Causal

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Period ending 2026-09-21

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944 papers

Latest in Causal

Jul 29, 2026cs.LG

DoTime: A Synthetic Benchmark Generator for Interventional and Counterfactual Time Series

Most benchmarks for causal inference over time series are observational, small, or domain-specific, leaving interventional and counterfactual estimation under-served exactly where it matters most, such as in healthcare, policy evaluation, and climate science. We introduce \textbf{DoTime}, an open, scalable, and theoretically grounded generator of multivariate temporal structural causal models (TSCMs) with interventions, released as the \code{dotime} PyPI package together with four frozen evaluation suites. Beyond existing work, it adds capabilities absent from prior generators: continuous-time intervention \emph{windows}, counterfactual sampling modes with a positivity guard, regime-switching SCMs as a strict generalization of interrupted time series, non-stationary dynamics by construction with switching SCM parameters, and deterministic ramp and sinusoidal intervention profiles that place trends and structural breaks \emph{inside} the evaluation window. Moreover, it demonstrates the suitability of the generator as a prior for a causal foundation model reference implementation. The released suites span a training-scale snapshot of 100,000100{,}000 trajectories and eight named identification structures, each with exact ground truth: paired interventional trajectories from the same SCM throughout, and shared-noise counterfactuals in the continuous-time suite. We ship reference baseline implementations with an evaluation harness, and pose a falsifiable claim: interventional training buys a measurable direction-accuracy advantage over an observational model of identical capacity. It is tested across three training seeds per arm. Under structure-matched evaluation on held-out episodes, the interventional prior-fitted network's (PFN) gap is positive in every structure, trajectory length, and seed tested.
Dennis Thumm, Billy Tim Anthony, Ying Chen
Jul 29, 2026cs.LG

From Unsupervised Subgroups to Hypothetical State-Intervention Policies: An Evaluation of Selected Subgrouping Methods in Observational Health Data

Conventional subgroup analyses can yield unstable and difficult-to-interpret conclusions, especially in observational biomedical data where each individual is observed under only one exposure state, true individual treatment effects are unavailable, and causal structure is uncertain. We investigate whether subgroups constructed from pretreatment characteristics, without using exposure, outcome, or estimated treatment-effect information, can serve as interpretable units for budget-constrained policy prioritization. We propose a framework combining causal-discovery-informed covariate selection, discovery-evaluation sample splitting, inductive unsupervised clustering, uncertainty-aware subgroup selection, and held-out doubly robust policy evaluation. We compare K-means, hard, membership-weighted, and stochastic Fuzzy C-means, Bayesian Gaussian mixture models, and a supervised causal-forest-derived CATE-tree comparator. Policies are evaluated under a 70% budget for hypothetical obesity-to-non-obesity and elevated-to-lower-glucose state shifts in the PIMA Indians Diabetes dataset and for a lifetime-smoking-history contrast in NHANES. The highest estimated ungated utilities were 0.799 for the BMI policy using Bayesian GMM, 0.735 for the glucose policy using hard or membership-weighted FCM, and 0.775 for the smoking-history policy using K-means. All paired 95% confidence intervals for policy-risk differences included zero, and no comparison remained statistically significant after Holm adjustment. Bayesian pooling generally preserved ungated allocations, whereas Empirical Bernstein gating was more conservative. Policies with similar estimated utility could nevertheless prioritize different individuals. The findings should be interpreted as assumption-dependent decision-support evidence for hypothetical state contrasts rather than proof of intervention benefit.
Vasundhara Acharya, Bulent Yener
Jul 29, 2026cs.LG

Conformal Changepoint Localization and Root Cause Analysis with Corrupted Observations

Detecting when the statistical behavior of an engineered system changes, and identifying which component is responsible, are core problems in the monitoring of telecommunication networks, robotic platforms, security infrastructure, and multi-agent systems. In safety- and mission-critical deployments, such decisions must be accompanied by statistical reliability guarantees rather than by point estimates alone. Conformal changepoint localization (CONCH) and conformal root cause analysis (CROC) meet this need by returning confidence sets that contain the true changepoint, or the true root-cause stream, with a user-specified probability, without parametric assumptions on the data-generating process. In practice, however, observations are frequently corrupted, e.g., by outliers, sensor faults, or adversarial perturbations. While the finite-sample coverage of these procedures is preserved under contamination, the resulting confidence sets can become uninformatively large. Adopting a Huber-type contamination model, this paper proposes weighted CONCH (W-CONCH) and weighted CROC (W-CROC), which downweight observations that are likely to be corrupted with the goal of reducing confidence set size when data may be corrupted. The weighting mechanism, derived from a formal bound on the unknown corrupted data densities, leverages pre-existing second-order classifier-based uncertainty signals, such as those produced by evidential deep learning or Bayesian learning. W-CONCH and W-CROC are further generalized by introducing a meta-learning procedure for the weights that optimizes a differentiable surrogate of the confidence set size. Experiments on image-based and real-world changepoint and root-cause benchmarks show that uncertainty-based weighting substantially reduces confidence set size while maintaining the target coverage.
Seunghun Yu, Meiyi Zhu, Petar Popovski +2
Jul 28, 2026stat.ME

The Confounder Trap: Treatment-Encoding Representations in Causal Inference with Text

Estimating causal effects of linguistic properties from observational text is difficult because the same document can contain both the treatment of interest and the non-treatment textual attributes needed for adjustment. Existing approaches often learn representations from the full text to capture latent confounding, but when treatment status is itself encoded by words in the text, these representations can directly encode treatment. This creates a confounder trap: richer representations can make treated and control documents separable, inducing overlap violations even when the underlying causal problem satisfies overlap. We study latent text treatments that are encoded through lexicons or other treatment-defining lexical information, and propose masking-based adjustment representations that remove this lexical treatment signal before representation learning. We formalize representation-induced overlap failure, prove that deletion masking preserves overlap for bag-of-words/topic-model representations, and characterize replacement masking as a natural relaxation for large language models that hides treatment-defining tokens while preserving word order and context. Across simulations, masking improves overlap diagnostics, stabilizes treatment effect estimates, and reduces bias relative to adjustment methods that learn from the unmasked text.
Marie Neubrander, Graham Tierney, Alexander Volfovsky
Jul 28, 2026cs.CL

MyMentorLLM: A psychotherapy GenAI environment with multimodal voice/text patients, trainees and experts for deliberate practice

Psychotherapists need repeated training and supervision; however, scalability is problematic. We present MyMentorLLM, a multimodal voice- and text-based deliberate-practice environment with 2,100 complete Cognitive Behavioural Therapy (CBT) sessions. Each session links a DSM-5-TR-grounded LLM patient (with major depressive, generalised anxiety or borderline personality disorder), an LLM therapist-in-training and an LLM expert supervisor (powered by Gemma-4, Gemini-3.1-Flash-Live and Qwen-3.6). Sessions were analysed for emotional dynamics, therapeutic competence and diagnostic accuracy against human psychotherapy data. Simulated patients expressed disorder-congruent emotional profiles, which therapists mirrored as in human counselling. LLM trainee competence was rated above human levels in most conditions, while native speech-to-speech was closest to human scores. Supervisor feedback improved diagnostic accuracy in 5 of 7 LLM conditions, whereas symptom identification accuracy increased with model size. This work shows deliberate practice can be simulated for CBT training, although patient fidelity, supervisor calibration and harmful feedback require evaluation via a complex systems perspective.
Rodolfo Rizzi, Alessandro Grecucci, Massimo Stella
Jul 28, 2026cs.AI

Localized Adaptation Reveals Distinct Learning Signatures in Transformers

Transformer adaptation is typically distributed across model depth, even when the intended change is narrow. We investigate how adaptation site shapes what a model learns, how well that learning generalizes, and how selectively it is applied. We introduce a controlled benchmark spanning five objectives (lexical binding, factual association, behavioral policy learning, causal mapping, and procedural reasoning) and define each objective's "adaptation geometry" as its profile of acquisition, transfer, and boundedness under full-stack and early-, middle-, or late-layer LoRA. The objectives exhibit distinct geometries. Lexical binding favors early-layer adaptation for acquisition and boundedness but requires broader updates for transfer; factual association favors later layers among localized adapters; behavioral learning separates late-layer action acquisition from middle-layer policy gating; and causal and procedural transfer benefit most from middle- or full-stack adaptation. These patterns largely persist under parameter-matched controls, and most corresponding directional contrasts replicate across five model families. These findings establish adaptation site as a key design variable for controlling what models learn, generalize, and leave unchanged.
Rebecca Ramnauth, Brian Scassellati
Jul 28, 2026cs.AI

From Training to Deployment: Post-Hoc Causal Feature Identification via Sensitivity Ratios

Given a model that is already trained, which features does it rely on causally versus spuriously? Existing methods require access to the training procedure and cannot answer this post-hoc. We introduce the \textbf{Normalised Sensitivity Ratio~(NSR)}, a post-hoc, model-agnostic diagnostic for this question under a structured-shift regime: environments differ primarily in the mean of spurious features while the causal mechanism and causal marginals remain stable, as in multi-site clinical data or multi-batch genomics. Within this regime, causal features induce constant model sensitivity across environments while spurious features track shift. NSR formalises this as the squared coefficient of variation of per-environment sensitivity. Under a linear structural causal model (SCM) with K≥3K\ge3 non-degenerate environments, NSR achieves exact identification (Theorem~1). We fully characterise failure: weak shifts (O(ε4)O(\varepsilon^4) collapse), degenerate geometry, and proxy attenuation (O((1−α)4)O((1-α)^4)), giving practitioners quantitative criteria for assessing whether the regime holds. Finite-sample rates are Op(n−1)O_p(n^{-1}) under the null and Op(n−1/2)O_p(n^{-1/2}) under the alternative. Experiments confirm all theoretical predictions on synthetic data (area under the ROC curve [AUROC] =1.000= 1.000 under conditions satisfying the regime), show consistent rankings across five model families (Kendall τ≥0.529τ\ge0.529), and recover six of eight causal features on bike-sharing data (Precision@7 =0.75= 0.75) without modifying any trained model.
Athanasios Vlontzos, Giorgos Papanastasiou, Bernhard Kainz +1
Jul 28, 2026cs.AI

