Regularization Methods

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Latest in Regularization Methods

Sep 15, 2026cs.LG

Coupled Calibration and Learning: Mitigating Teacher Bias in LLM Distillation without Target-Domain Reward Feedback

Large language model (LLM) distillation aims to transfer the capabilities of a powerful teacher to a smaller student. Direct imitation, however, can also transfer the teacher's systematic bias and errors. This challenge is particularly pronounced under covariate shift, when the teacher's reliability on target questions is uncertain and target-domain reward feedback is unavailable. We propose Coupled Calibration and Learning (CCL), an LLM distillation algorithm that couples teacher calibration with student updates through token-level branching, using reward feedback only on source questions. Each iteration calibrates the teacher using source feedback and then uses the calibrated teacher to train the student on target questions. The updated student, in turn, informs subsequent calibration. In an autoregressive policy framework, we prove that the output student's expected average Kullback-Leibler divergence to the oracle student converges to zero at a polynomial rate in the number of iterations. The oracle maximizes the true reference-regularized target reward within the student class, which need not represent the unrestricted optimal policy. Our analysis quantifies the progress of projected student gradient updates while controlling the error in teacher calibration. We further establish a separation from regularized direct matching: its error relative to the oracle student can remain bounded away from zero even when the teacher achieves higher regularized target reward than every student policy. These results demonstrate that LLM distillation can overcome persistent teacher bias and recover the optimal student through coupled calibration and learning, without target-domain reward feedback.
Haichen Hu, Yuheng Zhang, David Simchi-Levi
Sep 14, 2026quant-ph

Towards Surrogate Based Dequantization of Quantum Reinforcement Learning

In recent years, the utility of parameterized quantum circuits as function approximators has been widely studied. In the context of reinforcement learning, this approach has led to variational quantum algorithms such as quantum Q-learning. While these methods show promising empirical results, and can provide provable advantages for artificial problems, it remains unclear whether they can provide a provable quantum advantage over classical approaches for problems of practical relevance. A natural way to investigate this question is through the lens of dequantization: The construction of efficient classical algorithms capable of matching the performance of quantum variational methods. Building on recent kernel-based dequantization results for supervised learning, we take steps towards extending this surrogate-based dequantization program to reinforcement learning. Specifically, we study the simplified setting of reinforcement learning with a uniform generative model in which uniformly random state-action samples are available, which models the regime of sampling from a large experience replay buffer after sufficient exploration. Within this setting, we provide finite sample guarantees for classical kernelized Fitted Q-Iteration, with classical kernels designed to match the inductive bias of particular parameterized quantum circuits. Using these results, we then provide a set of sufficient conditions, on the data-encoding strategy of a parameterized quantum circuit, the corresponding classical kernel, and the problem structure, under which kernelized Fitted Q-Iteration provides a meaningful dequantization of quantum Q-learning, in this simplified setting. Apart from providing rigorous dequantization guarantees when these conditions are met, these results also motivate the use of kernelized fitted Q-iteration as a dequantization heuristic when these sufficient conditions cannot be verified.
Pablo Rodriguez-Grasa, Sofiene Jerbi, Mikel Sanz +1
Sep 14, 2026cond-mat.stat-mech

Bridging Control, Inference, Transport, and Thermodynamics: From Theory to Applications in Learning

The last decade has seen the development of powerful methods for learning complex structure from high-dimensional data. These advances have brought to the foreground fundamental connections between subdisciplines of physics, applied mathematics, and machine learning. In this review, we bring together some of these ideas, often expressed in different languages, to highlight a conceptual thread that links five distinct fields: control theory, optimal transport, probabilistic inference, non-equilibrium thermodynamics, and machine learning. A common theme is the optimization of free-energy-like functionals under dynamical or statistical constraints. We offer a guided tour through this thread and present selected applications in reinforcement learning, variational inference, and generative modeling. The review does not assume prior familiarity with these topics, and begins with principles originating from physics.
Emmy Blumenthal, Nikolas Claussen, Benjamin Eysenbach +4
Sep 14, 2026cs.LG

Information-Induced Training Geometry: Exact Reduction, Canonical Completion, and Structured Expressivity

Training data constrains optimizer geometry through the covectors visible to a declared information channel. We study how such partial information determines a full positive cometric relative to a reference and which degrees of freedom remain unidentified. Our central result resolves full-column-rank positive-definite compression under affine-invariant Riemannian geometry. The compression map is a split-Hadamard metric submetry and admits an explicit unique completion that is the affine-invariant nearest full geometry realizing a visible target and yields exact full-to-visible variational reduction. When the channel moves, the completions form a gauge-invariant rank stratification of the positive-definite cone. Its closed-form pullback pair metric separates visible-metric motion from subspace rotation through a reference-mismatch weight, yields an explicit positive-semidefinite multi-direction Gram matrix, and exposes the precise singularity of reference-valued modes. The mechanism is explained by a metric theorem equating ball submetry, attained fiber distance, and lossless reduction of every monotone radial visible decision problem. A smooth split-Hadamard theorem supplies coherent information sheets, proximal commutation, and solution-wise gradient-flow lifting. The positive-definite realization also gives closed-form prior-data shrinkage. Diagonal and block optimizer families reduce to relative-interior conic image tests with valid facial certificates, while deterministic and finite-sample bounds quantify recovery of the visible geometry and its subspace. Together these results characterize exact reduction, reference-dependent completion, and structured expressivity for the stated finite-dimensional affine-invariant model.
Zavier Li
Sep 12, 2026cs.AI

A Unified Per-Token Gating Family for On-Policy Distillation: FKL/RKL Mixing with Multi-Channel and Bias Coefficients

Per-token gating of forward/reverse KL losses has become a standard technique for on-policy knowledge distillation (OPD), but existing methods such as EOPD (Jin et al., 2026) and ToDi (Jung et al., 2025) each fix a single gating signal and a single gating direction, and the two have never been compared directly. We introduce a four-coefficient parameterization lambda_t = sigma(a * h_t + b * u(x) + c + d * gap_t) in which direction-aligned proxies of EOPD and ToDi appear as one-dimensional (1D) restrictions, and which adds multi-channel composition and an explicit bias as further degrees of freedom. On TweetEval (Barbieri et al., 2020) emotion and hate, with a Qwen3-32B teacher and a Qwen3-4B student, configurations in the full family reach higher accuracy than the matched-magnitude single-channel (entropy-only / gap-only) 1D restrictions in 33 of 36 comparable cells, and a 26-cell mean-match isolation experiment places dynamic gating ahead of effective-KL-matched static baselines in 19 of 26 cells. Because cells share training data, models, and parameter substructure, we report both counts as exploratory aggregate directional evidence rather than as independent hypothesis tests. Targeted three-seed paired replications of the nine headline comparisons singled out by that sweep -- including a third task, offensive -- are directionally consistent, but individually smaller than the single-seed estimates and not significant at n=3. We therefore present the parameterization primarily as a shared coordinate system for comparing per-token gating designs in short-output classification OPD.
Suwan Wu, Yumeng Lin, Pengcheng Yuan +1
Sep 11, 2026cs.LG

Local Robustness Quantification for Naive Bayes Classifiers and Generative Forests: a General Approach

We provide methods for calculating the robustness of the predictions of two types of generative classifiers whose underlying distribution is a Probabilistic Graphical Model (PGM): naive Bayes classifiers and generative forests (a probabilistic extension of random forests). Following the paradigm of robustness quantification, we define the robustness of a prediction as the extent to which the distribution of the classifier can be perturbed without changing this prediction. We consider perturbations obtained by varying the local models of the PGMs within general neighborhoods and focus in particular on epsilon-contamination, total variation distance and chi-squared divergence balls. We test our methods on benchmark datasets, demonstrate that the robustness value of a prediction serves as an indicator for its trustworthiness and compare our approach with other such indicators.
Adrián Detavernier, Jasper De Bock
Sep 11, 2026cs.LG

How Wrong Can a Good Predictor Be? Diverging Updates with Vanishing Predictive KL

Accurate posterior prediction need not require accurate approximation of Bayesian updates. We prove that an unbounded gap between the update maps can coexist with vanishing predictive KL for every fixed finite K2K\ge2 in a stationary symmetric Gaussian HMM. Exact Bayesian mixing and an explicit deterministic radial filter act on the same K1K-1 belief coordinates. As q0+q\to0^+, their separation in centered logits in the worst case grows at least linearly in the natural confidence scale LK(q)L_K(q), while their categorical DKL(exactradial)D_{\mathrm{KL}}(\mathrm{exact}\|\mathrm{radial}) vanishes at the same explicit witness. Along stationary HMM trajectories, the expected terminal KL between filtered posteriors also converges to zero at H(q)=log(q)/c+1H(q)=\lceil-\log(q)/c\rceil+1. Typical blocks without switches drive both filters into a common confidence cone, where softmax curvature suppresses their disagreement; a single Gaussian maximal event controls adaptive noise. A sweep with equally spaced Gaussians over K{2,4,8}K\in\{2,4,8\} illustrates the opposing trends, and binary controls at long horizons compare saturating and nonsaturating recurrences. The result isolates two missing links between internal update gaps and predictive cost: the contribution of separating states to expected loss and decoder sensitivity. Thus even an unbounded internal update gap does not by itself certify predictive failure. The construction is fixed in KK and does not provide a universal criterion for when compression is harmless or characterize when internal gaps must incur task loss.
Qifu Wen, Shuaijun Liu, Zihan Zhou +2
Sep 10, 2026cs.LG

Data Scarcity and Model Sparsity: Mixtures-of-Experts Overfit More to Repeated Data

