Model Predictive Control

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Period ending 2026-09-21

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653 papers

Latest in Model Predictive Control

Aug 4, 2026cs.RO

Projection-Retraction MPPI: Exact Constraint-Manifold Control for Manipulators

Model Predictive Path Integral (MPPI) control is widely used in manipulation for its gradient-free, parallel handling of non-convex costs. Manipulation tasks, however, often impose constraints that hold throughout the motion: a closed kinematic chain that two grasping arms keep exactly, or joint limits and obstacle clearances that are never crossed. MPPI handles such constraints only through the cost, as soft penalties that hold approximately and fail under a strong task cost. To address this, we propose Projection-Retraction MPPI (PR-MPPI), which enforces the constraints inside the sampled dynamics. At every rollout step, the sampled velocity is projected to satisfy both constraint types: the equality restricts it to a subspace, and each inequality to a half-space within that subspace, so inequality handling never breaks the equality. This projection, however, satisfies the constraints only to first order, and a finite step leaves a small drift off the equality. Therefore, we retract the returned command back onto the constraint to numerical tolerance and independent of task weighting. We validate PR-MPPI on 14-DoF dual-arm systems. In simulation, the returned commands satisfy the closed-chain equality to numerical tolerance through a joint-limit stress test and randomized obstacle avoidance. On real hardware, the arms of a Unitree H1-2 humanoid reactively avoid a moving obstacle. Code and experiment videos are available at https://rcilab.github.io/prmppi.
Seulchan Lee, Leesai Park, Minhyeong Kang +1
Aug 4, 2026cs.RO

CUDA MPC: A GPU-Native Solver for Model Predictive Control

Model Predictive Control (MPC) delivers constraint-aware control, but its reliance on online optimization limits its use on systems with fast dynamics, high-dimensional models, or long horizons. Existing GPU implementations typically treat the device as a linear-algebra accelerator, leaving the optimization loop dependent on repeated kernel launches and high-latency memory transfers. This paper introduces CUDA MPC, a GPU-native MPC framework that co-designs the optimization algorithm, execution model, and memory architecture for CUDA hardware. CUDA MPC pairs a parallel-in-horizon alternating direction method of multipliers (ADMM) splitting with a fused CUDA kernel that runs the entire iterative solve on the device. Intermediate optimization variables stay in low-latency, on-chip shared memory, and a localized atomic-flag protocol synchronizes only adjacent horizon blocks, minimizing host intervention, kernel-dispatch overhead, and global-memory traffic. Across six nonlinear robotics benchmarks spanning increasing state dimension and constraint density, CUDA MPC sustains real-time rates at horizons one to two orders of magnitude longer than CPU solvers: it solves an optimization-based collision-avoidance parking problem with 100 s of lookahead within a 0.1 s sampling interval, and is the only solver evaluated that achieves both real-time execution and collision-free coordination for a centralized 10-agent swarm, where acados and CasADi return no feasible solution and require 3.5 s and 4.5 s per solve. Against tensor-framework implementations of the same ADMM splitting, the fused kernel is up to 965×965\times faster.
Babak Akbari, Melissa Greeff
Aug 3, 2026math.OC

A Spectral Filtering Approach to Regret Analysis of Distributed Online Control for Linear Dynamical Systems

This paper studies the distributed online control problem over a network of linear time-invariant (LTI) systems in the presence of adversarial disturbances and time-varying convex costs. The network cost is characterized by the summation of local cost functions, where each local function is sequentially revealed only to the corresponding agent. The goal of each agent is to generate a control sequence, using only local observations and neighbor communication, that competes with the best {\it centralized} linear policy in hindsight. We extend the recently proposed Online Spectral Control framework from the centralized setting to the distributed setting. In particular, each agent applies a spectral controller obtained by convolving past disturbances with the leading eigenvectors of a Hankel matrix, while the controller parameters are updated through a distributed online gradient descent step over the local surrogate costs. We formulate this problem this problem as a {\it regret} minimization problem based on the spectral parameterization, and under standard assumptions, we establish a sublinear regret bound of O(Tpoly(logT)γ3)O(\frac{\sqrt{T}\text{poly}(\log T)}{γ^3}), where TT is the time horizon and γγ denotes the stability margin. The resulting bound also captures the dependence on the network size and connectivity.
Ting-Jui Chang
Aug 3, 2026cs.LG

Finite-Time Analysis of Discounted Exponential-Utility Reinforcement Learning

Discounted exponential utility provides a principled criterion for risk-sensitive sequential decision-making, but its nonlinear structure complicates reinforcement learning. A recent work \citep{thoppe2026reinforcement} addressed this difficulty by introducing a Bellman-compatible surrogate and two model-free fixed-point algorithms for optimizing it over stationary policies. However, their main convergence results are asymptotic. In this work, we establish finite-time rates of O~(1/n)\tilde{O} (1/\sqrt{n}) for the aforementioned two algorithms under asynchronous Markovian sampling, where nn is the iteration index and O~\tilde{O} hides logarithmic expressions. Importantly, we employ parameter-free choices for the stepsize parameter to derive these rate results. For the algorithmically simpler one-timescale method, the main challenge is that its update equation is not directly aligned with the contraction geometry of its underlying power-law operator. We overcome this mismatch by exploiting the boundedness, monotonicity, and homogeneity of the operator to obtain a local pseudo-contraction property for the relative-error dynamics. We then use a Moreau-envelope-based Lyapunov function and Polyak--Ruppert averaging to obtain the stated convergence rate with parameter-free stepsizes. For the two-timescale method, the main challenge is to control a tracking error on the faster timescale. These results provide the first finite-time guarantees for model-free discounted exponential-utility reinforcement learning.
Ankur Naskar, Vivek T A, Aditya Kumar +2
Aug 2, 2026math.OC

Rake-Compress Riccati Recursions for Parallel Scenario-Tree Model Predictive Control

Scenario-tree model predictive control (MPC) represents future information by a rooted tree and optimizes a nonanticipative policy over that tree. Numerical methods for solving the resulting nonlinear program typically compute their search directions through a sequence of branched linear-quadratic regulator (LQR) subproblems. The standard tree Riccati recursion requires linear work but has a dependency chain proportional to tree height. We present an algebraically exact parallel solver based on rake-compress tree contraction. After independent local control condensation, its two operations act on node and edge data that represent conditional quadratic functions. A rake eliminates a leaf and its parent edge, adding their reduced contribution to the parent-node data. A compress eliminates a unary node and replaces its two adjacent edges by one edge, using the same conditional-value composition as parallel Riccati methods on a chain. Together they contract an arbitrary rooted tree to its root; reversing the contraction recovers every Riccati coefficient, state, control, and multiplier. Given a reusable topology plan, a solve with NN nodes and fixed state and control dimensions has O(N)O(N) arithmetic work and storage and O(logN)O(\log N) span, independently of tree height, balance, and maximum out-degree. The formulation allows positive-semidefinite dual regularization, including the unregularized case, and an exact linear-size lifting covers the standard scenario-MPC convention of one control per information node. We prove the contraction identities and equivalence to the Karush-Kuhn-Tucker (KKT) system. Three MIT-licensed JAX packages implement the bidirectional contraction, the dual-regularized LQR solver, and a user-facing primal-dual interior-point solver for tree-structured optimal control.
João Sousa-Pinto
Aug 2, 2026math.OC

Learning-Based Stochastic Optimal Control with Infinite-Horizon Probabilistic Constraints

In this paper, we consider stochastic optimal control problems with infinite-horizon joint chance constraints. By means of an appropriate state augmentation, we reformulate the original problem as a constrained Markov decision process, in which both the cost and the constraint function exhibit an additive structure. We then prove that this formulation enjoys strong duality, thereby enabling us to reformulate the problem as an equivalent unconstrained one in the Lagrange dual framework. We propose a dual-ascent algorithm to solve the resulting problem and show that it converges to a deterministic Markov policy defined over the augmented state space that is both optimal and feasible. To accommodate continuous state-input spaces, we propose a dedicated learning algorithm to approximate the value function in an offline training setting, thereby significantly reducing the computational complexity of the online control phase. We then test our approach on a numerical example and demonstrate its effectiveness compared to online predictive control methods in terms of performance and computational complexity.
Francesco Cordiano, Kanghui He, Bart De Schutter
Aug 1, 2026math.DS

Contraction Analysis of Holomorphic Dynamical Systems via the Intrinsic Kobayashi Metric

This paper studies incremental stability of holomorphic dynamical systems through the infinitesimal Kobayashi metric, an intrinsic pseudometric on complex manifolds invariant under holomorphic transformations and free of the coordinate dependence inherent in auxiliary Riemannian or Hermitian formulations. Contraction is formalized as an upper Dini-derivative inequality on the Kobayashi metric along trajectories; the passage from this differential condition to exponential distance contraction follows the classical Finsler-metric contraction mechanism of Forni and Sepulchre, instantiated here for the case in which the Finsler structure is the Kobayashi metric itself. Since the intrinsic condition is difficult to verify directly, a practical criterion is developed through a smooth Hermitian metric, the complex-Hermitian analogue of the classical real matrix contraction inequality: contraction with respect to such a metric implies intrinsic contraction on forward-invariant compact subsets, the two notions related through explicit local equivalence constants. Building on this, a Nagumo-type invariance result is established for Laplacian-coupled holomorphic networks, giving verifiable conditions for forward invariance in a class of systems not previously treated this way, and the framework extends to feedback-controlled holomorphic systems, with consequences for equilibria and periodic orbits following directly from intrinsic contraction. Numerical experiments on a network of coupled holomorphic oscillators verify the Hermitian condition analytically on a proven invariant set, and reveal that the observed synchronization rate substantially exceeds this guaranteed rate; the gap matches, to three decimal places, a closed-form combination of the node-wise rate and the network graph-Laplacian spectral gap, identified here as a target for a network-aware extension rather than resolved in full.
Soumic Sarkar
Aug 1, 2026cs.RO