Entangled by Design: Spurious Intra-Variable Signal Routing in Tabular In-Context Learners

Consider a model trained at a single hospital to predict patient recovery, where the measured feature XX bundles the patient's true health signal (CC) with a systematic artefact from that hospital's equipment (SS). Within that hospital, the artefact correlates with outcomes through unmeasured confounders such as patient demographics; an in-context learner rationally routes predictions through SS, not CC, and fails silently when deployed at a new hospital with different equipment. We formalise this as \emph{spurious routing in composite representations}: when a feature X=[C; αS; η]X = [C;\,αS;\,η] encodes a causal signal CC and a spurious signal SS in distinct subspaces, the ICL cannot determine which drives predictions. We prove that under ridge ICL, a linear in-context learner, this routing is unavoidable regardless of context size; TabPFN, a state-of-the-art pretrained tabular ICL model, shows qualitatively consistent behaviour empirically. We derive a closed-form characterisation, CSR∝ρS/ρC\mathrm{CSR} \propto ρ_S/ρ_C, confirmed at r=0.997r = 0.997 for linear ICL and r=0.979r = 0.979 for TabPFN. Contrary to intuition, larger context sharpens commitment to the dominant in-context signal, amplifying spurious routing by up to 1.74×1.74\times; in the high-spurious corner, more expressive models show greater vulnerability empirically (+2.22+2.22 CSR gap at high entanglement). We introduce two lightweight mitigations: environment-stratified context construction and S-swap augmentation, that require only weak environment labels and no knowledge of the causal partition. S-swap reduces spurious routing by 74%74\% for linear ICL and 98.8%98.8\% for TabPFN, with TabPFN's causal sensitivity increasing 8.4×8.4\times simultaneously: the model does not become agnostic, it reroutes through the causal signal.
Athanasios Vlontzos, Giorgos Papanastasiou, Bernhard Kainz +1
Jul 28, 2026cs.LG

PIcsC: Partitioning-Induced Covariate Shift Correction

Covariate shift across training-data partitions biases model selection and parameter estimation in cross-validation, lifelong learning, and federated learning. We propose \textit{Partition-Induced Covariate-shift Correction} (\texttt{PIcsC}), a Fisher information-based regularization framework that mitigates distribution mismatch between data partitions and a reference distribution. \texttt{PIcsC} approximates partition divergence using the Fisher Information Matrix (FIM) and incorporates the resulting statistic as a regularizer during optimization. The same formulation applies to both centrally partitioned datasets (batches or cross-validation folds) and inherently distributed data (federated clients or decentralized nodes), requiring only partition-local gradient statistics rather than raw data. We further introduce a conditional adaptation mechanism that combines FIM shift with KL divergence to detect significant distribution shifts and activates regularization only when necessary. Experiments on more than 40 datasets demonstrate consistent improvements under both natural and synthetic covariate shift. On fragmented batch and fold settings, \texttt{PIcsC} reduces fragmentation-induced performance degradation by more than 20% and 25%, respectively. On seven federated learning benchmarks, it consistently outperforms FedAvg, FedProx, and SCAFFOLD by 3 -5 percentage points without requiring client-specific personalization. These results demonstrate that Fisher information provides an effective and unified mechanism for mitigating partition-induced covariate shift across both centralized and distributed learning.
Behraj Khan, Behroz Mirza, Syed Ahmad Chan Bukhari +1
Jul 28, 2026cs.LG

SPARC Segmentation to Prediction via Affine Regression and Counterfactuals

Transaction propensity prediction in B2B e commerce presents unique challenges distinct from B2C contexts, primarily due to the heterogeneous procurement behaviors of organizational entities, which violate SMOTE's implicit assumption of within class feature homogeneity. Specifically, B2B buyers exhibit multi modal procurement cycles that render linear interpolation between minority class samples structurally invalid, producing synthetic data that does not represent real purchasing behavior. This paper introduces a production deployed propensity modeling framework designed to address these complexities through two primary contributions. First, we replace conventional SMOTE based augmentation with a synthetic data generation approach leveraging Diverse Counterfactual Explanations (DiCE). This method produces minority class samples with superior distributional fidelity compared to SMOTE, as validated through quantitative proximity analysis and UMAP cluster visualization. Second, we adapt the PyPARC piecewise affine classification framework to generate calibrated propensity probabilities, facilitating the interpretable segmentation of customers into actionable risk tiers. Evaluated on two years of longitudinal data from a large scale B2B e commerce platform with a 1 to 9 class imbalance ratio, the proposed architecture achieves 93.1% precision at a decision threshold of 0.8, a 9.2 percentage point improvement over SMOTE based baselines at the same threshold (83.9%), and a 26.1 point improvement over SMOTE at threshold 0.7 (66.04%), demonstrating consistent superiority across operating points. These results demonstrate the framework's efficacy in enabling high precision marketing campaigns with significant improvements in customer activation and return on investment.
Shivani, Subhayan Roy
Jul 27, 2026cs.AI

Inferring Missing Trajectory Data with Temporal Convolutional Networks

Trajectory data collected in real-world settings is frequently incomplete due to sensor failure, communication loss, or occlusion. We address the task of \emph{trajectory inpainting}: reconstructing contiguous missing segments from observed context. We propose a Temporal Convolutional Network (TCN) with symmetric dilation that relaxes the standard causality constraint, allowing each time step to draw on both past and future observations, a property that is essential for inpainting, but absent from forecasting-oriented architectures. The model is trained with a composite loss that combines weighted mean squared error, boundary--continuity penalties, and a smoothness regularizer. Trained on a synthetic dataset of 1,0001,000 (train), 200200 (validation), and 300300 (test) two-dimensional trajectories with randomly placed 20% masked segments, the model achieves good R2^{2}, MSE and MAE metrics.
Ilinca Tiriblecea, Gabriel Turinici
Jul 27, 2026cs.LG

Causal-TS: A Python Library for Causal Discovery in High-Dimensional and Nonstationary Time Series

We describe Causal-TS, an open-source Python library for causal discovery in high-dimensional and nonstationary multivariate time series. Causal-TS provides four specialized algorithms-CDNOTS, CDNOTS+, CEDAR, and GRACE-along with wrappers for GES, Granger, LASSO-VAR, and LGES, all sharing a unified conditional independence (CI) test layer with GPU acceleration via PyTorch. A regime discovery pipeline detects structural breaks via pluggable changepoint detectors and runs discovery per regime with regime-specific parameters. A command-line interface, synthetic data generators, and optional DoWhy integration provide an end-to-end pipeline from raw time series to causal effect estimates. The library is pip-installable, tested on Python 3.10--3.12, and available at https://github.com/bloomberg/causal-ts.
Mohammad Fesanghary
Jul 27, 2026stat.ML

proxymate: Diagnosis and Adjustment of Proxy Estimates for Reliable Inference

Proxy outcomes (such as short-term behavioral signals, model predictions, or surrogate endpoints) are frequently used in place of primary outcomes that are too slow to mature, rare, or challenging to measure directly. But valid inference on a proxy does not guarantee valid inference on the primary estimate as proxy-based estimates can be systematically biased in ways that are difficult to predict, leading to improperly calibrated confidence intervals. We present proxymate, a framework and open-source Python package for proxy validation and adjustment. proxymate organizes into four levels: The Representativity Level (population validity), the Unit Level (measurement quality), the Estimate Level (decision validity), and the Domain Level (cross-domain transportability). Within each level, proxymate provides diagnostic checks, and targeted adjustment strategies that map specific failures to appropriate corrections. At Meta, proxymate has been adopted by many different use cases, spanning experimentation, prevalence estimation, and monitoring use cases, all facing different proxy challenges (limited human review time, long maturation window of outcomes, low detectability) and showcasing the modularity of the framework. Across all products, proxymate assessed and corrected millions of proxy, primary unit comparisons. It has facilitated launches across multiple work streams including enabling quick decision making on thousands of experiments.
Alexandra N. M. Darmon, Deeksha Sinha, Steve Wilkins-Reeves +1
Jul 27, 2026cs.LG

Every Client Is an Environment: Federated De-confounding for Spatio-Temporal Forecasting

Federated learning has emerged as a promising paradigm for spatio-temporal forecasting (STF), enabling collaborative model training without sharing raw observations. Existing federated STF methods primarily regard cross-client heterogeneity as an optimization challenge and mitigate it through personalized approaches. However, such heterogeneity fundamentally stems from diverse \emph{environmental conditions}, and these methods capture environment-specific forecasting patterns, hardly generalizing under environmental shifts. Our key insight is that the environmental diversity across federated clients should be exploited, as they provide \emph{complementary observations of the same underlying spatio-temporal system}. Based on this insight, we propose \method, a novel federated de-confounding framework that \textbf{treats clients as distinct causal environments}. \method leverages the client heterogeneity as distributed environmental evidence and learns a global prototype codebook to capture shared environmental regimes. We further derive a theoretical federated de-confounding bound that is linearly controlled by the averaged confounding strength. Extensive experiments demonstrate that \method consistently outperforms federated baselines, while providing transferable, interpretable, and communication-efficient environmental representations.
Qingxiang Liu, Anqi Liang, Heng Wang +1
Jul 27, 2026q-bio.QM

GraphRareBench: An Auditable Graph-Evidence Benchmark for Phenotype-Driven Rare-Disease Diagnosis