As the supply of human-written text is exhausted, it has become standard practice to repeat language model training data. Prior work has studied data repetition for densely activated Transformers, but the effects of data repetition remains largely unexplored for recently dominant sparse architectures such as Mixture-of-Experts (MoE), despite their increased compute efficiency. We vary data repetition rates across single- and multi-domain data mixes, and across MoE settings, including expert count and granularity. We consistently find, for models ranging from 80M to 1B active (8.5B total) parameters, that MoEs degrade more rapidly under data repetition. This effect increases with sparsity, dictated by total rather than active parameters. While 80M dense models can repeat data over 8x with minimal degradation, MoEs instead begin to suffer at 4x, and deteriorate rapidly, ceding their performance benefits in all-unique data settings to underperform dense models after 32x. We experiment with existing regularization methods as a potential remedy. We find that some methods, such as dropout, can mitigate overfitting. In particular, with strong masking-based regularization, MoEs are able to outperform dense models even when data is repeated more than 64 times. However, no method fully matches the performance of all-unique training data. Finally, we analyze internal mechanisms correlated with MoE overfitting in high repetition regimes, and find that MoE routing universally stabilizes early in training, and that expert specialization correlates with overfitting to repeated data. In sum, our work addresses the adverse interactions between sparsity and data repetition: we present evidence for the core mechanisms of overfitting and its potential remediation, and suggest promising avenues for future methods to reduce over-specialization in model parameters by disrupting memorization patterns.
Atindra Jha, Margaret Li, Jure Leskovec +2
Sep 9, 2026stat.ME

Likelihood-free inference with nuisance parameters through normalizing flows

We present a simple decomposition of a neural-network-based normalizing flow that naturally uncovers a pivotal statistic (or something close) in the presence of nuisance parameters, based only on a sample generator from the distribution of interest. We show that the statistic is near-pivotal in the sense of minimum average KL-divergence of its pp-values versus uniform and we argue that it can be expected to have good power when the dimension of the statistic equals the dimension of the parameter. It is able to incorporate prior knowledge about group invariances such as translation and scale. It can discover the one-sample tt-test almost exactly, outperforms the Welch test in terms of worst-case size over a constrained variance-ratio range and achieves good calibration on partial biserial correlations, while showing higher power (and being much faster) on small-to-moderate samples than profile likelihood-ratio techniques.
Phil Assheton
Sep 9, 2026cs.CV

Isotropic Embedding Perturbations for Robust Vision Language Encoders

Data augmentation is fundamental to training modern deep vision and multimodal models. While individual methods, such as RandAug, CutMix, Mixup, RandErase, and DropPath, offer strong regularization effects, their combined use has saturated in performance due to overlapping functionalities, and aggressive pixel-level manipulations may disrupt delicate cross-modal alignment. This saturation motivates the search for a new augmentation axis within the embedding space rather than the input space. We introduce Aether, a simple plug-in method that applies diffusion-style random perturbations in the embedding space via controlled alpha-mixing, specifically designed to provide isotropic regularization that remains semantically consistent. Inspired by feature-space perturbations in language models and image degradation in generative pretraining, Aether induces mild yet effective perturbations that smooth the representations without compromising the fine-grained structural information required for strong vision-language encoders. Across diverse architectures and across multiple recognition tasks, Aether delivers consistent gains over the advanced recipe combining CutMix, Mixup, DropPath, and RandAug---a level of improvement rarely observed with modern augmentation alternatives. Notably, Aether demonstrates superior effectiveness in multi-modal alignment, succeeding where traditional pixel-space augmentations fail by providing a stable, isotropic regularization signal that respects the integrity of the high-dimensional feature space.
Hyesong Choi, Daeun Kim, Song Park +5
Sep 9, 2026stat.ME

Dynamical Non-compensatory Multidimensional IRT Model Using Variational Approximation

Multidimensional item response theory (MIRT) is a statistical test theory that precisely estimates multiple latent skills of learners from the responses in a test. Both compensatory and non-compensatory models have been proposed for MIRT: the former assumes that each skill can complement other skills, whereas the latter assumes they cannot. This non-compensatory assumption is convincing in many tests that measure multiple skills; therefore, applying non-compensatory models to such data is crucial for achieving unbiased and accurate estimation. In contrast to tests, latent skills will change over time in daily learning. To monitor the growth of skills, dynamical extensions of MIRT models have been investigated. However, most of them assumed compensatory models, and a model that can reproduce continuous latent states of skills under the non-compensatory assumption has not been proposed thus far. To enable accurate skill tracing under the non-compensatory assumption, we propose a dynamical extension of non-compensatory MIRT models by combining a linear dynamical system and a non-compensatory model. This results in a complicated posterior of skills, which we approximate with a Gaussian distribution by minimizing the Kullback-Leibler divergence between the approximated posterior and the true posterior. The learning algorithm for the model parameters is derived through Monte Carlo expectation maximization. Simulation studies verify that the proposed method is able to reproduce latent skills accurately, whereas the dynamical compensatory model suffers from significant underestimation errors. Furthermore, experiments on an actual data set demonstrate that our dynamical non-compensatory model can infer practical skill tracing and clarify differences in skill tracing between non-compensatory and compensatory models.
Hiroshi Tamano, Daichi Mochihashi
Sep 9, 2026stat.ML

FlowCPO: A Unified Divergence View of Preference Alignment for Flow Models

Preference alignment for flow and diffusion models now spans online reinforcement learning and offline preference optimization, but the relation between these methods remains unclear. In particular, existing forward-process alignment methods require fresh samples from the current model, while offline methods based on fixed preference pairs rely primarily on positive-only fine-tuning or DPO-style likelihood-ratio surrogates. We organize these approaches through a divergence-based framework and introduce FlowCPO, an offline forward-KL objective that uses both preferred and dispreferred samples without online rollouts. For linear interpolation, we show under explicit regularity conditions that the forward-KL objective is bounded by a contrastive flow matching loss, yielding a tractable surrogate on fixed data. We further show that this loss is nonnegative, whereas the signed regression loss of simplified FlowDPO can be unbounded below. In the in-domain setting, FlowCPO achieves higher mean GenEval and OCR scores than the evaluated baselines, reaching 0.84 and 0.87 versus 0.81 and 0.74 for FlowDPO at CFG 3.0. In the out-of-domain setting, the results are mixed, with the best GenEval result but lower reward scores than RFT on several metrics.
Yansen Han, Shengyi Liao, Peng Sun +4
Sep 9, 2026cs.LG

Beyond Conventional Federated Learning via High-Order Regularization

Federated clients that perform several local optimization steps can return parameter displacements with widely different magnitudes. The quadratic regularization of FedProx grows linearly with displacement and therefore offers limited control over the contrast between ordinary and unusually large client movements. We here introduce HiFedProx, which replaces the quadratic penalty with a scale-matched power-type regularizer indexed by p2p\geq2. All powers have the same regularization-gradient magnitude at a reference displacement RR, while every p>2p>2 gives a weaker response below RR and a stronger response above it. An exact affine reference calculation shows that increasing pp compresses relative displacement disparities, although very large powers approach fixed-radius behavior and increase local curvature. HiFedProx combines this geometry with finite-budget stochastic client optimization and same-minibatch Armijo backtracking. In paired five-seed experiments on a frozen 60-writer FEMNIST subset, a common-parameter study over p{2,3,4,5,6,7,8}p\in\{2,3,4,5,6,7,8\} shows similar clean-training performance but substantial gains under composite stress. The lowest moderate- and severe-stress losses occur at p=7p=7 and p=6p=6, improving over p=2p=2 by 11.44%11.44\% and 23.16%23.16\%, respectively. Although displacement-tail ratios continue to decrease through p=8p=8, predictive performance peaks in an intermediate range and Armijo trial cost increases with pp. These results indicate that the exponent should be calibrated rather than maximized. In our experiments, p=5p=5--77 provides the most useful range.
Alireza Kabgani, Masoud Ahookhosh
Sep 9, 2026stat.ML

Why Learning Rediscovers the Closed-Form Diagonal Regularizer

We identify a diagonal saturation principle in modal inverse problems: when truncation noise is isotropic, the Bayes-optimal Tikhonov shape is a closed-form power law Gamma_k proportional to lambda_k^|s| set by the prior alone, independent of the domain. Berry's random-wave conjecture decorrelates the truncation noise across modes, and Weyl's eigenvalue counting law supplies enough modes for the conclusion to survive empirical Berry violations. Together they predict an approximately flat loss landscape across the per-mode family, leaving narrow scope for a diagonal regularizer to robustly beat the closed form. On FEM-simulated acoustic rooms, the closed form is near-optimal relative to per-room oracle tuning across observation windows, and three diagonal architectures trained on the same data match its reconstruction error within 1 pp despite learning qualitatively different spectra. The framework extends to heat diffusion via a known exponential Green's function correction with no new free parameters. Saturation is restricted to the diagonal family: Learned Iterative Ridge crosses the boundary by exploiting cross-mode coupling, locating where learning starts to help.
Jeahn Han, Pyojin Kim
Sep 8, 2026stat.ML

Mode Coverage in Normalizing Flow Boltzmann Generators via Log-Ratio Variation

Normalizing flow Boltzmann generators retain a tractable pushforward density, but training with forward KL depends on target samples that may be biased or omit modes. As a result, a flow can miss target mass while its observed importance weights give a high effective sample size. We introduce the log-ratio variation \Xω\X_ω, the mean absolute pairwise difference of the target-to-pushforward log-density ratio under a weighting measure ωω, and use it to define KLXX, a new loss function. Two log-ratio variations are added to the forward KL (denoted by the two X's): one weighted by the target to improve accuracy, the other by a mixture of quench and temper samples with pushforward samples to search candidate modes. We derive the Fisher--Rao gradient flow of KLXX, where both variations contribute nonpositive dissipation, and a fixed-surrogate error bound for KLXX. We use KLXX in an adaptive-staging Boltzmann generator, with importance reweighting at every stage. We bound the sampling error of its inference scheme when the stage weights are essentially bounded, and prove it asymptotically unbiased in the sample size. In the numerical tests, KLXX improves mode coverage over forward KL. It also improves the generator's per-stage diagnostics against the loss that built the schedule. The observables the generator recovers are close to independent references. The log-ratio variations thus supply information that the forward KL loss usually omits.
Qi Feng, Rongjie Lai, Di Qi +1
Sep 8, 2026cs.LG

Explaining f-Divergence-Based Regularization via Local Curvature and Sharpness-Aware Minimization

