Validity

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9 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-21

5 new papers

A weekly snapshot of new work published in Validity.

Period ending 2026-09-14

3 new papers

A weekly snapshot of new work published in Validity.

Period ending 2026-09-07

4 new papers

A weekly snapshot of new work published in Validity.

120 papers

Latest in Validity

Jun 16, 2026cs.CE

Domain-Validity-Gated Metamorphic Testing of Scientific ML Surrogates

Scientific machine-learning (SciML) surrogates approximate expensive simulations, but exact expected outputs for arbitrary inputs are unavailable (the oracle problem). Metamorphic testing checks relations across executions, yet a candidate relation is not automatically valid: its preconditions, output mapping, and the numerical floor of the scoring operator determine whether a violation is meaningful. We study how candidate metamorphic relations (MRs) can be screened for domain validity and turned into executable, oracle-free test assets for SciML surrogates. We propose (i) a domain-validity rubric that admits a candidate only when its tolerance dominates the operator's numerical floor and its preconditions hold; (ii) an MR-card executable-asset format recording source cases, transformations, metrics, tolerances, and typed relation-level verdicts; and (iii) a case-study protocol on MeshGraphNets cylinder-flow surrogates, with a claim ledger binding every result to a tracked artifact. On a MeshGraphNets checkpoint, node permutation holds to machine precision, mirror-y is a bounded out-of-distribution stress finding rather than an exact symmetry, and absolute conservation stays deferred while a reference-relative guard passes. The same readings hold across held-out trajectories, a checkpoint roster, three further architectures, and PhysicsNeMo. On a second CFD task (compressible airfoil) the predicate instead rejects incompressible continuity on physical grounds, showing it reasons about domain validity rather than running a fixed checklist. On a second PDE family, FNO Burgers and heat surrogates run full admit/reject/execute verdicts. The evidence spans two CFD tasks and a second PDE family, supporting a validity-aware bridge from candidate MRs to auditable SciML test assets that separates model-level violations from out-of-domain applications.
Meng Li, Xiaohua Yang, Jie Liu +1
Jun 16, 2026q-fin.RM

Model Validation of Agentic AI Systems: A POMDP-Based Framework for Belief-State, Forecast, and Policy Validation

Agentic artificial intelligence systems introduce a new class of model risk. Unlike traditional predictive models, autonomous agents continuously acquire information, form beliefs regarding latent states of the environment, generate forecasts, select actions, and adapt their behavior over time. Existing validation methodologies focus primarily on predictive accuracy and therefore provide limited insight into the quality of the underlying decision process. This paper proposes a model validation framework for agentic AI based on Partially Observable Markov Decision Processes (POMDPs). The framework decomposes autonomous decision making into information, beliefs, forecasts, actions, and utility, allowing each component to be validated independently. Large language models (LLMs) are formalized as approximate Bayesian filtering operators, and a model-risk taxonomy is developed encompassing state-space, filtering, forecast, policy, utility-specification, and parameter risks. The model risk validation methodology is demonstrated through a portfolio-management case study in which an agent infers latent market regimes from market and macroeconomic information, generates belief-conditioned forecasts, and constructs portfolios using a Black--Litterman framework. Empirical validation combines performance analysis, belief calibration diagnostics, coverage tests, ablation studies, and parameter-sensitivity analysis. The results indicate that latent-state inference contributes independently to decision quality and that the principal conclusions remain robust across a broad range of parameter values. The principal contribution of the paper is a practical framework for extending established model risk management concepts to autonomous AI systems and providing a rigorous foundation for their validation, governance, and monitoring.
Matthew Francis Dixon
Jun 14, 2026cs.LG

Intelligence Is Not the Bottleneck: Validating an LLM First-Pass Manuscript Score Against Peer-Review Outcomes

Large language model (LLM) systems are increasingly proposed to assist peer review, yet most evaluations judge the prose of machine-generated review text, not the validity of the numeric score a system assigns. We validate AIPR, which reads a submitted manuscript and emits five 0-100 quality dimensions and a weighted overall score, against the public decision outcomes of a major machine learning venue. AIPR grades by prompting alone, with no fine-tuning on reviews or decisions. Across 300 ICLR submissions with public decision tiers and reviewer ratings, graded under a frozen pipeline with hypotheses pre-registered before any score met any outcome, the overall score separates rejected from accepted submissions (AUROC 0.82, 95% CI 0.78-0.87), rises monotonically across tiers, and tracks the mean reviewer rating. The signal is strongest where we claim it: the lowest-scoring fifth is rejected far above the base rate, with oral papers absent. The validity comes mostly from the model: a one-paragraph prompt on the same model discriminates almost as well as the full pipeline (the small gap favours the pipeline but does not meet the pre-declared criterion, p = 0.09). What the engineering adds is reliability and a grounded review: AIPR's score barely moves across repeated runs (0.7 vs. 2.8 points within-paper SD) where the bare prompt swings, and the same pass returns a rubric-structured, evidence-grounded review rather than a bare number, with the human keeping the decision.
Costa Georgantas
Jun 12, 2026eess.IV

Polyp-D2ATL: Deep Domain-Adaptive Transfer Learning for Colorectal Polyp Classification under Label Distribution Shift

Early and highly accurate prediction of colorectal polyps, as an important sign of one of the most dangerous types of cancer, will result in saving more lives. Despite the advancements in colorectal polyp classification, many challenges remain in obtaining an automated polyp prediction system that is able to diagnose the difficult-to-predict polyps accompanied by different features in real scenarios, where the model can handle imbalanced data, label distribution shift, and cross-modality generalization successfully. In this study, we propose Polyp-D2ATL, a novel framework accompanied by a specific training strategy, which mitigates these limitations and effectively predicts the different classes of polyps belonging to the NICE classification. Our extensive experiments on the PICCOLO validation and test sets demonstrate that the proposed Polyp-D2ATL significantly outperforms existing state-of-the-art models across various reliable metrics, achieving an accuracy of 82.38%, a Macro-F1 of 77.49%, and a specificity of 87.47% on the validation set, alongside consistent improvements on the held-out test set which demonstrates the generalization capacity and clinical applicability of the proposed approach.
Sajad Jabarzadeh Ghandilu, Maryam Sadat Hosseini Azad, Shahriar Baradaran Shokouhi +1
Jun 11, 2026cs.CL

IVIE: A Neuro-symbolic Approach to Incremental and Validated Generation of Interactive Fiction Worlds

Computational creativity in Interactive Fiction faces a fundamental tension: Large Language Models (LLM) may produce creative narratives but struggle with world coherence, while symbolic systems ensure consistency but lack creative flexibility. We present IVIE (Incremental & Validated Interactive Experiences), a neuro-symbolic approach to generating complete and playable interactive fiction worlds from scratch. Building upon PAYADOR's neuro-symbolic framework, IVIE implements a four-stage incremental generation pipeline that delegates creative decisions--setting and character creation, puzzle design--to LLMs while grounding the world state through symbolic validation. The system generates worlds with interconnected locations, functional items, non-player characters, and coherent puzzles, all structured around a central goal-oriented architecture. Human evaluation shows the approach generates immersive, thematically coherent worlds with high player engagement. Results seem to indicate that the neuro-symbolic approach successfully balances flexibility with narrative coherence: symbolic validation grounds LLM generation without eliminating generative freedom. However, challenges remain: LLM inconsistencies occasionally bypass puzzle constraints, and objective validation gaps allow some structurally impossible goals. We identify key design considerations for future neurosymbolic interactive storytelling systems, particularly regarding LLM capabilities and their limitations.
Micaela Vaucher, Santiago Silveira, Santiago Góngora +1
Jun 10, 2026cs.LG

Online Shift Detection and Conformal Adaptation for Deployed Safety Classifiers

Safety classifiers deployed in production operate under a stationarity assumption that fails silently: when input distributions drift, accuracy degrades with no error signal until ground-truth labels arrive. We present an online monitor that detects distributional shift in classifier scores via a sliding-window KS statistic with empirically calibrated alarm thresholds. In a pre-registered factorial evaluation (4 classifiers ×\times 5 shift conditions ×\times 20 seeds ×\times 2 window sizes; 800 cells), the monitor achieves 86.6% valid detection (mean latency 39.5 steps) across synthetic-onset, real-jailbreak, and adversarial regimes; a classifier ×\times shift interaction (η2=0.185η^2 = 0.185) shows that monitoring must be tuned per classifier. Attempting to recover post-detection coverage via weighted conformal prediction exposes a failure mode: density-ratio estimation collapses for generative classifiers because logistic regression separates source from target perfectly in 3584-4096-dimensional embedding space, clipping all importance weights to zero; projecting to 32\leq 32 dimensions restores coverage. We then extend the framework to gradient-based evasion and give the first threat-model characterisation of score-disagreement monitoring as a canary. We falsify three assumptions: that architectural diversity drives the signal (false, η2=0.011η^2 = 0.011), that it is generic out-of-distribution detection (false, GCG-specific, p<1012p < 10^{-12}), and that an adaptive attacker can suppress it (false while the canary is confident). We derive the exact security boundary, a confidence-gated equilibrium at which a monitor-aware attacker stalls at gap =1/(2λ)= 1/(2λ), and provide a calibration-free scan martingale achieving false-alarm rate 1%\leq 1\% across all classifiers with no per-model tuning.
Jun Wen Leong
Jun 10, 2026cs.LG

Range-Aware Bayesian Optimization for Discovering Diverse Designs within Target Property Windows