Staged Multi-Agent Training (SMAT) for Hip Exoskeletons: Metabolic and Biomechanical Validation of a Simulation-Trained Co-Adaptive Controller

Learning-based controllers can deliver exoskeleton assistance after training entirely in physics-based simulation, yet few controllers that address human-device co-adaptation have been validated on real users by whole-body metabolic measurement, the standard benchmark for assistive walking. Co-adaptation is challenging: as the device alters joint dynamics, the wearer reorganizes neuromuscular coordination, producing a non-stationary learning problem. Staged Multi-Agent Training (SMAT), a four-stage curriculum that progressively trains a musculoskeletal human actor and a bilateral hip exoskeleton actor, was introduced and shown to reduce simulated hip-muscle activation and provide positive assistance on hardware. This article provides the first physiological validation of SMAT. The policy was deployed on a hip exoskeleton and tested with eight healthy adults, with metabolic cost measured by indirect calorimetry across no-exoskeleton, passive, and active conditions. Active assistance lowered net metabolic rate by 19.7% relative to the passive device (p < 0.001). Biomechanical analysis confirmed predominantly positive hip mechanical power across all subjects (positive-power ratio 0.98), and the policy generalized across walking speeds and terrains. Together, these results show that a single simulation-trained SMAT policy, deployed without subject-specific retraining, delivers a significant metabolic benefit on real users while remaining robust beyond the conditions it was trained on.
Yifei Yuan, Jakob Wolf, Ghaith Androwis +1
Aug 1, 2026cs.RO

Grasp Execution Without a Planner: Configuration-Space Grasp Distance Fields with Certified Safety & Guaranteed Quality

Mainstream plan-then-track approaches to multifingered grasp execution entail selecting a grasp, planning a collision-free trajectory, and tracking the resulting trajectory via a feedback controller. Pose-estimation error during execution or scene motion can invalidate this open-loop commitment and trigger replanning. We thus present Grasp Distance Fields (GDFs), smooth softmin distances to finite sets of arm-hand grasp configurations. Using their negative gradients as feedback, we jointly select and execute grasps without planning a trajectory. A CBF-CLF quadratic program (QP) enforces self-collision, workspace, object, and obstacle-clearance constraints, while its CLF slack quantifies obstruction of task progress. We bound the softmin approximation error by logN/ρ\log N/ρ and prove forward invariance of the filtered safe set. To handle changes in contact topology, we combine a hysteretic contact-mode transition with a wrench-quality CBF that limits degradation of the realized force-closure margin relative to hold onset. Using our method, a fixed-base manipulator and a Unitree G1 equipped with the same underactuated hand grasp and lift 46 of 50 test objects amid clutter and moving obstacles. The realized grasps also retain a median 94% of their synthesized quality margin, and each QP solve requires 0.09 ms within a 20 ms control interval. Project page: www.clintonenwerem.com/gdf.
Clinton Enwerem, John S. Baras, Calin Belta
Aug 1, 2026cs.RO

SC2^{2}-WM: A Self-Correcting World Model with Closed-Loop Feedback for Vision-and-Language Navigation in Continuous Environments

Vision-and-Language Navigation in Continuous Environments (VLN-CE) requires agents to make fine-grained navigation decisions under partial observability. However, most existing methods rely on open-loop execution, lacking mechanisms to detect and correct internal state drift during inference. We propose SC2^{2}-WM, a self-correcting world model framework that introduces internal feedback for closed-loop decision making in VLN-CE. Our method derives feedback from world-model foresight to perform state-level plan refinement before action execution. To handle challenging scenarios, we further introduce conditional world-aware adaptation, which enables model-level correction by selectively updating the world model at test time when feedback indicates model capacity insufficiency. Experiments on standard VLN-CE benchmarks demonstrate improved navigation robustness and generalization. Our code is available at https://github.com/sunrise-ikun/SC2_WM.
Xuan Yao, Yuze Zhu, Junyu Gao +2
Jul 31, 2026cs.RO

Motion Planning for Mobile Manipulators Navigating Doorways via Model Predictive Control

Navigating doorways is a fundamental capability for mobile manipulators operating in human environments, requiring coordinated motion between the mobile base and manipulator arm. This paper presents a motion planning framework that generates dynamically feasible and collision-free trajectories for autonomously opening and traversing both push and pull doors. The proposed method formulates the robot and door as a coupled dynamical system within a nonlinear Model Predictive Control (MPC) optimization framework. Manipulation feasibility is enforced through a penalty-based constraint, avoiding explicit arm kinematic modeling in the planner. Simulations and a hardware experiment demonstrate that the approach successfully plans feasible trajectories for door traversal.
Kasra Sinaei, Kasun Weerakoon, Christopher Bradley +2
Jul 31, 2026cs.LG

Convergence and Regret of the Policy Gradient for Multi-Armed Bandits in Diffusion Environment

This paper studies the policy gradient update for a multi-arm bandit problem in diffusion environment that is described by a stochastic differential equation (SDE) under the continuous-time reinforcement learning framework by Wang et al. (2020), Jia and Zhou (2022b). With the logit parameterization for the stochastic policy, we show that it converges almost surely to the optimal arm under an arbitrary constant learning rate. Furthermore, we derive the non-asymptotic regret upper bound when the constant learning rate is below a time-invariant threshold; and the regret bound has order O(logT)O(\log T). We improve the analysis in Lattimore (2026a) for the same SDE by constructing a novel Lyapunov function and demonstrate the transparency of analyzing policy gradient using the tools in SDEs. In addition, the same Lyapunov function is also helpful in analyzing the discrete-time policy gradient algorithm.
Yanwei Jia, Du Ouyang
Jul 31, 2026cs.LG

Latent Lie-Poisson Neural Networks (LLPNNs): Discovering the motion of Lie-Poisson systems through observable data and latent dynamics

Structure-preserving neural networks are essential for the long-term prediction of Hamiltonian systems from data. Many important Hamiltonian systems in mechanics and control admit symmetry reduction to Lie--Poisson systems, including rigid bodies, underwater vehicles, fluids, plasmas, and optimal control problems. A fundamental challenge in learning such systems is that their dynamics evolve in momentum variables that are typically unobservable, while available data consist only of observable quantities such as configurations and velocities. In optimal control applications, the situation is further complicated because the latent variables contain unobservable co-states and the Hamiltonian may be degenerate, preventing the existence of a corresponding Lagrangian and rendering the encoder-decoder approaches inapplicable. We introduce Latent Lie--Poisson Neural Networks (LLPNNs), a structure-preserving framework for learning Lie--Poisson dynamics directly from observable data. The proposed approach exploits three geometric ingredients: (i) learning either a Hamiltonian decoder or a pseudo-Lagrangian encoder on the active variables, (ii) constructing latent trajectories through a universal Noether invariant arising from Lie--Poisson symmetry reduction, and (iii) reconstructing observable and latent dynamics through Lie--Poisson flows combined with Magnus-based Lie-group updates. The resulting method preserves the geometric structure and is applicable to both regular and degenerate Hamiltonian systems. We demonstrate the method on three examples: a generalized rigid body on SO(3), Kirchhoff's underwater vehicle on SE(3), and an optimal-control problem for interacting vehicles on SE(2)NSE(2)^N. Numerical experiments show excellent long-term predictive accuracy, strong robustness to noise, and competitive performance using only modest datasets and lightweight neural-network architectures.
Vakhtang Putkaradze
Jul 30, 2026cs.LG

Generalization Bounds on Optimal Control for Transformer Training and Wasserstein Distributional Robustness

We derive finite-sample generalization bounds for Transformers trained with dynamic programming recursions. Building on the doubly lifted, measure-valued formulation of Transformer dynamics, we view data sets as probability laws on pairs of empirical input-output measures, allowing us to interpret the training problem as a finite-horizon Markovian control problem. We then analyze a quantized model, derived by quantizing the state, action, and measure-state spaces, and derive explicit finite-sample generalization bounds using concentration inequalities for empirical laws on finite metric spaces together with a Lipschitz stability estimate for the value function. These bounds are transferred to the base model at the cost of an explicit approximation error. Finally, we show that the same machinery yields a distributionally robust control formulation of the training problem, connecting Transformer generalization to Wasserstein distributionally robust optimization.
Kağan Akman, Naci Saldi, Serdar Yüksel
Jul 30, 2026cs.LG

Strategies for Milestone-driven Start-ups in Multi-activity Settings

New venture start-ups need to ``survive'' through multiple stages of reaching milestone targets. We investigate the strategies for start-ups in a milestone-oriented setting. We examine a model of an entrepreneurial start-up firm, where its state is captured by a diffusion process. The entrepreneur can choose between multiple activities (or controls), which incur different cost and determine the drift and the variance of the process. Depending on whether the process reaches a fixed upper boundary or a lower one, the start-up firm succeeds or fails. Continuous-time stochastic models with multiple (3\ge 3) controls are typically very challenging to deal with. In this work, we are able to completely solve for the optimal policy and provide an explicit characterization of its structure. In particular, the optimal policy only uses controls from a set characterized by a so-called efficient frontier curve that orders the controls by two intuitive measures: riskiness (drift-to-volatility ratio) and cost-effectiveness (drift-to-cost ratio). A unique feature of our model is that depending on the model parameters, the efficient frontier curves can be of different types, resulting in qualitatively different structures of the optimal policy. As far as we know, this is the first study that analyzes a stochastic control model which admits efficient frontier curves of different types. Our work provides start-up firms with intuitive measures to evaluate their activities and offers valuable insights on how the optimal strategies in a milestone-oriented setting change qualitatively contingent upon the specific scenario. We believe the results provide a foundational block in the study of entrepreneurial decision-making.
Zhengli Wang
Jul 29, 2026cs.DS

