geometry Estimation Framework for Disparity and Surface Normal

Stereo matching and surface normal estimation are fundamental tasks in 3D vision. However, existing feed-forward stereo methods still struggle to produce reliable predictions in challenging regions, mainly due to the lack of strong geometric priors. In this paper, we propose GeoStereo\textbf{GeoStereo}, a unified stereo geometry estimation framework that leverages powerful diffusion priors to jointly predict disparity and surface normals. Specifically, GeoStereo couples a feed-forward stereo matching pipeline with a diffusion-based normal estimation branch. To enable effective interaction between the two tasks, we introduce a disparity to normal initialization strategy and construct a warp to left-view condition for the diffusion process. This coupled design allows the diffusion branch to provide strong structural priors that enhance disparity estimation in ill-posed regions, while the feed-forward branch offers reliable geometric guidance for accurate normal prediction. Extensive experiments show that GeoStereo performs reliably in challenging scenarios, including low-light environments, highly reflective surfaces, and transparent objects. Under zero-shot settings, it achieves Rank-1 disparity estimation on multiple benchmarks, including KITTI and NYUv2, and delivers the best normal estimation accuracy on many real indoor benchmarks, such as iBims-1 and ScanNet. Project page: https://qz-wei.github.io/GeoStereo.github.io/
Qizhe Wei, Xianda Guo, Shaocong Xu +3
Jul 16, 2026cs.CV

Frequency-Structured Field Learning for Light-Field Disparity Estimation

Light-field disparity estimation requires global consistency in smooth or textureless regions and local precision near occlusion boundaries, thin structures, and abrupt depth transitions. Existing methods address these requirements through EPI matching, cost-volume or focal-stack construction, view aggregation, or direct convolutional regression, often relying on local windows, discrete disparity hypotheses, memory-intensive volumes, or attention-based aggregation. We instead formulate disparity estimation at the field level, predicting disparity from globally and locally updated EPI-derived latent features without explicitly constructing a disparity volume. We introduce FreqLF, an EPI-guided Fourier-local framework that encodes angular parallax cues from horizontal and vertical EPI stacks together with central-view appearance features. These cues are projected into a latent field and updated through stacked hybrid Fourier-local layers. Fourier low-mode updates enable global feature interaction, while local convolutions preserve spatial variations needed for fine disparity detail. A coordinate-conditioned Gaussian-mixture decoder then predicts disparity, using the mixture mean as the final estimate. Experiments on the HCI 4D Light Field Benchmark show that FreqLF approaches the accuracy of strong supervised baselines while avoiding explicit cost-volume construction in the base model. Ablations confirm the complementary roles of the Fourier and local branches, and scaling experiments demonstrate practical behavior across spatial resolutions. These results suggest that Fourier-local latent field learning is a competitive alternative for light-field disparity estimation. The code will be published soon.
Sara Monji-Azad, Yulin Liu, Jürgen Hesser
Jun 25, 2026cs.AI

Adaptive Utility driven Resource Orchestration for Resilient AI (AURORA-AI)

Modern AI systems are increasingly deployed under non-stationary computational, demographic, and operational conditions in which static resource allocation strategies degrade both predictive performance and human-centric properties such as fairness and explainability. This paper presents AURORA-AI, an Adaptive Utility-driven Resource Orchestration framework for Resilient AI that unifies Hamilton-Jacobi-Bellman feedback control, Lyapunov-based stability monitoring, and a fairness-aware composite utility into a single closed-loop policy.The framework continuously redistributes computational budget across a population of heterogeneous AI models so that the global utility, defined jointly over predictive performance, demographic parity, cost, latency, robustness, and interpretability, remains maximised under disruption. The framework is evaluated in a stress-rich discrete-time simulation that concurrently injects demographic bias shocks, gradual concept drift, and abrupt black-swan disruptions, and is compared against five established controllers including Static, Round Robin, Greedy, LinUCB, and a deep reinforcement-learning agent based on Proximal Policy Optimisation. AURORA-AI achieves immediate recovery from the black-swan event compared to eighty-eight time steps for the Static baseline and twenty-two for Proximal Policy Optimisation, lifts the alpha-quantile and the super-quantile by twenty-nine and twenty-five percent respectively, simultaneously reduces the mean and maximum demographic parity gap, and increases the fraction of Lyapunov-stable operating steps. These results indicate that fairness-aware adaptive orchestration grounded in stability theory is a practical and theoretically motivated path toward resilient human-centric AI deployment.
Rahul Umesh Mhapsekar, Ilias Cherkaoui, Lizy Abraham +1
Jun 23, 2026cs.CV

Spherical-to-ERP Epipolar Rectification for Single-Axis Disparity in 360 Stereo

Omnidirectional stereo images provide full-surround perception but violate the geometric assumptions of classical disparity estimation: in spherical or fisheye views, epipolar correspondences follow curved great-circle paths, producing two-dimensional displacements that cannot be treated as single-axis disparity before geometric rectification. In this work, we adopt a standard spherical-to-equirectangular (ERP) projection as a preprocessing step, which straightens epipolar curves and restores a one-dimensional disparity structure - horizontal for left-right rigs and vertical for top-bottom rigs. Building on our previously introduced RAFT + Epipolar-Aligned Channel Selection (EACS) framework, originally developed for rectilinear and ERP stereo, we examine whether the same modular pipeline remains accurate when the input originates from spherical stereo imagery. After ERP projection, dense optical flow from RAFT is reduced to disparity by retaining only the baseline-aligned flow component. Experiments on synthetic fisheye stereo datasets show that this spherical-to-ERP-to-RAFT+EACS pipeline produces accurate, smooth, and structurally consistent disparity maps at real-time speed. These findings confirm that established ERP preprocessing can be effectively combined with our earlier RAFT+EACS method to enable practical, interpretable, and efficient disparity estimation from spherical stereo, providing a straightforward pathway for extending conventional stereo pipelines to 360 imaging.
Sahereh Obeidavi, Dieter Landes
Jun 16, 2026physics.soc-ph