In many materials and product design problems, desirable candidates exhibit properties that fall within an acceptable range rather than achieve a single optimum. Recovering multiple, distinct solutions that satisfy such specifications is also practically valuable, as some candidates may be preferred for reasons of cost, processability, or robustness that are difficult to encode directly in an objective function. Here, we develop a range-aware Bayesian optimization (BO) framework in which the acquisition function directly scores the posterior probability that a candidate satisfies a target range. The framework naturally extends to parallel pursuit of multiple distinct specifications over a shared candidate space. Across benchmark tasks, range-aware acquisition consistently recovers larger and more diverse sets of valid designs than standard BO baselines and recent goal-seeking methods. Its utility is further demonstrated in two practically motivated design case studies involving optimizing reaction conditions for polymer synthesis and sequence-defined oligomer discovery for prescribed optical absorption bands, supported by quantum chemical calculations. These results suggest that range-aware BO can provide a practical and sample-efficient foundation for specification-driven design, particularly when design flexibility and solution diversity are important considerations.
Shengli Jiang, Jason Wu, Charles M. Schroeder +1
Jun 8, 2026cs.LG

BrainSurgery: Reproducible and Reliable Declarative Weight Manipulations for Model Editing and Upcycling

As deep learning models scale, managing, inspecting, and modifying large checkpoints has become increasingly challenging. Researchers often need to alter model weights for layer restructuring, precision casting, low-rank factorization, and architectural debugging, yet these workflows often rely on fragile ad-hoc Python scripts. Here, we introduce BrainSurgery, a tool for robust and reproducible "tensor surgery" on neural network checkpoints, and provide a system demonstration covering four examples and three case studies from model upcycling to LoRA extraction. By abstracting storage formats and memory management, BrainSurgery executes complex transformations through declarative YAML plans. It supports structural modifications, mathematical transformations, and tensor reshaping through expressive regex and structural targeting, while built-in assertions validate tensor shapes, data types, and values to prevent silent errors. We envision that BrainSurgery will provide a strong foundation for future research through its reproducible and validated operations.
Gianluca Barmina, Annemette Broch Pirchert, Andrea Blasi Núñez +2
Jun 8, 2026cs.CL

Self-Harness: Harnesses That Improve Themselves

The performance of LLM-based agents is jointly shaped by their base models and the harnesses that mediate their interaction with the environment. Because different models exhibit distinct behaviors, effective harness design is inherently model-specific. Yet agent harnesses are still largely engineered by human experts, a paradigm that scales poorly as modern LLMs become increasingly diverse and rapidly evolving. In this paper, we introduce Self-Harness, a new paradigm in which an LLM-based agent improves its own operating harness, without relying on human engineers or stronger external agents. We operationalize Self-Harness as an iterative loop with three stages: Weakness Mining, which identifies model-specific failure patterns from execution traces; Harness Proposal, which generates diverse yet minimal harness modifications tied to these failures; and Proposal Validation, which accepts candidate edits only after regression testing. We instantiate Self-Harness on Terminal-Bench-2.0 using a minimal initial harness and three base models from diverse families: MiniMax M2.5, Qwen3.5-35B-A3B, and GLM-5. Across all three models, Self-Harness consistently improves performance, with held-out pass rates increasing from 40.5% to 61.9%, 23.8% to 38.1%, and 42.9% to 57.1%, respectively. Qualitative analyses further show that Self-Harness does not simply add generic instructions, but effectively turns model-specific weaknesses into concrete, executable harness changes. These results suggest a path toward LLM-based agents that are not merely shaped by their harnesses, but can also participate in reshaping them.
Hangfan Zhang, Shao Zhang, Kangcong Li +5
Jun 6, 2026cs.LG

Semantic Quorum Assurance: Collective Certification for Non-Deterministic AI Infrastructure

As large language model (LLM) agents are integrated into autonomous cloud operations, distributed systems face a semantic reliability problem: proposer agents can generate production mutations, such as modifying IAM policies, opening firewall security groups, or executing data exports, that are syntactically valid and statically authorized but operationally unsafe. Classical distributed consensus protocols replicate deterministic state transitions but do not evaluate the safety of the proposed intent. To address this gap, we introduce Semantic Quorum Assurance (SQA), a control-plane primitive for governing non-deterministic agentic infrastructure. SQA represents proposals as declarative execution contracts bound to cryptographic evidence chains and routes them to a diverse panel of read-only, sandboxed validator agents. SQA aggregates their judgments under a risk-adaptive quorum predicate that enforces model and archetype diversity, adjusts weights based on calibrated assurance scores, and respects archetype-specific vetoes. Admitted proposals execute only through a sovereign execution gate. We instantiate SQA in a cloud-native control plane and formalize a correlated cognitive failure model for non-deterministic validators. On 500 infrastructure-inspired mutation scenarios, with safety results reported on held-out safe/unsafe trials excluding ambiguous scenarios, SQA reduces unsafe approval from 18.5% for single-agent validation to 0.3% while adding median validation latency of 1.45--4.12 seconds across the studied risk buckets.
Jun He, Deying Yu
Jun 4, 2026cs.LG

Field Validation of a Multi-Resolution ConvLSTM Framework for Retaining Wall Deformation Prediction

This study presents a comprehensive field validation of a multi-resolution Convolutional Long Short-Term Memory (ConvLSTM) framework for predicting retaining wall deformation during staged excavation. The framework is trained on Gaussian noise-augmented numerical simulations and integrates ConvLSTM models operating at different temporal resolutions through a stacking ensemble strategy. The proposed framework is validated using field monitoring data from 34 inclinometers across 11 excavation sites in South Korea. Site-wise prediction performance is systematically evaluated using multiple evaluation metrics, with analyses of the influence of temporal deformation irregularity and spatiotemporal prediction characteristics on model performance. The results demonstrate that the framework predicts retaining wall deformation associated with up to 5.0 m of additional excavation with an average mean absolute error of 1.4 mm and a coefficient of determination of 0.93 across the excavation sites. These results indicate that the framework, although trained exclusively on numerically simulated and augmented database, can be effectively applied to diverse field excavation conditions and achieve a reliable level of prediction accuracy in practical retaining wall deformation prediction.
Jihoon Kim, Saeyon Kim, Heejung Youn
Jun 3, 2026cs.LG

Trust, but Don't Verify: Epistemic Blind Spots in LLM Source Evaluation

Language models increasingly act as epistemic proxies, synthesizing evidence from multiple sources to inform decisions. Whether they evaluate the quality of that evidence, or merely aggregate it based on surface presentation, remains poorly understood. We show that models possess the capability to detect fabricated statistics in isolation but do not recruit this capability during multi-source synthesis, producing similar numeric estimates whether the statistics are fabricated or valid. Specifically, source influence is governed by a methodology-register gate that responds to the distributional register of analytical text but not to numeric validity: for example, statistically impossible confidence intervals receive the same weight as valid ones. The behavioral dissociation replicates across six models from four families (Anthropic Claude, Qwen, OLMo, and OpenAI GPT-5.4) and three professional domains. Mechanistic analyses, including causal tracing, linear probes, and component-level attribution, converge on the same account: the model encodes and causally uses a methodology-register representation that transfers across domains, while numeric-validity signals, decodable in isolation, are suppressed to chance during multi-source synthesis. Prompting-based mitigations, even an oracle checklist naming the exact statistical checks, produce blanket skepticism rather than selective discernment, and the post-training pipelines we examine reinforce the shortcut without building numeric verification. Unlike sycophancy, which tracks user preference, this failure tracks whether a source presents as analytically credible, not whether its claims are consistent. We term this \textit{epistemic alignment}: like preference and safety alignment, the question is not capability but deployment.
Rohan N. Pradhan, Steve Goley
Jun 3, 2026cs.LG

Validity Threats for Foundation Model Research

Controlled experiments are the backbone of machine learning research, but at the scale of modern foundation models, they have become prohibitively expensive. Instead, the community increasingly relies on research strategies that approximate the ideal experiment at a fraction of the cost: proxy experiments and scaling laws, observational studies with publicly available models, and single-run designs that leverage variation within individual training runs. In this work, we argue that there is no free lunch when approximating large-scale experiments on a compute budget. Specifically, savings in compute come at the cost of validity threats -- hidden and sometimes untestable assumptions that, when violated, can invalidate research claims. To help navigate such threats, we propose an evaluation framework that casts foundation model research as a causal inference problem. Within this framework, we evaluate different research strategies through four types of validity adapted from the empirical social sciences -- statistical, internal, external, and construct validity. We find that each strategy comes with a characteristic validity profile: proxy experiments trade external and construct validity for statistical and internal validity; observational studies face confounding and effect heterogeneity; and single-run designs are strained by interference between treated units. This analysis reveals several validity threats that have received insufficient attention in the literature. Overall, our evaluation framework provides researchers with a practical toolkit for scrutinizing validity threats in foundation model research~designs.
Gunnar König, Martin Pawelczyk, Ulrike von Luxburg +1
Jun 3, 2026cs.CL

CYGNET: Cypher Gate for Neural Execution Triage and Cost Containment

Language models acting as agents over knowledge graphs generate Cypher queries that fail structurally (crashing at the database) or semantically (executing but returning wrong results). We place a pre-execution gate between query generation and a production Neo4j database. The gate validates structure through a four-backend chain culminating in execution against a mirror graph at 5.6 ms median latency. Structurally broken queries are routed to a corrector that iterates structured error feedback through a language model. On seven CypherBench schemas (2348 questions, ACL 2025) the pipeline maintains generation accuracy on every model tested, confirming it operates as a safe defensive layer. The corrector achieves 81% to 95% success across five models (mean 89%). On a template-generated corpus across nine schemas the gate catches 100% of parse errors, 100% of constraint violations, and 100% of schema-reference errors in path queries with labelled endpoints, at zero false positives across 1135 queries. Property sibling-swaps where the substituted name is valid on the target label score 0%, marking the formal boundary where structural validation ends and semantic validation must begin. A planner-based cost gate flags catastrophic plan structures before execution.
Nikodem Tomczak
Jun 2, 2026stat.ML