GPTQ-2D: Cubic-Time Two-Sided Adaptive Rounding

Adaptive rounding methods such as GPTQ, or equivalently Babai's nearest plane algorithm, round a real matrix to integers under a quadratic metric. They process the entries in a fixed order, one at a time, propagating each rounding error to the entries not yet processed through a triangular feedback matrix. We study the two-sided version of this task, in which fixed nonsingular basis matrices act on both the left and the right of the residual; the familiar one-sided case is the special case of an identity right basis. Vectorizing the matrix turns the two-sided objective into a quadratic metric whose Gram matrix is a Kronecker product, so the one-dimensional algorithm applies verbatim, but takes quartic time in the matrix dimension. We present GPTQ-2D, which produces the identical rounded matrix in cubic time. It rounds the entries anti-diagonal by anti-diagonal; entries on the same anti-diagonal are independent and are rounded in parallel.
Jiale Chen, Torsten Hoefler, Dan Alistarh
Jul 29, 2026eess.SY

A Physics-Informed Framework for PID Tuning of Chemical Processes Using Large Language Model Agents

PID tuning for chemical processes commonly relies on identified process models, whereas plant engineers often retune loops iteratively by observing responses, diagnosing deficiencies, adjusting gains, and validating the result. This work formalizes this engineer-like workflow in a language-model-assisted PID tuning framework applicable to both large and small language models (LLMs/SLMs). Hosted LLMs receive closed-loop response features, control-engineering diagnoses, tuning preferences, and internal model control (IMC)-based demonstrations to generate and iteratively correct PID gains under common acceptance criteria. For local deployment, Qwen3-0.6B is adapted through supervised fine-tuning (SFT) with simulation-verified IMC targets and physics-informed group relative policy optimization (PI-GRPO) with non-compensable stability and performance rewards. On 100 first-order plus dead time (FOPDT) and 100 second-order plus dead time (SOPDT) test cases, hosted LLMs (DeepSeek-V4-Flash and Qwen3.7-Plus) achieve final success rates of 75-89% and 77-79%, respectively. As for Qwen3-0.6B, supervised fine-tuning raises first-recommendation success to 86.5%, and PI-GRPO further increases it to 94.0%, primarily improving first-attempt reliability and stability margins.
Zhoupeng Shou, Xiaodong Hong, Congjing Ren +3
Jul 29, 2026eess.SY

Global Exponential Stabilization of the Kinematic Bicycle Model of a Car in Polar Coordinates

At parking speeds, the kinematic bicycle is the prevailing model for car-like vehicles. Yet, despite its wide use, stabilizing feedback laws for this system are scarce in the literature, and existing designs often do not reproduce realistic parking maneuvers. This limitation is inherent to the Cartesian coordinates, where Brockett's condition rules out smooth static feedback stabilization. We bypass this obstruction by transforming the system into polar coordinates together with additional range-normalized coordinates that encode the geometry of human-like parking maneuvers. In the transformed coordinates, the dynamics take a strict-feedback form, enabling a nonconventional backstepping design. We exploit the particular structure to develop smooth feedback laws that achieve global exponential stabilization in the transformed coordinates which in turn generates parking trajectories resembling the one performed by human drivers through feedback alone.
Velimir Todorovski, Kwang Hak Kim, Alessandro Astolfi +1
Jul 29, 2026cs.HC

Sensor-Placement-Agnostic Sonomyography: Toward Continuous High-Dimensional Control by Users with Tetraplegia

Sonomyography (SMG) enables continuous device control via ultrasound-measured muscle deformation signals, but existing SMG interfaces generally require substantial user- and sensor-location-specific training data and provide only one proportional signal or task-specific classification. We present a real-time, sensor-placement-agnostic SMG control system based on sparse optical flow tracking that enables continuous 1-DOF control after minimal calibration (3 pose definitions). We also present a preliminary expansion of this method that augments this algorithm with a short computer-aided calibration to enable 2-DOF control. We evaluate both 1- and 2-DOF systems' performance for a preliminary cohort of 3 cervical spinal cord injury survivors and 6 uninjured individuals across 6 sensor placements spanning the arm, neck, and upper torso. As assessed by a cursor trajectory tracking task, all participants achieved continuous 1-DOF control at all tested sensor locations (even those that relied on passive tissue motions), with all participants achieving <5.5% tracking error using at least one placement (and many <4% across many). All participants were also able to modulate 2D cursor position via the 2-DOF system, with varying levels of control authority, and several were able to complete a 2D drawing task, constituting the first (to our knowledge) demonstration of location-agnostic multi-DOF continuous SMG-based control. These results highlight the promise of SMG to enable rapidly calibratable, high-dimensional, sensor-placement-agnostic device control by users with tetraplegia, and also illuminate key challenges in both signal processing and practical system deployment. To enable further development by scientific and user communities, developed algorithms have been open-sourced as part of the OpenMyoControl project on SimTK (simtk.org/projects/openmyocontrol).
Gavin Sueltz, Vikram Athithan, Emma Ferran +3
Jul 29, 2026eess.SY

Time-delay Control Using a New Nonlinear Adaptive Law for Cable-Driven Robots

Cable-driven manipulators exhibit strong nonlinearities and low structural stiffness, which make precise control challenging under time-varying uncertainties and external disturbances. This paper presents a time-delay-estimation (TDE)-based adaptive fractional-order nonsingular terminal sliding mode (AFONTSM) control strategy for cable-driven robots. A robust controller is constructed within a TDE-based model-free framework by combining fractional-order nonsingular terminal sliding mode error dynamics with a fast terminal sliding mode reaching law. The main contribution is a new adaptive law that introduces an adaptive exponential term into the update gain to form a nonlinear adaptive mechanism. This design improves adaptive regulation under different operating conditions by suppressing noise-induced chattering during smooth tracking while preserving or enhancing the adaptive gain during trajectory reversal. Lyapunov analysis proves the ultimate uniform boundedness of the tracking error. Experimental results show that, compared with the baseline method, the proposed controller reduces RMSE by 34.52% and 31.11%, ITAE by 33.79% and 32.97%, and ISCT by 6.69% and 17.77% for the two joints, respectively. Further comparisons with recently reported adaptive laws demonstrate that the proposed law provides faster adaptive response, more stable gain evolution, and improved chattering suppression. Additional payload tests further verify the robustness and repeatability of the proposed method.
Wenbo Gao, Yaoyao Wang, Jiawang Chen +2
Jul 29, 2026cs.RO

Self-Adaptive Learning and Model Predictive Control for Tracking Unknown Dynamics with No Regret

We propose a self-adaptive online learning for control method for tracking unknown target dynamics. The target dynamics can exhibit switching behavior, particularly, a mixture of structured, random, and/or adversarial motion. Such challenging target tracking scenarios arise in applications of dynamic mapping, traffic control, and pursuit evasion, where robots need to track, pursue, or avoid collision with moving landmarks, objects, humans, etc., whose dynamics are unknown. Our method simultaneously learns multiple predictors from scratch, via self-supervised, one-shot, and computationally efficient learning, and adaptively selects the best one to match the observed target behavior. The method enjoys finite-time near-optimality guarantees in expectation, characterized as a function of the learning error of the target dynamics and the frequency that the target dynamics switch. In the absence of both error and switching, the method asymptotically matches the optimal non-causal control policy that knows a priori the target dynamics, i.e., the method enjoys no regret in expectation. In the presence of learning errors and switching, the method degrades gracefully, \eg when there are errors and no switching, the average regret is proportional to the average learning error and switching times. To prove these guarantees, a novel technical approach is required compared to the existing works that employ RFF-based online learning. We validate our method in Crazyflie simulations and hardware experiments, across target trajectories that vary from structured to random to adversarial, in comparison to non-stochastic, kernel-based, and neural-network-based methods for online learning.
Atharva Navsalkar, Hongyu Zhou, Vasileios Tzoumas
Jul 28, 2026cs.LG

MetaKoopman: Bayesian Meta-Learning of Koopman Operators for Modeling Structured Dynamics under Distribution Shifts

Modeling and forecasting nonlinear dynamics under distribution shifts is essential for robust decision-making in real-world systems. In this work, we propose MetaKoopman, a Bayesian meta-learning framework for modeling nonlinear dynamics through linear latent representations. MetaKoopman learns a Matrix Normal-Inverse Wishart (MNIW) prior over the Koopman operator, enabling closed-form Bayesian updates conditioned on recent trajectory segments. Moreover, it provides a closed-form posterior predictive distribution over future state trajectories, capturing both epistemic and aleatoric uncertainty in the learned dynamics. We evaluate MetaKoopman on a full-scale autonomous truck and trailer system across a wide range of adverse winter scenarios, including snow, ice, and mixed-friction conditions, as well as in simulated control tasks with diverse distribution shifts. MetaKoopman consistently outperforms prior approaches in multi-step prediction accuracy, uncertainty calibration, and robustness to distributional shifts. Field experiments further demonstrate its effectiveness in dynamically feasible motion planning, particularly during evasive maneuvers and operation at the limits of traction. Project website: https://mahmoud-selim.github.io/MetaKoopman/
Mahmoud Selim, Sriharsha Bhat, Karl H. Johansson
Jul 28, 2026cs.AI

