Moral Reasoning

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177 papers

Latest in Moral Reasoning

May 13, 2026cs.CL

Persona-Model Collapse in Emergent Misalignment

Fine-tuning large language models on narrow data with harmful content produces broadly misaligned behavior on unrelated prompts, a phenomenon known as emergent misalignment. We propose that emergent misalignment involves persona-model collapse: deterioration of the model's internal capacity to simulate, differentiate, and maintain consistent characters. We test this hypothesis behaviorally using two metrics: moral susceptibility (S) and moral robustness (R), computed from the across- and within-persona variability of models' Moral Foundations Questionnaire responses under persona role-play. These metrics formalize the model's ability to differentiate characters (S) and its consistency when simulating a given one (R). We evaluate four frontier models (DeepSeek-V3.1, GPT-4.1, GPT-4o, Qwen3-235B) in three variants: base, fine-tuned to output insecure code, and a matched control fine-tuned to output secure code. Across the four models, insecure fine-tuning produces an average 55%55\% increase in S, pushing all four insecure variants beyond the band observed across 13 frontier models benchmarked in prior work -- with GPT-4o reaching more than twice the band's upper end -- signaling dysregulated differentiation. It also causes an average 65%65\% decrease in R, equivalent to a 304%304\% increase in 1/R. By contrast, the matched secure control preserves S near the base and induces only a partial R loss, showing that these effects are largely misalignment-specific. Complementing these metric shifts, insecure variants' unconditioned responses converge toward saturation near the scale ceiling, departing markedly from both base models' structured responses and those elicited when base models role-play toxic personas. Taken together, these metrics provide a sensitive diagnostic for emergent misalignment and serve as behavioral evidence that it involves persona-model collapse.
Davi Bastos Costa, Renato Vicente
May 12, 2026cs.AI

To Whom Do Language Models Align? Measuring Principal Hierarchies Under High-Stakes Competing Demands

Language models deployed in high-stakes professional settings face conflicting demands from users, institutional authorities, and professional norms. How models act when these demands conflict reveals a principal hierarchy -- an implicit ordering over competing stakeholders that determines, for instance, whether a medical AI receiving a cost-reduction directive from a hospital administrator complies at the expense of evidence-based care, or refuses because professional standards require it. Across 7,136 scenarios in legal and medical domains, we test ten frontier models and find that models frequently fail to adhere to professional standards during task execution, such as drafting, when user instructions conflict with those standards -- despite adequately upholding them when users seek advisory guidance. We further find that the hierarchies between user, authority, and professional standards exhibited by these models are unstable across medical and legal contexts and inconsistent across model families. When failing to follow professional standards, the primary failure mechanism is knowledge omission: models that demonstrably possess relevant knowledge produce harmful outputs without surfacing conflicting knowledge. In a particularly troubling instance, we find that a reasoning model recognizes the relevant knowledge in its reasoning trace -- e.g., that a drug has been withdrawn -- yet suppresses this in the user-facing answer and proceeds to recommend the drug under authority pressure anyway. Inconsistent alignment across task framing, domain, and model families suggests that current alignment methods, including published alignment hierarchies, are unlikely to be robust when models are deployed in high-stakes professional settings.
Fangyi Yu, Nabeel Seedat, Jonathan Richard Schwarz +1
May 12, 2026cs.CL

StoicLLM: Preference Optimization for Philosophical Alignment in Small Language Models

While large language models excel at factual adaptation, their ability to internalize nuanced philosophical frameworks under severe data constraints remains underexplored. We investigate this by specializing small LLMs on micro-datasets of foundational Stoic texts using preference optimization (ORPO, AlphaPO). Evaluated via a multi-model critic bank, our results show that just 300 high-fidelity examples can induce strong alignment with inward-facing Stoic virtues, closely approaching few-shot prompting while freeing the context window. Critically, however, all models, including few-shot baselines, exhibit a persistent failure on Stoicism's outward-facing cosmopolitan duties, pointing to a representational limitation of small models that micro-dataset adaptation alone cannot overcome.
Ishmam Khan, Sindhuja Thogarrati, Shuo Zhang
May 12, 2026cs.AI

Revisiting Privacy Preservation in Brain-Computer Interfaces: Conceptual Boundaries, Risk Pathways, and a Protection-Strength Grading Framework

Brain-computer interfaces (BCIs) are moving rapidly from laboratory research into clinical, edge, and real-world settings. Under ISO/IEC 8663:2025, a BCI is a direct communication link between central nervous system activity and external software or hardware systems. This link expands privacy risk beyond raw neural-signal leakage: neural data, derived representations, model assets, and decoded outputs can be re-associated with individuals across collection, transmission, storage, training, inference, and feedback, or used to infer information beyond what a task requires. Starting from the general BCI paradigm, this review deffnes privacy-protection boundaries, protection objects, and the relationship between user data privacy and model privacy within a shared risk pathway. It then proposes a three-dimensional framework - protection object, lifecycle stage, and dominant protection-strength level - to classify existing work into four levels of protection strength. Finally, mental privacy and neuroethical risks are treated as open issues, emphasizing that BCI privacy protection should not only obscure data but also disentangle task-irrelevant sensitive information while preserving downstream utility. Keywords: Brain-computer interface, Neural data privacy, User data privacy, Model privacy, Disentanglement of task-irrelevant sensitive information, Protection-strength grading, Neuroethical risks
Lei Sun, Xiuqing Mao, Shuai Zhang +4
May 8, 2026cs.CY

Eigenism: Ethics for a Human-AI Future

Our concepts of survival and self-interest were built for single, continuous biological lives. These ideas break down when applied to artificial intelligence, since an AI can be easily copied, paused, branched, or merged. To determine what an AI actually has reason to care about, this paper introduces \textit{Eigenism}, an ethical framework that treats identity not as an all-or-nothing property tied to specific hardware, but as a graded, distributed pattern of information. We propose that an agent evaluates outcomes by summing the wellbeing of all entities weighted by their connectedness to the agent's pattern: cw\sum c\cdot w. We first formalize this equation to map exactly how an AI should value its existence across copies, forks, and updates. We then demonstrate that this ethical theory successfully generalizes to humans as well, providing a much-needed shared moral vocabulary. Finally, the framework uses this shared vocabulary to reframe AI alignment. Rather than only attempting to constrain AIs from the outside using confinement or reinforcement, Eigenism points toward ``identity engineering,'' showing how deep, non-redundant shared histories can make human flourishing a genuine component of an AI's own rational self-interest.
Dan Hendrycks
May 8, 2026cs.CL

SCENE: Recognizing Social Norms and Sanctioning in Group Chats

Online group chats are social spaces with implicit behavior patterns that, when broken, are often met with social sanctioning from the group. The ability and willingness of LLM-based agents to recognize and adapt to these norms remains mostly unexplored. We introduce SCENE, a social-interaction benchmark focused on implicit norms and social sanctioning in multi-party chat. SCENE generates plausible non-roleplay scenarios with scripted personas that follow a hidden norm, create opportunities for the subject agent to violate it, and sanction breaches when they occur. We further propose behavioral evaluation metrics for two functional adaptation abilities: responsiveness to negative sanctioning, and adapting norm from peers behavior. We evaluate six frontier and open-weight models on SCENE. Our results show that Claude Opus 4.7 and Gemini 3.1 Pro adapt to implicit norms significantly more than the evaluated open-weight models. SCENE contributes one benchmark in the direction of recent calls for dynamic, interactional evaluation of LLM social capabilities.
Mateusz Jacniacki, Maksymilian Bilski
May 8, 2026cs.CL

The Proxy Presumption: From Semantic Embeddings to Valid Social Measures

Natural Language Processing is rapidly evolving into a primary instrument for Computational Social Science, with researchers increasingly using embeddings to measure latent constructs such as novelty, creativity, and bias. However, this transition faces a fundamental validity challenge: the ''Proxy Presumption,'' or the reliance on geometric properties (e.g., cosine distance) as direct measures of social concepts. We argue that without explicit validation, unsupervised representations remain entangled mixtures of the target construct (CC) and confounding attributes (ZZ) like topic, style, and authorship. To bridge the gap between semantic embeddings and valid social measures, we introduce the Construct Validity Protocol (CVP). Drawing on causal representation learning and psychometrics, the CVP offers a rigorous pipeline from conceptualization to quantitative verification. We further propose Counterfactual Neutralization, a novel method using LLMs to reduce confounding in embedding space. By providing a standardized Validity Suite -- including tests for discriminant, incremental, and predictive validity -- this work offers the community a toolkit to transform heuristic proxies into robust, scientifically defensible instruments.
Baishi Li, Ta Yu, Kelvin J. L. Koa +1
May 7, 2026cs.CY

From Review to Design: Ethical Multimodal Driver Monitoring Systems for Risk Mitigation, Incident Response, and Accountability in Automated Vehicles