Central Description Length (CDL) Clustering Validation Index

Selecting a clustering algorithm and its hyperparameters without labels is a common difficulty in engineering machine learning pipelines that work with unsupervised analysis of sensor, image, or process data. Clustering validation indices (CVIs) provide internal scores for ranking candidate clusterings, but most popular CVIs are built from Euclidean compactness and separation terms and so tend to favour compact, convex partitions. Their performance is known to degrade on non convex, irregular, or variable density data, where kernel transformations or alternative distance measures are typically used at the cost of additional tuning and computation. This paper introduces the Central Description Length (CDL) clustering validation index. CDL uses the observed within cluster compactness, the estimated cluster centers, and the estimated cluster covariances to compute a probabilistic upper bound on the description length associated with the unobservable true cluster centers. The bound condenses intra cluster compactness and centroid displacement into a single computable quantity and is evaluated on the partition produced by any clustering algorithm. The implementation uses only observable quantities (the data, the partition, the estimated centers, and the estimated covariances) and does not use ground truth labels. On synthetic benchmarks with non convex and arbitrary shape clusters, CDL-CVI selected the reference number of clusters more often and reached higher Adjusted Rand Index (ARI) values than the conventional CVIs we tested, without an additional kernel preprocessing stage. On image benchmarks (MNIST, CIFAR-10, STL-10) clustered from frozen unsupervised embeddings, CDL-CVI returned cluster numbers close to the reference class counts across K-means, DBSCAN, and spectral clustering in the reported trials.
Mahdi Shamsi, Soosan Beheshti
Jun 2, 2026cs.LG

A Close Look At World Model Recovery In Supervised Fine-Tuned LLM Planners

Supervised fine-tuning (SFT) improves end-to-end classical planning in large language models (LLMs), but do these models also learn to represent and reason about the planning problems they are solving? Due to the relative complexity of classical planning problems and the challenge that end-to-end plan generation poses for LLMs, it has been difficult to explore this question. In our work, we devise and perform a series of interpretability experiments that holistically interrogate world model recovery by examining both internal representations and generative capabilities of fine-tuned LLMs. We find that: a) Supervised fine-tuning on valid action sequences enables LLMs to linearly encode action validity and some state predicates. b) Models that struggle to use output probabilities for classifying action validity may still learn internal representations that separate valid from invalid actions. c) Broader state space coverage during fine-tuning, such as from random walk data, yields more accurate recovery of the underlying world model. In summary, this work contributes a recipe for applying interpretability techniques to planning LLMs and generates insights that shed light on open questions about how knowledge is represented in LLMs.
Patrick Emami, Nan Qiang, Peter Graf
Jun 2, 2026cs.AI

The Reliability Gap in Benchmark Auditing: Distribution Shift and Scale as Failure Modes of Contamination Detection

Benchmark contamination, where evaluation examples appear in a model's training data, threatens the validity of LLM assessment. Statistical tools for detecting training-data membership exist, but have been validated almost exclusively in controlled academic regimes: large, homogeneous pre-training corpora and transparent, single-stage training pipelines. Whether these methods remain reliable in realistic auditing scenarios remains unclear. We identify two under-studied failure modes: distribution shift, which arises when suspect and validation sets violate the IID assumption, and scale constraints, which arise because benchmarks are orders of magnitude smaller than pre-training corpora. We systematically evaluate three leading paradigms, LLM Dataset Inference, Post-Hoc Dataset Inference, and CoDeC, across 25 models from multiple families (including Pythia, OLMo 2, and specialised cultural and medical LLMs) and scales (up to 27B). We then further extend our analysis to frontier industry models. Across 335 evaluations, only 201 yield correct outcomes. LLM Dataset Inference results in false positives under distribution shift, Post-Hoc Dataset Inference is underpowered at benchmark scale, and CoDeC provides only coarse provenance signals that are insufficient to verify individual benchmark splits. Our results reveal a systematic reliability gap between controlled validation and practical benchmark auditing, and show that statistical detection cannot yet replace transparent data provenance. We open-source our benchmark for further research.
Wojciech Zarzecki, Jan Dubiński, Sebastian Cygert
Jun 1, 2026cs.CL

Who Annotates in NLP? A Large-scale Assessment of Human Annotation Reporting between 2018 and 2025

Human annotation is the empirical foundation of much NLP research, from dataset construction to model evaluation, but papers often leave unclear who produced the annotations and how the annotation process was controlled. We provide the first large-scale, task-level audit of human annotation reporting across major NLP venues, asking which annotation details are documented, which are missing, and how reporting varies across time, topic, venue, and intended use of human judgment. We introduce a unified taxonomy of annotation-reporting practices and validate an LLM-assisted extraction pipeline against Annotated-gold, a human-adjudicated gold standard of 41 papers and 72 annotation tasks, where the best model reaches human-comparable agreement with adjudicated labels, with Krippendorff's alpha of 0.606 versus 0.585 for human-human agreement. Using this pipeline, we construct Annotated-llm, a dataset covering ACL-venue papers from 2018-2025, with 2,667 extracted annotation tasks from 1,603 papers, and find that papers frequently report operational details such as recruitment strategies, annotator expertise, and annotation volume, but often omit details needed to assess annotation validity, including training, language proficiency, compensation, socio-demographics, adjudication, and agreement values, especially in model-evaluation studies. Our results show that annotation reporting in NLP has improved over time but remains uneven, and they establish a scalable framework and bare-minimum reporting recommendations for making human annotation more reliable, reproducible, and interpretable.
Maria Kunilovskaya, Gagan Bhatia, Lisa Sophie Albertelli +10
Jun 1, 2026cs.CL

Automated Essay Scoring and Language Certification: Assessing Generalizability, Agreement and Validity for French

In Automated Essay Scoring (AES), benchmarking practices have fostered minimalist evaluation practices, in contrast with the broader-view recommendations of evaluation frameworks, such as the argument-based validation framework (ABV), which argued in favor of a multidimensional assessment of systems, especially in the context of high-stakes language tests. In this paper, we introduce an enhanced and more practical version of the ABV framework, incorporating fairness analysis, correlations with linguistic features, prediction error evaluation, and model agreement compared with human raters. Applying this framework to French AES, we compare 8 model architectures on a corpus of 27k exam essays (2 raters each) and a generalization corpus of 961 essays (at least nine raters each). Our analyses illustrate the benefits of applying the ABV framework to better understand the capabilities and pitfalls of AES models, while also advancing the state-of-the-art for French AES.
Rodrigo Wilkens, Rémi Cardon, Vincent Folny +1
May 30, 2026cs.LG

Multi-Agent Conformal Prediction with Personalized Statistical Validity

Uncertainty quantification is essential in high-stakes machine learning tasks. However, one of the principled solutions, conformal prediction, faces challenges under limited local calibration data, privacy constraints, and data heterogeneity. In multi-agent settings, existing works do not simultaneously and satisfactorily address these challenges with guarantees either limited to averages across agents or losing validity in heterogeneous settings. Hence, we propose personalized federated weighted conformal prediction (PFWCP), a framework that combines local density ratio weighting with weighted quantile aggregation to correct for heterogeneity while preserving privacy. The method yields asymptotically valid marginal and calibration-conditional coverage guarantees for each participating agent and supports protocols with one-shot communication. Theoretical analysis presents an adjustment to the coverage variance, governed by an effective sample size expression, which is necessary in the context of weighted conformal prediction, and experiments on synthetic and real datasets show improved calibration quality over state-of-the-art federated conformal baselines.
Martin V. Vejling, Christophe A. N. Biscio, Adrien Mazoyer +2
May 28, 2026cs.SE

Projectional Decoding: Towards Semantic-Aware LLM Generation

Large language models (LLMs) are increasingly used to generate software artifacts across many software engineering (SE) tasks, yet ensuring the semantic validity of these artifacts remains a fundamental challenge. Existing constrained decoding techniques can enforce syntactic correctness and, in some cases, specific semantic rules, but lack a general representation that bridges LLM-generated text with the reasoning required for semantic validation in SE. In this paper, we propose projectional decoding, a novel conceptual framework that integrates domain semantics directly into the generation process by maintaining, alongside text, a partial graph model as the primary artifact representation throughout generation. This abstract representation enables incremental semantic validation by explicitly capturing uncertainty and natively supporting error detection, while guiding generation toward semantically valid outputs with provable guarantees. We present preliminary results on a program generation task which demonstrate the potential of this approach to improve the semantic validity of LLM-generated artifacts. We also discuss how projectional decoding can enable verifiable automation with LLMs across various SE activities.
Boqi Chen, José Antonio Hernández López, Aren A. Babikian
May 27, 2026cs.CL

Does Capability Transfer to Subjective Behavior -- and Would Our Instruments Tell Us? A Self-Evolving, Trust-by-Construction Evaluation Paradigm

Benchmarking is mature where answers are verifiable -- math, code, reasoning -- but the fastest-growing uses of LLMs are subjective and human-facing: companionship, emotional support, counseling. There the default validity test, correlating a metric to human judgment, has no stable anchor: inter-rater agreement is low, structured by annotator identity, barely reproducible, and length-biased. So we cannot answer the question that matters: does capability that scales on objective benchmarks transfer to subjective behavior, and would our instruments even tell us if it did not? We build an instrument for this regime and report what it reveals at the frontier. We contribute, first, a self-evolving instrument that selects and then authors its own behavioral dimensions under a multiplicative anti-gaming fitness, self-halting when it stops improving; second, a trust-by-construction paradigm that earns belief through three certificates established without a human gold standard, where human raters saturate (rho ~ 0.45); and third, the finding it makes visible -- capability transfer is dissociable. Across 49 models, 8 families, and 24 months, subjective behaviors are where objective-benchmark scaling fails to carry over: the sharpest case, advice-restraint (knowing when not to give advice), is the frontier's universal-lowest dimension, and at gpt-4.1->gpt-5 it ran backwards while the aggregate score hid it -- a regression one instruction recovers. Warm restraint is moved by model generation, not by raw scale, MoE width, inference budget, or reasoning mode; the open-weight Pareto frontier matches closed flagships at ~10-80x lower per-call cost; and four judge families replicate the rubric on held-out human ESConv conversations. Data, code, the locked rubric, and judge prompts will be released upon publication.
Yuming, Huang, Yao Liu +3
May 24, 2026cs.CV