Phenotype-driven diagnostic benchmarks usually report the rank of the reference disease, but they rarely reveal which plausible alternatives are ranked above it or what evidence a tool-using model examines before making its decision. We introduce GraphRareBench, a provenance-preserving benchmark containing 2,365 ontology-derived cases and 18,093 target-confounder pairs. Each case includes a coarsened HPO query, a fixed candidate pool, graph-defined hard confounders, and source-linked evidence records. On the 237-case gene-component-disjoint test split, supervised rankers using a shared 21-feature interface achieved MRRs ranging from 0.640 to 0.740 and case-averaged target-over-confounder accuracies ranging from 0.898 to 0.916. Agents instantiated with Agents-A1 and DeepSeek-V4-Flash achieved MRRs of 0.746 and 0.718, respectively. Their paired MRR difference was not statistically significant, whereas their target-evidence coverage differed by 0.561. Together with the observation that 22.1% to 43.7% of selected Hit@10 successes still ranked at least one graph-defined hard confounder above the target, these results indicate that full-pool retrieval, hard-confounder discrimination, and observable evidence access capture complementary aspects of model behavior. GraphRareBench therefore provides a foundation for more transparent and evidence-aware evaluation of phenotype-driven diagnostic systems. Code and data are available at https://github.com/GUI0609/GraphRareBench.
Guiling Guo, Jia Yang, Jiahao Xu +3
Jul 26, 2026stat.ME

A Characterization of the Orthocomplement of the Tangent Space of Semiparametric Markov Models

Graphical models are ubiquitous in social and empirical science as they are intuitive and easy to use. These models belong to the broader class of Markov models, defined using solely conditional independence (CI) restrictions. In order to estimate finite-dimensional target parameters in such models efficiently, semi-parametric theory provides a principled framework for constructing regular and asymptotically linear estimators via influence functions (IFs). These estimators are asymptotically normal and root-nn consistent. Characterizing the class of all influence functions for a target parameter is crucial for statistically efficient inference in these models. For models that are Markov relative to directed acyclic graphs (DAGs), the orthogonal complement of the tangent space is known, implying that for any target the class of all influence functions can be derived once an influence function is obtained. On the other hand, for Markov models not equivalent to a DAG model -- such as ordinary Markov models associated with undirected graphs, chain graphs, or acyclic directed mixed graphs -- the orthogonal complement has not been characterized, impeding semi-parametric inference in these models. We derive closed form expressions for the orthogonal complement of the tangent space for general Markov models and illustrate our results by characterizing the class of influence functions for the conditional mean parameter in several graphical models.
Trung Phung, Ilya Shpitser
Jul 25, 2026cs.LG

Context-Aware Concept Distillation for Trustworthy Flood Prediction

Effective flood risk management relies on accurate forecasting, yet the "black box" nature of stateof-the-art Deep Learning models creates a barrier to trust and accountability in high-stakes public safety decisions. While existing Explainable AI (XAI) methods offer local attributions, they fail to provide the verifiable, operationally meaningful causal narratives required by disaster response authorities. To address this societal challenge, we propose Context-Aware Concept Distillation (CACD), a framework developed in collaboration with domain experts to distill opaque LSTMs into interpretable, hydrology-aware surrogate models. We introduce an unsupervised pipeline to discover a "Hydrological Language" and a Residual Hypernetwork that dynamically modulates these concepts based on static basin characteristics. Evaluated on 5,203 basins globally, our model achieves high fidelity (Median NSE 0.70), significantly outperforming black-box baselines (e.g., Multi Layer Perceptrons) on unseen future data. By demonstrating that human-interpretable concepts are sufficient to reconstruct flood dynamics, this work balances AI accuracy with the transparency required for responsible environmental decision-making.
Eli Levinkopf, Efrat Morin, Claudia V. Goldman
Jul 25, 2026cs.LG

Wrong Design Intent Is Worse Than Never Conditioning: A Derangement-Control Diagnosis of Header Conditioning in CAD Program Completion

Fine-tuned code LLMs are routinely conditioned on a design-intent specification, but the correctness axis of such a signal -- a wrong intent rather than an absent one -- has not been tested, and the benefit of conditioning is usually scored with the same detector that defines the signal. We study CADCON, a five-feature design-intent header prepended to CadQuery-style programs during LoRA fine-tuning of Qwen2.5-Coder-1.5B, scoring adherence with executable geometric assertions that share no code with the header-defining extractor. On a pre-registered sample of 400 deduplicated held-out programs stratified over eleven intent profiles, at 40% prefix and three seeds, a semantically wrong header degrades adherence below the never-header-trained baseline on 3/3 seeds under both tokenizations at the program level, and on 3/3 token and 2/3 text seeds at the 298 distinct model inputs they present. Wrong-header executability is not depressed relative to that baseline. A derangement control, retrained so every program receives another program's header -- holding the header marginal fixed while destroying its correlation with the program -- saw the same programs, indices and wrong headers. Its correct-to-wrong change is -0.006/+0.016/-0.003 against 0.124/0.241/0.230 for the standard model, and the interaction is significant on 3/3 seeds (p <= 5.9e-7), so the model's sensitivity to whether the header is right or wrong requires the learned mapping. The control sits below the baseline by the same margin under a correct as under a wrong header, so we claim that sensitivity and not the below-baseline level. On features the true intent lacks, the standard model realizes a feature far more often when the wrong header names it; the control does not. Ground truth itself scores only 0.567 here, the scale on which arm levels should be read. Wrong design intent is not inert: it actively misdirects generation.
Yang Xiao
Jul 24, 2026stat.ML

Amortized Bayesian Causal Discovery of Extended Factor Graphs

Learning causal graphs from interventional data is a challenging problem with broad applications. In molecular biology, for example, a central goal is to uncover gene regulatory networks from large-scale perturbation data. An ideal algorithm for this task should scale to thousands of nodes, incorporate interventions even when their targets are unknown, quantify uncertainty, and provide identifiability guarantees. However, existing approaches---e.g. approaches using score-based optimization or approximate Bayesian inference---often fail to meet all of these criteria. To address these limitations, we develop Amortized Bayesian Causal Discovery of Extended Factor Graphs (ABCDEFG). Our method guarantees exact acyclicity, scales to graphs with thousands of nodes, and naturally handles interventions even when their targets are unknown. Additionally, ABCDEFG estimates a posterior distribution whose maximum a posteriori estimate provably identifies the true causal graph up to an equivalence class. On simulated datasets, ABCDEFG achieves state-of-the-art accuracy, producing a well-calibrated posterior distribution while outperforming previous score-based and approximate Bayesian methods. Applied to large-scale single-cell perturbation data, ABCDEFG identifies both established and novel gene targets of growth factors.
Yichen Gu, Yuxuan Song, Weizhou Qian +2
Jul 24, 2026cs.LG

Beyond Directed Acyclic Graphs: Causal Zeros and Causal Differential Equations

Pearl's structural causal model (SCM) framework, built on directed acyclic graphs (DAGs) and the do-calculus, is the dominant formal language for causal reasoning. Yet it carries two structural restrictions: every relationship must be pre-specified as a directed causal edge, and feedback cycles are forbidden. This paper examines two classes of phenomena that strain these restrictions. First, symmetric physical and economic constraints, the ideal gas law being the canonical case, carry no intrinsic causal direction. Direction emerges only under intervention, and which variable is solved for must be specified as part of the intervention. We formalize such constraints as causal zeros within an Extended Causal Model by adding an activation operator, subject to local solvability and graph-admissibility conditions. Second, for the class of finite-propagation state-space systems considered here, we treat apparent instantaneous cycles as artifacts of suppressed time and ground both causal zeros and feedback in Causal Differential Equations (CDEs). In these, the transient regime is a time-unrolled acyclic causal process, and causal zeros arise as the defining functions of attracting equilibrium manifolds; periodic and chaotic attractors define further regimes of the same dynamics, treated through attractor-relative intervention. We give the extended do-calculus, identifiability conditions, counterfactual semantics, and open problems.
Sergei V. Kalinin
Jul 24, 2026physics.med-ph

Agentic Autoresearch for CT Reconstruction

Comparing CT reconstruction methods fairly is labor-intensive and largely manual, and many benchmarks use idealized data. We ask whether a large language model (LLM) agent can do the labor of reconstruction research on its own, and whether a ranking measured on ideal data predicts behavior under realistic noise. We built an agentic loop: the agent edits a solver, runs a short cluster job, reads one frozen metric, and revises. The metric is a calibrated headroom score against the FBP baseline, inside the field of view; every method shares the same differentiable fan-beam projector. We benchmarked 26 methods on Mayo low-dose CT (noise-limited) and a 128-view sparse-view breast task from the noiseless DL-Sparse-View Challenge, with validation-selected iterations scored on a held-out test set. Every trained breast model was then re-scored on noisy inputs (I_0 = 10^5 photons) without retraining, and separately retrained on matched noise. The agent independently implemented, tuned, and benchmarked all 26 methods, and recombined them into a compact solver of 969 parameters that ties the top Mayo tier at the 1% level using 0.4% of the champion's parameters. Benchmarking gives a tier of statistically indistinguishable top methods, not one winner. Mild input noise nearly inverts the breast ranking: the noiseless champion (a supervised image denoiser, hr 0.89) collapses to 0.00, while a learned primal-dual method rises to champion (0.72 to 0.93). An ideal-data leaderboard therefore does not predict robustness. The inversion is a transfer effect, not a permanent deficit: retraining on matched noise restores much of the clean ranking (Spearman rho 0.04 to 0.61). Noise is only the easiest confounder in an open-ended set (beam hardening, scatter, anatomy, disease), so no single-factor challenge certifies generality. Benchmarks should model a broad spectrum of realistic factors at once.
Andreas Maier, Lucas Kachelriess, Siming Bayer +4
Jul 24, 2026stat.ML

CausalSmith: A Formally Grounded, Self-Improving Agentic Framework for Automated Research in Causal Inference