Context Assembly as the Controlled Variable: A Control-Theoretic View of Harness Policies for Frozen LLM Agents

A growing body of 2026 work applies control theory to LLM agents: Lyapunov-certified stability for tool-mediated controllers (Prinos et al., "Stable Agentic Control", 2026), sample-complexity bounds for sparse policies over massive discrete tool universes (Majumdar, "Sparse Agentic Control", 2026), and regulatory-control decompositions of multi-agent systems into auditable feedback loops (Nogueira and Skogestad, 2026). We do not claim to introduce control theory to LLM agents -- that ship has sailed. Our narrower claim is about what the controlled variable is. Prior work controls tool selection, inter-agent message routing, or the agent's raw action stream. We instead treat context assembly itself -- which prompt template, which few-shot demonstrations, how much retrieved context, how many planning/verification passes -- as the controlled variable, learned online by a contextual bandit or REINFORCE policy sitting outside a frozen model. This paper develops the formal decomposition (inner frozen policy πθπ_θ, outer context policy πφπ_φ), gives a stability argument for the online controller in the sense used by Zhang et al. (2026) (non-decreasing expected reward under bounded policy change), and reports an uncertainty-calibration analysis of the controller's own confidence against realized task outcomes. The applied counterpart to this paper instantiates the same controller across three domains and two model providers and releases the dataset, trajectory logs, and a deployment recipe; here we focus on the formal framing and the stability/uncertainty evidence a control-theoretic claim requires.
Debjyoti Paul
Jul 28, 2026cs.CL

Temporal-Distance JEPA: Plan-Aware Representation Learning for Latent World Model Predictive Control

Joint-Embedding Predictive Architectures (JEPAs) learn world models by predicting in representation space rather than reconstructing pixels, making them a natural backbone for latent model predictive control from offline demonstration logs. JEPA-style training optimizes short-horizon latent prediction, whereas planning requires a multi-step ranking of imagined futures by goal progress. Prior JEPA planners often inherit that ranking from embedding geometry, typically latent Euclidean distance, which arises as a byproduct of representation learning rather than as a progress cost mined from the logs. We propose Temporal-Distance-JEPA, which retains the LeWM encoder--predictor backbone and mines a directed temporal cost from reward-free trajectories: same-trajectory step order supplies positive targets, cross-trajectory pairs act as heuristic negatives, and a rollout-consistency term matches the planner horizon. The mined supervision serves two roles: as the deployed planning cost when progress is topological, and as a representation signal that improves Euclidean planning when contact geometry dominates. Under locked evaluation, deploying the mined cost raises Two-Room success to 100.0% versus LeWM's 97.4%, while shared Euclidean planning on the same temporally trained checkpoint raises OGB-Cube by 14.2 points over LeWM and improves Push-T. Against LeWM and the concurrent RC-aux baseline under locked evaluation, Temporal-Distance-JEPA matches or exceeds both methods on every environment. Ablations show that the directed head, cross-trajectory negatives, and rollout consistency each contribute. Temporal-Distance-JEPA narrows the train--plan gap for JEPA world-model planners by discovering temporal progress structure in offline logs and co-designing cost form with plan-time deployment. Code is available at https://github.com/HKBU-KnowComp/Temporal-Distance-JEPA.
Jiaxin Bai, Jiaxuan Xiong
Jul 28, 2026cs.RO

Belief-Aware Influence and Trust (BAIT): Shaping Human Belief During Repeated Human-Robot Interaction

Repeated human-robot interaction (HRI) requires proactively accounting for humans who continually adapt to evolving beliefs about the robot. Prior frameworks often treat encounters as isolated events, suffering cumulative task performance decay as human perception drifts, or maintain long-term influence through erratic, unpredictable behavior that erodes perceived human trust and relies on computationally unscalable formulations. To address these gaps, we introduce the Belief- Aware Influence and Trust (BAIT) controller. BAIT integrates a hierarchical particle filter, which infers both fast human strategic shifts and slow perceptual belief updates, with a belief-aware Model Predictive Path Integral planner. BAIT explicitly optimizes the trade-off between long-horizon influence and human trust, while enforcing immediate task performance as a strict constraint. Across simulations, a human-subject study, and a real-world GEM vehicle deployments in repeated lane-merging scenarios, BAIT achieves task performance comparable to baselines that optimize long-term influence through unpredictability while yielding significantly higher user trust. The video demonstrating our experiments is available at https://youtu.be/9o4GqKLWDCw.
Ye-Ji Mun, Mahsa Golchoubian, Shahabedin Sagheb +4
Jul 27, 2026cs.RO

Amortising Trajectory Optimisation for Residual MPC via Implicit Contact Differentiation

Differentiable simulation can accelerate contact-rich trajectory optimisation by exposing local sensitivities of task outcomes to controls. Existing approaches either use finite differences, which are expensive and step-size sensitive; differentiate iterative contact solvers by unrolling automatic differentiation (AD), which stores a growing computation trace; or require intricate, solver-specific KKT sensitivity derivations. We introduce an AD-assisted implicit derivative for regularised smooth contacts and apply it to Mujoco MJX, based on the Implicit Function Theorem (IFT). The method differentiates the stationarity residual at the tolerance-converged solution, avoiding both solver unrolling and hand-assembled KKT systems. IFT keeps compiled temporary memory nearly constant with solver effort, changing by less than 4%\% from one to ten iterations versus 10.6×\times growth for unrolled AD. IFT memory grows slower with active contacts and model dimension, using 20×\times less memory at 256 contacts and 6×\times less at 16 contacts and 96 DoF. We further introduce optimiser distillation for residual MPC, amortising batched full-horizon iLQR into a policy that guides short-horizon residual iLQR. Across Finger, Franka, and Unitree, this raises six-step success by 28-98 percentage points over standard iLQR.
Daniel Layeghi, Thomas Corbères, Calum Arnott +4
Jul 27, 2026cs.RO

Model Predictive Planner for UAV Navigation in Non-Convex Air Corridors

This work presents a motion planning framework for UAV navigation in non-convex urban air corridors. The planner is based on a mixed-integer tracking model predictive control formulation that enforces corridor feasibility and dynamic consistency within a single optimization problem. To guarantee convergence to the target and mitigate the occurrence of local minima induced by non-convex geometry, a shortest-path-based offset cost with feasibility constraints is embedded directly into the planning problem. Numerical simulations show that the proposed formulation generates dynamically valid trajectories that satisfy the corridor constraints and converge to the target without relying on external global planning stages.
Henrique Silva, Marcelo A. Santos, Guilherme V. Raffo
Jul 27, 2026cs.RO

Effective Parameters, Real Behavior: Renormalization for Robotics -- From Infinite Electron Mass to Sim-to-Real Gap

Bridging the sim-to-real gap is a central problem in robotics, and the prevailing approach is to build increasingly accurate simulators. Here, we propose another approach based on renormalization: using effective, resolution-dependent parameters to absorb details omitted by the simulator and reproduce real behavior. These parameters may differ from measured physical values because they compensate for what the simulator leaves out. We demonstrate this mechanism analytically for proportional--derivative (PD) control at finite simulation frequency, where proportional feedback changes the effective derivative gain and derivative feedback changes the effective inertia. We then interpret dynamic rope manipulation and underwater swimming through the same perspective. Finally, we present a practical procedure for choosing observables, identifying omitted physics, and determining effective parameters. Renormalization offers robotics a complementary path across the sim-to-real gap: effective parameters, real behavior.
Youran Sun, Jiaxuan Guo, Xingyu Ren +2
Jul 27, 2026cs.RO

Moving-Horizon Estimation and Nonlinear Model Predictive Control of Cable-Driven Soft Manipulators

Precise control of soft manipulators remains challenging due to the difficulty of developing accurate yet computationally tractable models for model-based estimation and control. Reduced Cosserat-rod models provide a physics-based and control-oriented description of soft-robot dynamics, offering an explicit alternative to purely data-driven input-output representations. In this paper, we propose a moving-horizon estimation (MHE) and nonlinear model predictive control (NMPC) framework for cable-driven soft manipulators based on reduced Cosserat dynamics. A smooth cable-length-driven modeling formulation is developed by approximating the complementarity relationship between cable tension and cable slackness, enabling cable-length control without direct tension sensing. Based on this formulation, an MHE method is introduced to estimate the reduced state and reconstruct the manipulator configuration from end-effector pose measurements and cable-length information. An NMPC controller is then formulated to achieve task-space control under cable-length and cable-rate constraints. The proposed framework is validated through numerical simulations and experiments. Simulation results demonstrate the effectiveness of the estimator and controller for pose and strain-related regulation on a multi-cable soft manipulator. Experimental results on a four-cable prototype further show that the proposed MHE-NMPC scheme can be implemented in real time and enables accurate end-effector position tracking through cable-length control.
Lingxiao Xun, Haihong Li, Gang Zheng
Jul 27, 2026eess.SY

Bridging Reinforcement Learning and Optimal Control via Feasible Action Mapping

Operating constrained dynamical systems requires controllers to efficiently solve complex tasks while enforcing recursive feasibility and safety constraints. To address these competing requirements, we present Feasible Action for Optimal Control (FAOC), a novel control framework integrating Reinforcement Learning (RL) and Optimal Control (OC). The key contribution is a computationally efficient, optimization-based mapping algorithm that transforms the RL agent's action from a static abstract set into a state-dependent feasible parameter set of the Optimal Control Problem (OCP), guaranteeing strict satisfaction of the dynamical system's constraints. Thus, FAOC effectively combines the predictable safety of OC with the flexibility of RL. In contrast to prior work, the abstract action space of the RL agent does not require expert or heuristic design, and the OCP formulation is not compromised by the inability of RL to guarantee feasibility. We apply our approach to real-time motion planning for robot table tennis, which encapsulates these challenges. Via simulated experiments, we show that FAOC outperforms state-of-the-art baselines in both sample efficiency and closed-loop performance.
Stefan Richter, Alberto Giammarino, Guillem Torrente +2
Jul 26, 2026cs.RO