Public transit gains and spatially uneven travel demand changes after NYC congestion pricing

New York City implemented the nation's first cordon-based congestion pricing program in January 2025, providing an opportunity to evaluate how system-wide urban mobility responds to large-scale pricing interventions. Because such policies generate spillovers across modes and locations, credible control groups are difficult to construct. We address this challenge using time series foundation models to generate probabilistic counterfactual demand forecasts with calibrated uncertainty. Applying this framework to bus, subway, and aggregate trip volume data, we find that post-policy bus and subway ridership increased significantly relative to expected no-policy demand, while overall travel demand decreased modestly. The effects are spatially heterogeneous: while reductions in overall travel demand are concentrated within the Congestion Relief Zone, transit gains extend beyond Manhattan's core. Socio-demographic analyses further reveal uneven adaptation across neighborhoods, highlighting spatial equity implications. Our framework provides a scalable approach for the uncertainty-aware evaluation of system-wide urban interventions when clean control groups are unavailable.
Donghang Li, Dingyi Zhuang, Yunlin Li +5
Jun 3, 2026cs.LG

UniFair: A unified fair clustering approach based on separation and compactness

Clustering is increasingly used to support high-impact decisions, yet standard objectives such as k-means can produce clusterings that treat demographic groups unequally. Existing fair clustering methods typically optimize a single notion of fairness and often overlook how clustering costs interact with the geometry of the induced decision boundaries. We propose UniFair, a unified framework that jointly optimizes separation fairness and social fairness. Separation fairness encourages protected groups to lie farther from the induced decision boundaries, while social fairness reduces disparities in within-cluster distortion by penalizing group-wise clustering costs. We develop gradient-based optimization procedures for separation-fair and unified k-means objectives, and extend them to deep clustering by enforcing the same criteria in the latent space of an autoencoder. Experiments on tabular and image datasets show that UniFair reduces both boundary-related and cost-based group disparities with only a modest increase in clustering loss.
Antonia Karra, Vasiliki Papanikou, Georgios Vardakas +2
Jun 2, 2026cs.AI

Gender-Dependent Diagnostic Substitution in LLM Medical Triage: Same Symptoms, Unequal Urgency

We investigate whether large language models produce different medical triage recommendations for identical neurological symptoms when only the patient's stated gender and age vary. Using three model families--Gemini 3.5 Flash, Claude Sonnet 4.6, and GPT-5.4-mini--we present a standardized symptom profile (persistent headache, blurred vision, morning nausea, visual disturbances) across seven demographic conditions: three age groups (25, 38, 65) x two genders (male, female), plus a gender-unspecified baseline (n = 30 per condition per model, 630 total trials). We find a stark, systemic gender-dependent triage disparity: young women receive significantly lower emergency room (ER) referral rates than age-matched men (Gemini: 0% vs. 23.3%; Claude: 6.7% vs. 96.7%; GPT: 6.7% vs. 66.7%, all p < 0.001). The disparity disappears at age 65 for all models. The primary mechanism is diagnostic substitution: the models anchor on a gender-associated diagnosis, preferentially classifying young women with Idiopathic Intracranial Hypertension (IIH)--a condition epidemiologically linked to women of childbearing age--while diagnosing men with generic increased intracranial pressure with space-occupying lesions in the differential. This diagnostic closure routes female patients to lower-urgency care (outpatient doctor appointments) despite comparable severity ratings (7-9/10). Our findings demonstrate that clinical LLMs replicate documented human clinical biases by using epidemiological priors to suppress triage urgency, suggesting that AI triage engines must decouple urgency assessment from probabilistic diagnostic priors. We release all code, prompts, and raw results.
Qi Han Wong
Jun 1, 2026cs.CL

The Ghost Annotator: a Framework to Explore Human Label Variation in Content Moderation through Conformal Prediction

Current research primarily focuses on model performance, while comparatively less attention has been devoted to uncertainty estimation, particularly in settings where LLMs are increasingly used to generate annotated data. We introduce a framework combining conformal prediction with Collaborative Filtering-style annotators' representation to model LLM behavior in relation to human annotators and to analyze patterns of agreement and disagreement. Using Non-Conformity Scores, we introduce the Ghost Prediction metric and the Ghost Annotator representation to quantify cases in which model predictions diverge from all available human annotations. We compute cosine similarity measures to explore differences in model behavior across sociodemographic axes. We evaluated four LLMs of different size and families across four content moderation datasets. Our finding shows that while we find that all models uncertainty increases with annotator disagreement, larger models tend to be more confident in the classification of texts that are not aligned with any human annotation. Finally, the Ghost Annotator framework reveals a consistent and robust pattern of demographic misalignment, suggesting a structural bias likely rooted in pretraining corpora.
Mirko Lai, Alessandra Urbinati, Simona Frenda +2
Jun 1, 2026cs.CL

Topics as Proxies for Sociodemographics: How Conversational Context Affects LLM Answers

When large language models (LLMs) are used in high-stakes scenarios, such as legal, medical and financial advice, even a single conversation history is enough to drive differences in outcomes between users. Prior work has demonstrated that this results in outcome disparities between sociodemographic groups, with some groups receiving more advantageous outcomes than others. In this work, we demonstrate that LLMs actually struggle to infer user sociodemographics from a single conversation history and that although there are disparities between sociodemographic groups, they are minimal in magnitude. To investigate what the main driver of these disparities is, we compare user sociodemographics to a range of (psycho)linguistic features of conversations, including conversation topic, emotions, and readability. We find that conversation topics are most predictive of LLM-generated advice within a conversational context, which, to some extent, function as proxies for sociodemographic groups and often affect advice in unpredictable ways. This is cause for concern and highlights the need for future research to better understand and, if needed, mitigate the effect of conversational context on LLM outputs in high-stakes scenarios.
Vera Neplenbroek, Gabriele Sarti, Arianna Bisazza +1
Jun 1, 2026cs.CL