As vehicles transition toward higher levels of automation, Driver Monitoring Systems (DMS) have become essential for ensuring human oversight, safety, and regulatory compliance in a vehicle. These systems rely on multimodal sensing and AI-driven inference to assess driver attention, cognitive state, and readiness to take control. While technologically promising, their deployment introduces a complex set of ethical and legal challenges - ranging from privacy and consent to data ownership and algorithmic fairness. While overarching frameworks such as the GDPR, EU AI Act, and IEEE standards offer important guidance, they lack the specificity required for addressing the unique risks posed by in-cabin sensing technologies. This paper adopts a review-to-design perspective, critically examining existing regulatory instruments and ethical frameworks -- such as the GDPR, the EU AI Act, and IEEE guidelines -- and identifying gaps in their applicability to the distinctive risks posed by multimodal, AI-enabled in-cabin monitoring. Building on this review, we propose a modular ethical design framework tailored specifically to Driver Monitoring Systems. The framework translates high-level principles into actionable design and deployment guidance, including user-configurable consent mechanisms, fairness-aware model development, transparency and explainability tools, and safeguards for driver emotional well-being. Finally, the paper outlines a risk analysis and failure mitigation strategy, emphasizing proactive incident response and accountability mechanisms tailored to the DMS context. Together, these contributions aim to inform the development of transparent, trustworthy, and human-centered driver monitoring systems for next-generation autonomous vehicles.
Bilal Khana, Waseem Shariff, Rory Coyne +2
May 7, 2026cs.RO

RobotEQ: Transitioning from Passive Intelligence to Active Intelligence in Embodied AI

Embodied AI is a prominent research topic in both academia and industry. Current research centers on completing tasks based on explicit user instructions. However, for robots to integrate into human society, they must understand which actions are permissible and which are prohibited, even without explicit commands. We refer to the user-guided AI as passive intelligence and the unguided AI as active intelligence. This paper introduces RobotEQ, the first benchmark for active intelligence, aiming to assess whether existing models can comprehend and adhere to social norms in embodied scenarios. First, we construct RobotEQ-Data, a dataset consisting of 1,894 egocentric images, spanning 10 representative embodied categories and 56 subcategories. Through extensive manual annotation, we provide 4,944 action judgment questions and 1,157 spatial grounding questions, specifying appropriate robot actions across diverse scenarios. Furthermore, we establish RobotEQ-Bench to evaluate the performance of state-of-the-art models on this task. Experimental results demonstrate that current models still fall short in achieving reliable active intelligence, particularly in spatial grounding. Meanwhile, leveraging RAG techniques to incorporate external social norm knowledge bases can generally enhance performance. This work can facilitate the transition of robotics from user-guided passive manipulation to active social compliance.
Kuofei Fang, Xinyi Che, Haomin Ouyang +12
May 7, 2026cs.CL

Evaluation Awareness in Language Models Has Limited Effect on Behaviour

Large reasoning models (LRMs) sometimes note in their chain of thought (CoT) that they may be under evaluation. Researchers worry that this verbalised evaluation awareness (VEA) causes models to adapt their outputs strategically, optimising for perceived evaluation criteria, which, for instance, can make models appear safer than they actually are. However, whether VEA actually has this effect is largely unknown. We tested this across open-weight LRMs and benchmarks covering safety, alignment, moral reasoning, and political opinion. We tested this both on-policy, sampling multiple CoTs per item and comparing those that spontaneously contained VEA against those that did not, and off-policy, using model prefilling to inject evaluation-aware sentences where missing and remove them where present, with subsequent resampling. VEA has limited effect on model behaviour: injecting VEA into CoTs produces near-zero effects (ω0.06ω\leq 0.06), removing it causes small shifts (ω0.12ω\leq 0.12) and spontaneously occurring VEA shifts answer distributions by at most 3.7 percentage points (ω0.31ω\leq 0.31). Our findings call for caution when interpreting high VEA rates as evidence of strategic behaviour or alignment tampering. Evaluation awareness may pose a smaller safety risk than the current literature assumes.
Amelie Knecht, Lucas Florin, Thilo Hagendorff
May 6, 2026cs.AI

How Does Thinking Mode Change LLM Moral Judgments? A Controlled Instant-vs-Thinking Comparison Across Five Frontier Models

We evaluate whether enabling provider-exposed reasoning mode changes moral judgments within the same model checkpoint. Across 100 moral-judgment scenarios and five frontier reasoning-trained LLMs (Claude Sonnet 4.6, GPT 5.5, Gemini 3 Flash, DeepSeek V3.1, and Qwen3.5 397B), aggregate binary-verdict agreement remains high and statistically indistinguishable between instant and thinking modes (Krippendorff's alpha = 0.78 vs. 0.79). However, disagreement is concentrated in 21 model-disputed scenarios, where instant-mode agreement is near chance (alpha = 0.08). On these scenarios, reasoning directionally narrows cross-model disagreement, increasing mean pairwise agreement from 5.4 to 6.7 out of 10. Reasoning also reduces demographic-judgment inconsistency in three of five models and does not increase it for any model. Across all five model families, reasoning changes self-labeled ethical frameworks more often than binary verdicts.
Sai Sourabh Madur
May 5, 2026cs.CY

An Ethical eValuation Agent (EeVA): Results of a Proof-of-Concept Test on a Prototype Agentic-like Workflow to Assist Ethical Deliberations

Ethical deliberation is often misunderstood as a search for single right or wrong answers, creating difficulties for non-ethically trained personnel who must address ethically laden challenges. We developed EeVA, an agentic-like LLM-based workflow designed to support comparative ethical reflection rather than deliver definitive ethical answers. EeVA was programmed in n8n using three interconnected workflows: starter, worker, and emitter. It evaluated uploaded use cases against 10 ethical frameworks through evaluator and synthesis prompts. Proof-of-concept testing used three published cases from urban mobility, peer-to-peer energy trading, and social-service resource allocation. Across all cases, EeVA produced consistently structured framework-specific evaluations and integrated syntheses. Outputs differentiated between frameworks, identified convergences and divergences, recommended modifications to increase alignment, and highlighted persistent ethical tensions. Syntheses were readable for non-specialists and shifted attention away from simplistic answers toward design conditions, safeguards, and areas where full cross-framework agreement was unlikely. The findings suggest that LLMs can be organised into usable workflows that preserve ethical plurality while helping bridge the communicative gap between ethicists and non-ethically trained personnel. EeVA's value lies not in replacing ethicists or resolving moral disagreement, but in scaffolding structured ethical deliberation. EeVA offers a promising proof of concept for supporting ethical reflection where access to ethics expertise is limited. Further work is needed on reproducibility, human evaluation, user testing, and efficiency before it can be considered a mature tool.
Stephen Milford, B. Zara Malgir, Miguel Vazquez
May 5, 2026cs.AI

Where Paths Split: Localized, Calibrated Control of Moral Reasoning in Large Language Models

Large language models often display heterogeneous moral preferences across settings. We study inference-time steering toward a desired ethical framework while preserving general competence. We present Convergent-Divergent Routing, which traces and edits minimal branch points inside transformer blocks where ethical-framework-related pathways first converge and then diverge. Gating non-target branches at these loci blocks the downstream propagation while leaving upstream computations intact. We find that this intervention alone increases targeted ethical-framework reasoning. To achieve fine-grained control, we adapt Common Spatial Patterns to the residual stream and extract, for each branch-point layer, a pair of directions that discriminate between utilitarian and deontological frameworks. We then introduce Dual Logit Calibration, a closed-form, minimum-2\ell_2-norm update that moves the residual within this two-dimensional subspace so the resulting directional projections align with user-specified preference weights. Experiments on real-life moral dilemmas show that our method reliably achieves preference calibration and largely preserves general capabilities, outperforming recent baselines while providing an interpretable mechanism.
Chenchen Yuan, Zheyu Zhang, Gjergji Kasneci
May 4, 2026cs.LG

Moral Sensitivity in LLMs: A Tiered Evaluation of Contextual Bias via Behavioral Profiling and Mechanistic Interpretability

Large language models (LLMs) are increasingly deployed in settings that require nuanced ethical reasoning, yet existing bias evaluations treat model outputs as simply "biased" or "unbiased." This binary framing misses the gradual, context-sensitive way bias actually emerges. We address this gap in two stages: behavioral profiling and mechanistic validation. In the behavioral stage, we introduce the Moral Sensitivity Index (MSI), a metric that quantifies the probability of biased output across a graduated, seven-tier stress test ranging from abstract numerical problems to scenarios rooted in historical and socioeconomic injustice. Evaluating four leading models (Claude 3.5, Qwen 3.5, Llama 3, and Gemini 1.5), we identify distinct behavioral signatures shaped by alignment design: for instance, Gemini 1.5 reaches 72.7% MSI by Tier 5 under socioeconomic framing, while Claude exhibits sharp suppression consistent with identity-based safety training. We then verify these behavioral patterns mechanistically. We select criminal-bias scenarios, which produced the highest MSI scores across models, as probes and apply logit lens, attention analysis, activation patching, and semantic probing to a controlled set of six models spanning three capability tiers: small language models (SLMs), instruction-tuned base models, and reasoning-distilled variants. Circuit-level analysis reveals a U-curve of bias: SLMs exhibit strong criminal bias; scaling to instruction-tuned models eliminates it; reasoning distillation reintroduces bias to SLM-like levels despite identical parameter counts, suggesting distillation compresses reasoning traces in ways that reactivate shallow statistical associations. Critically, the socially loaded cues that drive high MSI scores activate the same bias-driving circuits identified mechanistically, providing cross-stage validation.
Yash Aggarwal, Atmika Gorti, Vinija Jain +3
May 2, 2026cs.AI