Divergence-based regularization and Sharpness-Aware Minimization (SAM) are two prominent approaches for improving generalization in deep learning, both motivated by robustness to perturbations. However, their relationship has remained largely unexplored. Building on classical second-order expansions of ff-divergences, we show that the two methods are locally consistent under parameter-space perturbations: both induce curvature-sensitive penalties, with divergence regularization yielding a Fisher-weighted quadratic form and SAM penalizing sharpness through the dominant Hessian eigenvalue. For negative log-likelihood objectives with exponential-family output distributions, this correspondence becomes especially transparent, since the Fisher and Gauss-Newton matrices coincide. We further show that the same local geometric perspective extends to input-space perturbations, where divergence-based regularization is defined through transformations of the input. In this setting, the regularizer induces a pullback quadratic form on the input space, providing a more general perturbation framework than standard SAM while preserving the same local sensitivity interpretation. To validate the analysis empirically, we use the asymmetric αα-skew Jensen-Shannon divergence (JSD) family as a controlled testbed. Its local curvature coefficient scales as α(1α)α(1-α) and is maximized at the symmetric point α=12α=\tfrac12, which recovers the standard JSD. Loss-landscape visualizations in the input-perturbation regime show that stronger induced curvature penalization is associated with flatter local minima. Experiments on four benchmark datasets further demonstrate that both accuracy and negative log-likelihood are consistently best near this regime of maximal curvature penalization.
Nour Jamoussi, Marios Kountouris
Sep 8, 2026cs.LG

Entropy-Regularized Rank-Masked Policy Optimization for Test-Time Reinforcement Learning in Code Generation

Existing methods for test-time reinforcement learning (TTRL) derive rewards from answer-level self-voting on unlabeled test-time tasks with canonical answers, but this breaks down for code generation because programs cannot be compared by surface form and therefore do not directly provide a usable training signal. To make TTRL applicable to code generation, we propose probe-driven TTRL, which constructs output-free probe inputs from the problem statement, executes candidate programs on these probes, and defines a Probe Consensus Reward (PCR) from the resulting behavioral agreement. PCR provides a behavioral training signal for open-vocabulary programs, but it is not a fully reliable verifier and remains susceptible to reward hacking through spurious consensus. We therefore introduce Entropy-Regularized Rank-Masked Policy Optimization (ERPO), which converts low PCR into conservative negative updates through rank masking and controls policy drift with an entropy ceiling. On coding benchmarks, ERPO substantially improves pass@1 and pass@k in both in-domain adaptation and zero-shot transfer.
Jiacheng Xu, Feng Chen, Xiuneng Xu +1
Sep 8, 2026stat.ML

Tensor Network Moral Graph Recovery of Discrete Probability Distributions

We present a method for recovering the moral graph of a causal DAG from a probability distribution over discrete variables, using fully connected tensor networks (FCTNs) with nuclear-norm-regularized bond corrections. Each bond matrix is parameterized as a baseline all-ones matrix plus a low-rank correction Cij=UijVijC_{ij} = U_{ij}V_{ij}^\top, and the nuclear norm of the correction implemented via the variational Frobenius norm penalty on the factors drives unnecessary bonds to zero. We prove that under faithfulness, positivity, and a no-implicit-rerouting assumption on the local tensor architecture, \textbf{every} optimal FCTN with zero reconstruction error ε=0\varepsilon = 0 has effective graph exactly equal to the moral graph. For the approximate regime (ε>0\varepsilon > 0), we provide explicit recovery bounds using the Fannes-Audenaert continuity of conditional mutual information, and derive a sufficient condition on the regularization parameter ββ. The effective graph is read directly from the optimized bond matrices.
Á. Troyano Olivas, Chi-Hang Fred Fung, Hans H. Brunner +2
Sep 8, 2026cs.CL

Global Divergence, Local Convergence: Representation Geometry in SSMs and Transformers

Recent state-space models (SSMs) such as Mamba achieve language modeling performance comparable to transformers despite relying on fundamentally different architectures. This raises an important question: how do these structural differences influence the geometry and functional nature of their internal representations? We study this question through a multi-scale analysis of representations in transformers, SSMs, and hybrid architecture. First, we find that SSMs distribute their representational information evenly across all dimensions, whereas transformer representations are heavily dominated by a single principal direction. By evaluating hybrid architectures, we observe that the representation space becomes increasingly skewed toward a single dominant direction after each attention layer. Next, we explore how the different geometric spread of representations impacts representational capacity through compressibility. Surprisingly, we find that despite their contrasting geometric structures, both architectures exhibit tightly matched effective capacities. We further investigate whether this skewed geometry affects how concepts are encoded. Using rank-constrained probes, we demonstrate that both architectures encode concepts in subspaces of surprisingly similar dimensionality. Furthermore, we demonstrate that the transformers' dominant principal direction does not inherently encode more conceptual information. Finally, we zoom in and examine the alignment between manifolds, either by analyzing representations of specific topics or by looking at the nearest neighborhoods of tokens, and find that they are highly aligned. Ultimately, our analysis suggests that while transformers and SSMs induce different usage of latent space, they display a striking functional convergence at the level of local semantic manifolds.
Amit Ben-Artzy, Roy Schwartz
Sep 8, 2026cs.CV

CAR-MIL: Counterfactual Attention Regularization for Multiple Instance Learning

Multiple Instance Learning (MIL) is widely used for weakly supervised learning, particularly in digital pathology, where fine-grained annotations are costly. Most MIL methods aggregate instance features via attention mechanisms. However, attention weights do not always faithfully reflect instance importance and may focus on spuriously correlated regions. In this work, we propose CAR-MIL, a framework that explicitly guides attention learning through a counterfactual attention regularization objective inspired by counterfactual explanations. Built on a standard attention-based MIL architecture, our approach introduces a lightweight counterfactual attention branch trained to produce an alternative prediction while remaining close to the factual attention distribution. This encourages prediction changes to arise from minimal, structured redistributions of attention, leading to more informative evidence allocation. The resulting factual and counterfactual attention maps capture complementary evidence: the former highlights regions supporting the prediction, while the latter reveals regions whose reweighting would challenge it. We evaluate our method on synthetic MIL benchmarks with instance-level ground truth enabling controlled analysis of attention behavior and on five digital pathology datasets across four tasks. CAR-MIL maintains competitive classification performance, with the largest gains observed on more challenging tasks, while improving attention reliability, demonstrating the benefits of integrating counterfactual explainability reasoning into attention learning. Code is available at: https://github.com/ImaneCR/CAR-MIL/.
Imane Chraki, Pierre Marza, Stergios Christodoulidis +1
Sep 8, 2026q-bio.BM

PocketVE: Stable and Property-Guided Structure-Based Drug Design with Variance-Exploding Diffusion

Protein-conditioned 3D molecule generation is a central challenge in structure-based drug design, requiring a balance between pocket compatibility, molecular properties, and physical geometry. We propose \textbf{PocketVE}, a protein-pocket-conditioned variance-exploding (VE) diffusion framework that couples stable coordinate denoising with inference-time property guidance. Specifically, PocketVE combines an EDM-style training and sampling setup for 3D denoising, classifier-free guidance for multi-property steering without external property classifiers, and adaptive protein perturbation as a training-time pocket regularizer. Evaluated on CrossDocked2020 under the GenBench3D protocol, PocketVE improves Valid3D_{3\text{D}} from 58.6 to 80.6 and reduces strain energy from 457.4 to 127.9 relative to its TAGMol architectural baseline, while retaining competitive docking and molecular-property scores under moderate guidance. A guidance-scale study shows that moderate guidance gives a favorable balance between target-related objectives and geometric quality, whereas stronger guidance can degrade geometry and distributional fidelity. Pocket-permutation and PoseCheck diagnostics further support pocket-specific spatial compatibility with reduced steric conflicts. Overall, the results suggest that geometric stability and inference-time property guidance should be considered as coupled design objectives.
Peining Zhang, Jinbo Bi
Sep 7, 2026math.ST

Tensor network representations of discrete maximum entropy distributions via mean polytopes

We present tensor network representations for discrete maximum entropy distributions under expectation constraints. To this end, we introduce Computation-Activation Networks (CompActNets), a tensor network architecture that subsumes exponential families. By leveraging the geometry of the convex polytope of realizable expectation vectors, we represent any maximum entropy distribution in the same architecture. We exploit the fact that proper faces of this polytope correspond to the boundary closure of exponential families, which restricts the distribution's support. We then derive explicit representations for the support within the CompActNet architecture. The proposed framework suggests tensor network ranks as complexity measures for faces. Finally, a case study on Boolean statistics links the geometry of 0/1-polytopes directly to propositional formulas.
Alex Goessmann, Martin Eigel
Sep 3, 2026cs.AI

Making Every Tool Call Count: Necessary Tool-Evidence Path Rewards for Agentic Vision-Language Models

Modern vision-language models (VLMs) can directly answer many image-grounded questions, yet they often struggle with complex queries requiring fine-grained visual details or external knowledge. To acquire this missing evidence, agentic VLMs invoke tools such as image cropping, image search, and text search. However, existing training paradigms primarily evaluate tool-use based on final answer correctness, leaving evidence acquisition and utilization insufficiently supervised. This leads to two critical shortcomings: (i) models frequently issue redundant or off-target tool calls that fail to gather necessary evidence, and (ii) even when appropriate tools are called, models often fail to extract the necessary information from the resulting observations. To address these limitations, we introduce the NTEP (Necessary Tool-Evidence Path), a novel annotation scheme that explicitly specifies the essential external evidence and corresponding tool calls for each query. Building upon this, we propose NTEP-R (NTEP Reward), a supervision mechanism ensuring that each tool invocation strictly advances the reasoning process toward the final solution. Specifically, our approach rewards the agent for aligning its pre-call intent with a necessary evidence-seeking goal, and for ensuring the information summarized from the post-call observation aligns with the necessary evidence. Furthermore, we introduce a non-repeated-goal regularizer to penalize redundant calls that revisit satisfied NTEP goals. Extensive evaluations on seven image-grounded benchmarks demonstrate that our 8B-parameter instantiation, NTEP-8B, significantly improves both search-oriented accuracy and tool-use efficiency within a unified three-tool framework. These results highlight the critical value of fine-grained tool-evidence path supervision for training robust agentic VLMs.
Xingming Long, Yu Liu, Zhiwei Yang +7
Sep 3, 2026cs.CV

STARS-GS: Structure-Aware Regularized Gaussian Splatting for Large-Scale Aerial Surface Reconstruction