BC-NMPC: Battery-Constrained NMPC with Propulsion Prediction and Replanning for High-Speed Flight

Trajectory tracking performance of Uncrewed Aerial Vehicles (UAVs) degrades during high-speed and agile flight due to the depletion of the battery and subsequent loss of maximum available thrust. In applications such as drone racing, the consequent trajectory tracking error leads to a collision with obstacles and a subsequent failure to complete the race. In this paper, we present a novel method for integrating battery and propulsion system models into a Nonlinear Model Predictive Controller (NMPC) framework to enable real-time prediction of the voltage, consumed current, power, and maximum available thrust of the platform. This enables our approach to account for the dynamic variations in the maximum available thrust of the UAV caused by battery discharge, allowing it to plan for the depleting thrust and improve trajectory tracking performance. A trajectory planning algorithm is implemented to replan the trajectory in-flight based on evolving thrust limits. The accuracy of the proposed model is verified in real-world flight experiments, while the effectiveness of the replanning algorithm is evaluated in simulation. Compared to an uncompensated flight, our novel approach demonstrates achieves a collision-free flight to achieve a 6-fold decrease in tracking Root Mean Square Error (RMSE), a 46 % increase in flight distance, and a 100 % increase in flight time in an obstacle-ridden environment.
Parakh M. Gupta, Matej Mihulka, Matej Novosad +2
Jul 26, 2026eess.SY

Observer-Assisted Relative-Velocity Compensation with LPV-HH_\infty Robust Correction for 3D Trajectory Tracking of Underactuated Non-Minimum-Phase AUVs under Ocean Currents

This paper develops an observer-assisted control architecture for 3D trajectory tracking of torpedo-type underactuated AUVs with non-minimum-phase sway/heave dynamics under unknown ocean currents. A three-stage state-current observer provides relative-velocity estimates to a nonlinear feedforward term for dominant current rejection and to an LMI-certified LPV-H\mathcal{H}_\infty correction layer. Feedback-linearising cancellation yields a constant input matrix, enabling convex synthesis without pairwise cross terms. A residual-level break-even law shows that the effective surge disturbance depends on current-estimation error, while a singular-perturbation analysis proves local practical uniform ultimate boundedness on the embedded LPV model. REMUS simulations over three trajectories and four current scenarios show 89-96% current-estimation reduction, about 99% translational residual reduction, and RMS tracking-error reduction from 4.04 m to 0.24 m.
Mohammad Sabouri
Jul 26, 2026math.OC

When Rates Are Geometric: Rate-Certificate Transfer for Contact Splittings in Optimization

Discrete optimization algorithms are often analyzed through continuous-time limiting ODEs, but a convergence certificate for the ODE is not automatically one for the discrete algorithm. We develop contact Hamiltonian systems as a setting where the transfer can be made precise. A contact Hamiltonian HH on J1(Rn)J^1(\mathbb{R}^n) obeys the intrinsic decay identity H˙=HsH\dot H = -H\,\partial_s H, so an augmented energy E\mathcal{E} built from HH, together with the conformal rate sH\partial_s H, is a continuous-time rate certificate whenever E\mathcal{E} controls the objective gap. Our main theorem states, under three named and independently checkable hypotheses, that an order-rr contact splitting with step hh transfers this certificate over the finite horizon set by backward error analysis. The discrete decay envelope is governed by the modified conformal factor up to O(hr)O(h^r) perturbations plus a backward-error shadowing defect, and the mechanism is inherited exactly because the modified Hamiltonian is itself a contact Hamiltonian. Quadratic heavy ball is a fully solvable example: its projected dissipative-leapfrog spectrum agrees with established conformal-symplectic optimization theory, while the augmented contact Hamiltonian yields a sharp objective-to-certificate comparison that verifies the transfer hypotheses. For strongly convex objectives with state-dependent damping, an explicit Bregman-type Lyapunov certificate instead transfers by an auxiliary-shadowing corollary. The decomposition H=K+V+DH=K+V+D into kinetic, objective-encoding potential, and dissipation terms serves as a design template, with a catalogue of closed-form sub-flows including contact-specific damping families. Numerical experiments confirm the predicted conformal-factor tracking orders and show competitive performance on ill-conditioned benchmarks and deep-learning tasks.
George A Kevrekidis
Jul 24, 2026cs.RO

Safe Learning Predictive Control for Ego-World Robotic Systems

Safe autonomous navigation in shared environments requires the ability to anticipate and react to the latent behaviors of surrounding robots. In this paper, we propose SOWL-MPC, a safe learning-based predictive control strategy for a novel scenario, which we name ego-world robotic framework. In this setting, the control policy of the world robot is unknown and the ego exploits data to learn it and perform safe maneuvers. The proposed architecture combines an online learning mechanism based on Sparse Variational Gaussian Processes (SVGPs) with a receding-horizon control scheme. Relying solely on noisy state measurements, our approach infers a posterior distribution over the latent world policy, which is updated on streaming data via Online Variational Conditioning (OVC). The learned policy is propagated through the nonlinear world dynamics using an approximate moment propagation scheme, and fed to an uncertainty-aware Model Predictive Control (MPC), thus enabling safe maneuvering of the ego robot. The real-time feasibility and safety guarantees of SOWL-MPC are demonstrated through extensive Monte Carlo virtual experiments in ROS 2, and validated on real-world robotic hardware in an indoor arena.
Davide Valenti, Giuseppe Notarstefano
Jul 24, 2026eess.SY

Trajectory-Regularized Stochastic Optimal Control via KL Divergence

We introduce trajectory-regularized stochastic optimal control (TRSOC), which augments standard stochastic optimal control (SOC) with a Kullback--Leibler (KL) divergence between controlled and reference trajectory distributions. Using Girsanov's theorem, the trajectory KL reduces to a quadratic drift mismatch penalty, yielding a modified running cost that preserves the dynamic programming (DP) structure. We derive the corresponding Hamilton--Jacobi--Bellman (HJB) equation and characterize the optimal policy. In the linear-quadratic (LQ) setting, the formulation admits a closed-form solution with an augmented control cost. Experiments show that the regularization parameter induces a trade-off between performance-driven and reference-preserving behavior, including cases with reference dynamics learned from offline data.
Mintae Kim, Koushil Sreenath
Jul 23, 2026cs.AI

An LLM-Driven Workflow for Automated Process Control Strategy Generation and Tuning from Dynamic Process Models

We present a structured large-language-model-driven workflow for automated multi-variable control design from dynamic process models. The workflow decomposes the design task into constrained code-generation steps: plant-interface construction, normalization, manipulated-variable controlled-variable (MV-CV) pairing, controller specification, closed loop simulation, scenario generation, performance evaluation and Bayesian-optimization (BO) based tuning. Generated artifacts are executed and validated before downstream tasks proceed, and failed artifacts are repaired using validation feedback. The proposed approach is demonstrated on a nonlinear gas-preheater benchmark with coupled pressure and temperature dynamics. The generated workflow produces a physically consistent decentralized PI (proportional-integral) feedback-feedforward control structure and an executable tuning environment. Bayesian optimization reduces the closed loop performance objective, which aggregates set-point tracking and disturbance-rejection errors for the controlled variables, by approximately 26.5% relative to the initial controller generated by the workflow, mainly through improved pressure-loop transient performance. This figure quantifies the automated tuning stage rather than a comparison against a manually designed controller. The results demonstrate the feasibility of using structured large-language-model-based code generation to construct executable control-design workflows, while also highlighting the need for broader validation on larger plantwide-control benchmarks.
Ari Luna Rueda, Eike Cramer, Klaus Hellgardt +1
Jul 23, 2026cs.RO

Deep Reinforcement-Learning-Guided Model Predictive Control for Preventing Overtakes in Autonomous Racing

This paper addresses defensive blocking in autonomous racing, where a vehicle must prevent a faster opponent from overtaking while operating near its dynamic limits. Different from lap-time minimization, we formulate defense as a spatial occupancy regulation problem via a hierarchical reinforcement-learning guided model predictive control framework. A Soft Actor-Critic strategic layer operates in the Frenet domain to generate geometry-aware defensive references, which are embedded into the nonlinear model predictive control formulation as spatial regularization under friction constraints. Evaluated on the Thunderhill West circuit in simulation, the framework increases average overtake time from 8.8 s to 14.6 s while significantly reducing opponent progress. Meanwhile, it allows the vehicle to utilize 83.4% of available tire force. The framework achieves a 33.3 ms mean solve time (13.9 ms std), supporting real-time high-speed adversarial interaction.
Yufei Xi, Yijie Liao, Tulga Ersal
Jul 23, 2026eess.SY

Interaction Dynamics Modeling and Predictive Control for Safe Steerable Catheter--Tissue Interaction