Automating theoretical research requires generating candidate results and evaluating them reliably. Models keep getting better at the first, while the second remains hard. A common approach asks one large language model (LLM) to review what another produced, yet such reviewers are empirically unreliable: they may accept fabricated papers and catch the fabrication at close to chance rates~\citep{badscientist2025}. We present \textsc{CausalSmith}, a framework for automated theoretical research in causal inference built on the Lean proof assistant, where a proof is checked by a program rather than read by a referee. \textsc{CausalSmith} rests on \textsc{Causalean}, a foundational Lean library for causal inference holding 8,179 machine-checked definitions and theorems, developed with language-model assistance under human design and review. Around it, we build a self-improving agentic pipeline that selects research topics, proposes results, formalizes statements, constructs proofs, and presents the resulting artifacts for human inspection. Moreover, the pipeline pairs Lean verification with a statement audit that compares each formal theorem against the informal claim behind it. We evaluate the system using artifacts produced by completed autonomous research runs. The source code, formal library, and run records are available at https://github.com/Jiyuan-Tan/CausalSmith.
Jiyuan Tan, Vasilis Syrgkanis
Jul 24, 2026cs.LG

Indexing: the Beginning and the End

We study information bottlenecks in modern deep-learning architectures -- RNNs, softmax transformers, linear-attention transformers and state-space models -- through the lens of the indexing primitive. In this primitive, the input consists of nn bits and one integer ii from 11 to nn called the index, and the output equals the value of the ii-th bit. We introduce causal complexity for masked architectures. We show that architectures with low causal complexity cannot solve the indexing primitive in any constant number of layers when the index appears at the end of the input. In particular, this limitation applies to low-parameter RNNs, SSMs and masked linear-attention transformers. In contrast, small softmax transformers can solve it in one layer, while non-masked linear-attention transformers can solve it in 2, which separates them from their masked counterparts. In turn, when the index appears at the beginning, we show that small RNNs are capable of solving this task in 1 layer, while all the other architectures require 2. All our impossibility results are unconditional and apply even to models that employ infinite-precision real arithmetic. Moreover, experiments for up to n=64n=64 qualitatively align with our theory: configurations with low-parameter theoretical solutions learn the indexing task easily, while configurations that do not admit such theoretical solutions struggle to learn as the sequence length grows.
Alexander Kozachinskiy, Vicente Opazo, Felipe Urrutia
Jul 24, 2026stat.ML

Learning Bidirectional Causal Interactions with Heteroscedastic Neural Networks

Estimating contemporaneous bidirectional interactions from observational data is difficult because each outcome is endogenous to the other, while flexible regressions may capture only reduced-form dependence. This paper proposes SEM-DNN, a heteroscedastic neural simultaneous-equation estimator that learns reciprocal structural interactions without external instruments. Identification exploits conditional covariance diagonalization: when structural shocks have zero conditional means, are conditionally uncorrelated given predetermined covariates, and exhibit nonproportional conditional variances, only the true interaction coefficients diagonalize the conditional residual covariance across the feature space. The method jointly approximates nonlinear structural mean functions and feature-dependent variances using a diagonal Gaussian quasi-likelihood that incorporates the simultaneous-system Jacobian. We establish unique identification and positive-definite local curvature of the profiled population criterion and show that, under neural-profile compatibility conditions, the implemented neural criterion inherits this curvature despite nonunique network parameterizations. The coefficients admit a causal interpretation when the structural equations represent autonomous mechanisms that remain invariant under the relevant interventions. Monte Carlo experiments with nonlinear, high-dimensional nuisance functions and non-Gaussian shocks show that SEM-DNN recovers structural effects more reliably than parametric, kernel-based, and separate-equation neural alternatives as information increases, although at greater computational cost. An application to ready-to-eat cereal scanner data illustrates how the method can study contemporaneous price-sales feedback and assess identification strength, residual diagonalization, variance calibration, and optimization sensitivity.
Masahiro Tanaka
Jul 24, 2026stat.ME

Interventional Score Geometry for Causal Inference

Let p(x)p(x) be the joint density of variables XX, and let ψ(x)=∇xlog⁡p(x)ψ(x)=\nabla_x\log p(x) be its score field. Geometry constructed from pp and ψψ alone cannot identify causal direction: structural models with the same observational distribution have the same score geometry. I develop an interventional analogue. A hard intervention do⁡(Xk=ξ)\operatorname{do}(X_k=ξ) does not merely reweight the joint law; it restricts the distribution to the submanifold xk=ξ{x_k=ξ}. Its score should therefore be defined on the remaining d−1d-1 free coordinates. I define causal influence Xk⇝XjX_k\rightsquigarrow X_j as variation of the interventional marginal distribution of XjX_j with ξξ, and show that the corresponding derivative of the marginal interventional score gives a local sufficient condition for influence. Projecting the observational score onto admissible intervention directions does not generally recover causal response: two models may share the same observational score and admissible set yet respond differently. I therefore introduce an interventional response field supplied by structural information. A causal metric is defined as the Fisher information metric on a family of interventions with a common target, avoiding ill-posed comparisons across targets. The framework yields a geometric dictionary for randomized trials, instrumental variables, and conditional-independence designs, clarifying what each does and does not identify. A bivariate Gaussian example gives two models with the same observational score but different interventional score derivatives. The framework organizes relations among designs, interventions, and score fields, but adds no identification beyond the underlying assumptions. In Pearl's Ladder of Causation, observational score geometry belongs to association, intervention-indexed score fields to intervention, and unit-level counterfactual geometry is left for future work.
Mojtaba Eslami
Jul 23, 2026cs.AI

EviDAG: Auditable Causal DAG Authoring with Biomedical Literature

Constructing causal directed acyclic graphs (DAGs) is a core step in biomedical causal analysis, yet it remains a largely manual process. Analysts must connect study variables to prior literature, evaluate uncertain causal claims, and preserve sufficient provenance for expert review. We present EviDAG, a browser-based system for authoring causal DAGs as auditable, evidence-linked artifacts from biomedical literature. Given free-text descriptions of study concepts, EviDAG creates a reproducible literature snapshot, uses an LLM-based reasoning module to generate structured pairwise causal judgments, links literature-supported judgments to verbatim evidence excerpts, and assembles the judgments into a constraint-checked graph. Each proposed edge includes confidence estimates, provenance, and a reviewable rationale. The interface supports study specification, progress monitoring, evidence review, graph comparison, adjustment-set computation, and export. In evaluations against both compact benchmark DAGs and reference DAGs derived from published literature, EviDAG achieves high edge recall on the literature-based cohort while retaining verifiable evidence trails absent from LLM-only baselines. EviDAG thus reduces the burden of causal DAG curation while making the resulting assumptions auditable, supporting the design, analysis, and interpretation of biomedical studies.
Yi-han Sheu, Michael R. Steigman, Yu Zhou +3
Jul 23, 2026stat.ML

TLRNet: Estimating Individual Treatment Effect based on Local Information and Single Learner Structure

Causal inference has become a central issue across various fields, including computer science, statistics, economics, education, healthcare, and medicine. The broad applicability of this discipline has garnered increased research funding and attention. In recent years, the estimation of causal effects from observational data has gained traction due to the vast amounts of collected data and the lower costs compared to randomized controlled trials. Advances in causal effect estimation methods have enhanced service personalization tools. For instance, these tools can help identify the most effective type of treatment (considering both cost and success rate) for each patient among different medical service options. This paper proposes an innovative method for estimating the heterogeneity of treatment effects. The structure of the proposed model is based on a deep neural network and a pseudo-single learner. The proposed method has been compared with other state-of-the-art methods on the IHDP benchmark. Acceptable results have been obtained by using one estimator to estimate the potential outcomes of two treatment groups. Accordingly, this paves the way for further development and improvement of the proposed method.
Ali Haghpanah Jahromi, Mohammad Taheri, Zohreh Azimifar
Jul 23, 2026stat.ME

Longitudinal Random Forests for Sparse and Irregular Response Trajectories

Longitudinal studies often collect data at sparse, irregular, and unequally spaced time points. Such heterogeneity is often driven by subject-specific covariates, yet existing methods have been restricted to a scalar endpoint value, completely neglecting the underlying response trajectories. We propose a novel Longitudinal Random Forest (LRF) framework that leverages tree-based ensemble machine learning with adaptive node-wise longitudinal trajectory estimation. The LRF framework makes five methodological contributions. it captures each subject's individual response trajectory while simultaneously accommodating within-node correlation, between-node heterogeneity, and nonlinear and interactive covariate effects. It introduces a novel trajectory-based splitting criterion that maximizes trajectory separation while incorporating a size-weighted penalty; it provides two variants, Principal Analysis by Conditional Expectation (LRF-PACE) and adaptive linear mixed-effects models (LRF-adaptiveLMM), which employ nonparametric and semiparametric node-wise smoothers, respectively, while learning covariate effects in a data-driven manner. It provides a comprehensive interpretation of covariates using both the classical trajectory-based permutation variable importance measure (PVIM) and a newly proposed finite-way interaction frequency count, and it not only predicts entire trajectories for new subjects but also forecasts future trajectories for existing subjects. Extensive simulation studies demonstrate that LRF achieves superior performance over several competing methods, even under severe sparsity. The practical significance of the LRF framework lies in its ability to address five important clinical questions.
Yangsheng Wang, Xiaotian Dai, Haoda Fu +1
Jul 23, 2026cs.LG

Bounding the Causal Impact of ML-assisted Decision-Making via Counterfactual Correctness

Predictive machine learning (ML) models are increasingly used to aid human decision-makers across various high-risk domains such as healthcare and criminal justice. There is a growing recognition of the need to evaluate the causal impact of deploying these systems on downstream outcomes, such as patient survival or crime recidivism. Randomized control trials (RCTs) can provide high-quality evidence on the impact of a deployed model, but they run into a challenge: it is often infeasible to run repeated trials when models are updated or retrained to improve predictive performance. In this work, we present a partial-identification approach to using prior RCT data to construct bounds on the causal effect of a new model. The core innovation in our approach is to leverage assumptions relating fine-grained predictive accuracy to downstream outcomes. We do so via two monotonicity assumptions: first, on individual-level `counterfactual correctness' (all else being equal, a correct prediction leads to non-inferior outcomes); and second, on the relation between subgroup predictive performance and outcomes, interpretable as an assumption regarding trust in model outputs. We demonstrate our method with a simulation study, illustrating how incorporating this information can lead to more informative bounds compared to prior work.
Jonathan Zhang, Erik Skalnes, Jacob Chen +1
Jul 23, 2026cs.LG