Large-scale 3D surface reconstruction from aerial imagery is fundamental to geospatial mapping and urban modeling. Recent advances in 3D Gaussian Splatting (3DGS) have demonstrated considerable potential for this task. However, existing methods still face three major challenges in large and complex scenes: scene partitioning may split continuous scene elements across independently optimized sub-regions; geometric constraints mainly focus on the attributes of individual Gaussians while overlooking their local organization; and uniform regularization struggles to accommodate heterogeneous geometric structures. To address these issues, we propose STARS-GS, a structure-aware 3DGS framework for large-scale surface reconstruction. First, we introduce a structure-aware scene partitioning strategy that better preserves continuous scene structures during partitioning and reduces cross-region geometric inconsistencies and stitching artifacts through boundary refinement. Second, we develop neighborhood-aware Gaussian organization that extends geometric constraints from individual primitives to their neighborhood organization, encouraging Gaussians to better conform to local surface geometry. Third, we introduce adaptive surface regularization that adjusts the regularization strength according to local geometric characteristics, promoting geometric consistency in structured regions while preserving plausible variations in unstructured regions. Extensive experiments on large-scale aerial photogrammetry benchmarks demonstrate that STARS-GS consistently outperforms the evaluated Gaussian-based methods in surface reconstruction. It increases the average F1-score from 0.640 for the second-best method to 0.698, corresponding to a relative improvement of approximately 9.1%, demonstrating effective improvements in geometric accuracy and surface completeness.
Bocheng Li, Wenjuan Zhang, Jie Pan. Dongxu Han +3
Sep 2, 2026cs.RO

Sensing Which Modality Matters: Evidence-Gated Regularization for Robust VLA Policies

Vision-Language-Action (VLA) policies fuse multimodal sensory inputs, but training on limited and homogeneous robot demonstrations encourages spurious inter-sensor correlations rather than task-relevant signal, a failure we term modality entanglement. Under real-world occlusions and distractors, this manifests as nuisance sensitivity to corruption of uninformative sensors and single-modality insufficiency when only one informative sensor remains intact. We propose Evidence-Gated Regularization (EGR), a modality-agnostic training objective that introduces zero inference-time overhead. EGR derives a per-frame and per-sensor task-relevance signal to gate two state-conditional consistency objectives: invariance on low-evidence sensors, and single-sensor sufficiency on high-evidence ones. We introduce a benchmark based on BEHAVIOR-1K, comprising a fast inference-only diagnostic suite and 47 rollout-based skills targeting modality entanglement. We validate EGR on this benchmark and on two real-robot setups with fundamentally different embodiments: a bi-manual setup with two Kinova arms and three RGB cameras, and a single-arm MELFA ASSISTA setup combining vision and GelSight tactile sensors. EGR improves simulation success rates (SR) from 12.5% to 16.4% under full modalities (+31%), from 9.4% to 16.5% under uninformative-sensor corruption (+75%), and from 2.8% to 6.1% under single-sensor fallback (+120%). Under physical-object distractors, EGR boosts SR from 30% to 85% on the bi-manual setup (+183%) and from 55% to 70% on the tactile setup (+27%).
Yue Yang, Diego Romeres, Chiori Hori +3
Sep 2, 2026cs.CV

Test-Time Logit Prompting for Source-Free Missing Modality Adaptation

Vision-language models (VLMs) have achieved remarkable performance by leveraging complementary information from large-scale image-text pairs. However, missing-modality inputs are commonly encountered during real-world deployment, often leading to significant performance degradation. Existing methods primarily enhance model robustness by learning modality compensation strategies from source training data. However, their reliance on source training data makes them difficult to apply when original data are unavailable due to privacy, storage, or accessibility constraints, such as clinical applications and personalized AI services. This raises an important yet underexplored question: can VLMs be efficiently adapted at test time for visual recognition with missing modalities without accessing source training data? To this end, we propose Test-Time Logit Prompting (TLP), a lightweight source-free test-time adaptation framework for visual recognition with missing modalities. To address missing-induced prediction shifts, TLP optimizes logit prompts with uncertainty-aware adjustment and modality-complete consistency regularization, adaptively adjusting prediction confidence while preserving semantic consistency. Extensive experiments across diverse vision-language benchmarks demonstrate that TLP consistently enhances recognition performance under missing-modality scenarios, achieving up to 8% improvements while requiring only hundreds of tunable parameters and a few test-time optimization steps.
Taixi Chen, Nancy Guo
Sep 1, 2026cs.CV

Consistency as Regularization for Unsupervised Shadow Removal

Shadow removal is an important preprocessing step for many vision tasks, yet existing supervised methods require paired shadow and shadow-free images, while unsupervised approaches often still rely on shadow masks or shadow-free references. We propose ShadowCLR, an unsupervised framework that learns shadow removal directly from shadow images. Our key observation is that shadows vary across observations while the underlying scene content remains largely consistent. We therefore use consistency across shadow observations as regularization, encouraging the model to recover scene-consistent appearance while suppressing shadow-specific variations. Global and local consistency further enable us to explore visually related images, learn from imperfectly aligned observations, and focus the representation on shared scene information. Experiments on multiple benchmarks show that ShadowCLR achieves competitive and often superior performance over state-of-the-art unsupervised methods, demonstrating that consistency can provide regularization for shadow removal without shadow masks or shadow-free images.
Anh-Kiet Duong, Petra Gomez-Krämer, Jean-Michel Carozza
Sep 1, 2026cs.CL

Knowledge Distillation During Mid-Training Favors Reasoning over Factual Recall

Logit-based knowledge distillation (KD) is used to train smaller language models (LMs) via supervision from stronger teachers, but whether its benefits are consistent across training stages remains unclear. Through controlled experiments, we find that forward Kullback-Leibler (KL) distillation--the standard KD formulation--with post-trained teachers behaves fundamentally differently during mid-training, an intermediate phase of self-supervised learning on curated corpora. Surprisingly, while forward KD simultaneously improves reasoning and factual recall during pre-training relative to standard next-token prediction (NTP), it instead slows factual recall acquisition during mid-training despite continued reasoning gains. We trace this stage dependence to an asymmetry in teacher confidence across data domains and the student's evolving knowledge state: teachers are more confident on procedural than knowledge-intensive data, while students acquire low-entropy factual knowledge earlier in training. To mitigate this imbalance, we propose Switch Distillation, a simple mid-training objective that distills on tokens where the teacher is confident, using teacher predictive entropy as a lightweight routing signal, and otherwise falls back to cross-entropy. Switch Distillation consistently outperforms existing distillation objectives across teacher sizes. Relative to standard NTP, it achieves 1.61-1.71x the reasoning performance and 1.13-1.19x the knowledge and commonsense performance while preserving 96.7-96.8% of factual recall. Crucially, these benefits persist after post-training: Switch Distillation closes the factual recall gap while maintaining 1.25-1.32x and 1.13-1.20x gains in reasoning and knowledge and commonsense, respectively.
Jacqueline He, Howard Yen, Shuyue Stella Li +9
Aug 31, 2026cs.CL

Language-Statistical Analysis of Neural Audio Codec Tokens Across Architectures, Corpora, and Noise Conditions

Neural audio codecs (NACs) convert speech into discrete token sequences, and prior work has reported that these sequences follow language-like statistical laws. This paper analyzes the token statistics of 13 NACs spanning multi-codebook residual vector quantization (RVQ), single-codebook VQ, and non-VQ designs, evaluated on three corpora under clean, white-noise, and real-world DEMAND-noise conditions. Zipf and Heaps parameters, unigram entropy, codebook occupancy, and Jensen-Shannon divergence (JSD) are estimated from matched token samples with explicit fit-validity safeguards and family-conditional nn-gram orders. Corpus identity explains little variance in any metric, whereas acoustic condition and quantizer meta-category dominate in a metric-dependent way, and unigram entropy is the metric most strongly associated with meta-category. Clean-to-noise JSD computed at a common unigram order is associated with mel-cepstral distortion most clearly under DEMAND noise. The collapse and explosion degradation signatures previously reported for RVQ codecs concentrate in RVQ cells under white and DEMAND noise, respectively; explosion also occurs in non-VQ codecs, and single-codebook VQ codecs shift in occupancy and distribution shape without either signature. These results provide architecture-conditioned conventions for applying language-statistical analysis to NAC tokens.
Joonyong Park, Shinnosuke Takamichi, David M. Chan +3
Aug 31, 2026cs.LG

Convergence rates for the RMSprop optimizer with full control of the hyperparameters

Popular adaptive stochastic gradient descent (SGD) methods to train artificial intelligence (AI) systems include the RMSprop, the Adam, and the AdamW optimizers, where the adaptivity parts in Adam and AdamW basically just coincide with RMSprop. Such adaptive methods involve several hyperparameters including the regularization parameter εε (which ensures that one does not divide by 0 and is often chosen to be very close to zero such as 10810^{-8} in PyTorch by default) and the second moment decay parameter ββ (which is often chosen to be very close to 11 such as 0.99 (RMSprop) and 0.999 (Adam and AdamW) in PyTorch by default). Despite the high relevance of such methods, it remains an open research problem to provide error estimates for such methods with the error constants being not exploding but uniformly bounded with the respect to the hyperparameters, even in the situation of convex stochastic optimization problems. It is the key contribution of this work to essentially solve this problem for RMSprop. Specifically, we bound the expectation of the stopped evaluation of the objective function at the RMSprop process from above by the sum of an initialization term that decays exponentially in the training time, a stochastic approximation remainder of order γnγ_n, and a memory error of order (1β)2( 1 - β)^2 with the error constants being uniformly controlled over all admissible choices of the step sizes, the second moment decay parameter ββ and the regularization parameter ε[0,1]ε\in[0,1] (also covering ε=0ε=0). Our non-asymptotic error estimates hold not just for all sufficiently large n but hold for every gradient step n=1,2,3,...n=1,2,3,... with all error constants being explicitly specified. The key innovative new feature in the proof of our analysis are suitable inverse moment bounds for the second moment process in RMSprop.
Steffen Dereich, Arnulf Jentzen
Aug 31, 2026cs.SD

Perceptually Better, Semantically Worse: Measuring Speech Enhancement Impact on LLM-Based Voice Systems