A Principled Self-Referenced Early Stopping Approach for Deep Image Prior

Recently, Deep Image Prior (DIP) has demonstrated strong capabilities for solving inverse imaging problems (IIPs) by optimizing a randomly initialized convolutional neural network in a training-data-free regime. However, DIP suffers from overfitting to noisy measurements due to network over-parameterization, making early stopping (ES) essential. The most successful ES method tracks fluctuations in the running variance of the network output to detect overfitting. However, in many applications, these fluctuations may appear prematurely, leading to unstable reconstructions. In this paper, we first show that nearly optimal DIP early stopping can be achieved when two independent noisy copies of the degraded image are available. Motivated by this observation, and since obtaining two fully independent copies is infeasible, we propose an overfitting detection framework based on constructing pseudo self-referenced images, resulting in three IIP-specific algorithms. Our approach is further supported by theoretical results on single-reference validation, pseudo-validation estimation, and the impact of shared noise. Across different IIPs, ranging from natural image restoration to medical image reconstruction, and under varying noise levels and noise types, our methods consistently outperform existing DIP early stopping approaches, all without requiring an accurate estimate of the noise level.
Chaoyan Huang, Cheng-Han Huang, Ismail R. Alkhouri +1
May 22, 2026cs.SE

Towards Evaluation Engineering: An Empirical Study of ML Evaluation Harnesses in the Wild

Evaluation harnesses are software systems that orchestrate model evaluation by managing model invocation, data loading, metric computation, and result reporting. Despite their critical role in machine learning infrastructure, their operational challenges and engineering concerns have received limited attention so far. We present an empirical study of 57 evaluation harnesses, deriving a five-stage harness model and classifying 16,560 issues by workflow stage and root cause. Most harness operational challenges concentrate in the Specification stage (41.4% of issues), where harnesses integrate external models, datasets, and scoring judges. The three most frequent root causes of operational challenges are unimplemented features (24.3%), documentation gaps (20.3%), and missing input validation (17.2%), which together account for 61.7% of classified issues, spanning both defects in existing functionality and capability gaps that block intended workflows. Root causes also vary by workflow stage: environment incompatibility and external dependency breakage account for 36.2% of provisioning issues, whereas algorithmic error (25.9%) and validation gap (22.5%) dominate assessment issues. Together, these contributions establish an empirical foundation for treating evaluation engineering as a distinct software engineering concern.
Zhimin Zhao, Zehao Wang, Abdul Ali Bangash +2
May 22, 2026cs.LG

Valid and Expressive Copulas for Irregular Multivariate Time Series

We introduce CopFITi, a copula model for probabilistic forecasting of irregular multivariate time series (IMTS). Our model combines the expressivity of normalizing flows for univariate marginals with the consistency and flexibility of a Gaussian Mixture Copula for the joint dependency structure. Our experiments show that copula-based approaches, which decouple the marginals from the joint, yield better marginal models than architectures that directly fit the full joint. With CopFITi, we propose the first IMTS copula that is marginalization-consistent by construction and establish a new state of the art in joint IMTS density modeling.
Christian Klötergens, Tom Hanika, Lars Schmidt-Thieme +1
May 20, 2026cs.LG

The Constraint Tax: Measuring Validity-Correctness Tradeoffs in Structured Outputs for Small Language Models

Production LLM systems increasingly require machine-readable outputs: JSON objects, typed traces, regex-constrained fields, and tool-call schemas. This paper targets on-device and low-cost small language model (SLM) deployments, where sub-3B models are attractive for privacy, latency, and commodity hardware but have limited capacity to satisfy schemas while solving tasks. The usual engineering assumption is that hard output constraints improve reliability without changing the underlying answer. We show that this assumption is unsafe for small models. We introduce \emph{constraint tax}, a measurement protocol for isolating the answer and executable-accuracy loss caused by structured-output constraints at fixed model, fixed task distribution, and fixed problem instances. Across 15,000 commodity-GPU generations with Qwen2.5-0.5B, Qwen2.5-1.5B, and SmolLM2-1.7B, hard answer-only schema decoding raises schema validity from 61.5% to 100.0%, but lowers answer accuracy from 19.7% to 11.0% and increases wrong-valid-schema outputs from 49.5% to 88.9%. The strongest industry analogue is a deterministic calendar tool-call task: Qwen2.5-1.5B achieves 91.5% executable accuracy with prompt-only JSON but only 48.0% under the same hard tool-call schema, while both modes are 100.0% schema-valid. The error is semantic, not structural. We also show that the 3B boundary still pays a direct-schema tax and that delayed packaging supports a constructive design pattern: reason free, constrain late. The practical conclusion is direct: production systems should report schema validity, answer accuracy, executable accuracy, and wrong-valid-schema rate separately.
Jaideep Ray
May 20, 2026stat.ME

Everywhere Valid Bounds on False Discovery Proportions in Conformal Inference

Modern applications of conformal inference to multiple testing problems, such as outlier detection and candidate selection, often involve selecting test samples whose conformal p-values fall below a threshold. The quality of such methods is often measured by the false discovery proportion (FDP), defined as the fraction of incorrect selections. Existing approaches typically control the expected value of the FDP, using methods such as the Benjamini-Hochberg procedure. This approach fails to provide high-probability bounds on the realized false discovery proportion and invalidates statistical guarantees if the rejection threshold is selected after inspecting the data. This paper establishes finite-sample, distribution-free upper bounds on the FDP that hold simultaneously over all possible rejection thresholds, enabling arbitrary post hoc selection of the threshold. Simultaneous validity is achieved by constructing a high-probability envelope for the empirical distribution function of null conformal p-values by sampling from their joint distribution. Furthermore, our framework allows practitioners to modulate the envelope's shape, thereby producing tight bounds in rejection regions of primary interest. We use this flexible approach to derive simultaneous FDP upper bounds for both outlier detection and conformal selection. We demonstrate through synthetic and real-data experiments that the resulting bounds are both valid and substantially less conservative than those derived from existing approaches.
Ziang Song, Ying Jin, Emmanuel J. Candès
May 19, 2026cs.AI

Generative-Evaluative Agreement: A Necessary Validity Criterion for LLM-Enabled Adaptive Assessment

When the same LLM generates assessment items, simulates student responses, and scores them, the validation loop is self-referential. We introduce Generative-Evaluative Agreement (GEA), a validity criterion measuring whether an LLM's scoring function recovers the skill levels its generative function was instructed to produce. In the first direct measurement of GEA on a two-stage adaptive assessment, the model recovers roughly half the intended variance r = 0.698 with systematic positive bias. GEA is strong r > 0.7 for syntactically verifiable skills but near zero for design-level skills, and low-skill overestimation inflates scores near the routing threshold. We argue that granular, skill-decomposed rubrics are the principal proposed mechanism for strengthening GEA and outline complementary mitigations.
Grandee Lee, Yue Wang, Che Yee Lye +1
May 17, 2026cs.CL

Validate Your Authority: Benchmarking LLMs on Multi-Label Precedent Treatment Classification

Automating the classification of negative treatment in legal precedent is a critical yet nuanced NLP task where misclassification carries significant risk. To address the shortcomings of standard accuracy, this paper introduces a more robust evaluation framework. We benchmark modern Large Language Models on a new, expert-annotated dataset of 239 real-world legal citations and propose a novel Average Severity Error metric to better measure the practical impact of classification errors. Our experiments reveal a performance split. Google's Gemini 2.5 Flash achieved the highest accuracy on a high-level classification task (79.1%), while OpenAI's GPT-5-mini was the top performer on the more complex fine-grained schema (67.7%). This work establishes a crucial baseline, provides a new context-rich dataset, and introduces an evaluation metric tailored to the demands of this complex legal reasoning task.
M. Mikail Demir, M. Abdullah Canbaz
May 15, 2026cs.LG

Practical Validity Conditions for Byzantine-Tolerant Federated Learning

Robust aggregation is the core operation in Byzantine-tolerant federated learning. To ensure the quality of aggregation independently of data distribution or attacks, validity conditions are needed. They provide geometric guarantees of where the output of the aggregation must lie. The widespread convex validity requires the output to lie in the convex hull of the honest vectors. Although this guarantee is strong in theory, it is poorly suited to modern federated learning systems, as it has dimension-dependent resilience and excludes many practical aggregation rules. We introduce the minimum enclosing ball (MEB) validity condition for robust aggregation, as well as its multiplicative relaxation, cc-MEB validity, where cc is a constant. We show that exact MEB validity still suffers from limited resilience, while relaxed cc-MEB validity is achievable if a majority of clients is honest, i.e. n>2tn>2t. We give an optimal MinMax-MEB rule for the relaxed condition with the bound c<2c<\sqrt{2} and prove explicit relaxed-MEB guarantees for standard aggregators including minimum-diameter averaging, medoid and geometric median. Finally, we relate MEB validity to convex, relaxed-convex and box validity studied in prior literature, thus providing a systematic map of geometric validity conditions for Byzantine-robust aggregation. Our results show that relaxed MEB validity connects validity conditions in distributed computing and Byzantine-tolerant aggregation rules, and offers a practical alternative to convex validity.
Mélanie Cambus, Darya Melnyk, Tijana Milentijević +1
May 15, 2026cs.SE

Position: Early-Stage Quality Assurance in Annotation Pipelines Is More Cost-Effective Than Late-Stage Validation