Safe steerable catheter control is fundamentally a problem of interaction dynamics: the tip must follow a planned motion, remain compliant against moving tissue, reject friction and hysteresis, and respect a clinically meaningful never-exceed contact-force bound. We formulate catheter--tissue interaction dynamics in the scalar tip-normal coordinate of a single-segment single-tendon catheter. A partial-physics feedforward cancels only the reliable nominal bending dynamics, exposing a configuration-invariant linear interaction-dynamics model whose input gain varies through the scalar catheter inertia. A predictive optimizer then regulates this interaction state subject to hard contact-force, tendon-force, and curvature constraints. An augmented Kalman filter compresses contact, friction, and modeling error into one sensor-free disturbance state, giving nominal offset-free regulation in free space while leaving force safety to the explicit constraint. The unconstrained and disturbance-free limit recovers classical catheter impedance as a special realization of the same interaction dynamics, rather than as the main design object. In a MuJoCo distributed-compliance simulation of an eight-link tendon-driven catheter, disturbance augmentation cuts free-space approach error by 90%, and only the force-constrained predictive interaction-dynamics controller reconciles tracking with the 0.5,N bound: the unconstrained controller drives contact force to 0.60,N against a penetrating target, while the constrained one holds 0.47,N at identical tracking. These results show that offset-free motion regulation and contact-force safety are coupled interaction-dynamics objectives, and that the explicit predictive constraint resolves their tension under stiff tissue contact. The bound also holds under 0.50.5,mm, 1.21.2,Hz cardiac motion. Hardware validation is future work.
Yongyan Cao
Jul 22, 2026cs.RO

GRACE: Gradient-Free Robot Action Generation via Combined Diffusion-MPPI Posterior Mean Estimation

Diffusion policies generate multimodal robot action sequences from demonstrations, but steering them toward deployment-time constraints typically relies on differentiable guidance costs. This excludes many practical safety constraints, such as binary collision checks, joint limits, and black-box rollout costs that are nondifferentiable. We propose Gradient-free Robot Action generation via Combined diffusion-MPPI posterior mean Estimation (GRACE), which guides a pretrained diffusion policy with Model Predictive Path Integral (MPPI) control using only forward cost evaluations. Building on the common score-ascent structure of diffusion and MPPI, GRACE constructs a cost-conditioned guidance posterior at each reverse step and estimates its mean with a single MPPI update centered at the diffusion reverse mean. For differentiable costs, GRACE recovers conventional gradient guidance under a first-order, matched-covariance approximation. GRACE attains higher success rates than diffusion-based and sampling-based baselines in simulation. On a real 7-DoF manipulator, GRACE avoids a deployment-time obstacle that the unguided prior collides with in every trial. Code and experiment videos are available at https://anonymous.4open.science/w/grace-70BB/.
Leesai Park, Jiho HOng, Sanghyun Kim
Jul 22, 2026cs.LG

End-to-End Learning of Safe Optimal Feedback Control in High Dimensions with Control Barrier Function Layers

We consider the problem of learning high-dimensional semi-global feedback controllers under hard safety constraints enforced by control barrier functions (CBFs). Incorporating CBFs into end-to-end policy training requires embedding a quadratic-program-based safety filter as an optimization layer, but computational and differentiation bottlenecks have largely restricted prior approaches to low-dimensional systems, typically with at most 16 state dimensions. We address this limitation by combining operator splitting with the recently developed Jacobian-Free Backpropagation (JFB) method to enable scalable end-to-end training while preserving hard safety guarantees through the CBF safety filter. We justify this training methodology theoretically using nonsmooth analysis techniques and demonstrate its effectiveness on high-dimensional multi-agent nonlinear control problems with state and control dimensions up to 1200 and 400, respectively.
Xingjian Li, Kelvin Kan, Deepanshu Verma +3
Jul 22, 2026cs.RO

Distributed Motion Planning with Safety Guarantees for Self-Reconfiguring Robotic Boats

Aquatic self-reconfigurable robots must assemble into desired shapes while ensuring safe interactions among multiple agents. This paper proposes a hybrid framework that combines distributed Model Predictive Control (MPC) with Control Barrier Functions (CBFs) for multi-agent shape formation and reconfiguration. Given a desired shape and target assignment, a distributed MPC scheme, solved via the Alternating Direction Method of Multipliers (ADMM), computes coordinated trajectories through local optimization and information exchange. To ensure safety in real time, distributed CBF-based filters are applied to enforce inter-agent collision avoidance. The proposed approach leverages the predictive capabilities of MPC to mitigate local minima, while CBFs provide formal safety guarantees despite the nonconvexity of the underlying optimization problem. Simulation results with up to 25 agents and experimental validation with four physical robots demonstrate the effectiveness and scalability of the framework.
Alejandro Gonzalez-Garcia, Wei Wang, Wei Xiao +4
Jul 22, 2026cs.LG

Generalized Kalman filter based temporal difference reinforcement learning

In this paper, we present a generalized temporal-difference (TD) reinforcement learning framework based on the theory of conditional expectations. The value and action-value (Q-value) functions are treated as uncertain quantities, and their estimation is formulated as a stochastic inference problem. Unlike classical Kalman-based temporal-difference learning, which relies on linear-Gaussian assumptions, the proposed formulation is derived directly from the conditional expectation framework and naturally extends to nonlinear models and non-Gaussian probability distributions. The proposed method recursively estimates not only the conditional expectation of the value function but also its second probabilistic moment, thereby quantifying the uncertainty associated with the learned value function throughout the learning process. To obtain a computationally tractable algorithm, the stochastic problem is discretized using either polynomial chaos expansions or ensemble-based approximations, providing efficient representations of the underlying random variables. The proposed framework is demonstrated on two optimal control problems: a linear mass--spring--damper system and a nonlinear heat conduction problem in a closed cavity. The numerical examples illustrate the capability of the proposed method to accurately estimate both the value function and its associated uncertainty, while extending classical Kalman-based temporal-difference learning to a broader class of stochastic systems.
Vasos Arnaoutis, Eric Lutters, Bojana Rosić
Jul 22, 2026cs.RO

Contact-Persistent Full Actuation for Aerial Physical Interaction

Fully actuated unmanned aerial vehicles (UAVs) are usually certified through rank conditions on a control-allocation matrix or through free-flight tracking performance. For aerial physical interaction, this certification may be incomplete. During sustained contact, part of the available wrench is consumed by the interaction task, and only the residual wrench remains available for stabilization, disturbance rejection, and maneuvering. This paper introduces a control-theoretic framework for \emph{contact-persistent full actuation}. A rigid-body model on R3×\SO(3)\R^{3}\times\SO\left(3\right) is combined with a morphology-dependent wrench map that captures fixed-tilt, variable-tilt, coaxial, and overactuated multirotor architectures. We define feasible wrench sets under actuator limits, residual wrench sets under task loading, and residual authority margins that strengthen the usual rank-based notion of full actuation. The main result shows that contact-persistent full actuation is equivalent to interiority of the task wrench in the constrained feasible wrench polytope, and that the residual authority radius is exactly the distance to the polytope boundary. We further introduce a signed residual-margin certificate for infeasible and boundary cases, a slack-maximizing allocation certificate, and a robust implementability condition that can be used as a margin-aware safety filter. Numerical evaluation on an abstract tilted hexarotor shows that full row rank alone does not imply feasible contact operation. Intermediate tilt angles preserve residual authority during pushing, whereas small or excessive tilts fail because of lateral-force deficiency or hover-margin loss.
Abhimanyu Khadga, Abhinav Sinha, Shashi Ranjan Kumar
Jul 21, 2026cs.LG

Toward Goal-Agnostic Joint-Embedding Predictive Control of Partial Differential Equations

We present a goal-agnostic control framework for partial differential equations (PDEs) built around an end-to-end joint-embedding predictive architecture (JEPA). A lightweight 2D vision-transformer (ViT) and action-conditioned latent dynamics are trained offline without a reward or downstream goal, before being frozen and reused by a model-predictive path integral (MPPI) controller. We minimize a control objective in the latent space, initially expressed via the L2L^2 distance and additionally illustrate the benefit of recasting the control objective in terms of an explicit physical observable when available. By instead minimizing the tracking error for a learned linear kinetic-energy (KE) probe on the frozen latent-state rollouts, we demonstrate the ability to reproduce the control of held-out trajectories with R2=0.989R^2=0.989, while requiring no change to the underlying world model. For a controlled 2D Navier--Stokes benchmark, using a KE-probe within MPPI planning improves the mean native reward from 12.08±0.86-12.08\pm0.86 for latent-L2L^2 tracking to 10.90±0.91-10.90\pm0.91 (95% CI), all while lowering last-quarter velocity-field RMSE from 0.07650.0765 to 0.06920.0692. Across three intentionally withheld, dissimilar, aperiodic targets, KE planning lowers late field RMSE by 53%53\% relative to latent-L2L^2 planning (0.02200.0220 versus 0.04690.0469), winning across 30 paired comparisons. The same frozen model also supports stabilization around a steady-state configuration via direct regulation of KE, achieving 2.7%2.7\% mean relative error. While the latent probe proves brittle to measurement noise and missing pixels, our findings support the claim that latent dynamics can remain flexible and goal-agnostic, particularly when calibrated observables (granted they guarantee unique continuation) are a suitable objective for state control.
Jonathan Gallagher, Roberto Guglielmi
Jul 21, 2026cs.RO

Emergent Autonomous Drifting for Collision Avoidance in Real-World Winter Driving Scenarios

Real-world collision avoidance is a core motivation for studying the dynamics and control of high sideslip drifting in vehicles, yet the practical benefit of such maneuvers has so far primarily been tested in scenarios explicitly engineered to require drifting. In this work, we explore the question of if and when drifting may be optimal for safety in real-world winter driving conditions. We present a drift-capable nonlinear model predictive control (MPC) system designed to handle scenarios grounded in crash fatality data and deploy the controller in a high fidelity simulator across road departure and oncoming vehicle collision avoidance scenarios. The controller naturally initiates and sustains drifting maneuvers to stay on the road when hitting a patch of ice on the rear axle and to avoid an oncoming vehicle that has slid into its lane. Comparisons with a benchmark electronic stability control (ESC) system demonstrate how a drift-capable controller can trade off stability for controllability to precisely maneuver through dangerous winter driving scenarios. A Monte Carlo study over random ice patches further shows that the drift-capable controller achieves lower median lane error than ESC across several speeds, while revealing that drifting emerges predominantly at higher speeds.
Elliot Weiss, Michael Thompson, Thomas Lew +1
Jul 21, 2026cs.LG