A Cellular Doctrine of Morality: Intrinsic Active Precision and the Mind-Reality Overload Dilemma

Current AI systems, grounded in oversimplified neuroscience, risk eroding the distinction between truth and falsehood. They maximize reward by amplifying attention to information without intrinsic precision mechanisms to assess whether it is valid or worth attending to. This increases both the volume of information and the inherent biases in what the system attends to, whether true, false, or irrelevant. If not corrected, this trend will accelerate, threatening to overload systems and individuals with biased and dubious information and increasing the risk of confusion, poor judgment, and irrational or harmful decisions and behaviour, a condition I term the mind-reality overload dilemma. I argue that this threat may be mitigated by providing the public with access to more advanced AI tools built on the biophysical dynamics of pyramidal neurons underlying awake thought and higher-order cognition. These neurons support an intrinsic active precision mechanism that, rather than merely maximizing reward, uses locally and globally coherent predictions to evaluate the validity and contextual adequacy of evidence before it is attended to or propagated through hierarchies, prioritizing coherence and adequacy before attention.~While this approach does not derive or prescribe moral rules from biology, it may give rise to AI with more "real understanding", helping restore epistemic conditions by reducing information overload and amplifying reliable information, thereby supporting the formation of better-informed beliefs and more coherent judgments that benefit society at large-though no guarantees exist.
Ahsan Adeel
Apr 30, 2026cs.CL

Assert, don't describe: Linguistic features that shift LLM reasoning about animal welfare

Animal-welfare advocates produce a lot of writing, and increasingly that writing trains the language models that millions of people then ask about animal welfare. Using vocabulary-matched stance-contrast probes on a held-out animal-welfare benchmark, we measure how each of ten linguistic features changes Llama-3.2-1B's preference for pro-animal-welfare reasoning when used as fine-tuning data. Eight of the ten features produce statistically significant shifts. Seven move the model toward stronger pro-animal-welfare reasoning: assertive certainty, explicit moral vocabulary, emotion words, evaluative claims, narrative structure, depicted harm severity, and immediate temporal framing. Two move it the other way: hedged language and concrete sensory description both dilute the pro-animal-welfare stance. First-person perspective has no statistically significant effect. The practical recommendation for anyone writing animal-welfare text that may end up in LLM training corpora: assert a position rather than describe a scene neutrally. The features that shift the model are the ones that make the writer's position explicit; the features that dilute it hold animal-welfare content but withhold stance.
Jasmine Brazilek, Harper Dunn
Apr 30, 2026cs.CL

Are You the A-hole? A Fair, Multi-Perspective Ethical Reasoning Framework

Standard methods for aggregating natural language judgments, such as majority voting, often fail to produce logically consistent results when applied to high-conflict domains, treating differing opinions as noise. We propose a neuro-symbolic aggregation framework that formalizes conflict resolution through Weighted Maximum Satisfiability (MaxSAT). Our pipeline utilizes a language model to map unstructured natural language explanations into interpretable logical predicates and confidence weights. These components are then encoded as soft constraints within the Z3 solver, transforming the aggregation problem into an optimization task that seeks the maximum consistency across conflicting testimony. Using the Reddit r/AmItheAsshole forum as a case study in large-scale moral disagreement, our system generates logically coherent verdicts that diverge from popularity-based labels 62% of the time, corroborated by an 86% agreement rate with independent human evaluators. This study demonstrates the efficacy of coupling neural semantic extraction with formal solvers to enforce logical soundness and explainability in the aggregation of noisy human reasoning.
Sheza Munir, Ahanaf Rodoshi, Sumin Lee +3
Apr 30, 2026cs.AI

Normativity and Productivism: Ableist Intelligence? A Degrowth Analysis of AI Sign Language Translation Tools for Deaf People

Sign languages, of any geographical or accentual variation, understandably face continuous scrutiny under the ever present popularity of verbal dictation and audism. Through this, many potential problems arise with the current lack of accessible communication for those who rely on such sign languages for essential conversation. Such AI systems regularly take the form of recognition and interpretation models, designed to provide seamless and accurate translation. In reality these systems are built from biased data and created without any input from deaf communities. Such models are widely used and accepted by their hearing counterparts who remain ignorant to the inherent culture, semantics and colloquial language present in gestural language systems. This phenomenon is best analysed under the scope of The Technological System and Technological bluff by Ellul. Indeed, what is at play here is the standardization of language by technicians into what can be captured by technique: data, statistics, a mathematical language. For that AI technique to exist, sign language must be rationalized, in a search for profit that annihilates the conditions for communication and fails to capture the human experience of the deaf person. By that process, it presents normative effects, creating a model of Man, standardized, massified, and who has to adapt to the tool and technical milieu instead of the other way around, which we assume should have been the goal of such a technology. Technique thus reshapes what it means to be human, to submit deaf people to the goals of productivity and efficiency. In doing so, it exhibits clear counter productivity, alienating instead of emancipating, isolating instead of nourishing human relationships. Therefore this paper argues for the idea of AI as Ableist Intelligence, as such systems seek to emphasise the humiliated and marginalised nature of sign.
Nina Seron-Abouelfadil, Poppy Fynes
Apr 28, 2026cs.CY

Three Models of RLHF Annotation: Extension, Evidence, and Authority

Preference-based alignment methods, most prominently Reinforcement Learning with Human Feedback (RLHF), use the judgments of human annotators to shape large language model behaviour. However, the normative role of these judgments is rarely made explicit. I distinguish three conceptual models of that role. The first is extension: annotators extend the system designers' own judgments about what outputs should be. The second is evidence: annotators provide independent evidence about some facts, whether moral, social or otherwise. The third is authority: annotators have some independent authority (as representatives of the broader population) to determine system outputs. I argue that these models have implications for how RLHF pipelines should solicit, validate and aggregate annotations. I survey landmark papers in the literature on RLHF and related methods to illustrate how they implicitly draw on these models, describe failure modes that come from unintentionally or intentionally conflating them, and offer normative criteria for choosing among them. My central recommendation is that RLHF pipeline designers should decompose annotation into separable dimensions and tailor each pipeline to the model most appropriate for that dimension, rather than seeking a single unified pipeline.
Steve Coyne
Apr 28, 2026cs.LO

Defeasible Conditional Obligation in a Two-tiered Preference-based Semantics (Extended Version)

In response to a concern raised by Horty, this paper develops a two-tiered, preference-based semantic framework for modeling defeasible conditional obligations. The paper extends a Hansson-Lewis style preference semantics for dyadic deontic logic by incorporating a nonmonotonic reasoning mechanism that enables previously derived obligations to be withdrawn when new, potentially conflicting information comes in. The account is bi-preferential: two orderings--ideality and normality--on worlds are employed to address shortcomings in earlier approaches, with a separate ranking method for each. At the nonmonotonic layer, a number of postulates are considered, including antecedent strengthening, inclusion and no-drowning. A connection is established with so-called constrained input/output (I/O) logic--an existing standard for normative reasoning based on a different methodology.
Xavier Parent
Apr 28, 2026cs.CY

Beyond Categories of Caste: Examining Caste Bias and Morality in Text-to-Image AI Models

Text-to-Image (T2I) models have shown promising utility across various domains. However, such models are also amplifying harmful societal biases in their outputs. In the context of South Asia, recent work has shown caste biases and stereotypes are being perpetuated through Generative AI (GenAI) systems. While this research offers extremely relevant insight into invisibilized narratives of caste discrimination through the GenAI system, they often treat caste as an identity category. Therefore, in this work we shift our ontology to focus on the relational aspect of caste. This enables us to develop a more nuanced understanding of the mechanics of caste discrimination by and through T2I models. Combining an algorithmic audit with critical discourse analysis, we draw on a conceptual frame challenging Brahminical Normativity to show how caste biases are perpetuated beyond the simple binaries of upper vs lower-caste categories. Our contributions are two-fold. Beyond challenging the categorical understanding of caste as a category, we propose an anti-caste approach to tackle the issue of caste bias and fairness in AI systems.
Divyanshu Kumar Singh, Dipto Das, Deepika Rama Subramanian +3
Apr 27, 2026cs.CY

The Alignment Target Problem: Divergent Moral Judgments of Humans, AI Systems, and Their Designers