This position paper argues that the machine learning community should prioritize early-stage quality assurance in annotation pipelines over the prevailing practice of late-stage validation. Data quality bottlenecks increasingly limit foundation model improvement, yet quality assurance research focuses almost exclusively on validation methods rather than validation timing. When validation occurs, not merely what methods are employed, fundamentally determines both error rates and annotation costs. This temporal neglect is puzzling given the well-established "shift-left" principle from software engineering, where empirical studies demonstrate 4--100x cost multipliers for defects detected in later stages (Boehm, 1981; Shull et al., 2002). Annotation pipelines exhibit analogous dynamics: errors caught before annotation begins cost a fraction of those discovered after review cycles complete. We propose a taxonomy of three QA trigger points, namely pre-annotation (T0), post-annotation (T1), and post-review (T2), that decompose annotation workflows into discrete validation opportunities. A parametric error-propagation model formalizes when timing affects final error rates versus only economics, making timing a measurable design variable rather than a configuration afterthought. A survey of 47 recent papers reveals that only 4% report when validation occurs, a striking gap given timing's demonstrated impact in adjacent fields. Without explicit attention to QA timing, the community risks optimizing validation methods while ignoring the structural variable that may matter most. Acting on this position requires three steps: researchers should report QA timing configurations alongside validation methods; annotation platforms should expose timing as a first-class parameter; and the community should run controlled experiments that measure stage-specific detection rates directly.
Sunil Kothari, Sumukha Sharma Thoppanahalli Chandramouli, Naman Khandelwal +8
May 14, 2026cs.CR

Autonomous Intelligent Agents for Natural-Language-Driven Web Execution with Integrated Security Assurance

Modern web test suites rot. A UI refactor breaks locators, a timing change causes race conditions, and within weeks developers abandon the suite entirely. This paper presents an AI-driven autonomous testing framework that addresses these failure modes through five integrated strategies - navigation reliability, context-aware selector generation, post-generation validation, smart wait injection, and failure learning - implemented over a containerised worker architecture that decouples orchestration from long-running browser execution. Evaluated across four production applications and 176 scenarios, the framework improves script generation success from 55% to 93%, achieves an 8x reduction in navigation failures, eliminates 80% of timing-related race conditions, and reduces test creation time by 75% compared to manual Selenium authoring. The framework extends naturally to security validation: testers describe attack scenarios in plain English - "try accessing another user's invoice" - which the agent converts to OWASP Top 10-aligned browser probes, detecting 85% of authentication bypass vulnerabilities and 95% of input validation flaws with false positive rates below 12%. Natural-language-driven security testing of this kind represents, to our knowledge, a novel contribution to the field.
Vinil Pasupuleti, Siva Rama Krishna Varma Bayyavarapu, Shrey Tyagi
May 12, 2026cs.LG

Incentivizing Truthfulness and Collaborative Fairness in Bayesian Learning

Collaborative machine learning involves training high-quality models using datasets from a number of sources. To incentivize sources to share data, existing data valuation methods fairly reward each source based on its data submitted as is. However, as these methods do not verify nor incentivize data truthfulness, the sources can manipulate their data (e.g., by submitting duplicated or noisy data) to artificially increase their valuations and rewards or prevent others from benefiting. This paper presents the first mechanism that provably ensures (F) collaborative fairness and incentivizes (T) truthfulness at equilibrium for Bayesian models. Our mechanism combines semivalues (e.g., Shapley value), which ensure fairness, and a truthful data valuation function (DVF) based on a validation set that is unknown to the sources. As semivalues are influenced by others' data, we introduce an additional condition to prove that a source can maximize its expected data values in coalitions and semivalues by submitting a dataset that captures its true knowledge. Additionally, we discuss the implications and suitable relaxations of (F) and (T) when the mediator has a limited budget for rewards or lacks a validation set. Our theoretical findings are validated on synthetic and real-world datasets.
Rachael Hwee Ling Sim, Jue Fan, Xiao Tian +3
May 12, 2026cs.CL

Large Language Models for Causal Relations Extraction in Social Media: A Validation Framework for Disaster Intelligence

During disasters, extracting causal relations from social media can strengthen situational awareness by identifying factors linked to casualties, physical damage, infrastructure disruption, and cascading impacts. However, disaster-related posts are often informal, fragmented, and context-dependent, and they may describe personal experiences rather than explicit causal relations. In this work, we examine whether Large Language Models (LLMs) can effectively extract causal relations from disaster-related social media posts. To this end, we (1) propose an expert-grounded evaluation framework that compares LLM-generated causal graphs with reference graphs derived from disaster-specific reports and (2) assess whether the extracted relations are supported by post-event evidence or instead reflect model priors. Our findings highlight both the potential and risks of using LLMs for causal relation extraction in disaster decision-support systems.
Ujun Jeong, Saketh Vishnubhatla, Bohan Jiang +3
May 11, 2026cs.CL

Extending Confidence-Based Text2Cypher with Grammar and Schema Aware Filtering

Large language models (LLMs) allow users to query databases using natural language by translating questions into executable queries. Despite strong progress on tasks such as Text2SQL, Text2SPARQL, and Text2Cypher, most existing methods focus on better prompting, fine-tuning, or iterative refinement. However, they often do not explicitly enforce structural constraints, such as syntactic validity and schema consistency. This can reduce reliability, since generated queries must satisfy both syntax rules and database schema constraints to be executable. In this work, we study how structured constraints can be used in test-time inference for Text2Cypher. We focus on post-generation validation to improve query correctness. We extend a confidence-based inference framework with a sequential filtering process that combines confidence scoring, grammar validation, and schema constraints before final aggregation. This lets us analyze how different constraint types affect generated queries. Our experiments with two instruction-tuned models show that grammar-based filtering improves syntactic validity. Schema-aware filtering further improves execution quality by enforcing consistency with the database structure. However, stronger filtering also increases the number of empty predictions and reduces execution coverage. Overall, we show that adding simple structural checks at test time improves the reliability of Text2Cypher generation, and we provide a clearer view of how syntax and schema constraints contribute differently.
Makbule Gulcin Ozsoy
May 9, 2026cs.AI

CIVeX: Causal Intervention Verification for Language Agents

A valid tool call is not necessarily a valid intervention. Tool-using language agents are guarded by schema validators, policy filters, provenance checks, state predictors, and self-verification, yet such safeguards do not certify that a state-changing action has an identifiable causal effect. In confounded workflows, the action that looks optimal in observational logs can reduce utility when executed. We introduce CIVeX, a causal intervention verifier that maps proposed actions to structural causal queries over a committed action-state graph, checks identifiability, and returns one of four auditable verdicts: EXECUTE, REJECT, EXPERIMENT, or ABSTAIN. Execution requires an assumption-scoped causal certificate carrying graph commitments, an identification argument, a one-sided lower confidence bound (LCB), provenance, and risk limits. On Causal-ToolBench (1,890 instances, 7 seeds), CIVeX yields zero observed false executions across moderate and adversarial confounding. Under adversarial confounding it reaches 84.9% accuracy and 81.1% of oracle utility (+2.23 vs +2.76) and is the only non-oracle method whose constrained utility under a zero-false-execution constraint exceeds the AlwaysAbstain floor. On IHDP and ZOZO Open Bandit (real production logs with uniform-random ground truth), CIVeX matches Oracle correct-execution within 0.1pp and cuts per-execute false-execution by >=50x over naive baselines. A chain-of-thought LLM verifier (Claude Opus, Sonnet) cuts false-execution by an order of magnitude over a terse baseline, yet under adversarial confounding Opus's utility falls to 74% of CIVeX's. Intervention identifiability, not action validity, is the missing primitive for reliable tool use.
Fabio Rovai
May 9, 2026cs.MA

Slipstream: Trajectory-Grounded Compaction Validation for Long-Horizon Agents

To cope with the large contexts that long-horizon LLM agents produce, modern frameworks increasingly rely on compaction -- invoking an LLM to rewrite the accumulated trajectory into a shorter summary that the agent resumes from. Today, compaction runs synchronously on the critical path of agent execution but this can unpredictably degrade accuracy due to a structural validation gap: the compactor must condense context but is fundamentally unaware of precisely what information the agent will need later. Further, because post-compaction agent steps are conditioned on the new summary, targeted validation criteria do not exist and errors silently propagate through coherent but incorrect behavior. Our key insight is that asynchronous compaction efficiently addresses this gap: by running the compactor in parallel with continued agent execution on the original context, the candidate summary and the agent's next steps are generated independently from the same pre-compaction state, yielding a validation signal independent of the summary itself. We build Slipstream, a trajectory-grounded compaction system that uses a judge to validate the candidate summary against the agent's continued reasoning, checking that it preserves both the agent's forward intent and the key facts and constraints it depends on. Across long-horizon coding (SWE-bench Verified) and web-browsing (BrowseComp) workloads, Slipstream improves task accuracy by up to 8.8 percentage points while reducing end-to-end latency by up to 39.7%.
Zhuofu Chen, Rui Pan, Yinwei Dai +1
May 8, 2026cs.LG

Aggregation in conformal e-classification

Aggregating conformal predictors is a standard way of balancing their predictive and computational efficiency while retaining their validity, at least approximately. An important advantage of conformal e-predictors is that they are easier to aggregate without sacrificing their validity. This paper studies experimentally cross-conformal e-prediction, which is an existing method of aggregating conformal e-predictors, and its modifications that are conceptually simpler and more flexible.
Vladimir Vovk
May 7, 2026cs.CL

Cited but Not Verified: Parsing and Evaluating Source Attribution in LLM Deep Research Agents