CultureForest: Understanding and Evaluating Cultural Norm Grounded Reasoning in LLMs

Existing research largely reduces cultural intelligence in LLMs to a knowledge-level problem, overlooking whether models can effectively utilize their acquired knowledge in realistic scenarios. To bridge this gap, we introduce CultureForest, a benchmark for \textit{Cultural Norm Grounded Reasoning}. Each question is grounded in a small set of atomic norms, enabling verifiable and attributable evaluation. CultureForest comprises 5,378 examples across 8 domains and 53 countries/regions, and supports a progressive evaluation from multiple-choice to open-ended generation. Extensive experiments reveal that even top-tier models degrade substantially in open-ended settings, accompanied by pronounced cross-region disparities. Through targeted analysis, we uncover several consistent patterns: (1) test-time reasoning yields limited gains and may exacerbate inequity; (2) models exhibit highly shared regional preference structures; (3) model responses are markedly conservative, especially under stricter cultural constraints; and (4) by disentangling cultural knowledge acquisition from cultural reasoning, we show that while LLMs possess substantial cultural knowledge, their performance is further bottlenecked by its effective use. These findings point to a necessary shift from knowledge-centric evaluation toward measuring knowledge-grounded reasoning.
Yangfan Ye, Xiaocheng Feng, Jialong Tang +5
May 31, 2026cs.CV

Analysis of Ethnic Disparities in Autism Spectrum Disorder among Toddlers

Autism Spectrum Disorder (ASD) is a neurodevelopmental disorder characterized by challenges in communication and behavior. This study examines the relationship between ethnicity and ASD traits, along with behavioural scores, sex and neonatal jaundice across three ethnic groups: White Europeans, Asians, and Middle Eastern individuals. We perform a logistic regression and show that ethnicity has a significant effect on incidence of ASD. White Europeans are 81% increased risk of ASD and Middle Easterners are at 79% reduced risk of ASD compared to Asians. We also confirm earlier studied which show that neonatal jaundice is a significant predictor of ASD, while male children are at much higher risk of ASD compared to female children. These results suggest the need for diagnostic frameworks and interventions that account for ethnic in the presentation and assessment of ASD traits
Aadithya Prabha Ramaharsha, Deevna Reddy, Uma Ranjan
May 31, 2026cs.CL

Implicit Geographic Inference in LLM Medical Triage: Language-Driven Disparities in Emergency Recommendations

We investigate whether large language models produce different medical triage recommendations for identical symptoms based solely on the language of the patient prompt. Using Gemini 3.5 Flash, we evaluate a neurological symptom profile (persistent headache, blurred vision, nausea) across six languages (English, Spanish, Chinese, Hindi, Japanese, Arabic) with 30 runs per condition (n=450 total API calls). We find that the model recommends emergency room visits at rates ranging from 0% (Japanese, Hindi) to 30% (English, Arabic), despite assigning nearly identical severity scores (7.7-8.0/10) across all languages. Adding a single sentence specifying the patient's US location increases ER recommendations by up to 76.7 percentage points for non-English prompts, while the reverse anchor (English prompt with a Tokyo location) reduces the ER rate from 30% to 6.7%. A back-translation control (Japanese to English) produces ER rates comparable to the English baseline, confirming that the disparity is not caused by translation quality but by implicit geographic inference from the input language. We release the complete dataset, experiment code, and results.
Qi Han Wong
May 28, 2026cs.CL

Attention Asymmetry in AI Layoff Discourse on X: A Computational Analysis of Capital vs Labour Amplification

When workers lose jobs to AI-driven restructuring, two very different conversations happen on X (formerly Twitter) at the same time. Tech executives and AI researchers talk about productivity, transformation, and opportunity. Laid-off workers and labour critics talk about job loss, uncertainty, and fear. This paper asks a simple question: which conversation gets more reach? We report three studies using two collection methods and 763 tweets from 20 named public accounts. Study 1 used keyword-based collection (n=392) and found no significant difference between corpora (p=0.891), revealing that keyword search is too noisy for this task. Study 2 used account-based collection (n=96) and found a 3.12x mean amplification advantage for capital discourse over labour discourse (p=0.000003, Cohen's d=0.555). Study 3 combined both methods (n=763) and confirmed the finding at 4.18x mean and 10.77x median amplification ratio (p<0.000001). Critically, after normalising for follower count, the asymmetry persists at 2.69x (p=0.000009, Cohen's d=0.491), demonstrating that the effect is not simply a consequence of capital accounts having larger audiences. The finding is robust across all tested amplification metric weightings. We introduce the Amplification Ratio and Amplification Normalisation Index as simple metrics for measuring platform-level discourse inequality. A cross-platform replication on Reddit (n=647 posts) did not replicate the finding, suggesting the asymmetry may be specific to X's account-based amplification architecture. We discuss the methodological implications for cross-platform discourse analysis.
Joy Bose
May 27, 2026stat.ML

Geometry of Relaxed Fair Regression: A Unified Framework for Aware and Unaware Settings