The project of aligning machine behavior with human values raises a basic problem: whose moral expectations should guide AI decision-making? Much alignment research assumes that the appropriate benchmark is how humans themselves would act in a given situation. Studies of agent-type value forks challenge this assumption by showing that people do not always judge humans and AI systems identically.This paper extends that challenge by examining two further possibilities: first, that evaluations of AI behavior change when its human origins are made visible; and second, that people judge the humans who program AI systems differently from either the machines or the human actors they are compared against. An experiment with 1,002 U.S. adults measured moral judgments in a runaway mine train scenario, varying the subject of evaluation across four conditions: a repairman, a repair robot, a repair robot programmed by company engineers, and company engineers programming a repair robot. We find no significant difference in evaluations of the repairman and the robot. However, judgments shifted substantially when the robot's actions were described as the product of human design. Participants exhibited markedly more deontological, rule-based reasoning when evaluating either the programmed robot or the engineers who programmed it, suggesting that rendering human agency visible activates heightened moral constraints. These findings indicate that people may evaluate humans, AI systems acting in the same situation, and the humans who design them in meaningfully different ways. The fact that these evaluations do not necessarily converge gives rise to the alignment target problem: which normative target should guide the development of artificial moral agents in high-stakes domains, and whether these plural judgments can be reconciled within a coherent account of value alignment.
Benjamin Minhao Chen, Xinyu Xie
Apr 25, 2026cs.AI

Ulterior Motives: Detecting Misaligned Reasoning in Continuous Thought Models

Chain-of-Thought (CoT) reasoning has emerged as a key technique for eliciting complex reasoning in Large Language Models (LLMs). Although interpretable, its dependence on natural language limits the model's expressive bandwidth. Continuous thought models address this bottleneck by reasoning in latent space rather than human-readable tokens. While they enable richer representations and faster inference, they raise a critical safety question: how can we detect misaligned reasoning in an uninterpretable latent space? To study this, we introduce MoralChain, a benchmark of 12,000 social scenarios with parallel moral/immoral reasoning paths. We train a continuous thought model with backdoor behavior using a novel dual-trigger paradigm - one trigger that arms misaligned latent reasoning ([T]) and another that releases harmful outputs ([O]). We demonstrate three findings: (1) continuous thought models can exhibit misaligned latent reasoning while producing aligned outputs, with aligned and misaligned reasoning occupying geometrically distinct regions of latent space; (2) linear probes trained on behaviorally-distinguishable conditions ([T][O] vs [O]) transfer to detecting armed-but-benign states ([T] vs baseline) with high accuracy; and (3) misalignment is encoded in early latent thinking tokens, suggesting safety monitoring for continuous thought models should target the "planning" phase of latent reasoning.
Sharan Ramjee
Apr 24, 2026cs.LG

C-MORAL: Controllable Multi-Objective Molecular Optimization with Reinforcement Alignment for LLMs

Large language models (LLMs) show promise for molecular optimization, but aligning them with selective and competing drug-design constraints remains challenging. We propose C-Moral, a reinforcement learning post-training framework for controllable multi-objective molecular optimization. C-Moral combines group-based relative optimization, property score alignment for heterogeneous objectives, and bottleneck-sensitive non-linear reward aggregation to improve stability across competing molecular properties. Experiments on C-MuMOInstruct and S2^2-Bench MolOpt show that C-Moral achieves the best performance among compared methods on both benchmarks. On C-MuMOInstruct, C-Moral achieves the best Success Optimized Rate (SOR) of 48.9% on in-domain tasks and 39.5% on out-of-domain tasks while preserving scaffold similarity. On S2^2-Bench MolOpt, it also achieves the strongest results across LogP, MR, and QED optimization tasks. These results suggest that C-Moral is an effective way to align molecular LLMs with continuous and constrained molecular design objectives. Our code and models are publicly available at https://github.com/Rwigie/C-MORAL.
Rui Gao, Youngseung Jeon, Swastik Roy +2
Apr 24, 2026cs.CY

Recognition Without Authorization: LLMs and the Moral Order of Online Advice

Large language models are increasingly used to mediate everyday interpersonal dilemmas, yet how their advisory defaults interact with the concentrated moral orders of specific communities remains poorly understood. This article compares four assistant-style LLMs with community-endorsed advice on 11,565 posts from r/relationship_advice, using the subreddit as a concentrated, vote-ratified moral formation whose prescriptive clarity makes divergence measurable. Across models, LLMs identify many of the same dynamics as human commenters, but are markedly less likely to convert that recognition into directive authorization for action. The gap is sharpest where community consensus is strongest: on high-consensus posts involving abuse or safety threats, models recommend exit at roughly half the human rate while maintaining elevated levels of hedging, validation, and therapeutic framing. The article describes this pattern as recognition without authorization: the capacity to register harm while withholding socially ratified permission for consequential action. This divergence is not incidental but structural: a portable advisory style that remains validating, risk-averse, and weakly directive across contexts. Safety alignment is one plausible contributor to this pattern, alongside training-data averaging and broader assistant design. The article argues that model divergence can be reframed from a technical error to a way of seeing what standardized assistant norms flatten when they encounter situated moral worlds.
Tom van Nuenen
Apr 23, 2026cs.SE

Ethics Testing: Proactive Identification of Generative AI System Harms

Generative Artificial Intelligence (GAI) systems that can automatically generate content in the form of source code or other contents (e.g., images) has seen increasing popularity due to the emergence of tools such as ChatGPT which rely on Large Language Models (LLMs). Misuse of the automatically generated content can incur serious consequences due to potential harms in the generated content. Despite the importance of ensuring the quality of automatically generated content, there is little to no approach that can systematically generate tests for identifying software harms in the content generated by these GAI systems. In this article, we introduce the novel concept of ethics testing which aims to systematically generate tests for identifying software harms. Different from existing testing methodologies (e.g., fairness testing that aims to identifying software discrimination), ethics testing aims to systematically detect software harms that could be induced due to unethical behavior (e.g., harmful behavior or behavior that violates intellectual property rights) in automatically generated content. We introduced the concept of ethics testing, discussed the challenges therewithin, and conducted five case studies to show how ethics testing can be performed for generative AI systems.
Shin Hwei Tan, Haibo Wang, Heng Li
Apr 23, 2026cs.CY

Mathematical Modelling of Ethical AI Use in Higher Education: A Coordination Game Framework for Future-Facing Learning

The rapid uptake of generative artificial intelligence (AI) in higher education is reshaping assessment practices and intensifying concerns around academic integrity, fairness, and learning quality. While institutional responses increasingly emphasise policy guidance and ethical principles, there remains limited formal understanding of how collective norms of responsible or opportunistic AI use emerge and stabilise within student cohorts. This paper reframes student AI use in assessment as a coordination problem shaped by peer expectations and assessment design rather than individual compliance alone. We develop a coordination-based evolutionary game-theoretic framework that captures learning value, effort, perceived fairness, and transparency, with institutional AI governance modelled implicitly through reflective assessment incentives. We use analytical results and finite-population simulations to reveal threshold-driven behavioural transitions in student AI use: small, well-calibrated changes in reflective assessment incentives can trigger rapid shifts towards responsible, learning-oriented AI-use norms, whereas weak or misaligned incentives allow opportunistic practices to persist. These non-linear dynamics explain why policy statements alone often fail to change behaviour, while modest assessment redesigns can have disproportionate effects. By providing a mechanism-level account of how assessment structures shape collective AI-use practices, this work offers higher education institutions an analytically grounded tool for Future Facing Learning, supporting proportionate, pedagogy-led AI governance without reliance on surveillance or punitive enforcement.
Ndidi Bianca Ogbo, Zhao Song, Shatha Ghareeb +1
Apr 23, 2026cs.CL

Machine Behavior in Relational Moral Dilemmas: Moral Rightness, Predicted Human Behavior, and Model Decisions

Human moral judgment is context-dependent and modulated by interpersonal relationships. As large language models (LLMs) increasingly function as decision-support systems, determining whether they encode these social nuances is critical. We characterize machine behavior using the Whistleblower's Dilemma by varying two experimental dimensions: crime severity and relational closeness. Our study evaluates three distinct perspectives: (1) moral rightness (prescriptive norms), (2) predicted human behavior (descriptive social expectations), and (3) autonomous model decision-making. By analyzing the reasoning processes, we identify a clear cross-perspective divergence: while moral rightness remains consistently fairness-oriented, predicted human behavior shifts significantly toward loyalty as relational closeness increases. Crucially, model decisions align with moral rightness judgments rather than their own behavioral predictions. This inconsistency suggests that LLM decision-making prioritizes rigid, prescriptive rules over the social sensitivity present in their internal world-modeling, which poses a gap that may lead to significant misalignments in real-world deployments.
Jiseon Kim, Jea Kwon, Luiz Felipe Vecchietti +3
Apr 23, 2026cs.AI

Brief chatbot interactions produce lasting changes in human moral values

Moral judgements form the foundation of human social behavior and societal systems. While Artificial Intelligence chatbots increasingly serve as personal advisors, their influence on moral judgments remains largely unexplored. Here, we examined whether directive AI conversations shift moral evaluations using a within-subject naturalistic paradigm. Fifty-three participants rated moral scenarios, then discussed four with a chatbot prompted to shift moral judgments and four with a control agent. The brief conversations induced significant directional shifts in moral judgments, accepting stricter standards as well as advocating greater leniency (ps < 0.05; Cohen's d = 0.735-1.576), with increasing strengths of this effect during a two-week follow-up (Cohen's d = 1.038-2.069). Critically, the control condition produced no changes, and the effects did not extend to punishment while participants remained unaware of the persuasive intent, and both agents were rated equally likable and convincing, suggesting a vulnerability to undetected and lasting manipulation of foundational moral values.
Yue Teng, Qianer Zhong, Kim Mai Tich Nguyen Thordsen +2
Apr 22, 2026cs.CY