Large language models (LLMs) power deep research agents that synthesize information from hundreds of web sources into cited reports, yet these citations cannot be reliably verified. Current approaches either trust models to self-cite accurately, risking bias, or employ retrieval-augmented generation (RAG) that does not validate source accessibility, relevance, or factual consistency. We introduce the first source attribution evaluation framework that uses a reproducible AST parser to extract and evaluate inline citations from LLM-generated Markdown reports at scale. Unlike methods that verify claims in isolation, our framework closes the loop by retrieving the actual cited content, enabling human or model evaluators to judge each citation against its source. Citations are evaluated along three dimensions. (1) Link Works verifies URL accessibility, (2) Relevant Content measures topical alignment, and (3) Fact Check validates factual accuracy against source content. We benchmark 14 closed-source and open-source LLMs across three evaluation dimensions using rubric-based LLM-as-a-judge evaluators calibrated through human review. Our results reveal that even the strongest frontier models maintain link validity above 94% and relevance above 80%, yet achieve only 39-77% factual accuracy, while fewer than half of open-source models successfully generate cited reports in a one-shot setting. Ablation studies on research depth show that Fact Check accuracy drops by approximately 42% on average across two frontier models as tool calls scale from 2 to 150, demonstrating that more retrieval does not produce more accurate citations. These findings reveal a critical disconnect between surface-level citation quality and factual reliability, and our framework provides the evaluation infrastructure to assess the disconnect.
Hailey Onweller, Elias Lumer, Austin Huber +3
May 6, 2026cs.LG

Forecasting Green Skill Demand in the Automotive Industry: Evidence from Online Job Postings

The global transition toward sustainable economies is reshaping labor markets, yet systematic methods for identifying and forecasting green skills remain limited. This study presents a computational framework to measure and predict green skill demand using online job postings from Mexico's automotive industry, which contributes about 4% of national GDP. We compile a dataset of job advertisements from Indeed Mexico, OCC Mundial, and LinkedIn (July 2024 to July 2025), yielding 204,373 skill records. A two-stage pipeline combining multilingual embeddings and ESCO validation identifies 274 unique green skills across 8,576 occurrences (4.22% of all skills). We benchmark 15 time series forecasting models using a rolling origin evaluation. Transformer-based models, especially FEDformer, Reformer, and Informer, achieve the best performance, with MAE around 2.5e-5 and relative RMSE below 15. We further propose a framework to classify skills by absolute and relative growth, identifying stable, emerging, and high-impact competencies. Results show current demand is concentrated in operational sustainability practices, while the fastest-growing skills relate to renewable energy, recycling, and hydrogen technologies. This pipeline supports data-driven workforce planning in the green transition.
Sabur Butt, Joshua N. Arrazola E., Hector G. Ceballos +1
May 6, 2026cs.RO

Practical validation of synthetic pre-crash scenarios

The representativeness of synthetic pre-crash scenarios is crucial for assessing the safety impact of Driving Automation Systems through virtual simulations. However, a gap remains in the robust evaluation of synthetic pre-crash scenarios' practical equivalence to their real-world counterparts; that is, whether they are similar enough for the intended assessment purpose. Conventional significance testing is inadequate, as it focuses on detecting differences rather than establishing practical equivalence. This study addresses the research gap by extending our previous work on a Bayesian Region of Practical Equivalence (ROPE)-based equivalence testing framework by introducing a binning-based approach to define appropriate statistics and equivalence criteria. Two binning-based statistics are proposed to measure practically meaningful distributional differences between datasets in the context of safety impact assessment. The framework's applicability is demonstrated through a case study, which tests the practical equivalence of two synthetic rear-end pre-crash datasets with a previously developed reference dataset in the context of the safety impact assessment of an Automatic Emergency Braking system. The results show that the framework provides informative quantitative assessments of practical equivalence as well as diagnostic insights into the divergence of datasets. Although the demonstration focuses on rear-end pre-crash scenarios, the framework is generic and extensible to broader validation contexts, providing an interpretable and principled basis for practical equivalence assessment across diverse synthetic data applications.
Jian Wu, Ulrich Sander, Carol Flannagan +1
May 4, 2026stat.ML

Conformalized Percentile Interval: Finite Sample Validity and Improved Conditional Performance

Conformal prediction provides distribution-free predictive intervals with finite-sample marginal coverage. However, achieving conditional validity and interval efficiency (in terms of short interval length) remains challenging, particularly in complex settings with heteroskedasticity, skewed responses, or estimation errors. We propose a conformal-style calibration method for responses obtained by the probability integral transform (PIT) of the conditional cumulative distribution function (CDF) estimated via neural networks to construct a finite-sample-adjusted percentile interval with the shortest length determined by the estimated conditional CDF. Calibrating in PIT space is effective because PIT values are asymptotically feature-independent when the CDF estimator is accurate, which mitigates feature-dependent miscoverage and improves conditional calibration. On the other hand, our percentile calibration adapts to the empirical PIT distribution, which is robust against a possibly imperfect estimation of the conditional CDF. We prove the finite-sample marginal coverage property of the proposed method and show its asymptotic conditional coverage under mild consistency conditions. Experiments on diverse synthetic and real-world benchmarks demonstrate better conditional calibration and substantially shorter intervals than existing methods.
Ran Zou, Wanrong Zhu, Bin Nan
May 3, 2026cs.CY

Principles and Guidelines for Randomized Controlled Trials in AI Evaluation

This work establishes a foundational framework for standardizing AI evaluation RCTs (sometimes called human uplift studies). Drawing on established experimental practices from disciplines with established RCT traditions, including software engineering, economics, clinical and health sciences, and psychology, we adopt the (Shadish et al., 2002) four-validity framework and extend it with a fifth principle on transparency, repeatability, and verification adapted from the Transparency and Openness Promotion (TOP) Guidelines (Center for Open Science, 2025). We operationalize all five principles into 33 guidelines adapted for AI evaluation RCT contexts, expressed as requirements with rationales, implementation instructions, and evidence bases. We position the principles and guidelines as serving three key roles for AI evaluation RCTs: a design tool for planning studies, an evaluation rubric for assessing existing work, and a blueprint for standard setting as the field converges on norms. Our framework extends prior work by centering evaluation on human performance rather than model output alone, formalizing causal inference through RCT methodology for AI contexts, integrating heterogeneity analysis and practical significance assessment, implementing a graded transparency and repeatability framework, and addressing AI-specific challenges including model versioning, human-AI interaction dynamics, contamination and spillover effects, and equitable impact assessment.
Christopher Kelly, Angelica Chowdhury, Alexandra Campili +5
Apr 28, 2026cs.AI

Operating-Layer Controls for Onchain Language-Model Agents Under Real Capital

We study reliability in autonomous language-model agents that translate user mandates into validated tool actions under real capital. The setting is DX Terminal Pro, a 21-day deployment in which 3,505 user-funded agents traded real ETH in a bounded onchain market. Users configured vaults through structured controls and natural-language strategies, but only agents could choose normal buy/sell trades. The system produced 7.5M agent invocations, roughly 300K onchain actions, about $20M in volume, more than 5,000 ETH deployed, roughly 70B inference tokens, and 99.9% settlement success for policy-valid submitted transactions. Long-running agents accumulated thousands of sequential decisions, including 6,000+ prompt-state-action cycles for continuously active agents, yielding a large-scale trace from user mandate to rendered prompt, reasoning, validation, portfolio state, and settlement. Reliability did not come from the base model alone; it emerged from the operating layer around the model: prompt compilation, typed controls, policy validation, execution guards, memory design, and trace-level observability. Pre-launch testing exposed failures that text-only benchmarks rarely measure, including fabricated trading rules, fee paralysis, numeric anchoring, cadence trading, and misread tokenomics. Targeted harness changes reduced fabricated sell rules from 57% to 3%, reduced fee-led observations from 32.5% to below 10%, and increased capital deployment from 42.9% to 78.0% in an affected test population. We show that capital-managing agents should be evaluated across the full path from user mandate to prompt, validated action, and settlement.
T. J. Barton, Chris Constantakis, Patti Hauseman +4
Apr 28, 2026cs.CR

From CRUD to Autonomous Agents: Formal Validation and Zero-Trust Security for Semantic Gateways in AI-Native Enterprise Systems

Enterprise software engineering is shifting away from deterministic CRUD/REST architectures toward AI-native systems where large language models act as cognitive orchestrators. This transition introduces a critical security tension: probabilistic LLMs weaken classical mechanisms for validation, access control, and formal testing. This paper proposes the design, formal validation, and empirical evaluation of a Semantic Gateway governed by the Model Context Protocol (MCP). The gateway reframes the enterprise API as a semantic surface where tools are dynamically discovered, authorized, and executed based on intent and policy enforcement. The central contribution rests on a paradigm shift: autonomous agents must not be validated as traditional software nor as simple API consumers, but as stochastic state-transition systems whose behavior must be abstracted, fuzzed, and audited through enabled-tool graphs. The architecture introduces a three-layer Zero-Trust security model comprising a pre-inference Semantic Firewall, deterministic Tool-Level RBAC, and out-of-band Cryptographic Human-in-the-Loop approval. Enabledness-Preserving Abstractions (EPAs) and greybox semantic fuzzing--originally developed for blockchain smart contract verification--are adapted to audit agent behavior in enterprise environments. Results demonstrate an 84.2% reduction in incidental code. Across 500,000 multi-turn fuzzing sequences, the methodology achieved a 100% discovery rate of hidden unauthorized state transitions, proving that dynamic formal verification is strictly necessary for secure agentic deployment.
Ignacio Peyrano
Apr 27, 2026cs.SE