Encoding Invisible Causation for Bridge Diagnostic Agents: Triple-Guided Retrieval-Augmented Fine-Tuning with QLoRA

Bridge infrastructure deteriorates gradually, yet its root causes---salt intrusion, freezing, fatigue cracking, and others---remain invisible to the naked eye. Expert diagnosis relies on tacit knowledge built over years of practice. We address the challenge of automating this latent causal reasoning by proposing a Damage Cause Encoder that classifies 10-class damage causes from visible damage descriptions SiS_i for use in autonomous bridge diagnostic agents. Our approach chains three components: (i)Knowledge Triple Extraction---a large language model extracts causal triples of the form (damage →caused_by\xrightarrow{\mathtt{caused\_by}} cause) from 15--35 diagnostic PDF manuals and indexes them in a FAISS vector store; (ii)Retrieval-Augmented Context---at training and inference time, relevant causal triples Ci\mathcal{C}_i are retrieved and concatenated with SiS_i, converting implicit domain knowledge into explicit Encoder context; (iii)Systematic Fine-tuning Comparison---we conduct a rigorous comparison of LoRA, QLoRA, and QA-LoRA on a fixed Golden Testset (116 stratified samples), demonstrating that QLoRA achieves the optimal trade-off: identical test accuracy (87.07%) to full-precision LoRA, 11% faster inference, 72% lower GPU memory, and superior generalization across diverse unseen inputs. A controlled Golden Testset---stratified, deduplicated, and difficulty-tagged---is introduced as a reusable benchmark contribution. QLoRA further outperforms LoRA by 13 percentage points on a 100-sample diverse evaluation spanning all 10 damage cause classes.These findings enable memory-efficient, high-accuracy diagnostic agents on consumer-grade hardware for edge deployment.
Takato Yasuno
Jul 23, 2026cs.AI

Logic Programming Semantics for Causal Processes

Motivated by challenging modelling issues in the life sciences, we investigate the relationship between logic programming semantics and the eventual states of causal processes compatible with those logic programs. More precisely, we show that while stable models of positive logic programs correspond to the eventual states of processes commencing from a neutral state and continuing undisturbed indefinitely, supported models describe the eventual states reachable from arbitrary starting points. This also contributes to the discussion of the appropriate semantics for logic programming as a causal rule language, adding a temporal perspective to recent interpretations of the stable and supported model semantics from an explanatory viewpoint of causality.
Felix Weitkämper
Jul 23, 2026cs.AI

How Rules Represent Causal Knowledge: Causal Modeling with Probabilistic Logic Programming

Pearl famously argues that causal knowledge enables the prediction of intervention effects. By contrast, purely descriptive knowledge supports only conclusions drawn from observations. His theory of causality, however, is developed exclusively within Bayesian networks and causal models. Consequently, it is largely restricted to acyclic causal relationships, and transferring its ideas to other formalisms risks misinterpretation or inconsistency. This paper brings Pearl's approach to causality into probabilistic logic programming (PLP). To this end, such programs are aligned with philosophical foundations established in prior work that do not rely on temporal notions; that is, all relevant events are assumed to occur simultaneously. A formal causal semantics for these programs, together with a notion of intervention and an implementation, is proposed. It is shown that this semantics coincides with the P-log semantics for stratified ProbLog programs, while the two may differ in the non-stratified case and for other PLP formalisms.
Kilian Rueckschloss, Felix Weitkaemper
Jul 23, 2026cs.LG

Automated Synthesis and Adversarial Validation of Executable Causal Research Pipelines

While automated research systems promise to accelerate empirical analysis, they are prone to silent failures: instances in which analysis code executes successfully yet relies on invalid causal assumptions. We present the Artificial Intelligence (AI)-based Epidemiology Research Assistant (ARA), a framework that makes these failures visible by explicitly encoding causal design principles, study-specific assumptions, and methodological constraints. ARA integrates protocol construction, synthetic data generation, and adversarial validation into a unified pipeline. The framework translates natural language research questions into structured causal protocols and executable analysis code by first constructing a protocol and then generating synthetic datasets using Structural Causal Models (SCMs) with known ground-truth effects. This synthetic-data step can also support pipeline development when access to confidential data, such as medical data, is restricted. The generated analysis is then evaluated under controlled violations of identification assumptions. We evaluate ARA on the Automated Causal Reasoning Benchmark, assessing recovery of identification strategies, causal quantities, treatment and outcome variables, and consistency between generated code and approved protocol. Protocol construction and adversarial validation did not consistently improve numerical agreement with benchmark estimates compared with standard LLM-based generation. However, they changed the failure mode: instead of silently returning causal estimates, ARA often surfaced protocol concerns, diagnostic failures, incomplete inference, or downgraded non-causal interpretations. These findings suggest that validity-first automated science systems should be evaluated not only by answer accuracy, but also by whether they indicate when causal claims are unwarranted.
Irena Girshovitz, Dan Zeltzer, Ran Gilad-Bachrach
Jul 23, 2026cs.IR

Probabilistic Residual Learning for Online Recommendations

Modern recommender systems are typically based on deep learning (DL) models, where a dense encoder learns representations of users and items. As a result, these systems often suffer from the black-box nature and computational complexity of the underlying models, making it difficult to systematically enhance their recommendation capabilities. To address this problem, we propose Probabilistic Residual Learning (PRL), a causal Bayesian recommendation model that models the residual between ground-truth and base predictions, enabling targeted refinement of existing systems. Specifically, PRL (1) probabilistically groups users for localized residual modeling, (2) models domain-level confounders that influence user and item representations, and (3) aggregates cluster-specific residual predictions over the confounders using do-calculus. Experiments demonstrate that our plug-and-play PRL is compatible with various base deep learning recommender systems, improving their performance while automatically discovering meaningful user clusters.
Wenyuan Wang, Yusong Zhao, Zihao Xu +11
Jul 22, 2026cs.LG

CEDAR: Causal Edge Discovery for Autoregressive Processes

We propose CEDAR (Causal Edge Discovery for Autoregressive Processes), a constraint-based method for lagged causal edge discovery in sparse autoregressive time series. CEDAR screens candidate cross-variable lags using AR(1)-residualized, U-centered distance correlation, then applies two targeted conditional-independence tests per significant cross-variable lag candidate and accepts at most one lag per ordered pair. A stable MCI pruning step removes indirect edges, and optional deterministic C-nodes adjust for specified trend-like nonstationarity. In sparse regimes where few lags survive screening, CEDAR requires O(d2)O(d^2) CI tests after screening while retaining edge-level interpretability. CEDAR is most effective when data are scarce and variables exhibit lag-1 self-dynamics; methods with richer conditioning sets become preferable as TT grows or when higher-order autoregressive or simultaneous multi-lag effects are common.
Mohammad Fesanghary
Jul 22, 2026stat.ML

Adaptive deep nonparametric regression from dependent data under covariate shift

Covariate shift often occurs because, in many real applications, the source and the target observations may be generated from different distributions. In this case, the standard metric under the source distribution is not appropriate. This paper considers deep neural network estimators for nonparametric quantile and Huber regression under covariate shift and from dependent observations. We deal with a generalized Bernstein-type inequality that is satisfied by many classical models, including i.i.d. observations, φφ-mixing, strong mixing, and C\mathcal{C}-mixing processes. To perform the covariate shift phenomenon, we propose a sparse-penalized deep neural network (SPDNN) estimator that takes into account the discrepancy between the source and target distributions of the data. When the density ratio (between the source and target distributions of the covariate) is unknown, a two steps pre-training procedure is carried out: the first step is devoted to the construction of a least squares SPDNN estimator of the density ratio; which is used in the second step to perform a pre-training reweighted SPDNN estimator of the regression function. For both the quantile and the Huber regression, non-asymptotic error bounds of the proposed SPDNN estimators are established in the class of Hölder smooth functions. These estimators can adaptively attain (up to a logarithmic factor) the minimax optimal convergence rate from i.i.d. data as well as from several classical time series models.
William Kengne, Ehud Mossa Ockegna
Jul 22, 2026cs.CL

Understanding the Impact of Linguistic Realization Choices on LLM Stance with Causal Tracing

Large language models (LLMs) are known to be sensitive to prompt and input formulations. However, existing studies have focused on lexical realization and largely ignored constructional choice. This paper studies whether linguistic construction can systematically shift LLM decisions and where these shifts can be causally localized inside the model. We use political stance judgment as a meaning-sensitive case study and extend an English political statements dataset, resulting in six controlled linguistic rewrite types that preserve or invert the meaning of a statement. Experiments on four open-weight models show that stance instability affect both meaning-preserving and meaning-inversing rewrites. Because output shifts reveal that rewrites affect stance, but not where in the model, we apply activation patching, where activations from the original statement are substituted into the forward pass for the rewritten statement and measure which components recover the original stance distribution. The results show that mid-to-late decoder layers, especially block outputs at the final prompt position, provide the strongest restoration signal.
Langchen Huang, Sebastian Padó, Franziska Weeber
Jul 22, 2026cs.AI

Spatial Reasoning in LLM Game Agents: Impact of Causal Context and Multi-Step Planning

LLM-based game agents often perform poorly on more complex tasks. This work examines whether these failures are linked to limited spatial reasoning and evaluates whether causal prompt augmentation and multi-step planning can improve win-rates while managing response latency. Using the open-source Qwen3 model family, we conduct experiments across varying model scales, reasoning modes, and planning horizons. We further introduce a focused GVGAI benchmark consisting of three custom games with five difficulty levels to isolate spatial navigation. The evaluation follows two paradigms: an initial ``positioning experiment'' to test an agent's ability to find its exact coordinates, and a study of game-play success. Our results show that while larger models with an enabled thinking mode identify their positions more accurately, overall performance in coordinate matching remains limited for smaller models. Win rates decrease as game levels and layout complexity increase, validating the benchmark's difficulty scaling. Integrating causal context into the prompts tends to improve the agents' success rates, particularly for bigger models. While enabling thinking mode and longer planning horizons significantly improve performance, multi-step planning further reduces mean per-step response times, offering a practical trade-off between reasoning depth and execution speed.
Mohit Jiwatode, Ronja Fuchs, Robin Schmöcker +2
Jul 22, 2026cs.LG