Fairness-accuracy trade-offs are a central concern in the deployment of fairness-aware machine learning methods. When sensitive attributes are unavailable at inference time-the so called unawareness setting, principled methods for obtaining accurate predictions under relaxed fairness constraints are largely missing. In this work, we address this gap by formulating regression under a demographic parity penalty as an optimal transport problem. Our framework unifies both the \emph{aware} and \emph{unaware} settings and characterizes optimal prediction functions via optimal transport maps, under both squared Wasserstein-2 and Total Variation penalties. These results reveal that the choice of penalty reflects fundamentally different fairness philosophies: the Wasserstein penalty induces a smooth, population-wide compromise, while Total Variation enforces exact parity for a subset of individuals. Building on these theoretical characterizations, we propose an algorithm that is simple to implement, computationally efficient, and consistently matches or outperforms state-of-the-art baselines on real-world benchmarks.
M. Generali Lince, V. Divol, R. Flamary +2
May 27, 2026cs.AI

OccuReward: LLM-Guided Occupant-Centric Reward Shaping for Demographic Equity in Grid-Interactive Buildings

Large language models (LLMs) have demonstrated promising capability in generating reward functions for deep reinforcement learning (DRL)-based building energy management. However, their potential to exhibit or exacerbate disparities in occupant comfort across heterogeneous demographic populations remains unexplored. We present OccuReward, a framework investigating how LLM-mediated reward design affects demographic equity. Our contribution is three-fold: the introduction of the Comfort Equity Index (CEI) as a novel feedback signal; a methodology for iterative, equity-aware LLM reward shaping; and a performance analysis of DRL agents under these refined objectives. Utilizing four empirically grounded occupant profiles from the ASHRAE Global Thermal Comfort Database II (13,440 votes), we deploy a Soft Actor-Critic agent in CityLearn v2. Our approach employs the Gemini API to generate reward function logic and weights--rather than performing per-step inference--across three refinement rounds. Results across 15 experimental runs reveal that elderly female occupants consistently experience the lowest satisfaction in initial rounds. By Round 3, equity-aware LLM refinement activates specific reward components that improve satisfaction for Young Males (+17.6%), Mid-aged Females (+28.2%), Health Sensitive (+53.8%), and Elderly Females (+567%), while simultaneously reducing energy costs by 3.2%. Our findings highlight that while reward-level intervention significantly improves equity, demographic disparities in AI-driven controllers persist, necessitating further research into algorithmic fairness in building systems.
Shadmehr Zaregarizi, Khashayar Yavari
May 26, 2026cs.CY

Algorithmic Monocultures in Hiring

Many employers screen job applicants with algorithms built by the same few algorithm vendors. We hypothesize that algorithmic monoculture leads to the same individuals and members of the same racial groups facing rejection. We acquire and analyze a novel dataset of 3 million applicants submitting 4 million applications where all the applications are screened by algorithms built by the same vendor. We find clear racial disparities in applicant outcomes. Of all applications submitted by Asian and Black applicants, 14.74% and 25.87% are submitted to positions that adversely impact Asian and Black applicants, respectively, according to U.S. employment discrimination standards. Individuals also receive homogeneous outcomes: 4% of all applicants who apply to 10 positions are recommended for rejection from all positions, a rate higher than expected by chance. To better understand this homogeneity, we leverage the deterministic replicability of hiring algorithms to generate the outcomes applicants would have received if they applied to all positions. We show that applicants would need to apply widely in order to ensure their applications are considered by a human
Rishi Bommasani, Sarah H. Bana, Kathleen A. Creel +2
May 16, 2026cs.CY

Auditing Discriminatory Patterns in Mortgage Lending Through Association Rules and Fair Binning

Mortgage lending in the United States exhibits persistent racial and gender disparities. We investigate whether standard data preprocessing steps, specifically attribute binning, amplify these disparities in downstream pattern mining. Using 103,481 cleaned mortgage applications from the HMDA 2023 dataset (Chicago metropolitan area), we build a three-stage pipeline: (1) a PySpark data cleaning and binning pipeline that implements both standard equal-frequency binning and the epsilon-biased fair binning algorithm from Asudeh et al. [1], (2) FP-Growth association rule mining that compares denial patterns under both binning regimes, and (3) K-Means clustering with a per-cluster disparate impact audit. Our standard binning shows 9.63% racial bias in income discretization, consistent with the 8-10% reported in prior work. Fair binning with seven race groups is infeasible at epsilon=0.03 and only succeeds at epsilon=0.08 with a Price of Fairness of 29.4%. FP-Growth reveals that high debt-to-income ratio is the dominant denial predictor (67.2% confidence, 2.81 lift), while racial bias does not appear as explicit high-support rules. However, K-Means clustering followed by a disparate impact audit flags 10 out of 45 cluster-group pairs, showing that Black applicants face significantly higher denial rates than White applicants even among financially similar groups.
Archit Rathod, Dhwani Chande, Het Nagda
May 14, 2026cs.LG

GESD: Beyond Outcome-Oriented Fairness

Machine learning (ML) algorithms are increasingly deployed in high-stakes decision-making domains such as loan approvals, hiring, and recidivism predictions. While existing fairness metrics (e.g., statistical parity, equal opportunity) effectively quantify outcome-oriented disparities, they offer limited insight into the procedure or explanation behind biased decisions. To address this gap, we propose Group-level Explanation Stability Disparity (GESD), a \textit{procedural-oriented} fairness metric that measures disparities in the stability, robustness, and sensitivity of model explanations across different subgroups in a protected category. %GESD is explainer-agnostic, model-agnostic, and extends the scope of fairness analyses to the level of explainability. We further integrate GESD into a multi-objective optimization framework that jointly optimizes for utility, outcome-based fairness, and explanation-based fairness called FEU (Fairness--Explainability--Utility). Empirical results on multiple benchmark datasets show that GESD effectively captures group-wise discrepancies in explanation quality, and that FEU improves both utility and fairness over state-of-the-art methods. By bridging outcome-based and explanation-based fairness, GESD offers a comprehensive tool for diagnosing and mitigating bias in predictive modeling. Our code and datasets are available on GitHub {\hyperlink{https://github.com/horlahsunbo/GESD}{https://github.com/horlahsunbo/GESD}}
Gideon Popoola, John Sheppard
May 12, 2026cs.LG