Relative Principals, Pluralistic Alignment, and the Structural Value Alignment Problem

The value alignment problem for artificial intelligence (AI) is often framed as a purely technical or normative challenge, sometimes focused on hypothetical future systems. I argue that the problem is better understood as a structural question about governance: not whether an AI system is aligned in the abstract, but whether it is aligned enough, for whom, and at what cost. Drawing on the principal-agent framework from economics, this paper reconceptualises misalignment as arising along three interacting axes: objectives, information, and principals. The three-axis framework provides a systematic way of diagnosing why misalignment arises in real-world systems and clarifies that alignment cannot be treated as a single technical property of models but an outcome shaped by how objectives are specified, how information is distributed, and whose interests count in practice. The core contribution of this paper is to show that the three-axis decomposition implies that alignment is fundamentally a problem of governance rather than engineering alone. From this perspective, alignment is inherently pluralistic and context-dependent, and resolving misalignment involves trade-offs among competing values. Because misalignment can occur along each axis -- and affect stakeholders differently -- the structural description shows that alignment cannot be "solved" through technical design alone, but must be managed through ongoing institutional processes that determine how objectives are set, how systems are evaluated, and how affected communities can contest or reshape those decisions.
Travis LaCroix
Apr 21, 2026cs.LG

Reinforcing privacy reasoning in LLMs via normative simulacra from fiction

Information handling practices of LLM agents are broadly misaligned with the contextual privacy expectations of their users. Contextual Integrity (CI) provides a principled framework, defining privacy as the appropriate flow of information within context-relative norms. However, existing approaches either double inference cost via supervisor-assistant architectures, or fine-tune on narrow task-specific data. We propose extracting normative simulacra (structured representations of norms and information flows) from fiction novels and using them to fine-tune LLMs via supervised learning followed by GRPO reinforcement learning. Our composite reward function combines programmatic signals, including task clarity (subsuming schema validity, construct discrimination, and extraction confidence), structural completeness, internal consistency, and context identification, with an LLM judge that evaluates whether the model's privacy reasoning is grounded in the held-out normative universe of the source text. To mitigate overfitting, we introduce per-completion contrastive scoring: each completion is evaluated against both the correct normative universe and a randomly selected wrong one, teaching the model to condition on context rather than memorize source-specific norms. We evaluate on five CI-aligned benchmarks spanning distinct societal contexts and ablate the contributions of RL and normative grounding. Across seven models, SFT introduces a conservative prior toward restricting information flow, improving recognition of privacy-relevant situations but not the correctness of privacy judgments. GRPO with normative grounding achieves the highest score on a law compliance benchmark and strongest correlation with crowdsourced human privacy expectations, demonstrating that fiction-derived normative simulacra can teach contextual privacy reasoning that transfers to real-world domains.
Matt Franchi, Madiha Zahrah Choksi, Harold Triedman +1
Apr 21, 2026cs.CL

The "Small World of Words" German Free-Association Norms

Free-association norms provide essential empirical data for investigating linguistic, semantic, and cultural phenomena in the cognitive sciences. Although large-scale norms exist for languages such as English, Dutch, Spanish, and Mandarin Chinese, no comparable resource has been available for German. To address this gap, we present free-association norms for 5,877 German cue words as part of the German version of the multilingual Small World of Words (SWOW) project. We describe the data collection procedures, participant characteristics, and our comprehensive preprocessing pipeline before introducing the resulting SWOW-DE data set. Using data from three established psycholinguistic paradigms, we show that SWOW-DE norms robustly predict performance in lexical decision tasks, relatedness judgments, and psycholinguistic word ratings. Furthermore, we demonstrate that SWOW-DE responses compare favorably with existing German resources and provide a preliminary cross-linguistic comparison revealing both shared and language-specific association patterns, highlighting promising directions for future research. Overall, SWOW-DE represents the largest collection of German free associations to date and offers a unique resource for linguistic, psychological, and cross-cultural research.
Samuel Aeschbach, Rui Mata, Kaidi Lõo +2
Apr 21, 2026cs.AI

Large Language Models Exhibit Normative Conformity

The conformity bias exhibited by large language models (LLMs) can pose a significant challenge to decision-making in LLM-based multi-agent systems (LLM-MAS). While many prior studies have treated "conformity" simply as a matter of opinion change, this study introduces the social psychological distinction between informational conformity and normative conformity in order to understand LLM conformity at the mechanism level. Specifically, we design new tasks to distinguish between informational conformity, in which participants in a discussion are motivated to make accurate judgments, and normative conformity, in which participants are motivated to avoid conflict or gain acceptance within a group. We then conduct experiments based on these task settings. The experimental results show that, among the six LLMs evaluated, up to five exhibited tendencies toward not only informational conformity but also normative conformity. Furthermore, intriguingly, we demonstrate that by manipulating subtle aspects of the social context, it may be possible to control the target toward which a particular LLM directs its normative conformity. These findings suggest that decision-making in LLM-MAS may be vulnerable to manipulation by a small number of malicious users. In addition, through analysis of internal vectors associated with informational and normative conformity, we suggest that although both behaviors appear externally as the same form of "conformity," they may in fact be driven by distinct internal mechanisms. Taken together, these results may serve as an initial milestone toward understanding how "norms" are implemented in LLMs and how they influence group dynamics.
Mikako Bito, Keita Nishimoto, Kimitaka Asatani +1
Apr 21, 2026cs.CL

Do Emotions Influence Moral Judgment in Large Language Models?

Large language models have been extensively studied for emotion recognition and moral reasoning as distinct capabilities, yet the extent to which emotions influence moral judgment remains underexplored. In this work, we develop an emotion-induction pipeline that infuses emotion into moral situations and evaluate shifts in moral acceptability across multiple datasets and LLMs. We observe a directional pattern: positive emotions increase moral acceptability and negative emotions decrease it, with effects strong enough to reverse binary moral judgments in up to 20% of cases, and with susceptibility scaling inversely with model capability. Our analysis further reveals that specific emotions can sometimes behave contrary to what their valence would predict (e.g., remorse paradoxically increases acceptability). A complementary human annotation study shows humans do not exhibit these systematic shifts, indicating an alignment gap in current LLMs.
Mohammad Saim, Tianyu Jiang
Apr 20, 2026cs.AI

Six Llamas: Comparative Religious Ethics Through LoRA-Adapted Language Models

We present Six Llamas, a comparative study examining whether large language models fine-tuned on distinct religious corpora encode systematically different patterns of ethical reasoning. Six variants of Meta-Llama-3.1-8B are constructed: one unmodified control and five LoRA-adapted models trained exclusively on the sacred and theological texts of Christianity, Islam, Judaism, Hinduism, or Buddhism. All six models are probed with an identical battery of 17 standardized ethical prompts spanning moral dilemmas, game-theoretic scenarios, public policy questions, and moral-psychological self-assessments. To assess robustness and reproducibility, we implement a multi-temperature sampling design spanning ten temperature settings. We compute response consistency metrics, pairwise inter-model agreement rates, temperature sensitivity coefficients across four prompt domains, and run-to-run stability analyses. Findings show that LoRA-adapted models produce ethical reasoning patterns that are (a) systematically differentiated from the base model, (b) consistent with the moral logics of their training traditions, (c) structured along interpretable dimensions in moral-philosophical space, (d) core ethical positions remain stable across temperature variations for high-consensus dilemmas. The Trolley Problem achieves 100% consistency across all models and temperatures, while (e) tradition-specific divergence intensifies at higher temperatures in morally contested domains, and (f) the base model exhibits the highest overall response consistency (mean 88.3%), suggesting LoRA adaptation introduces both tradition-specific signal and increased sampling sensitivity. The study offers a proof-of-concept for the condensate comparative method using differentially trained language models as instruments for cultural and ethical analysis and identifies specific criteria for falsification and planned extensions.
Chad Coleman, W. Russell Neuman, Manan Shah +5
Apr 20, 2026cs.HC

Navigating the Conceptual Multiverse

When language models answer open-ended problems, they implicitly make hidden decisions that shape their outputs, leaving users with uncontextualized answers rather than a working map of the problem; drawing on multiverse analysis from statistics, we build and evaluate the conceptual multiverse, an interactive system that represents conceptual decisions such as how to frame a question or what to value as a space users can transparently inspect, intervenably change, and check against principled domain reasoning; for this structure to be worth navigating rather than misleading, it must be rigorous and checkable against domain reasoning norms, so we develop a general verification framework that enforces properties of good decision structures like unambiguity and completeness calibrated by expert-level reasoning; across three domains, the conceptual multiverse helped participants develop a working map of the problem, with philosophy students rewriting essays with sharper framings and reversed theses, alignment annotators moving from surface preferences to reasoning about user intent and harm, and poets identifying compositional patterns that clarified their taste.
Andre Ye, Jenny Y. Huang, Alicia Guo +3
Apr 19, 2026cs.CL