Speech enhancement (SE) is commonly applied as a preprocessing step in spoken AI pipelines under the assumption that better audio quality improves downstream task performance. Whether SE-induced distortions propagate to downstream LLM task performance remains an open question. We introduce Output Divergence Rate (ODR), which measures how often SE changes an LLM's intent classification relative to clean speech, and benchmark five conditions on 2,974 SLURP clips using Whisper large-v3 and wav2vec2-large cascades. Every condition produces ODR significantly above zero (p<0.001p < 0.001, binomial test). MetricGAN{+} more than doubles ODR versus unenhanced noisy speech (0.318 vs. 0.135) despite improving PESQ, and unmitigated echo reaches an ODR of 0.836 through speaker substitution, a failure WER cannot capture. Audio quality metrics range from near-zero to moderate correlation with ODR (SQUIM-MOS ρ=0.068ρ=-0.068, PESQ ρ=0.467ρ=-0.467). The MetricGAN{+} and echo results replicate across ASR architectures, indicating that standard audio quality metrics are insufficient for LLM pipeline quality.
Randy Frans Fela, Pejman Mowlaee
Aug 30, 2026cs.CL

ACTD: Anchor-Based Cross-Tokenizer Distillation with Residual Regularization

Knowledge distillation effectively transfers reasoning capabilities from large language models to lightweight student models. To enable knowledge transfer across disparate model families, researchers increasingly explore cross-tokenizer distillation. However, cross-tokenizer distillation remains challenging due to vocabulary and sequence misalignment, while approximate vocabulary alignment can introduce additional noise into distillation. To address these challenges, we propose Anchor-Based Cross-Tokenizer Distillation with Residual Regularization (ACTD). ACTD bridges structural heterogeneity through vocabulary and sequence alignment, while mitigating alignment noise via a novel anchor loss with residual regularization. We further extend this framework to a multi-teacher setting. Evaluated across five reasoning benchmarks with three distinct teacher models, ACTD achieves state-of-the-art performance. Moreover, its multi-teacher extension outperforms the strongest single-teacher and multi-teacher baselines, further demonstrating the robustness of our method.
Huiyi Zhang, Zijian Li, Xiaocheng Feng +4
Aug 13, 2026cs.LG

Doubly Robust Estimation of Causal Effect on CVR with Targeted Regularization

Post-click conversion rate (CVR) is a key metric in various scenarios including e-commerce and advertising, reflecting the efficiency and user experience in the second stage of the conversion process. Estimating the causal effect on CVR is therefore of great practical importance. However, directly applying existing causal inference methods to clicked samples introduces sample selection bias and increased variance due to the exclusion of non-click data. Recent studies on CVR prediction introduce "ideal loss", which optimizes model parameters using an unbiased estimate of the loss over the full sample. Nevertheless, there is no guarantee that unbiasedness of the loss implies unbiasedness of the final estimator. We revisit this challenge from the perspective of semiparametric theory. Specifically, we develop a new doubly robust causal effect estimator for chain-structured outcomes such as CVR, and derive its theoretical properties in detail. It achieves a faster convergence rate compared to nuisance parameters estimation and is therefore more robust when using flexible nonparametric estimators, including neural networks. Based on these theoretical findings, we further design a framework based on targeted regularization to improve numerical stability and practical applicability. Extensive experiments on synthetic and real-world data demonstrate the effectiveness and robustness of our method. In addition, we find that naively combining loss debiasing with standard causal estimators underperforms our method, highlighting the necessity of developing the new estimator tailored to this CVR-style objective with solid theoretical guarantees.
Jiayi Dan, Bo Li, Lu Deng +1
Aug 13, 2026cs.LG

History-informed Lagrangian Neural Networks

Forecasting the long-horizon evolution of mechanical systems from position-only observations is a pivotal yet difficult task, as hidden velocities and trajectory-specific physical properties must be inferred simultaneously. Although physics-guided neural networks like Lagrangian Neural Networks (LNNs) guarantee physical plausibility, they generally require complete state inputs and lack adaptability to changing system parameters. To break these limitations, we introduce History-informed Lagrangian Neural Networks (HiLNN). Grounded in the insight that temporal position sequences implicitly encode underlying dynamics, HiLNN employs a recurrent encoder to extract a latent context from history. This context not only reconstructs the unobserved initial velocity but also adaptively modulates the mass matrix, potential energy, and damping coefficients of a structured Lagrangian system. By leveraging a differentiable RK4 rollout scheme, the entire pipeline is optimized end-to-end under multi-step trajectory supervision and energy-consistency regularization. Empirical evaluations across conservative, dissipative, and heterogeneous variable-parameter systems show that HiLNN delivers superior long-term prediction accuracy and maintains precise energy profiles compared to state-of-the-art baselines. The source code is publicly available at https://github.com/yingtian22/History-informed-LNN.
Tianshuo Zhang, Xianglei Xing, Wenzhe Zhai +2
Aug 13, 2026math.OC

Difference-of-Convex Regularization for Graph Learning by Differentiable Programming

Laplacian-regularized minimization is fundamental in signal processing and machine learning, but is limited by the dense and ill-conditioned nature of the graph Laplacian pseudoinverse. While the Laplacian itself is sparse, its pseudoinverse is dense and often ill-conditioned, rendering direct computation impractical at scale. Moreover, pseudoinverse learning is more challenging than Laplacian learning. To address this challenge, this paper considers the setting where the graph Laplacian is given and proposes a Difference-of-Convex Regularizer (DCR) graph learning framework that approximates the spectral action of the Laplacian pseudoinverse without direct inversion via regularized Maximum Likelihood Estimation (MLE). By reformulating Laplacian-Regularized Nonnegative Least Squares (LR-NNLS) through a dual representation, DCR decouples pseudoinverse learning from instance-specific inference and enables efficient primal solution reconstruction via a differentiable dual-guided learning scheme. We establish theoretical guarantees on stability and the existence of a unique fixed point for DCR algorithm. Numerical experiments demonstrate improved performance over convex solvers and graph filtering baselines and robust performance across diverse graph topologies.
Liping Tao, Chee Wei Tan
Aug 12, 2026cs.LG

SoftWater: Class-Aware Rate Allocation for Softmax Quantization

Post-training quantization pipelines routinely leave the softmax output layer in high precision. Yet in small LLMs with modern vocabularies, the head holds 15--30% of all parameters, so a nominal ``2-bit'' model with an fp16 head can store several times as many bits per weight. We pose softmax-layer quantization as a rate-distortion problem under the KL divergence between the original and quantized output distributions. A second-order analysis reveals a class-aware geometry: quantization error is weighted jointly by feature covariance and class-specific softmax curvature. A separability approximation replaces the Kn×KnKn\times Kn Cholesky with one n×nn\times n factorization rescaled per class, making the lattice encodable by successive interference cancellation, with both statistics from a single forward pass. The resulting method, SoftWater, gives fine grids to frequent, low-variance classes and coarse grids to rare ones, a large gap under Zipfian token distributions. Across five models from 1B to 32B, SoftWater outperforms the released WaterSIC quantizer (near-optimal under linear-layer WMSE but not output KL) at matched head rates on 59 of 60 test points, using none of that pipeline's refinements and cutting head-induced KL by 6.5×6.5\times--8.3×8.3\times at 2 bits. On Llama-3.2-1B-Instruct with quantized bodies, a 2-bit head removes 45--60% of stored bytes for a 2.92.9--3.7%3.7\% perplexity increase. Because the class-side statistic comes from calibration data, matching calibration to the deployment domain gives the lowest KL on that domain throughout. On a tied model, a 4-bit head is near-lossless and a 2-bit head costs under 4% perplexity, making head quantization of such models practical.
Joao V. Cavalcanti, Ashia C. Wilson
Aug 12, 2026cs.LG

A Local Sinkhorn Framework for Conditional Distribution Reconstruction of Multidimensional Random Fields

In this paper, we propose a local Sinkhorn divergence framework for conditional distribution reconstruction of multidimensional random fields. By utilizing the debiased Sinkhorn divergence, our proposed approach develops a differentiable and computationally efficient local distribution matching objective to train stochastic neural networks (SNNs). Furthermore, we establish theoretical generalization error estimates for our local Sinkhorn divergence framework, which explicitly characterizes the trade-off between approximation bias and statistical efficiency controlled by the regularization parameter and reveals how our proposed local Sinkhorn divergence loss function can be efficiently applied to learning multidimensional random field models. The proposed framework provides a scalable alternative to exact local optimal transport for conditional distribution reconstruction, offering a practical compromise between geometric fidelity, statistical efficiency, and computational scalability for uncertainty quantification and probabilistic scientific machine learning. Through various numerical examples, we compare our proposed local Sinkhorn divergence framework with other loss functions to train SNNs and with other machine-learning-based uncertainty quantification frameworks, demonstrating that the proposed local Sinkhorn divergence framework achieves an effective balance between reconstruction accuracy and computational efficiency while maintaining good scalability for multidimensional stochastic systems.
Mingtao Xia, Qijing Shen
Aug 12, 2026stat.ML

Fine-Tuning Generative Models for Extreme Events via CVaR-Penalized Wasserstein Gradient Flows

We propose CVaR-penalized Generative Particle Algorithm (CVaR-GPA), a robust, tail-agnostic algorithm for fine-tuning generative models to learn heavy-tailed distributions and capture extreme events, requiring no prior knowledge or estimation of the target's tail characteristics. The method is the Wasserstein gradient flow of the Lipschitz-regularized Kullback-Leibler (KL) divergence penalized by a Conditional Value-at-Risk (CVaR) discrepancy term: the Lipschitz-regularized KL divergence enables robust learning under minimal assumptions on the target distribution, while the CVaR penalty restores the velocity that otherwise vanishes prematurely in the under-sampled tails. The penalized flow admits a bounded but non-Lipschitz velocity field. This departs from the Lipschitz transport maps of standard generators, which preserve the tail behavior of a light-tailed source, and enables transport toward heavier-tailed targets. To define this flow on empirical measures, we derive the first-variation subgradients of CVaR from its Rockafellar-Uryasev representation, valid precisely where the classical density-based formula fails. The particle algorithm CVaR-GPA fine-tunes the output samples of any pre-trained model, without access to its architecture, and runs on an adaptive time horizon set by a kinetic-energy stopping criterion rather than a preset depth. On synthetic isotropic and anisotropic Student-tt target distributions, Neal's funnel distribution, and the real-world high-dimensional Fama-French 25 portfolio dataset, CVaR-GPA dramatically improves global and tail accuracy on heavy-tailed targets over the pre-trained baseline.
Thejani Gamage, Hyemin Gu, Zhizhen Zhang +3
Aug 11, 2026cs.LG