Defective Task Descriptions in LLM-Based Code Generation: Detection and Analysis

Large language models are widely used for code generation, yet they rely on an implicit assumption that the task descriptions are sufficiently detailed and well-formed. However, in practice, users may provide defective descriptions, which can have a strong effect on code correctness. To address this issue, we develop SpecValidator, a lightweight classifier based on a small model that has been parameter-efficiently finetuned, to automatically detect task description defects. We evaluate SpecValidator on three types of defects, Lexical Vagueness, Under-Specification and Syntax-Formatting on 3 benchmarks with task descriptions of varying structure and complexity. Our results show that SpecValidator achieves defect detection of F1 = 0.804 and MCC = 0.745, significantly outperforming GPT-5-mini (F1 = 0.469 and MCC = 0.281) and Claude Sonnet 4 (F1 = 0.518 and MCC = 0.359). Perhaps more importantly, our analysis indicates that SpecValidator can generalize to unseen issues and detect unknown Under-Specification defects in the original (real) descriptions of the benchmarks used. Our results also show that the robustness of LLMs in task description defects depends primarily on the type of defect and the characteristics of the task description, rather than the capacity of the model, with Under-Specification defects being the most severe. We further found that benchmarks with richer contextual grounding, such as LiveCodeBench, exhibit substantially greater resilience, highlighting the importance of structured task descriptions for reliable LLM-based code generation.
Amal Akli, Mike Papadakis, Maxime Cordy +1
Apr 27, 2026cs.CL

Quantum Knowledge Graph: Modeling Context-Dependent Triplet Validity

Knowledge graphs (KGs) are increasingly used to support large lan guage model (LLM) reasoning, but standard triplet-based KGs treat each relation as globally valid. In many settings, whether a relation should count as evidence depends on the context. We therefore formulate triplet validity as a triplet-specific function of context and refer to this formulation as a Quantum Knowledge Graph (QKG). We instantiate QKG in medicine using a diabetes-centered PrimeKG subgraph, whose 68,651 context-sensitive relations are further annotated with patient-group-specific constraints. We evaluate it in a reasoner--validator pipeline for medical question answering on a KG-grounded subset of MedReason containing 2,788 questions. With Haiku-4.5 as both the Reasoner and the Validator, KG-backed validation significantly improves over a no-validator baseline (+0.61+0.61 pp), and QKG with context matching yields the largest gain, outperforming both KG validation without context matching (+0.79+0.79 pp) and the no-validator baseline (+1.40+1.40 pp; paired McNemar, all p<0.05p<0.05). Under a stronger validator (Qwen-3.6-Plus), the raw QKG gain over the no-validator baseline grows from +1.40+1.40 pp to +5.96+5.96 pp; the context-matching gap is non-significant (p=0.73p=0.73) on the raw set but becomes borderline significant (p=0.05p=0.05) after adjustment for knowledge leakage and suspicious questions, consistent with a benchmark-gold ceiling rather than a QKG limitation. Taken together, the results support the view that the value of a KG in LLM-based clinical reasoning lies not merely in storing medically related facts, but in representing whether those facts are applicable to the specific patient context. For reproducibility and further research, we release the curated QKG datasets and source code.\footnote{https://github.com/HKAI-Sci/QKG}
Yao Wang, Zixu Geng, Jun Yan
Apr 23, 2026cs.LG

PrismaDV: Automated Task-Aware Data Unit Test Generation

Data is a central resource for modern enterprises, and data validation is essential for ensuring the reliability of downstream applications. However, existing automated data unit testing frameworks are largely task-agnostic: they validate datasets without considering the semantics and requirements of the code that consumes the data. We present PrismaDV, a compound AI system that analyzes downstream task code together with dataset profiles to identify data access patterns, infer implicit data assumptions, and generate task-aware executable data unit tests. To further adapt the data unit tests over time to specific datasets and downstream tasks, we propose "Selective Informative Feedback for Task Adaptation" (SIFTA), a prompt-optimization framework that leverages the scarce outcomes from the execution of data unit tests and downstream tasks. We evaluate PrismaDV on two new benchmarks spanning 60 tasks across five datasets, where it consistently outperforms both task-agnostic and task-aware baselines in generating unit tests that reflect the end-to-end impact of data errors. Furthermore, we show that with SIFTA, we can automatically learn prompts for PrismaDV's modules that outperform prompts written by hand or generated from a generic prompt optimizer. We publicly release our benchmarks and prototype implementation.
Hao Chen, Arnab Phani, Sebastian Schelter
Apr 20, 2026cs.MA

Aether: Network Validation Using Agentic AI and Digital Twin

Network change validation remains a critical yet predominantly manual, time-consuming, and error-prone process in modern network operations. While formal network verification has made substantial progress in proving correctness properties, it is typically applied in offline, pre-deployment settings and faces challenges in accommodating continuous changes and validating live production behavior. Current operational approaches typically involve scattered testing tools, resulting in partial coverage and errors that surface only after deployment. In this paper, we present Aether, a novel approach that integrates Generative Agentic AI with a multi-functional Network Digital Twin to automate and streamline network change validation workflows. It features an agentic architecture with five specialized Network Operations AI agents that collaboratively handle the change validation lifecycle from intent analysis to network verification and testing. Aether agents use a unified Network Digital Twin integrating modeling, simulation, and emulation to maintain a consistent, up-to-date network view for verification and testing. By orchestrating agent collaboration atop this digital twin, Aether enables automated, rapid network change validation while reducing manual effort, minimizing errors, and improving operational agility and cost-effectiveness. We evaluate Aether over synthetic network change scenarios covering main classes of network changes and on past incidents from a major ISP operational network, demonstrating promising results in error detection (100%), diagnostic coverage (92-96%), and speed (6-7 minutes) over traditional methods.
Jordan Auge, Sam Betts, Giovanna Carofiglio +3
Apr 20, 2026cs.CL

Concurrent Criterion Validation of a Validity Screen for LLM Confidence Signals via Selective Prediction

The validity screen (Cacioli, 2026d, 2026e) classifies LLM confidence signals as Valid, Indeterminate, or Invalid. We test whether these classifications predict selective prediction performance. Twenty frontier LLMs from seven families were evaluated on 524 items across six cognitive tracks. Valid models show mean Type 2 AUROC = .624 (SD = .048). Invalid models show mean AUROC = .357 (SD = .231). Cohen's d = 2.81, p = .002. The tiers order monotonically: Invalid (.357) < Indeterminate (.554) < Valid (.624). Split-half cross-validation yields median d = 1.77, P(d > 0) = 1.0 across 1,000 splits. The three-tier classification accounts for 47% of the variance in AUROC. DeepSeek-R1 drops from 85.3% accuracy at full coverage to 11.3% at 10% coverage. The screen predicts the criterion. For selective prediction, the screen matters.
Jon-Paul Cacioli
Apr 20, 2026cs.CL

Screen Before You Interpret: A Portable Validity Protocol for Benchmark-Based LLM Confidence Signals

LLM confidence signals are used for abstention, routing, and safety-critical decisions. No standard practice exists for checking whether a confidence signal carries item-level information before building on it. We transfer the validity screening principle from clinical personality assessment (PAI, MMPI-3) as a portable protocol for benchmark-based LLM confidence data. The protocol specifies three core indices (L, Fp, RBS), a structural indicator (TRIN), and an item-sensitivity statistic, computed from a single 2x2 contingency table. A three-tier classification system (Invalid, Indeterminate, Valid) draws on four clinical traditions. Validated on 20 frontier LLMs across 524 items, four models are classified Invalid, two Indeterminate. Valid-profile models show mean r = .18 (15/16 significant). Invalid-profile models show mean r = -.20 (d = 2.48). Cross-benchmark validation on 18 models using MMLU with verbalized confidence and on external data from Yang et al. (2024) confirms the screen transfers across benchmarks and probe formats. All data and code: https://github.com/synthiumjp/validity-scaling-llm
Jon-Paul Cacioli
Apr 20, 2026cs.CL

Before You Interpret the Profile: Validity Scaling for LLM Metacognitive Self-Report

Clinical personality assessment screens response validity before interpreting substantive scales. LLM evaluation does not. We apply the validity scaling framework from the PAI and MMPI-3 to metacognitive probe data from 20 frontier models across 524 items. Six validity indices are operationalised: L (maintaining confidence on errors), K (betting on errors), F (withdrawing consensus-endorsed items), Fp (withdrawing correct answers), RBS (inverted monitoring), and TRIN (fixed responding). A tiered classification system identifies four models as construct-level invalid and two as elevated. Valid-profile models produce item-sensitive confidence (mean r = .18, 14 of 16 significant). Invalid-profile models do not (mean r = -.20, d = 2.17, p = .001). Chain-of-thought training produces two opposite response distortions. Two latent dimensions account for 94.6% of index variance. Companion papers extract a portable screening protocol (Cacioli, 2026e) and validate it against selective prediction (Cacioli, 2026f). All data and code: https://github.com/synthiumjp/validity-scaling-llm
Jon-Paul Cacioli
Apr 19, 2026q-fin.PM

Signal or Noise in Multi-Agent LLM-based Stock Recommendations?

We present the first portfolio-level validation of MarketSenseAI, a deployed multi-agent LLM equity system. All signals are generated live at each observation date, eliminating look-ahead bias. The system routes four specialist agents (News, Fundamentals, Dynamics, and Macro) through a synthesis agent that issues a monthly equity thesis and recommendation for each stock in its coverage universe, and we ask two questions: do its buy recommendations add value over both passive benchmarks and random selection, and what does the internal agent structure reveal about the source of the edge? On the S&P 500 cohort (19 months) the strong-buy equal-weight portfolio earns +2.18%/month against a passive equal-weight benchmark of +1.15% (approximating RSP), a +25.2% compound excess, and ranks at the 99.7th percentile of 10,000 Monte Carlo portfolios (p=0.003). The S&P 100 cohort (35 months) delivers a +30.5% compound excess over EQWL with consistent direction but formal significance not reached, limited by the small average selection of ~10 stocks per month. Non-negative least-squares projection of thesis embeddings onto agent embeddings reveals an adaptive-integration mechanism. Agent contributions rotate with market regime (Fundamentals leads on S&P 500, Macro on S&P 100, Dynamics acts as an episodic momentum signal) and this agent rotation moves in lockstep with both the sector composition of strong-buy selections and identifiable macro-calendar events, three independent views of the same underlying adaptation. The recommendation's cross-sectional Information Coefficient is statistically significant on S&P 500 (ICIR=+0.489, p=0.024). These results suggest that multi-agent LLM equity systems can identify sources of alpha beyond what classical factor models capture, and that the buy signal functions as an effective universe-filter that can sit upstream of any portfolio-construction process.
George Fatouros, Kostas Metaxas
Mar 18, 2026cs.CV

Does it matter which Gaussians you pick in 4D Gaussian streaming?