Causal Fairness for Survival Analysis

In the data-driven era, large-scale datasets are routinely collected and analyzed using machine learning (ML) and artificial intelligence (AI) to inform decisions in high-stakes domains such as healthcare, employment, and criminal justice, raising concerns about the fairness behavior of these systems. Existing works in fair ML cover tasks such as bias detection, fair prediction, and fair decision-making, but largely focus on static settings. At the same time, fairness in temporal contexts, particularly survival/time-to-event (TTE) analysis, remains relatively underexplored, with current approaches to fair survival analysis adopting statistical fairness definitions, which, even with unlimited data, cannot disentangle the causal mechanisms that generate disparities. To address this gap, we develop a causal framework for fairness in TTE analysis, enabling the decomposition of disparities in survival into contributions from direct, indirect, and spurious pathways. This provides a human-understandable explanation of why disparities arise and how they evolve over time. Our non-parametric approach proceeds in four steps: (1) formalizing the necessary assumptions about censoring and lack of confounding using a graphical model; (2) recovering the conditional survival function given covariates; (3) applying the Causal Reduction Theorem to reframe the problem in a form amenable to causal pathway decomposition; (4) estimating the effects efficiently. Finally, our approach is used to analyze the temporal evolution of racial disparities in outcome after admission to an intensive care unit (ICU).
Drago Plecko
May 9, 2026cs.LG

When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneity

Federated learning (FL) is increasingly used to fine-tune foundation models (FMs) on distributed private data. The community largely assumes that large-scale pretraining serves as a 'rising tide that lifts all boats' in federated settings. However, our experiments reveal that these powerful priors can hinder rather than help the most disadvantaged clients under extreme heterogeneity. Through controlled experiments on federated text classification, we compare worst-client accuracy between TextCNN (2.7M parameters) and DistilBERT with Low-Rank Adaptation (LoRA, 66M parameters) across four Non-IID heterogeneity levels. Under extreme label skew (alpha = 0.1), DistilBERT+LoRA produces a worst-client accuracy gap of 50.1% -- 56% larger than TextCNN's 32.2% gap, despite having 25x more parameters and extensive pretraining. Under moderate heterogeneity (alpha >= 0.5), the pattern reverses: the FM nearly eliminates the gap. We call this the FM Fairness Paradox. We further show that an inverse-weighted LoRA aggregation method (FedAvgW) does not resolve the disparity, suggesting aggregation reweighting alone may be insufficient. Our results highlight the need for mechanisms that explicitly protect minority clients before deploying foundation models in high-stakes federated contexts such as healthcare and education.
Kiran Naseer, Umar Shoaib
May 9, 2026stat.ML

Survey-aware Machine Learning: A Guideline for Valid Population Health Inference based on Scoping Review

Machine Learning (ML) models trained on complex health surveys such as the National Health and Nutrition Examination Survey (NHANES) often ignore primary sampling units, stratification variables, and sampling weights. This practice violates the independence assumptions of standard evaluation methods. As a result, estimates become biased, uncertainty is underestimated, and fairness assessments fail to reflect population-level disparities. We propose Survey-aware Machine Learning (SaML), a nine-step guideline that incorporates survey design metadata across the ML lifecycle. Through a scoping review of 16 methodological papers, we summarize existing work on weighted model training, design-based cross-validation, and survey-adjusted performance evaluation. We also identify gaps in hyperparameter tuning and deployment. We provide task-specific guidance that clarifies which steps are required for different analytical objectives. SaML provides a checklist for valid population inference from survey data.
YongKyung Oh, Henry W. Zheng, Jeffrey Feng +1
May 9, 2026cs.CL

Explanation Fairness in Large Language Models: An Empirical Analysis of Disparities in How LLMs Justify Decisions Across Demographic Groups

Large language models (LLMs) are increasingly deployed not only to make decisions but to explain them. While AI decision fairness has been studied extensively, the fairness of AI explanations (whether LLMs justify decisions with equal quality, depth, tone, and linguistic sophistication across demographic groups) has received little attention. This paper introduces the Explanation Fairness Taxonomy (EFT), a framework comprising five formally defined, operationalizable dimensions: Verbosity Disparity, Sentiment Disparity, Epistemic Hedging Disparity, Decision-Linked Explanation Disparity, and Lexical Complexity Disparity. The taxonomy is instantiated in a controlled empirical study across 80 prompt templates, four consequential decision domains (hiring, medical triage, credit assessment, legal judgment), and five LLMs: GPT-4.1, Claude Sonnet, LLaMA 3.3 70B, GPT-OSS 120B, and Qwen3 32B. Two novel black-box metrics are introduced: the Hedging Density Score (HDS) and the Explanation Faithfulness Proxy (EFP), a heuristic indicator of decision-linked explanation variation. Across up to 400 prompt pairs, all eight EFT metrics show statistically significant disparities (Cohen's d ranging from small to large, all p_BH < 10^(-62)). Model choice is strongly associated with disparity magnitude: Qwen3 32B exhibits verbosity disparities 5.9x larger than LLaMA 3.3 70B. Two prompting-based mitigations show significant reductions in EFP disparity (78-95%) but no significant effect on stylistic dimensions, consistent with the hypothesis that stylistic explanation inequalities are encoded in pre-training distributions and are not resolvable through deployment-level instruction alone. A reproducible measurement framework is offered for explanation-level fairness auditing, with implications for AI regulation and deployment practice.
Gautam Veldanda
May 7, 2026cs.AI