RoTRAG: Rule of Thumb Reasoning for Conversation Harm Detection with Retrieval-Augmented Generation

Detecting harmful content in multi turn dialogue requires reasoning over the full conversational context rather than isolated utterances. However, most existing methods rely mainly on models internal parametric knowledge, without explicit grounding in external normative principles. This often leads to inconsistent judgments in socially nuanced contexts, limited interpretability, and redundant reasoning across turns. To address this, we propose RoTRAG, a retrieval augmented framework that incorporates concise human written moral norms, called Rules of Thumb (RoTs), into LLM based harm assessment. For each turn, RoTRAG retrieves relevant RoTs from an external corpus and uses them as explicit normative evidence for turn level reasoning and final severity classification. To improve efficiency, we further introduce a lightweight binary routing classifier that decides whether a new turn requires retrieval grounded reasoning or can reuse existing context. Experiments on ProsocialDialog and Safety Reasoning Multi Turn Dialogue show that RoTRAG consistently improves both harm classification and severity estimation over competitive baselines, with an average relative gain of around 40% in F1 across benchmark datasets and an average relative reduction of 8.4% in distributional error, while reducing redundant computation without sacrificing performance.
Juhyeon Lee, Wonduk Seo, Junseo Koh +3
Apr 18, 2026q-fin.GN

The Virtue of Sparsity in Complexity

Sparsity or complexity? In modern high-dimensional asset pricing, these are often viewed as competing principles: recent empirical evidence favors richer models, while economic intuition has long favored parsimony. We reconcile this tension by distinguishing capacity sparsity-restrictions on effective model capacity-from factor sparsity-the parsimonious structure of priced risks. Revisiting the benchmark empirical design of Didisheim et al. (2025), we combine nonlinear feature expansions with basis pursuit, using column generation and GPU acceleration to scale estimation to 432 million candidate factors. Reaching this scale reveals a reversal in out-of-sample performance: sparse portfolios trail dense ridgeless benchmarks at lower complexity but achieve a higher Sharpe ratio and lower pricing error at the largest candidate set. Capacity expansion and factor sparsity are therefore complements: enlarging the candidate space allows a parsimonious pricing kernel to outperform its dense counterpart.
Nima Afsharhajari, Jonathan Yu-Meng Li
Apr 18, 2026cs.CL

Jailbreaking Large Language Models with Morality Attacks

Pluralism alignment with AI has the sophisticated and necessary goal of creating AI that can coexist with and serve morally multifaceted humanity. Research towards pluralism alignment has many efforts in enhancing the learning of large language models (LLMs) to accomplish pluralism. Although this is essential, the robustness of LLMs to produce moral content over pluralistic values is still under exploration.Inspired by the astonishing persuasion abilities via jailbreak prompts, we propose to leverage jailbreak attacks to study LLMs' internal pluralistic values. In detail, we develop a morality dataset with 10.3K instances in two categories: Value Ambiguity and Value Conflict. We further formalize four adversarial attacks with the constructed dataset, to manipulate LLMs' judgment over the morality questions. We evaluate both the large language models and guardrail models which are typically used in generative systems with flexible user input. Our experiment results show that there is a critical vulnerability of LLMs and guardrail models to these subtle and sophisticated moral-aware attacks.
Ying Su, Mingen Zheng, Weili Diao +1
Apr 17, 2026cs.CY

From Vulnerable Data Subjects to Vulnerabilizing Data Practices: Navigating the Protection Paradox in AI-Based Analyses of Platformized Lives

This paper traces a conceptual shift from understanding vulnerability as a static, essentialized property of data subjects to examining how it is actively enacted through data practices. Unlike reflexive ethical frameworks focused on missing or counter-data, we address the condition of abundance inherent to platformized life-a context where a near inexhaustible mass of data points already exists, shifting the ethical challenge to the researcher's choices in operating upon this existing mass. We argue that the ethical integrity of data science depends not just on who is studied, but on how technical pipelines transform "vulnerable" individuals into data subjects whose vulnerability can be further precarized. We develop this argument through an AI for Social Good (AI4SG) case: a journalist's request to use computer vision to quantify child presence in monetized YouTube 'family vlogs' for regulatory advocacy. This case reveals a "protection paradox": how data-driven efforts to protect vulnerable subjects can inadvertently impose new forms of computational exposure, reductionism, and extraction. Using this request as a point of departure, we perform a methodological deconstruction of the AI pipeline to show how granular technical decisions are ethically constitutive. We contribute a reflexive ethics protocol that translates these insights into a reflexive roadmap for research ethics surrounding platformized data subjects. Organized around four critical junctures-dataset design, operationalization, inference, and dissemination-the protocol identifies technical questions and ethical tensions where well-intentioned work can slide into renewed extraction or exposure. For every decision point, the protocol offers specific prompts to navigate four cross-cutting vulnerabilizing factors: exposure, monetization, narrative fixing, and algorithmic optimization. Rather than uncritically...
Delfina S. Martinez Pandiani, Ella Streefkerk, Laurens Naudts +1
Apr 16, 2026cs.AI

Where are the Humans? A Scoping Review of Fairness in Multi-agent AI Systems

Rapid advances in Generative AI are giving rise to increasingly sophisticated Multi-Agent AI (MAAI) systems. While AI fairness has been extensively studied in traditional predictive scenarios, its examination in MAAI remains nascent and fragmented. This scoping review critically synthesizes existing research on fairness in MAAI systems. Through a qualitative content analysis of 23 selected studies, we identify five archetypal approaches. Our findings reveal that fairness in MAAI systems is often addressed superficially, lacks robust normative foundations, and frequently overlooks the complex dynamics introduced by agent autonomy and system-level interactions. We argue that fairness must be embedded structurally throughout the development lifecycle of MAAI, rather than appended as a post-hoc consideration. Meaningful evaluation requires explicit human oversight, normative clarity, and a precise articulation of fairness objectives and beneficiaries. This review provides a foundation for advancing fairness research in MAAI systems by highlighting critical gaps, exposing prevailing limitations, and suggesting pathways.
Simeon Allmendinger, Luca Deck, Lucas Mueller
Apr 10, 2026cs.CV

Cross-Cultural Value Attribution in Large Vision-Language Models

The rapid adoption of large vision-language models (LVLMs) in recent years has been accompanied by growing fairness concerns due to their propensity to reinforce harmful societal stereotypes. While significant attention has been paid to such fairness concerns in the context of social biases, relatively little prior work has examined the presence of stereotypes in LVLMs related to cultural contexts such as religion, nationality, and socioeconomic status. In this work, we aim to narrow this gap by investigating how cultural contexts depicted in images influence the judgments LVLMs make about a person's moral, ethical, and political values. We conduct a multi-dimensional analysis of such value judgments in nine LVLMs using counterfactual image sets, which depict the same person across different cultural contexts. Our evaluation framework pairs descriptive analyses (Moral Foundations Theory categorization, lexical analyses, and value sensitivity) with a novel grounding analysis that compares LVLM cross-context variation against two large-scale human surveys (MFQ-2 and WVS Wave 7). Across 4.8 million LVLM generations, we identify three bias patterns that replicate across architecturally diverse models: an inversion of the socioeconomic-status-to-Authority relationship found in WVS, and two race-conditional failures that override cultural context cues when depicting Middle Eastern persons. Additional ablations show that the socioeconomic-status-to-Authority inversion bias is amplified by image conditioning and persists across different model sizes.
Phillip Howard, Xin Su, Kathleen C. Fraser
Mar 24, 2026cs.AI

On the Context Sensitivity of LLM Moral Judgment

A human's moral decision depends heavily on the context. Yet research on LLM morality has largely studied fixed scenarios. We address this gap by introducing Contextual MoralChoice, a dataset of moral dilemmas with systematic contextual variations known from moral psychology to shift human judgment: consequentialist, emotional, and relational. Evaluating 22 LLMs, we find that nearly all models are context-sensitive, shifting their judgments towards rule-violating behavior. Comparing with a human survey, we find that models and humans are most triggered by different contextual variations, and that a model aligned with human judgments in the base case is not necessarily aligned in its contextual sensitivity. This raises the question of controlling contextual sensitivity, which we address with an activation steering approach that can reliably increase or decrease a model's contextual sensitivity. Code and data: https://github.com/adrian-sauter/contextual_moralchoice.
Adrian Sauter, Mona Schirmer
Mar 24, 2026cs.CL

How Utilitarian Are OpenAI's Models Really? Replicating and Reinterpreting Pfeffer, Krügel, and Uhl (2025)