PAC-Bayes Beyond Parameter Space: Behavioral Equivalence, Z-Information, and Exact Complexity Decomposition

PAC-Bayes theory provides generalization guarantees by controlling the Kullback--Leibler (KL) divergence between posterior and prior distributions over a chosen hypothesis representation. However, predictive risk depends only on the predictive behavior induced by a hypothesis, not on the particular internal realization that implements that behavior. In over-parameterized systems, many distinct configurations induce identical predictive behavior, yet the classical PAC-Bayes KL divergence does not distinguish uncertainty over predictive behavior from variation among behaviorally equivalent realizations. We show that this distinction induces an exact structural decomposition of classical PAC-Bayes complexity. We formalize behavioral equivalence through a measurable behavior map and use measure disintegration to decompose probability measures on the configuration space into a distribution over predictive behaviors and conditional distributions over behavioral fibers. This yields an exact decomposition of the classical PAC-Bayes KL divergence into a behavior-selection term and a realization-level term given by an expected conditional KL within fibers. We define Z-information as the negative of this realization-level contribution: the exact gap between the KL divergence and the complexity of uncertainty over predictive behavior alone. We further show that the behavior-selection term admits an exact variational characterization: it is the minimum KL divergence among all posteriors inducing the same distribution over predictive behaviors, attained by a canonical fiber-symmetrized representative. Finally, we show that symmetry, behavior-preserving directions, fiber geometry, and invariance under fiber-preserving perturbations arise naturally from the same behavior-map structure. Together, these results identify predictive behavior as the natural object of PAC-Bayes complexity.
Vasant G. Honavar, Satish Kumar Keshri, Neil Ashtekar +1
Aug 11, 2026cs.IT

Information Bottleneck under Perfect Privacy

In this work, we study the information bottleneck under perfect privacy, with particular emphasis on the active-rate regime, where the representation-rate constraint is binding and directly limits the achievable utility. The goal is to construct a representation that preserves utility-relevant information while remaining statistically independent of a sensitive variable. This exact independence requirement introduces an additional constraint beyond the classical rate-relevance tradeoff and must be explicitly incorporated into the optimization. To this end, we develop an alternating direction method of multipliers (ADMM)-based method tailored to the resulting problem structure. Under suitable regularity conditions, we establish global convergence of the generated sequence, characterize its convergence rate through the Kurdyka-Lojasiewicz exponent, and extend the analysis to inexact block updates.
Junle Zhong, Mohamad Assaad, Sreejith Sreekumar
Aug 11, 2026cs.LG

IADD-TR: Intervention-Aware Dynamics Decoupling with Targeted Regularization for Model-Based Reinforcement Learning

Model-based reinforcement learning (MBRL), which learns environment dynamics to generate synthetic experience, is a promising approach to sample-efficient decision making. Numerous methods have been developed to improve dynamics prediction and policy optimization for MBRL through uncertainty estimation, model regularization, and conservative value learning. However, these methods typically treat the transition model and critic as monolithic predictors, overlooking the policy-induced data bias. Consequently, action can become entangled with environmental evolution, while uneven action coverage may distort the counterfactual value estimates used for policy improvement. To address this, we propose IADD-TR, a unified framework combining Intervention-Aware Dynamics Decoupling (IADD) and Targeted Regularization (TR). IADD factorizes transitions into an action-intervention stage and an action-free natural evolution stage, using a zero-action anchor to resolve the non-uniqueness of this two-stage factorization for robust generalization. Its latent and state-aligned components are identifiable up to an invertible within-block transformation and pointwise, respectively. For policy learning, we derive TR from the efficient influence function of a replay-state policy-gradient functional. TR augments the critic with an action-density-scaled residual correction and optimizes a targeted loss, yielding doubly robust policy-gradient estimation when either the critic or the replay action density is consistently specified. Extensive experiments on five MuJoCo tasks show that IADD-TR achieves competitive returns with improved sample efficiency.
Zefeng Liang, Jie Qiao, Ruichu Cai +2
Aug 11, 2026cs.LG

β-VAEs as Effective Theories: Tolerance-Dependent Dimension

In a ββ-VAE, increasing the regularization strength acts as a spectral cutoff by collapsing low-utility latent coordinates. In the linear Gaussian VAE, the collapse order matches the ranking of reconstruction utilities exactly, because both are set by the PCA spectrum. We ask which parts of this picture survive in fully connected nonlinear VAEs trained on WorldClim. We find that nonlinear interactions shift and broaden collapse onsets, so thresholds no longer coincide exactly with utilities. However, the common ordering is preserved over the resolved ranks, so the spectral cutoff still acts as a utility cutoff and the effective-description logic carries through. The resulting effective-dimension curves reveal a head--tail tradeoff: increasing depth concentrates utility into the first few coordinates but worsens tail fidelity.
Johannes Hirn
Aug 10, 2026cs.MA

Not a Monolith: Lab-Level Divergence in the Cooperative Equilibria of Chinese Frontier LLM Agents

Does the cooperative bias documented for Western frontier LLM agents extend to a different alignment lineage, and should the Chinese models that embody it be treated as a single bloc or as distinct laboratories? We study four frontier-tier Chinese models - DeepSeek V4 Pro, Qwen3-Max, Kimi K2.5 and GLM-5.1 - in an evolutionary Iterated Prisoner's Dilemma, under a design that removes a confound present in prior work. Rather than letting each model convert its own natural-language strategies into code, which entangles strategic disposition with coding ability, we hold the converter fixed (GPT-5.4 Mini) across all labs, so every cross-lab comparison is a comparison of generation alone. We run the full protocol: all-play-all tournaments and a Moran process at n=500 runs per condition, across three prompt styles and four population regimes. Two pre-registered hypotheses are evaluated. H6 (not monolithic) is supported: the four labs differ significantly in aggressive-equilibrium proportion, P_A running from 1% for Qwen3-Max to 9% for DeepSeek V4 Pro, with four of six pairwise comparisons surviving Holm-Bonferroni. The spread across the four labs (P_A range 8pp) is larger than the difference between the Chinese and Western ecosystems' mean P_A (5.0% vs 5.0%): on this measure, within-ecosystem variation exceeds the East-West gap. H5 (cooperative-bias generality) is consistent but qualified: a cooperative plurality holds in 6 of 12 lab-prompt combinations against the 9 of 12 reported for Western models, a difference we do not treat as firm, since the count rests on Cooperative-Neutral near-ties and rises to 9/12 under an alternate converter in our pre-registered robustness check. The lab, not the ecosystem, is the unit at which cooperative disposition is set; treating "Chinese models" as a monolith is not supported by the evidence.
Francisco León Zúñiga Bolívar
Aug 10, 2026cs.LG

SR-OPSD: Self-Referenced On-Policy Self-Distillation

On-policy self-distillation (OPSD) converts feedback into dense token-level supervision on trajectories generated by the policy to be optimized, providing a useful complement to reinforcement learning with sparse outcome rewards. However, the self-teacher policy used in OPSD is typically a stop-gradient or exponential-moving-average copy of the policy conditioned on additional context information, and thus co-evolves with both the student policy and its on-policy context distribution. Directly matching such a moving target with a fixed projection objective can lead to unstable optimization or excessive distributional concentration. This nature of OPSD motivates the proposed \emph{Self-Referenced On-Policy Self-Distillation (SR-OPSD)}. At fixed student-generated contexts, a token-level variational characterization identifies the effective distillation target as a geometric interpolation between the self-teacher policy and a reference policy. Meanwhile, we use the Rényi divergence family to generalize the projection geometry. This formulation separates \emph{where} the adaptive target is placed from \emph{how} the student is projected toward it: the interpolation coefficient controls underlying target, while the Rényi order controls the projection geometry and its sensitivity to token-level density ratios. Extensive experiments across scientific evaluation, mathematical reasoning, and coding generation tasks with multiple large language models show that SR-OPSD achieves the state-of-the-art or competitive performance across various settings.
Zhuo Sun, Entong Li, Yanlong Zhao +7
Aug 10, 2026cs.LG

From Objectives to What Models Learn: A Landau Theory of Invariant Learning

Invariant learning seeks representations that remain predictive across environments, yet the behavior of its objectives along the regularization path is often opaque. We address this objective-behavior gap by viewing representation learning as multimode magnetization and deriving, from concrete invariant-learning objectives, a Landau-type effective free energy whose low-order coefficients form objective signatures and induce distinct regularization phenotypes. Effective quadratic corrections move the phase boundary and enable finite-strength mode elimination; quartic corrections regulate post-onset amplitude and typically leave residual loading at finite strength; higher-order structure governs non-monotone tails, instability, and collapse at large regularization. In a canonical bilinear model, the theory yields closed-form phase boundaries and steady-state loadings, as well as distinct critical strengths for shortcut and stable modes that define a selective-retention window. Controlled experiments confirm the predicted phase boundaries, loadings, and regularization phenotypes. In one- and two-hidden-layer ReLU networks, the same signatures remain predictive of qualitative regularization-path behavior despite depth-dependent shifts in scale. A matrix extension generalizes the framework to coupled collective modes and yields a spectral phase-boundary criterion. Together, the framework turns low-order objective signatures into predictions of regularization phenotypes and, ultimately, of what models learn as regularization varies.
Pinli Wang, Yue He, Peng Cui
Aug 10, 2026cs.GT