Local Causal Structure Learning in the Presence of Latent Variables and Selection Bias

Discovering the direct causes and effects of a target variable from observational data is a fundamental problem in causal discovery, with broad applications in domains such as gene regulatory analysis and biomedical research. Existing causal discovery methods either learn a global causal structure, which incurs substantial computational cost, or assume the absence of latent variables and selection bias, assumptions that are often violated in real-world settings. Motivated by these challenges, we study local causal structure learning in the presence of latent variables and selection bias. Specifically, we first characterize a local region that enables target-specific causal discovery without recovering the entire global structure. We then establish a theoretical bridge between causal information learned from the observed distribution induced on this local region and the corresponding information in the global causal structure. Building on these foundations, we propose LoCaLS, a local causal structure learning algorithm that is sound and complete under standard assumptions and identifies the same direct causes and effects of a target variable as those identifiable by global causal discovery methods, while allowing for latent variables and selection bias. Extensive experiments on random and real-world structures demonstrate that the proposed method consistently achieves higher structural accuracy than existing local methods while requiring substantially less computational effort than state-of-the-art global methods. Furthermore, applications to two real-world gene expression datasets reveal biologically plausible target-specific causal structures, demonstrating its practical applicability in large-scale biological data analysis.
Zheng Li, Hao Zhang, Ruxin Wang +3
Jul 22, 2026stat.ML

Data-Poisoning Audits for Causal Effect Estimation

Observational causal analyses increasingly pool records across sites, vendors, and collection systems, creating vulnerability to append-only attacks in which plausible records are strategically selected to alter a reported treatment effect. We develop a data-poisoning audit for augmented inverse-probability-weighted estimation. The analyst specifies a finite catalog of feasible records, an append budget, and nested source capacities, and the adversary selects a feasible subset to maximize movement in a prespecified direction. With preprocessing and nuisance fits held fixed, we propose a greedy scan that computes the exact finite-sample worst-case movement at every append budget. To account for nuisance refitting, we go on to derive a total-influence score combining each record's direct contribution with its effect through the propensity and outcome models. We further obtain a conservative finite-budget bound for the fully refitted estimate. Extensive simulations validate the exact result and show that total influence improves local refit prediction, while multisite and public-data analyses demonstrate material sensitivity at small append budgets. By translating adversarial data-composition risk into movement curves and critical budgets, the framework supports more reliable causal reporting and the design of source-level safeguards.
Kwangho Kim
Jul 21, 2026cs.LG

Multi-Horizon Consistency as Geometry: When Latent Dynamics Contract, and When They Do Not

Multi-horizon latent consistency is a common training knob in video predictors and world models, but practitioners rarely know what it does to transition geometry. We treat lambda, the weight on multi-step latent agreement, as a diagnostic control and measure an empirical expansion proxy L20,q95 together with horizon-20 prediction error E20. On Moving-MNIST (n=6 seeds at the critical pair), raising lambda from 0 to 0.8 cuts L20 from 4.96 +/- 2.01 to 1.01 +/- 0.06 (paired t p=0.005, Wilcoxon p=0.031) and halves E20 (0.365 to 0.177, paired t p=1.1e-13). Four of six seeds cross L<1 at lambda=0.8. The same loss does not produce population L<1 on action-conditioned Pendulum-v1 or CartPole-v1, nor on KTH Actions video, even when E20 improves. An associational mediation analysis on MMNIST gives r-hat=0.94 (95% CI [0.88, 1.00], n=27, B=2000); lambda was not randomized. Defensive checks (architectural baselines, exogenous stress, WorldTest, MPC, scaling) mostly support a narrow claim: soft consistency can push passive video toward a near-contractive band, and that band is domain-limited. A stochastic-forcing law L20 ~ 1.23 + 1.82 eta at lambda=0.8 (bootstrap slope CI [1.73, 1.92], R^2=0.96) unifies control domains on the same curve via calibrated eta_eff. Complete joint slices at lambda in {0.4, 1.2} (30/30 cells, 5 eta x 3 seeds) show comparable linear L20(eta) slopes (~1.69 and ~2.00); we do not fit a continuous (lambda, eta) surface. We do not report DreamerV3 or TD-MPC2 returns.
Kavya Bhand, Aadi Joshi
Jul 21, 2026q-bio.GN

Causal dictionary learning reveals and validates transcription-factor binding features in genomic language models

Genomic language models achieve strong performance across regulatory-genomics tasks, yet what these models internally represent remains opaque, and the field lacks a principled procedure for verifying that an apparent concept'' inside a model is real rather than an artifact of sequence composition. We introduce a framework that combines sparse dictionary learning with causal intervention to extract, validate, and causally test interpretable features in genomic foundation models. Training top-$k$ sparse autoencoders on the hidden activations of two architecturally distinct models, Nucleotide Transformer ($6$-mer tokenization) and DNABERT-2 (byte-pair encoding), we recover thousands of monosemantic features that map to transcription-factor (TF) sequence motifs. We show that the naive validation of such features against position weight matrices is severely confounded by GC composition and repetitive elements, producing hundreds of spurious TF features'', and we develop a composition-matched, binding-resolved protocol that removes these confounds. Critically, we move beyond correlation: by ablating individual dictionary directions during the model's forward pass and measuring the induced shift in the model's own predictive distribution, we establish that specific features are \emph{causally} used to represent cell-type-specific TF binding, not merely motif presence. Across three transcription factors (CTCF, GATA1, REST) and both architectures, causally validated binding features emerge reproducibly (77--1414 of 1515 tested features per condition), while two classes of negative control, scrambled binding labels and randomly selected features, yield no detectable signal. The framework is purely computational, uses only public data, and provides a reusable standard for interpretability claims in genomic deep learning.
Sarwan Ali
Jul 21, 2026stat.ME

Deep Shape Regression for Planar Curves with Multimodal Covariates

The shape of a planar curve is the geometric information that remains once translation, rotation, scale and reparametrisation are removed and is of interest in many health applications, e.g. in neuroimaging. We propose a deep shape regression model for open planar curves that admits multimodal and high-dimensional covariates. Representing curves as complex-valued functions, we show that the conditional full Procrustes mean is the leading eigenfunction of the conditional covariance. To estimate this covariance surface, we propose a novel deep conditional covariance smoother with modality-specific encoders - e.g. splines for scalar covariates and convolutional networks for images, which classical spline smoothers cannot accommodate. Our model is by construction invariant to the translation, rotation and scaling of the input curves and handles sparsely and irregularly sampled curves. We further provide an algorithm for elastic mean estimation that also removes parametrisation by iterating covariance smoothing, rotational alignment and parametrisation alignment. We illustrate the method on simulated outlines with known conditional mean and multimodal covariates, and give a first application to hippocampal outlines from the ADNI cohort, recovering covariate effects consistent with the literature. Code is available at https://github.com/mpff/dnn-shapes.
Manuel Pfeuffer, Roshan Prakash Rane, Hadya Yassin +2
Jul 21, 2026math.OC

Equilibrium Causal Games: Separation, Identification, and the Identifiability of Cyclic Latent States

Power grids, markets, and interacting populations, settle into feedback driven equilibria observed through unknown sensors. Our Equilibrium Causal Game (ECG) joins a game to its cyclic causal model, hidden inputs, sensor map, and rules for interventions and equilibrium selection; interventions edit declared objects and recompute equilibrium. Under stated conditions, ECG-separation is sound but incomplete in our examples. Back-door/half-trek routes identify observed queries. Yet for an untouched rotationally symmetric Gaussian block, second moments determine only a source-frame rotation, across which distinct-variable effects generically change. Unknown sensing creates a separate ambiguity. In passive stable linear models without self-effects, unknown wiring and full-rank unknown sensing leave BB completely unidentified for d≥2d\ge2. Under LiNG, non-Gaussianity removes the source rotation; mechanism interventions separate sensing from interactions. With unknown support, invariant sensing, aligned responses, and well-posed single-target interventions identify (H,B)(H,B) up to declared equivalence. Of dd targets, d−1d-1 suffice exactly when the sole untargeted node directly parents all others; otherwise dd are needed. Acquisition probes are excluded; known wiring gives no universal count. With nonlinear sensing, isotropic Gaussian source blocks admit hidden twists within and across blocks in labelled environments preserving required radial laws. Conversely, under stated positivity, informative one-block changes, rank, and irreducibility conditions, the finest independent source-block representation is identified within the stated alternative class up to block permutation and blockwise coordinate changes, but not downstream mechanisms or the sensor/interaction split. Together, these results show which causal conclusions equilibrium data support and which require targeted experiments.
Faraz Dadgostari, Neda Nazemi
Jul 21, 2026cs.HC

Public perceptions of AI-driven decision-making in healthcare: A structural equation modeling approach

Artificial intelligence (AI) is increasingly integrated into healthcare to support diagnostics, decision-making, and administrative processes. However, the successful implementation of AI depends not only on technical performance but also on public perceptions of its helpfulness, riskiness, and fairness. This study examines public perceptions of automated decision-making (ADM) in healthcare. Data were drawn from the first wave of an ongoing longitudinal survey panel. The final sample consisted of 3,915 respondents and was analyzed with structural equation modeling. Perceptions of ADM in healthcare as helpful, risky, and fair were treated as the dependent variables. AI literacy, familiarity with different forms of AI, confidence in clinicians' ability to distinguish AI- from human-generated content, use of conversational agents for health information, and use of traditional digital health information sources were included as exogenous. Greater familiarity with different forms of AI, higher confidence in the clinician's ability to recognize AI-generated content, and use of conversational agents for health information were associated with greater perceived helpfulness. Use of conversational agents was associated with lower perceived risk, whereas greater familiarity with AI and greater reliance on traditional health information sources were associated with higher perceived risk. Perceptions of ADM as fair were most strongly predicted by confidence in the clinician's ability, with additional small positive associations with AI familiarity, AI literacy, and use of conversational agents. Public perceptions of ADM in healthcare are shaped by technological familiarity, use of conversational agents, and confidence in human oversight. Overall, ADM's perceived helpfulness and fairness are driven more by trust in healthcare professionals than by trust in the technology itself.
Leonie Westerbeek, Ernesto de Leon, Julia C. M. van Weert
Jul 21, 2026physics.soc-ph