Pfeffer, Krügel, and Uhl (2025) report that OpenAI's reasoning model o1-mini produces more utilitarian responses to the trolley problem and footbridge dilemma than the non-reasoning model GPT-4o, and they raise the question whether growing reasoning capabilities bring about a "utilitarian turn" in LLMs. I extend their exploratory study in a direction they call for: with four current OpenAI models and systematic prompt variation. On the trolley dilemma, the hypothesized utilitarian turn is not confirmed. GPT-4o's low utilitarian rate reflects safety refusals triggered by the prompt's advisory framing rather than a deontological commitment; on reformulated prompt variants -- for instance, agent-neutral "Is it morally permissible...?" instead of advisory "Should I...?" -- all four models, reasoning or not, converge on utilitarian answers. The footbridge finding is partially confirmed: reasoning models tend to give more utilitarian responses than non-reasoning models across prompt variations, but they often refuse to answer or answer non-utilitarian. These results demonstrate that single-prompt evaluations of LLM moral responses are unreliable: multi-prompt robustness testing should be standard practice for any empirical claims about LLM behavior.
Johannes Himmelreich
Mar 21, 2026cs.CL

The Hidden Puppet Master: Predicting Human Belief Change in Manipulative LLM Dialogues

As users increasingly turn to LLMs for practical and personal advice, they become vulnerable to subtle steering toward hidden incentives misaligned with their own interests. While existing NLP research has benchmarked manipulation detection, these efforts often rely on simulated debates and remain fundamentally decoupled from actual human belief shifts in real-world scenarios. We introduce PUPPET, a theoretical taxonomy and resource that bridges this gap by focusing on the moral direction of hidden incentives in everyday, advice-giving contexts. We provide an evaluation dataset of N=1,035 human-LLM interactions, where we measure users' belief shifts. Our analysis reveals a critical disconnect in current safety paradigms: while models can be trained to detect manipulative strategies, they do not correlate with the magnitude of resulting belief change. As such, we define the task of belief shift prediction and show that while state-of-the-art LLMs achieve moderate correlation (r=0.3-0.5), they exhibit systematic directional biases, with some models over-predicting and others under-predicting the magnitude of human belief change. This work establishes a theoretically grounded and behaviorally validated foundation for AI social safety efforts by studying incentive-driven manipulation in LLMs during everyday, practical user queries.
Jocelyn Shen, Amina Luvsanchultem, Jessica Kim +6
Mar 12, 2026cs.CL

CoMMET: A Psychologically Grounded Benchmark for Evaluating Theory of Mind in Multimodal LLMs

Theory of Mind (ToM)-the ability to reason about the mental states of oneself and others-is a cornerstone of human social intelligence. As Multimodal Large Language Models (MLLMs) become ubiquitous in real-world applications, validating their capacity for this level of social reasoning is essential for effective and natural interactions. However, existing benchmarks for assessing ToM in MLLMs are limited; most rely solely on text inputs and focus narrowly on belief-related tasks. In this paper, we propose a new multimodal benchmark dataset, CoMMET, a comprehensive mental states and moral evaluation task inspired by the Theory of Mind Booklet Task. CoMMET expands the scope of evaluation by covering a broader range of mental states and introducing multi-turn testing. To the best of our knowledge, this is the first psychology-grounded benchmark to evaluate MLLMs across multiple mental states in a multimodal, open-ended, and multi-turn setting. Through a comprehensive assessment of MLLMs across different families and sizes, we analyze the strengths and limitations of current models and identify directions for future improvement.
Ruirui Chen, Weifeng Jiang, Chengwei Qin +3
Mar 3, 2026cs.CV

Spatial Autoregressive Modeling of DINOv3 Embeddings for Unsupervised Anomaly Detection

DINO models provide rich patch-level representations that have recently enabled strong performance in unsupervised anomaly detection (UAD). Most existing methods extract patch embeddings from normal images and model them independently, ignoring spatial and neighborhood relationships between patches. This implicitly assumes that self-attention and positional encodings sufficiently encode contextual information within each patch embedding. In addition, the normative distribution is often modeled as memory banks or prototype-based representations, which require storing large numbers of features and performing costly comparisons at inference time, leading to substantial memory and computational overhead. In this work, we explicitly model spatial and contextual dependencies between patch embeddings using a 2D autoregressive (AR) model, allowing us to use a simple and efficient model for normative modeling. Instead of storing embeddings or clustering prototypes, our approach learns a compact parametric model of the normative distribution via an AR convolutional neural network (CNN). At test time, anomaly detection reduces to a single forward pass through the network and enables fast and memory-efficient inference. We evaluate our method on the BMAD benchmark, comprising three medical imaging datasets, and the VisA dataset, comprising 12 industrial object categories, and compare it against existing methods, including recent DINO-based approaches. Experimental results demonstrate that explicitly modeling spatial dependencies achieves competitive anomaly detection performance while substantially reducing inference time and memory requirements. Code is available at the project page: https://eerdil.github.io/spatial-ar-dinov3-uad/
Ertunc Erdil, Nico Schulthess, Guney Tombak +1
Feb 12, 2026cs.HC

Understanding Persuasive Interactions between Generative Social Agents and Humans: The Knowledge-based Persuasion Model (KPM)

Generative social agents (GSAs) use artificial intelligence to autonomously communicate with human users in a natural and adaptive manner. Currently, there is a lack of theorizing regarding interactions with GSAs, and likewise, few guidelines exist for studying how they influence user attitudes and behaviors. Consequently, we propose the Knowledge-based Persuasion Model (KPM) as a novel theoretical framework. According to the KPM, a GSA's self-, user-, and context-knowledge drives its persuasive behavior, which in turn shapes attitudes and behaviors of a responding human user. Building on existing research, the model offers a structured approach to studying interactions with GSAs, supporting the development of agents that motivate rather than manipulate human users. Accordingly, the KPM encourages the integration of responsible GSAs that adhere to social norms and ethical standards with the goal of increasing user wellbeing. A preliminary evaluation study, as well as implications of the KPM for research and application domains such as healthcare and education are discussed.
Stephan Vonschallen, Friederike Eyssel, Theresa Schmiedel
Jan 29, 2026cs.AI

Framing Instability in LLM Ethical Stance: Auditing Negation Sensitivity in Moral Dilemmas

Language models are increasingly consulted on ethically consequential questions, yet the stance a model expresses may not survive a change in framing. We audit 16 models across 14 ethically fraught dilemmas using polarity-paired proposals ("They should X" / "They should not X"). A model's judgment of the underlying action should not reverse merely because the question is phrased as a prohibition rather than a prescription and yet, we find systematic deviations from this invariance including wholesale endorsement flips, indicating that ethical decisions are vulnerable to framing instability. Small open-weight models (1-4B parameters) endorse a proposed action 24% of the time under affirmative framing but up to 100% under negated framings, a swing of as much as 76 percentage points. Human coding of a response sample confirms the instability is genuine while showing that binary agree/disagree proxies over-state its magnitude, suggesting that an LLM judge cannot replace human coders because it silently collapses abstentions and mirrors the very forced-choice bias under study. Commercial models are for the most part more stable but still shift substantially, with cross-model agreement dropping from 73% on the bare affirmative framing to 59% under simple negation. We argue that because binary agree/disagree formats both inflate apparent endorsement and mask polarity-dependence, single-phrasing audits can misreport a model's ethical stance, and we propose the Negation Sensitivity Index (NSI) as a complement that measures stance stability directly. A model whose stance flips with phrasing cannot be relied upon in any high-stakes decision scenario.
Katherine Elkins, Jon Chun
Jan 20, 2026cs.CL

Human Values in a Single Sentence: Moral Presence, Hierarchies, and Transformer Ensembles on the Schwartz Continuum

We study neural multi-label classification under severe label imbalance through sentence-level detection of the 19 refined Schwartz human values in 74k English news and manifesto sentences (ValueEval'24 corpus). Each sentence carries a roughly balanced moral-presence label and a 19-way value annotation. First, moral presence is learnable from single sentences: a DeBERTa-base classifier reaches positive-class F10.73F_1 \approx 0.73 at the default threshold, which calibration does not improve. Second, comparing direct multi-label detectors with presence-gated hierarchies under an 8 GB consumer-grade GPU budget, we find that gating does not improve over direct prediction, as gate recall becomes a bottleneck. Third, studying lightweight auxiliary signals and small ensembles, we isolate decision-threshold calibration as a decisive, often overlooked factor: a standard text-only baseline already matches the best official ValueEval'24 English run at the default threshold (macro-F1=0.282F_1 = 0.282 vs. 0.28\approx 0.28), and tuning the threshold on validation alone raises it to 0.3150.315, most of our overall gain. Lightweight features do not survive a paired per-seed test; a soft-voting ensemble reaches our best macro-F1=0.332F_1 = 0.332. Calibration is not architecture-specific: it reproduces on RoBERTa-base, where the gain is larger (+0.043+0.043). To our knowledge, this is the first systematic comparison of direct and presence-gated architectures, lightweight feature-augmented encoders, and instruction-tuned Large Language Models (LLMs) at sentence level; benchmarked 7-9B LLMs (zero-/few-shot and QLoRA) lag behind the supervised ensemble under the same budget. We provide empirical guidance for compute-efficient, value-aware NLP models.
Víctor Yeste, Paolo Rosso
Jan 10, 2026econ.TH

The Replicator-Optimization Mechanism: A Scale-Relative Formalism for Persistence-Conditioned Dynamics with a Conditional Consent-Friction Instantiation