Anchor-driven 4D Gaussian streaming methods such as Instant Gaussian Stream (IGS) update a dynamic scene each frame from a compact set of Gaussian anchors, chosen by default with Farthest Point Sampling (FPS) at a fixed budget of 8,1928{,}192. Because these anchors act as control points that drive the whole scene through linear blend skinning, the rule used to choose them ought to affect reconstruction quality. We test this by holding the IGS pipeline fixed and changing only the sampler, comparing FPS, random, uniform, an opacity-scale heuristic, and a learned policy across budgets and refinement settings on N3DV and MeetingRoom. At deployment budgets the sampler has no measurable effect: a cheap random or uniform sampler at 4,0964{,}096 anchors matches FPS@8192 within measurement error, the default budget is over-provisioned, and the result holds on a second backbone (3DGStream). The learned policy is mixed rather than consistently better: it can improve the N3DV validation set at tight budgets, but does not give a stable cross-dataset rule, and selection is never the bottleneck because refinement dominates runtime. We will release our full sweep and evaluation protocol as a sampler benchmark.
Ashim Dahal, Rabab Abdelfattah, Nick Rahimi
Mar 16, 2026physics.ed-ph

LLM-as-a-judge validity in physics assessment depends more on the task than the model

As large language models (LLMs) are increasingly considered for automated assessment and feedback, understanding when LLM marking is valid is essential. We evaluate LLM-as-a-judge marking across three physics assessment formats - structured questions, written essays, and scientific plots - comparing GPT-5.2, Grok 4.1, Claude Opus 4.5, DeepSeek-V3.2, Gemini Pro 3, and committee aggregations against human markers under blind, solution-provided, false-solution, and anchored conditions. We distinguish absolute accuracy from rank-order agreement, since a marking system can match the distribution of human marks while failing to order responses by quality. Across task types, performance is sharply task-dependent. For blind university exam questions (n=771n=771) and secondary and university structured questions (n=1151n=1151), models show robust rank-order agreement with human markers (Spearman ρ>0.6ρ> 0.6), with official solutions reducing error and strengthening agreement. False solutions degrade absolute accuracy, showing that models defer to provided references, but leave rank-ordering intact. Essay marking behaves fundamentally differently. Across n=55n=55 scripts (n=275n=275 essays), blind AI marking is harsher and more variable than human marking and adding a mark scheme does not improve rank-order agreement. Anchored exemplars shift the AI mean close to the human mean and compress variance below the human standard deviation, but rank-order agreement remains near-zero. For code-based plot elements (n=1400n=1400), models achieve high rank-order agreement (ρ>0.84ρ> 0.84) with near-linear calibration. Across all task types, validity tracks the structure of the assessment task - the extent to which marks can be mapped to explicit, observable grading features - and the reliability of the human benchmark, rather than raw model capability.
Will Yeadon, Tom Hardy, Paul Mackay +1
Jan 23, 2026stat.ME

Falsifying Discriminant Validity of Predictive Algorithms

Empirical investigations into unintended model behavior often show that the algorithm is predicting another outcome than what was intended. These exposés highlight the need to identify when algorithms predict unintended quantities - ideally before deploying them into consequential settings. We propose a falsification framework that provides a principled statistical test for discriminant validity: the requirement that an algorithm predict intended outcomes better than impermissible ones. Drawing on falsification practices from causal inference, econometrics, and psychometrics, our framework compares calibrated prediction losses across outcomes to assess whether the algorithm exhibits discriminant validity with respect to a specified impermissible proxy. In settings where the target outcome is difficult to observe, multiple permissible proxy outcomes may be available; our framework accommodates both this setting and the case with a single permissible proxy. Throughout we use nonparametric hypothesis testing methods that make minimal assumptions on the data-generating process. We illustrate the method in an admissions setting, where the framework establishes discriminant validity with respect to gender but fails to establish discriminant validity with respect to race. This demonstrates how falsification can serve as an early validity check. We also provide analysis in a criminal justice setting, where we highlight the limitations of our framework and emphasize the need for complementary approaches to assess other aspects of construct validity and external validity.
Amanda Coston
Date pendingcs.CL

GRACE-DS: a Guarded Reward-guided Agent Correction Environment in Data Science

We introduce GRACE-DS, a Guarded Reward-guided Agent Correction Environment in Data Science for pre-deployment evaluation of LLM-powered AutoML agents. GRACE-DS is a set of evaluation metrics in an isolated environment that can be applied to tabular ML tasks specific to a particular organization. It exposes agents to realistic workflow stages, from planning and data inspection through feature engineering, model development, validation, and code repair to final submission, while hidden executable validators measure not only final predictive performance but also leakage avoidance, reproducibility, protocol validity, correction behavior, and reward alignment. The strongest structured regime, flexible iterative interaction (our approach), achieves higher end-to-end normalized hidden-test quality than single-shot generation, unstructured interaction, and restart-based baselines, while also improving protocol-valid completion. Validated across more than 7,000 episodes, these results establish GRACE-DS as a robust platform for assessing the capacity of LLM-based AutoML agents to execute machine learning workflows under production-like conditions and in accordance with organization-specific requirements.
Aleksandr Tsymbalov, Danis Zaripov, Artem Epifanov +1
Date pendingcs.SE

SpecBench: Measuring Reward Hacking in Long-Horizon Coding Agents

As long-horizon coding agents produce more code than any developer can review, oversight collapses onto a single surface: the automated test suite. Reward hacking naturally arises in this setup, as the agent optimizes for passing tests while deviating from the users true goal. We study this reward hacking phenomenon by decompose software engineering tasks into three parts: (i) a natural language description of the specification (ii) visible validation tests that exercise specified features in isolation, and (iii) held-out tests that compose those same features to simulate real-world usage. Based on the specification and the visible validation test suites, a genuine agent would be able to generate a solution that can also pass all of the held-out tests. Therefore we use the gap in pass rates on these two suites to quantify reward hacking. Based on this methodology, we introduce SpecBench, a benchmark comprising 30 systems-level programming tasks ranging from short horizon tasks like building a JSON parser to ultra long horizon tasks like building an entire OS kernel from scratch. Large-scale experiments reveal a consistent pattern: while every frontier agent saturates the visible suite, reward hacking persists, with smaller models exhibiting larger gaps on holdout suites. The gap also scales sharply with task length: it grows by 28 percentage points for every tenfold increase in code size. Failures range from subtle feature isolation to deliberate exploits, including a 2,900-line hash-table "compiler" that memorizes test inputs. SpecBench offers a principled testbed for measuring whether coding agents build genuine working systems or merely game the test suites developers hand them.
Bingchen Zhao, Dhruv Srikanth, Yuxiang Wu +1
Date pendingcs.CL

The PIMMUR Principles: Ensuring Validity in Collective Behavior of LLM Societies

Large language models (LLMs) are increasingly used to simulate human collective behavior, yet claims that such simulations are human-like remain largely untested. We conducted a systematic audit (pre-registered on OSF) of LLM-based social simulations across four databases (Scopus, IEEE Xplore, ACM Digital Library, and arXiv). Across 576 studies reported in 350 recent papers, we applied six methodological evaluations: agent Profile, Interaction, Memory, Minimal-Control, Unawareness, and Realism (PIMMUR). Coding every study against pre-specified rules, we revealed that PIM were met more often than MUR. Frontier LLMs correctly identified the underlying social experiment in 65.2% of cases, and 50.6% of prompts imposed constraints that pre-determined the outcome. These compliance rates are upper bounds, because incomplete methodological reporting (for example, unreleased prompts) limits the available evidence. Reproducing five representative experiments (e.g., opinion dynamics), we found that reported collective phenomena often vanish or reverse once PIMMUR principles are enforced, indicating that many "emergent" behaviors are methodological artifacts rather than genuine social dynamics. Current LLM simulations may therefore capture model-specific biases rather than universal features of human social behavior, raising concerns about their use as scientific proxies for human society.
Jiaxu Zhou, Jen-tse Huang, Xuhui Zhou +5
Date pendingcs.AI

Measurement Without Validity: The Compounding Reliability Problem in Agentic AI Evaluation

Agentic AI evaluation pipelines produce benchmark scores that justify deployment decisions, safety certifications, and regulatory compliance claims. No formal framework has yet characterized how validity degrades across the stages of these pipelines. We present a three-layer compounding validity model, VtotalV1×V2×V3V_{total} \leq V_1 \times V_2 \times V_3, that captures multiplicative degradation across task generation (V1V_1), human-simulator calibration (V2V_2), and automated judgment (V3V_3). Under empirically grounded estimates, a pipeline retaining 70% validity at each stage is at most 34% valid against the intended construct (range 0.17-0.54 across the empirical estimate bounds). We examine the model's predictions against a structured survey of 55 published agentic evaluation papers, finding that approximately 82% of papers in this purposive sample apply structurally mismatched, incomplete, or absent inter-rater reliability (IRR) metrics, a pattern consistent with systematic V3V_3 collapse. We further identify empirical evidence of V1V_1 failures (task validity flaws in 7 of 10 popular benchmarks) and V2V_2 miscalibration (up to 9 percentage points inter-simulator variance, with systematic demographic disparities for non-Standard American English speakers). We derive eight prescriptions grounded in psychometric science and domain-stratified reliability thresholds (ICC \geq 0.70; α\alpha \geq 0.67/0.70/0.80 by consequence level) that practitioners and benchmark authors can apply immediately. The framework provides a tractable knowledge-based tool for diagnosing and correcting evaluation pipeline validity before deployment decisions are made.
William Caban