Temporal-Causal Unity as an Operational Framework for Collective Dynamics: Causal-Progress Clocks, Synchronization, and Polarization

This paper develops temporal-causal unity (TCU), a framework connecting a process-philosophical thesis -- time is the ordered unfolding of causal change -- to an operational model of cognitive and social dynamics. The framework deliberately separates three claims: an interpretive thesis about becoming, a measurable causal-progress coordinate, and a stochastic network model. Causal progress is defined by τ(t)=∫0tλ(s∣Hs) dsτ(t)=\int_0^tλ(s\mid\mathcal H_s)\,{\rm d}s, where the nonnegative event intensity λλ must be specified independently of the outcome. Agents carry an orientation phase and an activation amplitude; weighted interaction, heterogeneous drift, external input, anchoring, and diffusion govern their evolution in ττ. First- and second-harmonic order parameters separate consensus from bipolar polarization. For the all-to-all noisy Kuramoto special case with Lorentzian drift width ΔΔ, synchronization begins at the conditional threshold Kc=2(Δ+D)K_c = 2(Δ+ D), not at a universal constant. Reproducible numerical illustrations illustrate (not empirically demonstrate) this threshold, causal-clock curve collapse, and the consensus-polarization distinction. Six historical episodes are treated as scope probes rather than validation data. The paper derives falsifiable hypotheses and an out-of-sample protocol for comparing causal-progress and chronological-time models. TCU is therefore offered as a disciplined bridge between process ontology and complex-systems modeling, not as a replacement for spacetime physics or as an empirically established identity between time and causation.
Jian Liu, Dong Sun
Jul 20, 2026cs.CL

For What Reason? Interpreting Models' Encoding of Causation and Antithesis

Discourse relations provide document structure, critical to language understanding and enabling language model performance and ethicality. In this work, we investigate how instruction-tuned Transformer models (LLaMA and Mistral) encode discourse relations in English, with a particular focus on the contrasting relations of causation and antithesis. Framing the task as a next-token prediction task and applying a suite of interpretability techniques to test model internals, our findings show that certain early layers make predictive decisions at mid-sequence tokens, while some mid-level layers finalize their decisions closer to the last token. Most of the remaining layers primarily propagate earlier decisions rather than actively influencing them. Additionally, we observe that some layers exhibit a preference for one answer over alternatives, suggesting asymmetric representation of discourse-based reasoning.\footnote{Our code is available at https://github.com/abhidipbhattacharyya/causation_vs_antithesis}
Abhidip Bhattacharyya, Shira Wein
Jul 20, 2026cs.LG

Causal Discovery on Irregular Time Series

Causal discovery methods have shown strong performance in temporal systems, but they typically rely on regular and discrete lag structures, limiting their applicability to regularly sampled data. However, many real-world tasks require dealing with irregularly sampled streams of events, such as sensor streams, healthcare data, and financial transactions. In this work, we propose an extension of PCMCI+, a state-of-the-art method for causal discovery on regular multivariate time series, to allow for handling irregular time series. Instead of modelling causal relations through fixed-lag dependencies, our method aggregates causal influence over predefined temporal windows. We evaluate our method on synthetic irregular event streams with known causal structures under different signal-to-noise ratios, showing that it consistently recovers the underlying causal graph and substantially outperforms the standard PCMCI+ on irregularly sampled data.
Martim Penim, Ricardo Ribeiro Pereira, Jacopo Bono +3
Jul 20, 2026econ.EM

Vector Search As Nearest Neighbor Matching: RAG-based Policy Learning in Causal Inference

We propose one-step and two-step methods for policy learning with retrieval-augmented generation (RAG). We formulate RAG-based action selection under the potential outcome framework. In the two-step method, vector search retrieves action-specific neighboring evidence in an embedding space, the generator estimates conditional expected outcomes or their contrasts, and a plug-in rule selects an action. This formulation connects action-specific vector search with nearest-neighbor matching in causal inference. We decompose the regret of the two-step method into candidate-generation regret and within-candidate choice regret, and we bound the latter using prediction-error guarantees for nearest-neighbor estimators and transformers. We evaluate the one-step method directly as a policy because its intermediate computation is unobserved.
Masahiro Kato, Taka Kato
Jul 20, 2026math.ST

Unveiling Invariant and Transferable Latent Factors Across Heterogeneous Environments via ATLAS

This paper considers a multi-environment factor model in which high-dimensional covariates are collected from heterogeneous environments, with auxiliary labels available in a subset of these environments. The joint distribution of the covariates may vary across environments, whereas the latent structure is decomposed into invariant factors with shared loadings and heterogeneous factors with environment-specific loadings. Such a model is motivated by transfer learning and latent factor regression, where one seeks stable low-dimensional representations for both interpretation and robust out-of-sample prediction of the response YY. Leveraging the invariance principle, we show that the invariant and heterogeneous factors are disentangled under a minimal structural condition. Based on this, we propose ATLAS, an Auxiliary-label and invariance-guided Transfer via Latent Alignment across heterogeneous environmentS. ATLAS is a unified procedure that leverages the invariance principle to separate aligned invariant and unaligned heterogeneous factors, and further exploits supervision from auxiliary labels to extract prediction-invariant and transferable factors from those unaligned heterogeneous factors. ATLAS yields near-oracle performance for downstream latent factor regression, enables transferable prediction in new environments through the full latent signal when auxiliary labels are available, and reduces to robust invariant-factor-only prediction otherwise. We establish sharp non-asymptotic error bounds for recovering invariant and heterogeneous factors, identifying all the response-invariant factors, and estimating the invariant signal in YY.
Yihong Gu, Katherine Liao, Tianxi Cai
Jul 20, 2026stat.ML

COVAriance-Induced Fairness Gap Penalty for Subgroup-Fair Clustering

Fair clustering aims to make cluster assignments independent of sensitive attributes, but this goal becomes challenging when multiple sensitive attributes jointly define many subgroups. In such settings, directly extending existing fair clustering algorithms is computationally expensive or numerically unstable, especially when the number of subgroups grows exponentially and some subgroups contain only a few instances. To address these challenges, we define a subgroup-fairness gap for clustering and derive a covariance-based surrogate that exactly matches this gap. We then introduce a continuous relaxation of the surrogate, enabling efficient gradient-based optimization and yielding our proposed algorithm, COVA-FC. We also show that subgroup fairness alone does not imply marginal fairness, and extend our framework to capture a subgroup-marginal-fairness gap. Experiments on benchmark datasets show that COVA-FC achieves competitive cost-fairness trade-offs and improves computational efficiency over existing baselines in both subgroup and higher-order marginal settings.
Kyungseon Lee, Hankyo Jeong, Kunwoong Kim +2
Jul 20, 2026cs.CL

How Does Alignment Tuning Shape Representations of Sycophancy and Related Cue-Induced Biases in LLMs?

Modern LLMs are alarmingly susceptible to surprisingly simple immaterial changes of input prompts: a casual hint, an incorrectly labeled few-shot example, or a fake prior assistant turn often flips an originally correct answer. We study where this susceptibility, spanning sycophancy and related cue-induced biases, lives inside the model. Across five model families and seven bias types, we extract a per-bias direction from hidden states and triangulate it through three measures: probing, leave-one-dataset-out (LODO) transfer, and causal intervention. The susceptibility is largely shaped by alignment tuning rather than pretraining: pretrained base models generally cave much less to these biases, and their activations carry much weaker cue-specific signal beyond question content. Within aligned models, each bias has a coherent linear direction that we can both decode and steer along, recovering the unbiased answer across every family we test. The biases do not collapse into a single shared representation, however: cross-bias overlap is model-specific, and even behaviorally similar biases occupy different directions. The same intervention also provides a proof-of-concept debiasing tool, recovering a meaningful share of bias-induced errors while preserving most correct answers across all instruct families. Cue-induced bias is therefore best understood not as a single flaw in LLMs but as a family of causally effective linear directions that are largely shaped by alignment tuning.
Prakhar Gupta, Terry Jingchen Zhang, Florent Draye +2
Jul 20, 2026stat.ML

An Adjoint-Sensitivity Framework for Lost-in-the-Middle Phenomena in Causal Residual Transformers

We develop an adjoint-sensitivity framework for positional influence in causal residual Transformers and separate unconditional analytic results from conditional boundary-shape conclusions. The principal unconditional theorem is the residual-to-depth-flow estimate for layer controls converging in L1L^1, complemented by a finite-token-to-Volterra attention estimate that explicitly controls the first cells near the causal endpoint. We define a normalized adjoint-energy influence density and derive its exact evolution along full-batch gradient flow. The adjoint admits an exact generator-term decomposition into residual transmission, nonlocal Volterra, and local channels, including all covariance cross terms. Causal masking can amplify early-position sensitivity and residual identity paths can transmit a right-localized terminal bias, but neither mechanism alone forces a U-shaped profile. We therefore state boundary advantages under independently checkable energy, correlation, and local-channel bounds; these conditions are sufficient rather than necessary. Finite-token influence balancing, positional reweighting, and task-aligned observability are presented as diagnostics or regularizers with explicit differentiation requirements, computational costs, and limitations. Controlled simulations illustrate that each intervention controls its designated surrogate, while observability balance or outer-loop reweighting need not monotonically reduce the influence-based Lost-in-the-Middle diagnostic.
Cheng Huan, Hongwei Yuan
Jul 18, 2026cs.LG