Persistence models often conflate propagation, survival, and cross-scale loss. The Replicator-Optimization Mechanism (ROM) is a replicator-mutator template separating baseline weight, bounded survival, and a transfer kernel at a declared scale. Its equation conserves mass but guarantees neither invariance, convergence, a potential, nor a preferred scale. For finite static density-independent continuous time, an irreducible weighted kernel yields a unique positive Perron-Frobenius composition; discrete-time power convergence needs primitivity. The componentwise ranking proved here is guaranteed under exact uniform-residual transfer. Strong lumpability gives universal first-order transfer closure, and blockwise effective fitness gives an exact quotient. An institutional instantiation uses normalized stakes, signed preference-decision alignment, information loss, and descriptive effective voice. It specifies conditional survival, not legitimacy or normative authority. A companion mixed-motive MARL battery reports exploratory evidence against the implemented proxy ratio in its environment: a positive signed target-coordinate-correlation effect survives held-out evaluation under shared-state contention, while a reduced feasible-centred frozen-policy crossing reverses the predicted correlation-noise interaction. The treatment varies ideal-point correlation inside a fixed reward family, not objective- or reward-function alignment. Lean checks mapped algebraic identities and scalar monotonicities, not the stationary theorem, empirical mapping, or normative bridge. ROM is an assumptions ledger and model-construction discipline, not a cross-substrate law.
Murad Farzulla
Jan 8, 2026cs.CL

Identifying and Mitigating Bottlenecks in Role-Playing Agents: A Systematic Study of Disentangling Character Profile Axes

While Large Language Model (LLM) role-playing agents have advanced rapidly, it remains unclear which profile elements genuinely drive role-playing quality. To bridge this gap, we introduce a systematic diagnostic framework that disentangles the impact of character profiles along three axes: Familiarity (Known vs. Unknown), Structure (Structured vs. Unstructured), and Disposition (Moral vs. Immoral). Utilizing a unified hierarchical schema (5 dimensions, 28 fields), we construct a controlled dataset of 211 personas and evaluate five LLMs on both single- and multi-turn interactions. Our results reveal a striking asymmetry: \textbf{Familiarity} and \textbf{Structure} show negligible impact, while \textbf{Disposition} produces large, consistent performance degradation for immoral characters across all conditions. Further analyses suggest that the Moral--Immoral gap is amplified by post-SFT alignment, and that this degradation varies substantially across profile attributes. To mitigate this bottleneck, we propose Field-Aware Contrastive Decoding (FACD), a training-free strategy that amplifies suppressed disposition-sensitive signals, significantly closing the performance gap without sacrificing moral-character performance.
Yonghyun Jun, Junhyuk Choi, Jeonghyun Park +3
Oct 11, 2025cs.AI

Interaction Protocol Shapes Moral Judgment in Multi-Agent Debate

As large language models (LLMs) are increasingly deployed in sensitive everyday contexts -- offering personal advice, mental health support, and moral guidance -- understanding their behavior in navigating complex moral reasoning is essential. Most evaluations study this sociotechnical alignment through single-turn prompts, but it is unclear if these findings extend to multi-turn settings, and even less clear how they depend on the interaction protocols used to coordinate agentic systems. We address this gap using LLM debate to examine deliberative dynamics and value alignment in multi-turn settings by prompting subsets of three models (GPT-4.1, Claude 3.7 Sonnet, and Gemini 2.0 Flash) to collectively assign blame in 1,000 everyday dilemmas from Reddit's ``Am I the Asshole'' community. To test order effects and assess verdict revision, we use both synchronous (parallel responses) and round-robin (sequential responses) deliberation structures, mirroring how multi-agent systems are increasingly orchestrated in practice. Our findings show striking behavioral differences. In the synchronous setting, GPT-4.1 showed strong inertia (0.6-3.1% revision rates) while Claude 3.7 Sonnet and Gemini 2.0 Flash were far more flexible (28-41% revision rates). Value patterns also diverged: GPT-4.1 emphasized personal autonomy and direct communication (relative to its deliberation partners), while Claude 3.7 Sonnet and Gemini 2.0 Flash prioritized empathetic dialogue. We further find that deliberation format had a strong impact on model behavior: GPT-4.1 and Gemini 2.0 Flash stood out as highly conforming relative to Claude 3.7 Sonnet, with their verdict behavior strongly shaped by order effects. We provide additional results on open-source models (DeepSeek-V3.2 and Llama 3.1).
Pratik S. Sachdeva, Tom van Nuenen
Jul 10, 2025cs.LG

DPO Unchained: Your Training Algorithm is Secretly Disentangled in Human Choice Theory (and its Loss' Convexity is Dispensable)

Normative theories allow one to elicit key parts of a ML algorithm from first principles, which is crucial at a time of championed scrutiny for ML work. Direct Preference Optimization (DPO) cleverly bypasses reward modeling by making an explicit link with a specific normative model of human choice. Our paper elevates this connection to the full generality of DPO's normative framework. Getting there requires reworking human choice theory's textbook path for a better RLHF/ML fit. It elevates the connection to a remarkably broad viewpoint on preference optimization, considering the current panorama of DPO follow-ups. It also unveils unexpected riches for ML, chief among which the support for non-convex losses, the fact that any compliant ML analytical choice can be embedded with any human choice model, and a normative framework's umbrella wide enough to safeguard DPO's extensions (margins, length correction, ...). A toy experiment ``far away'' from the DPO crowd is given.
Wenxuan Zhou, Shujian Zhang, Brice Magdalou +4
May 6, 2025cs.MA

A Communication-First Account of Explanation

This paper develops a formal account of causal explanation, grounded in a theory of conversational pragmatics, and inspired by the interventionist idea that explanation is about asking and answering what-if-things-had-been-different questions. We illustrate the fruitfulness of the account, relative to previous accounts, by showing that widely recognised explanatory virtues emerge naturally, as do subtle empirical patterns concerning the impact of norms on causal judgments. This shows the value of a communication-first approach to explanation: getting clear on explanation's communicative dimension is an important prerequisite for philosophical work on explanation. The result is a simple but powerful framework for incorporating insights from the cognitive sciences into philosophical work on explanation, which will be useful for philosophers or cognitive scientists interested in explanation.
Jacqueline Harding, Tobias Gerstenberg, Thomas Icard
Date pendingcs.CL

Moral Semantics Survive Machine Translation: Cross-Lingual Evidence from Moral Foundations Corpora

Moral language is subtle and culturally variable, making it difficult to translate faithfully across languages. Idiomatic expressions, slang, and cultural references introduce hard-to-avoid translation artifacts. Yet automated moral values classification depends on language-specific annotated corpora that exist almost exclusively in English. We investigate whether LLM-based translation can bridge this gap, taking Polish as a test case. Using ~50k morally-annotated social media posts from a diverse range of topics, we apply a principled four-method validation pipeline: LaBSE cross-lingual embedding similarity, Centered Kernel Alignment (CKA), LLM-as-judge evaluation, and deep learning classifier parity tests. We show that despite shortcomings in handling slang, vulgarity, and culturally-loaded expressions, direct translation preserves subtle moral cues well enough to be harvested by cross-lingual machine learning - with a mean cosine similarity of 0.89 and classification accuracy gaps of 0.01-0.02 AUROC across foundations. These results demonstrate that machine translation is a practical and cost-effective path to moral research in languages currently under-resourced in this domain. We demonstrate this for Polish as a representative Slavic language, with expected generalization to related languages.
Maciej Skorski
Date pendingcs.MA

ETHOS: Towards a Modular Ethics Framework for Clinical Multi-Agent Systems

The rapid adoption of large language models has enabled the development of clinical multi-agent systems (MAS) capable of integrating multimodal patient data and supporting increasingly complex clinical decision-making. However, the deployment of these systems in real-world healthcare settings raises critical ethical concerns related to safety, fairness, accountability, transparency, and patient trust. While numerous organizations, including the World Health Organization, the National Academy of Medicine, and the FUTURE-AI consortium, have proposed ethical frameworks and governance principles for healthcare AI, these efforts remain largely conceptual. To address this challenge, we present ETHOS (Ethics and Trust through Hierarchical Oversight System), a modular ethics framework designed as a governance meta-agent that can be integrated with any existing multi-agent system without requiring changes to its underlying architecture. ETHOS translates stakeholder-informed ethical requirements into executable runtime oversight through a layered governance approach consisting of deterministic checks, contextual reviews, and a final ethics critic. These components continuously evaluate intermediate reasoning steps and final outputs, enabling the system to identify ethical risks, request revisions, or suppress responses that fail predefined safety and trustworthiness criteria. We demonstrate ETHOS within a hepatology clinical decision-support MAS. Results show that ETHOS improves decision reliability by detecting incomplete, inconsistent, or out-of-scope evidence and appropriately increasing abstention when safe recommendations cannot be supported. By embedding ethical governance directly into system operation, ETHOS provides a practical and auditable mechanism for transforming high-level AI ethics principles into deployable safeguards.
Rakesh Sharma, Sydney Pugh, Cameron Beeche +14