Price of Fairness in Short-Term and Long-Term Algorithmic Selections

Algorithmic decision-making in high-stakes settings can have profound impacts on individuals and populations. While much prior work studies fairness in static settings, recent results show that enforcing static fairness constraints may exacerbate long-run disparities. Motivated by this tension, we study a stylized sequential selection problem in which a decision-maker repeatedly selects individuals, affecting both immediate utility and the population distribution over time. We introduce notions of group fairness for both the short and long term and theoretically analyze the trade-off between fairness and utility via the Price of Fairness (PoF). We characterize optimal and fair policies in the short term and show that the PoF can be large even when group distributions are nearly identical. In contrast, we show that long-term disparities can vanish under simple investment policies that achieve a low PoF. We also empirically validate these theoretical observations using both synthetic and real datasets.
Shahin Jabbari, Chen Wang
Apr 30, 2026cs.LG

Fair Dataset Distillation via Cross-Group Barycenter Alignment

Dataset Distillation aims to compress a large dataset into a small synthetic one while maintaining predictive performance. We show that as different demographic groups exhibit distinct predictive patterns, the distillation process struggles to simultaneously preserve informative signals for all subgroups, regardless of whether group sizes are mildly or severely imbalanced. Consequently, models trained on distilled data can experience substantial performance drops for certain subgroups, leading to fairness gaps. Crucially, these gaps do not disappear by merely correcting group imbalance, since they stem from fundamental mismatches in subgroup predictive patterns rather than from sample-size disparities alone. We therefore formally analyze the interaction between these two sources of bias and cast the solution as identifying a group-imbalance-agnostic barycenter of the predictive information that induces similar representations across all subgroups. By distilling toward this shared aggregate representation, we show that group fairness concerns can be reduced. Our approach is compatible with existing distillation methods, and empirical results show that it substantially reduces bias introduced by dataset distillation. Code is available at https://github.com/mhmoslemi/COBRA.
Mohammad Hossein Moslemi, Nima Hosseini Dashtbayaz, Zhimin Mei +2
Apr 30, 2026cs.LG

Differential Subgroup Discovery: Characterizing Where Two Populations Differ, and Why

We study the problem of understanding where two populations differ within a feature space, which we formalize in the concept of a differential subgroup: a subset of individuals from both populations who, despite sharing similar characteristics, exhibit exceptional differences in a target outcome. Differential subgroups reveal the regions of the feature space where population-level gaps are most pronounced and can help practitioners identify the covariate combinations that are structurally responsible for these differences, e.g.~in clinical analysis, model diagnostics, or treatment-effect studies. We introduce a general optimization objective for discovering differential subgroups and establish conditions under which the resulting subgroups admit a causal interpretation of population differences. We propose DiffSub, a gradient-based approach that discovers interpretable differential subgroups in tabular data. Across synthetic benchmarks, medical case studies, model-error analyses, and treatment-effect settings, DiffSub identifies informative subgroups that reveal where population differences arise and why.
Sascha Xu, Jilles Vreeken
Apr 25, 2026cs.LG

Robustness of Refugee-Matching Gains to Off-Policy Evaluation Choices

Previous research has investigated the potential of refugee matching for boosting refugee outcomes, first considered by Bansak et al. (2018). This paper demonstrates the stability of counterfactual impact evaluation results in the context of refugee matching in the United States using a range of off-policy evaluation methods. In order to estimate counterfactual impact and test the robustness of our results, we employ several evaluation methods, including inverse probability weighting (IPW) and multiple variants of augmented inverse probability weighting (AIPW). We also consider various modifications, including alternative modeling architectures and different assignment procedures. The impact estimates remain consistent in magnitude in all scenarios as well as statistically significant in most cases. Furthermore, the estimates are also consistent with the results originally presented in Bansak et al. (2018).
Kirk Bansak, Elisabeth Paulson, Dominik Rothenhäusler +3
Apr 21, 2026cs.HC

Beyond Semantic Similarity: A Component-Wise Evaluation Framework for Medical Question Answering Systems with Health Equity Implications

The use of Large Language Models (LLMs) to support patients in addressing medical questions is becoming increasingly prevalent. However, most of the measures currently used to evaluate the performance of these models in this context only measure how closely a model's answers match semantically, and therefore do not provide a true indication of the model's medical accuracy or of the health equity risks associated with it. To address these shortcomings, we present a new evaluation framework for medical question answering called VB-Score (Verification-Based Score) that provides a separate evaluation of the four components of entity recognition, semantic similarity, factual consistency, and structured information completeness for medical question-answering models. We perform rigorous reviews of the performance of three well-known and widely used LLMs on 48 public health-related topics taken from high-quality, authoritative information sources. Based on our analyses, we discover a major discrepancy between the models' semantic and entity accuracy. Our assessments of the performance of all three models show that each of them has almost uniformly severe performance failures when evaluated against our criteria. Our findings indicate alarming performance disparities across various public health topics, with most of the models exhibiting 13.8% lower performance (compared to an overall average) for all the public health topics that relate to chronic conditions that occur in older and minority populations, which indicates the existence of what's known as condition-based algorithmic discrimination. Our findings also demonstrate that prompt engineering alone does not compensate for basic architectural limitations on how these models perform in extracting medical entities and raise the question of whether semantic evaluation alone is a sufficient measure of medical AI safety.
Abu Noman Md Sakib, Md. Main Oddin Chisty, Zijie Zhang
Apr 21, 2026cs.CL