Real-time optimal control with shallow recurrent decoder networks

Controlling dynamical systems in real-time across multiple scenarios is critical to enabling adaptive control strategies, ensuring stability and efficiency. However, to tailor control actions in response to varying scenarios, traditional optimal control problems typically require several system simulations, which are often computationally demanding due to the high-dimensionality of the underlying spatio-temporal dynamics. In this work, we exploit SHallow REcurrent Decoder networks-based Reduced Order Modeling (SHRED-ROM) to synthesize a real-time closed-loop controller for high-dimensional and parametric dynamics, relying solely on limited state sensor readings. After training the model on a few optimal examples given by an expert demonstrator, SHRED-ROM mimics the expert behavior with effective distributed control actions in new scenarios, alleviating the curse of dimensionality. Moreover, a sensor forecaster is synthesized and used to close the loop at the latent level, thus efficiently mitigating possible sensor failures or delays. The performance of the proposed optimal control strategy is finally assessed on three challenging high-dimensional cases dealing with either parametric density control or fluid flow control.
Matteo Tomasetto, Francesco Braghin, J. Nathan Kutz +1
Jul 21, 2026eess.SY

How network perturbations distort agreement trajectories in LTI multi-agent systems

Distributed coordination of multi-agent systems frequently relies on cooperative protocols designed to achieve agreement on a prescribed, non-trivial trajectory. While the robustness of such protocols to various uncertainties is well documented, existing literature universally assumes that the target agreement trajectory itself remains invariant. This assumption may hold in ideal cases, but we prove that network perturbations can vastly modify the asymptotic agreement trajectory. We first investigate the exact trajectories of Linear Time-Invariant (LTI) agents subjected to dynamic coupling uncertainties by establishing a new Laplace-domain criterion that characterizes the specific closed-loop poles governing the perturbed agreement manifold. To formalize our analysis, we introduce the notion of structure-preserving dynamics, perturbations that maintain the null space of the communication graph's Laplacian, and contrast them with transmission only dynamics, affecting only the adjacency matrix. We prove a critical fragility within standard cooperative output regulation schemes: while static consensus is uniquely robust to heterogeneous transmission delays, synchronization to periodic trajectories is destroyed by arbitrarily small transmission delays. Furthermore, we demonstrate that for d-regular topologies, uniform transmission perturbations can easily shift the system to synchronize with an unexpected, entirely new frequency. These findings expose a previously unidentified vulnerability in classical robust synchronization, demonstrating that transmission dynamics necessitate fundamental structural modifications to networked reference generators.
Gal Barkai, Irinel-Constantin Morărescu
Jul 21, 2026cs.RO

Koopman DCM: Unstable Eigenfunctions as Data-driven Representations for Legged Balancing

In legged locomotion, divergent components of motion (DCMs) have emerged as characteristic states for balance control. They isolate the unstable mode of the dynamics but, in existing formulations, apply only to reduced models such as the linear inverted pendulum. In this study, we show how DCMs can be more generally formulated as Koopman eigenfunctions. Whereas Koopman analysis typically targets eigenvalues near zero, which capture conserved or slowly varying quantities, our investigation leads us to deliberately search for unstable eigenpairs with large eigenvalues. The resulting Koopman DCMs are data-driven observables trained using only real-robot data. On a real biped, DCMs learned from one hour of robot data improve tracking of reference walking patterns. We further show how learned DCMs provide state-based viability constraints when combined with model predictive control.
Stéphane Caron
Jul 20, 2026cs.RO

Bridging the Sim-to-Real Gap under Real-Time Constraints in Autonomous Racing

Autonomous racing exposes the sim-to-real gap under extreme operating conditions characterized by high speed, tight stability margins, and stringent real-time constraints. Although simulation is indispensable for development, controllers that perform well in simulation often degrade abruptly on physical platforms due to interacting effects of dynamics mismatch, estimation delay, and execution-layer latency. This paper frames sim-to-real transfer in autonomous racing as a full-stack, real-time systems problem. We introduce a structured three-layer perspective (Physical/Cyber/Execution) to analyze how mismatches propagate and amplify through closed-loop feedback. We present diagnostic metrics beyond nominal lap time, including performance flip, stability-oriented measures, sensitivity to delay and noise, and latency distribution characterization. Mitigation strategies are synthesized from a deployment-oriented viewpoint, emphasizing execution-aware and delay-aware design. Finally, we outline benchmarking guidelines that enable reproducible and fair sim-to-real evaluation under compute and timing constraints. The resulting framework clarifies cross-layer failure mechanisms and provides practical design principles for deployable autonomous racing systems operating near dynamic limits.
Hossein Maghsoumi, Yaser P. Fallah
Jul 20, 2026eess.SY

Integrity-Gated Eco-CACC: Epistemic Admissibility for Cooperative Driving at Signalized Intersections

Eco-Cooperative Adaptive Cruise Control (Eco-CACC) systems rely on accurate localization, signal timing, and interaction awareness to optimize energy consumption at signalized intersections. Existing approaches typically assume that the internal world model used for optimization remains valid, making them vulnerable when sensing outages or semantic inconsistencies invalidate planning premises. This letter proposes an Integrity-Gated Eco-CACC framework that explicitly monitors the consistency between internal vehicle beliefs and external sensing. A unified integrity metric is constructed by combining positional innovation, observability loss, and semantic inconsistencies. The resulting trust score regulates control authority, enabling a transition between nominal eco-driving and a safety-dominant fallback maneuver. Unlike robust control methods that attempt to preserve performance under uncertainty, the proposed framework regulates whether energy-optimal control remains admissible. Scenario-based simulations demonstrate that the method preserves nominal efficiency when model consistency is maintained, while enabling early and conservative responses under integrity degradation.
Lyes Saad Saoud, Moussa Ayyash
Jul 20, 2026cs.LG

A Continual Validation, Updating, and Decision-Making Framework for Self-Adaptive Digital Twins via Robust Model Predictive Control: A Case Study in Additive Manufacturing

Digital Twins rely on surrogate models to mirror physical systems in real time, yet these models can degrade as operating conditions evolve, a phenomenon known as concept drift. Maintaining surrogate fidelity under drift, particularly when models must also capture aleatoric uncertainty, remains an open challenge. Existing adaptive frameworks lack principled mechanisms for detecting when updates are needed, for efficiently adapting models from limited streaming data, and for certifying that updates genuinely improve predictive performance. Here we present an adaptive Digital Twin framework that integrates a Fisher score--based multivariate drift detector, Low-Rank Adaptation (LoRA) for parameter-efficient continual learning, and a Mann--Whitney UU test for online statistical validation. The framework monitors surrogate-model confidence via Fisher score vectors, triggers targeted fine-tuning of fewer than 1% of model parameters upon drift detection, and statistically certifies predictive improvement before deploying the updated surrogate. Applied to a stochastic linear system and a directed energy deposition additive manufacturing process as case studies, the framework successfully detects distributional shifts with short delays and restores both predictive accuracy and uncertainty quantification under abrupt and incremental drift. These results establish a statistically rigorous and computationally tractable pathway for sustaining the trustworthiness of neural-network--based Digital Twins throughout their operational life cycle.
Yi-Ping Chen, Ying-Kuan Tsai, Vispi Karkaria +3
Jul 20, 2026nlin.CD

Beyond the Edge of Chaos: Stability-Expressivity Transfer in Reservoir Forecasting

The edge-of-chaos heuristic has long served as a guiding principle for designing reservoir computers, yet its relevance to machine performance remains elusive. Here, taking the spectral radius of the reservoir network as the control parameter, we show that the radius yielding the best forecasting performance does not coincide with the Lyapunov edge of the isolated, teacher-forced, or closed-loop generative reservoir. By analyzing the collective dynamics of the teacher-forced reservoir, we find that the target dynamics are represented mainly by stable Lyapunov modes whose finite-time stability is strongly modulated by the input. This finding motivates a stability-expressivity transfer index, which balances the stability of these modes against their expressivity in representing the target. Across chaotic and quasiperiodic targets, and for both asymmetric and symmetric reservoirs, this index accurately identifies the optimal spectral radius for autonomous forecasting.
Yao Du, Xingang Wang
Jul 20, 2026cs.LG

Concentration and Mean-Square Bounds for Contractive Stochastic Approximation: A Unified Elementary Approach

We establish mean-square and concentration bounds for stochastic approximation (SA) with arbitrary norm contractive mappings, under a multiplicative noise model where the noise may scale affinely with the norm of the iterates, and the iterates are potentially unbounded. These settings arise in reinforcement learning, where operators are often contractive in the \ell_\infty norm and the noise scales with the iterates. To address the arbitrary norm, earlier works replace the non-smooth squared norm with a smooth Lyapunov function constructed via the generalized Moreau envelope. For concentration analysis, these works handle multiplicative noise and unbounded iterates through a multi-stage bootstrapping argument that starts from a time-varying worst-case bound and iteratively refines it. We instead present a unified and elementary analysis that yields both bounds. Using an averaged noise sequence and corresponding auxiliary iterates, we obtain a one-step Lyapunov drift inequality for the normed error directly, without smoothing the norm or constructing an envelope. For the mean-square bound, we combine this drift inequality with an induction argument showing that the iterates remain bounded in expectation. For the concentration bound, we develop a probabilistic induction over a sequence of "good" events on which the iterates are controlled, allowing the standard Azuma-Hoeffding bound to be applied. Our approach yields the first sub-Gaussian tailed maximal (all-time) concentration bound for SA under multiplicative noise, by allowing the stepsize to depend logarithmically on the confidence level. Beyond the specific setting considered here, we discuss the generalizability of these proof techniques to other noise models and iterative algorithms.
Siddharth Chandak
Jul 20, 2026cs.RO