Regret, equilibrium, and learning in games: A guided tour

This note aims to serve as an entry point to the literature on learning in games, a topic with significant theoretical appeal and a wide range of applications -- from machine learning and data science to economics and beyond. Our presentation is structured around two complementary viewpoints: We first consider a single agent -- the learner -- engaged in a sequential decision process in an unknown, non-stationary, and possibly adversarial environment. We then examine what happens when the environment is shaped by the decisions of several interacting agents, not necessarily aware of each other's actions or goals, and all seeking to improve their individual rewards. In this general context, we examine a family of regularized learning policies based on best-responding to the past history of play, up to a regularization penalty intended to encourage exploration and prevent over-commitment to suboptimal choices. In the single-agent setting, we present some basic regret bounds for regularized learning in adversarial multi-armed bandits; in the multi-agent setting, we describe an ergodic equilibrium convergence result for zero-sum games in the spirit of classical results on fictitious play, as well as a "folk theorem" linking strategic and dynamic notions of stability -- Nash equilibria and attracting points of regularized learning, respectively. We pay special attention to the information available to the players and, through a unified analysis framework, we study both oracle- and payoff-based (bandit) methods. Our goal is to provide a coherent and comprehensible -- albeit, by necessity, not comprehensive -- account of some recent ideas in the field, and to discuss their implications for the study of rationality.
Panayotis Mertikopoulos
Aug 9, 2026cs.LG

Exact Rank-Space KL Projection for Shared-Marginal Low-Rank Factors: Application to Doubly Stochastic Clustering

We study exact Kullback--Leibler (KL) projection for low-rank factorizations whose two nonnegative factors have prescribed row marginals and a shared, learned column marginal. For arbitrary positive row marginals of equal total mass, the joint KL projection reduces exactly to a strictly convex gauge-fixed dual with only r1r-1 effective variables; its Hessian is a sum of categorical covariance terms and admits O((n+m)r)O((n+m)r) matrix-free Hessian--vector products. The projection theorem is objective-independent. We then specialize this geometry to doubly stochastic (DS) graph learning through W=UDiag(g)1VW=U\operatorname{Diag}(g)^{-1}V^\top, where row-simplex factors with a common column mass induce an exactly DS graph without materializing an n×nn\times n optimization variable. Combined with observed-edge sparse fitting, a stochastic anchor-reduced manifold regularizer, and Bregman backtracking, the resulting mirror-descent method preserves exact feasibility at every accepted step. Under a nonvanishing latent-mass condition, it satisfies sufficient decrease and an O(1/N)O(1/N) mirror-stationarity bound, while strictly positive accumulation points are KKT stationary. Matched clustering experiments show competitive accuracy, feasibility residuals near numerical precision, and favorable anytime behavior without a dense learned graph.
Enliang Hu
Aug 9, 2026cs.LG

Domain-Aware Pruning: Sparsity and Domain Generalization via Regularized Probabilistic Masking

Domain generalization (DG) and neural network pruning are conventionally treated as distinct objectives, targeting out-of-distribution (OOD) robustness and model efficiency, respectively. In this work, we bridge this gap by introducing Domain-Aware Pruning (DAP), a framework that leverages network sparsity as a mechanism to implicitly enhance generalization to unseen domains. Diverging from standard binary mask optimization, DAP learns a continuous parameter retention probability p[0,1]p \in [0, 1], framing network compression as a continuous probabilistic masking problem. By introducing a regularization objective that actively penalizes the retention of domain-sensitive weights during the mask training, DAP identifies a domain-invariant subnetwork. Empirical results across five DG benchmark datasets demonstrate that DAP achieves significant sparsity while consistently matching or exceeding the OOD performance of its dense counterparts. Crucially, DAP is an algorithm-agnostic framework that integrates seamlessly with existing DG pipelines without necessitating post-hoc fine-tuning. Beyond efficiency and generalization, we show that DAP natively provides increased robustness to adversarial perturbations and yields highly interpretable models, where the retained weights reliably encapsulate the most domain-invariant and task-critical representations.
Parham Sazdar, Mostafa Tavassolipour, Reshad Hosseini
Aug 9, 2026cs.RO

Curriculum Generation under Structured Parametric Environments for Robust Navigation Policies

Robust navigation policies for autonomous agents must generalize across continuously varying environmental conditions such as turn rates, obstacles, friction, pits, and slopes. Curriculum generation provides a principled mechanism for improving generalization by progressively adapting training environments, but designing such curricula in a sample-efficient and automated manner remains challenging. This paper proposes a reparameterized curriculum generation framework for structured continuous environment parameters using unidirectional gradient-based optimization. To improve robustness in multimodal observation spaces consisting of image-based and scalar inputs, a distribution-shift regularization objective is incorporated to encourage the learning of finer-grained latent representations. The proposed method is evaluated across two continuous-control OpenAI Gym environments: a 2D obstacle-based Car Racing variant and Bipedal Walker variant, where coupled environment parameters jointly influence policy performance. Across five random seeds, our method consistently outperforms vanilla policy training, random parameter sampling, manual curricula, frontier-based methods, Self-Paced Reinforcement Learning (SPRL), Absolute Learning Progress with Gaussian Mixture Models (ALP-GMM), and reverse curriculum learning baselines. Ablation studies further demonstrate the effectiveness of the reparameterized curriculum mechanism across both environments, while highlighting environment-dependent benefits of the auxiliary regularization objective.
Prishita Ray
Aug 8, 2026cs.LG

Unimodality-Promoting Regularized Learning for Ordinal Regression

Ordinal regression, also called ordinal classification, is classification of ordinal data, in which the underlying target variable is categorical and considered to have a natural ordinal relation. Previous works have indicated that, in many real-world ordinal data, the conditional probability distribution (CPD) of the target variable given a value of the explanatory variable would be unimodal in a large domain of the explanatory variable and close to be unimodal even in a remaining domain. Therefore, unimodality-promoting regularized learning (UPRL), which promotes a predicted CPD closer to be unimodal with the aim of decreasing a prediction variance without inducing much bias for ordinal data of the unimodality, is promising to improve the prediction performance especially with small-size training data. In this study, we show that previous UPRL methods promote a predicted CPD to not only become closer to be unimodal but also have a larger scale (in other words, be smoother or less-confident). Therefore, we develop a novel method that more strictly reflects the idea of UPRL and evades a scale-related bias, and verify through experimental comparison that the unimodality-promotion indeed contributes to improve the prediction performance. Additionally, while our proposed UPRL method could perform better for smaller-scale data or with larger-size training data compared to a previous UPRL method, our analysis explains this experimental observation in terms of the presence or absence of an unexpected scale-related bias.
Ryoya Yamasaki
Aug 8, 2026physics.flu-dyn

Eikonal Regularisation in Physics-Informed Neural Networks for Three-Dimensional Level-Set Advection: Transferability of Two-Dimensional Design Principles

Physics-informed neural networks applied to the level-set formulation of interface advection commonly augment the residual and initial-condition losses with an eikonal regulariser, penalising the deviation of φ\|\nablaφ\| from unity. A previous two-dimensional study identified this weight as the dominant hyperparameter and found its optimum shifts by four orders of magnitude between rigid-body and deforming flows, but left open whether these principles transfer to three dimensions and whether single-seed results survive run-to-run variability. We answer both by repeating the weight selection across four 3D benchmarks (translating sphere, rotating sphere, slotted sphere, reversed vortex), sweeping six weights with three seeds at full training budget under a pre-registered selection rule. The ordering transfers: the selected weight tracks how far the exact solution departs from the signed-distance property, spanning four decades from 10110^{-1} where it holds exactly to 10510^{-5} where the interface is stretched. Values transfer only benchmark by benchmark; two of four carry over unchanged and two do not, so inheritance must be verified. The multi-seed protocol reveals that at small weights the seed-to-seed standard deviation equals the error itself, and the regulariser reduces it by more than an order of magnitude, buying reproducibility as well as accuracy. We benchmark against a fifth-order WENO solver on identical grids and error measures; the classical scheme is more accurate on all four problems, by two orders of magnitude on smooth rigid advection, with a margin that narrows with geometric difficulty and is smaller in volume conservation than in the field norm. Finally, we show that the relative L2L_2 error cannot certify the preservation of thin features, and report a feature-restricted measure that can.
Muhammad Akbar Khan
Aug 8, 2026cs.LG

Causal State-Space Model for Causal Inference: Estimating Longitudinal Individual Treatment Effects

Estimating counterfactual outcomes over time from longitudinal observational data is central to clinical decision support. Existing methods rely on domain confusion -- adversarial training that renders representations invariant to treatment assignment -- yet this invariance creates a mutual information conflict: it suppresses treatment-correlated covariate signals necessary for accurate outcome prediction. We formalise this tension via a Jensen-Shannon divergence bound on counterfactual prediction error and develop two complementary models. CSSD (Causal State-Space model with Direct decoder) adapts selective State Space Models with a parallel multi-step decoder that eliminates accumulated rollout error by producing all prediction horizons simultaneously in a single forward pass. CSSPD (Causal State-Space model with Predictive regularisation and Direct decoder) augments CSSD with Contrastive Predictive Coding and Local Information Maximisation to reinforce temporal predictability in the balancing representation and recover local covariate information destroyed by domain confusion. On MIMIC-III, CSSPD achieves lower counterfactual RMSE than the Causal Transformer at every horizon tau >= 2 at O(T) encoder cost, with gains from 0.02 (2-step) to 0.07 (6-step). On Cancer Simulation across confounding strengths gamma in {0,1,2,3,4}, CSSPD outperforms CT at gamma <= 3 (margins 25.9%--37.0%), and CSSD achieves the lowest overall average RMSE (12.7% reduction over CT), confirming the MI conflict analysis. To our knowledge, this is the first work to formalise the balancing-prediction MI conflict and propose a structured resolution through complementary predictive and information-theoretic training objectives.
Abisoye Abidakun, Mingjun Zhong, Georgios Leontidis
Aug 7, 2026cs.LG

Finite Constant Frontiers and Auditable Regret Certificates for Average-Reward Reinforcement Learning

Average-reward reinforcement-learning regret is known up to logarithmic factors, but the numerical content of published guarantees is difficult to compare because probability mode, structural parameter, logarithmic normalization, prior information, and planning assumptions differ. We introduce a constant-aware comparison protocol and derive an explicit finite lower certificate for communicating MDPs. The construction is a binary tree of two-state blocks; its proof uses exact trajectory-level Bernoulli KL divergence and keeps action budget, diameter, occupancy, navigation cost, and terminal bias explicit. A common closed-form envelope improves the published coefficient 0.0150.015 across a finite frontier: 0.02000.0200 in a moderate regime and up to 0.02910.0291 under stronger action, diameter, and horizon conditions, a 94%94\% increase. The limiting coefficient is 132(A3)/A\frac1{32}\sqrt{(A-3)/A}. For upper bounds, we give an auditable composition rule for a span-constrained optimistic learner, but do not claim a coefficient while adaptive directional-variance and planning certificates remain open. We also formalize valid expectation conversion and constant comparability. Controlled diagnostics test diameter dependence, bonus-by-width interactions, span misspecification, and the finite lower certificate on its exact family.
Ibne Farabi Shihab, Abu Sa-Adat Mohamed Moon-Im Al Ahsan, Md Najmus Swaqeeb
Aug 7, 2026math.OC