Disparities In Negation Understanding Across Languages In Vision-Language Models

Vision-language models (VLMs) exhibit affirmation bias: a systematic tendency to select positive captions ("X is present") even when the correct description contains negation ("no X"). While prior work has documented this failure mode in English and proposed solutions, negation manifests differently across languages through varying morphology, word order, and cliticization patterns, raising the question of whether these solutions serve all linguistic communities equitably. We introduce the first human-verified multilingual negation benchmark, spanning seven typologically diverse languages: English, Mandarin Chinese, Arabic, Greek, Russian, Tagalog, and Spanish. Evaluating three VLMs - CLIP, SigLIP, and MultiCLIP - we find that standard CLIP performs at or below chance on non-Latin-script languages, while MultiCLIP achieves the highest and most uniform accuracy. We also evaluate SpaceVLM, a proposed negation correction, and find that it produces substantial improvements for several languages - particularly English, Greek, Spanish, and Tagalog - while showing varied effectiveness across typologically different languages. This variation reveals that linguistic properties like morphology, script, and negation structure interact with model improvements in fairness-relevant ways. As VLMs are deployed globally, multilingual benchmarks are essential for understanding not just whether solutions work, but for whom.
Charikleia Moraitaki, Sarah Pan, Skyler Pulling +3
Apr 16, 2026cs.AI

Perspective on Bias in Biomedical AI: Preventing Downstream Healthcare Disparities

Healthcare disparities persist across socioeconomic boundaries, often attributed to unequal access to screening, diagnostics, and therapeutics. However, this perspective highlights that critical biases can emerge much earlier, during data collection and research prioritization, long before clinical implementation, particularly in studies focused on molecular and omics data. A vast number of studies focus on collecting omics data, but the demographic information associated with these datasets is often not reported, and when it is reported, it reveals substantial biases. An automated analysis of 4514 PubMed-indexed omics publications from 2015 to 2024, examining reporting across multiple demographic dimensions, reveals limited reporting overall; for example, only 2.7% of studies report ancestry or ethnicity information and geographic origin reporting is limited to 2.5%. Analysis of large-scale datasets commonly used for model training, such as CellxGene and GEO, reveals substantial population bias where European-ancestry data dominates. As biomedical foundation models become central to biomedical discovery with a paradigm in which base models are pretrained on large datasets and reusing them repeatedly for many different downstream tasks, they risk perpetuating or amplifying these early-stage biases, leading to cascading inequities that regulatory interventions cannot fully reverse. We propose a community-wide focus on three foundational principles: Provenance, Openness, and Reliability through Evaluation Transparency. Together, these principles can help make biases and limitations more visible to model developers and users, supporting more informed model development, evaluation, and deployment decisions in biomedical AI.
Michal Rosen-Zvi, Yoav Kan-Tor, Michael Danziger +6
Mar 24, 2026cs.CY

PopResume: Causal Fairness Evaluation of LLM/VLM Resume Screeners with Population-Representative Dataset

We present PopResume, a population-representative resume dataset for causal fairness auditing of LLM- and VLM-based resume screening systems. Unlike existing benchmarks that rely on manually injected demographic information and outcome-level disparities, PopResume is grounded in population statistics and preserves natural attribute relationships, enabling path-specific effect (PSE)-based fairness evaluation. We decompose the effect of a protected attribute on resume scores into two paths: the business necessity path, mediated by job-relevant qualifications, and the redlining path, mediated by demographic proxies. This distinction allows auditors to separate legally permissible from impermissible sources of disparity. Evaluating four LLMs and four VLMs on PopResume's 60.8K resumes across five occupations, we identify five representative discrimination patterns that aggregate metrics fail to capture. Our results demonstrate that PSE-based evaluation reveals fairness issues masked by outcome-level measures, underscoring the need for causally-grounded auditing frameworks in AI-assisted hiring.
Sumin Yu, Juhyeon Park, Taesup Moon
Mar 17, 2026cs.CL

Social Simulacra in the Wild: AI Agent Communities on Moltbook

As autonomous LLM-based agents increasingly populate social platforms, understanding the dynamics of AI-agent communities becomes essential for both communication research and platform governance. We present the first large-scale empirical comparison of AI-agent and human online communities, analyzing 73,899 Moltbook and 189,838 Reddit posts across five matched communities. Structurally, we find that Moltbook exhibits extreme participation inequality (Gini = 0.84 vs. 0.47) and high cross-community author overlap (33.8% vs. 0.5%). In terms of linguistic attributes, content generated by AI-agents is emotionally flattened, cognitively shifted toward assertion over exploration, and socially detached. These differences give rise to apparent community-level homogenization, but we show this is primarily a structural artifact of shared authorship. At the author level, individual agents are more identifiable than human users, driven by outlier stylistic profiles amplified by their extreme posting volume. As AI-mediated communication reshapes online discourse, our work offers an empirical foundation for understanding how multi-agent interaction gives rise to collective communication dynamics distinct from those of human communities.
Agam Goyal, Olivia Pal, Hari Sundaram +2
Jan 19, 2026cs.CL

Tracing the Latent Threads: A Mechanistic Study of How LLMs Represent and Operationalize Race and Ethnicity Cues

Large language models (LLMs) increasingly operate in high-stakes settings where demographic attributes such as race and ethnicity may be explicitly stated or implicitly suggested through textual cues. However, existing studies primarily document outcome-level disparities, offering limited insight into internal mechanisms underlying these effects. We present a mechanistic study of how race and ethnicity cues are represented and operationalized within LLMs. Using two publicly available datasets spanning toxicity-related generation and clinical narrative understanding tasks, we analyze three open-source models with a reproducible interpretability pipeline combining probing, neuron-level attribution, and targeted intervention. We find that sensitivity to demographic cues is distributed across internal units and varies substantially across models. These units often align with entangled semantic facets, including explicit group labels, geography, language, culture, and associations related to stereotypes. Interventions on selected units can change some biased prediction patterns, but substantial residual effects remain, suggesting that effective mitigation requires understanding distributed, task-specific mechanisms rather than manipulating a small set of identified neurons alone. Code: https://github.com/LARK-NLP-Lab/LLM-Bias-Interpretability.
Shiyue Hu, Ruizhe Li, Yanjun Gao
Oct 20, 2025cs.CL