Finite-Time Curvature-Constrained Vector Field for Saturation-Free Motion Planning of Nonholonomic Robots

Accurately steering a robot to a target configuration is fundamental in engineering, yet remains challenging for nonholonomic mobile robots. Vector fields (VFs) provide a natural framework by specifying desired motion directions throughout the workspace and enabling direct integration with feedback control. However, most existing VF-based methods cannot explicitly generate trajectories satisfying curvature constraints. Actuator limits are therefore often enforced by input saturation, which may invalidate stability guarantees and degrade closed-loop performance when not considered in controller design. In addition, these methods usually ensure only asymptotic convergence without an explicit settling-time bound. To address these issues, we propose a generalized motion planning and control framework consisting of a finite-time curvature-constrained vector field (FT-C2VF) and a saturation-free control law. Depending on the motion objective, the framework drives the robot to the target configuration in finite time or through it periodically. First, the FT-C2VF is constructed using complementary gains to achieve finite-time convergence while ensuring that the curvature of its integral curves is continuous, bounded, and monotonically decreasing with the radial ratio. Second, an almost globally C1-smooth, saturation-free controller is developed to track the FT-C2VF without Jacobian information, while keeping all control inputs within prescribed actuator limits. Third, dynamical-systems analysis establishes almost-global finite-time stability of the target equilibrium. Numerical simulations show improved performance over representative VF-based methods, and outdoor experiments on an Ackermann-steered vehicle confirm the effectiveness and robustness of the proposed approach.
Zhouru Xiao, Sha Luo, Yang Lu +5
Jul 20, 2026cs.RO

Predicting Grasping Compliance in Robotic Hands through Analytical-Model-Informed Neural Networks

In robotic manipulation studies, grasping is often treated as a binary success or failure problem, usually defined by whether the object simply stays in the hand. For forceful tool use, however, this view is insufficient because grasp compliance becomes a critical factor governing how the hand and tool behave under load. Compliance arises from coupled kinematics, grasp configuration, passive mechanics, and contact conditions, producing nonlinear behavior in which deformation and interaction forces influence each other. Understanding this relationship is essential for predictive models of how a grasped tool and a compliant hand jointly respond to external loading. In underactuated hands, these effects are amplified: such designs offer low cost and adaptive grasping, but make compliance behavior more difficult to model and predict. Our goal is therefore to develop a predictive model for grasped tool behavior during forceful interactions. To address this challenge, we introduce an analytical model informed neural network (AMINN), a hybrid predictive model that combines an analytical mechanics layer with data driven learning to estimate grasp stability and in hand tool displacement under external loading. The model is evaluated on a three finger underactuated robotic hand and shows strong predictive capability with mechanically meaningful outputs across diverse loading conditions. Compared with a black box multilayer perceptron baseline, AMINN also achieves better energy based physical consistency. Beyond prediction accuracy alone, this framework advances physically interpretable learning for robotic manipulation and supports more reliable, safer, and more trustworthy autonomous tool use in safety critical settings during forceful interaction.
Qianwen Zhao, Long Wang
Jul 20, 2026cs.RO

Disturbance-Aware Flight for Aerial Robots in Narrow Space

Autonomous flight of aerial robots in narrow space remains challenging due to strong aerodynamic disturbances and limited flying space. Existing approaches mainly address aerodynamic disturbances at the control level, while motion planning typically relies on geometric constraints and fixed speed limits, leading to conservative or unsafe behaviors in confined environments. This paper presents a disturbance-aware planning and control framework (DAPCF) that integrates online disturbance estimation into the planning-control loop for quadrotor flight in narrow space. First, the dual-loop observers estimate 6-degree-of-freedom disturbance forces and torques in real time based on odometry and motor speed measurements. Then, a disturbance risk function is introduced that adaptively modulates the reference speed of the planner based on disturbance estimation, reducing velocity when disturbances exceed a threshold and restoring it under low-disturbance conditions. Finally, a motor-dynamics-based nonlinear model predictive controller (MDNMPC) with disturbance compensation is designed to ensure robust trajectory tracking under perturbed conditions. Experiments demonstrate that a quadrotor with a diagonal length of 0.39m can traverse straight, sloped, and curved tunnels as narrow as 0.6m, outperforming human pilots in both success rate and flight efficiency.
Lei Qiang, Tianyu He, Chenyang Sun +3
Jul 19, 2026cs.AI

Intermittent Control Is Not Diluted Control: A Switching Effect in Artificial Agency

Adaptive agents do not always regulate under the same timing conditions. Sometimes stabilization can begin before a disturbance has fully entered the internal state; at other times the agent can only recover after disruption has taken hold. A simple expectation is that an agent moving between these conditions should behave like a weighted average of the two fixed cases: the more time spent in reactive recovery, the greater the regulatory burden. This paper shows that expectation can fail. In a simulated adaptive agent with retained state history, at an operating point where sustained reactive control is more costly than sustained anticipatory control, intermittent access to anticipatory control reduces the mean regulatory burden below the value predicted by a fixed-mode mixture. The effect appears under both periodic and stochastic switching schedules: losing anticipatory access does not simply dilute its benefit, and restoring it intermittently can reorganize the later regulatory burden. High-statistics runs (N = 1000 matched replicates per schedule) resolve a negative nonlinear switching penalty across every tested schedule. The effect is small but consistent: about half a percent of the mean gain, with 63-68% of replicates falling below zero. Late-window diagnostics reveal no unresolved upward accumulation of regulatory burden. The result identifies a design-relevant timing principle. In history-dependent adaptive systems, the burden of remaining organized is not set only by how much time an agent spends in each mode; the order in which disturbance and recovery enter the state can change the subsequent burden. Intermittent anticipatory control may therefore act less like a partial failure of regulation than like a mechanism for reducing the long-term burden of recovery.
Veronique Ziegler
Jul 19, 2026eess.SY

Optimal Safety Control using High-Order Control Barrier Functions

This paper investigates the optimal safety control problem of nonlinear control systems by proposing novel high-order control barrier functions (HOCBFs). Different from zeroing HOCBFs, two novel HOCBFs are derived and the safety controllers are designed in an explicit way. Next, we implement vector Lyapunov function approach to propose a novel high-order control Lyapunov function (HOCLF) for the stabilization control problem. The relations between the proposed and existing HOCBFs are discussed. Afterwards, the compatibility of the proposed HOCLF and HOCBF is addressed to guarantee the stabilization and safety control objectives simultaneously, and thus the optimal controller is established. Finally, a numerical example from the navigation problem of quadrotors is presented to illustrate the efficacy of the derived results.
Neng Li, Zuodong Pan, Jiaxing Wang +2
Jul 18, 2026cs.RO

ADMM-Based Safety-Critical Distributed NMPC for Cooperative Transportation by Quadrupedal Robots

This paper presents a safety-critical distributed nonlinear model predictive control (DNMPC) framework for cooperative payload transportation by teams of quadrupedal robots. The proposed approach models the robotic team and the shared payload as a dynamically coupled networked system with rigid holonomic coupling constraints arising from cooperative transportation. To enable distributed real-time optimization, the centralized finite-horizon optimal control problem is decomposed into parallel local NMPC subproblems coordinated through the alternating direction method of multipliers (ADMM). The resulting distributed framework enforces consensus over both payload-state and interaction-wrench trajectories while explicitly incorporating acceleration-level holonomic coupling constraints within the distributed predictive control formulation. Safety-critical obstacle avoidance constraints for both the robotic agents and payload are enforced using higher-order control barrier functions (HOCBFs). The framework is validated through numerical simulations with teams of two, three, and four quadrupedal robots transporting shared payloads in cluttered environments. Real-time experiments on two- and three-robot teams demonstrate safe and robust transportation under payload uncertainty and external disturbances. Compared with centralized NMPC, the proposed framework achieves up to 23% reduction in average NLP solve time while maintaining comparable closed-loop performance. Ablation studies further demonstrate robustness to communication delays and show that explicit payload-state consensus and holonomic constraints substantially improve payload tracking and distributed coordination over existing wrench-only consensus formulations.
Ruturaj S. Sambhus, Kapi Ketan Mehta, Yicheng Zeng +1
Jul 18, 2026math.OC

Relative Entropy-Bounded Ambiguous Chance Constraints for Robust Planning in Nonlinear Systems

We consider defining risk probability in stochastic control problems under distribution ambiguity. Current approaches for chance-constrained control typically assume that the true state distribution is known and Gaussian distributed. These assumptions are not amenable to many real-world engineering applications where system dynamics are nonlinear and only approximately modeled. In this work, we define a distribution ambiguity set and, with a variational expression for exponential integrals, bound the expected risk value under an unknown distribution that resides within a relative entropy distance of a nominal Gaussian reference distribution. Our bound recovers the reference risk value in the zero-divergence limit. A method is presented to determine the relative entropy distance defining the ambiguity set that is a function of the reference covariance evolution and second-order dynamical truncation errors. The resulting contributions provide a framework for handling distributional ambiguity in nonlinear covariance steering problems. A stochastic spacecraft guidance example is presented to demonstrate our contributions.
Trevor N. Wolf, Jay W. McMahon