Wasserstein Policy Gradient for Entropy-Regularized Linear-Quadratic Control

Wasserstein policy gradient (WPG) updates state-conditional action laws by transport in the action space. We study entropy-regularized discounted linear-quadratic (LQ) control. A Bellman verification argument shows that the unrestricted problem has a linear-Gaussian optimal policy, and the discounted-occupancy-weighted statewise Wasserstein gradient is tangent to this policy class. WPG therefore reduces exactly to a finite-dimensional ODE for the feedback gain and action covariance. We prove that this ODE is globally well posed and converges exponentially from every admissible initialization. For each fixed LQ problem, the exponent has a positive limit as the entropy temperature tends to zero and contains no perturbative factor of the form exp(c/τ)\exp(-c/τ), while retaining the usual dependence on the conditioning of the control problem.
Zhaoyu Zhu, Rui Gao, Shuang Li
Aug 6, 2026cond-mat.stat-mech

Cascading Through the Hierarchy: Regularizer-Induced Feature Detection as Phase Transitions in Deep Linear Neural Networks

A scientific theory of deep learning, comprising learning dynamics and statistical properties of learned models, is rapidly gaining attention. One of the corner stones of this development are analytically solvable toy models, allowing for the fully tractable analysis of the learning dynamics. Here we analytically investigate such a toy model using the regularization strength as a tunable external parameter - akin to external fields in statistical physics. In previous studies, (i) an onset of learning transition was predicted analytically and (ii) it was phenomenologically/numerically established that tuning the regularization strength can result in a cascade of phase transitions. The number of those transitions was linked to the geometry of the loss landscape determined by the model complexity. Setting up a rigorous framework underpinning the previous numerical observations, our investigation reveals a precise connection between those cascades of phase transitions, learnable features and the underlying geometry. We provide analytic predictions of these phase transitions as well as tractable order parameters related to learned features. At the level of the minimal model, we connect this macroscopic perspective (that can be condensed into an effective description) to the microscopic perspective in terms of the geometry of the loss landscape characterized by the Hessian spectrum. Thus, the presented model provides a platform to explore and sharpen advances made in the scientific theory of deep learning rooted in statistical physics concepts.
Björn Ladewig, Ibrahim Talha Ersoy, Karoline Wiesner
Aug 6, 2026cs.LG

GROM: Gradient-Free Rapid One-Shot Machine Unlearning

Machine unlearning has become a critical capability for safely removing specific, sensitive knowledge from large language models (LLMs). Current state-of-the-art approaches primarily rely on iterative, training-time unlearning via fine-tuning. However, even when utilizing parameter-efficient dimensionality reduction techniques like LoRA, gradient-based optimization remains computationally expensive and lacks explicit analytical formulations. It can also leave the targeted knowledge merely hidden rather than removed, to the point that simply quantizing the unlearned model restores much of what it was supposed to have erased. To resolve this, we propose a novel one-shot unlearning approach, abandoning iterative optimization in favor of a direct, exact analytical solution. We frame the unlearning process as a ridge-regularized least-squares optimization problem, deriving a closed-form additive update for targeted weight matrices. This update forces the selected layer to suppress unwanted content while strictly preserving its behavior on retained data. Computed from gradient-free forward passes alone, with no backpropagation and no iteration to convergence, GROM applies the weight edit in mere seconds, which makes it orders of magnitude faster than traditional fine-tuning. Extensive evaluations demonstrate that GROM achieves state-of-the-art forgetting-utility trade-offs on TOFU-5%, TOFU-10%, MUSE-Books, MUSE-News and WMDP, significantly reducing computational overhead without sacrificing overall model performance. Because the update removes the targeted content from the weights instead of masking it, GROM also withstands the low-bit quantization attack that recovers much of the content a gradient-based baseline had appeared to forget. Our code is publicly available at https://github.com/Batorskq/GROM.
Paweł Batorski, Przemysław Spurek, Paul Swoboda
Aug 5, 2026econ.TH

Revealed Rationality: Label-Free Evaluation and Regularization from Representation Theorems

Representation theorems in decision theory establish that behavior satisfies certain axioms if and only if it can be rationalized by a well-defined objective. I argue that this ``if and only if'' structure provides a potentially useful foundation for label-free evaluation and regularization of LLMs and other AI systems. Axiom compliance can be checked from the model's own responses to synthetic choice problems, with no external labels or human feedback, and the penalties are readily computable. Because the axioms are necessary and sufficient, the resulting checks exhaust the implications of the relevant rationality standard for the elicited data: a model that passes cannot be rejected on rationality grounds by any further test of the same data. I discuss three instantiations: probabilistic coherence via a theorem of de Finetti, preference rationality via Afriat's theorem, and subjective expected utility via a theorem of Echenique and Saito (2015), each yielding a continuous penalty that is zero whenever behavior can be rationalized. Since coherence does not restrict which objective rationalizes behavior, these penalties complement rather than replace other evaluation and training signals.
Isaiah Andrews
Aug 5, 2026math.NA

A geometry-based deep equilibrium model for image restoration under multiplicative Gamma noise

We propose a deep learning framework for image restoration from images degraded by both multiplicative Gamma noise and blur. Unlike conventional deep equilibrium (DEQ) models that rely on implicit neural regularization, the proposed method learns an explicit and interpretable regularizer parameterized by geometric priors associated with surface area and mean curvature. To minimize the resulting variational model, we develop a mirror descent algorithm tailored to the commonly used Gamma-noise fidelity terms. Leveraging the Kurdyka-Lojasiewicz property for functions defined in oo-minimal structures, we establish the global convergence of the generated iterates to a critical point. Experimental results on both grayscale and color image restoration demonstrate that the proposed method consistently outperforms representative model-based approaches while achieving performance comparable to state-of-the-art DEQ models based on implicit regularization, despite requiring substantially fewer trainable parameters.
Shengkun Yang, Luca Ratti, Zhichang Guo
Aug 5, 2026cs.LG

The Sample Complexity of Distributionally Robust PAC Learning under Cressie--Read Divergences

We study distributionally robust PAC learning for the 00--11-loss, where adversarial perturbations of the data distribution are constrained by a Cressie--Read divergence of order k>1k>1 and radius ρ0ρ\geq 0. For hypothesis classes with VC dimension dd, we establish realizable and agnostic sample-complexity bounds tight up to constant and logarithmic factors, respectively; ordinary empirical risk minimization attains both rates up to logarithmic factors. For target accuracy ε(0,1)\varepsilon\in(0,1) and confidence δ(0,1)δ\in(0,1), their respective orders are max ⁣{1ε,ρ1k1εk}(d+logδ1)andmax ⁣{1ε2,ρ1k1εk2}(d+logδ1),\max\!\left\{\frac{1}{\varepsilon}, \frac{ρ^{\frac 1{k-1}}}{\varepsilon^{k_\star}} \right\}\cdot(d+\log δ^{-1}) \qquad\text{and}\qquad \max\!\left\{\frac{1}{\varepsilon^2}, \frac{ρ^{\frac1{k-1}}}{\varepsilon^{k_\star\vee 2}} \right\}\cdot(d+\log δ^{-1}), where k=k/(k1)k_\star={k}/{(k-1)}. For every fixed ρ>0ρ>0, robustness changes the realizable ε\varepsilon-dependence from ε1\varepsilon^{-1} to εk\varepsilon^{-k_\star} as ε0\varepsilon\downarrow0. In the agnostic case, for 1<k<21<k<2, robustness changes the ε\varepsilon-dependence from ε2\varepsilon^{-2} to εk\varepsilon^{-k_\star}, whereas for k2k\geq2 the exponent remains the classical 22, with nontrivial ρρ-dependence. Building on the known scalar reduction of robust 00--11 risk to ordinary classification error, our analysis reveals a scale-sensitive interaction between the statistical estimation of classification error and its amplification by robustness, sharply explaining the transition in the agnostic rate. We extend the previously studied χ2χ^2-divergence case to every Cressie--Read order k>1k>1, close its upper--lower gaps, and recover standard PAC learning rates as ρ0ρ\to0, unlike previous bounds that fail to interpolate correctly in this limit.
Elad Aigner-Horev, Daniel Rosenberg, Roi Weiss
Aug 4, 2026cs.GT

Sublogarithmic Swap Regret in Multiplayer General-Sum Games via Hybrid Regularization

Swap regret governs the rate at which uncoupled learning dynamics converge to correlated equilibria in multiplayer general-sum games. Under full-information feedback, the best previous guarantee when every player follows the same dynamics grows logarithmically in the horizon TT. We construct uncoupled dynamics under which every player incurs only O(nm2logmlogT)O(nm^2\sqrt{\log m\log T}) swap regret, where nn is the number of players and mm bounds the number of actions per player. To our knowledge, this is the first sublogarithmic individual guarantee in this setting, and it implies that the time-averaged product distribution of play is an O(nm2logmlogT/T)O(nm^2\sqrt{\log m\log T}/T)-approximate correlated equilibrium. The key algorithmic choice is to combine the Blum--Mansour reduction with optimistic follow-the-regularized-leader using a hybrid regularizer that separately weights negative Shannon entropy and the log-barrier: the entropy controls the optimistic prediction error, whereas the log-barrier controls the transition-matrix movement through its Bregman divergence. A new sensitivity theorem for stationary distributions of Markov chains, which involves neither mixing parameters nor the smallest transition probability, transfers this control to the played strategies and yields a simpler analysis without local-norm or self-concordance arguments. The guarantee is preserved by an adversarially robust variant that additionally ensures O(nm2logmlogT+mTlogm)O(nm^2\sqrt{\log m\log T}+\sqrt{mT\log m}) swap regret against arbitrary utility sequences, and by a horizon-free variant that requires no prior knowledge of TT.
Taira Tsuchiya