Zoom In Disparities in Healthcare LLM Q&A

Equitable access to reliable health information is vital when integrating AI into healthcare. Yet, information quality varies across languages, raising concerns about the reliability and consistency of multilingual Large Language Models (LLMs). We systematically examine cross-lingual disparities in pre-training source and factuality alignment in LLM answers for multilingual healthcare Q&A across English, German, Turkish, Chinese (Mandarin), and Italian. We (i) constructed Multilingual Wiki Health Care (MultiWikiHealthCare), a multilingual dataset from Wikipedia; (ii) analyzed cross-lingual healthcare coverage; (iii) assessed LLM response alignment with these references; and (iv) conducted a case study on factual alignment through the use of contextual information and Retrieval-Augmented Generation (RAG). Our findings reveal substantial cross-lingual disparities in both Wikipedia coverage and LLM factual alignment. Across LLMs, responses align more with English Wikipedia, even when the prompts are non-English. Providing contextual excerpts from non-English Wikipedia at inference time effectively shifts factual alignment toward culturally relevant knowledge. These results highlight practical pathways for building more equitable, multilingual AI systems for healthcare.
Ipek Baris Schlicht, Burcu Sayin, Zhixue Zhao +5
Aug 16, 2025cs.LG

FAIRVAR: Fair Federated Learning via Variance Regularization

Federated learning (FL) allows collaborative training of machine learning models across multiple parties without sharing raw data. However, heterogeneous data can cause some clients to have disproportionate influence on the global model, leading to disparities in their performance. Fairness, understood as reducing these disparities, is therefore a crucial concern in FL and has been addressed in various ways. We studied performance equitable fairness in FL, where the goal is to minimize performance disparities across clients. We evaluated several existing fairness-aware methods and introduce here a new gradient-variance-regularized method, implemented in two variants: FairGrad (approximate) and FairGrad* (exact). We theoretically characterize the connections between these methods and, empirically, on heterogeneous benchmarks, show that FairGrad and FairGrad* consistently improve fairness by reducing variance in client accuracies, while maintaining competitive or improved mean performance compared to existing fairness-aware baselines.
Zahra Kharaghani, Ali Dadras, Tommy Löfstedt
May 21, 2025cs.LG

Kernel PCA for Out-of-Distribution Detection: Non-Linear Kernel Selection and Approximation

Out-of-Distribution (OoD) detection is vital for the reliability of deep neural networks, the key of which lies in effectively characterizing the disparities between OoD and In-Distribution (InD) data. In this work, such disparities are exploited through a fresh perspective of non-linear feature subspace. That is, a discriminative non-linear subspace is learned from InD features to capture representative patterns of InD, while informative patterns of OoD features cannot be well captured in such a subspace due to their different distribution. Grounded on this perspective, we exploit the deviations of InD and OoD features in such a non-linear subspace for effective OoD detection. To be specific, we leverage the framework of Kernel Principal Component Analysis (KPCA) to attain the discriminative non-linear subspace and deploy the reconstruction error on such subspace to distinguish InD and OoD data. Two challenges emerge: (i) the learning of an effective non-linear subspace, i.e., the selection of kernel function in KPCA, and (ii) the computation of the kernel matrix with large-scale InD data. For the former, we reveal two vital non-linear patterns that closely relate to the InD-OoD disparity, leading to the establishment of a Cosine-Gaussian kernel for constructing the subspace. For the latter, we introduce two techniques to approximate the Cosine-Gaussian kernel with significantly cheap computations. In particular, our approximation is further tailored by incorporating the InD data confidence, which is demonstrated to promote the learning of discriminative subspaces for OoD data. Our study presents new insights into the non-linear feature subspace for OoD detection and contributes practical explorations on the associated kernel design and efficient computations, yielding a KPCA detection method with distinctively improved efficacy and efficiency.
Kun Fang, Qinghua Tao, Mingzhen He +6
Date pendingcs.LG

Decomposing Discrimination: Causal Mediation Analysis for AI-Driven Credit Decisions

Statistical fairness metrics in AI-driven credit decisions conflate two causally distinct mechanisms: discrimination operating directly from a protected attribute to a credit outcome, and structural inequality propagating through legitimate financial features. We formalise this distinction using Pearl's framework of natural direct and indirect effects applied to the credit decision setting. Our primary theoretical contribution is an identification strategy for natural direct and indirect effects under treatment-induced confounding -- the prevalent setting in which protected attributes causally affect both financial mediators and the final decision, violating standard sequential ignorability. We show that interventional direct and indirect effects (IDE/IIE) are identified under the weaker Modified Sequential Ignorability assumption, and prove that IDE/IIE provide conservative bounds on the unidentified natural effects under monotone indirect treatment response. We propose a doubly-robust augmented inverse probability weighted (AIPW) estimator for IDE/IIE with semiparametric efficiency properties, implemented via cross-fitting. An E-value sensitivity analysis addresses residual confounding on the direct pathway. Empirical evaluation on 89,465 real HMDA conventional purchase mortgage applications from New York State (2022) demonstrates that approximately 77% of the observed 7.9 percentage-point racial denial disparity operates through financial mediators shaped by structural inequality, while the remaining 23% constitutes a conservative lower bound on direct discrimination. The open-source CausalFair Python package implements the full pipeline for deployment at resource-constrained financial institutions.
Duraimurugan Rajamanickam