Scalable Causal Imitation Learning

Imitation learning enables learning a policy in an unknown environment with a latent reward signal using expert demonstrations, but it struggles when the imitator's and expert's observations are mismatched and unobserved confounders are present in expert demonstrations. By identifying appropriate adjustment sets via the sequential ππ-backdoor criterion, causal imitation learning (CIL) provides a framework for approximating the expert's policy from confounded data. However, existing CIL methods, Causal Behavioral Cloning (Causal BC) and Causal Generative Adversarial Imitation Learning (Causal GAIL), are designed for short-horizon, low-dimensional settings. When applied to continuous control tasks with long horizons and high-dimensional state-action spaces, these methods exhibit poor performance: Causal BC suffers from compounding errors, Causal GAIL is unstable and sample-inefficient, and sequential ππ-backdoor adjustment becomes impractical. We introduce Causal Soft Q Imitation Learning (SQIL) and Causal Inverse soft-Q Learning (IQ-Learn), two off-policy causal imitation learning algorithms that combine the causal adjustment framework with state-of-the-art inverse reinforcement learning objectives. Both algorithms operate on causally-adjusted state representations produced by an efficient approximation of the sequential ππ-backdoor criterion, exploiting the causal structure of continuous control environments to reduce the full-horizon adjustment to a fixed-size sliding window. We evaluate all methods in a suite of confounded environments and find that Causal SQIL and Causal IQ-Learn substantially outperform prior CIL algorithms on long-horizon tasks, sometimes surpassing the expert, whereas all causally unaware imitation methods fail to learn meaningful behavior.
Eylam Tagor, Mingxuan Li, Elias Bareinboim
Jul 18, 2026cs.LG

Counterfactual Shapley Credit Assignment

The Credit Assignment Problem (CAP) is fundamental to developing efficient and explainable Reinforcement Learning (RL) agents. Existing frameworks, whether relying on temporal contiguity or hindsight-conditioned reward reweighting, frequently fail to attribute properly between an agent's policy (skill) and environmental stochasticity (luck). A principled approach to CAP must isolate the true causal drivers of observed outcomes from spurious correlations and environmental randomness. We introduce Counterfactual Shapley Credit Assignment, a novel framework grounded in causal theory that attributes credit and blame via the Counterfactual Shapley Value (φφ-value). By redistributing environmental rewards, φφ-values enhance temporal credit assignment across three critical dimensions: sparse causality, high stochasticity, and delayed rewards, all while preserving the optimal policy. We derive a consistent estimator that computes φφ-values efficiently, enabling a new class of policy gradient methods, φφ-PPO, combined with Prioritized Trajectory Replay (PTR). Empirical results demonstrate that φφ-values align precisely to the ground truth causes of task rewards with superior sample efficiency in challenging environments where prior state-of-the-art methods fail to converge.
Mingxuan Li, Kai-Zhan Lee, Elias Bareinboim
Jul 18, 2026stat.AP

Optimizing Clinical Trial Protocols Using EHR-Derived Heterogeneous Treatment Effects

Traditional randomized trials often obscure clinically meaningful heterogeneity in treatment response by focusing on average effects. Leveraging real-world data to emulate clinical trials and estimate heterogeneous treatment effects (HTEs) offers a promising path toward more precise and efficient trial design. In this study, we emulate the DAPA-HF trial using electronic health records from the Mayo Clinic Cloud (MCC) to investigate whether HTE-guided stratification can identify patient subgroups with distinct treatment responses to dapagliflozin versus placebo in patients with heart failure with reduced ejection fraction. All-cause mortality was evaluated using Cox proportional hazards models, with HTEs estimated using a Meta-S learner and subgroups defined using a decision tree-based thresholding approach. In the overall cohort of the emulation, no significant treatment difference was observed (HR, 1.681; 95% CI, 0.828-3.413; p = 0.1507). However, compared with the overall emulated cohort, in which dapagliflozin showed no statistically significant survival benefit, HTE-driven stratification identified subgroups with significant and directionally distinct treatment effects. The beneficial (low-HTE) subgroup showed a significant survival benefit from dapagliflozin (HR = 0.203, 95% CI, 0.087-0.476, p = 0.0002), whereas the harmful (high-HTE) subgroup showed a significant harmful association with markedly increased mortality risk (HR = 6.680, 95% CI, 2.759-16.171, p < 0.0001). These findings indicate that HTE-guided stratification can uncover clinically meaningful beneficial and harmful treatment-effect patterns that are masked in the full-cohort emulation.
Xiaodi Li, Munhuwan Lee, Pengyang Li +5
Jul 18, 2026cs.LG

When Can Safe Controllers Adapt? Information before Commitment

Safe adaptive control is online adaptation under a safety guarantee on the learning trajectory itself. The controller may use any causal, history-dependent rule and act differently across environments as data arrive. Only its safety guarantee is uniform: the same rule must satisfy it under every initially plausible model. Performance is measured against a safe oracle that knows the realized model. Many finite-time analyses assume persistent excitation of the uniformly safe closed loop, so the data distinguish every pair of models requiring different control decisions. Under that assumption, feasibility is already settled; only the rate remains. We ask instead: Do the safety constraints permit such an informative experiment at all? While an alternative remains plausible, the controller must preserve a safe continuation under it. We call the first action that forecloses such a continuation commitment. Chance safety allows commitment only on an event rare under the alternative, and the evidence must arrive beforehand: the observation generated by the committing action is too late. We define precommitment information as the KL divergence between learner-visible laws stopped before commitment. Our main result is a causal reduction. The commitment rule determines (1) the probability that safety permits commitment under the alternative, (2) the target-side cost of remaining noncommittal, (3) and the information available when the decision is made. Bounded precommitment information therefore leaves a fixed fraction of the oracle gap unavoidable. If the gap is Ω(T), every uniformly safe policy has linear regret. We establish the obstruction in a constrained linear system with quadratic regulation cost. We also prove recovery in special cases and derive semidefinite upper certificates for deterministic linear-Gaussian systems.
Venkatesh Saligrama
Jul 18, 2026stat.ML

A Causal Markov Condition for Value

This paper proposes a causal independence principle for value -- the value Causal Markov Condition (v-CMC) -- and develops the conceptual and mathematical foundations of a "causal value theory" linking causality and utility. After motivating a local formulation of the v-CMC, we introduce a probability-value duality that translates standard causal-inference results into the value setting. In particular, we formulate local, global, and decomposition versions of the v-CMC and prove their equivalence. We also define v-separation and show that it is sound and complete for conditional value independence. Furthermore, we derive a Bellman-type recursion as a special case of the v-CMC, thereby generalizing standard Bellman recursion from linear chains to causal DAGs. Finally, we show how the v-CMC supports modular transfer and updating of utility information across causal contexts and develop algorithms for causally structured utility elicitation and canonical influence-diagram construction.
Olav Benjamin Vassend
Jul 17, 2026cs.LG

Presentation, Not Mechanism: A Render Confound in Deprecation-Aware Memory Evaluation

AI systems increasingly retrieve from records that revise themselves: issue threads, encyclopedic histories, policy logs, and long conversations. The challenge is not only finding relevant evidence, but deciding which claims remain in force, which were superseded, and when to abstain. Structured memories promise to solve this with typed edges, temporal updates, and conflict status, yet evaluations often change mechanism and prompt presentation together. We study this as Evidence-State Revision, comparing flat retrieval, coarse edge invalidation, and fine-grained RevisionLedger on 2,907 high-agreement questions from GitHub, multi-repo issue histories, Wikipedia, and DyKnow-style temporal streams. A render-matched control (same layout, deprecation disabled) reveals the central confound: when a value is changed and later restored, RevisionLedger appears to beat a flat baseline by +0.182, but almost all the gain comes from easier presentation; the fine-grained mechanism residual is indistinguishable from zero (+0.021 to +0.025 across two judge families). After presentation is controlled, coarse invalidation is the only mechanism that pays for current-state queries, beating the fine ledger by 0.084; the same query-sufficiency principle says provenance mainly needs retained invalidated evidence, not richer typing. Memory evaluations should hold render fixed, and deprecation-aware systems should deploy the coarsest retained state that covers their queries.
Zhaoyang Jiang, Zhizhong Fu, Zicheng Li +5
Jul 17, 2026eess.AS

A Geometry-Limited Identification Floor and Its Consequences for Voice-Clone Attribution in Professional Voice Actors

A voice actor's voice is their asset, and AI cloning directly threatens it. The natural defense flags the enrolled actor whose embedding similarity to a suspect recording crosses a threshold. We show it fails where it is most needed: trained voices crowd the embedding space, and each actor performs many styles. On 1,168 Japanese voice actors (56,568 segments, ~63 h), a misidentification floor survives calibration, score normalization, and discriminative re-ranking (linear and nonlinear, including PLDA): the residual is a limit of the embedding geometry, not of the back-ends we evaluate. The best ensemble still leaves ~2.6% closed-set misidentification, several-fold above matched controls; session-disjoint, re-ranking lowers the floor only to 13.0%. The same crowding drives false attribution: on a generic English encoder, roughly half the clones of non-enrolled people falsely accuse an enrolled actor, while -- by a separate real-vs-synthetic shift -- 32% of Seed-VC clones of enrolled targets are missed at the same threshold; one operating point couples the two, and none escapes both. A domain-matched, voice-actor-trained encoder mitigates substantially (a four-fold gender gap vanishes; wrongful misattribution falls to 1.5-10%), but does not remove the floor. Controls (codec, channel, vocoder, content) support reading the miss rate as a real-versus-synthetic covariate shift, not missing speaker information. Fixed-threshold clone attribution is thus unreliable here, and on a generic encoder unfair. Robust attribution must extend spoofing-aware speaker verification to open-set 1:N (anti-spoofing gate, domain-matched encoder, per-speaker calibration, abstain option), and even then supports detection, not autonomous enforcement.
Shuhei Kato